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Toulmin 1957
Toulmin 1957
Author(s): S. E. Toulmin
Source: Journal of the History of Ideas, Vol. 18, No. 2 (Apr., 1957), pp. 205-220
Published by: University of Pennsylvania Press
Stable URL: http://www.jstor.org/stable/2707624 .
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BY S. E. TOULMIN
Any one who begins to study the history of science at all critically
soon learns to distrust all second-hand statements, even those which
are most confidently and most often repeated. Lessons which have
long been learnt in other branches of history have, in the history of
science, yet to make their full effect felt, and meanwhile a mass of his-
torical and philosophical preconceptions stands in the way of knowl-
edge. Lately, it is true, we have begun to see something in the way
of a revolution in the subject, in which the University of Cambridge
is playing a distinguished part; 1 but one cannot afford to have any
illusions about the amount that remains to be done to disentangle the
issues in even the most familiar and discussed historical episodes.
Perhaps, indeed, it is the most discussed episodes which need the most
careful attention, since it is around them that the greatest accretion of
misconceptions has formed. So one need not apologize for raising
again the question, what was really in dispute between Priestley and
Lavoisier, and just how mortally the Phlogiston Theory was wounded
by Lavoisier's work.
In any case there are philosophical as well as historical motives for
disinterring this question. For one of the preconceptions which has
done most to cloud our understanding of the science, both of our own
and of earlier generations, is a logical one: the idea that a new theory
supersedes an old one as a result of a direct, hand-to-hand contest.
According to this doctrine, a new theory can prove its merits over an
old through a single, 'crucial' experiment, as a result of which the
old theory is left dead upon the field and the young contender, as in
Fraser's account of primitive societies, reigns in its place in the sacred
grove.
This picture of the progress of science has a certain appeal, both to
our logical sense of tidiness, and to our historical self-esteem. For it
would make the logical analysis of scientific theories a good deal
neater if their acceptance or rejection could, in appropriate circum-
stances, be justified by reference to a single experimental observation
-theoretical doctrines could then be comfortably assimilated to those
straightforward statements of fact which, we think, we understand so
much better. As a matter of history, too, we are happier if we can be-
lieve that the abandoned ideas of our predecessors were plain false, if
not ridiculous, and that our own ideas stand as firmly as could be
asked. So, looking back on the history of earlier science, we find our-
selves continually tempted to pick on this experiment or that, this ob-
1 This paper was originallydeliveredat a
meeting of the CambridgeUniversity
Philosophyof ScienceClub, 21 November,1955.
205
ment, we feel, would have had to recognize its force. He would find
himself in a position like that of the Dutch explorers who first landed
in Western Australia and found black swans swimming on the river
near the place where the city of Perth now stands: for them it could
never again be possible in honesty to declare that whiteness was a uni-
versal characteristic of swans; and the Phlogistonian too, we think,
must concede the force of Lavoisier's empirical demonstrations and
abandon forever his long-held ideas. Dr. Holmyard, indeed, has even
made for Imperial Chemical Industries a film called The Discovery of
Oxygen in which this view of the matter is taken. On the screen we
see the mercury experiment re-enacted at the hands of a gentleman in
period costume-I say 'the hands' advisedly as we never see his face
-and the commentary implies that, after this, there ean no longer be
any question of preferring the phlogiston theory of calcination to
Lavoisier's explanation in terms of oxygen.
It comes as a momentary surprise to us to recall that this experi-
ment was in fact devised originally, not by Lavoisier, but by Joseph
Priestley, and that Priestley himself, though he lived for twenty more
years until 1804, was never reconciled to Lavoisier's new system of
chemistry. But the surprise does not last long, for the history of sci-
ence would be dull if it did not contain villains as well as heroes,
stupid men as well as geniuses, and we soon hit on the idea of turn-
ing Priestley into a kind of Polonius. This allows us the pleasure of
patronizing him and saying, 'Of course the poor fellow was too
wedded to the old ideas to be open to the manifest correctness of
Lavoisier's theory: ' we may even quote against him, as his biographer
T. E. Thorpe does, the warning he uttered himself:
We may take a maxim so strongly for grantedthat the plainest evidence of
sense will not entirely change, and often hardly modify, our persuasions;
and the more ingeniousa man is, the more effectuallyhe is entangledin his
errors, his ingenuity only helping him to deceive himself by evading the
force of truth.5
Yet is it likely that such a man as Priestley, whose distinguished con-
tributions to chemistry nobody can deny, could ever have been blind
to the force of a crucial experiment in this field, if a genuinely crucial
experiment were possible?
