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10 1093@isr@viaa063
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ANALYTICAL ESSAY
Duursma, Allard. (2020) Pinioning the Peacekeepers: Sovereignty, Host-State Resistance against Peacekeeping Missions, and
Violence against Civilians. International Studies Review, doi: 10.1093/isr/viaa063
© The Author(s) (2020). Published by Oxford University Press on behalf of the International Studies Association.
All rights reserved. For permissions, please e-mail: journals.permissions@oup.com
2 Pinioning the Peacekeepers
Introduction
In early 2008, only a few weeks after the United Nations–African Union Mission
in Darfur (UNAMID) had been officially launched, a supply convoy traveling
from Port Sudan to Darfur came under attack from Sudanese government forces
located in eastern Sudan. The officer leading the convoy decided not to return
fire. Jean-Marie Guéhenno, the Under-Secretary General for United Nations (UN)
peacekeeping operations at the time, reflects in this regard: “It was probably the
right decision from a tactical standpoint. But I have often wondered whether an
escalation of that incident, in the early days of the new mission, would not have
forced the Security Council to recognize that it had deployed a mission into a place
where there was no business for peacekeeping” (Guéhenno 2015, 208). Guéhenno’s
reflection that “there was no business for peacekeeping” in Darfur does not refer
ALLARD DUURSMA 3
only to the ongoing fighting in Darfur, but also to the Sudanese government’s
efforts to resist UNAMID. The Sudanese government purposively tried to un-
dermine UNAMID from day one. Host-state resistance against peacekeepers is a
1
It should be noted that some scholars see legitimacy an important component of internal sovereignty, but I refer
to the coercive capacity of a state to maintain its monopoly on violence when I use the term internal sovereignty
in this article.
4 Pinioning the Peacekeepers
international society of states is, among others, about appropriate forms of conduct
(Clark 2005, 2). The rise of the responsibility to protect norm means that a state
that commits large-scale human rights abuses is likely to be placed outside of the
This leads to the question why would the international community solely be con-
cerned with a host-state accepting a peacekeeping operation, but not concerned
with how a host-state interacts with the peacekeeping operation after it comes in.
Scope Conditions
This article has so far only considered the factors that make the pinioning of peace-
keepers likely once a peacekeeping operation is deployed, but some governments
might reject a peacekeeping in the first place to ensure its internal sovereignty,
allowing government forces to crack down on civilians in counter-insurgency
operations without peacekeepers interfering. Based on the theoretical argument
that governments experiencing civil war need to balance internal and exter-
nal sovereignty, one would expect that governments that are strong “internal
sovereignty holders” to be most likely to reject peacekeeping deployments. This
10 Pinioning the Peacekeepers
government has incentives to give the peacekeeping force more wings rather than
pinion the wings of peacekeepers. Hence, a major scope condition of the argument
advanced in this article is that the argument does not apply to peacekeeping
A Note on Methodology
This article zooms in on how the Sudanese government’s resistance to UNAMID
undermined the civilian protection efforts of peacekeepers in Darfur. The previous
section on the scope conditions of the argument shows that several peacekeeping
operations have experienced host-state resistance. I focus on UNAMID because the
level of resistance of the Sudanese government in Darfur against UNAMID has been
quite extreme in comparison to peace operations in the DRC, Abyei, Liberia, and
Burundi. This makes UNAMID what Seawright and Gerring refer to as an extreme
case study (Seawright and Gerring 2008, 301–2). An extreme case draws out ele-
ments that might be harder to identify, but still present, in less extreme cases. While
UNAMID is not representative of the entire population of peacekeeping missions in
Africa in terms of the efforts by the government to pinion peacekeepers, it is a useful
case to probe the impact of host-state resistance against civilian protection efforts.
Host-state resistance was or is also relatively high the Ivory Coast and South
Sudan, but the UN was deployed in the Ivory Coast for a shorter amount of time
and has been deployed for a shorter amount of time in South Sudan. Indeed,
another advantage of focusing on UNAMID is that this case makes it possible to
observe how host-state resistance plays out throughout almost the entire life cycle
of a peacekeeping mission. UNAMID was established in July 2007 (UN Security
Council resolution 1769), but the UN Security Council decided in June 2017 to
draw down UNAMID’s strength (UN Security Council Resolution 2363). Several
UNAMID bases were closed from 2018 onward and a full withdrawal is planned for
the end of 2020, with the UN Integrated Transition Assistance Mission in Sudan
(UNITAMS) replacing UNAMID (Forti 2019; What’s in Blue 2020).
ALLARD DUURSMA 13
this regard that “The United States looked like a wounded lion. It was very difficult
for us to predict what kind of action they would take tomorrow. We had to wait and
see, and watch what we said and what we did—and engage” (Ghazi Salah al-Din al-
With an AU-mediated peace process at Abuja making some progress from early
2006 onward, calls to deploy a robust UN peacekeeping mission grew stronger.
