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10.1515 - Anona 2022 0269
10.1515 - Anona 2022 0269
Research Article
Abstract: In this article, we study the existence of multiple solutions to a generalized p(⋅ )-Laplace equation
with two parameters involving critical growth. More precisely, we give sufficient “local” conditions, which
mean that growths between the main operator and nonlinear term are locally assumed for p(⋅ )-sublinear,
p(⋅ )-superlinear, and sandwich-type cases. Compared to constant exponent problems (e.g., p-Laplacian
and ( p , q )-Laplacian), this characterizes the study of variable exponent problems. We show this by
applying variants of the mountain pass theorem for p(⋅ )-sublinear and p(⋅ )-superlinear cases and con-
structing critical values defined by a minimax argument in the genus theory for sandwich-type case.
Moreover, we also obtain a nontrivial nonnegative solution for sandwich-type case changing the role of
parameters. Our work is a generalization of several existing works in the literature.
{
C+(Ω) ≔ r ∈ C (Ω) : 1 < r − ≔ min r (x ) ≤ r + ≔ max r (x ) < ∞ ;
x∈Ω x∈Ω
}
f : Ω × → is a Carathéodory function having subcritical growth; t ∈ C+(Ω) with p+ < t − ≤ t (x ) ≤ p∗ (x )
for all x ∈ Ω such that
≔ {x ∈ Ω : t (x ) = p∗ (x )} ≠ ∅,
Np(x )
where p∗ (x ) ≔ N − p(x )
if p+ < N and p∗ (x ) ≔ p0 (x ) for any fixed p0 ∈ C+(Ω) with p(x ) < p0 (x ) for all x ∈ Ω if
p+ ≥ N ; b ∈ L∞(Ω) and b(x ) > 0 for a.e. x ∈ Ω; and λ , θ are parameters.
* Corresponding author: Inbo Sim, Department of Mathematics, University of Ulsan, Ulsan 44610, Republic of Korea,
e-mail: ibsim@ulsan.ac.kr
Ky Ho: Institute of Applied Mathematics, University of Economics Ho Chi Minh City, 59C, Nguyen Dinh Chieu St., Dist. 3, Ho Chi
Minh City, Vietnam, e-mail: kyhn@ueh.edu.vn
Open Access. © 2023 Ky Ho and Inbo Sim, published by De Gruyter. This work is licensed under the Creative Commons
Attribution 4.0 International License.
On sufficient “local” conditions for existence results 183
which we call the p(⋅ )-Laplacian and the generalized mean curvature operator, respectively. Another
remarkable example is
n
div ⎡
⎢∑∣∇u ∣
pi (x ) − 2 ∇u⎤ ,
⎥
⎣i=1 ⎦
which satisfies (A0)–(A4) with p(x ) ≔ max1 ≤ i ≤ n pi (x ) , and we call this operator the multiple p(⋅ )-Laplacian.
A special case of the multiple p(⋅ )-Laplacian is the operator div(∣∇u ∣p − 2 ∇u + ∣∇u ∣q − 2 ∇u) with 1 < q ≤ p < ∞,
which is called the ( p , q )-Laplacian and has received a great attention from mathematicians in the last decade.
The study of p(⋅ )-Laplacian was initiated to describe some materials (e.g., electrorheological fluids) that
are inadequate to deal with in a constant p(⋅ ). Indeed, Rǎdulescu [27] gave a couple of examples that
required the setting of p(⋅ )-Laplacian problems that portray phenomenon strongly depending on the posi-
tion. Thus, it is natural to ask for sufficient effects of the ration of p(⋅ ) and growth of a nonlinear term in a
local sense. It is worth mentioning that the set is the other condition of locality. Meanwhile, a local effect
was also assumed in this study when p(⋅ ) is even constant in the sequel papers [4–6]. More precisely, the
authors were concerned with the “local” growth of nonlinearities, investigating the existence, nonexis-
tence, and multiplicity of solutions for the family of problems
p − 2 ∇u)
⎧− div(∣∇u ∣ = f λ (x , u ) in Ω,
u>0 in Ω,
⎨
⎩u = 0 on ∂Ω,
for the ( p , q )-problem. These results have recently been obtained for problem (1.1) under (A0)–(A4) in [12]. Note
that both [20] and [12] only considered subcritical problems. The existence of infinitely many solutions to critical
problems involving the p-Laplacian for this kind of locally p-superlinear condition was investigated in [28].
Regarding critical and sandwich-type growth, in [15] we considered problem (1.1) of the form:
∗
⎧− div(∣∇u ∣p − 2 ∇u + ∣∇u ∣q − 2 ∇u) = λm(x )∣u ∣s − 2 u + θb(x )∣u ∣ p − 2 u in Ω,
(1.2)
⎨u = 0 on ∂Ω,
⎩
where 1 < q < s < p and the weight m is possibly sign-changing. We obtained the existence of nontrivial
nonnegative solutions to [1] for a fixed λ and some range of parameter θ (depending on λ ). In [1], Baldelli
et al. obtained the multiplicity of solutions for problem (1.2) when Ω = N in a reverse way, that is, for θ fixed
and small, they find some range of λ . The subcritical problem of sandwich-type growth involving variable
exponent was studied by Mihailescu-Rǎdulescu in [25]. In that article, the authors studied (1.1) of the form:
(1.4)
∗
W01, p(⋅ )(Ω) ↪ L p (⋅ )(Ω)
(see Section 2 for the definitions and properties of the variable exponent Lebesgue-Sobolev spaces). Since
1
we mainly focus on critical problems, throughout this article we always assume p ∈ C 0, ∣log t ∣ (Ω) when p+ < N
in our main results.
Before giving a statement of the main results, we note that under (A1), we have that for a.e. x ∈ Ω and
for all ξ ∈ N ,
1
for a.e. x ∈ Ω and all ξ ∈ N . In what follows, for r ∈ C (Ω) with r (x ) ≥ 1 for all x ∈ Ω and an open set D ⊆ Ω,
denote
rD− ≔ inf r (x ), rD+ ≔ sup r (x ) ,
x∈D x∈D
On sufficient “local” conditions for existence results 185
and
First, let us start with the locally p(⋅ )-sublinear case. In this case, we additionally assume for the
operator a that:
(A5) For each ball B ⊂ Ω, there exist constants CB, δB > 0, and qB ∈ [1, ∞) such that
∣a(x , ξ )∣ ≤ CB∣ξ ∣qB − 1 for a.e. x ∈ B and all ∣ξ ∣ < δB.
It is clear that the multiple p(⋅ )-Laplacian and the generalized mean curvature operator above also satisfy
(A5). Note that (A3) and (A5) yield qB ≤ pB− and moreover, from (A5) and (1.5) we obtain
CB qB
∣A(x , ξ )∣ ≤ ∣ξ ∣ for a.e. x ∈ B and all ∣ξ ∣ < δB. (1.8)
qB
The existence result for the locally p(⋅ )-sublinear case is stated as follows.
Theorem 1.1. Let (A0)–(A5), (F1), and (F2) hold. Then, for any λ > 0 and θ ≥ 0, problem (1.1) admits a
1, p(⋅ )
sequence of nontrivial solutions {un}∞
n = 1 converging to zero in W0 (Ω) ∩ L∞(Ω).
