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Sustainability 14 16112
Sustainability 14 16112
Review
Review and Prospects of Enterprise Human Resource
Management Effectiveness: Bibliometric Analysis Based on
Chinese-Language and English-Language Journals
Xiaowei Yang, Shumin Yan *, Jiang He and Junjie Dong
Abstract: The effectiveness of enterprise human resource management is an important topic of human
resource management in academic studies, and it is the key for enterprises to achieve long-term
sustainable development. Up to now, fruitful research achievements have been achieved, but there
is still a lack of a systematic literature review. Based on 218 research results collected in the CNKI
and SSCI databases of the WOS from 1975 to 2021, this paper systematically reviews the enterprise
human resource management effectiveness from the aspects of evolution, topic overview, and content
sorting by using bibliometrics with Citespace software and a systematic literature review. This paper
expounds the concept of enterprise human resource management effectiveness, analyzes the existing
research results, and finds out where the research gap is. Based on this, this paper puts forward the
prospect of future research topics from the aspects of measurement methods, influencing factors,
and results, which not only helps to systematically reveal the overview of the existing research in
the field of enterprise human resource management effectiveness, but also provides direction for
Citation: Yang, X.; Yan, S.; He, J.; further research.
Dong, J. Review and Prospects of
Enterprise Human Resource Keywords: enterprise human resource management effectiveness; CiteSpace; bibliometrics
Management Effectiveness:
Bibliometric Analysis Based on
Chinese-Language and
English-Language Journals. 1. Introduction
Sustainability 2022, 14, 16112.
Enterprise human resource management (HRM) effectiveness (hereafter referred to as
https://doi.org/10.3390/
“HRM effectiveness”) is an important necessity for improving enterprise competitiveness
su142316112
and to ensure the sustainable development of enterprises. Since it was proposed in the
Academic Editor: Lucian-Ionel Cioca 1980s, it has attracted attention from numerous fields of study [1–4]. Some studies have
Received: 7 November 2022
confirmed that HRM effectiveness has an impact on enterprise performance, organizational
Accepted: 29 November 2022
innovation, and employee well-being [5–7]. In the context of today’s global economy
Published: 2 December 2022
entering the “VUCA (volatile, uncertain, complex, and ambiguous) era” [8], enterprises are
simultaneously facing challenges, such as the disappearance of demographic dividends,
Publisher’s Note: MDPI stays neutral
economic structural transformation, and production overcapacity, and opportunities cre-
with regard to jurisdictional claims in
ated through the extensive application of big data and artificial intelligence [9]; therefore,
published maps and institutional affil-
HRM effectiveness has become particularly important [10]. For example, Zhengfei Ren,
iations.
the founder of Huawei, emphasizes “two flows and one effectiveness”, i.e., a high income
flow, a high cash flow, and a high HRM effectiveness. Based on this, thoroughly and
systematically combing the research results in the field of HRM effectiveness in enterprises
Copyright: © 2022 by the authors.
and proposing prospects for future issues have important guiding significance for the
Licensee MDPI, Basel, Switzerland. subsequent in-depth research on and implementation of practices in enterprises.
This article is an open access article The academic community has carried out a large number of investigations on HRM
distributed under the terms and effectiveness, reporting impactful results [1,11,12]. Some scholars have conducted review
conditions of the Creative Commons studies [13–15], which provide a reference for systematically revealing the state of the art
Attribution (CC BY) license (https:// in this field. However, there are still research gaps. From the perspective of scope, the
creativecommons.org/licenses/by/ previous reviews were published several years ago and, thus, did not cover research results
4.0/). reported in recent years; additionally, from the perspective of research content, the content
HRM effectiveness is measurable, but concepts and indicators that have different meanings
from the perspective of different people are difficult to incorporate into an assessment of
HRM effectiveness.
effectiveness to systematically, comprehensively, and vividly explain the current state of the
art of enterprise HRM effectiveness research. The research flowchart is shown in Figure 1.
Literature search
strategy setting
Search on WoS and CNKI
data
cleaning
Initial sample Final sample
SSCI CSSCI SSCI CSSCI
+ +
298 284 112 106
Research prospect
(Measurement, Influencing factors, Effect)
Figure 1.
Figure 1. Research
Researchroute
routedesign.
design.