However, at no time during the negotiations at Abuja had the issue of how the AMIS
mission would be transformed into a UN mission been discussed (Interview with Jan
Pronk, UN Special Representative to Sudan, in The Hague on June 1, 2015; Inter-
view with Abdul Mohamed, UN mediator during the Abuja talks and Acting Director
of UNAMID’s Political Department, in Addis Ababa on February 17, 2015). In fact,
both the United States and the UN had been hesitant to address the transition from
an African peacekeeping force to a UN peacekeeping force in the Abuja negotia-
tions, because the mediation effort was led by the AU (De Waal 2013, 291). Instead,
US deputy secretary of state Zoellick had conveyed a secret meeting with Sudanese
Vice President Ali Osman Taha in Paris on March 8, 2006, in which Taha had
promised Zoellick that a UN mission could be deployed following the conclusion
of a peace agreement on Darfur (Duursma 2017b). Yet, when it became clear that
the United States would not normalize relations with Sudan after the conclusion of
the Darfur Peace Agreement (DPA), Khartoum backtracked its private promise to
ALLARD DUURSMA 15
delayed UNAMID’s deployment by refusing to provide land for new bases that were
being set up. The government also required UNAMID to get permission for flights
(Lanz 2015). A denial of flight clearances occurred frequently, a practice that
The UN Secretary-General reports issued during 2008 do not mention any spe-
cific figures, but the UN Secretary-General began to state specific figures on the
level obstruction UNAMID staff faced in his quarterly reports on UNAMID from
2009 onward. Figure 1 show the number of access restrictions imposed on UNAMID
staff on land over time. Each bar represents the number of times UNAMID staff
were reported to be obstructed by government forces in a given year. The line indi-
cates the number of civilian casualties as a result of attacks by Sudanese government
forces or government-sponsored militias, based on data from the Armed Conflict
Location & Event Dataset (ACLED) (Raleigh et al. 2010). The left vertical axis rep-
resents the civilian fatality figure, whereas the right vertical axis represents the num-
ber of freedom of movement restrictions. Although far from a perfect correlation,
access restrictions seem to be roughly correlated with government or government-
sponsored violence against civilians in Darfur. The two years with the highest level of
government violence against civilians in Darfur, 2014 and 2016, also were the years
ALLARD DUURSMA 17
600 250
500
400
150
300
100
200
50
100
0 0
2009 2010 2011 2012 2013 2014 2015 2016 2017
Obstrucon Civilian Fatalies
with the highest level of obstruction of UNAMID staff. A notable exception is 2011,
which saw the third highest level of obstruction of UNAMID staff, but a relatively
low level of civilian targeting. The “real” number of access resections is probably
much higher than the numbers stated in the UN Secretary-General reports, as ob-
struction has not always been reported by UNAMID staff (Interview with a former
UNAMID a Human Rights Officer on December 6, 2016). Yet, the ACLED figures
on civilian casualties probably also underreport the true figure (Duursma 2017a).
Two further reflections on the number of freedom of movement restrictions are
in order. First, many of the obstructions were not stand-alone incidents, but rather
efforts by the Sudanese government to prevent UNAMID from patrolling in a given
area over an extended period of time (UN Secretary-General 2008). Yet, these
type of restrictions count as one observation in the data presented above. Second,
while the number of access restrictions is quite small in comparison to the total
number of patrols conducted by UNAMID, these restrictions nevertheless signifi-
cantly undermine the Mission’s effectiveness, because, as noted, in a special report
of the Secretary-General on UNAMID, “they tend to occur in situations where
protection and humanitarian assistance needs are acute” (UN Secretary-General
2014b, paragraph 27).
This explains why obstruction of UNAMID has consistently been noted as a key
obstacle to the effective functioning of UNAMID throughout UNAMID’s history.
The UN Secretary-General noted in 2009 that freedom of movement continues
to be “a serious concern for UNAMID” (UN Secretary-General 2009, paragraph
15); the Secretary-General noted in 2010 that “restrictions on movement continue
to hamper the mission’s activities throughout Darfur” (UN Secretary-General
2010a, paragraph 32); the Secretary-General highlighted in 2011 that flights and
patrols are restricted by government authorities “on the vast majority of occasions”
when UNAMID is attempting to enter areas of ongoing military activity (UN
Secretary-General 2011, paragraph 32), and similar observations are made by the
Secretary-General in each of the subsequent years of UNAMID’s existence. For
instance, in 2015, the Secretary-General issued a special report on UNAMID in
which he noted that “access restrictions, especially in the early stages of conflict,
continued to impede the discharge of the mission’s mandate to protect civilians”
(UN Secretary-General 2015, paragraph 39). The link between the pinioning
of UNAMID peacekeepers and violence against civilians in Darfur has not gone
18 Pinioning the Peacekeepers
a village in West Darfur in January 2013: “We flew to the village in a helicopter to
report on these human rights abuses, but the Sudanese security services refused the
helicopter to land, delaying it for 24 hours. When our patrol finally arrived, people
Possible Responses
How then should the leadership of peacekeeping missions deal with host-state
governments trying to pinion peacekeepers? A first option is to simply withdraw
the mission. Host-state consent is crucial for the effectiveness of a peacekeeping
operation, so it might be best to terminate the mission when the host-state is
committed to the pinioning of peacekeepers. Sebastián and Gor reflect in this
regard that when confronted with full-blown host-state resistance, the UN faces
a fundamental dilemma: “whether to keep a peacekeeping mission in place with
20 Pinioning the Peacekeepers
first half of 2008, UNAMID High Command took up these violations of the SOFA
with senior government officials in El Geneina (internal J2 [military intelligence
unit] weekly, July 2, 2007). However, this type of high-level negotiating does not
Conclusion
A state that accepts a peacekeeping mission for reasons related to its external
sovereignty, but is also engaged in counter-insurgency effort, will likely resist the
22 Pinioning the Peacekeepers
activities of peacekeepers that limit the government forces’ ability to target civilians
and fight the armed opposition. This suggests that robust peacekeeping is not the
only factor determining the effectiveness of a peacekeeping mission. Armed actors
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