Professional Documents
Culture Documents
Registration 2
Registration 2
Registration 2
Pledge Instruction (DDPI) executed by SIDDHARTH PATEL on that time, date and
year mentioned in the DDPI.
This Demat Debit and Pledge Instruction (herein referred after to as DDPI) is made on the date and
place mentioned hereunder by individuals/entities mentioned in Schedule 1 hereunder (hereinafter
referred to as Client (s)) in favour of Aditya Birla Money Limited, company incorporated under the
provisions of the Companies Act, 1956 and having its registered office at Indian Rayon Compound,
Veraval - 362 266, Gujarat and corporate office at Sai Sagar, 2nd & 3rd Floor, Plot No. M7, Thiru-Vi-Ka
(SIDCO), Industrial Estate, Guindy, Chennai 600 032, Tamil Nadu (hereinafter referred to as ABML
which expression shall unless repugnant to the context thereof mean and include is successors and
assigns) acting through its Directors and /or such other persons as may be authorised by ABML in this
regard from time to time.
Whereas ABML is a SEBI registered Stock Broker / Stock Broker & Depository Participant and is
providing stock broking / depository services (both internet and non-internet based) to its clients /
customers through its branch / franchisee / website (currently
www.stocksandsecurities.adityabirlacapital.com) or through any other website/mobile application
etc. The details of Principal account / Clearing Member account / Early payin / Pool / Margin Pledge
accounts /CMBP ID currently maintained by ABML is provided in Schedule 2 and 3.
Whereas, the Client (s), is / are desirous of availing various broking / depository (both internet based
and not internet based) services being offered by ABML through its branch / franchisee network /
website (currently www.stocksandsecurities.adityabirlacapital.com) or through any other website /
mobile application etc. and for the purpose of facilitating the transactions / services in broking /
depository in a seamless manner, the Client (s) authorise ABML to do, execute, and perform severally
the following acts, deeds, things etc by accessing the beneficial owner account (s) of Client (s):
The details provided in Schedule 1 may be altered/modified by Client (s) and the details provided in
Schedule 2 and 3 may be altered by ABML, by giving notice of 7 working days to the Client(s).
Client(s) do hereby agree that all acts, deeds and things committed by ABML under this DDPI POA
shall be construed as acts, deeds and things committed by him/them and the Client(s) ratify and
confirm that all such acts deeds, things and whatsoever undertaken by ABML for and on behalf of
Client(s) by virtue of these presents.
I/We have executed this DDPI at Chennai on the date, month & year mentioned hereunder
Schedule 1
SIDDHARTH PATEL
Name of Client (s)
DP ID IN301696/12037600
Date 06-10-2023
Place Chennai
Schedule 2 Schedule 3
AB84889075
Branch / AP Code A B C
Introducer Details:
TWS Terminal ID
Branch Franchisee - AP DSA / CP
Others D R A 9 9 9
Employee Code DSA / CP Code
Account Type : Trading & Demat Only Trading Only Demat
Account Mode (Please Tick) Offline Online
Scheme (Please Tick) Normal Empower Trader
Margin (above Rs. 50,000) Corporate Others
Verified by - Account Opening Department :
Name : Signature :
Introducer Details - Optional
Trading ID : 3244178
Demat A/c No : 04197747
Application Type : New Modified Photograph
KYC Mode : Normal EKYC OTP EKYC Biometric
Identity Details
Name of the Applicant SIDDHARTH PATEL
Maiden Name
Address Details
Others
Correspondence Address 00,GRAM GONJHI MAL,GONJHI MAL.,MANDLA
City
Mandla District Mandla State MADHYA PRADESH Pincode 481661
Country INDIA
I/We hereby consent to receiving information from Central KYC Registry/CVL KRA/NDML KRA/DOTEX KRA/CAMS KRA/KARVY KRA/BSE KRA through SMS/Email on the above registered number/Email address.
I am/We are also aware that for Aadhaar OVD based KYC, my KYC request shall be validated against Aadhaar details. I/We hereby consent to sharing my/our masked Aadhaar card with readable QR code or my
Aadhaar XML/Digilocker XML file, along with passcode and as applicable, with KRA and other Intermediaries with whom I have a business relationship for KYC purposes only.
C. TRADING PREFERENCES
Please sign in the relevant boxes where you wish to trade. Please strike off the segment not chosen by you.
