.

21( 5H6ROYHΠ

,QVWDOODWLRQ ,QVWUXFWLRQ

 & 2 0 0 , 6 6 , 2 1 , 1* ) 2 5 6 ( 59 , & ( 6 3 ( ( '

   4XDOLW\ UHTXLUHPHQWV

4XDOLW\ 5HTXLUHPHQWV 0$,1 KD]DUGV LGHQWLILHG

± 7HUPLQDOV FRQQHFWLRQV HDUWKLQJV FDEOH 2WKHU KD]DUGV DUH GHVFULEHG LQ HDFK WDVN
URXWLQJV FKHFNHG WRSLF
± &RQVWUXFWLRQWLPH SRZHU VXSSO\
FRQQHFWHG LI QHFHVVDU\ .'/6
± /21 SURWRFRO SHUIRUPHG
± 'ULYH SDUDPHWHUV GLS VZLWFKHV VHW
± 0RWRU GLUHFWLRQ HQFRGHU SRODULW\ FKHFNHG
± 2SHUDWLRQ RI HOHFWULF VDIHW\ FKDLQ 5')
DQG LQVSHFWLRQ FKHFNHG
1 2 7 (  ,I UHTXLUHG E\ \RXU IURQWOLQH ORFDO
FRGH WKH IROORZLQJ WHVWV 0867 EH
SHUIRUPHG DQG YHULILHG %()25( WKH SRZHU
LV VZLWFKHG RQ
± (DUWK &RQWLQXLW\ PD[ YDOXH  ȍ
± ,QVXODWLRQ 5HVLVWDQFH WR (DUWK PLQ YDOXH
 0ȍ

;

;

   & $ 8 7 , 2 1 ² L V V X H V W K D W D II H F W 6257

6
UHOLDELOLW\  67$%,/,=(
6+,1(
3RRU DGMXVWPHQW RI SDUDPHWHUV DQG ILQH 67$1'$5',=(
WXQLQJ FDXVHV 6867$,1
± (OHYDWRU IDLOV WR UXQ ZLWK RSWLPDO ;

SHUIRUPDQFH 0HWKRG WRROV QHHGHG

± 3RRU ULGH TXDOLW\ +DQG WRROV QHHGHG
± 3RVVLELOLW\ RI GULYH IDXOWV DQG EUHDNGRZQV 7RROV IURP WKH WRRO NLW
1 2 7 (  ,QFRUUHFW VWRUDJH  KDQGOLQJ RI 3& 6 ,QVWDOODWLRQ 3URJUHVV 5HSRUW
ERDUGV FDQ FDXVH &RPPLVVLRQLQJ IRU VHUYLFH VSHHG SHUIRUPHG
± &RPSRQHQW  ERDUG GDPDJH
± &RPSRQHQW  ERDUG IDLOXUH
)RU PRUH LQIRUPDWLRQ VHH $6

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

4XDOLW\ 5HTXLUHPHQWV

   6DIHW\ PHDVXUHV

7KH IROORZLQJ VDIHW\ LWHPV PXVW EH FDUULHG RXW EHIRUH VWDUWLQJ DFWXDO ZRUN
± &KHFN WKH FRQQHFWLRQV RI GULYH PRGXOH LI DQ\
± (QVXUH WKDW WKH FRYHU RI GULYH PRGXOH LV FORVHG LI DQ\
± &KHFN WKDW QRERG\ LV ZRUNLQJ LQ WKH HOHYDWRU VKDIW RU RQ WKH HOHYDWRU
± ,QIRUP RWKHU PHPEHUV RI ZRUNLQJ WHDP WKDW WKH SRZHU LV VZLWFKHG 21
± (QVXUH WKDW DOO FRYHUV RI HOHFWULFDO FRPSRQHQWV DUH LQ SODFH EHIRUH VZLWFKLQJ WKH SRZHU
21

   3UHSDUDWLRQV EHIRUH WXUQLQJ WKH SRZHU RQ

(QVXUH WKDW WKH HOHYDWRU LV EDODQFHG WR  RU DFFRUGLQJ WR OD\RXW GUDZLQJ

     2Q WKH FDU URRI

6WHS $FWLRQ 1RWH

 (1685( 7+$7 7+( 32:(5 6833/<
,6 6:,7&+(' 2))
 &KHFN WKDW WKH LQVSHFWLRQ GULYH XQLW RQ WKH  1RUPDO  ,QVSHFWLRQ
FDU URRI LQ VZLWFKHG WR QRUPDO
 1250$/ ,
1
6
 1250$/ ,
1
6
3 3
( (
& &
7 7
, ,
2 2
1 1

