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Original Paper

Folia Phoniatr Logop 2014;66:237–243 Published online: February 5, 2015


DOI: 10.1159/000369167

Early Voice Therapy in Patients with


Unilateral Vocal Fold Paralysis
Manal El-Banna Gamal Youssef
Unit of Phoniatrics, Otorhinolaryngology Department, Faculty of Medicine, Alexandria University, Alexandria, Egypt

Key Words the DSI. Conclusion: Early onset of voice therapy may en-
Early voice therapy · Unilateral vocal fold paralysis · hance the reduction in glottal gap and improvement of
Dysphonia Severity Index · Voice Problem Self-Assessment voice quality by hindering the development of faulty hyper-
Scale functional compensatory behaviors; early voice therapy may
therefore enhance the patient’s quality of life.
© 2015 S. Karger AG, Basel
Abstract
Objective: The purpose of this work was to study the efficacy
of early voice therapy in the management of patients with Introduction
unilateral vocal fold paralysis. Patients and Methods: Three
groups of patients suffering from unilateral vocal fold pa- Unilateral vocal fold paralysis (UVFP) may alter pho-
ralysis were subjected to a protocol of voice evaluation in- nation, airway protection, breathing and stabilization of
cluding auditory-perceptual voice analysis, the Dysphonia the body core during physical activity. Weakness and
Severity Index (DSI) and the 20-item Voice Problem Self-As- change of voice quality and dysphagia are consequences
sessment Scale (VPSS-20). Patients were also examined us- of inadequate closure of the vocal folds. Dysphonia is the
ing video laryngostroboscopy. The early voice therapy group main symptom that causes a patient to seek a phoniatri-
was enrolled in a voice therapy program for 16 sessions as cian’s advice. The degree of voice complaints depends on
soon as the patients were diagnosed; the second group of the amount of glottal incompetence and on the type of
patients did not receive voice therapy during the course of compensatory behaviors the patient may employ to im-
their ailment. The late voice therapy group was enrolled in a prove vocal intensity [1]. The voice may be breathy and
voice therapy after a period of at least 6 months following rough, with restricted pitch and loudness variations as
the onset of vocal fold paralysis. All studied patients were well as short phonation time. Diplophonia can occur as
reevaluated after a period of 2 months. Results: The early patients increase the effort to attain glottal closure [2].
voice therapy group showed better outcomes regarding Compensatory hyperfunctional behaviors, such as ante-
VPSS-20 scores, auditory-perceptual voice analysis as well as rior-posterior or lateral compression of the false vocal
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© 2015 S. Karger AG, Basel Dr. Gamal Youssef