Cash/
All Segments F&O Currency Commodity Derivatives
Mutual Fund
2. Other Details
e. Total Work Experience 1-3 years 3-7 years 7-10 years 10 years and above NA
f. Gross Annual Income Income Range Up to Rs. 1 Lac 1-5 Lacs 5-10 Lacs
Details (please specify) per annum 10-25 Lacs > 25 Lacs
Net-worth as on
D D M M Y Y Y Y
(date) (Net worth should not be older than 1 year)
g. Please tick
Politically exposed person Related to a politically exposed person None
(Whichever is applicable)
Signature Not Verified
Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: SIDDHARTH PATEL
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2023-10-06 20:16:24 IST
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Date: 2023-10-06 20:14:58 IST
Stamp Reference#25AC224996
3. Bank Details (Through which transactions would be routed. Details & proof of bank account(s) is required)
MANDLA
City Pincode
State MADHYA PRADESH Country INDIA
Please provide additional bank account details (if any) as annexures with proofs.
Depository Participant Name : Aditya Birla Money Limited Depository Name : CDSL
7. Past Actions
Details of any actions/proceedings initiated/pending/taken by SEBI/Stock exchange/any other authority against the
applicant/constituent or its partners/promoters/whole time directors/authorized persons in charge of dealing in
securities during the last 3 years.
Yes No
If client is dealing through any other Member, provide the following details (in case dealing with multiple
Members, provide details of all in a separate sheet containing all the information as mentioned below) :
Member’s/Authorized Person (AP)’s Name
Exchange
Phone Fax
E-mail
Website
Client Code
Details of disputes/dues pending from/to such Member/AP Signature Not Verified
Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: SIDDHARTH PATEL
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2023-10-06 20:16:24 IST Date: 2023-10-06 20:14:58 IST
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2. I/We instruct the DP to receive each and every credit in my / our (Automatic Credit)
account (If not marked, the default option would be Yes") Yes No
9. Investment/Trading experience: 03
Y Y
10. I /We would like to instruct the DP to accept all the pledge instructions
in my/our account without any other further instruction from Yes No
my/our end (if not marked, the default option would be 'No')
11. I/We would like to share the email ID with the RTA Yes No
12. I/We would like to receive the Annual Report of companies held by me/us. Physical Electronic
(Tick the appropriate box. If not marked the default option
would be in Physical) Both Physical and Electronic
13. I/We have issued a DDPI/POA/registered for eDIS in favour of Option 1: I/We require you to issue Delivery
/with Aditya Birla Money Limited for executing delivery Instruction Slip Booklet to me/us though we
instructions for settling stock exchange trades effected have issued DDPI.
through clearing member/ for executing delivery instruction Option 2: I/ We do not require the Delivery
through eDIS. Instruction Slip for the time being. However,
the Delivery Instructions Slip Booklet should be
issued to me/us immediately on my/our
request at any later date
Signature Not Verified
Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: SIDDHARTH PATEL
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2023-10-06 20:16:24 IST Date: 2023-10-06 20:14:58 IST
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* Please fill Appendix A, if you wish to receive communication in electronic form on your email id for commodity segment.
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eDIS mandate
To
Aditya Birla Money Limited
Sai Sagar, 2nd & 3rd Floor, Plot No. M7, Thiru-Vi-Ka (SIDCO),
Industrial Estate, Guindy, Chennai 600 032
I /We would to execute the following eDIS mandate pertaining to the demat account (s) opened /
being opened with your depository division:
1. e-DIS mandate shall be used for transfer of specific blocked securities for meeting on –
market settlement obligation pertaining to the a single settlement number / settlement
date.
2. Securities shall be credited only to the pool account of ABML.
3. Mandate provided for multiple securities shall not lapse if a transaction is effected for
one of the securities out of the multiple securities.
4. e-DIS mandate may be revoked / cancelled by me / us. However, if any instructions are
received prior to such disablement, ABML shall not be liable for losses, if any, arising out
of execution of such instructions.
5. e-DIS mandate shall not provide the authority to transfer the mandate in favor of any
assignees of the ABML.
6. ABML shall return the securities to the Client that may have received erroneously or
those securities that ABML were not entitled to receive from me / us.
7. eDIS facility doesn’t facilitate Transfer of securities for off-market trades.
8. Availing eDIS facility doesn’t prohibit the issue of DIS booklet.
9. Availing eDIS facility doesn’t prohibit me from operating the account.
10. The above terms and conditions are in addition to and do not undermine in any manner
whatsoever the terms and conditions forming a part of the rights and obligations
executed by me / us.