20 19 Chinese English
18
16
Number of published papers
14
12 11
10
9
10 7 8
7
8 6 6 6 6 6 6
6 5 5 5
4 4 4 4 4 5
1 1 31 3 3 3
4 2 2 2 2 2 2 2 2 2 2 2 2
2 1 1 1 1 1 1 1 1 4 1
0 0 2 3 3 42 4 1
0
1975
1976
1977
1982
1984
1986
1987
1988
1990
1991
1993
1994
1995
1997
1998
1999
2000
2001
2002
2003
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
Year
Figure
Figure2.2.Published
Publishedtrends
trendsin
inthe
thefield
fieldof
ofenterprise
enterpriseHRM
HRMeffectiveness
effectivenessresearch.
research.
Researchon
Research onHRM
HRMeffectiveness
effectivenessininenterprises
enterpriseswas wascarried
carriedout
outearlier
earlierininforeign
foreigncoun-
coun-
tries than in China [40], with the gradual initiation of studies in China
tries than in China [40], with the gradual initiation of studies in China in 1998 through in 1998 through
participationin
participation inforeign
foreignstudies
studies[13],
[13],which
whichisisconsistent
consistentwithwiththe
theconclusion
conclusionof ofprevious
previous
studieson
studies onChinese
Chinesehuman
human resource
resource management
management [41].
[41]. As seen
As seen in Figure
in Figure 3, in 3,
theinfirst
the two
first
two periods,
periods, domestic
domestic researchresearch
improved improved in conjunction
in conjunction with participation
with participation in foreigninresearch
foreign
research
[4]. As time [4].
hasAsprogressed,
time has progressed,
domestic and domestic and international
international studies havestudies
basically have
beenbasically
equiv-
been equivalent. The research on HRM effectiveness can be roughly
alent. The research on HRM effectiveness can be roughly divided into three evolution divided into three
evolution
stages stages
on the basisonofthe
thebasis of the
content content characteristics
characteristics of thetime
of the different different time
periods, asperiods,
shown in as
shown in Figure 3. In general, in terms of the theories and methods involved
Figure 3. In general, in terms of the theories and methods involved in the studies, most of in the studies,
most
the of the papers
Chinese Chineseadopted
papers the
adopted the concepts
concepts and measurement
and measurement methods methods
developed developed
by Eng-
by English papers. In terms of research topics, English papers focus
lish papers. In terms of research topics, English papers focus on the relationship betweenon the relationship
between enterprise
enterprise HRM effectiveness
HRM effectiveness and factorsandfrom
factors
bothfrom
theboth the enterprise
enterprise and employee.
and employee. Com-
Comparatively, Chinese papers focus more on enterprises than employees. This may be
paratively, Chinese papers focus more on enterprises than employees. This may be ex-
explained by cultural differences, as previous studies have shown that Chinese culture
plained by cultural differences, as previous studies have shown that Chinese culture
pays more attention to the collective [42].
pays more attention to the collective [42].
1. Theoretical construction period (from 1988 to 1998 in foreign countries and from
1. Theoretical construction period (from 1988 to 1998 in foreign countries and from 1998
1998 to 2008 in China). The studies in this period mainly focused on theoretical
to 2008 in China). The studies in this period mainly focused on theoretical research,
research, i.e., the theoretical construction of the connotation of enterprise HRM
i.e., the theoretical construction of the connotation of enterprise HRM effectiveness
effectiveness [13,43]. The main theories used in these studies were mostly derived
[13,43]. The main theories used in these studies were mostly derived from human
capital theory and strategic HRM theory. The aims of the studies focused on the the-
oretical basis of enterprise HRM effectiveness and its relationship with enterprise
performance and organizational performance. In terms of topics, English papers fo-
cus on research methods, models, and the effects on enterprises and employees,
Sustainability 2022, 14, 16112 6 of 16
from human capital theory and strategic HRM theory. The aims of the studies
focused on the theoretical basis of enterprise HRM effectiveness and its relationship
with enterprise performance and organizational performance. In terms of topics,
English papers focus on research methods, models, and the effects on enterprises
and employees, while Chinese papers have paid more attention to related theories
and the impact on enterprises.
