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Applied Acoustics 139 (2018) 189–202

Contents lists available at ScienceDirect

Applied Acoustics
journal homepage: www.elsevier.com/locate/apacoust

Feasibility study of using acoustic emission signals for investigation of pile T


spacing effect on group pile behavior

Wuwei Maoa,b, , Shogo Aoyamac, Ikuo Towhatad
a
Department of Geotechnical Engineering, College of Civil Engineering, Tongji University, Shanghai 200092, China
b
Key Laboratory of Geotechnical and Underground Engineering, Ministry of Education, Tongji University, Shanghai 200092, China
c
Kiso – Jiban Consultants Co., Ltd., Tokyo, Japan
d
Department of Civil Engineering, University of Tokyo, Tokyo, Japan

A R T I C LE I N FO A B S T R A C T

Keywords: Understanding the subsoil behavior subjected to group pile loading is of foundation important to clarify the
Acoustic emission group pile behavior. The acoustic emission (AE) signals produced by the stressed subsoil subjected to group pile
Sand loading are expected to contain useful information about the behavior of group pile. In this study, measurements
Group pile of AE signals generated during group pile loading were performed. To evaluate the effect of pile spacing, group
Pile spacing
pile loading tests were performed with two different pile spacing to represent strong and weak group effects.
Frequency
Results showed that the group pile in case of narrow spacing might significantly reduce the apparent stiffness of
the ground, which was evidenced by lower values of ground secant modulus and the released AE energy. In
addition, center pile carried more load and emitted higher level of AE compared with other pile positions when
the pile spacing was narrow. However, it is observed that such group pile effect was affected by the loading
history as well. Considering the high consistency between the results of conventional load-settlement mea-
surement and the AE monitoring, it is therefore suggested that the AE monitoring can be potentially used as an
alternative method for evaluation of the group pile behavior.

1. Introduction increasing demand on further understanding of pile bearing behavior,


some recent studies have made attempts to investigate the subsoil be-
Group pile has been a common design in modern infrastructure havior near the pile end [9–14]. In particular, some novel approaches
constructions. It is well acknowledged that the capacity of group pile such as the X-ray CT and the particle image velocimetry (PIV) enabled
depends on the individual pile capacities, and is influenced by the direct observations of stress and strain distributions of subsoil subjected
spacing between the piles [1–3]. There exists a certain value of pile to group pile loading [15,16], which provided close inspections into the
spacing at which the mechanism of group failure changes [4–7]. For subsoil behavior in a nondestructive way. However, it should be noted
those spacing larger than this value, the failure of group pile is analo- that the X-ray CT or PIV method is only possible in a laboratory setting
gous with local penetration of individual piles; for those spacing smaller condition.
than this value, the failure of group pile occurs together as a block. The objective of this study is to evaluate the feasibility of using the
Therefore, it is suggested that the pile spacing should be as large as signatures of Acoustic Emission (AE) signals to investigate the group
practicable to avoid significant pile interaction. However, close pile pile behavior. The AE monitoring method has been introduced into a
spacing is practically unavoidable and accordingly the group pile effect wide variety of applications with different materials including metal,
has to be considered during pile foundation design. Although the im- rock, concrete and composites [17–20]. Although the AE method does
portance of clarifying the group pile behavior has been well recognized, not receive widespread popularity for monitoring of porous granular
there is a general lack of scientific understanding about the effect of pile soils, it has brought many insightful results in a variety of successful
spacing on the behavior of group piles. Overall, the empiricism remain applications such as triaxial compression of soils [21], soil seepage and
plays an important role in the current practice of group pile design [8]. erosion measurement [22,23], and slope stability measurement
Conventional pile studies focus on load-settlement measurement. [24].The basic concept behind AE monitoring during pile loading is that
Such measurement, however, does not provide enough information for when soils below the pile tip are stressed, AE signals are generated due
more refined investigation of the stressed subsoil behavior. With the to sand particle movements, surface grinding or individual particle


Corresponding author at: Department of Geotechnical Engineering, College of Civil Engineering, Tongji University, Shanghai 200092, China.
E-mail address: maowuwei@tongji.edu.cn (W. Mao).

https://doi.org/10.1016/j.apacoust.2018.05.001
Received 10 January 2018; Received in revised form 27 April 2018; Accepted 1 May 2018
Available online 08 May 2018
0003-682X/ © 2018 Elsevier Ltd. All rights reserved.
W. Mao et al. Applied Acoustics 139 (2018) 189–202

Fig. 1. Schematic diagram of the group pile apparatus: (a) front view; (b) top view of pile locations and air bags; (c) overall picture of the experimental setup.