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Name Signature
10
Geo Location: 22.6253815,80.3608189
2ⁿ Holder
3 Holder
Signature Not Verified
Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: SIDDHARTH PATEL
Reason : Agreement Signing Reason: Account Opening with Aditya Birla Money Ltd by Aditya
Birla Money
Location : Chennai eSigned using Aadhaar (digio.in)
Date : 2023-10-06 20:16:24 IST Date: 2023-10-06 20:14:58 IST
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TARIFF DETAILS
SCHEDULE OF TRADING CHARGES
A minimum brokerage of Rs.10 per executed order will be charged subject to a maximum of 2.5% of the traded value
*If brokerage levied as a percentage on the value of the shares/contract is less than the agreed brokerage payable per share/contract, you will be
charged minimum rate of brokerage per share instead of the percentage.
The delivery charges for Bullion/ Metals and Agricultural commodities varies as per exchange norms and guidelines
* the delivery brokerage will vary according to the commodity intended for delivery
Transaction Fee - Market trades & off Rs. 20 per ISIN , Off-Market within ABML Rs.50/-, External Broker min Rs.50/- or 0.03% on value of
Market trades securities, maximum of Rs.1000/-
Pledge Creation / Pledge invocation / Rs.100/-
Closure / Confirmation
DIS Book Issue Charges First book free, Rs. 100 for additional book
NDU Charges Minimum Rs. 50/-per request or 0.015% on transaction value plus Rs. 50/- whichever is higher payable by the
borrower for NDU request accepted by the lender
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1. In case of Life time free AMC, if account is closed 10. Client shall at all times maintain a minimum
before 12 months, then AMC of Rs. 500/- will be levied. balance of Rs.1000/- in his account to meet
various dues pertaining to trading/demat accounts.
2. Lifetime would mean the life time of beneficiary
holder. 11. Account opening charges would not be refunded if
the account is not opened due to non-submission of
3. In case the Demat account under BSDA facility does not required details/documents by client.
meet the eligibility as per guideline issued by SEBI or any
such authority at any point of time, the BSDA account 12. As Borrower of funds, the Client authorizes the
Company (ABML) to charge interest at the rate of
will be converted to regular Demat account without
24% on the amounts lent by the Company to the
further reference and charges will be levied as applicable
client under Funding Facility. The client hereby agrees
to regular accounts as informed by the ABML.
that the Funding Facility offered is in the nature
4. All other delivery/dispatch charges incurred by DP of an interest bearing loan towards fulfilling client's
from time to time will be recovered. obligations. Interest rate for such lending activity is
5. Document handling charge of Rs.25 shall be applicable subject to change. Changes would be communicated
by the Company to clients through e-mail /website
to delivery of all documents in physical mode. However if
display / sms / ordinary post and such communication
a customer who has opted to receive documents in
shall suffice as notice of change in interest.
electronic mode receives documents in physical mode
(due to bounce of mails or otherwise), document 13. An account opening fee of Rs. 750/- Is applicable
handling charge of Rs. 50 shall be applicable. unless the same is waived based on the scheme
chosen by the client. The fee is also applicable if
6. In case the total brokerage earned per segment per
the Client fails to comply with the terms &
exchange is not exceeding Rs. 50/- then a sum of
conditions of a specific scheme.
Rs. 50/- or such other sum as may be decided by the
Stock Broker will be charged per segment per exchange 14. Standard brokerage as mentioned above would
as minimum processing fee. automatically be applicable in case tariff is not
agreed upon for any segment/ exchange.
7. Brokerage rates and Depository tariff indicated above are
exclusive of all statutory levies/ taxes and charges levied
15. Any deviation in the brokerage/volume commitment
by Exchanges/Depositories. Statutory levy/tax and/or
(basis which a lower brokerage is charged) will
exchange/depository charges (if any) will be levied
result in revision of the lower brokerage rate to
separately .
standard rate of brokerage (rack rates) as specified in
8. Shares transferred on account of inter - settlement / the tariff sheet above or the maximum statutory
inter exchange/dues (custodial) to beneficiary account brokerage specified by SEBI/Exchanges with
retrospective effect.
would be charged at Rs. 20 per ISIN.
9. Brokerage rates/Taxes/Levies/Tariff/Service
16. Bank charges like NEFT / RTGS / Cheque return
standards are subject to change. charges shall be borne by the client only.
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I also authorize you to transfer/adjust all the additional funds and securities lying to my credit in my trading account
against my settlement obligations in any of the segments in any of the Exchanges in which I have opted to trade.
I confirm that this running account authorization can be revoked by me at any point of time.