In point of fact, Priestley was well aware of what Lavoisier had
been doing, and saw clearly what the implications of this work might
be. Writing in 1783 about the new oxygen theory, he says: " The
arguments in favour of this opinion, especially those which are drawn
from the experiment of Mr. Lavoisier made on mercury, are so speci-
ous, that I own I was myself much inclined to adopt them." 6 Why
5T. E. Thorpe, Joseph Priestley (London& New York, 1906), 216.
6Priestley, "Experiments relating to Phlogiston,"Phil. Trans. Vol. 73 (1783),
400.
then did he not adopt them?, we must surely ask. The answer to this
question usually implied is, baldly, that he was an old fogey, that one
cannot expect an old dog to learn new tricks. The fact of the matter
is quite otherwise. It is that he, Priestley, had hit upon another ex-
periment which, from the point of view of a Phlogistonian, supported
his theory even more strongly than did the mercury experiment sup-
port Lavoisier's. What this experiment was, he proceeds to tell us in
the paper of 1783, from which an extract is given below. The conclu-
sion he drew from the experiment he had already reported in a letter
to Franklin in Paris in the previous year: " In their usual state calces
of metals [i.e. earthy substances of the sort we should now classify as
'metallic oxides'] do not contain air [gas], but that may be expelled
by heat, and after this I reduce them to a perfect metallic state by
nothing but inflammable air [hydrogen] which they imbibe in toto
without any decomposition." 7 Priestley's experiment had convinced
him that under suitable circumstances one could 'see' phlogiston in
the form of hydrogen being imbibed by a calx to form a metal even
more vividly than Lavoisier's work had convinced him of the opposite.
Before we look at the experiment, one logical question requires to
be underlined. There is no denying that Lavoisier's experiments are
extremely suggestive, and Priestley allowed this, for in calling them
" specious " he really conceded more than in the twentieth century he
appears to-the word 'specious' having come down in the world in
the last 150 years. But if they had been not only convincing but
logically compelling, as a truly crucial experiment should be, there the
matter would have ended. However many more white swans the
Dutch explorers might have seen on their return from the trip to
Australia they could never reinstate the generalization about the
whiteness of swans once a single black one had crossed their path; and
if Lavoisier had really hit on a logically-crucial demonstration, it
should not have been possible to reinstate the phlogiston theory
either. Yet Priestley went off and did more experiments, and pro-
fessed to find them convincing enough to outweigh Lavoisier's dis-
coveries. Evidently these discoveries did not seem to be crucial from
the point of view which Priestley adopted: it is our business to ask,
how this can be.
Priestley's counter-demonstration is nicely contrived and, if re-
ported in his own terms, looks extremely striking. "I thought," he
says, " that throwing the focus of a burning lens upon a quantity of
minium [i.e. the calx of lead, or in modern terms lead oxide, Pb304],
surrounded with inflammable air, .. .might bring me near my object;
and on making the experiment it immediately answered far beyond
my expectation."
7 Priestley to Franklin,24th June, 1782: reprintedin
Thorpe,op. cit., 99-100.
For this purpose, [he goes on] I put upon a piece of a broken crucible
(which could yield no air) a quantity of minium, out of which all air had
been extracted; and placing it upon a convenient stand, introduced it into a
large receiver, filled with inflammable air, confined by water. As soon as
the minium was dry, by means of the heat thrown upon it, I observed that
it became black, and then ran in the form of perfect lead, at the same time
that the air diminished at a great rate, the water ascending within the re-
ceiver. I viewed this process with the most eager and pleasing expectation
of the result,8 having at that time no fixed opinion on the subject; and there-
fore I could not tell, except by actual trial, whether the air was decomposing
in the process, so that some other kind of air would be left, or whether it
would be absorbed in toto. The former I thought the more probable, as if
there was any such thing as phlogiston, inflammable air, I imagined, con-
sisted of it, and something else. However, I was then satisfied that it would
be in my power to determine, in a very satisfactory manner, whether the
phlogiston in inflammable air had any base or not [i.e. whether hydrogen
gas was composed of phlogiston in combination with something else, or of
phlogiston alone], and if it had, what that base was. For seeing the metal
to be actually revived and that in a considerable quantity, at the same time
that the air was diminished, I could not doubt but that the calx was actually
9
imbibing something from the air; and from its effects in making the calx
into metal, it could be no other than that to which chemists had unani-
mously given the name of phlogiston.
