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Song2020 Article InfluenceOfTunnelExcavationOnT
Song2020 Article InfluenceOfTunnelExcavationOnT
Song2020 Article InfluenceOfTunnelExcavationOnT
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Advances in Civil Engineering-Paper Invitation for Special Issue "Advances and Frontiers in Geotechnical Engineering" View project
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Danqing Songa, Xiaoli Liua, Zhuo Chenb, Jundong Chenc, and Jianhua Caid
a
State Key Laboratory of Hydroscience and Engineering, Tsinghua University, Beijing 100084, China
b
State Key Laboratory of Hydraulic and Mountain River Engineering, Department of Geotechnical Engineering, Sichuan University, Chengdu 610065, China
c
China Academy of Railway Sciences Co. Ltd., Chengdu 611731, China
d
China Railway Southwest Research Institute Co. Ltd., Chengdu 611731, China
Received 10 May 2020 Tunnel excavation has a substantial effect on the stability of rock slopes. The influence of
Revised 29 July 2020 tunnel excavation on the deformation and mechanical characteristics of a bedded slope is
Accepted 17 August 2020 investigated by analysing the cumulative displacement, stress, and strain of the slope using the
Published Online 9 November 2020 finite-element method (FEM) and field monitoring method. The deformation characteristics of
the surrounding rock of the tunnel and slope with a supporting structure were analysed using
KEYWORDS the FEM under the conditions of support or without support. The results show that the
deformation characteristics of the slope are controlled by its discontinuities. The deformation
Bedded rock slope of the slope is mainly concentrated in the area above the second discontinuity; in particular,
Tunnel excavation the deformation above the first discontinuity is the largest. In addition, the deformation and
Slope stability analysis mechanical characteristics of the support structure are analysed. The supporting structure has
Numerical simulation influence on the deformation of the slope, which reduces the cumulative displacement, stress
Field monitoring
and strain. The shear strains of the second and third discontinuities are greatly influenced by
the supporting structure. The mechanical properties of the tunnel support structure are
controlled by the first discontinuity, and a stress concentration occurs near the first
discontinuity. Moreover, based on the combination of the numerical and field test results, the
deformation of the rock slope is closely related to the distance from the slope surface. Tunnel
excavation mainly has a significant impact on the deformation of surface slope within a certain
range, especially the slope deformation within the range of 4 m, which is the largest.
1. Introduction and Akgün, 2008; Akgün et al., 2014; Yertutanol et al., 2020).
Therefore, the influence of tunnel excavation on the slope
There are many influencing factors of slope stability, such as stability at the tunnel entrance and exit portals has become an
reservoir water level fluctuations (Song et al., 2017, 2018a), important research topic.
strong rainfall (Chen et al., 2020; Du et al., 2020), discontinuities Many discontinuities are usually distributed in rock mass (Yong
(such as bedding planes, joints, faults, and shear planes) (Liu et et al., 2018; Song et al., 2018b). Poor geological structures such as
al., 2018), and strong earthquakes (Song et al., 2018b, 2018c). With discontinuities weaken the integrity of a rock mass; in particular, the
an increasing number of large and deep buried tunnels appearing, layered slope contains dominant discontinuities and a large number
the design and construction of the support system of the of secondary joints (Liu et al., 2008; Yu et al., 2014). The structural
surrounding rock has gradually become a challenging issue in features of rock mass control the stabilization and deformation
tunnel construction (Koçkar and Akgün, 2003a, 2003b; Yu et al., characteristics of rock slopes (Li et al., 2017). In addition, the tunnel
2014; Lin et al., 2016). In particular, the stability of the slopes at entrance and exit portals are generally located on the slope where
the tunnel entrance and exit portals has been a key issue that weathering cracks are relatively developed (Lin et al., 2016).
determines the success or failure of tunnel construction (Sopacı Meanwhile, the burial depths of the tunnel entrance and exit portals
CORRESPONDENCE Zhuo Chen chenzhuo2@stu.scu.edu.cn State Key Laboratory of Hydraulic and Mountain River Engineering, Department of Geotechnical
Engineering, Sichuan University, Chengdu 610065, China
ⓒ 2020 Korean Society of Civil Engineers
2 D. Song et al.
are relatively shallow, so it is difficult to form a bearing arch in the (Macciotta et al., 2015). However, field monitoring is characterized
upper part of the tunnel structure (Xiang et al., 2007). The tunnel by many interference factors, such as weather, artificial, and field
entrance and exit portals are usually the areas where collapse and conditions. The numerical method also simplifies the boundary
cracking occur. Tunnel excavation is one of the important triggering conditions and geological structure of the slope, which may lead
factors of landslides (Wang et al., 2016). During the process of tunnel to the unreliability of the calculation results and requires further
excavation, blasting and unloading of the surrounding rock may verification from field monitoring. Therefore, the combination of
decrease the stability of rock mass slopes by producing cracks in the numerical methods and on-site monitoring, giving full play to
discontinuities and weakening the strength of the rock mass (Akgün their advantages, can provide a reliable basis for the study of
et al., 2014; Yertutanol et al., 2020). Tunnel excavation directly rock slope stability and landslide prevention.
