Revision No.

: R0
HSE RISK ASSESSMENT Date: 10-08-2022

Name of Work :- KNPCC-10: Construction of Residential,Non-Residential & Institutional buildings at Polytechnic college Campus, Gurudev
PROJECT: Chauraha, GT Road, Kanpur and Multi Storied officer's Colony of Uttar Pradesh Metro Rail Corporation inside Metro Depot,GT Road, Kanpur DATE:
Architectural finishes, Plumbing, Drainage, External development and E&M Works REV: R0

DOC. TITLE: SHE RISK ASSESSMENT FOR EXCAVATION WORK 10-Aug-22

DOCUMENT NO.: VSC/UPMRC/KNP/RA/002-01 SHEET: 1
Hazard / Environment Aspect

Risk/ Impact Level

Probability Rating
Severity Rating

Residual Risk/
SL. No. ACTIVITY Existing control Measures Action By
Source/ Possible

Impact
People at risk
Situation / Act Outcome

1 Movement of Load • Only trained & qualified operator shall be deployed.

& dumper during
Excavation • Regular pre-checking of loader & dumpers, ensuring reverse horn
along with other safety devices.
Faulty
Equipment / Serious Operator helper, • Implementation of green card system ,only approved dumpers to be
2 3 M ALARP Site Engineer
Uncontrolled injury /Fatal people in vicinity allowed to operate , daily checking of equipment by operator / P& M
movement prior to start.
• Banksman to be deployed during reversing .
• Speed limit (10kmph) must be followed.
• Adequate space has been ensured for movement of vehicles, look out
man is deputed for directing the dumpers, Excavator & Loader.
Serious • Restricted the entry for unauthorized worker whereExcavation
Hit by vehicle operator helper 2 3 M ALARP Site Engineer
injury /Fatal activity is being carried out
• Water sprinkling to be ensured during the filling of GSB for dust
control
• Only trained & qualified operator shall be deployed.
• All deployed drivers must have valid HMV licenses with competency
certificated

Untrained driver / Serious injury / Operator helper, • Drivers must be certified by P & M Dept.
2 3 M ALARP Site Engineer
operator fatal people in vicinity • Regular training to be carried out for drivers ,operators & helpers

• All drivers must go through the defensive driving training

• Pep talk to be given to drivers and helpers before starting of the each
shift.
 Revision No.: R0
HSE RISK ASSESSMENT Date: 10-08-2022

Name of Work :- KNPCC-10: Construction of Residential,Non-Residential & Institutional buildings at Polytechnic college Campus, Gurudev
PROJECT: Chauraha, GT Road, Kanpur and Multi Storied officer's Colony of Uttar Pradesh Metro Rail Corporation inside Metro Depot,GT Road, Kanpur DATE:
Architectural finishes, Plumbing, Drainage, External development and E&M Works REV: R0

DOC. TITLE: SHE RISK ASSESSMENT FOR EXCAVATION WORK 10-Aug-22

DOCUMENT NO.: VSC/UPMRC/KNP/RA/002-01 SHEET: 1
Poor visibility due Operator helper, • Proper illumination shall be ensuring at working area
Serious injury 2 3 M ALARP Site Engineer
to dust / Fog people in vicinity • Install fog lilghts for the equipment's, avoiding working in dense fog
Serious injury/ Operator helper, • Frequent monitoring for drunken driving using breath alcohol Site SHE
Drunken driving 2 3 M ALARP
Fatal people in vicinity analyzer and record to be maintained. Personnel

• Area must be barricaded by the MS pipe along the Excavated area.

Hitting people • Strict Supervision to be provided.
who may come in
Serious • Warning sign to be displayed neas the backfilling area.
the way Operator ,helper,si Site Engineer/
Reversing of dumper injury /Fatal /
2 unexpectedly , gnalman & people • Regular training to be given for operator. 2 3 M ALARP Site SHE
in Excavated Area property
toppling or Tilt of in vicinity • Ensuring rear view mirror for dumper Personnel
damaged
dumpers into the
backfilled area • One banksmen must be displayed during reversing.
• Sufficient lighting arrangement to be provided
• Experienced persons shall be deployed who are aware of handling
Body Injury/ Operator ,helper,si excavation tools.
injury due to tools
Property gnalman & people 2 3 M ALARP Site Engineer
and tackles. •Safe distance between crew members to be maintained to avoid hit
Damaged in vicinity
injury.
• Proper step access to be provided
Body Injury/ Operator ,helper,si
fall of person into
Property gnalman & people • Proper barricading with warning signs to be put. 2 3 M ALARP Site Engineer
the pit.
Damaged in vicinity
• Proper illumination shall be ensuring at working area

Body Injury/ Operator ,helper,si •Loose and dumped soil to be Remove from the edge excavated pit
Caving in Property gnalman & people immediately. 2 3 M ALARP Site Engineer
Damaged in vicinity
• Do not keep heavy objects and mud near the edge of pit.
• Restrict the entry for unauthorized workers where backfilling activity
Inadequate space Operator ,helper, is being carried out,
for movement of Serious injury signal man & 2 3 L ALARP Site Engineer
equipment people in vicinity • Adequate space has been ensured for movement of vehicles, look out
man is deputed for directing the dumpers
Riding on moving • Training and adequate supervision shall be provided.
Serious injury/
machinery (Horse Workers 2 3 M ALARP Site Engineer
fatal
play) • Competency of operator / driver shall be ensure
 Revision No.: R0
HSE RISK ASSESSMENT Date: 10-08-2022