Next, we study problem (1.1) with a nonlinearity f of locally p(⋅ )-superlinear-type growth. In this case,
we need the following additional assumption on the exponent p:
p∗(⋅ )
p∗(⋅ ) − p(⋅ )
(P) There exists w ∈ L+ ( Ω) such that
∫Ω ∣∇φ∣p(x ) dx
μ1 ≔ inf ∈ (0, ∞) . (1.9)
φ ∈ Cc∞(Ω) ∫Ω w (x )∣φ∣p(x ) dx
Obviously, condition (P) automatically holds true when p(⋅ ) is constant due to the Hölder and Sobolev
inequalities. For variable exponent case, (P) is fulfilled if there is a vector x0 ∈ N ⧹{0} such that for any
x ∈ Ω, h(τ ) ≔ p(x + τx0) is monotone for τ ∈ Ix = {τ : x + τx0 ∈ Ω} (by taking w ∈ L+∞(Ω)), see [10, Theorems
3.2–3.3]. It is worth pointing out that μ1 given by (1.9) is zero if there is an open ball B ε0(x0) ⊂ Ω such that
p(x0)< (or >) p(x ) for all x ∈ ∂B ε0(x0), see [10, Proof of Theorem 3.1].
Now, we state conditions on f for the locally p(⋅ )-superlinear case.
(F3) f : Ω × → is a Carathéodory function such that f is odd with respect to the second variable.
t (⋅ )
rj
t (⋅ ) − r j (⋅ )
(F4) There exist functions rj, aj with rj ∈ C+(Ω), infx ∈ Ω[t (x ) − rj (x )] > 0, aj ∈ L+ ⎛b− t −rj , Ω⎞ ( j = 1, … , m0),
⎝ ⎠
and max1 ≤ j ≤ m0rj+ > p− such that
m0
∣ f (x , τ )∣ ≤ ∑ aj(x )∣τ∣r (x ) −1
j for a.e. x ∈ Ω and all τ ∈ .
j=1
186 Ky Ho and Inbo Sim
(F5) There exist an open ball B ⊂ Ω and a function m ∈ L+1(B) such that
F (x , τ )
lim + = ∞ uniformly for a.e. x ∈ B .
∣ τ ∣→∞ m(x )∣τ∣ pB
(F6) For w given by (P), there exist α ∈ [ p+ , t −) and e ∈ L+1(Ω) such that
α − p+
αF (x , τ ) − τf (x , τ ) ≤ w (x )∣τ∣p(x ) + e(x ) for a.e. x ∈ Ω and all τ ∈ .
p+
The existence result for the locally p(⋅ )-superlinear case is stated as follows.
Theorem 1.2. Let (P), (A0)–(A4), and (F3)–(F6) hold. For a given λ ∈ (0, μ1], there exists a sequence {θn}∞ n=1
with 0 < θn + 1 < θn for all n ∈ such that for any θ ∈ (θn + 1, θn), problem (1.1) admits at least n distinct pairs of
nontrivial solutions.
In the last part, we study problem (1.1) with the nonlinearity f of locally sandwich-type growth.
Precisely, we consider problem (1.1) of the form:
Note that under (L1), from (1.6) and (1.8) we find positive constants CB and Cp such that
+
∣A(x , ξ )∣ ≤ CB∣ξ ∣qB + Cp∣ξ ∣ pB for a.e. x ∈ B and for all ξ ∈ N . (1.11)
Let us start to study the sandwich case by investigating the multiplicity of solutions to problem (1.10). The
following multiple existence result is a counterpart of [1, Theorem 1] for the bounded domain case involving
Leray-Lions-type operators.
Theorem 1.3. Let (A0)–(A5), (S), (W), and (L1) hold. Assume furthermore that m(x ) > 0 for a.e. x ∈ B . Then
k = 1 with 0 < θk < θk + 1 for all k ∈ such that for each k ∈ , for θ ∈ (0, θk ) given, there exist
there exists {θk }∞
λ⋆, λ⋆ > 0 with λ⋆ < λ⋆ such that for any λ ∈ (λ⋆, λ⋆), problem (1.10) admits at least k pairs of distinct solutions
with negative energy.
It is worth pointing out that [1, Theorem 1] actually asserted the existence of a sequence of solutions
provided the L∞ norm of K (x ) ≔ θb(x ) is sufficiently small. However, we found that their argument can only
produce a finite number of solutions in the same way as the statement of Theorem 1.3 and discussed it with
the authors of [1] about this issue; please see Remark 4.4 for more details.
Finally, we investigate a nontrivial nonnegative solution to problem (1.10) changing the role of para-
meters. For this purpose, in addition to (L1) we assume that
(L2) There exists ϕ ∈ Cc∞(B) such that ∫B ms((xx)) ϕ+s(x )dx > 0 with ϕ+ ≔ max{ϕ, 0} and for each τ > 0, there
exists sB(τ ) ∈ [sB−, sB+] such that
On sufficient “local” conditions for existence results 187
B B
Clearly, (L2) automatically holds true if either m(x ) > 0 a.e. in B or s(⋅ ) is constant in B and
meas{x ∈ B : m(x ) > 0} > 0 (see, e.g., [18, Proposition 4.2]). Denote by the set of all ϕ ∈ Cc∞(B) satis-
fying (L2) and define
pB+ −η
η − qB
pB+−q pB+ −q
B B
C∗(η) ⎛ ⎞ ⎛ ⎞
λ⋆ ≔ inf max ∫ pB+
∫ qB (1.12)
ϕ ∈ η ∈ [sB , sB ]
− + m(x ) s(x ) ⎜⎜ ∣∇ϕ ∣ dx ⎟⎟ ⎜⎜ ∣∇ϕ ∣ dx ⎟⎟ ,
∫ ϕ dx
B s(x ) + ⎝B ⎠ ⎝B ⎠
where
+ −η
pB η − qB η − qB pB+ − η
p + − qB ⎞ pB+ −qB ⎛ pB+ − qB ⎞ pB+−qB pB+ − qB pB+ − qB
C∗(η) ≔ ⎜⎛ B+ ⎟ ⎜ ⎟ Cp CB for η ∈ [sB−, sB+],
⎝ pB − η ⎠ ⎝ η − qB ⎠
where Cp and CB are constants taken from (1.11). Clearly, λ⋆ is well defined and λ⋆ ∈ [0, ∞). The existence of
a nontrivial nonnegative solution for the sandwich case is shown in the next theorem.
Theorem 1.4. Let (A0)–(A5), (S), (W), (L1), and (L2) hold. Then for each given λ > λ⋆, there exists θ⋆ > 0 such
that for any θ ∈ [0, θ⋆), problem (1.10) has a nontrivial nonnegative solution.
Remark 1.5. It is worth pointing out that if b(x )∣u ∣t (x )− 2 u is replaced by a subcritical term ω(x )∣u ∣r (x )− 2 u,
p∗(⋅ )
p∗(⋅ ) − r (⋅ )
where < s+ p−
≤ p+
< r−
and r (x ) < p∗ (x )
for all x ∈ Ω and ω ∈ then we can obtain one more L+ ( Ω) ,
nontrivial nonnegative solution to problem (1.10) without assuming any combined condition on m and ω by
p∗(⋅ )
applying the mountain pass theorem. If r (⋅ ) is constant, it suffices to assume ω ∈ L p∗(⋅ ) −r (⋅ ) (Ω) and
p∗(⋅ )
p∗(⋅ ) − r (⋅ )
meas {x ∈ Ω : ω(x ) > 0} > 0 instead of ω ∈ L+ ( Ω) (see Theorem 4.6).