2. Authorization for Sending documents through E-Mail Trading
I hereby authorize you to send any and all documents pertaining to my trading account (including but not limited to
Electronic Contract Notes/Statement of Funds and Securities/Margin Bills etc./Notices/Letters/Trade
Confirmations/Circulars/ Amendments etc.) to the below mentioned e-mail id.
I hereby authorize you to send any and all documents pertaining to my demat account (including but not limited to
Statement of Transaction/Statement of Holding/Rejection Intimation/Bills/Amendments/Debit - Credit Intimations etc.)
to the below mentioned e-mail id.
E- Mail ID: PATELSIDDHARTH2004@GMAIL.COM
I hereby declare that I have read and understood Additional Rights and Obligations pertaining to Deliv of Documents and
agree to the same.
3. Contact Number Declaration
I confirm and declare that the contact number(s) given in the KYC Form or any updation thereto (either in writing or
through internet) belong to me/my relative/my acquaintance and as such authorize you to either call or send any/all
information pertaining to my trading/demat accounts and/or any promotional material related to financial products
manufactured/ distributed by you or your group/associate companies (including but not limited to alerts/confirmations/
passwords/research recommendations/intimation of account balances/commercial communication etc.) on the said contact
numbers.
I further confirm that I will neither hold you or your service provider liable nor will institute complaint under the Telecom
Commercial Communications Customer Preference (TRAI) Regulations 2010 or such other applications legislations
including amendment thereof.
I further agree and confirm to the applicability of all Regulations/Rights and Obligations/Circulars issued by SEBI/
Exchanges/Depositories and Additional Rights and Obligations pertaining to receipt of communication on contact
numbers in addition to this declaration.
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Voluntary Document
Suitability Assessment cum Declaration
Please respond to the below questionnaire to review suitability for trading in Securities market (including derivatives segment)
Questionnaire Yes No
Do you understand that dealing/trading in equities & derivatives markets is subject to performance
of securities/volatility/market risk and forces affecting Securities market/Commodity Market and
1
there is no assurance that your investment objectives will be achieved. Likewise do you understand
that research recommendations are also subject to the above mentioned risks.
Do you understand that trading in derivatives segment is based on leveraging and is subject to high
2 risk due to volatility and price fluctuations? Hence, do you understand that trading in derivative
contracts requires high risk appetite.
Do you know that trading in derivatives contracts typically requires additional capital in the form of
3 Margins/or topping up of Mark to Market (M2M) losses, which in turn, would require sound financial
background and knowledge to withstand any volatility in the market?
Ø You are advised to avoid trading in securities market /commodities market if:
o You have answered 'No' to any of the questions above
o Your age is above 60 years and you are a retired person
o You have no prior experience of dealing in intraday trading/trading in derivative contracts
o You are looking for returns of fixed amount or protection of principal or growth in capital
o You are not a person of trader profile and prefers low risk low return investment strategy
o Investment you are considering in intraday trading/trading derivative contracts is more than 10% of your
total investment surplus/savings corpus
INVESTMENT DETAILS
New to Basic Good
Category Expert
Market Knowledge Knowledge
Equity
Futures
Options
Currency
Commodity
Declaration
I have reviewed the suitability assessment questionnaire given above and based on my risk assessment, financial
background and investment objective, I confirm that trading in equity/derivative contracts is appropriate or suitable for me.
Further by signing this document, I confirm that I have been apprised of the risks involved in investing in securities market
and in particular all types of derivative contracts.
I confirm that there is no assurance on profits or any fixed or guaranteed return while executing transactions in the securities
market / commodities market I confirm that the research recommendations disseminated by ABML through its
employees/associates are incidental to its stock broking services and transactions affected basis the same are in good faith
and are I authorize the same.
I also confirm that I will not hold ABML or its group companies, associates or any of its employees, directors, officers or sub
brokers/authorized persons responsible or liable for any direct or indirect, punitive, special or exemplary damages, for any
profit /loss arising or resulting due to transactions effected in my trading /demat account.
I may, in advance, instruct the dealer for placement of orders in my trading account basis market events/market view/
recommendations and I may not be available for re-confirmation Signature
on such order placement. I also understand that all orders
Not Verified
Signed by : DS ADITYA BIRLA MONEY LIMITED 1 Signed by: SIDDHARTH PATEL
placed in the derivative segment/trade confirmations with account balances
Reason : Agreementare sent to my registered
Signing Reason:mobile number.