Fig. 2. Definition of pile positions among the group and the selected piles for
AE monitoring.

Fig. 3. Illustration of group loading and individual loading processes and


breakage. In case of group pile situation, previous studies generally loading steps.
found that narrower pile spacing had more significant effect on group
pile behavior [5–7,16]. When pile spacing changes, the interlinked 2. Experimental details
local soil properties will also change during the process of group pile
loading. These changes would be eventually featured by different AE 2.1. Setup of apparatus
characteristics. To investigate the acoustic phenomena for different pile
spacing conditions, two types of pile spacing, 2.5D (2.5 times of pile The schematic diagram and the general layout of the testing appa-
diameter) and 5D, are tested in the current study to represent strong ratus are shown in Fig. 1. The soil tank has an inner dimension of
and weak group effects. The AE signals detected from these two cases 1600 mm (width) × 1600 mm (length) × 1680 mm (height). The group
are analyzed in terms of different parameters and the feasibility of the pile model used in this study is constituted of 9 piles (3 × 3), and is
applicability is accordingly evaluated. located in the center of the model box. For axially loaded piles, previous
studies [10], [13] suggested that the intense stress and strain

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W. Mao et al. Applied Acoustics 139 (2018) 189–202

Fig. 4. Load-settlement behavior of the three piles monitored with AE (5D case):(a) 1st group loading;(b) 2nd group loading;(c) 4th group loading;(d) 5th group
loading.

concentrations emanate from the pile tip, and the range of significant movable in a 2D plane so that piles at different locations can be
stress and strain variations is mainly restricted within 5D. In the current reached. The pile used in the test has an outer diameter of 40 mm, with
experimental setup, the horizontal distance to the sidewall is 15D for the pile tip flat and closed-ended. Calibrated strain gauges are attached
the side pile in case of 5D group setup. It is therefore expected that the inside the pile (50 mm above the tip) to measure the axial shaft force.
boundary effects are negligible if not totally eliminated. The height of the model ground is 1200 mm. The piles are put in po-
The model ground is made of silica sand with mean particle size of sition with soil compacted around and the initial embedment depth is
0.52 mm, and is compacted to a relative density around 90% during 550 mm. A rigid steel pile cap associated with hoop accessories is ap-
each test. Eight air bags, which is capable of applying up to 200 kPa plied to connect the piles in group. An overview of the experimental
surcharge to the model ground, are placed on the surface of the model setup is shown in Fig. 1(c).
ground surrounding the model piles, as is shown in Fig. 1(b). The Regarding a 3 × 3 pile group, the positions of piles can be divided
purpose of the surcharge applied herein was used to simulate a deeper into three categories, which are the center pile, the middle pile and the
pile embedment. Due to the limited space, there is no confining stress corner pile, as shown in Fig. 2 Therefore, three piles representing three
applied in between the piles. The electrical motor with a maximum different positions corresponding to the center, middle and corner pile
loading capacity of 500kN is placed on two perpendicular trails, and is respectively are selected for AE monitoring.

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W. Mao et al. Applied Acoustics 139 (2018) 189–202

Fig. 5. Load-settlement behavior of the three piles monitored with AE (2.5D case):(a) 1st group loading;(b) 2nd group loading;(c) 4th group loading;(d) 5th group
loading.