;

     ,Q PDFKLQH URRP

6WHS $FWLRQ ,OOXVWUDWLRQ

 7XUQ WKH HOHYDWRU WR 5') GULYH 5')
VZLWFK WR ORZ SRVLWLRQ 
 (QVXUH WKDW WKH 6723 VZLWFK LV VHW WR UXQ

5')

5')

;

 2SHQ WKH FRYHU RI WKH GULYH XQLW

9HULI\ WKH VHWWLQJ RI WKH MXPSHUV 7KH VHWWLQJ GHSHQGV RQ WKH GULYH W\SH

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

6WHS $FWLRQ ,OOXVWUDWLRQ

./ RSHQ ORRS
/2
(6&
5(

5(6(7 (17(5

581 6723

;

.+ FORVH ORRS

6

;

 &ORVH WKH FRYHU RI WKH GULYH XQLW

 6:,7&+ 7+( 32:(5 21 IURP FRQWURO 7U D F W L R Q H O H Y D W R U 
SDQHO RU H[WHUQDO PDLQ VZLWFK XQLW


4 

;
+\GUDXOLF HOHYDWRU

;

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

6WHS $FWLRQ ,OOXVWUDWLRQ

 &KHFN WKH VWDWXV RI WKH /('V DQG GLVSOD\
DW WKH GULYH XQLW
± EE EOLQNLQJ RQ GLVSOD\
± $/0 /(' EOLQNLQJ /2
(6&
5(

5(6(7 (17(5

581 6723

;

 2QO\ WKH 5') /(' DW WKH .0, VKRXOG EH

OLW
1 2 7 (  (QVXUH WKDW WKH VDIHW\ FKDLQ LV QRW
EURNHQ 7KH 6DIHW\ FKDLQ RSHQ /(' PXVW
QRW EH OLW
 &KHFN WKDW WKH 92. /(' RQ ERWK
.&(&38 DQG .&(06& ERDUG LV OLW

   5HVHW EXWWRQ DW .0, .21( 0DLQWHQDQFH ,QWHUIDFH

6WHS $FWLRQ 1RWH

 7XUQ WHVW VZLWFK WR SRVLWLRQ  DQG
SXVK WKH 5HVHW EXWWRQ DW .0, LI DQ\ RI
WKH /('V EHVLGH WKH UHVHW EXWWRQ LV OLW

;

;

5HVHW EXWWRQ GRHV QRW ZRUN LI .&(06&
LV LQ WKH 6DIH 0RGH
0DNH D SRZHU EUHDN ERWK 9 DQG
EDWWHU\ IRU .&(06&
3XVK WKH 5HVHW EXWWRQ ZLWKLQ  PLQXWHV
DIWHU SRZHU EUHDN
.&(06& PD\ JR WR 6DIH 0RGH LI WKH
HOHYDWRU KDV EHHQ LQ IDXOW PRUH WKDQ 
KRXUV
)DXOW FRGH  DSSHDUV RQ GLVSOD\

   ([DPSOH RI VHWWLQJ SDUDPHWHUV

7KH IROORZLQJ H[DPSOH H[SODLQ KRZ WR VHW WKH SDUDPHWHU $ YDOXH WR  IRU ./

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

6WHS $FWLRQ ./ GLVSOD\

 $W WKH EHJLQQLQJ EE LV EOLQNLQJ RQ GLVSOD\

;

 3UHVV WKH

;

;
NH\ XQWLO 3$UDSSHDUV RQ GLVSOD\
 3UHVV WKH

(17(5 ;
;
NH\ WR YLHZ WKHSDUDPHWHU VHWWLQJ GLVSOD\
 3UHVV WKH

5(6(7 ;
;
NH\ XQWLO  LVEOLQNLQJ RQ WKH GLVSOD\
 3UHVV WKH

;
;
NH\ XQWLO $DSSHDUV RQ GLVSOD\
 3UHVV WKH

(17(5 ;
;
NH\ WR YLHZ WKHFXUUHQW SDUDPHWHU YDOXH
 3UHVV WKH

5(6(7 ;
;
NH\ XQWLO WKH GLJLW WR EH FKDQJHG LV EOLQNLQJ
RQ WKH GLVSOD\
 3UHVV WKH

;
;
NH\ XQWLO DSSHDUV RQ GLVSOD\
 3UHVV WKH

;
(17(5
;
NH\ WR FRQILUPWKH FKDQJH (QG EOLQNV RQ
GLVSOD\
 7KH GLVSOD\ DXWRPDWLFDOO\ UHWXUQV WR VKRZ
$
;

