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Module 4 Heat Exchangers
Module 4 Heat Exchangers
Module Outcomes
At the end of the module, the learner should be able to:
1. analyze heat exchangers using LMTD method for single-pass parallel flow, counterflow, and cross flow
configurations.
2. analyze heat exchangers using LMTD method for multi-pass heat exchangers in parallel flow, counterflow,
and cross flow configurations
Heat exchangers are devices that enable the exchange of heat between two fluids that are at different
temperatures without mixing with each other. Heat exchangers are commonly used in practice in a wide range of
applications, such as heating and air-conditioning systems, chemical processing and power production. Some
examples of heat exchangers are boilers, condensers, car radiators, air conditioning evaporators, among others.
Cold fluid in
Cold fluid out
(a) parallel flow (b) counter flow
Figure 4.1 Flow arrangement in double-pipe heat exchanger: (a) parallel flow and (b) counter flow
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
Figure 4.2 Schematic diagram of a shell-and-tube heat exchanger (one-shell pass and one-tube pass)
One or more tube passes may be employed, depending on the header configuration. Heat exchangers in
which all the tubes make one U-turn in the shell, for example, are called one-shell-pass and two tube-passes heat
exchangers. Likewise, a heat exchanger that involves two passes in the shell and four passes in the tubes is called
a two-shell-passes and four-tube-passes heat exchanger (Figure 4.3).
Shell-side
Shell-side fluid in
fluid in
Tube-side
Tube-side fluid out
fluid out
Tube-side
Tube-side fluid in
fluid in
Shell-side Shell-side
fluid out fluid out
(a) one-shell pass and two-tube passes (b) two-shell passes and four-tube passes
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
Tube flow
(unmixed) Tube flow
(unmixed)
(a) Both fluids unmixed (b) One fluid mixed, one fluid unmixed
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
wall by conduction, and from the wall to the cold fluid again by convection. Any radiation effects are usually
included in the convection heat transfer coefficients.
Recall that
Δ𝑇
𝑄=
𝑅𝑡ℎ
where: 𝑄 = rate of heat transfer
Δ𝑇 = temperature difference
𝑅𝑡ℎ = thermal resistance
In heat exchanger analysis, we combine all the coefficient of all modes of heat transfer taking place in the
heat exchanger and we call it the overall heat transfer coefficient 𝑈 defined as
𝟏 𝟏
𝑼= or =𝑼𝑨 (𝑬𝒒. 𝟒. 𝟏)
𝑹𝒕𝒉 𝑨 𝑹𝒕𝒉
where: Δ𝑇𝑚 is the suitable mean temperature difference between the two fluids involved in the heat exchanger, (it
can be AMTD or LMTD, details are discussed in section 4.3 below)
𝑈 is the overall heat transfer coefficient, and
𝐴 is the surface area which the overall heat transfer coefficient is based on.
𝑊 𝐵𝑡𝑢
Note: The unit of 𝑈 is identical to that of the convection heat transfer coefficient ℎ. That is, or
𝑚2 ∙𝐾 ℎ𝑟∙𝑓𝑡 2 ∙𝑅
As mentioned above, the overall heat transfer coefficient 𝑈 is normally specified in terms of the area on
which it is based. There are two (2) overall heat transfer coefficients, one for the inner surface area and another
for the outer surface area. When 𝑈 is based on the inner surface area, it must be paired with the inner surface
area. Similarly, when 𝑈 is based on the outer surface area, it has to multiplied by the outer surface area. For a
steady-state heat transfer, the products 𝑈𝐴 on both sides of the heat exchanger are equal. That is,
𝑼𝒊 𝑨𝒊 = 𝑼𝒐 𝑨𝒐 (𝑬𝒒. 𝟒. 𝟑)
and consequently
𝑸 = 𝑼𝒊 𝑨𝒊 𝚫𝑻 = 𝑼𝒐 𝑨𝒐 𝚫𝑻 (𝑬𝒒. 𝟒. 𝟒)
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
where: 𝑈𝑖 and 𝑈𝑜 are the overall heat transfer coefficients on the inner and outer surfaces, respectively; and
𝐴𝑖 and 𝐴𝑜 are the inner and outer areas, respectively.
Fouling Factor
The performance of heat exchangers usually deteriorates with time as a result of accumulation of deposits
on heat transfer surfaces. This layer of deposits represents an additional resistance to the heat flow, and thus
results in decreased performance. The overall effect is usually represented by a fouling factor 𝑅𝑓 , which must be
included along with the other thermal resistances making up the overall heat-transfer coefficient. The fouling
factor is obviously zero for a new heat exchanger and increases with time as the solid deposits build up on the
heat exchanger surface. Tables of fouling factors are available in heat transfer books as well as in handbooks.
