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Geoderma 330 (2018) 254–263

Contents lists available at ScienceDirect

Geoderma
journal homepage: www.elsevier.com/locate/geoderma

Laboratory-based hyperspectral image analysis for predicting soil carbon, T


nitrogen and their isotopic compositions
⁎ ⁎
Iman Tahmasbiana, , Zhihong Xua, , Sue Boyda, Jun Zhoub, Roya Esmaeilanic, Rongxiao Chea,
Shahla Hosseini Baid
a
Environmental Futures Research Institute, School of Environment and Science, Griffith University, Nathan, Brisbane, Queensland 4111, Australia
b
School of Information and Communication Technology, Griffith University, Nathan, Brisbane, Queensland 4111, Australia
c
Faculty of Computing, University Technology Malaysia 81300, Skudai, Johor, Malaysia
d
Faculty of Science, Health, Education and Engineering, University of the Sunshine Coast, Maroochydore DC, QLD, 4558, Australia

A R T I C LE I N FO A B S T R A C T

Handling Editor: A.B. McBratney The common methods of determining soil carbon (C), nitrogen (N) and their isotopic compositions (δ13C and
Keywords: δ15N) are expensive and time-consuming. Therefore, alternative low-cost and rapid methods are sought to ad-
Native forest dress this issue. This study aimed to investigate the potential of hyperspectral image analysis to predict soil total
Chemometrics carbon (TC), total nitrogen (TN), δ13C and δ15N. Hyperspectral images were captured from 96 ground soil
Multivariate analysis samples using a laboratory-based visible to near-infrared (VNIR) hyperspectral camera in the spectral range of
PLSR, VNIR, δ13C, δ15N 400–1000 nm. Partial least squares regression (PLSR) models were developed to correlate the values of TC, TN,
δ13C and δ15N, obtained from isotope ratio mass spectrometry method, with their spectral reflectance. The
developed models provided acceptable predictions with high coefficient of determination (R2c) and low root
mean square error (RMSEc) of calibration set for TC (R2c = 0.82; RMSEc = 1.08%), TN (R2c = 0.87;
RMSEc = 0.02%), δ13C (R2c = 0.82; RMSEc = 0.27‰) and δ15N (R2c = 0.90; RMSEc = 0.29‰). The prediction
abilities of the models were then evaluated using the spectra of an external test set (24 samples). The models
provided excellent predictions with high R2t and ratio of performance to deviation (RPD) of test set for TC
(R2t = 0.76; RPD = 2.02), TN (R2t = 0.86; RPD = 2.08), δ13C (R2t = 0.80; RPD = 2.00) and δ15N (R2t = 0.81;
RPD = 1.94). The results indicated that the laboratory-based hyperspectral image analysis has the potential to
predict soil TC, TN, δ13C and δ15N.

1. Introduction δ13C and δ15N, however, are time-consuming and expensive when ap-
plied to a large number of samples (Jiang et al., 2017). Hence, the al-
The biogeochemical cycles of carbon (C) and nitrogen (N) in ter- ternative inexpensive and rapid methods are sought to predict soil TC,
restrial ecosystems have received considerable attention because of TN, δ13C and δ15N.
their significant role in climate change (Fu et al., 2010; Zaehle et al., The visible to near infrared (VNIR) airborne/laboratory-based hy-
2010). The C and N pools are key indicators of soil quality and it is perspectral imaging technique (400–2500 nm), which uses the ad-
therefore important that they are monitored in terrestrial ecosystems vantages of both conventional imaging and VNIR spectroscopy, is a
(Che et al., 2018; Darby et al., 2016; Hosseini Bai et al., 2015a; Nguyen physical, rapid, reproducible and low-cost alternative to conventional
et al., 2017). The soil natural isotopic abundance of C and N (δ13C and methods of soil chemical analysis (Gmur et al., 2012; Jung et al., 2015;
δ15N) have also been widely used as powerful tools to gain insight into Stevens et al., 2008; Vaudour et al., 2016). More importantly, hyper-
C and N cycling in the terrestrial ecosystems (Bai et al., 2017; Che et al., spectral imaging permits a quantitative assessment of different soil
2017; Fujiyoshi et al., 2017; Hosseini Bai et al., 2017; Hosseini Bai properties from a single measurement (Ben-Dor and Banin, 1995a; Jia
et al., 2015b; Wang et al., 2015). The isotopic compositions, vary over et al., 2016; Viscarra Rossel et al., 2006; Xu et al., 2016). The spatial
the time due to different processes such as microbial activities, plant dimension provided by airborne/laboratory-based hyperspectral ima-
uptake and leaching (Farquhar et al., 1989; Högberg, 1997), and need ging technology gives this method an advantage over the VNIR spec-
to be analyse frequently. Conventional methods, such as isotope ratio troscopy (Manley, 2014). For example, the spatial dimensions are used
mass spectroscopy, used for analysing soil total C (TC), total N (TN), to obtain the chemical image/map for identification and localisation of