Outline of the article. We organize the article as follows: In Section 2, we review the definition and
properties of Lebesgue-Sobolev spaces with variable exponents and introduce notations that are used
throughout this article. In Section 3, we investigate the existence of infinitely many solutions for the locally
p(⋅ )-sublinear case and the multiplicity of solutions for the locally p(⋅ )-superlinear case by giving proofs of
Theorems 1.1 and 1.2. Section 4 is devoted to the study of the existence of k pairs of solutions with an
arbitrarily given number k and a nontrivial nonnegative solution to problem (1.1) when the nonlinear f is of
a (locally) sandwich type by giving a proof of Theorems 1.3 and 1.4. In this section, we also discuss problem
(1.10) when the growth is subcritical. Finally, in Section 5, we comment on the regularity of solutions to
problem (1.1) obtained in the previous sections.
For p ∈ C+(Ω) and for a Lebesgue measurable and positive a.e. function w : Ω → , define the weighted
variable exponent Lebesgue space L p(⋅ )(w, Ω) as
⎧ ⎫
L p(⋅ )(w , Ω) ≔ u : Ω →
⎨
is measurable , ∫w(x )∣u(x )∣p(x) dx < ∞⎬
⎩ Ω ⎭
endowed with the Luxemburg norm
⎧ p(x ) ⎫
u(x )
‖u‖L p(⋅ )(w,Ω) ≔ inf λ > 0 :
⎨
∫w(x ) λ
dx ≤ 1 .
⎬
⎩ Ω ⎭
Set L+p(⋅ )(w , Ω) ≔ {u ∈ L p(⋅ )(w , Ω) : u > 0 a.e. in Ω} . When w ≡ 1, we write L p(⋅ )(Ω), L+p(⋅ )(Ω), and ‖u‖L p(⋅ )(Ω) in
place of L p(⋅ )(w, Ω), L+p(⋅ )(w, Ω), and ‖u‖L p(⋅ )(w,Ω), respectively. Some basic properties of L p(⋅ )(w, Ω) are listed in
the next three propositions.
Proposition 2.1. [9,21] The space L p(⋅ )(Ω) is a separable, uniformly convex Banach space, and its dual space
is L p ′ (⋅ )(Ω), where 1 / p(x ) + 1 / p′(x ) = 1. For any u ∈ L p(⋅ )(Ω) and v ∈ L p ′ (⋅ )(Ω), we have
Consequently, we have
− +
‖u‖Lpp(⋅ )(w,Ω) − 1 ≤ ρ(u) ≤ ‖u‖Lpp(⋅ )(w,Ω) + 1, ∀u ∈ L p(⋅ )(w , Ω) .
Proposition 2.3. [19] Let p ∈ C+(Ω) and q ∈ C (Ω) such that pq ∈ C+(Ω). For all u ∈ L p(⋅ )q(⋅ )(w, Ω), it holds that
− +
(i) if ‖u‖L p(⋅ )q(⋅ )(w,Ω) ≥ 1, then ‖u‖qL p(⋅ )q(⋅ )(w,Ω) ≤ ∥∣u ∣q ∥ L p(⋅ )(w,Ω) ≤ ‖u‖qL p(⋅ )q(⋅ )(w,Ω);
+ −
(ii) if ‖u‖L p(⋅ )q(⋅ )(w,Ω) < 1, then ‖u‖qL p(⋅ )q(⋅ )(w,Ω) ≤ ∥∣u ∣q ∥ L p(⋅ )(w,Ω) ≤ ‖u‖qL p(⋅ )q(⋅ )(w,Ω).
Consequently, we have
− +
‖u‖qL p(⋅ )q(⋅ )(w,Ω) − 1 ≤ ∥∣u ∣q ∥ L p(⋅ )(w,Ω) ≤ ‖u‖qL p(⋅ )q(⋅ )(w,Ω) + 1, ∀u ∈ L p(⋅ )q(⋅ )(w , Ω) .
Define
Proposition 2.4. [7,9,21] The space W 1, p(⋅ )(Ω) is a reflexive separable Banach space. Moreover, the following
assertions hold:
(i) if q ∈ C+(Ω) with q (x ) < p∗ (x ) for all x ∈ Ω, then
W 1, p(⋅ )(Ω) ↪↪ Lq(⋅ )(Ω) ;
1
(ii) if p ∈ C 0, ∣log t ∣ (Ω) and p+ < N , then
∗
W 1, p(⋅ )(Ω) ↪ L p (⋅ )(Ω) .
The space W01, p(⋅ )(Ω) defined in Section 1 is in fact the closure of Cc∞(Ω) in W 1, p(⋅ )(Ω) due to the following
Poincaré-type inequality.
Next, we present a compact result that will be frequently utilized in the next sections. Let t ∈ C+(Ω) and
t (⋅ )
b : Ω → be measurable and positive a.e. in Ω such that W01, p(⋅ )(Ω) ↪ Lt (⋅ )(b, Ω). Let m ∈ Lt (⋅ ) −σ(⋅ ) b− t −σ , Ω ( σ
)
for some σ ∈ C (Ω) satisfying 1 ≤ σ (x ) < t (x ) for all x ∈ Ω. Then, m∣u ∣σ ∈ L1(Ω) for all u ∈ W01, p(⋅ )(Ω) in view of
Proposition 2.1. Furthermore, we have the following.
Proposition 2.6. Let t , b, and σ be as above. Then, for un ⇀ u in W01, p(⋅ )(Ω) as n → ∞, we have
and
t (⋅ )
( σ
Consequently, if m ∈ L+t (⋅ ) − σ (⋅ ) b− t −σ , Ω , then )
W01, p(⋅ )(Ω) ↪↪ Lσ (⋅ )(m , Ω) .
∫∣vn∣dx → 0 as n → ∞ , (2.4)
Ω
1, p(⋅ )
Indeed, let ε > 0 be given and arbitrary. Since {un}∞
n = 1 is bounded in W0 (Ω) we have that {un}∞
n = 1 is bounded
t (⋅ )
in L (b, Ω) and hence
t (⋅ )
( σ
)
On the other hand, the assumption m ∈ Lt (⋅ ) −σ(⋅ ) b− t −σ , Ω implies that there exist δ = δ (ε ) > 0 such that for
any measurable subset Q ⊂ Ω with meas(Q) < δ ,
t (x ) +
ε ( t−σ )
σ (x ) t (x ) − σ (x )
t
−
∫ m (x )b (x ) t (x ) dx < ⎛ ⎞
M
⎝ ⎠
( <1) . (2.7)
Q
That is, we have proved (2.5), and hence, in turn we obtain (2.4) and (2.1). The proof for (2.2) is similar and
we omit it. To see (2.3), by Propositions 2.1 and 2.2 we have
We conclude this section with a concentration-compactness principle for variable exponent spaces. Let
1
p ∈ C 0, ∣log t ∣ (Ω) with p+ < N and let t ∈ C+(Ω) with p(x ) < t (x ) ≤ p∗ (x ) for all x ∈ Ω such that
≔ {x ∈ Ω : t (x ) = p∗ (x )} ≠ ∅.
Let (Ω) denote the space of Radon measures on Ω; that is, the dual of C (Ω). By the Riesz representation
theorem, for each μ ∈ (Ω) , there is a unique signed Borel measure on Ω, still denoted by μ, such that
⟨μ , f ⟩ = ∫f dμ, ∀f ∈ C (Ω) .
Ω
We identify L1(Ω) with a subspace of (Ω) through the imbedding T : L1(Ω) → (Ω) defined by
(see e.g., [3, p. 116]). The next theorem is the concentration-compactness principle for variable exponent
spaces, which plays a key role in our arguments in the next sections.
