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1RWH WR WKH 2ZQHU                                                                           
)RUHZRUG (FRORJ\ DQG WKH (QYLURQPHQW                                                    
*HQHUDO VSHFL¿FDWLRQ  %LRGLHVHO )XHOV                                                     
3URSRVLWLRQ                                                                                
$GYLFH                                                                                       
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3URGXFW LGHQWL¿FDWLRQ                                                                        

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6DIHW\ UXOHV                                                                                  
3HUVRQDO VDIHW\                                                                              
6DIHW\ UXOHV                                                                                  
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6DIHW\ GHFDOV                                                                               
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,QWHUQDWLRQDO V\PEROV                                                                       

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6HDW EHOW                                                                                 
6HDW FRQWUROV                                                                            
5ROO RYHU SURWHFWLYH VWUXFWXUH                                                            

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&UXLVH FRQWURO                                                                           
7UDQVPLVVLRQ VKXWWOH VKLIW OHYHU                                                         
&OXWFK SHGDO                                                                             
%UDNH SHGDOV                                                                            
)RRW WKURWWOH SHGDO                                                                       
+DQG WKURWWOH OHYHU                                                                       
+RUQ VZLWFK                                                                              
372 VZLWFK                                                                              
.H\ VZLWFK                                                                              
'LIIHUHQWLDO ORFN SHGDO                                                                  
+67 IRRW SHGDOV                                                                        
7LOW VWHHULQJ OHYHU                                                                       
0XOWLIXQFWLRQ OLJKW VZLWFK                                                               

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7UDQVPLVVLRQ UDQJH OHYHU                                                              
3DUN EUDNH                                                                              
)URQWZKHHO GULYH OHYHU                                                                 
0LG 372 OHYHU                                                                          

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'UDIW FRQWURO                                                                            
5HDU UHPRWH FRQWURO YDOYH V                                                           
7ZRVSRRO FRQWURO YDOYH                                                                
7UDQVPLVVLRQ PDLQ VKLIW OHYHU                                                          
+67 WUDQVPLVVLRQ UDQJH OHYHU                                                          

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+RRG UHOHDVH OHYHU                                                                     

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(QJLQH EUHDNLQ SURFHGXUH                                                              
3RZHU WDNHRII 372 RSHUDWLRQ                                                         
7KUHHSRLQW OLQNDJH                                                                      
$WWDFKLQJ WKUHHSRLQW HTXLSPHQW                                                        
([WHQGLEOH GUDZEDU                                                                      
+\GUDXOLF OLIW URFNHU                                                                      
+3/ GURS UDWH FRQWURO YDOYH                                                             

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.H\ VZLWFK                                                                              
&ROG VWDUWLQJ DLGV                                                                       
6WDUWLQJ WKH HQJLQH                                                                     
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6WRSSLQJ WKH HQJLQH                                                                    
(PHUJHQF\ VWRSSLQJ                                                                   
%UDNHV                                                                                  

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6WHHULQJ ZKHHO DGMXVWPHQW                                                             
6WHHULQJ RSHUDWLRQ                                                                      
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+D]DUG ZDUQLQJ OLJKW RSHUDWLRQ                                                          
7XUQ VLJQDO RSHUDWLRQ                                                                    
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5HDU ZRUN OLJKW RSHUDWLRQ                                                                
'ULYLQJ WKH YHKLFOH                                                                       

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&DUU\LQJ WKH WUDFWRU RQ D WUDQVSRUWHU                                                    

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7RZLQJ                                                                                   

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7UDFWRU EDOODVWLQJ                                                                        
7UDFWRU EDOODVWLQJ ZHLJKWV                                                               
/LTXLG %DOODVW                                                                            

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*HQHUDO ,QIRUPDWLRQ                                                                     
6DIHW\ UXOHV 'LHVHO )XHO                                                                
%LRGLHVHO IXHO                                                                            
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0DLQWHQDQFH &KDUW                                                                      

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5HFRPPHQGHG OXEULFDQWV DQG FRRODQWV                                                 
/8%5,&$7,21 6<67(0  *UHDVH  )LWWLQJV                                           

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/8%5,&$7,21 6<67(0  &KDQJH ÀXLG (QJLQH                                       

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)XHO ¿OWHU V\VWHP )XHO ¿OWHU  'UDLQ ÀXLG                                                
)XHO ¿OWHU V\VWHP )XHO ¿OWHU  5HSODFH                                                  
)8(/ $1' ,1-(&7,21 6<67(0  %OHHG                                             
)XHO LQMHFWRU  %OHHG                                                                    