Freie Universität Berlin

1021–7762/15/0666–0237$39.50/0 ENT Department, Dubai Hospital


ENT Voice Clinic, PO Box 7272
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E-Mail karger@karger.com
Dubai (UAE)
www.karger.com/fpl
E-Mail dr.gamal @ gmail.com
folds, can result in a rough, strained and low-pitched gery to select those with unilateral vocal fold immobility. The par-
voice. Vocal fatigue, globus sensation and neck discom- ticipants were 17 males and 25 females. The age range was 22–52
years (mean 35.38 years). The early voice therapy group included
fort are other symptoms that may be associated with 22 patients (9 males and 13 females) with a mean age of 35 ± 7.17
UVFP. This condition may have a negative impact on pa- years. The 15 patients (5 males and 7 females) who received no
tients’ self-assessment of their voice problem [1, 2]. Man- voice therapy had a mean age of 35 ± 5.97 years. The late voice
agement of UVFP includes surgical techniques such as therapy group consisted of 8 patients (3 males and 5 females) with
Teflon, collagen, hydroxyapatite or autogenous micron- a mean age of 37 ± 9.24 years. Vocal fold paralysis affected the right
vocal fold in 19 patients and the left one in 33 patients. The dura-
ized dermis, fat injection, type I thyroplasty, and nerve tion of vocal fold paralysis at initial assessment ranged from 2 to 4
pedicle transfer [3], but voice therapy is strongly recom- weeks, with a mean of 3.4 ± 1.6 weeks. In the late voice therapy
mended for the management of UVFP with minimal glot- group, the mean time between onset of vocal fold paralysis and
tal gap. The main goal of voice therapy is to improve glot- onset of voice therapy ranged from 6 to 14 months, with a mean of
tal closure without causing supraglottic hyperfunction 9.12 ± 2.6 months.
Patients included in the study were only those candidates for
while developing abdominal support for breathing and voice therapy with a vocal fold in the paramedian position; patients
improving the strength of intrinsic muscles [2]. The most with clinically significant aspiration were excluded from the study,
commonly used voice therapy approaches involve hard as they had shown a large glottal gap, and other lines of interven-
glottal attack and pushing exercises, designed to narrow tion were suggested. The early voice therapy group participants
the glottis to permit the buildup of subglottal pressure were enrolled in voice therapy sessions as soon as they were re-
ferred and diagnosed postoperatively. The ‘no voice therapy’
which can then effectively vibrate the vocal folds for vow- group included patients who were unable or refused to attend reg-
els production. These maneuvers should be avoided, ular voice therapy. The late voice therapy group included patients
however, as they may induce supraglottic hyperfunction; who were enrolled in voice therapy sessions after >6 months fol-
for this reason, glottal attack approaches have been rec- lowing the onset of the insult. They refused voice therapy sessions
ommended only as short-term therapies, at the outset of earlier, but were enrolled later when they were convinced about the
importance of voice therapy as an intervention strategy.
treatment [4, 5]. Modified pushing is an isometric exer-
cise whereby sustaining vowels and gliding from the low- Voice Assessment
est to the highest note, and vice versa, is practiced. This All groups were initially assessed using a protocol of voice as-
approach encourages contraction of the thyroarytenoid sessment, which included the following:
muscle [4, 6]. The Smith accent method has also been • Auditory-perceptual voice analysis using the modified Grade,
Roughness, Breathiness, Asthenia and Strain (GRBAS) scale
suggested to improve auditory-perceptual and aerody- [8] was performed by 3 expert phoniatricians. Their assessment
namic parameters of UVFP patients [7]. of the voices was blinded, with no reference to the research
Data regarding the efficacy of early-onset voice thera- group.
py in patients with UVFP are scant. We hypothesized that • 20-Item VPSS (VPSS-20) [9] is a 4-point scale questionnaire
patients in an early treatment group would exhibit a sta- with a total score of 80. The total score of the VPSS-20 summa-
rizes the scores of 4 clusters which are the functional, physical,
tistically significant improvement in the following vocal emotional and phonathenic clusters. The VPSS-20, like the 30-
function measures: auditory-perceptual assessment of item Voice Handicap Index (VHI-30), is a reliable and valid
voice quality, Voice Problem Self-Assessment Scale instrument that measures the impact of voice disorders on
(VPSS), Dysphonia Severity Index (DSI) and glottal gap Egyptian patients.
size. • The DSI was calculated using the following equation: DSI =
0.13 × MPT + 0.0053 × F0-high – 0.26 × I-low – 1.18 × jitter (%)
The aim of this work is to study the efficacy of early + 12.4 [10]. The parameters used for the DSI are maximum
voice therapy in improving voice quality in patients with phonation time (MPT, in seconds), the highest frequency (F0-
unilateral vocal fold paralysis using both objective and high, in Hz), the lowest intensity (I-low, in dB SPL), and jitter
subjective measures. (in %).
The measurements were collected using the Multidimensional
Voice Profile and Visi-pitch. Participants were seated 30 cm from
the microphone, and the ambient noise level was 30 dB in the
Method room. Participants were asked to phonate /a/ as softly as possible
at a comfortable pitch to obtain the fundamental frequency. The
Participants patients were asked to produce /a/ starting at a comfortable pitch
The study included 42 patients diagnosed as having UVFP and going up to the highest and then down to the lowest pitch to obtain
complaining of postoperative change of voice quality. The selec- both F0-high and F0-low. To calculate jitter, the participants pho-
tion was restricted to patients with iatrogenic etiology to be able to nated /a/ three times at a comfortable pitch and loudness for ap-
determine the time of onset of the paralysis. Patients with preop- proximately 3 s. Jitter was calculated on a sample of 1 s from each
erative thyroid nodules were followed up immediately after sur- trial, starting half a second after voice onset. The lowest result of
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238 Folia Phoniatr Logop 2014;66:237–243 El-Banna/Youssef