On sufficient “local” conditions for existence results 191
1, p(⋅ )
Theorem 2.7. (cf. [2,14]) Let {un}∞
n = 1 be a bounded sequence in W0 (Ω) such that
Then, there exist {xi } i ∈ ⊂ of distinct points and {νi } i ∈ , {μi } i ∈ ⊂ (0, ∞), where is at most countable,
such that
ν = b∣u ∣t (x ) + ∑ νiδx ,i
i∈
μ ≥ ∣∇u ∣p(x ) + ∑ μi δ x , i
i∈
Other notations:
E : the space W01, p(⋅ )(Ω) endowed with the norm ‖u‖ ≔ ‖∇u‖L p(⋅ )(Ω)
E∗: the dual of E
⟨⋅ , ⋅⟩: the duality pairing between a Banach space (from the context) and its dual
The existence of a sequence of small solutions to problem (1.1) for the locally p(⋅ )-sublinear case, Theorem
1.1, can be obtained easily by adapting [12, Proof of Theorem 1.1], which employed a critical points theorem
obtained in [17].
Remark 3.1. It is clear that Theorem 1.1 remains valid for any t ∈ C+(Ω), and therefore, we do not need to
1
assume p ∈ C 0, ∣log t ∣ (Ω) when p+ < N in this theorem.
192 Ky Ho and Inbo Sim
In this subsection, we will prove Theorem 1.2 by using the idea of [28]. We will restrict our proof to the case
p+ < N since the proof for the case p+ ≥ N is similar and simpler. We will make use of the following abstract
result for symmetric C 1 functionals.
Proposition 3.2. [28] Let X = V ⊕ W , where X is a real Banach space and V is finite dimensional. Suppose
that I ∈ C 1(X, ) is an even functional satisfying I (0) = 0 and
(I1) there exist constants ρ , β > 0 such that I (u) ≥ β for all u ∈ ∂Bρ ∩ W ;
(I2) there exist a subspace X͠ of X and L > 0 such that dim V < dim X͠ < ∞ and supu ∈ X͠ I (u) < L;
(I3) considering L given by (I 2), I satisfies the (PS)c condition for any c ∈ [0, L].
To determine solutions to problem (1.1), we will apply Proposition 3.2 for X = E and I : E → defined
as
It is clear that under the assumption of Theorem 1.2, I is of class C 1 and a critical point of I is a weak solution
to problem (1.1). Moreover, I is even on E and I (0) = 0. In order to verify condition (I3) of Proposition 3.2, we
need the following lemma.
Lemma 3.3. Let (P), (F4), and (F6) hold. Then, for λ ∈ (0, μ1] and θ > 0, I satisfies the (PS )c condition for all
c ∈ satisfying
‖e‖L1(Ω) λ 1 1
c<−
α
1 1
+ ⎛ − − ⎞SbN min θ − h+−1 , θ − h−−1
⎝α t ⎠ { } (3.2)
t (x )
with e , α given by (F6), Sb given by (2.8), and h(x ) ≔ p(x )
for x ∈ Ω.
Proof. Let λ ∈ (0, μ1] and θ > 0 and let {un}∞n = 1 be a (PS)c -sequence for I with c satisfying (3.2). We first claim
that {un}∞
n=1 is bounded in E . Indeed, by ( A3 ) we have
1 1 1
I (un) −
α
⟨I ′(un) , un⟩ ≥ ⎛ + − ⎞
⎜ ⎟ ∫a(x, ∇un)⋅∇undx − αλ ∫[αF (x, un) − f (x, un)un]dx
⎝p α⎠
Ω Ω
+θ ∫⎛ α1
⎜ −
1 ⎞
t (x ) ⎠
b(x )∣un ∣t (x ) dx.
⎟
Ω
⎝
1 1 1 λ (α − p+ )
I (un) − ⟨I ′(un) , un⟩ ≥ ⎛ + − ⎞
⎜ ⎟ ∫∣∇un ∣p(x) dx − ∫w(x )∣un ∣p(x) dx
α ⎝ p α ⎠ αp+
Ω Ω
(3.3)
λ‖e‖L1(Ω) 1 1
−
α
+ θ⎛ − − ⎞
⎝ α t ⎠
∫ b(x )∣un ∣t (x ) dx.
Ω
Combining (3.3) with (3.4) and recalling I (un) → c and I ′(un) → 0 we deduce that for n large,
(μ1 − λ )(α − p+ ) λ‖e‖L1(Ω) 1 1
c + 1 + ‖un‖ ≥
μ1 αp+
∫∣∇un ∣p(x) dx − α ⎝α t ⎠
∫
+ θ ⎛ − − ⎞ b(x )∣un ∣t (x ) dx.
Ω Ω
Thus,
Here and in the remaining proof, Ci (i ∈ ) denotes a positive constant independent of n . On the other hand,
we deduce from (A3), (F4), and Proposition 2.2 that for n large,
1
p+
−
(‖un‖p − 1) ≤ I (un) + λ ∫F (x, un)dx + θ ∫ bt ((xx)) ∣un ∣t(x) dx
Ω Ω
m0 (3.6)
aj (x ) θ
≤c + 1 + λ∑ ∫ rj(x ) ∣un ∣rj(x ) dx + −
t
∫b(x )∣un ∣t (x ) dx.
j=1
Ω Ω
− ⎛ ⎞
‖un‖p ≤ C2⎜1 +
⎜
∫b(x )∣un ∣t(x) dx ⎟⎟. (3.7)
⎝ Ω ⎠
From (3.5) and (3.7) we obtain the boundedness of {un}∞
in E since p− > 1. Then by Theorem 2.7, there exist
n=1
μ , ν ∈ (Ω), {xi } i ∈ ⊂ , and {μi } i ∈ , {νi } i ∈ ⊂ (0, ∞), where is at most countable, such that up to a
subsequence we have
un(x ) → u(x ) a.e. x ∈ Ω, (3.8)
un ⇀ u in E , (3.9)
∗
∣∇un ∣p(x ) ⇀ μ ≥ ∣∇u ∣p(x ) + ∑ μi δ x i
in (Ω) , (3.10)
i∈
∗
b∣un ∣t (x ) ⇀ ν = b∣u ∣t (x ) + ∑ νiδx i
in (Ω) , (3.11)
i∈
where δ xi is the Dirac mass at xi . We claim that = ∅. Suppose, on the contrary, that there exists i ∈ .
Arguing similarly to that obtained (3.5), we have
1 ‖e‖L1(Ω) λ 1 1
c + on(1) = I (un) −
α
⟨I ′(un) , un⟩ ≥ −
α
+ ⎛ − − ⎞θ b(x )∣un ∣t (x ) dx.