However, in the absence of specific data, we can assume the surfaces to be coated with 0.2 mm of limestone as a
starting point to account for the effects of fouling.
Pipe fouling, 𝑅𝑓𝑜
(outer surface)
Cold fluid
Pipe fouling, 𝑅𝑓𝑖
(inner surface)
𝑟1
𝑟2
Hot fluid
ℎ1
ℎ2
Outer pipe
Inner pipe
Figure 4.5 Double-pipe heat exchanger with inner and outer layer of fouling deposits
Figure 4.5 illustrates the fouling resistance on the inner and outer surface of a double-pipe heat exchanger. These
fouling factors in the path of heat flow give the total thermal resistance 𝑅𝑡ℎ as
𝑅𝑡ℎ = 𝑅𝑐𝑜𝑛𝜈1 + 𝑅𝑓𝑖 + 𝑅𝑐𝑜𝑛𝑑 + 𝑅𝑓𝑜 + 𝑅𝑐𝑜𝑛𝜈2
𝟏 𝐥𝐧(𝒓𝟐 /𝒓𝟏 ) 𝟏
𝑹𝒕𝒉 = + 𝑹𝒇𝒊 + + 𝑹𝒇𝒐 + (𝑬𝒒. 𝟒. 𝟓)
𝒉𝟏 𝑨𝒊 𝟐𝝅 𝒌 𝑳 𝒉𝟐 𝑨𝒊
where: 𝑅𝑐𝑜𝑛𝜈1 and 𝑅𝑐𝑜𝑛𝜈2 are the inner and outer thermal resistances due convection, respectively;
𝑅𝑐𝑜𝑛𝑑 is the thermal resistance due to conduction; and
𝑅𝑓𝑖 and 𝑅𝑓𝑜 are the inner and outer surface fouling resistances, respectively.
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
𝚫𝑻𝟏 − 𝚫𝑻𝟐
𝑳𝑴𝑻𝑫 = (𝑬𝒒. 𝟒. 𝟔)
𝚫𝑻
𝐥𝐧 ( 𝟏 )
𝚫𝑻𝟐
where: Δ𝑇1 = temperature difference between the two fluids at one end of the heat exchanger
Δ𝑇2 = temperature difference between the two fluids at the other end of the heat exchanger
Cold fluid in
𝑇𝑐,𝑖𝑛
𝑇
𝑇ℎ,𝑖𝑛
𝑇ℎ, 𝑜𝑢𝑡
𝐴
Figure 4.6 Variation of the fluid temperatures in a parallel-flow double-pipe heat exchanger
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
Important notes:
• Two fluids are involved; one is hot, the other is cold. [parang kayo ng jowa mo...]
• During the heat exchange, the hot fluid gets colder, while the cold fluid gets hotter. [once
again, parang kayo ng jowa mo... minsan ang init ay lumalamig, at ang lamig ay umiinit ]
• There are 4 temperatures involved; 2 for hot fluid (entering and leaving) , 2 for cold fluid (entering and
leaving).
[parang kayo ulit, dumating sa buhay ng isa’t-isa pero umalis din kalaunan.]
1. 𝑇ℎ, 𝑖𝑛 = temperature of hot fluid entering the heat exchanger [parang ikaw; nung una kayong
nagkakilala, nag-aalab ang iyong damdamin ]
2. 𝑇ℎ, 𝑜𝑢𝑡 = temperature of hot fluid leaving the heat exchanger [parang ikaw; nung nanlamig ka na, aba'y
iniwan mo na sya]
3. 𝑇𝑐, 𝑖𝑛 = temperature of cold fluid entering the heat exchanger [parang siya; nung una kayong nagkakilala,
malamig pa ang feelings nya para sa'yo ]
4. 𝑇𝑐, 𝑜𝑢𝑡 = temperature of cold fluid leaving the heat exchanger [parang siya; uminit din ang damdamin sa huli,
kaya lang maghiwalay na kayo ]
Once the LMTD, the mass flow rates, and the overall heat transfer coefficient are available, the heat
transfer surface area of the heat exchanger can be determined from
𝑸 = 𝑼 𝑨𝒔 𝑳𝑴𝑻𝑫 (𝑬𝒒. 𝟒. 𝟕)
The LMTD method is very suitable for determining the size of a heat exchanger to realize prescribed
outlet temperatures when the mass flow rates and the inlet and outlet temperatures of the hot and cold fluids are
specified.