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

6WHS $FWLRQ ./ GLVSOD\

 3UHVV WKH

(6& ;
;
NH\ XQWLO )
DSSHDUV RQ WKH GLVSOD\
2WKHUZLVH WKH HOHYDWRU ZLOO QRW UXQ
 EE VWDUWV EOLQNLQJ RQ GLVSOD\ DIWHU D ZKLOH LI
DQ\ EXWWRQV DUH QRW SUHVVHG
;

7KH IROORZLQJ H[DPSOH H[SODLQV KRZ WR FKDQJH & 'HFHOHUDWLRQ 5DPS  IURP 
VHFRQGV GHIDXOW WR  VHFRQGV IRU .+

6WHS $FWLRQ .+ GLVSOD\

 7XUQ RQ WKH SRZHU WR WKH GULYH 7KH LQLWLDO 02'( '595G\
GLVSOD\ DSSHDUV 6SHHG5HI 235
8 

8  56(4
8 $ /5()
): '
;

 3UHVV 02'( 35*

3URJUDPPLQJ

;
+(/3 ): ' '$7$
RU ;

;
XQWLO WKH 3DUDPHWHU
6HWWLQJ 0RGH VFUHHQ DSSHDUV
 3UHVV 3506(7 35*
,QLWLDOL]DWLRQ
$ 

(17(5 6HOHFW/DQJXDJH
;
): '
WR HQWHU WKH SDUDPHWHU PHQX WUHH ;

 3UHVV 3506(7 35*

%DVLF6HWXS
& VHF

$FFHO5DPS
;
): '
RU ;

;
WR VHOHFW WKH & SDUDPHWHU
JURXS

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

6WHS $FWLRQ .+ GLVSOD\

 3UHVV !"#$%& !"' !"#$%& !"'
())*+,-*)*+ ())*+2"67820
.0 /01222222034/25*) .0 /01222222034/25*)

())*+2"67820 ;/3/<=//3//>
(17(5
?034/25*)@
;
9:- 9:-
WZR WLPHV ;

 3UHVV !"#$%& !"'

()*)+,"-./,0

10 23,0452,6)*
7

8242,9,:22422;
; <0452,6)*

RU =>(
;

;
WR VHOHFW WKH
SDUDPHWHU &
 3UHVV !"#$%& !"'
()*)+,"-./,0

10 234,220562,7)*
(17(5 8252,9,:22522;
; <0562,7)*=

WR YLHZ WKH FXUUHQW VHWWLQJ >?(

;
YDOXH  V  7KH OHIW PRVW GLJLW IODVKHV
 3UHVV !"#$%& !"'
()*)+,"-./,0

10 234,220562,7)*
) 8252,9,:22522;
; <0562,7)*=

 >?(
;

)
;
RU

5(6(7
;
XQWLO WKH
GHVLUHG QXPEHU LV VHOHFWHG ³´ IODVKHV
 3UHVV !"#$%& !"'
()*)+,"-./,0

10 234,223562,7)*
8252,9,:22522;
; <0562,7)*=

DQG HQWHU  >?(

;

 3UHVV

(17(5 (QWU\$FFHSWHG
;
WR FRQILUP WKH FKDQJH ;

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

6WHS $FWLRQ .+ GLVSOD\

 7KH GLVSOD\ DXWRPDWLFDOO\ UHWXUQV WR WKH !"#$%& !"'

VFUHHQ VKRZQ LQ 6WHS  ()*)+,"-./,0

10 632,,,,,3456,7)*
8646,9,:66466;
<0456,7)*=
>?(
;

 3UHVV 02'( '595G\

6SHHG5HI 235
8 
(6& 
8  56(4
; 8 $ /5()
): '
DV PDQ\ WLPHV DV QHFHVVDU\ WR ;
UHWXUQ WR WKH LQLWLDO GLVSOD\

     0HQX VWUXFWXUH IRU GLJLWDO /(' RSHUDWRU

./

Description of Key Operations

:
Turn the power on

*
*Pressing RUN will start the motor.

Forward Selection Reverse Selection

:
DRV light is on.

:
Output Frequency

Output Current

Note: “XX” characters are shown in this manual.