⎝α t ⎠
∫
Ω
Passing to the limit as n → ∞ in the last inequality and using (3.11), we obtain
‖e‖L1(Ω) λ 1 1
c≥− + ⎛ − − ⎞θνi. (3.13)
α ⎝α t ⎠
Next, we will prove that
μi ≤ θνi. (3.14)
194 Ky Ho and Inbo Sim
To this end, let ϕ ∈ Cc∞(N ) be such that 0 ≤ ϕ ≤ 1, ϕ ≡ 1 on B21 (0) and supp(ϕ) ⊂ B1(0). For ε > 0, define
( )
x−x
ϕi, ε (x ) ≔ ϕ ε i for x ∈ N . Fixing such an ε, we obtain that
∫a(x, ∇un)⋅∇(ϕi,εun)dx = ⟨I′(un), ϕi,εun⟩ + λ∫f (x, un)ϕi,εundx + θ∫b(x )∣un ∣t(x) ϕi,εdx,
Ω Ω Ω
i.e.,
where C ( p , δ ) is a positive constant independent of n and ε . Using this estimation and (A3), we deduce from
(3.15) that
∫ϕi,ε∣∇un ∣p(x) dx ≤ ⟨I′(un), ϕi,εun⟩ + C∗δ + C ( p, δ)∫∣∇ϕi,ε ∣p(x) ∣un ∣p(x) dx + λ∫ϕi,ε∣f (x, un)un∣dx
Ω Ω Ω
∫
+ θ ϕi, εb(x )∣un ∣t (x ) dx ,
Ω
p(x )
where C∗ ≔ supn ∈ ∫ ∣a(x , ∇un)∣ p(x ) −1 dx ∈ [0, ∞) due to (1.7) and the boundedness of {un}∞ n = 1 in E . Then, by
Ω
passing to the limit as n → ∞ in the last estimation and invoking Propositions 2.4 and 2.6 to taking into
account (3.9), the fact that I ′(un) → 0 and the boundedness of {ϕi, εun}∞ n = 1 in E , we arrive at
m0
∫ϕi,εdμ ≤ C∗δ + C ( p, δ)∫∣∇ϕi,ε ∣p(x) ∣u∣p(x) dx + λ∫ϕi,ε ∑ aj(x )∣u∣r (x) dx + θ∫ϕi,εdν. j
(3.16)
j=1
Ω Ω Ω Ω
∗
Note that u ∈ L p (⋅ )(Ω) in view of Proposition 2.4; hence, by Proposition 2.1,
lim
ε → 0+
∫∣∇ϕi,ε ∣p(x) ∣u∣p(x) dx = 0.
Ω
Clearly, lim ε → 0+∫ ϕ ∑m0 aj (x )∣u ∣rj(x ) dx = 0. By letting ε → 0+ in (3.16) and taking into account the last two
Ω i, ε j = 1
limits we arrive at
μi ≤ C∗δ + θνi.
Thus, we obtain (3.14) since δ > 0 was chosen arbitrarily. Combining (3.14) and (3.12) and noting
Np(x )
t (xi ) = N − p(ix ) , we have
i
p(xi )
θνi ≥ μi ≥ SbN θ − t (xi) −p(xi) . (3.18)
On sufficient “local” conditions for existence results 195
From this and (3.8) we deduce that un → u in Lt (⋅ )(b, Ω) in view of the Brézis-Lieb lemma (see e.g.,
[14, Lemma 3.6]). Thus, by Propositions 2.1 and 2.2 we easily obtain
On the other hand, in view of (F4) and Proposition 2.6 it follows from (3.9) that
∫a(x, ∇un)⋅(∇un − ∇u)dx = ⟨I′(un), un − u⟩ + λ∫f (x, un)(un − u)dx + θ∫b(x )∣un ∣t(x)−2 un(un − u)dx → 0;
Ω Ω Ω
hence, un → u in E due to the (S+) property of Leray-Lions operators with variable growths (see [23, Theorem
4.1]). In other words, I satisfies the (PS)c condition and the proof is complete. □
In order to verify condition (I2) of Proposition 3.2, we will take X͠ from a sequence {Ek }∞
k = 1 of linear
subspaces of E , which is constructed as follows. For each k ∈ , define
Ek ≔ span{φ1 , φ2 , … , φk } , (3.21)
where φn is an eigenfunction corresponding to the nth eigenvalue of the following eigenvalue problem with
B in (F5):
⎧− Δu = μu in B ,
⎨u = 0 on ∂B ,
⎩
which is extended to Ω by putting φn(x ) = 0 for x ∈ Ω⧹B .
Lemma 3.4. Let (F4) and (F5) hold. Let λ > 0 and let θ > 0. Then, for each k ∈ , there exists Rk > 1
independent of θ such that
I (u) < 0, ∀u ∈ Ek ⧹B Rk . (3.22)
Proof. Let k ∈ . Since all norms on Ek are equivalent, we can find δk > 0 such that
δk‖u‖ ≤ ‖u‖L pB+(m, B) , ∀u ∈ Ek . (3.23)
Hence,
+
F (x , τ ) ≥ γkm(x )∣τ∣ pB − sup ∣F (x , τ )∣ , for a.e. x ∈ B and all τ ∈ . (3.25)
∣ τ ∣≤ Tk
From (1.6) and (3.23)–(3.25), for u ∈ Ek ⧹B Rk with Rk > 1 large enough we have
pB+ pB+
≤ C͠ (‖u‖ + ∣B∣) − λγk‖u‖ +
L pB (m, B)
+λ ∫∣τsup
∣≤ T
∣F (x , τ )∣dx
k
B
pB+ +
≤ − (λγkδk − C͠ )‖u‖pB + λ ∫∣τsup
∣≤ T
∣F (x , τ )∣dx + C͠ ∣B∣
k
B
pB+ pB+
≤ − (λγkδk − C͠ )Rk + λ ∫∣τsup
∣≤ T
∣F (x , τ )∣dx + C͠ ∣B∣ < 0,
k
B
proving (3.22). Here we have used the fact that sup∣ τ ∣≤ Tk ∣F (⋅ ,τ )∣ ∈ L1(B) due to (F4). Obviously, Rk above can
be chosen independently of θ . □
Finally, to verify the remaining conditions of Proposition 3.2, we introduce a sequence {Vk }∞ k = 1 of finite
dimensional linear subspaces of E as follows. Let {en}∞
n=1 ⊂ E be a Schauder basis of E and let { f }∞ ∗
n n = 1 ⊂ E be
such that for each n ∈ ,
∞
⟨fn , u⟩ = αn for u = ∑ αjej ∈ E.
j=1
and
Wk ≔ {u ∈ E : ⟨fn , u⟩ = 0, ∀n ≤ k } .