The piezo-ceramic type AE sensor, manufactured by Fuji Ceramics center pile could carry more load than the corner pile in sandy ground
Corporation, Model R-cast M304A, is used for detection of AE signals. [25]. However, a recent study showed that such location effect existed
The AE sensor is mounted on the surface of pile shaft and fixed with only when the piles were loaded together as a group [16]. Once the
tape. The captured signals are further amplified by the pre-amplifier, group loading was disturbed by the intermission of individual loadings,
manufactured by Fuji Ceramics Corporation, Model A1201, and digi- the bearing load of the center pile showed no significant difference
talized with a time interval of 0.5 µs. The AE energy, calculated by compared with the other piles. This observation implies that the in-
summarizing the area under the rectified signal envelop, is used to teraction within group pile is influenced not only by the pile spacing,
characterize the AE activity. but also by the loading history. Therefore, the current study investigates
the above mentioned behavior through specific loading procedures.
2.2. Loading procedure For each test, the pile loading consists of 5 steps. Each step of
loading includes 20 mm pile penetration, and is followed by unloading.
It is known that when pile spacing is close, the bearing load dis- The loading is performed in a displacement control manner and the rate
tribution within the pile group is not uniform among different pile of displacement is 1 mm/min. It should be noted that the connection
positions. For example, previous experimental data mentioned that the between the loading unit and the pile group cap (or individual piles) is

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Fig. 6. Load-settlement behavior during individual pile loading: (a) 5D case; (b) 2.5D case.

not fixed (free touch style). During unloading stages, negative dis- loading compared with that of 2.5D case, demonstrating that the
placement is developed due to the rebounding of ground, and the ul- ground is stiffer. The bearing loads at the end of the 3rd load stage are
timate rebounding value can be reached after the loading unit dis- in the range of 10.5kN ∼ 12.5kN for 5D case, and 9.5kN ∼ 11.5kN for
connected with the pile group cap (or individual piles). 2.5D case. For both 5D and 2.5D conditions, the center pile did not
Two types of loading processes are performed, which is termed as show notable difference compared with other pile positions.
the group loading and the individual loading respectively. In case of
group pile loading, the piles were connected to the pile cap with hoop
accessories. An additional loading head with large contact area was 3.2. AE activity during group pile loading
placed on the pile cap in order to realize a more uniform load dis-
tribution. While for individual loading, the hoop is removed, and there Fig. 7 shows the AE evolution during 5D group pile loading. Similar
is no connection between the pile and the pile cap .The axial force is tendencies can be observed compared with the load-settlement curves
applied on individual piles. The purpose of individual loading is to as shown in Fig. 4. Higher tip resistance of piles yielded higher level of
examine the effect of individual loading on the group pile behavior. The AE. Note that both soils below pile tip and pile-soil interface sur-
process of the group loading and individual loading, as well as the 5 pile rounding the pile shaft could generated AE signals. An estimation of the
loading steps are schematically illustrated in Fig. 3. AE generated by pile-soil interface friction is performed by pulling out
the pile from the ground. It is found that the contribution is relatively
small, approximately one-tenth of the push down conditions. For sim-
3. Test results plification, the AE discussed in this study is assumed to be generated
only at the pile tip. However, it should be noted that the AE generated
3.1. Load-settlement behavior at the pile-soil interface could still be used for monitoring of soil be-
havior in specific application scenarios. For example, Berg et al. [26]
Fig. 4 shows the load-settlement relations of the three piles mon- used AE generated from pile-soil interface for monitoring of slope de-
itored with AE during 5D group pile test. The load here refers to the pile formation process and established satisfying correlations between AE
tip resistance measured by the strain gauges, which were located at rate and slope deforming velocity.
50 mm above from the pile tip. It can be seen that the load-settlement In Fig. 7, the center and the corner pile showed no obvious differ-
curves during the 1st loading showed notable difference compared with ence during reloading processes. However, the middle pile appeared
the reloading steps, especially at the very beginning of penetration. A much lower AE level during all loading processes. This might be caused
clear transition point indicating the ground yielding can be identified by the initial non-uniform ground conditions since the soil below the
from the reloading curves. It can be generally found that, except for the middle pile was subjected to a smaller load.
1st loading, the load-settlement curves of the three piles were close to For many materials such as rock, metal or composites, the AE re-
each other before ground yielding. In addition, the rebounding dis- sponse is different upon reloading compared to the original loading due
placement is found to be around 1–2 mm during unloading stages. to the Kaiser Effect. It is expected that no AE can be observed if the load
Fig. 5 shows the results of load-settlement relation in case of 2.5D does not exceed the previous maximum load. This feature of Kaiser
group loading. The overall tendency of load evolution is similar with Effect allows it to be used for assessment of soil behaviors, such as pre-
that of 5D case. However, it is clearly noted that the center pile carried stress determination or stability monitoring [27,28]. In the current
more load compared with middle and corner piles. The non-uniform study, the AE activities during the beginning stages of the 2nd group
distributions of load and AE among different pile locations will be loading and the 5th group loading were significantly lower than those
discussed in detail later via the secant modulus and the correlated AE of the 1st and the 4th group loading (e.g. Fig. 7), demonstrating the
activity. influence of Kaiser Effect. However, despite the AE activity became less
Regarding individual loading stage, the load-settlement relation- significant, it did occur even when the stress was smaller than the
ships are summarized in Fig. 6. On the whole, it is seen that the bearing previous maximum stress. This is because that the sources of AE are
load in case of 5D increased more rapidly at the beginning of each generated by numerous individual sand particles. Even a very small