The drive will display the actual setting values.
Output Voltage

XX
Monitor Display

XX

XX XX XX
Verify Menu
*Drive cannot operate the motor.

XX XX XX

XX
DRV light is off.

Set Up Mode

XX XX XX

XX
Parameter Setting Mode

XX

Auto-Tuning

XX

;

.+

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

!"#$ #%&'%() !"OPJ% #%&'%()

*+,,('%,-'."/%0 *+,,('%,-'2
12 324'35336 12 324'3335336
12 374'35336 %*$< .3533'Q'R35330
#B@^,'!>(,

12 384'35339 =%$: S35336T

$*E
:;# :;#

!"#$ #%&'%() !"OPJ% #%&'%() !"OPJ% #%&'%()

!>?@A>B'!,?C !>?@A>B *+,,('%,-,B,?L,
12 324'35336 12 324'35336 12 324'35336

12 374'35336 %*$< 12 374'35336 %*$< 12 374'35336 %*$<

12 384'35339 =%$: 12 384'35339 =%$: 12 384'35339 =%$:
$*E $*E
:;# :;# :;#

!"#$ /%D !"OPJ% #%&'%() !"OPJ% #%&'%()

!>(@-@,('E>?FAF :HCU'JBHL, "CA+CA'*+,,(
17 324'>E 12 374'35336
!>(@-@,(
17 374'>/B %*$< 12 384'35339 %*$<
G'/HBHI,A,BF
17 384'3533KV =%$: 12 3W4'3 =%$:
K$=/ :;# #9J9 :;# :;#

!"#$ /%D
'<C@LM'*,AA@?N
/B>NBHII@?N'!>(,

P?@A@HU'#@F+UH)

K$=/ :;# #9J9

=23339

\2333K GGG&X'G5GYG5GM;
GG5GGYGG5GG9
]9*\9;9
ZGGGGGGGGG[
!"#$ /%D
'/B>NBHII@?N

K$=/ :;# #9J9

!"#$ /%D
9CA> JC?@?N

91J"

K$=/ :;# #9J9

;

   &KHFNLQJ RI LQYHUWHU SDUDPHWHUV

&KHFN WKH SDUDPHWHUV GHVFULEHG LQ WKH WDEOH EHORZ )RU FRUUHFW SDUDPHWHU YDOXHV VHH ZLULQJ
GLDJUDPV

)RU PRUH LQIRUPDWLRQ RQ XVHU LQWHUIDFH VHH $SSHQGL[ $

)RU PRUH LQIRUPDWLRQ VHH VHFWLRQV DQG 

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

)RU PRUH LQIRUPDWLRQ RQ SDUDPHWHUV VHH  9).. <DVNDZD GULYH SDUDPHWHU
OLVW DQG $SSHQGL[ (

6WHS $FWLRQ 1RWH

6HW WKH IROORZLQJ SDUDPHWHUV
 &RQWURO PHWKRG VHOHFWLRQ $ 9DOXH  2SHQ ORRS YHFWRU FRQWURO
SDUDPHWHU DFFRUGLQJ WR FRQWURO PHWKRG 9)
9DOXH  &ORVHG ORRS YHFWRU FRQWURO
9)&/
 'LJLWDO 2XWSXW 0$ + $YDLODEOH RQO\ LQ 9) RSHQ ORRS GULYH
SDUDPHWHU WR 
 ,QYHUWHU LQSXW YROWDJH ( 9ROW $FFRUGLQJ WR PDLQ VXSSO\ YROWDJH
SDUDPHWHU
 ,QYHUWHU LQSXW FXUUHQW ( $ 5HIHU WR PDFKLQH GDWD SODWH
SDUDPHWHU
 .21( FRQWURO VHOHFWLRQ ' 9DOXH  .&( &RQWUROOHU
SDUDPHWHU WR 
 1 R P L Q D O V S H H G '     SDUDPHWHU +] 5HIHU WR PDFKLQH GDWD SODWH  RU
 
 ,QVSHFWLRQ GULYH VSHHG ' +]  FRUUHVSRQGV PV LI QRPLQDO
SDUDPHWHU WR  VSHHG LV PV DQG '     LV +]
 , Q W H U P H G L D W H V S H H G '     SDUDPHWHU +]  FRUUHVSRQGV  PV LI QRPLQDO
WR  VSHHG LV  PV DQG '     LV  +]
 &RUUHFWLRQ GULYH VSHHG  ,QVSHFWLRQ +]
V O R Z V S H H G '     SDUDPHWHU
 / H Y H O O L Q J V S H H G '     SDUDPHWHUWR  +]
 $ F F H O H U D W L R Q W L P H &     SDUDPHWHU V 6HH WDEOH EHORZ
 ' H F H O H U D W L R Q W L P H &     SDUDPHWHU
 3UHVV WKH ./