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
Cold fluid in
𝑇𝑐,𝑖𝑛
𝑇
𝑇ℎ,𝑖𝑛
𝑇𝑐,𝑜𝑢𝑡
𝑇ℎ, 𝑜𝑢𝑡
𝑇𝑐, 𝑖𝑛
Figure 4.7 Variation of the fluid temperatures in a counterflow double-pipe heat exchanger
In counterflow heat exchangers, observe that the two fluids are flowing in opposite directions. Therefore,
the partnership of temperatures in Δ𝑇 will be different from that of the parallel flow.
For counterflow:
Δ𝑇1 = 𝑇ℎ,𝑖𝑛 − 𝑇𝑐,𝑜𝑢𝑡
Δ𝑇2 = 𝑇ℎ,𝑜𝑢𝑡 − 𝑇𝑐,𝑖𝑛
where: Δ𝑇1 = temperature difference between the two fluids at one end of the heat exchanger
Δ𝑇2 = temperature difference between the two fluids at the other end of the heat exchanger
Caution!
The formula for Δ𝑇1 and Δ𝑇2 are different for parallel flow and counterflow heat exchangers.
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
For the same inlet and outlet temperatures of the two fluids, the logarithmic mean temperature difference
for a counterflow heat exchanger is always greater than that for a parallel flow heat exchanger. So, a smaller
surface area (and thus a smaller heat exchanger) is needed to achieve a specified heat transfer rate in a
counterflow heat exchanger. And so, it is common practice to use counterflow arrangements in heat exchangers.
But in the case of a condenser or a boiler, either a parallel flow or counterflow heat exchanger is considered; both
approaches give the same result.
𝚫𝑻𝟏 + 𝚫𝑻𝟐
𝑨𝑴𝑻𝑫 = (𝑬𝒒. 𝟒. 𝟖)
𝟐
However, the 𝐿𝑀𝑇𝐷 is obtained by tracing the actual temperature profile of the fluids along the heat exchanger
and truly reflects the average temperature difference between the hot and cold fluids. When the difference
between Δ𝑇1 and Δ𝑇2 is not more than 40 percent, the error in using the 𝐴𝑀𝑇𝐷 is less than 1 percent. But the
error increases to undesirable levels when Δ𝑇1 differs from Δ𝑇2 by greater amounts. Therefore, it is strongly
advised to always use the logarithmic mean temperature difference when determining the rate of heat transfer in a
heat exchanger.
where: 𝐹 is the correction factor, which depends on the geometry of the heat exchanger and the inlet and outlet
temperatures of the hot and cold fluid streams.
The rate of heat transfer is then calculated as
𝑸 = 𝑼 𝑨 (Counterflow 𝑳𝑴𝑻𝑫) × 𝑭
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
Important!
For multi-pass and cross flow heat exchangers, use the LMTD equation for the counterflow heat exchanger,
NOT the parallel flow. And multiply it with the value of 𝐹 as explained below.
The counterflow LMTD is determined from equation 4.6. The value of the correction factor is less than
unity for a cross flow and multi-pass shell-and-tube heat exchanger. It is a measure of deviation of the multi-pass
or cross flow LMTD from the corresponding values for the counterflow LMTD.
𝒕𝟐 − 𝒕𝟏
𝑷= (𝑬𝒒. 𝟒. 𝟏𝟎)
𝑻𝟏 − 𝒕𝟏
and
𝑻𝟏 − 𝑻𝟐 (𝒎 𝒄𝒑 )shell fluid
𝑹= = (𝑬𝒒. 𝟒. 𝟏𝟏)
𝒕𝟐 − 𝒕𝟏 (𝒎 𝒄𝒑 )
tube fluid
Note:
• It makes no difference whether the hot or the cold fluid flows through the shell or the tube.
• The value of 𝑃 ranges from 0 to 1.
• The value of 𝑅 ranges from 0 to infinity, with 𝑅 = 0 corresponding to the phase-change (condensation or
boiling) on the shell-side and 𝑅 → ∞ to phase-change on the tube side.
• The correction factor for a condenser or boiler is 𝐹 = 1, regardless of the configuration of the heat
exchanger.