Corresponding authors at: Environmental Future Research Institute, Griffith University, Nathan, Queensland 4111, Australia.
E-mail addresses: iman.tahmasbian@griffithuni.edu.au (I. Tahmasbian), zhihong.xu@griffith.edu.au (Z. Xu).

https://doi.org/10.1016/j.geoderma.2018.06.008
Received 22 September 2017; Received in revised form 20 April 2018; Accepted 11 June 2018
0016-7061/ © 2018 Elsevier B.V. All rights reserved.
I. Tahmasbian et al. Geoderma 330 (2018) 254–263

chemical compounds in the samples with non-homogenous surfaces δ13C and δ15N in real-time after prescribed burning in Toohey Forest,
(Manley, 2014). However, for homogenised samples such as ground East Queensland, Australia.
soils, the spatial information are used by averaging the several pixels in The techniques used in airborne hyperspectral imaging and VNIR
the spatial dimensions of hyperspectral images (Manley, 2014). Using spectroscopy follow the same principles as those of laboratory-based
the average of the pixels increases the signal to noise ratio (Manley, hyperspectral imaging. Therefore, it was hypothesised that the con-
2014), and therefore improves the accuracy and reproducibility of centration of TC and TN in soil samples could be predicted using the
predictions compared with the single points used in VNIR spectroscopy. spectra extracted from laboratory-based hyperspectral images in the
One of the main disadvantages of hyperspectral imaging compared with spectral region of 400–1000 nm. Furthermore, the featureless (without
VNIR spectroscopy include the high cost of hyperspectral sensors, a specific spectral response) properties in soil samples can also be
especially when wavelengths between 1000 nm to 2500 nm are re- predicted using their internal correlation with other properties which
quired (Manley, 2014). Fast computers and substantial data storage possess specific spectral responses (Ben-Dor and Banin, 1995b; Ben-Dor
capacity are also required due to the large size of hyperspectral images et al., 2002). Soil TC, TN and their isotopic compositions, δ13C and δ15N
(Manley, 2014). Despite the higher accuracy and capability of labora- have shown to be correlated (Abdullah, 2016; Hobbie et al., 2000; West
tory-based sensors to measure both surface and deep soils, they can et al., 2009). Therefore, it was also hypothesised that δ13C and δ15N can
cover smaller areas compared with airborne hyperspectral systems. be predicted using laboratory-based hyperspectral reflectance in the
The hyperspectral imaging technique utilises the reflectance mea- visible to near infrared regions (400–1000 nm) due to their correlation
sured on different materials using airborne or laboratory-based hyper- with TC and TN, respectively. We additionally hypothesised that im-
spectral sensors (Bai et al., 2018; Ben-Dor et al., 1997; Gama et al., portant wavelengths selection would improve the accuracy of the de-
2018; Grahn and Geladi, 2007; Manley, 2014). Multivariate analysis is veloped models by reducing the collinearity of the spectral data.
then used to correlate the spectral reflectance data with their corre-
sponding reference values of the targeted variables measured using the 2. Materials and methods
reference chemical methods e.g., isotope ratio mass spectrometry
(Manley, 2014; Wijewardane et al., 2016). However, different pre- 2.1. Study site description
processing techniques such as wavelength selection and spectral data
transformation are usually applied to reduce the collinearity of the Soil samples used in this experiment were collected from Toohey
spectral data and the impact of artefacts, such as random noise and light Forest, a suburban native forest located in south-eastern Queensland,
scattering (Tahmasbian et al., 2018). The data pre-processing usually Australia (27°30′S, 153°E) (Hosseini Bai et al., 2014a). Toohey Forest is
increase the signal to noise ratio in the spectral data prior to performing located in a subtropical region, with average minimum temperature
the multivariate analyses (Manley, 2014; Wei et al., 2017). First deri- (1939–2016) of 14.4 °C, average maximum temperature (1939–2016)
vative, second derivative, multiplicative scatter correction (MSC), or- of 26.3 °C and mean annual precipitation (1969–2016) of 1163.5 mm.
thogonal signal correction (OSC), standard normal variate (SNV) and Geological units of Toohey Forest were diverse, and include argil-
detrending (DT) are the most common transformation techniques ap- lites, shales, sandstones and shales of the Woogaroo subgroup; soft se-