Before this first experiment was concluded, I perceived, that if the
phlogiston in inflammable air had any base, it must be very inconsiderable:
for the process went on till there was no more room to operate without en-
dangering the receiver; and examining, with much anxiety, the air that re-
mained, I found that it could not be distinguished from that in which I be-
gan the experiment, which was air extracted from iron by oil of vitriol [i.e.
the gas released by the action of sulphuric acid on iron]. I was therefore
pretty well satisfied that this inflammable air could not contain any thing
besides phlogiston; for at that time I reduced about 45 ounce measures of
the air to five.
In order to ascertain a fact of so much importance with the greatest care,
I afterwards carefully expelled from a quantity of minium all the phlogiston,
and every thing else that could have assumed the form of air,10 by giving it
a red heat when mixed with spirit of nitre; and immediately using it in the
manner mentioned above, I reduced 101 ounce measures of inflammable air
to two.11
8 Priestley, of course,means 'curiosity': the word 'expectation' has shifted in
meaningas much as the word 'specious.'
9 This is the crucialsentence.
10Dr. A. R. Hall argued in discussionthat in this sentence Priestley begs the
whole question whetherminium contains any 'air' in its composition. It is, how-
ever, hard to decide whetherhe is here trying to decomposethe miniumor only to
free it of adsorbedair, as we should now say. Would the distinctionbetween ad-
sorption and chemical combinationeven have been entirely clear to him? This
point will be returnedto at the end of the paper.
11Phil. Trans.,Vol. 73 (1783), 400-402.
open to us, and that one our own. So we must return to the history
of Priestley's enquiries, and observe his next steps. Looking up his
next paper in the Philosophical Transactions, published two years
later in 1785, we find him disowning his tentative identification of
hydrogen with phlogiston, but otherwise maintaining his theoretical
views.12 He does this, although he has in the meantime recognized
the fact that in his minium experiment water was produced which he
had at first failed to distinguish from the water in the trough. He re-
peats his experiment with iron, copper and mercury calx in inflam-
mable air, but this time encloses the gas in the jar over mercury
instead of water. On heating the calx, he finds the same result as
before: " [The metal] began to revive, the inflammable air rapidly
disappeared, and water was formed on the sides of the vessel in which
the experiment was made." This, Priestley concludes, "seemed to
afford a sufficient proof that [a metal] contains phlogiston, and that
it is not revived by the mere expulsion of dephlogisticated air [i.e.
oxygen], as M. Lavoisier supposes." 13
Once more we are obliged to exercise our historical imaginations.
At first we shall be tempted to complain at Priestley's continued fail-
ure to accept the modern view of this reaction; and, losing patience
with the man, we may begin to look for non-rational explanations of
his conservatism. It is important, therefore, to face directly the
logical issue here raised, and to consider whether Priestley should
really have been forced by his observations to reach the conclusions
which we accept as being so obvious.
Priestley, one must notice, regards the water evolved in the reac-
tion as a by-product: the principal phenomenon, he still declares, is
the union of the calx with phlogiston to form metal. He is, of course,
forced to sophisticate his explanation in order to make it still fit.
Whereas, before this experiment, he had hardly thought to question
the purity of the calces employed, he now introduces a further dis-
tinction. Common calces, such as the scales of iron he had used in
this new experiment, are liable to contain a certain amount of water,
which serves as-it-were as water of crystallization: only when this is
driven off do we obtain the " pure earth of iron," which is now to be
regarded as the true elementary substance. To quote the 1785 paper:
When iron is melted in dephlogisticatedair, we may suppose that, though
part of its phlogiston escapes, to enter into the compositionof the small
quantity of fixed air [i.e. carbondioxide] which is then procured,yet enough
remainsto form water with the addition of dephlogisticatedair which it has
imbibed,so that this calx of iron consists of the intimate union of the pure
earth of iron and of water; and thereforewhen the same calx, thus saturated
12Priestley, " Experimentsand ObservationsRelating to Air and
Water,"Phil.
Trans.,Vol. 75 (1785), 279-309. 13Ibid., 304.
with water, is exposedto heat in inflammableair, this air enters into it, de-
stroys the attraction betweenthe water and the earth, and revives the iron,
while the water is expelledin its properform.14
Furthermore, whereas in 1783 he had been inclined to identify
hydrogen with phlogiston, allowing at most that his 'inflammable air'
might contain caloric as well as phlogiston, now in 1785 he wishes to
correct himself, and regards hydrogen as a union of phlogiston and
water. The water evolved in the reaction, he declares, comes partly
from the scales and partly from the hydrogen. In symbols:
Scales + H- Pb + W
or Ei.W + Ph.W -Pb + W
One might at this point go off down a curious side-alley, and ask
how this new point of view ties up with our own views about the con-
stitution of water. If phlogiston is minus-oxygen, then the statement
that hydrogen is composed of water plus phlogiston comes remarkably
close to our own view that water consists of hydrogen plus oxygen.