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$LU FOHDQHU  &KHFN                                                                     
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2LO ¿OWHU  5HSODFH  +\GUDXOLF V\VWHP                                                 
2LO ¿OWHU  5HSODFH  +67 V\VWHP                                                       
&OXWFK $GMXVWPHQW                                                                      
+67 1HXWUDO $GMXVWPHQW                                                               

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)DQ DQG GULYH %HOW  &KHFN                                                             
)DQ DQG GULYH %HOW  $GMXVW                                                             

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5236  5HSODFH  3RVVLEOH GDPDJH                                                   

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%DWWHU\  7HVW                                                                           
$OWHUQDWRU  &KHFN                                                                      
)XVH LGHQWL¿FDWLRQ                                                                      
0D[L)XVH 5HSODFHPHQW                                                               

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+HDG OLJKW  5HSODFH                                                                    
7DLO%UDNH OLJKW EXOE UHSODFHPHQW                                                       
7XUQ VLJQDO+D]DUG OLJKW EXOE UHSODFHPHQW                                             

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:+((/6 $1' 75$&.6 :KHHOV  &KHFN                                             
:+((/6 $1' 75$&.6 :KHHOV  7LJKWHQ                                            
)URQW ZKHHO  &KHFN  7RHLQ                                                           
)URQW ZKHHO  $GMXVW  7RHLQ                                                           

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6(59,&( %5$.(  $GMXVW                                                             
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6WRUDJH  6WRULQJ  7UDFWRU                                                         
6WRUDJH  &KHFN  7UDFWRU                                                          

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(1*,1(  7URXEOHVKRRWLQJ                                                      
&OXWFK  7URXEOHVKRRWLQJ                                                        
6(59,&( %5$.(  7URXEOHVKRRWLQJ                                            
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67((5,1*  7URXEOHVKRRWLQJ                                                   
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:+((/6 $1' 75$&.6  7LUH SUHVVXUH                                                    
/LTXLG %DOODVW                                                                                
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2SWLRQDO HTXLSPHQW                                                                        

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2SWLRQDO HTXLSPHQW                                                                             

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$LU FOHDQHU  &KHFN                                                                             
$LU FOHDQHU  &OHDQLQJ  3ULPDU\ HOHPHQW                                                          
$LU FOHDQHU  5HSODFH  ,QQHU VDIHW\ HOHPHQW                                                       

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$WWDFKLQJ WKUHHSRLQW HTXLSPHQW                                                                   
(QJLQH EUHDNLQ SURFHGXUH                                                                        
([WHQGLEOH GUDZEDU                                                                              
+3/ GURS UDWH FRQWURO YDOYH                                                                       
+\GUDXOLF OLIW URFNHU                                                                              
3RZHU WDNHRII 372 RSHUDWLRQ                                                                    
7KUHHSRLQW OLQNDJH                                                                              

&21752/6,167580(176                                                                   
%UDNH SHGDOV                                                                                    
&OXWFK SHGDO                                                                                    
&UXLVH FRQWURO                                                                                   
'LIIHUHQWLDO ORFN SHGDO                                                                           
'UDIW FRQWURO                                                                                   
)RRW WKURWWOH SHGDO                                                                               
)URQWZKHHO GULYH OHYHU                                                                          
+67 IRRW SHGDOV                                                                                
+67 WUDQVPLVVLRQ UDQJH OHYHU                                                                    
+DQG WKURWWOH OHYHU                                                                               
+RRG UHOHDVH OHYHU                                                                              
+RUQ VZLWFK                                                                                     
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.H\ VZLWFK                                                                                     
0LG 372 OHYHU                                                                                  
0XOWLIXQFWLRQ OLJKW VZLWFK                                                                         
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372 VZLWFK                                                                                     
3DUN EUDNH                                                                                     
5HDU UHPRWH FRQWURO YDOYH V                                                                     
5ROO RYHU SURWHFWLYH VWUXFWXUH                                                                      
6HDW EHOW                                                                                       
6HDW FRQWUROV                                                                                    
7LOW VWHHULQJ OHYHU                                                                               
7UDQVPLVVLRQ PDLQ VKLIW OHYHU                                                                    
7UDQVPLVVLRQ UDQJH OHYHU                                                                        
7UDQVPLVVLRQ VKXWWOH VKLIW OHYHU                                                                    
7ZRVSRRO FRQWURO YDOYH                                                                         