2. Explosive growth period (from 1999 to 2017 in foreign countries and from 2009 to
2017 in China). In this period, on the basis of previous theoretical constructions,
empirical research methods gradually increased [44,45]. The research mainly focused
on the measurement of enterprise HRM effectiveness and the relationship between
human efficiency and more detailed internal variables, such as enterprise culture,
Sustainability 2022, 14, x FOR PEER REVIEW 7 of 18
enterprise strategy, enterprise system, enterprise innovation, social responsibility, and
knowledge management. In terms of topics, the English papers have mainly focused
on the impact of HRM effectiveness on organizations and employees. Chinese studies
focus on
on the
therelationship
relationshipbetween
between HRMHRM effectiveness
effectiveness andand
enterprise factors,
enterprise and fur-
factors, and
ther qualitative
further qualitativeresearch emerged.
research emerged.
3.3. Knowledge deepening period (2018 to present). During this period, qualitative qualitative and
empirical methods
methodswereweremainly
mainlyemployed,
employed, and
and new
newmethods
methods based on big
based on data and
big data
artificial
and intelligence
artificial emerged
intelligence [46]. The
emerged [46].focus
The of theseofstudies
focus was gradually
these studies refined
was gradually
refined from mid-term
from mid-term measurements
measurements and impacts andonimpacts on the
the internal internal
aspects of anaspects
enterprise of an
to
enterprise to the work experience and social responsibility of employees
the work experience and social responsibility of employees [12]. Research during this [12]. Research
during this period
period also began toalso began the
address to address
impact the impact of
of external external
national national
policies onpolicies
enterprise on
enterprise HRM effectiveness
HRM effectiveness and the
and the impact ofimpact of enterprise
enterprise HRM effectiveness
HRM effectiveness on the
on the perfor-
performance
mance of externalof external
capitalcapital markets.
markets. In termsInofterms of the
topics, topics, the English
English literature literature
focuses
focuses on the relationship
on the relationship betweenbetween HRM effectiveness
HRM effectiveness and enterprise
and enterprise factors,
factors, such such
as com-
as commitment
mitment and aperformance
and a work work performance
system,system,
while the while the Chinese
Chinese literature
literature focusesfocuses
on the
on the relationship
relationship between between HRM effectiveness
HRM effectiveness and theand the performance
performance of enterprises
of enterprises in the
in the capital market, and gradually increases the content
capital market, and gradually increases the content of employee welfareof employee welfare
and em-and
employee experience.
ployee experience.
Figure 3. Keyword time zone view in the field of enterprise HRM effectiveness.
Figure 3. Keyword time zone view in the field of enterprise HRM effectiveness.
3.2. Distribution of Research Topics
Keyword analysis of a sample helps to reveal the key research topics in a research
field. As seen in Figure 4, the research topics in this field are relatively independent in
China, such as the study of enterprise HRM effectiveness measurements alone [15] or the
relationship between enterprise HRM effectiveness and other variables [12]. Compared to
studies in other countries, studies in China tend to focus on several themes of enterprise
Sustainability 2022, 14, 16112 7 of 16
(1) Measurement of enterprise HRM effectiveness. Scholars in China and abroad have
developed a variety of measurement questionnaires or measurement models to
(1) Measurement of enterprise HRM effectiveness. Scholars in China and abroad have
assess enterprise HRM effectiveness from different perspectives. Existing studies
developed a variety of measurement questionnaires or measurement models to as-
havesess
researched HRM
enterprise HRM effectiveness
effectiveness from different
from different perspectives,
perspectives. e.g.,have
Existing studies subjects and
cycles [23,47].HRM
researched Some scholars from
effectiveness also different
reviewed methodse.g.,
perspectives, to measure
subjects and enterprise
cycles HRM
[23,47]. Some
effectiveness scholars also reviewed methods to measure enterprise HRM effective-
[15].