decreases the supporting force of slopes and changes the stress In this work, taking a bedded rock mass slope at the tunnel
distribution of slopes, which eventually leads to slope instability entrance and exit portals as an example, the influence of excavation
(Koçkar and Akgün, 2003a, 2003b). Therefore, in view of the on the deformation of the bedded slope is investigated by using FEM
discontinuity of rock slope structures, the stability of rock slopes in and field monitoring methods. Two finite-element models after
the tunnel entrance and exit portals is complex as well; in particular, tunnel excavation are established, including Model 1 (the slope
the stability of layered slopes is still an important research topic. without support) and Model 2 (the slope with support). The influence
Field monitoring, numerical simulation, and laboratory model of the support structure on the stability of the slope is compared. The
testing have been the main methods in researching the stability of influence of discontinuities on the deformation characteristics of the
rock mass slopes (Xu et al., 2016; Song et al., 2017). The finite- surrounding rock and the support structure of the tunnel is analysed.
element method (FEM) has been one of the common numerical Moreover, the stability of the slope in the process of tunnel
methods for investigating the stability of slopes (Yong et al., excavation are further analysed by using the field monitoring method,
2018; Song et al., 2020a). Many scholars have investigated the which further verifies and supplements the numerical results.
stability of multiple types of slopes by using the FEM, such as
homogeneous slopes (Li et al., 2019), slopes with discontinuous 2. Engineering Background
joints (Song et al., 2020b), bedded slopes (Liu et al., 2020), and
slopes containing discontinuities (Song et al., 2020a). In addition, The geographical position of the tunnel engineering application
the use of the field monitoring method was generally considered is shown in Fig. 1. The topography of the slope after tunnel
the easiest method to investigate the stability of landslides, excavation is shown in Fig. 2(a). Three discontinuities are
according to the analysis of the cumulative displacement, stress distributed in the bedded slope. The main lithology of the tunnel
and strain (Song et al., 2018a). Landslide field monitoring is an slope is K-feldspar granite (Pt3N). The distribution of weathered
effective method for studying slope deformation and provides a granite in the slope is shown in Fig. 2(b). The surrounding rock
reliable basis for the early warning and prevention of landslides of the tunnel level for V is mainly supported by anchor net
Fig. 2. Topography and Geological Conditions of the Slope: (a) The Topography of the Slope after Tunnel Excavation, (b) Slope Lithology
Fig. 4. Tunnel Construction Process: (a) Tunnel Excavation, (b) Primary Lining, (c) Inverted Arch, (d) Secondary Lining
Fig. 6. Displacement Nephogram of the Slope without Support: (a) Horizontal Displacement, (b) Vertical Displacement, (c) Displacement Vector
(unit: m)
KSCE Journal of Civil Engineering 5
Fig. 7. Stress and Strain of the Slope without Support: (a) Vertical Stress (unit: Pa), (b) Shear Stress (unit: Pa), (c) Shear Strain
and 6(b) show that the maximum horizontal and vertical the position of the arch, and the second discontinuity also has a
displacements are 18.685 and 51.658 mm, respectively. Fig. 6(c) concentrated distribution of shear stress. Fig. 7(c) shows that the
shows that the displacement vector of the rock mass outside the shear strain is distributed along the control discontinuity; in
second discontinuity is larger. The main deformation area is particular, the largest shear strain is in the first discontinuity.
concentrated in the area outside the second discontinuity, suggesting Therefore, the displacement, stress and strain of the slope above
that the second discontinuity is the potential slip surface. the second discontinuity are larger, which indicates that the
Moreover, Fig. 6 shows that the maximum displacement and second discontinuity plays a controlling role in the slope
displacement vector are located above the first discontinuity, deformation after tunnel excavation. In particular, the largest
indicating that this area has the weakest stability and is the most displacement and strain mainly occur in the first discontinuity,
prone to instability. Fig. 6 also shows that the displacement which indicates that the rock mass above the first discontinuity
vector and horizontal and vertical cumulative displacement of will first slide along the discontinuity. The primary slip mass is
the surrounding rock are large, which indicates that the tunnel the first discontinuity, and the main slip surface is the second
excavation has a great influence on the deformation of the discontinuity.