Freie Universität Berlin

DOI: 10.1159/000369167
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Table 1. Mean and standard deviation of the auditory-perceptual assessment of voice quality at the initial and final assessment for the
three studied groups

Quality of voice Early voice therapy group No voice therapy group Late voice therapy group
IA FA IA FA IA FA

Overall grade of dysphonia 2.00 ± 0.75 1.50 ± 0.67 2.00 ± 0.95 1.92 ± 0.99 2.00 ± 0.75 1.75 ± 0.71
p value 0.001 0.586 0.170
Roughness 1.09 ± 0.68 0.82 ± 0.66 1.92 ± 0.90 1.00 ± 0.95 1.75 ± 0.46 1.62 ± 0.52
p value 0.030 0.339 0.351
Breathiness 2.00±.75 1.50 ± 0.67 1.08±.90 1.58 ± 1.08 1.75±.46 1.62 ± 0.52
p value 0.001 0.220 0.351
Asthenia 1.36 ± 0.49 1.18 ± 0.49 1.58 ± 0.79 1.33 ± 0.98 1.50 ± 0.53 1.50 ± 0.53
p value 0.104 0.191 –
Strain 0.72 ± 0.83 0.41 ± 0.59 0.67 ± 0.89 1.08 ± 1.50 1.50 ± 1.07 0.87 ± 1.25
p value 0.016 0.339 0.011

– = The correlation and t cannot be computed because the standard error of the difference is 0; IA = initial assessment; FA = follow-
up assessment.

the three calculations was used. To measure MPT, participants Follow-Up


were asked to inhale deeply and sustain /a/ for as long as possible All groups were reassessed, using the same protocol as de-
at a comfortable pitch and loudness. The MPT was recorded three scribed above, after a period of 2 months to determine changes in
times, and the longest measured phonation time in seconds was vocal performance.
noted.
The digital video laryngostroboscopic assessment by Kay Pen- Ethics
tax was used to monitor the glottal gap. Glottal gap changes were The Institutional Review Board at the Faculty of Medicine, Al-
monitored and classified subjectively into three categories (re- exandria University, Egypt, approved the protocol of this study,
duced, no change and increased glottal gap). Three phoniatricians and written informed consent was obtained.
were asked to judge changes in the glottal gap when viewing video
recordings, which were presented in random order and with no Statistical Analysis
reference to the studied group or assessment time. The χ2 test was used to compare groups as regards qualitative
variables, for example, gender. The Kruskal-Wallis H test was per-
Voice Therapy formed to compare the three studied groups, while paired t tests
Voice therapy was administered by one of the authors. It was were used to assess differences between means obtained at the ini-
individualized, based on the degree of glottal incompetence as well tial and follow-up assessment of the same group. All statistical
as on the type and degree of the compensatory behaviors used by analyses were performed using the SPSS software package version
the patient. The adopted voice therapy program included modified 13.0. p values <0.05 were considered significant.
pushing exercises and the Smith accent method. The patients were
asked to produce a hard glottal attack with the addition of stretch-
ing the vowel while gliding down to a lower pitch. They practiced Results
modified hard glottal attack with vowels and words twice a day for
1 week. If progress was made, the patients incorporated isometric
push to the exercise program. Progress was judged using the audi- No significant differences between groups considering
tory-perceptual assessment, the patient’s subjective perception of age (p = 0.785) and gender (p = 0.981) were found.
improvement and endoscopic monitoring. If progress was not ob- The mean overall grade of dysphonia at the initial and
served after the termination of voice therapy sessions, modified follow-up assessment for the three groups are presented
hard glottal attack was tried for another week, after which the ac- in table 1. A statistically significant difference was record-
cent method was started. Patient performance was monitored to
guard against supraglottic hyperfunction using the auditory-per-
ed in the early voice therapy group for the dimensions of
ceptual voice analysis and endoscopic signs of supraglottic hyper- the GRBAS scale, between the initial and follow-up as-
function. The Smith accent method was applied as 20-min sessions sessment, except for asthenia (p = 0.104). No statistically
twice weekly for 16 sessions [11]. significant change was recorded comparing the initial
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Early Voice Therapy in UVFP Folia Phoniatr Logop 2014;66:237–243 239