plied to hyperspectral reflectance data in wide range of studies (Fearn, dimentary rocks of the Tingalpa formation (Ipswich coal measures);
2000; Kamruzzaman et al., 2016b; Lin et al., 2016; Rinnan et al., 2009; cherts and arsenite of the Neranleigh-Fernvale beds; and sandstones of
Siripatrawan et al., 2011). The best-transformed data are then used to the Sunnybank formation (Catterall et al., 2001a). The most forest soils
develop the multivariate models using the selected important wave- were thin lithosols, with a thickness varying between 60 cm and 1 m
lengths. This step employs an appropriate chemometric algorithm such (Abdullah, 2016). The lithosols contained both stony components and
as partial least squares regression (PLSR). loam to silty loam, which may be rich in humus (Catterall et al., 2001a).
PLSR is the most commonly used multivariate linear model for The soil pH varied between 4.4 and 5.5. The forest was subjected to
chemometrics (Coûteaux et al., 2003; Jiang et al., 2017; Mouazen et al., prescribed burning since 1993 with different intervals for different sites
2007). PLSR enables us to analyse small data sets with multiple vari- (Butler et al., 2016; Catterall et al., 2001b).
ables, which are strongly correlated and noisy (Höskuldsson, 1988;
Wold et al., 1984; Wold et al., 2001). PLSR finds a few linear combi- 2.2. Site establishment, soil sample collection and chemical analyses
nations (latent variables) of the original X-values and uses only those
linear combinations in the regression equation. This leads to discarding Two study sites were established randomly in different sectors of
the irrelevant and unstable information to use the most relevant X- Toohey Forest, included Site 1 (27° 32′ 39.42̋ ″ S, 153° 03' 6.81″ E) and
variation for the regression analysis (Höskuldsson, 1988; Wold et al., Site 2 (27° 32′ 45.33″ S, 153° 03′ 14.72″ E). The two study sites covered
1984; Wold et al., 2001). The developed PLSR models are then used to an area of 4000 m2. Each site had four randomly established circular
predict the target variables in new samples. plots (radius of 12.62 m, area of 500 m2). Each plot was divided into
The VNIR airborne hyperspectral imaging and VNIR spectroscopy four sampling areas (ca. 125 m2) for soil collection. The soils samples
analyses have been used to analyse soil C and N in a diverse type of soils were collected separately from the depths of 0–5 and 5–10 cm of the
(Barthès et al., 2006; Brunet et al., 2007; Denis et al., 2014; Stevens sampling areas to increase the variability of data and make a wide-
et al., 2008; Udelhoven et al., 2003; Wei et al., 2017). For example, soil range data set. The soil samples were collected from different locations
organic and total C, as well as soil TN, have been analysed using air- within the sampling areas at each sampling time.
borne hyperspectral imaging and VNIR spectroscopy in the spectral A total of 120 soil samples were collected from the study sites. Soil
region of 350–2500 nm; these studies provided results with a wide samples from Site 1 (56 samples) were collected seasonally (every three
range of accuracies, R2 from 0.35 to over 0.90 (Cozzolino et al., 2013; months), within an 18-month period, starting in November 2014. Soil
Gmur et al., 2012; Gopal et al., 2015; Jiang et al., 2017; Stevens et al., samples from Site 2 (64 samples) were collected monthly in the first six
2008). Limited information, however, is available on using laboratory- months and then seasonally (every three months) for the next six
based hyperspectral images for the prediction of TC and TN in soil months, within a 12-month period, starting in Jun 2015.
samples. To the best of our knowledge, there is also no report on using The collected soil samples were carried to the laboratory in separate
the laboratory-based hyperspectral imaging sensors to predict soil δ13C plastic zipper bags and were air-dried in the Griffith University Soil
and δ15N. The main objective of this study was to assess the potential of Laboratory. The air-dried soil samples were sieved with a 2-mm sieve
using the laboratory-based hyperspectral imaging systems to predict and ground into fine powder. Approximately 20 mg of ground soil
TC, TN, δ13C and δ15N in soil samples. The models developed in this samples were transferred into tin capsules for TC, TN, δ13C and δ15N
study will be used to predict the long-term dynamics of soil TC, TN, analyses using an isotope ratio mass spectrometer (Hosseini Bai et al.,