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$OWHUQDWRU  &KHFN                                                                              
%DWWHU\  7HVW                                                                                   
)XVH LGHQWL¿FDWLRQ                                                                              
0D[L)XVH 5HSODFHPHQW                                                                         

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/8%5,&$7,21 6<67(0  &KHFN  (QJLQH                                                        

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)DQ DQG GULYH %HOW  $GMXVW                                                                       
)DQ DQG GULYH %HOW  &KHFN                                                                       

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+RRG UHOHDVH OHYHU                                                                              

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%UDNH SHGDOV                                                                                    
&OXWFK SHGDO                                                                                    
&UXLVH FRQWURO                                                                                   
'LIIHUHQWLDO ORFN SHGDO                                                                           
)RRW WKURWWOH SHGDO                                                                               
+67 IRRW SHGDOV                                                                                
+DQG WKURWWOH OHYHU                                                                               
+RUQ VZLWFK                                                                                     
,QVWUXPHQW SDQHO  ,GHQWL¿FDWLRQ                                                                   
.H\ VZLWFK                                                                                     
0XOWLIXQFWLRQ OLJKW VZLWFK                                                                         
372 VZLWFK                                                                                     
7LOW VWHHULQJ OHYHU                                                                               
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)8(/ $1' ,1-(&7,21 6<67(0  %OHHG                                                          
)XHO ¿OWHU V\VWHP )XHO ¿OWHU  'UDLQ ÀXLG                                                            
)XHO ¿OWHU V\VWHP )XHO ¿OWHU  5HSODFH                                                             
)XHO LQMHFWRU  %OHHG                                                                             

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$GYLFH                                                                                         
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)RUHZRUG (FRORJ\ DQG WKH (QYLURQPHQW                                                            
*HQHUDO VSHFL¿FDWLRQ  %LRGLHVHO )XHOV                                                             
1RWH WR WKH 2ZQHU                                                                               
3URGXFW LGHQWL¿FDWLRQ                                                                             
3URSRVLWLRQ                                                                                    

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/LTXLG %DOODVW                                                                                   
7UDFWRU EDOODVWLQJ                                                                                
7UDFWRU EDOODVWLQJ ZHLJKWV                                                                         

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%DVLF LQVWUXFWLRQV 5HIXHOLQJ WKH WUDFWRU                                                             
%LRGLHVHO IXHO                                                                                   
*HQHUDO ,QIRUPDWLRQ                                                                              
6DIHW\ UXOHV 'LHVHO )XHO                                                                          

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)URQWZKHHO GULYH OHYHU                                                                          
0LG 372 OHYHU                                                                                  
3DUN EUDNH                                                                                     
7UDQVPLVVLRQ UDQJH OHYHU                                                                        

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+HDG OLJKW  5HSODFH                                                                            
7DLO%UDNH OLJKW EXOE UHSODFHPHQW                                                                 
7XUQ VLJQDO+D]DUG OLJKW EXOE UHSODFHPHQW                                                         

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/8%5,&$7,21 6<67(0  *UHDVH  )LWWLQJV                                                        
5HFRPPHQGHG OXEULFDQWV DQG FRRODQWV                                                             