Freie Universität Berlin

DOI: 10.1159/000369167
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Table 2. Mean and standard deviation of the VPSS-20 total score and clusters at the initial and final assessment
for the three studied groups

VPSS-20 Initial Follow-up d.f. t Sig.


assessment assessment

Early voice therapy group 21


Functional cluster 10.68 ± 6.09 7.14 ± 4.35 5.14 0.000
Physical cluster 12.64 ± 6.18 7.04 ± 4.42 5.20 0.000
Emotional cluster 8.23 ± 5.69 4.91 ± 3.39 4.63 0.000
Phonasthenic cluster 1.23 ± 5.33 6.18 ± 3.80 6.05 0.000
Total 42.64 ± 16.18 25.27 ± 10.55 8.08 0.000
No voice therapy group 11
Functional cluster 9.5 ± 5.56 9.08 ± 5.52 1.16 0.269
Physical cluster 10.92 ± 4.81 10.83 ± 4.74 0.23 0.820
Emotional cluster 8.33 ± 5.30 8.17 ± 4.82 0.32 0.754
Phonasthenic cluster 12.50 ± 3.12 11.58 ± 2.78 1.14 0.277
Total 40.58 ± 16.93 39.67 ± 16.58 0.43 0.673
Late voice therapy group 7
Functional cluster 11.00 ± 6.82 10.00 ± 57.69 1.53 0.170
Physical cluster 13.75 ± 2.87 11.25 ± 2.76 2.04 0.081
Emotional cluster 6.62 ± 6.99 5.37 ± 5.68 1.26 0.250
Phonasthenic cluster 12.25 ± 4.33 8.75 ± 5.39 2.93 0.022
Total 44.50 ± 8.40 35.37 ± 12.45 3.13 0.017

d.f. = Degree of freedom.

The boxplots in figure 1 represent the initial and final


Initial assessment Follow-up assessment assessment of all groups for the total VPSS-20 score. Ta-
80 ble 2 shows the VPSS-20 scores obtained at the initial and
final assessment for the three studied groups. Statistically
60
significant differences between the initial and follow-up
VPSS-20 total score

assessment for the total VPSS-20 score and its clusters


were recorded for all parameters in the early voice thera-
40
py group. Statistically significant differences were not re-
corded for the no-voice therapy group, while the late
20 voice therapy group showed a statistical difference in total
VPSS-20 score (p = 0.017) and in the phonasthenic clus-
0
ters (p = 0.022).
22 22 12 12 8 8 DSI means and standard deviations for the three
Early voice therapy No voice therapy Late voice therapy groups are presented in table 3. The early voice therapy
group group group
group revealed a significant change from the initial to the
final assessment (p = 0.003), while the no-voice therapy
Fig. 1. Boxplots of total VPSS-20 scores in the three studied groups and the late voice therapy groups did not reveal a signifi-
at the initial and follow-up assessment. cant change (p = 0.735 and p = 0.311, respectively).
Videoendoscopic assessment showed a reduction in
gap size in the majority of the studied groups; these re-
ductions were more evident in the early voice therapy
and follow-up assessment of the no-voice therapy group. group (fig. 2). Seven patients in the early voice therapy
The late voice therapy group recorded significant statisti- group revealed adequate phonatory closure following
cal improvement only for strained voice quality (p = voice therapy.
0.011).
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240 Folia Phoniatr Logop 2014;66:237–243 El-Banna/Youssef