255
I. Tahmasbian et al. Geoderma 330 (2018) 254–263

2014b). The values for δ13C and δ15N are defined in Eq. (1): where D is dark current and W is the reflectance of white Teflon sheet.
Rsample − Rstandard Fig. 2 illustrates the whole procedure of hyperspectral image analysis.
δ (‰) = × 1000
Rstandard (1)
2.5. Outliers detection and data transformation
where δ is the C or N isotopic composition, Rsample is the C/ C
13 15 13 12

ratio of a sample for δ13C or 15N/14N for δ15N, and Rstandard is the Spectral outliers can influence the robustness of the developed
13
C/12C ratio of the international PeeDee Belemnite standard for δ13C models and therefore should be detected and removed from the datasets
or atmospheric N2 for δ15N (Prasolova et al., 2000; Shearer and Kohl, (Kamruzzaman et al., 2016a; Morellos et al., 2016). Principal-compo-
1986). nent-analysis (PCA) was performed to identify the spectral outliers
using a Hotelling's T2 test within 99% of confidence level in the current
2.3. Hyperspectral imaging system and image acquisition study (Jiang et al., 2016; Li and Qu, 2016; Morellos et al., 2016).
In order to have an independent dataset to test the precision of final
A visible-near infrared (VNIR) hyperspectral imaging system, lo- models, the full dataset was then randomly divided into calibration sets
cated in Ecology Laboratory, University of the Sunshine Coast, was used (80% of the data) and test sets (20% of the data) for each target variable
in this experiment to capture images from soil samples. The system (TC, TN, δ13C and δ15N) (Kohavi, 1995). The test dataset was kept se-
consisted of a 12-bit line scanner camera (Pika XC2, USA), operated in parately to examine the accuracy of models developed using calibration
the spectral range of 400 nm to 1000 nm, with a spectral resolution of dataset. A t-test was carried out to compare both sets, to confirm con-
1.3 nm producing a total 462 spectral band; a lens with 23 mm of focal sistent coverage of the whole range of values for target variables
length; four current-controlled wide spectrum quartz halogen lights; a (Barbin et al., 2012).
linear moving stage operated by a stepper motor; and data acquisition A wide range of transformation techniques were performed on the
software (SpectrononPro 2.94, Resonon, USA). The system is illustrated spectra obtained from calibration samples, to remove the influence of
in Fig. 1. undesired effects and improve the signal to noise ratio (Rinnan et al.,
Approximately 10 g of the ground soil samples were placed in 2009). The transformation techniques included first derivative, second
plastic weigh-trays (2 cm × 2 cm) and positioned on the moving stage derivative, orthogonal signal correction (OSC), multiplicative scatter
and moved into the camera's field of view. The speed of moving stage correction (MSC), reciprocal logarithm (RL) and standard normal
and the exposure time were set at 147 pps and 27.31 ms, respectively. variate (SNV) (Fearn, 2000; Gao et al., 2014; Lin et al., 2016; Rinnan
Samples were shaken after capturing each image for homogenisation et al., 2009; Wei et al., 2017). Outlier detection and data transformation
and imaging was repeated until reproducible spectral signatures were were performed using the Unscrambler® X software package (ver-
obtained for consecutive images (Tahmasbian et al., 2017). sion10.4, CAMO Software Inc., Trondheim, Norway).

2.4. Spectral profile extraction and data calibration 2.6. Initial model development and evaluation

Sample images were cropped from the background. Approximately Initial PLSR models were developed using raw and transformed
100,000 (317 × 317) pixels were selected from the cropped images for calibration data to correlate the values of TC, TN, δ13C and δ15N in soil
data extraction. The averages of the corrected reflectance (R) of the samples with the corresponding hyperspectral reflectance ranging from
selected pixels were extracted using the SpectrononPro software 400 nm to 1000 nm.
package (version 2.94, Resonon, USA) (Supplementary material Fig. In general, PLSR models find a few orthogonal variables in the X
S1). Image correction was conducted by dark and white calibration matrix, which are estimations of latent variables (LV). The LVs are then
during the image acquisition using the SpectrononPro software. Dark used to estimate the dependent variable Y. The algorithm can be
calibration was applied by capturing an image in a dark room with the summarised in Eq. (3).
lens cap on, prior to capturing the images from samples. White cali-
bration was applied by capturing the reflectance of a white Teflon sheet Y = Xβ + F (3)
(Resonon, USA) with the reflectance of approximately 99%. The R was
where β is the regression coefficient matrix obtained from X and Y-
then calculated from the uncorrected spectral reflectance (R0) using Eq.
weight matrices and F is the matrix of Y-residuals (Wold et al., 2001).
(2) (Ariana et al., 2006):
The optimal number of LVs were selected at the minimum predicted
R = (R 0 − D)/(W − D) (2) residual error sum of squares (PRESS) obtained from the cross-valida-
tion sets (Abdi, 2010). PRESS was calculated as shown in Eq. (4) (Abdi,
2010; Li et al., 2002).
n
PRESS =  2
∑ (Y–Y)
i i
i=1 (4)

where Yi and Ŷi are the reference and predicted values of each target
variable in the i th sample, respectively.
The cross-validation was a k-fold (k = 10) method (Kohavi, 1995);
in general data are split into k sets for a k-fold cross-validation. In this
case, the models were developed iteratively using k–1 sets, with one set
left out for validation on each iteration. The process was repeated until
all the sets were left out of the models once (Afandi et al., 2016; Kohavi,
1995; Parsons et al., 2011).
The best-fitted models were selected by choosing the models with
the highest coefficient of determination in the calibration sets (R2c) and
cross-validation sets (R2cv) and the lowest root mean square error in the
calibration sets (RMSEc) and cross-validation sets (RMSEcv). R2 and
RMSE are defined in Eqs. (5) and (6), respectively (Barrett, 1974;
Fig. 1. Hyperspectral imaging system used in the current experiment. Bellon-Maurel et al., 2010). The biases of the predictions in the

256
I. Tahmasbian et al. Geoderma 330 (2018) 254–263

Fig. 2. The procedure of hyperspectral image analysis and model development.