(2) ness [15]. factors of enterprise HRM effectiveness. The domestic and foreign liter-
Influencing
(2) Influencing factors of enterprise HRM effectiveness. The domestic and foreign liter-
ature has explored various aspects of the organizational culture of enterprises, the
ature has explored various aspects of the organizational culture of enterprises, the
relationship
relationshipbetween
betweenhuman resources
human resources departments
departments and business
and business managers managers
[48], em- [48], em-
ployee emotion management [49], and technology [50] and investigated
ployee emotion management [49], and technology [50] and investigated the impact the impact of
the above factors
of the above onon
factors HRMHRMeffectiveness.
effectiveness. AsAs
seenseen in Figure
in Figure 3, employee
3, employee experience experience
and participation are frontier topics that have attracted attention in recent
and participation are frontier topics that have attracted attention in recent years. years.
(3) The effect of enterprise HRM effectiveness. Existing studies not only investigate the
(3) The effect of enterprise HRM effectiveness. Existing studies not only investigate
impact of HRM effectiveness and organizational performance at the enterprise level
the impact of HRM effectiveness and organizational performance at the enterprise
[5] but also explore the role of enterprise HRM effectiveness from aspects such as
levelemployee
[5] but also explore
behavior the role of enterprise
and performance HRM
output [51]. As seeneffectiveness frommarket,
in Figure 3, capital aspects such as
employee behavior
investment andand
efficiency, performance output
enterprise social [51]. As [12]
responsibility seenareinthe
Figure 3, topics
frontier capital market,
that have efficiency,
investment been explored.and enterprise social responsibility [12] are the frontier topics
that have been explored.
FigureFigure 4. Distribution
4. Distribution mapof
map ofimportant
important research topics
research in theinfield
topics theoffield
enterprise HRM effectiveness.
of enterprise HRM effectiveness.
Sustainability 2022, 14, 16112 8 of 16
The main methods for measuring enterprise HRM effectiveness are basically derived
from the results of foreign research. The commonly used methods include the human
resource index developed and designed by Schuster [52], the stakeholder model proposed
by Tsui [47], and the human resource scorecard based on the balanced scorecard proposed
by [44]. Domestic scholars mostly adjust the methods described in foreign studies to suit
their research needs [11,14,38], and some scholars [53] have attempted to develop their
own measurement methods.
As seen in Figure 5, the methods of measuring enterprise HRM effectiveness have
been continuously developed with advancements in HRM and the evolution of research.
The evolution of this field of study can be divided into the following four stages. (1) HRM
existed in the form of labor management before it was known by the public and primarily
involved personnel management [54] (late 19th century to early 20th century). HRM was
in the embryonic stage, with the possibility of measuring enterprise HRM effectiveness in
the future; the measurement of enterprise HRM effectiveness was in a practical preparation
period. (2) From the 1950s, the concept of “human resources” was introduced, and, in the
Sustainability 2022, 14, x FOR PEER REVIEW 10 of 18
Sustainability 2022, 14, 16112 9 of 16
in the 1980s, HRM was introduced. At this stage, scholars began to measure the HRM
1980s, HRM was
effectiveness introduced.and
of enterprises At this stage, the
explored scholars beganoftoenterprise
inclusion measure the HRM
HRM effectiveness
effectiveness in
of enterprises and explored the inclusion of enterprise HRM effectiveness in financial
financial statements or the adoption of goal decomposition in attempts to measure enter-
statements or the adoption of goal decomposition in attempts to measure enterprise HRM
prise HRM effectiveness, i.e., an exploratory period. (3) In the early stages of strategic
effectiveness, i.e., an exploratory period. (3) In the early stages of strategic HRM (after
HRM (after the 1980s), many in-depth studies were conducted on enterprise HRM effec-
the 1980s), many in-depth studies were conducted on enterprise HRM effectiveness from
tiveness from various perspectives, such as human resource projects [55], financial indi-
various perspectives, such as human resource projects [55], financial indicators [56], and
cators [56], and the overall evaluation of human resource work [57], and enterprise HRM
the overall evaluation of human resource work [57], and enterprise HRM effectiveness
effectiveness measurements entered a stage of robust development. In the late stages of
measurements entered a stage of robust development. In the late stages of strategic HRM,
strategic HRM, enterprise HRM effectiveness measurements began to draw on methods
enterprise HRM effectiveness measurements began to draw on methods used in other
used in other fields, such as the Bayesian method, entropy theory, fuzzy evaluation [58],
fields, such as the Bayesian method, entropy theory, fuzzy evaluation [58], and other
and other theories and methods, and human efficiency measurements entered a compre-
theories and methods, and human efficiency measurements entered a comprehensive
hensive evaluation
evaluation period. Theperiod. The measurement
measurement of HRM effectiveness
of HRM effectiveness in has
in enterprises enterprises has
transitioned
transitioned through the above several periods and has matured, with
through the above several periods and has matured, with more detailed measurement more detailed
measurement
indicators, indicators,
more more
diversified diversified
data acquisition data acquisition
methods, and methods, andmeasurement
more refined more refined
measurement
methods methods[11].