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
Figure 4.8 Correction factor 𝑭 charts for common shell-and-tube and cross flow heat exchangers (from Heat
Transfer: A Practical Approach 2nd Ed by Cengel, 2002)
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
Solution:
(a) parallel flow, shell-and-tube
𝑇ℎ,𝑖𝑛
ethyl alcohol
𝑇ℎ, 𝑜𝑢𝑡
Δ𝑇1 = 𝑇ℎ,𝑖𝑛 − 𝑇𝑐,𝑖𝑛 Δ𝑇2 = 𝑇ℎ,𝑜𝑢𝑡 − 𝑇𝑐, 𝑜𝑢𝑡
𝑇𝑐, 𝑜𝑢𝑡
water
𝑇𝑐, 𝑖𝑛
• Solving for 𝑄
𝑄ℎ = 𝑚ℎ 𝑐𝑝ℎ (𝑇ℎ,𝑖𝑛 − 𝑇ℎ,𝑜𝑢𝑡 )
𝑘𝑔 𝐽
𝑄ℎ = (6.0 ) (3810 ) (65 − 39) 𝐾
𝑠 𝑘𝑔 ∙ 𝐾
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
𝑄ℎ = 594,360 𝑊
𝑘𝑔 𝐽
594,360 𝑊 = (6.3 ) (4187 ) (𝑇𝑐,𝑜𝑢𝑡 − 10)
𝑠 𝑘𝑔 ∙ °𝐶
𝑇𝑐,𝑜𝑢𝑡 = 32.5 °𝐶
• Solving for LMTD for parallel flow (please refer to the above figure to avoid confusion)
Remember: Δ𝑇1 is a temperature difference at one end of the heat exchanger
Δ𝑇2 is a temperature difference at the other end of the heat exchanger
𝐿𝑀𝑇𝐷 = 22.7 𝐾
Note: Interchanging the Δ𝑇1 and Δ𝑇2 in the formula of LMTD, the answer remains the same.
𝑄 = 𝑈𝑜 (𝜋 𝐷𝑜 𝐿) 𝐿𝑀𝑇𝐷
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
𝑊 1𝑚
594,360 𝑊 = (568 ) (𝜋)(2.54 𝑐𝑚)(𝐿)(22.7 𝐾 ) × [ ]
𝑚2 ∙𝐾 100 𝑐𝑚
𝑳 = 𝟓𝟕𝟖 𝒎 → (𝑨𝒏𝒔𝒘𝒆𝒓)
Remarks: That is a very long heat exchanger, isn’t it? More than half of a kilometer. To make it shorter, the
recommendations would be to use several tubes, or to design it as a counterflow type instead of
parallel flow, and to design it as multi-pass type of heat exchanger.
𝑇
𝑇ℎ,𝑖𝑛
𝑇𝑐,𝑜𝑢𝑡
𝑇ℎ, 𝑜𝑢𝑡
𝑇𝑐, 𝑖𝑛
• Solving for LMTD for counterflow (please refer to the above figure to avoid confusion)
Remember: Δ𝑇1 is a temperature difference at one end of the heat exchanger
Δ𝑇2 is a temperature difference at the other end of the heat exchanger
Δ𝑇1 = 𝑇ℎ,𝑖𝑛 − 𝑇𝑐,𝑜𝑢𝑡 = 65 − 32.5 = 32.5 𝐾
Δ𝑇2 = 𝑇ℎ,𝑜𝑢𝑡 − 𝑇𝑐,𝑖𝑛 = 39 − 10 = 29 𝐾
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
𝑄 = 𝑈𝑜 (𝜋 𝐷𝑜 𝐿) 𝐿𝑀𝑇𝐷
𝑊 1𝑚
594,360 𝑊 = (568 ) (𝜋)(2.54 𝑐𝑚)(𝐿)(30.7 𝐾 ) × [ ]
𝑚2 ∙𝐾 100 𝑐𝑚
𝑳 = 𝟒𝟐𝟕 𝒎 → (𝑨𝒏𝒔𝒘𝒆𝒓)
Remarks: That is still a very long heat exchanger, isn’t it? But at least, not so much as compared to that of the
parallel flow type. To shorten it further, the recommendations would be to use several tubes, and to
design it as multi-pass type of heat exchanger.
(c) counterflow exchanger with 2 shell passes and 72 tube passes, the alcohol flowing through the shell and the
water flowing through the tubes
For the 2-shell-pass counterflow arrangement, we will determine the LMTD by applying the correction factor
found in graph (b) in Figure 4. 8 (above) to the LMTD of counterflow. (The said graph b is also shown below
in cropped and highlighted view.)