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Fig. 7. AE activity evolution during group pile penetration (5D case):(a) 1st group loading;(b) 2nd group loading;(c) 4th group loading;(d) 5th group loading.

load may lead to the rearrangement of particle positions, resulting in group pile loading. The overall tendencies were similar with those of
the releasing of AE signals. Therefore, this issue deserve more attention the total energy cases, but the magnitude is decreased due to the re-
when the Kaiser Effect is used for investigation of soil behavior. moval of low frequency components. The ratio of the high-pass AE
Particle breakage is an important observation during model pile energy to the total AE energy is shown in Fig. 9. It is noteworthy that all
tests [29]. According to the previous study [30], the high frequency curves initiated from a considerably small value and rose rapidly to a
component (> 100 kHz) of AE signals are correlated to particle relatively stable value, suggesting that the particle breakage was not
breakage mechanism, while the low frequency components may be significant at the beginning of pile loading, and it increased rapidly
originated from particle sliding. For stressed soils, it is expected that until the ground is yielded.
higher stress level will lead to larger amount of particle breakage [31]. Regarding different pile locations among the pile group, the center
Accordingly, the intensity of high frequency AE signals can be used as pile and the corner pile shared similar ratio levels during all group
the representative parameter to evaluate the subsoil stress condition. loading steps. The middle pile, during the 1st and 2nd group loading,
Based on the above ideas, the detected AE signals were further treated showed notable difference from the center and corner piles. However,
with a high-pass filter to eliminate the low frequency components such difference became insignificant during the 4th and 5th group
(< 100 kHz). Fig. 8 shows the results of high-pass AE activity during 5D loading. It is therefore indicated that when the effect of the initial

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Fig. 8. AE activity after high-pass filter (100 kHz) (5D case):(a) 1st group loading;(b) 2nd group loading;(c) 4th group loading;(d) 5th group loading.

ground inhomogeneity was eliminated after certain depth of loading, shown in Fig. 11. In view of the high-pass AE ratio, as shown in Fig. 12,
the piles among a 5D group demonstrated similar behavior. In other the center pile exhibited much higher value compared with middle and
words, the pile-pile interaction among the 5D group pile is not sig- corner piles, indicating that there was more sand particle breakage
nificant. occurring below the center pile. This was also consistent with the ob-
Fig. 10 shows the AE evolution during 2.5D group pile loading. servation that the center pile carried higher level of bearing load.
Again, similar tendencies can be observed compared with the load-
settlement curves as shown in Fig. 5. A notable feature from Fig. 10 is
that the AE originated from the center pile was much higher than those 3.3. AE activity during individual pile loading
from middle and corner piles. On the other hand, the AE detected from
middle and corner piles had similar level of AE activity. The distinct The AE activities during individual pile loading stage, including the
difference between the center pile and the other piles suggested that the total AE energy, the high-pass AE energy as well as the ratio of high-
pile interaction in case of 2.5D group pile was more significant than pass AE energy, are summarized in Fig. 13, Fig. 14 and Fig. 15 re-
that of 5D group pile condition. In addition, the results of the high-pass spectively. Results of pile B3 and C3 are not presented due to un-
AE activity also showed a similar tendency with the total AE activity, as expected noise during the test. The overall tendencies are similar with
those of the group loading conditions. However, the magnitudes of the

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Fig. 9. Ratio of high-pass AE energy to the total AE energy (5D case):(a) 1st group loading;(b) 2nd group loading;(c) 4th group loading;(d) 5th group loading.