Freie Universität Berlin

DOI: 10.1159/000369167
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Table 3. Mean and standard deviation of the DSI at the initial and final assessment for the three studied groups

DSI Initial assessment Follow-up assessment d.f. t Sig.

Early voice therapy group –4.59 ± 2.01 –3.10 ± 2.58 21 –3.43 0.003
No voice therapy group –4.68 ± 2.15 –4.33 ± 2.15 11 –0.352 0.735
Late voice therapy group –4.08 ± 1.58 –3.92 ± 2.61 7 –1.06 0.311

d.f. = degree of freedom.

Discussion
Increased glottal gap No change in glottal gap
Vocal fold paralysis is a debilitating condition affect- Reduced glottal gap
ing an individual’s general health and quality of life [12]. 120
Voice therapy is strongly recommended for the manage- 4% 8% 0%
100
ment of UVFP with a minimal glottal gap. The need for
intervention depends on many factors, the most impor- 80 23%

Participants (%)
33% 50%
tant of which is the patient’s vocal requirements, based on
60
his or her occupational and social demands [13, 14].
Voice therapy efficacy studies indicate a significant posi- 40
73%
tive impact of voice therapy, in case of vocal fold paralysis, 59%
50%
on VHI scores [5, 7, 12, 15, 16], voice quality, aerody- 20

namic values, and vibratory pattern [7]. 0


Monitoring the patient’s quality of life as well as objec- Early voice therapy No voice therapy Late voice therapy
group group group
tive measures are complementary when monitoring suc-
cess (or lack thereof) during and after treatment [2, 17].
The present study included clinician-based (GRBAS and Fig. 2. The distribution of participants in the three groups as re-
DSI) as well as patient-based (VPSS-20) outcome mea- gards glottal size changes.
sures. The study revealed a significant advantage for the
early voice therapy group over the other studied groups.
A significant difference in voice quality using the GRBAS
scale was reported in the early voice therapy group except son’s adaptations to social and occupational life. Voice
in the asthenic nature of voice. This may be explained by therapy may also have helped the reduction in voice gap
the fact that the people enrolled in early voice therapy and respiratory phonatory control causing, in general, a
were still not confident about their voice use and were still reduction in effort for voice production. These positive
suffering from surgical pain hindering powerful, loud physical effects were sensed early by patients through ear-
phonation. The late voice therapy group showed a sig- ly voice therapy and helped elevate the participants’ mo-
nificant reduction in the strained quality of voice only; tivation encouraging them to complete the voice therapy
this finding supports the usefulness of voice therapy in program. The effect of voice therapy on physical symp-
reducing hyperfunctional compensatory vocal behaviors, toms translates to real life and may persist for a prolonged
but with little effect on the overall voice quality. The period [18]. Also, the use of a direct therapeutic approach,
group that did not receive therapy showed improvement such as the Smith accent technique, has been implicated
in their ability to sustain phonation, but suffered signs of as producing improvements on voice-related quality of
a supraglottic hyperfunctional state which caused strained life measures [19].
voice quality and poor breath control. The VHI score of patients with untreated UVFP tends
The voice quality improves as the patient learns to use to reveal greater perceived vocal dysfunction, particularly
a softer confidential speaking voice while developing ab- in the physical subscale, compared with patients with dys-
dominal support for breathing and improving intrinsic phonia from other causes. It was suggested that this find-
muscle strength; this results in improvements in the per- ing is probably due to the experience of a sudden, severe
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Early Voice Therapy in UVFP Folia Phoniatr Logop 2014;66:237–243 241