Name of Work :- KNPCC-10: Construction of Residential,Non-Residential & Institutional buildings at Polytechnic college Campus, Gurudev
PROJECT: Chauraha, GT Road, Kanpur and Multi Storied officer's Colony of Uttar Pradesh Metro Rail Corporation inside Metro Depot,GT Road, Kanpur DATE:
Architectural finishes, Plumbing, Drainage, External development and E&M Works REV: R0

DOC. TITLE: SHE RISK ASSESSMENT FOR EXCAVATION WORK 10-Aug-22

DOCUMENT NO.: VSC/UPMRC/KNP/RA/002-01 SHEET: 1
• Routine Inspection by operator and P& M Personnel is needed
Personnel • PUC needs to be ensure for all vehicles.
Use of Unsafe
injury or serious Workers & helper 2 3 M ALARP Site Engineer
machinery • All machineries and vehicle shall be ensure good working condition
injury
3 Excavation • Area must be cordon off or barricaded
Fall of person due •Impart safety instruction to all worker to guard the area to avaoi fall.
Personnel
to leaving the
injury or serious Workers & helper •Proper demarcation around the pit by tape/lighting and cordoning off 2 3 M ALARP Site Engineer
excavated area the area with sturdy barriers where ever possible.
injury
ovenight •Training and adequate supervision shall be provided.
• Proper planning shall be placed before start the work
• It shall be ensured that workmen is not working near moving parts of
machinery.
• Proper guards to be provided for all moving parts.
• Routine Inspection of reverse horns shall be done.
Moving Part of
Serious injury Workers • Banksmen shall be provided 2 3 M ALARP Site Engineer
Machinery
• Reversing warning signs shall be provided.
• Workers must be aware .
• Training must be conducted to related workers.
• Fire extinguishers must be provided near the work locations.
• Spread awareness against workers.
Sleeping under Serious injury/ • Daily inspection by site supervisors.
Workers 2 3 M ALARP Site Engineer
the vehicle Fatal • Mandatory PPE's must be provided to concerned workers . i.e., gum
boot, hand gloves , helmet, nose mask, goggles etc.
• Dewatering with proper drainage to be done.
Land slide due to
Operator ,helper, • Spread awareness against workers.
bad Serious injury/
signal man & • Proper planning shall be placed before start the work 2 3 M ALARP Site Engineer
weather/loose Fatal
people in vicinity •Proper demarcation around the pit by tape/lighting and cordoning off
nature of soil
the area with sturdy barriers where ever possible.
• Do not allow structural material at edge of excavation
•Keep the removed earth at least 1.5 m away from the pit.
Fall of stones,
Removal of Serious injury/ workemen &people •Proper demarcation around the pit by tape/lighting and cordoning off
4 earth etc in the 2 3 M ALARP Site Engineer
excavated materials Fatal in vicinity the area with sturdy barriers where ever possible.
excavated pit.
• Spread awareness against workers.
• Training must be conducted to related workers.
 Revision No.: R0
HSE RISK ASSESSMENT Date: 10-08-2022

Name of Work :- KNPCC-10: Construction of Residential,Non-Residential & Institutional buildings at Polytechnic college Campus, Gurudev
PROJECT: Chauraha, GT Road, Kanpur and Multi Storied officer's Colony of Uttar Pradesh Metro Rail Corporation inside Metro Depot,GT Road, Kanpur DATE:
Architectural finishes, Plumbing, Drainage, External development and E&M Works REV: R0

DOC. TITLE: SHE RISK ASSESSMENT FOR EXCAVATION WORK 10-Aug-22

DOCUMENT NO.: VSC/UPMRC/KNP/RA/002-01 SHEET: 1

Injury due to Serious injury/ workemen &people •Experienced persons shall be deployed who are aware of handling
backfilling tools. 2 3 M ALARP Site Engineer
tools and tackles. Fatal in vicinity
•.All persons working shall use PPE's like helmet, shoes etc.
•Proper barricading with warning signs to be provided
Body Injury/ • Spread awareness against workers.
Fall of person into workemen &people
Backfilling by Property • Training must be conducted to related workers. 2 3 M ALARP Site Engineer
the pit. in vicinity
mechanical m/c & Damaged • Strict Supervision to be provided.
manualy • Maintaine safe distance from m/c.
• Only trained & qualified operator shall be deployed.
Caught in • Banksman to be deployed during reversing .
5 Serious injury/ workemen &people
between/ hit by • Spread awareness against workers. 2 3 M ALARP Site Engineer
Fatal in vicinity
the machine • Training must be conducted to related workers.
•.All persons working shall use PPE's like helmet, shoes etc.
• Area must be barricaded by the MS pipe along the backfilling area.
Hitting people • Strict Supervision to be provided.
who may come in
Serious
Reversing of dumper the way Operator ,helper,si • Warning sign to be displayed neas the backfilling area. Site Engineer/
injury /Fatal /
into the backfilled unexpectedly , gnalman & people • Regular training to be given for operator. 2 3 M ALARP Site SHE
property
area toppling or Tilt of in vicinity • Ensuring rear view mirror for dumper Personnel
damaged
dumpers into the
backfilled area • One banksmen must be displayed during reversing.
• Sufficient lighting arrangement to be provided