(6&

;
;
NH\ XQWLO )
.+
DSSHDUV RQ WKH GLVSOD\
2WKHUZLVH WKH HOHYDWRU ZLOO QRW UXQ 02'( '595G\
6SHHG5HI 235
8 

8  56(4
8 $ /5()
): '
;

$FFHOHUDWLRQ  GHFHOHUDWLRQ WLPH &  &

6SHHG PV        
/LJKW IO\ZKHHO        
0HGLXP IO\ZKHHO        
+HDY\ IO\ZKHHO        

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

   1RQURWDWLRQDO DXWRWXQLQJ RI ./ GULYH

6WHS $FWLRQ 1RWH

 3UHVV WKH

;

;
NH\ XQWLO $7XQDSSHDUV RQ GLVSOD\
 3UHVV WKH

(17(5
;
NH\ WR YLHZ WKH DXWRWXQLQJ SDUDPHWHU VHWWLQJ GLVSOD\
 6HW WKH SDUDPHWHU 7 YDOXH WR  WR SHUIRUP 6WDWLRQDU\ $XWR7XQLQJ
 6HW WKH IROORZLQJ SDUDPHWHUV WR WKH PRWRU YDOXHV JLYHQ RQ WKH PRWRU QDPHSODWH
7 ³0WU 5DWHG 3RZHU´ N: LI QRWHG LQ +3 PXOWLSO\ WKH QXPEHU E\

7 ³5DWHG 9ROWDJH´ 9
7 ³5DWHG &XUUHQW´ $
7 ³5DWHG IUHTXHQF\´ +]
7 ³1XPEHU RI 3ROHV´  IRU USP RU  +] .RQH PRWRU
 IRU USP PRWRU
7 ³5DWHG 6SHHG´ 0RWRU 5DWHG 530
 IRU  SROHV
 IRU  SROHV
1 2 7 (  7KH VOLS DGMXVWPHQW ZLOO EH GRQH
ODWHU
 3UHVV WKH

;

;
NH\ XQWLO 7XQDSSHDUV RQ GLVSOD\
 3UHVV VLPXOWDQHRXVO\ 5 8 1 D Q G 8 3 RU
5 8 1 D Q G ' 2 : 1 5') EXWWRQV RQ .0,
:DLW XQWLO WKH PDLQ FRQWDFWRU HQHUJLVH
FRQWDFWRU PDNHV ³FODQN³ VRXQG 
3UHVV WKH

581
;
NH\ RQ WKH GULYHXQLW RQFH 7XQ LV
EOLQNLQJ RQ WKH GLVSOD\ DQG WKH JUHHQ OLJKW
RQ WKH 581 NH\ LV OLW

;
.HHS WKH 5') EXWWRQV SUHVVHG GRZQ XQWLO
WKH ZKROH DXWRWXQLQJ SURFHGXUH LV RYHU

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

6WHS $FWLRQ 1RWH

 :KHQ (1' DSSHDUV RQ WKH GLVSOD\ ,I VRPHWKLQJ HOVH WKDQ (1' DSSHDUV RQ
UHOHDVH WKH 5') EXWWRQV WKH GLVSOD\ IRU H[DPSOH (1'  WKH
DXWRWXQLQJ GLG QRW VXFFHHG 5HIHU WR
9) IDXOW FRGHV &RUUHFW WKH
SUREOHP DQG UHSHDW QRQURWDWLRQDO
DXWRWXQLQJ
 3UHVV WKH

(6& ;

;
NH\ XQWLO )
DSSHDUV RQ WKH GLVSOD\
2WKHUZLVH WKH HOHYDWRU ZLOO QRW UXQ

   1RQURWDWLRQDO DXWRWXQLQJ RI .+ GULYH

6WHS $FWLRQ 1RWH

6HOHFWLQJ WKH W\SH RI DXWRWXQLQJ
 3UHVV WKH 02'( 35*
$XWR7XQLQJ

$872
;
+(/3 ): ' '$7$
RU ;