calibration and cross-validation sets were also calculated using Eq. (7). 2.8. Identification of the most important/principal wavelengths in the final
n 2
models
∑i = 1 (Yi − Ŷ)
i
R2 = 1 − n
∑i = 1 (Yi − Ȳ)2 (5) After the final models were developed using informative wave-
lengths, the most important/principal wavelengths in the final models
n
∑i = 1 (Yi − Ŷ)
i
2 were selected, using both the β coefficient and variable importance in
RMSE = projection (VIP) as defined in Eq. (8). This was done in an effort to
N (6)
simplify/highlight the important features of the overall results obtained
n
i − Y)
(Y i
after modelling (Chong and Jun, 2005).
Bias = ∑ N
i=1 (7) F
∑ f = 1 w jf2 . SSYf . J
VIPj =
where Yi and Ŷi are the reference and predicted values of target vari- SSYt . F (8)
ables in the i th sample, respectively. The Ȳi is the mean of reference
th
values, while N is the number of samples. where, VIPj was the importance of j wavelength in the model with F
number of components, Wjf was the loading weight of the corre-
2.7. Uninformative wavelengths elimination and final model development sponding wavelength in the f th component, SSYf was the explained sum
of squares of the target variable in the f th component, SSYt was the total
The VNIR hyperspectral imaging sensor provides large sets of sum of squares of the target variable and J was to total number of
strongly collinear wavelengths, and these may adversely affect the wavelengths.
success of soil TC, TN, δ13C and δ15N quantification. Although the PLSR The wavelengths with a β coefficient larger than their standard
latent variables partly compensate for these effects, due to the projec- deviation, and the corresponding VIP values > 1, were identified as
tion of the spectral data into a low-dimensional space, further im- principal wavelengths and selected for further discussion (Li et al.,
provements in the accuracy of the PLSR model, can be achieved by 2006).
eliminating uninformative and/or noisy variables (Kamruzzaman et al.,
2012; Vohland et al., 2016; Wold et al., 2001). 2.9. Evaluating model performance using external test sets
In the current study, the wavelengths having low β coefficient
(uninformative wavelengths) were removed from the initial models and The developed models were then tested using the external test set.
the final PLSR models were redeveloped using the remaining (in- The accuracies of the models were evaluated by the R2 and RMSE of the
formative) wavelengths (Chong and Jun, 2005). The removed/ne- test set (R2t and RMSEt). The ratio of performance to deviation (RPD)
glected wavelengths were returned to the model in the case where R2cv was also used to assess the prediction ability of the developed models.
of the final model was less than the R2cv of the initial model The RPD is defined in Eq. (8) (Morellos et al., 2016).
(Tahmasbian et al., 2017). The process was repeated until the highest
R2cv was achieved. RPD = SDt /RMSEt (9)

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I. Tahmasbian et al. Geoderma 330 (2018) 254–263

3.2.2. Uninformative wavelengths elimination and final model


redevelopment
Removing the uninformative wavelengths from the models reduced
the number of wavelengths used in the final models without reducing
the accuracies.
Uninformative wavelengths (low β coefficient) were eliminated
from the transformed spectra and the final models were then developed
using the total number of 438, 377, 378 and 44 informative wave-
lengths remained in the models for TC, TN and δ13C δ15N, respectively
(Supplementary material Fig. S3a-d).The transformations used for de-
veloping the final models were not changed from the initial models. The
final models, developed using only informative wavelengths, were also
fitted well to the values of TC, TN, δ13C and δ15N in the corresponding
soil samples with the R2c of 0.82, 0.87, 0.82 and 0.90; R2cv of 0.71, 0.81,
0.70 and 0.85; RMSEc of 1.08%, 0.02%, 0.27‰ and 0.29‰ and RMSEcv
Fig. 3. Hotelling's T2 test conducted for identification of outliers in the spectra.
of 1.21%, 0.03%, 0.35‰ and 0.36‰ respectively. The bias values of all
The circle shows the 99% of confidence level. The points out of the circuit were
considered as outliers.
the developed models were insignificant (absolute bias < 0.001) for
both calibration and cross-validation sets (Fig. 4a-d).
The results showed that the accuracies of the final models with only
where SDt is the standard deviation of the predicted values in the test informative wavelengths were slightly improved for all TC, TN and δ13C
set. δ15N variables, comparing to the initial models with the full number of
The PLSR models were developed using the Unscrambler® X soft- wavelengths (Table 3 vs. Fig. 4a-d).
ware package (version10.4, CAMO Software Inc., Trondheim, Norway). The number of LVs selected for TC, TN, δ13C and δ15N were 7, 2, 12
The RPD was calculated using Microsoft Excel 365 ProPlus. and 3, respectively. These were not changed from initial to final models
and hence there were no changes in the dimensionality of the initial and
3. Results final models.