AE energy are significantly larger. This may be attributed to the reason Several layers of color sand were placed below the pile tip to mark the
that during group loading, all piles are connect to the footing plate so ground deformation, which could be observed through post-test ground
that part of the AE energy is dissipated when the AE signals propagate excavations. As can be seen from Fig. 16, in case of 5D group pile,
from the pile shaft to the footing plate. individual concave shaped ground deformations were observed below
Considering different pile positions, the center pile in case of 2.5D each pile tip. However, such deformation is mainly restricted below
group pile condition demonstrated higher value of AE activity either in each pile tip and does not extend any further. The color sand layers
view of AE energy or high-pass energy ratio, especially at the very between the piles does not deform notably as well. This mode of ground
beginning of each penetration. It seems that the ground below the deformation suggested no significant effect of group pile interactions in
center pile in case of 2.5D group pile condition is densified due to group 5D group pile condition. In contrast, in case of 2.5D group pile, a large
loading. While for 5D group pile condition, the center pile did not show concave shape of ground deformation can be observed, suggesting that
any significant difference from the other piles. the ground below the pile tip deforms as a block. This tendency is also
observed for color sand layers between the piles, demonstrating sig-
3.4. Observation of ground deformation nificant group pile interactions. Therefore, it is suggested that for
narrow pile spacing, the group pile is tended to fail as a block.
Additional tests were performed to investigate the ground de-
formation characteristics under different pile spacing conditions.

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Fig. 10. AE activity evolution during group pile penetration (2.5D case):(a) 1st group loading;(b) 2nd group loading;(c) 4th group loading;(d) 5th group loading.

4. Discussions Fig. 17 exhibits the features of the secant modulus of the AE mon-
itored piles during 5D and 2.5D group pile tests. The secant modulus
For functioning piles in the field, the allowable ground deformation was calculated between 0.5 mm and 1.0 mm settlement, where the
is usually small and the ground should be in the state before yielding. load-settlement curve was almost linear. It can be seen that, for both 5D
Traditionally, the linear part of the load-settlement curve is considered and 2.5D cases, the value of secant modulus increased from the 1st
as elastic deformation and the secant modulus, defined by the ratio of loading to the 2nd loading, while decreased during the 4th reloading
pile tip resistance to the pile settlement within this range, is used as an due to individual loading, and increased again during the 5th reloading.
important parameter to evaluate the pile bearing behavior [16]. It is It is therefore demonstrated that the individual loading could sub-
worth noting that due to strong pile interactions in case of narrow pile stantially affect the apparent ground stiffness. In general, the values of
spacing, the magnitude of settlement experienced by each pile is a secant modulus in case of 2.5D were smaller than those of 5D condi-
combination of the settlement due to the pile’s “own load” and the tions during the same loading step. From a practical point of view, it is
settlement experienced from influence of the adjacent piles. Thus, the suggested that stronger group pile effect could result in greater ground
secant modulus essentially represents the apparent stiffness of the settlement.
ground. It is also noted that the secant modulus in case of 2.5D reduced

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Fig. 11. AE activity after high-pass filter (100 kHz) (2.5D case):(a) 1st group loading;(b) 2nd group loading;(c) 4th group loading;(d) 5th group loading.

significantly during individual loading stage, while in case of 5D, it the center pile showed lower secant modulus than the corner pile. In
continued increasing compared with the 2nd group loading stage. On other words, the pile location effect is significant only when the group
the other hand, during the 4th group loading, the secant modulus in loading is following a previous group loading. This observation suggests
case of 5D reduced dramatically, while slight increasing is observed for that the interaction among group piles was influenced not only by the
2.5D case. The variations of secant modulus caused by individual current loading condition but also by the history of loading.
loading is difficult to explain because the piles are disconnected and To evaluate the correlations between the pile bearing behavior and
reconnected to the footing plate in order to perform individual loading, the AE activities, the accumulated AE energy was also calculated during
which may cause unexpected disturbances to the piles. the same pile penetration period (0.5–1 mm), as shown in Fig. 18.
In view of different pile positions, for 5D case, the center pile Compared with the secant modulus shown in Fig. 17, the overall dis-
showed no notable difference in the bearing capacity after group tribution of AE energy demonstrated remarkable similarity. It rose from
loading except during the 2nd-group loading, which demonstrated that the 1st loading to the 2nd loading, while decreased during the 4th re-
the group effect in case of 5D pile spacing was not significant. While for loading due to individual loading, and increased again during the 5th
2.5D case, the modulus of the center pile was notably greater than those reloading. Also, the AE from the center pile showed no obvious dif-
of other piles after group loading (2nd and 5th loading). However, for ference compared with the other piles for 5D case. As for 2.5D case, the
the 4th group loading which was performed after individual loading, AE from the center pile was substantially higher than those of the other