The crucial question would now become what grounds we should re-
quire, and in fact have, for saying that hydrogen is a 'constituent' of
water, rather than saying vice versa that water is a 'constituent' of
hydrogen.
Leaving this aside, we must acknowledge that Priestley's inter-
pretation of his experiment is at least consistent. Whatever grounds
we have for preferring our own, Lavoisierian explanations (and I
would not dream of disputing the fact that they are vastly preferable
to Priestley's) the original mercury experiment is by no means the
crucial or the uniquely-vivid one it at first seemed. Priestley's
minium experiment was, if anything, more impressive, so that even
after he had spotted the tell-tale water drops, the original conviction
produced by the first discovery still remained. Where we nowadays
suppose that we can 'see' oxygen being evolved from heated mercury
calx, Priestley was equally convinced that he could 'see' hydrogen
being imbibed by heated lead or iron calx. The same compelling im-
pression of seeing a chemical formula verified before one's eyes, which
was so happily suggestive to Lavoisier, was equally misleading to
Priestley. And from this it follows, if nothing else does, that a telling
demonstration of a chemical formula is no guarantee of its correctness.
Thorpe describes Priestley's paper of 1783 in the words, "A series of
experiments faultless as to execution but utterly fallacious as to inter-
15 If the
pretation." popular doctrine of Crucial Experiments were
correct, this fallaciousness must appear in the form of positive incon-
sistencies, indeed of self-contradictions. But these are not in evi-
dence, for the issue is one of another kind.
14Phil. Trans. (1785), 299-300; and cf. 308n.
15 Thorpe, op. cit., 215.
III
In the secondhalf of this paper I shall discusssome generallessons
to be drawnfrom this particularhistoricalepisode. But before doing
this it may be worth asking why historians of chemistry so rarely
mention these particularexperimentsof Priestley's. Seeing the great
importancehe himself attached to them, this failure seems at least
odd; and when I myself first came across Priestley's papers about
them it seemed natural to put a worse interpretationon it. By neg-
lecting to set out the facts of the case and to enquire why Priestley
should have thought these experiments so important, had not his-
toriansbeen showinga wilful lack of sympathy and a deliberateblind-
ness to the real issues involved? Some of them, I still think, ignore
these papers simply because they find it convenient to do so: being
convincedof the superiorityof Lavoisier'sviews, they are preparedto
accept the evidenceof the mercuryexperimentas crucial,and have no
patience with any contrary-lookingdemonstrations. But on further
investigation two small bibliographicalpoints come to light which
may do somethingto excusethem, and since these points illustratethe
pitfalls to which we amateursof the subject are exposed, it may be
worth mentioning them here.
The 1783paperfirst came into my hands by chance,unboundfrom
the rest of the Philosophical Transactionsfor that year."6 Later on,
when trying to find it again, I was at first unable to track it down.
The 1785papercame to light quickly,but that was clearlynot the one
required,and the allusions in it to the earlier paper were not readily
intelligible without that other paper being before one. One would
have thought that such a paper would have been easy to find: all one
need do, surely, was to thumb through the contents at the beginning
of each bound volume of the Philosophical Transactions, or alterna-
tively to look up the referenceto the paper in the classifiedcontents
of the standard abstracts of the Philosophical Transactions by Hut-
ton, Shaw and Pearson,publishedby Baldwin in 1809. Yet no refer-
ence to the crucialpaper,it appeared,was to be found in either place.
And this is in fact the case. The 1783 paper is in the second half of
the Phil. Trans. volume for that year, and is listed only in the con-
tents pages bound half way through the volume; while by some mis-
chance all referenceto the paperwas omitted from the classifiedlist of
papers on chemical philosophy at the beginning of volume XV of
Baldwin's abstracts,although it is included in the chronologicalcon-
tents and referredto in the body of the abstractson page 453.
So it is possiblethat some of Priestley'smoderncriticshave simply
missed seeing the 1783paper,and have concludedthat he never really
16It had been bought by Mr. G. Buchdahl for the Melbourne
University De-
partmentof History and Methods of Science,where I was then working.