Proof of Theorem 1.2. Let λ ∈ (0, μ1] be given and let θ > 0. We will show that conditions (I1)–(I3) of
Proposition 3.2 are fulfilled with X = E and I given by (3.1). First, we will show that I satisfies (I1). By Lemma
3.5, we find k 0 ∈ such that δ k0 ∈ (0, 1). By using (A3) and (F4) we have that for any u ∈ Wk0 with ‖u‖ > 1,
0 m
1 p− − 1) − λ 1 r+ θ
I (u ) ≥
p+
( ‖ u‖ ∑
r −
(‖u‖Ljrj(⋅ )(a ,Ω) + 1) − −
j t
∫b∣u∣t(x) dx. (3.27)
j=1 j
Ω
On sufficient “local” conditions for existence results 197
Note that for u ∈ E with ‖u‖ > 1, it follows from Proposition 2.2 and (2.8) that
+ +
∫b∣u∣t(x) dx ≤ (1 + Sb−t )‖u‖t . (3.28)
Ω
Moreover, by considering v = z / ‖z‖ for z ∈ Wk0⧹{0} we deduce from the definition (3.26) of δk that
max ‖z‖Lrj(⋅ )(aj,Ω) ≤ δ k0‖z‖ , ∀z ∈ Wk0. (3.29)
1 ≤ j ≤ m0
Invoking (3.28) and (3.29), we obtain from (3.27) that for all u ∈ Wk0 with ‖u‖ > 1,
m0λδ kr∗0
+
1 p− − ∗ m λ 1 (1 + Sb−t )θ t +
I (u ) ≥ +
‖ u‖ ‖u‖r − ⎛ 0 + + ⎞ − ‖u‖ ,
⎜ ⎟ (3.30)
p r∗ ⎝ r∗ p ⎠ t−
where r∗ ≔ min1 ≤ j ≤ m0rj− and r∗ ≔ max1 ≤ j ≤ m0rj+. Let ρk0 > 0 be such that
1
m0λδ kr∗0 ∗ 1 p− ⎛ r∗ ⎞
r∗− p−
1 p− ⎛ m0λ 1 1 p−
0 < δ k0 < 1 < ρk0 and ρ − + +⎞ > ρ .⎜ ⎟
2p+ k0 r
⎝ ∗ p ⎠ 4p+ k0
due to the fact that I (0) = 0 and Lemma 3.4. Note that by using (1.6) and (F4), we have that for any u ∈ E
with ‖u‖ ≤ Rk ,
j=1
Ω
m0
+ λ r+
≤ C͠ ‖u‖p + C͠ (∣Ω∣ + 1) + ∑ − (‖u‖Ljrj(⋅ )(a,Ω) + 1)
r
j=1 j
m0
λ + m 0λ
∑ Cjr ‖u‖r
+ +
≤ C͠ ‖u‖p + j j + + C͠ (∣Ω∣ + 1)
r∗ j=1
r∗
m0
+ λ + +
͠ p +
≤ CR k ∑ Cjr Rkr
j j
+ m0λ + C͠ (∣Ω∣ + 1) ≕ Lk ,
r∗ j=1
198 Ky Ho and Inbo Sim
where Cj ( j = 1, … , m0) denotes the imbedding constant for E ↪ Lrj(⋅ )(aj , Ω). From this and (3.31) we obtain
sup I (u) < Lk , ∀k ∈ . (3.32)
u ∈ Ek
⎧ ‖e‖ 1 λ 1 1 − +1 − −1
⎪ L k0+ k < − L (Ω) + ⎛ − ⎞SbN min ⎧θk h − 1 , θk h − 1 ⎫ ,
α ⎝α t− ⎠ ⎨ ⎬ (3.33)
⎨ ⎩ ⎭
⎪ θk + 1 < θk .
⎩
Then, for any θ ∈ (θk + 1, θk ) we have
‖e‖L1(Ω) λ 1 1
L k0+ k < −
α ⎝ α t ⎠
1
{ 1
+ ⎛ − − ⎞SbN min θ − h+−1 , θ − h−−1 }
and hence, I satisfies the (PS)c for any c ∈ [0, L k0+ k ] in view of Lemma 3.3. Thus, I satisfies (I2) and (I3) with
X͠ = Ek0+ k and L = L k0+ k . So, I admits at least dim X͠ − dim V = k pairs of nontrivial critical points in view of
Proposition 3.2; hence, problem (1.1) has at least k pairs of nontrivial solutions. The proof is complete. □
Remark 3.6. We would like to discuss problem (1.1) without a parameter in the subcritical term as follows:
The result remains valid under (A0)–(A4), (F3)–(F5), and (F6) replaced by
t (⋅ )
( σ
)
(F6) There exist α ∈ [ p+ , t −) and functions σ ∈ C+(Ω) with σ + < p−, w ∈ L+t (⋅ ) − σ (⋅ ) b− t −σ , Ω , and e ∈ L+1(Ω)
such that
αF (x , τ ) − τf (x , τ ) ≤ w (x )∣τ∣σ (x ) + e(x ) for a.e. x ∈ Ω and all τ ∈ .
In this case, Theorem 1.2 generalizes of [28, Theorem A] that treated for the p-Laplacian.
and
for u ∈ E . Here and in the rest of the article, both ϕ+ and ϕ+ stand for max{ϕ , 0} . Under the given assump-
tions, J, Ψ are of class C 1(E, ) and a critical point of J (resp. Ψ ) is a nonnegative solution (resp. a solution)
to problem (1.10). We will make use of the critical point theorems and genus theory to determine critical
points of J and Ψ . In order to verify the (PS) condition for J and Ψ , we need the next lemma.
1 1
⎜
⎝p t ⎠
⎟
1
{ } 1
{ ℓ+ ℓ−
c < ⎛ + − − ⎞SbN min θ − h+−1 , θ − h−−1 − K max θ − ℓ+−1 , θ − ℓ−−1 max ∣λ ∣ℓ+−1 , ∣λ ∣ℓ−−1 ,
1 1
} { } (4.3)
t (x ) t (x )
where K = K ( p , s, t , m , b, Ω) > 0, h(x ) ≔ p(x )
, and ℓ(x ) ≔ s(x )
for x ∈ Ω.
Proof. We only prove the conclusions for J since those of Ψ are proved similarly. We first show that for
λ ∈ , θ ≥ 0, and c ∈ , any (PS)c -sequence of J is bounded in E. Indeed, let {un}∞
n = 1 be a (PS)c -sequence of J .
Then, for n large we have
1 1 1 1 1
c + 1 + ‖un‖ ≥ J (un) − ⟨J ′(un) , un⟩ ≥ ⎛ + − − ⎞ ∣∇un ∣p(x ) dx − ∣λ∣⎛ − − − ⎞ ∣m(x )∣∣un ∣s(x ) dx.
⎜ ⎟∫ ∫
t− ⎝ p t ⎠Ω ⎝ s t ⎠
Ω
On the other hand, by invoking Propositions 2.1–2.3 and utilizing (2.8) we have
−
∫∣∇un ∣p(x) dx ≥ ‖un‖p −1
Ω
and
We claim that = ∅. Suppose by contradiction that there exists i ∈ . Arguing as that obtained (3.18), we
obtain
{ 1
θνi ≥ SbN min θ − h+−1 , θ − h−−1 .
1
} (4.9)
Passing to the limit as n → ∞ in the last estimation and invoking Proposition 2.6 again and using (4.7), we
obtain
1 1 1 1 ⎛ ⎞
c ≥ −∣λ∣⎛ − − + ⎞ ∣m(x )∣∣u ∣s(x ) dx + θ ⎛ + − − ⎞⎜ b(x )∣u ∣t (x ) dx + νi ⎟ .
⎜ ⎟ ∫ ⎜ ⎟ ∫
⎝s p ⎠ ⎝p t ⎠⎜ ⎟
Ω ⎝Ω ⎠
Invoking (4.9) the preceding inequality gives
1 1 1 1
c ≥ ⎛ + − − ⎞θ b(x )∣u ∣t (x ) dx − ∣λ∣⎛ − − + ⎞ ∣m(x )∣∣u ∣s(x ) dx + k (θ ) ,
⎜ ⎟ ∫ ⎜ ⎟ ∫
⎝ p t ⎠ Ω ⎝ s p ⎠Ω
where k (θ ) ≔ ( 1
p+
−
1
t− )S N
b { 1 1
}
min θ − h+−1 , θ − h−−1 . From Proposition 2.1, we have
∫
c ≥ a1θ b(∣u ∣s(x ) )ℓ(x )dx − b1∣λ∣∥∣u ∣s ∥ Lℓ(⋅ )(b,Ω) + k (θ ) , (4.11)
Ω
where a1 ≔
1
p+
−
1
t−
> 0 and b1 ≔ 2 ( 1
s−
−
1
p+ )‖mb−1‖ ℓ(⋅ )
L ℓ(⋅ ) − 1 (b,Ω)
> 0.
• If ∥∣u ∣s ∥ Lℓ(⋅ )(b,Ω) ≥ 1, then (4.11) and Proposition 2.2 yield
−
c ≥ a1θξ ℓ − b1∣λ∣ξ + k (θ ) ≕ g1(ξ ) with ξ = ∥∣u ∣s ∥ Lℓ(⋅ )(b,Ω) ≥ 1.