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$LU FOHDQHU  &KHFN                                                                             
$LU FOHDQHU  &OHDQLQJ  3ULPDU\ HOHPHQW                                                          
$LU FOHDQHU  5HSODFH  ,QQHU VDIHW\ HOHPHQW                                                       
$OWHUQDWRU  &KHFN                                                                              
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%DWWHU\  7HVW                                                                                   
%LRGLHVHO IXHO                                                                                   
&OXWFK $GMXVWPHQW                                                                              
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)8(/ $1' ,1-(&7,21 6<67(0  %OHHG                                                          
)DQ DQG GULYH %HOW  $GMXVW                                                                       
)DQ DQG GULYH %HOW  &KHFN                                                                       
)URQW ZKHHO  $GMXVW  7RHLQ                                                                     
)URQW ZKHHO  &KHFN  7RHLQ                                                                     
)XHO ¿OWHU V\VWHP )XHO ¿OWHU  'UDLQ ÀXLG                                                            
)XHO ¿OWHU V\VWHP )XHO ¿OWHU  5HSODFH                                                             
)XHO LQMHFWRU  %OHHG                                                                             
)XVH LGHQWL¿FDWLRQ                                                                              
*HQHUDO ,QIRUPDWLRQ                                                                              
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+HDG OLJKW  5HSODFH                                                                            
/8%5,&$7,21 6<67(0  &KDQJH ÀXLG (QJLQH                                                    
/8%5,&$7,21 6<67(0  &KHFN  (QJLQH                                                        
/8%5,&$7,21 6<67(0  *UHDVH  )LWWLQJV                                                        
0DLQWHQDQFH &KDUW                                                                              
0D[L)XVH 5HSODFHPHQW                                                                         
2LO ¿OWHU  5HSODFH  +67 V\VWHP                                                                 
2LO ¿OWHU  5HSODFH  +\GUDXOLF V\VWHP                                                             
5236  &KHFN  0DLQWHQDQFH DQG LQVSHFWLRQ                                                      
5236  5HSODFH  3RVVLEOH GDPDJH                                                              
5HFRPPHQGHG OXEULFDQWV DQG FRRODQWV                                                             
6(59,&( %5$.(  $GMXVW                                                                       
6DIHW\ UXOHV 'LHVHO )XHO                                                                          
6WRUDJH  &KHFN  7UDFWRU                                                                       
6WRUDJH  6WRULQJ  7UDFWRU                                                                       
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75$160,66,21  &KHFN  5HDU D[OH DQG K\GUDXOLF V\VWHP                                          
7DLO%UDNH OLJKW EXOE UHSODFHPHQW                                                                 
7XUQ VLJQDO+D]DUG OLJKW EXOE UHSODFHPHQW                                                         
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:+((/6 $1' 75$&.6 :KHHOV  7LJKWHQ                                                         

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0DLQWHQDQFH &KDUW                                                                              

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6WHHULQJ RSHUDWLRQ                                                                              
6WHHULQJ ZKHHO DGMXVWPHQW                                                                       
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$WWDFKLQJ WKUHHSRLQW HTXLSPHQW                                                                   
%UDNHV                                                                                        
&ROG VWDUWLQJ DLGV                                                                               
(PHUJHQF\ VWRSSLQJ                                                                            
(QJLQH EUHDNLQ SURFHGXUH                                                                        
([WHQGLEOH GUDZEDU                                                                              
+3/ GURS UDWH FRQWURO YDOYH                                                                       
+\GUDXOLF OLIW URFNHU                                                                              
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.H\ VZLWFK                                                                                     
3RZHU WDNHRII 372 RSHUDWLRQ                                                                    
6WDUWLQJ WKH HQJLQH                                                                              
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6WHHULQJ RSHUDWLRQ                                                                              
6WHHULQJ ZKHHO DGMXVWPHQW                                                                       
6WRSSLQJ WKH HQJLQH                                                                             
7KUHHSRLQW OLQNDJH                                                                              
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5ROO RYHU SURWHFWLYH VWUXFWXUH                                                                      
6HDW EHOW                                                                                       
6HDW FRQWUROV                                                                                    

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7RZLQJ                                                                                         

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'UDIW FRQWURO                                                                                   
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5HDU UHPRWH FRQWURO YDOYH V                                                                     
7UDQVPLVVLRQ PDLQ VKLIW OHYHU                                                                    
7ZRVSRRO FRQWURO YDOYH                                                                         

52$' 75$163257                                                                            


'ULYLQJ WKH YHKLFOH                                                                               
+D]DUG ZDUQLQJ OLJKW RSHUDWLRQ                                                                    
+HDGOLJKWZRUN OLJKW RSHUDWLRQ                                                                     
/,*+7,1* 6<67(0  ,GHQWL¿FDWLRQ                                                                
5HDU ZRUN OLJKW RSHUDWLRQ                                                                         
7XUQ VLJQDO RSHUDWLRQ                                                                             

5236                                                                                          
5236  &KHFN  0DLQWHQDQFH DQG LQVSHFWLRQ                                                      
5236  5HSODFH  3RVVLEOH GDPDJH                                                              

6$)(7< ,1)250$7,21                                                                        


,16758&7,21$/ '(&$/6                                                                      
,QWHUQDWLRQDO V\PEROV                                                                           
3HUVRQDO VDIHW\                                                                                  
3UHFDXWLRQDU\ VWDWHPHQWV DQG VLJQDO ZRUG GH¿QLWLRQV                                                
5236  3HUVRQDO VDIHW\  5ROORYHU SURWHFWLYH VWUXFWXUH                                             
6DIHW\ GHFDOV                                                                                  
6DIHW\ UXOHV                                                                                     
6DIHW\ UXOHV                                                                                     

