BIBLIOGRAPHY AND/OR FURTHER READING

1. LEGISLATION/STATUTES

(I) Banking and Financial Services Act. Chapter 387 of the laws of Zambia
(II) Bribery Act (United Kingdom) 2010
(III) Foreign Corrupt Practices Act 1977
(IV) Companies Act No. 10 of 2017
(V) Financial Services and Markets Act of 2000 (FSMA)
(VI) Prohibition and Prevention of Money Laundering Act of 2001

2. CASE LAW

(i) Firstrand Bank Limited Vs. Godefrey M. Kgethile [2021] ZANWHC 63

CASE NO. M370/2018
(ii) Re Casemark International Inc. Derivative litigation 698A. 2d959
(iii) Shreeji Investments Limited Vs. Zambia National Commercial Bank PLC
SCZ NO. 2/2015
(iv) U.S Vs. Morris Gama and Others

3. TEXT BOOKS AND ARTICLES.

(i) Anti-Money Laundering and knowing your customer: Patrick M. Kabamba

(ii) Audit Committee Guide Requirements, oversight responsibilities and effective
strategies.
(iii) Basel Committee on Banking Supervision- Guidelines on the corporate
governance principles for banks.
(iv) Disclosure guidance and transparency rules sourcebook
(v) Do you need chief compliance officer? DOV Seidmann 2005
(vi) Ethics and practice of compliance: As revised by the United Kingdom
(vii) Effective Compliance Vs. Regulatory gestation (1993)
(viii) Generally accepted compliance practice framework- Principles, standards and
guidelines
(ix) Regulatory compliance and the chief compliance officer. Edward H. Freeman
JD, MCP and MCT.
(x) Society of Corporate Compliance and Ethics Hal Degenhardt 2010
(xi) Standards on combating money laundering and financing of terrorism and
proliferation (FATF Recommendations)
(xii) Public services reforms in Zambia and The Gambia: Factors, processes,
prospects and constraints
(xiii) The changing institutional and legislative planning framework of Zambia and
Zimbabwe: Nuances for urban development
(xiv) The Zambian Administrative reforms: An alternative view
(xv) The Banks Anti-Money Laundering compliance policy (Techniques for
developing, administering and maintaining an effective policy for compliance
with banking anti money laundering regulations). Patrick M. Kabamba
(xvi) The Cadbury Report
(xvii) The Greenbury Report