Thus,
1
−
⎛ b ∣λ∣ ℓ −1 ⎞
c ≥ min g1(ξ ) = g1⎜⎛ −1 ⎞ ⎟ ,
⎜ ⎟
ξ ≥0 ℓ aθ
⎝⎝ 1 ⎠ ⎠
i.e.,
− −1 ℓ−
ℓ− −
c ≥ k (θ ) − (ℓ− − 1)(ℓ−)− ℓ−−1 a1 ℓ − 1 b ℓ− − 1 θ − ℓ−1− 1 ∣λ ∣ ℓ−ℓ − 1 .
1
On sufficient “local” conditions for existence results 201
• If ∥∣u ∣s ∥ Lℓ(⋅ )(b,Ω) < 1, then (4.11) and Proposition 2.2 yield
+
c ≥ a1θξ ℓ − b1λξ + k (θ ) ≕ g2 (ξ ) with ξ = ∥∣u ∣s ∥ Lℓ(⋅ )(b,Ω) ∈ [0, 1) .
Thus,
1
⎛ b ∣λ∣ ℓ+−1 ⎞
c ≥ min g2 (ξ ) = g2 ⎜⎛ +1 ⎞ ⎟ ,
⎜ ⎟
ξ ≥0 ℓ aθ
⎝⎝ 1 ⎠ ⎠
i.e.,
+ − +1 ℓ+
ℓ+
− +ℓ + 1
c ≥ k (θ ) − (ℓ+ − +
1)(ℓ ) ℓ −1 a1 ℓ − 1 b1 − 1 θ − ℓ+−1 ∣λ ∣ℓ+−1
ℓ .
{ 1 1
}
c ≥ k (θ ) − K max θ − ℓ+−1 , θ − ℓ−−1 max ∣λ ∣ℓ+−1 , ∣λ ∣ℓ−−1 , { ℓ+ ℓ−
}
ℓ∗
− ∗ℓ
∗ − ∗1 ∗− 1
where K ≔ max (ℓ∗ − ∗
1)(ℓ ) ℓ −1 a1 b1
ℓ −1 ℓ > 0. This contradicts to (4.3) and hence, = ∅. It follows that
*∈ {+, −}
∫Ω b(x )∣un ∣t (x ) dx → ∫Ω b(x )∣u∣t (x ) dx as n → ∞. We then argue as in the proof of Lemma 3.3 to conclude that
un → u in E as n → ∞. The proof is complete. □
In this subsection, we borrow the idea from [1] to prove Theorem 1.3, which asserts the existence of k pairs
of solutions to problem (1.10) for an arbitrarily given number k . To seek such a k pairs of solutions, we
determine the critical points of the functional Ψ defined in (4.2). Throughout this subsection, in addition to
(S), (W), and (L1) we always assume that m(x ) > 0 a.e. in B . We will frequently make use of the following
estimates that can be easily obtained by using (3.28), (4.10), and Proposition 2.3: there exists a constant
C1 > 1 such that for all u ∈ E with ‖u‖ > 1,
+ + + +
∫∣m(x )∣∣u∣s(x) dx ≤ C1s ‖u‖s and ∫b(x )∣u∣t(x) dx ≤ C1t ‖u‖t . (4.12)
Ω Ω
By invoking Proposition 2.2 then using (4.12) we deduce from the last inequality that
+ +
s t
Ψ(u) ≥
1
‖ u‖ p− − C1 λ ‖u‖s+ − C1 θ ‖u‖t + for all u ∈ E with ‖u‖ ≥ 1.
p+ s− t−
Thus,
Ψ(u) ≥ gλ (‖u‖) for all u ∈ E with ‖u‖ ≥ 1, (4.13)
202 Ky Ho and Inbo Sim
where
+ +
− s+
a0 ≔ p+C1s ( )−1 s− > 0, b0 ≔ (t −)−1s−C1t > 0. (4.14)
It is clear that
1
⎛ ( p− − s+)a0 ⎤t+−p− ⎞ s+ − p−
max h(τ ) = h ⎡ + = c0θ t +− p− > 0,
τ≥0 ⎜⎢ (t − s+)b0θ ⎥ ⎟
+ − ⎝⎣ ⎦ ⎠
t +− s+ s − p p− − s+
+ − + −
( p− − s+
)
+ −
t +− p− t − p
where c0 ≔ a0t − p b0t − p t + − s+ t + − s+
> 0. Thus, for λ ∈ (0, λ 0(θ )) with
s+ − p−
λ 0(θ ) ≔ c0θ t+−p− , (4.15)
⎝ a0 ⎠
and for θ ∈ (0, θ∗) with
t +− p− t +− p−
p− − s+ s+ − p− (4.18)
θ∗ ≔ c0 a0 ,
we have that λ 0(θ ) > a0. From the above analysis, we infer that for θ ∈ (0, θ∗) and λ ∈ (a0 , λ 0(θ )), gλ (τ ) has
only positive roots T0 and T1 with 1 < T0 < T∗ < T1.
Let θ ∈ (0, θ∗). For each λ ∈ (a0 , λ 0(θ )), we define the truncated functional Tλ : E → as
where ϕ ∈ Cc∞(),0 ≤ ϕ(τ ) ≤ 1 for all τ ∈ , ϕ(τ ) = 1 for τ ≤ T0, and ϕ(τ ) = 0 for τ ≥ T1. Note that
u ↦ ϕ(‖u‖) is of class C 1(E, ) due to [22, Corollary 3.3] and therefore, Tλ ∈ C 1(E, ). Moreover, it holds that
Tλ (u) ≥ Ψ(u) for all u ∈ E , (4.19)
Tλ (u) = Ψ(u) for all u ∈ E with ‖u‖ < T0, (4.20)
and
Tλ (u) = ∫A(x, ∇u)dx − λ∫ ms((xx)) ∣u∣s(x) dx for all u ∈ E with ‖u‖ > T1. (4.21)
Ω Ω
Lemma 4.2. Let θ ∈ (0, θ∗) and let λ ∈ (a0 , λ 0(θ )). Then, Tλ (u) < 0 implies that ‖u‖ < T0 and hence,
Tλ (u) = Ψ(u).
Proof. Suppose that Tλ (u) < 0. Then, we have Ψ(u) < 0 due to (4.19). Suppose on the contrary that ‖u‖ ≥ T0 .
Note that T0 > 1, and hence, (4.13) gives gλ (‖u‖) < 0. Thus, ‖u‖ > T1 and hence; Tλ (u) = ∫Ω A(x , ∇u)dx −
m(x )
λ∫ ∣u ∣s(x ) dx < 0 due to (4.21). On the other hand, the last inequality combining with (A3) and (4.12)
Ω s(x )
gives
1 − 1 + +
‖u‖p ≤ − C1s λ‖u‖s .
p+ s
This yields
1
+ − − s+
p+ C1s λ ⎞ p
T0 ≤ ‖u‖ ≤ ⎛⎜ − ⎟ ,
⎝ s ⎠
which contradicts to (4.17). Thus, ‖u‖ < T0 and hence, Tλ (u) = Ψ(u) due to (4.20). The proof is complete. □
Next, by employing genus theory we will show that for any given number k ∈ , Tλ admits at least k
pairs of critical points { ±un}nk = 1 with Tλ ( ±un) < 0 provided θ is sufficiently small. Let Σ denote the family of
sets A ⊂ E⧹{0} such that A is closed in E and symmetric with respect to the origin. For A ∈ Σ , define the
genus of A to be n (denoted by γ (A) = n ) if there is a map φ ∈ C (A, n⧹{0}) and n is the smallest integer with
this property. When there does not exist a finite such n , set γ (A) = ∞. Finally, set γ (∅) = 0. For each k ∈ ,
define
Σk ≔ {A ∈ Σ : γ (A) ≥ k } .