Let’s focus our attention first to the encircled part of the diagram. The problem stated that “alcohol flowing
through the shell and the water flowing through the tubes”. Therefore,
𝑇1 = 𝑇ℎ,𝑖𝑛 = 65 °𝐶
𝑇2 = 𝑇ℎ,𝑜𝑢𝑡 = 39 °𝐶
𝑡1 = 𝑇𝑐,𝑖𝑛 = 10 °𝐶
𝑡2 = 𝑇𝑐,𝑜𝑢𝑡 = 32.5 °𝐶
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
Important!
The uppercase letters 𝑇 refer to temperatures of the fluid in the shell; subscript 1 = in, subscript 2 = out
The lowercase letters 𝑡 refer to temperatures of the fluid in the tube; subscript 1 = in, subscript 2 = out
Now let us solve for 𝑃 and 𝑅 (both formulas are also shown in the figure)
𝑡2 − 𝑡1 32.5 − 10
𝑃= = = 0.41
𝑇1 − 𝑡1 65 − 10
𝑇1 − 𝑇2 65 − 39
𝑅= = = 1.16
𝑡2 − 𝑡1 32.5 − 10
At this point, we have to draw the 𝑹 curve (the pink curve) and the 𝑷 line (the vertical line). Then, read or
estimate the value of 𝑭 at their point of intersection.
Note:
In the figure below, I used a blue color for 𝑷 = 𝟎. 𝟒𝟏 and a green color for 𝑹 = 𝟏. 𝟏𝟔 to emphasize their location
and make it more distinct.
Solving for the length, based on outside area and the number of tube passes 𝑁𝑡
𝑄 = 𝑈𝑜 𝐴𝑜 (Counterflow 𝐿𝑀𝑇𝐷) × 𝐹
𝑄 = 𝑈𝑜 (𝜋 𝐷𝑜 𝐿 𝑁𝑡 ) (Counterflow 𝐿𝑀𝑇𝐷 ) × 𝐹
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INSTRUCTIONAL MATERIALS in HEAT TRANSFER by: Engr. Niño G. Blones
𝑊 1𝑚
594,360 𝑊 = (568 ) (𝜋)(2.54 𝑐𝑚)(𝐿)(72)(30.7 𝐾 ) × 0.97 × [ ]
𝑚2 ∙𝐾 100 𝑐𝑚
𝑳 = 𝟔. 𝟏𝟐 𝒎 → (𝑨𝒏𝒔𝒘𝒆𝒓)
PRACTICE PROBLEMS 4
Heat Exchangers
1. In a parallel-flow double pipe heat exchanger, the hot fluid enters the heat exchanger at 90 °C and leaves it at
50 °C, while the cold fluid enters the heat exchanger at 20 °C and leaves it at 40 °C. Calculate the LMTD.
[ Answer: 30.8 °C ]
2. In a counter-flow double pipe heat exchanger, the hot fluid enters at 200 °C and leaves at 100 °C, while the
cold fluid enters the heat exchanger at 20 °C and leaves at 80 °C. Calculate the LMTD.
[ Answer: 98.7 °C ]
3. Oil is cooled by water in a counterflow heat exchanger. The oil flow rate is 2000 kg/h, entering at 107°C and
leaving at 30°C. Its mean 𝑐𝑝 is 2.51 kJ/kg·K. Water enters at 15 °C and its exit temperature is not to exceed
80 °C. The overall heat transfer coefficient is expected to be 1.5 kW/m2 K. Determine the water flow rate, and
the surface area required. [ Answer:1425 kg/h, 3.5 m2 ]
4. Engine oil (𝑐𝑝 =2100 J/kg · °C) is to be heated from 20 °C to 60°C at a rate of 0.3 kg/s in a 2-cm-diameter
thin-walled copper tube by condensing steam outside at a temperature of 130 °C (ℎ𝑓𝑔 = 2174 kJ/kg). For an
overall heat transfer coefficient of 650 W/m2 ·°C, determine the rate of heat transfer and the length of the tube
required to achieve it. [Hint: Recall that condensing procecss occurs at constant temperature and the heat
released during the process is the latent heat of vaporization (ℎ𝑓𝑔 ).] [ Answer: 25.2 kW, 7.0 m ]
5. A shell-and-tube heat exchanger with 2-shell passes and 8-tube passes is used to heat ethyl alcohol (𝑐𝑝 =
2670 J/kg·°C) in the tubes from 25 °C to 70 °C at a rate of 2.1 kg/s. The heating is to be done by water (𝑐𝑝 =
4190 J/kg·°C) that enters the shell side at 95 °C and leaves at 45 °C. If the overall heat transfer coefficient is
950 W/m2·°C, determine the heat transfer surface area of the heat exchanger. [ Answer: 15.4 m2 ]
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