surrounding rock. In addition, the stress and strain nephogram of In addition, the deformation characteristics of the slope under
the slope is shown in Fig. 7. Compared with the horizontal stress supporting conditions are shown in Figs. 8 and 9. Compared
of the slope under gravity, the vertical stress is much larger. with Figs. 6 and 7, the displacements of the excavation slope are
Fig. 7(a) shows that the vertical stress of the slope under gravity basically the same with and without the support after the excavation
is mainly concentrated on the slope above the second of the tunnel. Because the steel arch frame spray anchor is used
discontinuity, which indicates that the physical and mechanical for the initial support of the tunnel, the later displacement of the
properties of this area are the most unstable. After excavation, tunnel is controlled. Beyond the support, the displacement of the
the tensile stress is concentrated on the slope surface, and the upper surrounding rock is basically unchanged under the supporting
compressive stress increases with increasing rock mass depth. conditions. The displacement and stress-strain distribution of the
Fig. 7(b) shows that there is a shear stress concentration area at surrounding rock under the supporting conditions are similar to
Fig. 8. Displacement Nephogram of the Slope under the Support: (a) Horizontal Displacement, (b) Vertical Displacement, (c) Displacement
Vector (unit: m)
6 D. Song et al.
Fig. 9. Stress and Strain of the Slope under the Support: (a) Vertical Stress (unit: Pa), (b) Shear Stress (unit: Pa), (c) Shear Strain
Fig. 10. Stress Cloud Map of the Tunnel Lining Structure: (a) Horizontal Stress, (b) Vertical Stress, (c) Shear Stress, (d) First Principal Stress, (e) Third
Principal Stress (unit: Pa)
those under no supporting conditions. Beyond the support, the than that at the other discontinuities, which indicates that the
displacement of the slope above the second control discontinuity support structure is greatly affected by the first discontinuity. The
is large, and the displacement below the discontinuity is very support structure has less influence on the deformation of the
small. That is, the second control discontinuity controls the first discontinuity but effectively reduces the stress of the second
deformation of the slope after excavation. The displacement of and third discontinuities. Therefore, the supporting structure can
the slope above the first discontinuity is the largest, which effectively reduce the overall deformation of the slope, but it has
indicates that the main deformation of the rock mass occurs little impact on the primary sliding body above the first
above the first discontinuity. In addition, a comparison of Figs. 7 discontinuity.
and 9 shows that the vertical stress, shear stress and shear strain
of the surrounding rock before and after the support is applied 3.3 Mechanical Characteristics of the Supporting
decrease to a certain degree. Compared with the slope without Structure
support (Figs. 7 and 9), the shear strain values of the three To study the mechanical characteristics of the support structure
discontinuities under the support decrease to a certain degree; in during tunnel excavation, the stress distribution is shown in
particular, the shear strain of the second and third discontinuities Fig. 10. The horizontal stress exhibits a compressive stress
are basically the same as that of the rock mass. This phenomenon phenomenon at the upper arch waist of the support (near the first
indicates that the stress and strain of the slope decrease under the discontinuity) (Fig. 10(a)); that is, the compressive stress
support. This is because the supporting structure has a supporting concentration occurs near the rock mass of the support. The
effect on the surrounding rock of the tunnel, which reduces the tensile stress concentration appears on the inner side of the same
sliding force of the potential sliding body. In particular, the shear part of the support. Fig. 10(b) shows that vertical stress
strain distributions of the second and third discontinuities are concentration phenomena occur at the waist and foot of the arch
effectively reduced by the supporting structure, but that of the of the supporting structure. In the arch waist, the vertical stresses
first discontinuity is slightly reduced. Moreover, the stress near the first discontinuity are shown as lateral compression and
distribution of the support structure (Fig. 10) shows that the internal tension, while the opposite are found at the arch foot. In
stress at the contact position of the first discontinuity is greater addition, Fig. 10(c) shows that shear stress concentration occurs
KSCE Journal of Civil Engineering 7
Fig. 13. Displacement Curve of the Monitoring Points during Tunnel Excavation: (a) MLP-3, (b) MLP-5
Fig. 15. Effect of the Hole Depth on the Cumulative Displacement and Strain: (a) Cumulative Displacement of the Field and Numerical Test,
(b) Strain of the Field Test
KSCE Journal of Civil Engineering 9
tunnel excavation is shown in Fig. 15(b). The figure shows that surface (above the second discontinuity), especially for the
the strain of the measuring point increases with hole depth. When deformation within the 4 m distance (above the first
the hole depth is greater than 10 m, the strain is approximately 0. It discontinuity). The displacement and strain of the slope body
can be seen that tunnel excavation has a significant effect on the decrease with increasing depth within 10 m and tend to be
stability of the slope within a certain depth range from the slope zero when the hole depth is more than 10 m.
surface. According to the locations of MLP-3 and MLP-5 (Fig. 11),
the area within 10 m of the slope surface is the slope body above Acknowledgments
the second discontinuity, and the area within 4 m of the slope
surface is the slope body above the first discontinuity. The main This work is financially supported by the National Postdoctoral
deformation of the slope after tunnel excavation is above the first Program for Innovative Talent of China (BX20200191), the
discontinuity, and the deformation of the rock surrounding the National Key Research and Development Plan (Grant No.
tunnel is mainly concentrated in the area above the arch waist, 2018YFC1504801), the National Natural Science Foundation of
especially near the arch roof. China (Grant No.51479094, 41772246), and the Shuimu Tsinghua
Scholar Program (2019SM058).
5. Conclusions
ORCID
The deformation characteristics of the slope were investigated by
using the FEM and field monitoring method. The following Not Applicable
conclusions can be drawn.
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