3.1. Descriptive analysis 3.2.3. Identification of most important/principal wavelengths in the final
models
No outlier was identified in the spectral dataset as analysed using In our study, TC, TN, δ13C and δ15N had 21, 29, 10 and 6 most
Hotelling's T2 test (Fig. 3). The dataset was randomly divided into ca- important/principal wavelengths respectively (Table 4; Fig. S3a-d). The
libration and test sets using 96 samples (80% of the data) and 24 principal wavelengths were selected from informative wavelengths
samples (20% of the data), respectively. The spatial distribution of the when the wavelengths had β coefficient larger than their corresponding
calibration and test samples were presented in Table 1. The averages of standard deviation and indicated VIP > 1 (Jiang et al., 2017).
TC, TN, δ13C and δ15N in the calibration and the test datasets were
5.99% and 5.86%, 0.19% and 0.18%, − 26.59 and – 26.73, and – 0.19 3.3. Evaluating model performance using external test sets
and – 0.48, respectively. There were no significant differences between
the averages in the calibration and the test datasets using t-test The developed models successfully predicted all TC, TN, δ13C and
(p < 0.05). The descriptive analysis of the calibration and the test δ15N values of the corresponding test datasets (Fig. 5a-d). The results
datasets were reported in Table 2. showed an “excellent” prediction of TC using the PLSR model with the
R2t of 0.76, RMSEt of 1.27%, RPD of 2.02 and biast of – 0.15% (Fig. 5a).
A regression model is considered “excellent” when the RPD calculated
3.2. Attributes of the models developed using calibration datasets for prediction is above 2 (Bellon-Maurel et al., 2010). The values of TN
in the test set were also predicted “excellently” using the developed
3.2.1. Transformation technique selection and initial model development PLSR with the R2t of 0.86, RMSEt of 0.04%, RPD of 2.08 and biast of –
Different transformation techniques were investigated to increase 0.006% (Fig. 5b). An “excellent” prediction of δ13C in the test dataset
the signal to noise ratio in the spectral data. The initial models were was also achieved with the R2t of 0.80, RMSEt of 0.33‰, RPD of 2.00
developed using differently transformed data as well as raw data. The and biast of – 0.12‰ (Fig. 5c). The prediction of δ15N in the test set
transformations leading to highest R2c and R2cv and lowest RMSEc and showed the R2t of 0.81, RMSEt of 0.50‰, RPD of 1.94 and biast of –
RMSEcv were selected as the best transformation techniques. 0.24‰. The RPD calculated for δ15N was between 1.4 and 2, which is
The best initial models, with the highest R2c and R2cv were developed considered as “good” (Fig. 5d) (Bellon-Maurel et al., 2010). The dy-
using the second derivative, SNV-OSC and SNV-DT-OSC transformation namics of TC, TN, δ13C and δ15N during the time, predicted using the
techniques for TC, TN and δ15N, respectively (Table 3, Supplementary developed models in the test sets, were illustrated in supplementary
material Fig. S2b-d). However, the best initial model for δ13C was de- material Fig. S4.
veloped using the raw spectral data (Table 3, Supplementary material
Fig. S2a). 4. Discussion

Table 1 The final PLSR models, developed using the selected informative
Distribution of the samples collected from different plots (P) of the Sites 1 and 2 wavelengths, provided acceptable correlations for soil TC, TN, δ13C and
in the calibration and test sets. δ15N with their corresponding values obtained from isotope ratio mass
Calibration set Test set spectrometry analysis in the calibration and test datasets.

P1 P2 P3 P4 Total P1 P2 P3 P4 Total 4.1. Attributes of the models developed using calibration datasets
Site 1 11 12 9 11 43 3 3 4 3 13
Site 2 15 13 14 11 53 2 3 4 2 11 Developing the models using the selected informative wavelength
slightly increased the accuracies of the final models, developed to

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I. Tahmasbian et al. Geoderma 330 (2018) 254–263

Table 2
Descriptive analysis of total carbon (TC), total nitrogen (TN), carbon isotopic composition (δ13C) and nitrogen isotopic composition (δ15N) in the calibration and test
sets.
Calibration (96 sample) Test set (24 sample)

TC (%) TN (%) δ13C (‰) δ15N (‰) TC (%) TN (%) δ13C (‰) δ15N (‰)

Average 5.99 0.19 −26.59 −0.19 5.86 0.18 −26.73 −0.48


Std 2.39 0.08 0.67 0.91 3.14 0.10 0.54 1.05
CV 0.40 0.41 −0.03 −4.91 0.54 0.57 −0.02 −2.16
Skewness 0.98 1.03 −0.66 −0.44 0.93 0.93 0.59 −0.40
Min 2.33 0.07 −29.10 −2.29 2.46 0.07 −27.50 −2.76
Max 14.27 0.47 −25.29 1.49 11.97 0.40 −25.58 1.04

Std: standard deviation; CV: Coefficient of variations.