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Fig. 12. Ratio of high-pass AE energy to the total AE energy (2.5D case):(a) 1st group loading;(b) 2nd group loading;(c) 4th group loading;(d) 5th group loading.

piles during all loading steps. In particular, although the AE from the is worth noting that quantitative correlations between load and AE
center pile after individual loading remained higher than the other remains difficult to be established due to the nature of the AE method.
piles, the gap became much smaller. Also, the AE from middle and Because such relationships can be influenced by many factors, which
corner piles showed notable difference after individual loading (4th reduces its practical significance. For example, in the current study, the
loading), while they were almost identical during 2nd and 5th group AE energy detected during individual loading is generally larger than
loading. The AE characteristics revealed from 2.5D case suggested that that in group loading. Because part of the AE energy is dissipated due to
strong group pile effect existed when pile spacing was narrow. the footing plate that connects all piles together. This may result in
The above experimental results and discussions manifested high different AE-load relationships. In addition, it is difficult to quantify the
similarity in the evolution tendencies between load measurement and contribution of the Kaiser Effect regarding granular soils in the current
AE monitoring concerning group pile behaviors. For practical applica- study. If the ground is subjected to historical stresses, or different stress
tions, it is always more difficult to measure the load, especially for long paths, the AE-load relationship may be changed as well. For field ap-
time monitoring. The AE monitoring provides an alternative non-de- plications, the above issue is further affected by many other factors,
structive measurement to investigate the ground behavior. However, it such as the location of the sensor, local ground condition, as so on.

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Fig. 13. AE activity evolution during individual pile penetration: (a) 5D case; (b) 2.5D case.

Fig. 14. AE activity after high-pass filter (100 kHz) during individual pile penetration: (a) 5D case; (b) 2.5D case.

5. Conclusions strong and weak group effects. It is generally found that the group
pile in case of narrow spacing may significantly reduce the apparent
This study presents the application of AE monitoring method for stiffness of the ground, evidenced by lower values of secant mod-
evaluation of pile spacing effect on group pile behavior. Three piles ulus and AE energy rate in case of 2.5D group pile. From a practical
representing the center, middle and corner pile locations in a 3 × 3 pile point of view, it is suggested that stronger group pile effect could
group were monitored with AE. Based on AE monitoring results, the result in greater ground settlement.
following conclusions can be drawn: (3) High frequency AE component was interpreted to be correlated
with particle breakage mechanism. The evolving characteristics of
(1) The evolution tendencies of AE activity showed high similarity high-pass AE energy suggested that the particle breakage was not
compared with the load-settlement curves of piles at different lo- significant at the beginning of pile loading, and it increased rapidly
cations. It is therefore suggested that the AE monitoring could be until the ground was yielded. For 5D case, ratio of the high-pass AE
potentially used as an alternative tool for evaluation of soil stress energy turned to be similar among different piles after the 5th
state. loading step. While for 2.5D case, the center pile always showed
(2) Two types of pile spacing, 2.5D and 5D, were tested to represent larger values than the other piles, demonstrating the group pile

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Fig. 15. Ratio of high-pass AE energy to the total AE energy during individual pile penetration: (a) 5D case; (b) 2.5D case.

Fig. 16. Observation of ground deformation after group pile loading: (a) 5D; (b) 2.5D.

Fig. 17. Secant modulus of the piles monitored with AE.

Fig. 18. AE energy increasing rate during 0.5–1 mm group pile penetration.

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