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6(59,&( %5$.(  $GMXVW                                                                       

6+,33,1* 75$163257                                                                       


&DUU\LQJ WKH WUDFWRU RQ D WUDQVSRUWHU                                                                

63(&,),&$7,216                                                                              
(1*,1( $1' 372 ,1  *HQHUDO VSHFL¿FDWLRQ                                                       
)5$0( $1' &$%  'LPHQVLRQ                                                                    
/LTXLG %DOODVW                                                                                   
:+((/6 $1' 75$&.6  7LUH SUHVVXUH                                                            
:+((/6 $1' 75$&.6  7LUH UDWLRV  :KHHO WUHDG VHWWLQJV                                          

67$57,1* 7+( 81,7                                                                          


&ROG VWDUWLQJ DLGV                                                                               
.H\ VZLWFK                                                                                     
6WDUWLQJ WKH HQJLQH                                                                              
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67233,1* 7+( 81,7                                                                         


%UDNHV                                                                                        
(PHUJHQF\ VWRSSLQJ                                                                            
6WRSSLQJ WKH HQJLQH                                                                             

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6WRUDJH  &KHFN  7UDFWRU                                                                       
6WRUDJH  6WRULQJ  7UDFWRU                                                                       

6<03720 6                                                                                   
&OXWFK  7URXEOHVKRRWLQJ                                                                          
(/(&75,&$/ 32:(5 6<67(0  7URXEOHVKRRWLQJ                                                  
(1*,1(  7URXEOHVKRRWLQJ                                                                        
+\GUDXOLF /LIW 6\VWHP  7URXEOHVKRRWLQJ                                                            
6(59,&( %5$.(  7URXEOHVKRRWLQJ                                                               
67((5,1*  7URXEOHVKRRWLQJ                                                                     
75$160,66,21 +\GURVWDWLF  7URXEOHVKRRWLQJ                                                     

75$160,66,21                                                                               
&OXWFK $GMXVWPHQW                                                                              
+67 1HXWUDO $GMXVWPHQW                                                                         
2LO ¿OWHU  5HSODFH  +67 V\VWHP                                                                 
2LO ¿OWHU  5HSODFH  +\GUDXOLF V\VWHP                                                             
75$160,66,21  &KDQJH ÀXLG  5HDU D[OH DQG K\GUDXOLF V\VWHP                                    
75$160,66,21  &KHFN  5HDU D[OH DQG K\GUDXOLF V\VWHP                                          

75$163257 23(5$7,216                                                                   


&DUU\LQJ WKH WUDFWRU RQ D WUDQVSRUWHU                                                                
'ULYLQJ WKH YHKLFOH                                                                               
+D]DUG ZDUQLQJ OLJKW RSHUDWLRQ                                                                    
+HDGOLJKWZRUN OLJKW RSHUDWLRQ                                                                     
/,*+7,1* 6<67(0  ,GHQWL¿FDWLRQ                                                                
5HDU ZRUN OLJKW RSHUDWLRQ                                                                         
7RZLQJ                                                                                         
7XUQ VLJQDO RSHUDWLRQ                                                                             

7528%/(6+227,1*                                                                          
&OXWFK  7URXEOHVKRRWLQJ                                                                          
(/(&75,&$/ 32:(5 6<67(0  7URXEOHVKRRWLQJ                                                  
(1*,1(  7URXEOHVKRRWLQJ                                                                        
+\GUDXOLF /LIW 6\VWHP  7URXEOHVKRRWLQJ                                                            
6(59,&( %5$.(  7URXEOHVKRRWLQJ                                                               
67((5,1*  7URXEOHVKRRWLQJ                                                                     
75$160,66,21 +\GURVWDWLF  7URXEOHVKRRWLQJ                                                     
:+((/6 $1' 75$&.6 :KHHOV                                                              
)URQW ZKHHO  $GMXVW  7RHLQ                                                                     
)URQW ZKHHO  &KHFN  7RHLQ                                                                     
:+((/6 $1' 75$&.6 :KHHOV  &KHFN                                                          
:+((/6 $1' 75$&.6 :KHHOV  7LJKWHQ                                                         

:25.,1* 23(5$7,216                                                                      


/LTXLG %DOODVW                                                                                   
7UDFWRU EDOODVWLQJ                                                                                
7UDFWRU EDOODVWLQJ ZHLJKWV                                                                         
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