Table 3 near 403, 470, 687, and 846 nm have been found to be principal for
Characteristics of the initial PLSR model developed for total carbon (TC), total predicting TN in soil (Gmur et al., 2012). The reflectance in 538 nm,
nitrogen (TN), carbon isotopic composition (δ13C) and nitrogen isotopic com- 617, 760, 905, 1094, 1239, 1442, 1477 and 1500 have been also re-
position (δ15N). ported as the principal wavelengths for predicting TN and nitrate-N in
TC (%) TN (%) δ13C (‰) δ15N (‰) soil samples (Gopal et al., 2015; Wei et al., 2017). The inconsistency in
the principal wavelengths reported for predicting TN in different stu-
TF SDr SNV + OSC – SNV + DT + OSC dies might be associated with indirect estimation of soil N in different
compounds (Blackmer et al., 1994; Li et al., 2014).
TF details Polynomial – – DT polynomial
order:2, Left order:2 There is no specific report on N reflectance in soil samples measured
points:12, Right using laboratory-based hyperspectral imaging systems. In plant tissues,
points:12 however, the reflectance of N in the visible (VIS) region (400–700 nm)
has been mainly attributed to the reflectance of chlorophyll (Curran,
WL No. 462 462 462 462
LV No. 7 2 12 3 1989; Ferwerda et al., 2005). Since we used a forest soil in this study,
R2c 0.82 0.86 0.82 0.88 the presence of plant residues containing chlorophyll in the soil samples
R2cv 0.67 0.79 0.68 0.81 was not unlikely. Therefore, the principal wavelengths in VIS region
RMSEc 1.08 0.02 0.27 0.31 might be associated with the presence of chlorophyll in the soil sam-
RMSEcv 1.49 0.03 0.37 0.37
ples. Reflectance in NIR region has been attributed to the weak over-
TF: transformation method; SDr: Second derivative; SNV: Standard normal tones and combination of fundamental vibrations caused by stretching
variate; OSC: Orthogonal signal correction; DT: Detrending; WL: wavelength; and bending of NeH, OeH and CeH groups, which may reflects the
LV: latent variable; R2c: coefficient of determination of calibration set; R2cv: presence of protein–N, starch or cellulose in the analysed soil samples
coefficient of determination of cross-validation set; RMSEc: root mean squared (Curran, 1989; Ferwerda et al., 2005; Wetzel, 1983). In addition, using
error of calibration set; RMSEcv: root mean squared error of cross-validation VNIR spectroscopy, overlaps were observed between the principal
set. wavelengths for predicting TC and TN. Overlaps between these prin-
cipal wavelengths have been attributed to the inherent links between C
predict TC, TN, δ13C and δ15N, compared to those of the initial models, and N (Jiang et al., 2017). We also observed high correlation (r = 0.97)
which was consistent with our hypothesis. Such results are also con- between TC and TN in the soil samples used in this study and this may
sistent with those described in the literature, which indicated an in- further explain the overlaps observed in our study for the principal
crease in the accuracy of models after elimination of uninformative wavelength of soil TC and TN.
wavelengths in PLSR modelling (Kamruzzaman et al., 2012; Wold et al., Most of the principal wavelengths for predicting δ13C were located
1996). This might be due to removing the inter-correlation from the in the 400–410 nm and 960–1000 nm regions, while those of δ15N were
wavelengths and facilitating the computation (Kamruzzaman et al., only located in the 950–1000 nm region. Although there is limited in-
2012; Tahmasbian et al., 2018; Wold et al., 1996). Therefore, it might formation on predicting δ13C and δ15N in soil samples, the possibility of
be concluded that eliminating the uninformative wavelengths reduces predicting δ13C and δ15N in canopy and leaf litterfall samples have been
the model's size without reducing the accuracy of the models. examined using airborne and laboratory-based hyperspectral imaging,
The most important/principal wavelengths selected for predicting as well as VNIR spectroscopy (Elmore and Craine, 2011; Lorentz, 2013;
TC were mostly observed to be in the spectral regions of 740–800 nm Tahmasbian et al., 2017; Wang et al., 2007). For example, in our
and 930–1000 nm. The importance of reflectance in the spectral region complementary study, we successfully predicted δ15N in leaf litterfall
of 700–1000 nm for predicting soil C content using airborne hyper- samples using a laboratory-based hyperspectral imaging system with a
spectral imaging and VNIR spectroscopy techniques has also been re- lower camera resolution than the present study (10 nm vs. 1.3 nm) but
ported (Cozzolino and Morón, 2006; Gmur et al., 2012; Ingleby and with sampling over a wider range of wavelengths (400 nm to 1700 nm).
Crowe, 2000; Mouazen et al., 2007; Yang and Li, 2013). The reflectance However, we were unable to predict δ13C in that study because of (a)
in the region between 700 mm and 800 nm has been suggested to be the small variation in δ13C in the samples studied and (b) the lower
associated with humic compounds, pigments derived from chlorophyll camera resolution (Tahmasbian et al., 2017). The suggested principal
and phenolic compounds during decomposition of organic matter and wavelengths for predicting δ15N in leaf litterfall samples are 590, 610,
plant residues in soil (Dalal and Henry, 1986; Daughtry, 2001; Fidêncio 650, 900 and 1270 nm (Tahmasbian et al., 2017). The δ15N has also
et al., 2002). been predicted successfully in fresh leaves, as well as dried and ground
The principal wavelengths for predicting soil TN were mainly ob- leaves, using VNIR spectroscopy in the spectral range of 350–2500 nm,
served in the 900–1000 nm region with a few principal wavelengths in with the highest correlation between reflectance spectra and δ15N lo-
400–410 nm. Various wavelengths have been reported as principal cated in 400–600 nm and 1500–2000 nm regions (Elmore and Craine,
wavelengths for predicting TN, which in some cases are in the same 2011).
regions as those of this study. For example, the wavelengths centred Hobbie and co-workers and West and co-workers have all suggested

259
I. Tahmasbian et al. Geoderma 330 (2018) 254–263

Fig. 4. Reference vs. predicted values of soil (a) total carbon (TC), (b) total nitrogen (TN), (c) carbon isotopic composition (δ13C) and (d) nitrogen isotopic com-
position (δ15N) in the calibration sets. The dotted lines are regression lines for calibration sets.