;
NH\ XQWLO
WKH DXWRWXQLQJ GLVSOD\ DSSHDUV
 3UHVV WKH

(17(5
;
NH\ WR YLHZ WKH DXWRWXQLQJ SDUDPHWHU VHWWLQJ GLVSOD\
 6HW WKH SDUDPHWHU 7 YDOXH WR  WR SHUIRUP 6WDWLRQDU\ $XWR7XQLQJ
 6HW WKH IROORZLQJ SDUDPHWHUV WR WKH PRWRU YDOXHV JLYHQ RQ WKH PRWRU QDPHSODWH
7 ³0WU 5DWHG 3RZHU´ N: LI QRWHG LQ +3 PXOWLSO\ WKH QXPEHU E\

7 ³5DWHG 9ROWDJH´ 9
7 ³5DWHG &XUUHQW´ $
7 ³5DWHG IUHTXHQF\´ +]
7 ³1XPEHU RI 3ROHV´  IRU USP RU  +] .RQH PRWRU
 IRU USP PRWRU

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

6WHS $FWLRQ 1RWH

7 ³5DWHG 6SHHG´ 0RWRU 5DWHG 530
 IRU  SROHV
 IRU  SROHV
1 2 7 (  7KH VOLS DGMXVWPHQW ZLOO EH GRQH
ODWHU
7 ³3* 3XOVHV5HY´ 6HH QXPEHU RI SXOVHVUHY IURP WKH
HQFRGHU
 3UHVV WKH $781( '59
$XWR7XQLQJ

+]$
7XQLQJ5HDG\"
; 3UHVV581NH\
): '
NH\ XQWLO $XWR7XQLQJDSSHDUV RQ GLVSOD\ ;

 3UHVV VLPXOWDQHRXVO\ 5 8 1 D Q G 8 3 RU
5 8 1 D Q G ' 2 : 1 5') EXWWRQV RQ .0,
:DLW XQWLO WKH PDLQ FRQWDFWRU HQHUJLVH
FRQWDFWRU PDNHV ³FODQN³ VRXQG 
3UHVV WKH

581
;
NH\ RQ WKH GULYHXQLW RQFH

;
.HHS WKH 5') EXWWRQV SUHVVHG GRZQ XQWLO
WKH ZKROH DXWRWXQLQJ SURFHGXUH LV RYHU
 7XQH 3URFHHGLQJ DSSHDUV RQ WKH GLVSOD\ $781( '595G\
$XWRWXQLQJ ILQLVKHV LQ DSSUR[LPDWHO\ RQH 7XQH3URFHHGLQJ
;;;+];;;$
WR WZR PLQXWHV

): '
;

 5HOHDVH WKH 5') EXWWRQV ZKHQ (QG $781( '59

7XQH 6XFFHVVIXO DSSHDUV RQ WKH GLVSOD\
(QG
7XQH6XFFHVVIXO

): '
;

 3UHVV WKH 02'( '595G\

6SHHG5HI 235
8 
(6& 
8  56(4
; 8 $ /5()
): '
NH\ XQWLO 02'( ;
DSSHDUV RQ WKH GLVSOD\
2WKHUZLVH WKH HOHYDWRU ZLOO QRW UXQ

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

   &KHFNLQJ HQFRGHU SRODULW\ ZLWK .+ GULYH

6WHS $FWLRQ 1RWH

 2Q WKH .+ GLVSOD\ FKHFN WKH 02'( '595G\
SDUDPHWHU 8 3DUDPHWHU 8 FDQ 0RQLWRU0HQX
8 
EH IRXQG IURP 0RQLWRU 0HQX 
8  56(4
8 $ /5()
): '
;

 2SHQ WKH EUDNH IRU D VKRUW WLPH 7KH FDU

PXVW PRYH XSZDUGV 7KH YDOXH RI 8
PXVW EH SRVLWLYH
 ,I WKH YDOXH RI 8 LV QHJDWLYH ZKHQ WKH
FDU LV PRYLQJ XSZDUGV WKHQ FKDQJH WKH
VHWWLQJ RI SDUDPHWHU )  RU  