and models and models [11]. Subsequently,
Subsequently, the methodsthe formethods for measuring
measuring enterprise enter-
HRM
prise HRM effectiveness were basically adopted or modified based on
effectiveness were basically adopted or modified based on the methods proposed the methodsinpro-
the
posed in the aforementioned
aforementioned period. period.
Human Resource Audit(1964) Decision theory equation(1982) Human Resources Scorecard(2001) Time
Human resource management period Strategic HRM period (earlier) Strategic HRM period(later)
(From 1950s–1980s) (From 1980s–1990s) (After the 21st Century)
Figure 5.
Figure 5. Evolution
Evolution of
of measurement
measurement methods
methods of
of enterprise
enterprise HRM
HRM effectiveness.
effectiveness.
4.2.
4.2. Influencing Factors
The
The literature
literatureon onthe
theinfluencing
influencing factors of enterprise
factors of enterpriseHRM HRMeffectiveness can be
effectiveness candivided
be di-
into four categories: enterprise level, employee level, human resource
vided into four categories: enterprise level, employee level, human resource department department level,
and technical level. Among them, the factors at the enterprise and
level, and technical level. Among them, the factors at the enterprise and employee levels employee levels are
the
are main
the mainfactors withwith
factors obvious influencing
obvious effects.
influencing Factors
effects. at the
Factors at HR
the HRdepartment
departmentlevellevel
are
secondary,
are secondary,and the
andimpact is relatively
the impact smallsmall
is relatively compared with the
compared withimpact of the of
the impact factors at the
the factors
enterprise and employee
at the enterprise levels. levels.
and employee
(1) Factors at
(1) Factors at the
theenterprise
enterpriselevel.
level.The
Thefactors
factorsthat
thataffect
affectenterprise
enterprise HRMHRM effectiveness
effectiveness at
at the enterprise level can be classified as follows: strategy, management,
the enterprise level can be classified as follows: strategy, management, and institu- and insti-
tutional
tional culture.
culture. ① In 1 In terms
terms of of strategy,
strategy, research
research suggests
suggests thatthat enterprise
enterprise human
human re-
resource strategic engagement and adaptability, as well as the
source strategic engagement and adaptability, as well as the degree of human re- degree of human re-
source activities, have an impact on enterprise HRM effectiveness.
source activities, have an impact on enterprise HRM effectiveness. For example, For example,
ref. [59] found
ref.[59] found that
that aa strategic
strategicHRM HRMengagement
engagementstructure
structure has a significant
has positive
a significant ef-
positive
fect onon
effect enterprise
enterprise HRMHRM effectiveness.
effectiveness. ②
2 In terms of leadership,
In terms of leadership,research suggests
research that
suggests
management flexibility, team decision making and procedures, and management style
Sustainability 2022, 14, 16112 10 of 16
4.3. Affects
According to a process model of HRM research, enterprise HRM will affect the subjec-
tive experience of employees, in turn affecting the behavioral responses of the employees
and, ultimately, have an impact on the enterprise. Because enterprise HRM effectiveness is
the resultant manifestation of enterprise HRM, the literature on the effects of enterprise
human efficiency mainly focuses on the enterprise and employee levels. The effect of
human efficiency is reflected at the enterprise level, but the results of the research on the
direction of the effect are not completely consistent. To a certain extent, enterprise HRM
effectiveness can also affect employees, and most studies have shown positive results.