Account Opening
Birla Money
I also
with Aditya Birla Money Ltd by Aditya
Location : Chennai eSigned using Aadhaar (digio.in)
understand that contract notes, margin bills, statement of accounts,
Dateprofit and
: 2023-10-06 lossIST
20:16:24 statements, statement of
Date: 2023-10-06 transactions
20:14:58 IST /
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Stamp Reference#25AC224996
holding (if any) are sent to my registered e-mail id and I shall bring any discrepancy therein to your notice within 24 hours
from the date of receipt of the said details / documents, in writing, failing which it shall be legally construed that the
transactions have been effected by me and I shall not challenge the same in any forum / court of law. I further confirm the levy
of interest on the amounts lent by the Stock Broker towards securities transactions / commodities transactions and / or
margin requirements and payable by me in my trading / demat accounts as agreed by me in the tariff sheet and I undertake
not to challenge the levy of such Interest at a later point of time.
I further agree that I may acknowledge net positions / statement of accounts / statement of transactions / profits and loss
statements by affixing my signature on the said documents and that would amount to confirmation of transactions effected
in my trading account and would not be disputed in any manner at any point of time. I have been informed and I acknowledge
that ABML does not authorize any of its employees to send any details / documents pertaining to my trading / demat accounts
and I shall not depend upon or take into consideration any mail / document shared by any employee of ABML except the mails
/ documents received from the below mentioned email ids:
Documents E Mail ID
Contract Note ereports.stocksandsecurities@adityabirlacapital.org
care.stocksandsecurities@adityabirlacapital.com
I understand that surveillance department of ABML on a random basis will seek confirmation as to whether am trading
through my trading account and affirmative confirmations to that effect would be deemed by ABML as confirmation of all
transactions effected in my account and I undertake not to challenge the same in any manner at a later point of time as the
transactions are owned by me upon such confirmation.
I confirm having read and understood all the contents of the suitability assessment cum declaration as given hereinabove
and I agree to the same.
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DECLARATION FOR UPDATING MOBILE NUMBER AND EMAIL ADDRESS FOR TRADING AND DEMAT ACCOUNT
(Only under exceptional circumstances)
To,
Aditya Birla Money Limited
Sai Sagar, 2nd & 3rd Floor, Plot No. M7,
Thiru-Vi-Ka (SIDCO), Industrial Estate,
Guindy, Chennai 600 032.
I hereby confirm that the mobile number / email id provided by me as per KYC belongs to
I hereby confirm that the mobile number/email id provided by me has also been updated to my other family member
accounts as given below. I request you to kindly update the same mobile number and/or E-mail ID to my trading and/or
demat account also.
“Family” for the purpose would mean self, spouse, dependent children and development parents
I hereby declare that the changes are true and correct to the best my knowledge and belief. I further undertake to keep
you informed about the changes in the mobile number/email id non-receipt of such updation may be construed that the
above iven mobile number/email id is valid and subsisting.
in case any of the above information is found to be false or untrue or misleading of misrepresenting, I am aware that
I may be held liable for it.
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Indian Rayon Compound, Veraval, Gujarat - 362 266. Sai Sagar, 2nd & 3rd Floor, Plot No. M7, Thiru-Vi-Ka
(SIDCO), Industrial Estate,Guindy, Chennai 600 032.
CLEARING MEMBER
(Equity , Equity Derivatives & Currency Derivative Segment of NSE & BSE and Commodity
Segment of MCX & NCDEX)
Please contact us at the above address or mail us at care.stocksandsecurities@adityabirlacapital.com for trading related
queries / dpcare.stocksandsecurities@adityabirlacapital.com f related queries or call our customer care
department @ Telephone No.(s): +91 - 1800 270 7000. If not satisfied with our response, you may contact the concerned
exchange(s) / Depositories(s) at:
HBVPP4236E
Name SIDDHARTH PATEL
Gender MALE
DOB 19/08/2004
Verified On 06/10/2023 20:09:09
Note:
XML verified
Gender Male
UCC 3244178
DP ID 12037600
CLIENT ID 04197747
Sole/First Holder Name SIDDHARTH PATEL
Second Holder Name
Third Holder Name
I / We hereby confirm that I / We do not wish to appoint any nominee(s) in my / our trading / demat
account and understand the issues involved in non-appointment of nominee(s) and further are aware
that in case of death of all the account holder(s), my / our legal heirs would need to submit all the
requisite documents / information for claiming of assets held in my / our trading / demat account, which
may also include documents issued by Court or other such competent authority, based on the value of
assets held in the trading / demat account.
Name and Signature of Holder(s)*
1 2 3
This nomination shall supersede any prior nomination made by the account holder(s),if any