Freie Universität Berlin

DOI: 10.1159/000369167
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voice change [15]. This aspect of physical difficulties en- line, owing to the activity of the interarytenoid muscle or
countered in cases of UVFP was evident in the present to passive lengthening induced by the cricothyroid mus-
study as a significant difference in physical as well as cle. Moreover, glottal closure may improve due to the
phonasthenic manifestations as markedly revealed by compensatory activity of the inferior pharyngeal con-
VPSS-20 scores in patients subjected to intervention us- strictor muscle [2]. Application of early voice therapy
ing voice therapy. Previous studies applied the VHI as a may enhance these muscle actions. Glottal closure in the
patient’s self-perception tool to assess this ailment. The present study improved even with no voice therapy, but
VPSS-20, used in the present study, is a questionnaire this may be due to spontaneous neural recovery. The im-
constructed to suit Egyptian patients. It was subjected to provement noticed in the late voice therapy group and in
reliability and validity measures. Its scoring cannot be those who received no voice therapy may be explained by
compared to VHI scoring as it includes, for example, the residual innervations and unpredictable reinnervation
phonasthenic cluster, which is not present in the VHI. and synkinesis, which maintain vocal bulk and tonus, and
The range of scores referring to severity is also different, may sometimes lead to spontaneous vocal recovery even
including no severity scoring scale for each cluster. These in the absence of restored vocal fold motion [20–22].
modifications have made literal comparison between The confirmation of these suggestions would have re-
both questionnaires difficult. In spite of these differences, quired the use of electromyographic studies, which cannot
the strong implication of the present study that early be denied as a potential explanation for improvements in
voice therapy affects the patients’ self-perception of qual- the early voice therapy group of the present study.
ity of life positively cannot denied. The previous findings support the hypothesis that ear-
Mattioli et al. [16] suggested that using voice therapy ly intervention may enhance the results of voice therapy.
early in the occurrence of UVFP helps recovering motil- D’Alatri et al. [2] further suggested that the use of early
ity, whatever the etiology and position of the paralyzed and appropriate behavioral voice treatment may avoid
fold. Their study referred to a similar, positive effect of the need for surgery in many UVFP patients, without ex-
early onset of voice therapy on acoustic measures, as in posure to unnecessary risks.
the present study. Unfortunately, Mattioli et al. were un- The early voice therapy group showed better outcomes
able to assert with certitude the efficacy of voice therapy regarding voice VPSS-20 scores and auditory-perceptual
in terms of motility recovery and vocal improvement analysis as well as DSI rates. This may indicate a powerful
since no studies with a control group of patients were per- relationship between the previous three aspects of out-
formed [16]. The present study adds to their finding as come measures. Early voice therapy helps using airflow to
the results of patients undergoing early voice therapy increase the sound pressure level without increasing its
were compared to those undergoing no voice therapy fundamental frequency, by improving the control of in-
mostly for logistic causes. trinsic and extrinsic laryngeal muscles, thus positively al-
The present study revealed positive changes of the DSI tering acoustic and aerodynamic voice parameters [7].
in both the early and late voice therapy groups, but statis- Early onset of voice therapy may enhance the reduc-
tically significant differences were recorded only for the tion in the glottal gap and the improvement of voice qual-
early voice therapy group. It is worth mentioning that the ity by hindering the development of hyperfunctional
DSI for Egyptian patients ranged from +3 to –4. This in- compensatory behaviors; indeed, early voice therapy may
dex and its correlation to the overall grade of dysphonia positively affect a patient’s quality of life.
differ from those obtained by Wuyts et al. [10]. This may
reflect differences in voice quality between Dutch and
Egyptian patients and is worthy of further investigation.
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