Sustainability 2022, 14, 16112 11 of 16
(1) Enterprise level. There are two main types of impacts of enterprise HRM effectiveness
at the enterprise level. 1 Regarding the impact on enterprise performance, most
scholars propose that enterprise HRM effectiveness has a positive impact on market
performance, organizational performance, and innovation performance [5]. However,
some scholars propose that the relationship between enterprise HRM effectiveness and
enterprise performance is debatable. For example, Guest [67] argues that there is not
a necessary correlation between HRM effectiveness and enterprise performance. The
reason for the different conclusions may be that the HRM levels of the enterprises are
relatively low or that the number of longitudinal research samples is relatively small,
making it relatively difficult to find such a relationship. 2 Regarding the impact on
organizational innovation, studies have found that enterprise HRM effectiveness has a
significant positive impact on organizational innovation and independent innovation
capabilities. For example, Wang et al. [68] found that human performance affects the
success of new products.
(2) Employee level. Enterprise HRM effectiveness mainly affects employees in two ways.
Existing studies have shown that enterprise HRM effectiveness can affect employee
behavior through employee attitude and perception, which in turn affects employee
performance. 1 Regarding attitudes and perceptions of employees, enterprise HRM
effectiveness has an impact on employee satisfaction, the perceived atmosphere of
labor–capital relationships, and employee well-being. 2 Regarding employee be-
havior and performance, enterprise HRM effectiveness will affect employee learning
and performance orientation, resulting in more organizational citizenship behavior,
fewer turnover rates, and improved employee breakthrough creativity and perfor-
mance. For example, a study by Hu and Mao [7] found that different enterprise HRM
effectiveness brought different results to employees’ sense of job well-being.
methods continue to evolve with advancements in HRM practices and research. After
transitioning through the preparation period, measurement exploration period, devel-
opment deepening period, and comprehensive evaluation period, enterprise HRM
effectiveness measurement methods have become more mature in terms of measure-
ment indicators, data acquisition methods, measurement methods, and models. In the
literature, the methods involved in the measurement of enterprise HRM effectiveness
are basically derived from the research results from these four periods.
(3) Influencing factors. The influencing factors for enterprise HRM effectiveness can be
categorized into four levels: enterprise, employees, HR department, and technology.
Among them, the enterprise and employee levels account for the main factors, includ-
ing strategy, management, institutional culture, and employee perception, behavior,
and attitude. The HR department level and the technical level also have impacts on
enterprise HRM effectiveness, involving the skills of professionals, the relationship
with a company’s strategy and business departments, and the E-HR system, big data
technology, and other technical applications.
(4) Outcomes. Enterprise HRM effectiveness mainly affects enterprises and employees.
The effect on the enterprise level is more obvious because there may be an impact on
Sustainability 2022, 14, x FOR PEER REVIEWenterprise performance and organizational innovation. The impact of enterprise13 HRM
of 18
effectiveness on employee attitude, perception, behavior, and performance output is
mainly explored at the employee level.
enterprise level
benefit /vocational guidance/ There are more empirical studies and more studies
on the relationship between variables >Organizational innovation
Commitment to HR bundle) >Organizational culture
>Management style (Sharing/ Knowledge deepening period >Style of leadership
Transformational/ transactional/ (Since 2018) >New product success
New approaches based on big data and AI are >Independent innovation
paternalistic)
emerging, and the focus is shifting inward >labor productivity
>Learning capability
>Atmosphere of labor
>More star performers relations
>Traits (attitude and effort) Enterprise human resource
Staff level
HR Scorecard HR index
Information Quality)
HR Accounting Personnel maturity model
>Application of big data
level
... ...
>Adoption of new technologies
(1) From the perspective of research evolution, research in China is basically carried out
on the basis of foreign research. Domestic and foreign studies can be divided into
three stages on the basis of content during each time period: the theory construction
period, the explosive growth period, and the deepening of knowledge period. Cur-
Sustainability 2022, 14, 16112 13 of 16
Author Contributions: Conceptualization, X.Y. and J.H.; methodology, X.Y.; software, X.Y.; val-
idation, X.Y., S.Y., J.H. and J.D.; formal analysis, X.Y.; writing—original draft preparation, X.Y.;
writing—review and editing, X.Y., J.H. and J.D.; visualization, X.Y. and J.H.; supervision, S.Y.; project
administration, S.Y.; funding acquisition, S.Y. All authors have read and agreed to the published
version of the manuscript.
Funding: This research was funded by the National Natural Science Foundation of China under
grant number 71872130.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: Not applicable.
Conflicts of Interest: The authors declare no conflict of interest.
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