Table 4 technique in the current study might be related to the well-established


The most important/principal wavelengths selected based on variable im- relationship between reflectance data and C content in soil (Gmur et al.,
portance in projection (VIP) and β coefficient for predicting TC, TN, δ13C and 2012; Yang and Li, 2013).
δ15N. The threshold for VIP was set to 1, and the threshold for β coefficient was The number of principal wavelengths used for predicting δ13C and
their standard deviation. δ15N were considerably lower than those of TC and TN. This is because
Principal wavelengths (nm) quantification of TC and TN by hyperspectral imaging is conducted
using the reflectance of all compounds containing C and N. However,
TC 407.21, 743.86, 745.2, 761.32, 762.66, 764.01, 792.26, 939.84, 941.2, 13
C and 15N may be enriched in only some types of compounds because
942.57, 957.55, 971.18, 972.55, 973.91, 975.28, 976.64, 979.37, 980.74,
984.83, 987.56, 988.93
the variations of 13C and 15N, and therefore δ13C and δ15N, are influ-
TN 401.97, 403.28, 407.21, 874.66, 909.93, 912.65, 914.01, 945.29, 948.01, enced by different processing in soil, such as transformation, fractio-
950.74, 956.19, 957.55, 963, 964.37, 967.09, 968.46, 971.18, 972.55, nation and leaching (Bai et al., 2017; Högberg, 1997; Hosseini Bai et al.,
973.91, 976.64, 979.37, 980.74, 982.1, 984.83, 987.56, 994.39, 995.76, 2017; Hosseini Bai et al., 2015a). Hence, 13C and 15N are abundant
997.13, 999.86
within fewer compounds, and therefore fewer principal wavelengths
δ13C 400.67, 405.9, 407.21, 778.8, 961.64, 973.91, 976.64, 978.01, 984.83,
994.39 are used for estimating and predicting δ13C and δ15N.
δ15N 953.46, 967.09, 973.91, 975.28, 986.2, 998.49

4.2. Evaluating model performance using external test sets


that it is the correlation between TN and δ15N that enables the quan-
tification of δ15N using reflectance data (Hobbie et al., 2000; West The models developed using the selected informative wavelengths
et al., 2009). However, in our case, we found no significant correlation provided high accuracy predictions of soil TC, TN, δ13C and δ15N in the
between TN and δ15N (r = 0.02). The soils studied in this experiment test datasets. We were only able to reasonably compare the accuracies
were course-grained shallow acidic soils, located in a subtropical region of prediction obtained from studies which used airborne hyperspectral
with hot summers and heavy showers in wet seasons. These conditions imaging and VNIR spectroscopy (Gopal et al., 2015; Jiang et al., 2017;
might have influenced N cycling through increasing leaching or vola- Sorenson et al., 2017) to our results because of the limited available
tilization which alter the soil δ15N and may explain the lack of re- literature on predicting TC, TN, δ13C and δ15N in soil samples using
lationship between TN and δ15N. Other studies have also reported that laboratory-based hyperspectral image analysis. The accuracies of the
tropical forests have more open N cycles with greater losses via frac- models, developed for predicting TC, TN, δ13C and δ15N, in the current
tionation pathways than temperate forests, resulting in significant study were in the range of other studies which have used airborne
variations in soil δ15N (Martinelli et al., 1999; Piccolo et al., 1996). We hyperspectral imaging and VNIR spectroscopy techniques for predicting
are unsure of why we were able to predict both TN and δ15N in- TC and TN in soil samples (Gmur et al., 2012; Gopal et al., 2015; Jiang
dependently, however, other authors have mentioned that successful et al., 2017; Sorenson et al., 2017; Zhang et al., 2016). Overall, la-
quantification of δ15N may be affected by absorption features related to boratory-based hyperspectral imaging technique could successfully
the wave motion of molecular bonds involving N, and this might be predict TC, TN, δ13C and δ15N in soil samples.
altered in samples with considerable values of 15N (Elmore and Craine, In our future studies, the developed models need to be validated and
2011; Lorentz, 2013). A significant correlation (r = − 0.50) between improved using a wider range of soils. The mechanisms of the predic-
TC and δ13C in our soil samples was also observed. Therefore, we think tion of δ15N need to be understood possibly by finding the correlations
that the successful prediction of soil δ13C using hyperspectral imaging between δ15N and soil chromophore properties. Further optimisation

260
I. Tahmasbian et al. Geoderma 330 (2018) 254–263

Fig. 5. Reference vs. predicted values of soil (a) total carbon (TC), (b) total nitrogen (TN), (c) carbon isotopic composition (δ13C) and (d) nitrogen isotopic com-
position (δ15N) in the test sets. The dotted lines are regression lines for test sets.

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