    & K H F N L Q J F R Q W U R O V \ V W H P S D U D P H W H U V K \ G U D X O L F H O H Y D W R U

6WHS $FWLRQ 1RWH

 &KHFN WKH FRQWURO V\VWHP SDUDPHWHUV IRU )RU SDUDPHWHU YDOXHV VHH WKH WDEOH EHORZ
K\GUDXOLF HOHYDWRUV

9D O Y H W \ S H 3 X P S V W D U W 9D O Y H W \ S H I R U 6 W D U W L P H 3XPS 2)) 3LORW YDOYH

PHWKRG K\GUDXOLF / GHOD\ / GHOD\ /
HOHYDWRU
/
+\GURQLF '2/     E
 6WDU'HOWD   D   E
6RIW 6WDUW :     E
6RIW 6WDUW :     E
+\GURQLF '2/    
 6WDU'HOWD   D  
6RIW 6WDUW :    
6RIW 6WDUW :    
+\GURQLF '2/    
6 6WDU'HOWD   D  
6RIW 6WDUW :    
6RIW 6WDUW :    
*09 '2/   F 
6WDU'HOWD   D F 
6RIW 6WDUW :   F 
6RIW 6WDUW :   F 
)0 '2/    
6WDU'HOWD   D  
6RIW 6WDUW :    

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

9D O Y H W \ S H 3 X P S V W D U W
9D O Y H W \ S H I R U 6 W D U W L P H 3XPS 2)) 3LORW YDOYH
PHWKRG K\GUDXOLF / GHOD\ / GHOD\ /
HOHYDWRU
/
6RIW 6WDUW :    
D 9DOXH LQ V VWHSV  V 9DOXH VKDOO EH DGMXVWHG EDVHG RQ SXPS VWDUWLQJ WLPH
E 9DOXH LQ V VWHSV  V
E 3LORW YDOYH GHOD\ FRQWUROOHG E\ VWDU FRQWDFWRU GHOD\ VDPH DV VWDU WLPH YDOXH /
F 3XPS 2)) GHOD\ VKDOO EH DGMXVWHG RQ VLWH V  V

   ' U L Y L Q J W K H H O H Y D W R U I R U W K H I L U V W W L P H

1 2 7 (  ,Q LQGLUHFWO\ DFWLQJ HOHYDWRUV RSHQLQJ RI F\OLQGHU OLPLW VZLWFK FRQWDFW /&+ GRHV QRW
SUHYHQW 5') GULYH XSZDUGV ,Q WKLV FDVH WKH HOHYDWRU FDU ZLOO VWRS RQ ILQDO OLPLW PDJQHW 
8+

6WHS $FWLRQ 1RWH

 ,I WKHUH LV D UHWLULQJ UDPS EORFN LW PHFKDQLFDOO\
 (QVXUH WKDW WKH FDU GRRU FDQ QRW RSHQ ZKHQ GULYLQJ WKH HOHYDWRU DV WKH FDU GRRU LV
QRW HOHFWULFDOO\ FRQQHFWHG \HW %ORFN WKH GRRU PDQXDOO\ LI QHFHVVDU\
 (QVXUH WKDW WKH HOHYDWRU LV RQ 5') PRGH
 &KHFN WKH VDIHW\ FKDLQ XVLQJ .21( .0, )RU PRUH LQIRUPDWLRQ VHH .21( IDXOW
.21( 0DLQWHQDQFH ,QWHUIDFH  FRGH OLVW ' RU '
 &KHFN PRWRU URWDWLRQ GLUHFWLRQ LQ 5')
PRGH
± 3XVK VLPXOWDQHRXVO\ 5 8 1 D Q G
' 2 : 1 EXWWRQV WR GULYH WKH FDU
GRZQZDUGV D VKRUW GLVWDQFH RQO\
± 2EVHUYH WKH URWDWLRQ GLUHFWLRQ

;

 ,I WKH FDU PRYHV LQ WKH ZURQJ GLUHFWLRQ

± 6ZLWFK WKH SRZHU RII
± :DLW  PLQXWHV
± 0HDVXUH WKDW WKHUH LV QR YROWDJH LQ
PRWRU VXSSO\ WHUPLQDOV
± 6ZDS WZR SKDVHV 89 LQ WKH PRWRU
VXSSO\ FDEOH
± &KHFN WKH URWDWLRQ GLUHFWLRQ DJDLQ
 &KHFN YLVXDOO\ WKH URWDWLRQ RI PRWRU DQG &KHFN DOVR WKDW WKH EUDNH YROWDJH LV
RSHUDWLRQ RI EUDNH FRUUHFW 5HIHU WR EUDNH GDWD SODWH
,I QHFHVVDU\ DGMXVW WKH EUDNH 0HDVXUHV EHWZHHQ WHUPLQDOV ;%5 DQG
PHFKDQLFDOO\ ;%5

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

6WHS $FWLRQ 1RWH

 &KHFN WKDW ( QRORDG FXUUHQW LV )RU QRPLQDO FXUUHQW UHIHU WR PDFKLQH GDWD
DSSUR[LPDWHO\  RI QRPLQDO FXUUHQW SODWH
 ,I WKHUH LV D VWRS EXWWRQ LQ PDFKLQH URRP &KHFN WKDW WKH HOHYDWRU VWRSV ZKHQ WKH
WHVW LW VWRS EXWWRQ LV SUHVVHG

    3 U H S D U D W L R Q I R U G U L Y L Q J W K H H O H Y D W R U R Q W K H F D U U R R I

      )LUVW RQ WKH PDFKLQH URRP

6WHS $FWLRQ ,OOXVWUDWLRQ

 6ZLWFK 21 7U D F W L R Q H O H Y D W R U 
± 6ZLWFK  FDU OLJKWLQJ
± 6ZLWFK  VRFNHW LQ WKH SLW DQG 

VKDIW OLJKWLQJ 

± 4
;
+\GUDXOLF HOHYDWRU

)
)

;

      6HFRQG RQ WKH FDU URRI

6WHS $FWLRQ 1RWH

 6ZLWFK WKH 5') 21
 7XUQ WKH LQVSHFWLRQ GULYH XQLW RQ WKH FDU  1RUPDO  ,QVSHFWLRQ
URRI '6 WR ,163(&7,21
 1250$/ ,
1
6
 1250$/ ,
1
6
3 3
( (
& &
7 7
, ,
2 2
1 1

;

 3XVK WKH VWRS EXWWRQ RQ WKH LQVSHFWLRQ

GULYH XQLW
 7U\ WR GULYH WKH FDU WR ERWK GRZQ DQG XS 7KH HOHYDWRU PXVW QRW GULYH
GLUHFWLRQV
 5HOHDVH WKH VWRS EXWWRQ

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG - 
.21( 5H6ROYHΠ
,QVWDOODWLRQ ,QVWUXFWLRQ

6WHS $FWLRQ 1RWH

 7U\ WR GULYH WKH FDU WR ERWK GRZQ DQG XS 7KH HOHYDWRU VKRXOG GULYH
GLUHFWLRQV

:$ 5 1 , 1 *  %H H[WUHPHO\ FDUHIXO ZKHQ

GULYLQJ XSZDUGV RQ LQVSHFWLRQ

 &KHFN WKH ILQDO OLPLW PDJQHW RSHUDWLRQ

± UHPRYH WKH PDJQHW IURP &SURILOH DQG KROG LW LQ IURQW RI WKH VHQVRU XQLW
± WU\ WR GULYH WKH FDU WKH HOHYDWRU PXVW QRW GULYH
± SODFH WKH PDJQHW EDFN WR &SURILOH
± VZLWFK LQVSHFWLRQ RII RQ FDU URRI
± JR WR PDFKLQH URRP
± GULYH XS
± OLIW ZLOO VWRS LQ PDJQHW
1 2 7 (  ,I WKHUH DUH SLW SURSV EHORZ WKH FRXQWHUZHLJKW \RX FDQ QRW SHUIRUP WKLV WHVW
'R QRW UHPRYH WKH SLW SURSV DW WKLV SKDVH
 &KHFN WKH RSHUDWLRQ RI DOO ODQGLQJ GRRU 7KH HOHYDWRU PXVW QRW UXQ
FRQWDFWV ZKLOH GULYLQJ GRZQ 2SHQ HDFK
GRRU LQGLYLGXDOO\ DQG WU\ WR GULYH WKH
HOHYDWRU

      ,I WKH HOHYDWRU ZLOO QRW UXQ FKHFN IROORZLQJ

6WHS $FWLRQ 1RWH

 6ZLWFK LQVSHFWLRQ 21
 ,I WKH FDU FDQ QRW UXQ LQ XS GLUHFWLRQ
FKHFN WKH VWDWH RI WKH LQVSHFWLRQ GULYH
OLPLW VZLWFK 8
 ,I WKHUH LV D UHWLULQJ UDPS EORFN LW
PHFKDQLFDOO\
 (QVXUH WKDW WKH FDU GRRU FDQQRW RSHQ
ZKHQ GULYLQJ WKH HOHYDWRU DV WKH FDU GRRU
LV QRW HOHFWULFDOO\ FRQQHFWHG \HW %ORFN
WKH GRRU PDQXDOO\ LI QHFHVVDU\

; $

‹  .21( &RUSRUDWLRQ   $0

$OO ULJKWV UHVHUYHG -