Clearly, ∂(H ∩ Bρ) ∈ Σk for any k -dimensional subspace H of E and for any ρ > 0 (see [26, Proposition 7.7]).
Thus, we can define
ck (λ , θ ) ≔ inf sup Tλ (u) . (4.22)
A ∈ Σk u ∈ A
Clearly, ck (λ , θ ) ≤ ck + 1(λ , θ ) for all k ∈ . We will show that with λ , θ specified later, ck (λ , θ ) are negative
critical values of Tλ and hence, of Ψ . To this end, let Ek be a k -dimensional subspace of E given by (3.21) with
B in (L1). Since all norms on Ek are mutually equivalent, we find δk > 1 such that
k = 1 such that δk < δk + 1 for all k ∈ . Recalling a0 given by (4.14), we have the
It is clear that we can choose {δk }∞
following.
k = 1 with max{1, a0} < λ k < λ k + 1 for all k ∈ such that for each k ∈ , it holds that
Lemma 4.3. There exists {λk }∞
−∞ < ck (λ , θ ) < 0
Proof. Let k ∈ be arbitrary and fixed and let λ , θ be positive real numbers. By the definition of Tλ and the
fact that s+ < p−, we easily see that Tλ is bounded from below and hence,
ck (λ , θ ) > −∞ .
Let u ∈ Ek with ‖u‖ = τ > δk (hence, ‖u‖Ls(⋅ )(m, B) > 1 due to (4.23)). We have
+ λ −
Tλ (u) ≤ Cp‖∇u‖pBpB+ + CB‖∇u‖qLBqB(B) − +
‖u‖sLBs(⋅ )(m, B)
L (B) s
204 Ky Ho and Inbo Sim
in view of (1.11) and Proposition 2.2. From this and (4.23) we obtain
+ λ −1 sB−
Tλ (u) ≤ Cp(δkτ ) pB + CB(δkτ )qB − (δk τ ) = τ qBh¯ λ (τ ) , (4.24)
s+
where
+ −
h¯ λ (τ ) ≔ αk τ pB − qB + βk − γkλτ sB − qB
+ −
with αk ≔ CpδkpB , βk ≔ CBδkqB and γk ≔ (s+)−1δk−sB . Denote
1
−
(s − qB )γkλ ⎤ B p+ − sB
−
T ∗ ≔ ⎡ B+ . (4.25)
⎢
⎣ ( pB − qB )αk ⎥
⎦
Then, for
−
λ > C1(B)δk2sB
+ − s−
pB −−q
sB
B B
where C3(B) ≔ max{1, a0 , C1(B) , C2 (B)} with a0 given by (4.18). Then, we have that λk > max{1, a0} since
δk > 1. Moreover, for λ > λk it holds that T ∗ > δk due to (4.27) and therefore,
in view of (4.24) and (4.26). Thus, ∂BT ∗ ∩ Ek ⊂ {u ∈ E : Tλ (u) ≤ −εk } ≕ Tλ−εk . Note that Tλ−εk ∈ Σ due to (A0)
and the definition of Tλ . Hence, we arrive at
( )
γ Tλ−εk ≥ γ ∂BT ∗ ∩ Ek = k ( )
(see [26, Proposition 7.7]). In other words, Tλ−εk ∈ Σk and thus,
ck (λ , θ ) = inf sup Tλ (u) ≤ sup Tλ (u) ≤ −εk < 0.
A ∈ Σk u ∈ A −εk
u ∈ Tλ
t ⎠
1
{ 1 ℓ+
} ℓ−
0 < ⎛ + − − ⎞SbN min θ − h+−1 , θ − h−−1 − K max θ − ℓ+−1 , θ − ℓ−−1 max ∣λ ∣ℓ+−1 , ∣λ ∣ℓ−−1
⎟
1 1
{ } { } (4.29)
is equivalent to
ℓ− − 1
ℓ − + − + −
1 1 − ℓ −h − ℓ −h
λ < ⎡K−1⎛ + − − ⎞SbN ⎤ θ (h+−1)ℓ− = e0θ (h+−1)ℓ− ≕ λ¯ 0(θ )
⎜ ⎟ (4.30)
⎢ t ⎠ ⎥
⎣ ⎝p ⎦
On sufficient “local” conditions for existence results 205
ℓ− − 1
ℓ−
with e0 ≔ ⎡K−1
⎣ ( 1
p+
−
1
t− )
SbN ⎤
⎦
. We also note that
2pB+ (h+ − 1)ℓ−
(h+ − 1)ℓ− −
λk = λ¯ 0(θ ) ⇔ θ = [e0−1C3(B)] h+ −ℓ− δk ℓ− − h+ .
Thus, by taking
+ −
⎧ t −p (h+ − 1)ℓ− ⎫
θk ≔ min 1, θ∗, [c0−1C3(B)] s+−p− , [e0−1C3(B)] h+−ℓ− δk−κ (4.31)
⎨ ⎬
⎩ ⎭
with κ ≔ max { 2pB+ (t + − p− ) 2pB+ (h+ − 1)ℓ−
p− − s+
, ℓ− − h+ } and setting
λ∗(θ ) ≔ min{λ 0(θ ) , λ¯ 0(θ )} , (4.32)
we deduce from the definitions of λ 0(θ ) and λ¯ 0(θ ) in (4.15) and (4.30) that θk > 0 is independent of λ and for
any θ ∈ (0, θk ),
θ < min{1, θ∗} and λk < λ∗(θ ) .
Proof of Theorem 1.3. Let k ∈ be given and define λk and θk as in (4.28) and (4.31), respectively. Let
θ ∈ (0, θk ) be given and let λ ∈ (λk , λ∗(θ )) with λ∗(θ ) given by (4.32). Let {cn(λ , θ )}∞
n = 1 be defined as in (4.22);
for simplicity of notation, we write cn in place of cn(λ , θ ). By the definitions of {θn}∞ ∞
n = 1 and {λ n }n = 1 , for any
∗
n ∈ {1, … , k } we have that 0 < θ < θn < 1 and λn < λ < λ (θ ) as well. By Lemma 4.3, it follows that
−∞ < cn < 0. From this and (4.29)–(4.30) we infer that Tλ satisfies the (PS)cn condition in view of Lemmas
4.1 and 4.2. Suppose that cn = ⋯= ck = c for some n ∈ {1, … , k } . Then, it follows from the fact that Tλ satisfies
the (PS)cn condition that Kc ≔ {u ∈ E \ {0} : Tλ′ (u) = 0 and Tλ (u) = c } is a compact set. By a standard argument
using the deformation lemma and properties of genus (see, e.g., [1, Proof of Theorem 1]) we obtain
γ (Kc ) ≥ k − n + 1.
This implies that either {cn}nk = 1 are k distinct critical values of Tλ or Kck admits infinitely many points. From
this and the fact that c1 ≤ c2 ≤⋯≤ ck < 0, Ψ admits at least k pairs of critical points { ±un}nk = 1 with Ψ( ±un) < 0
for n = 1, … , k in view of Lemma 4.2. Consequently, problem (1.10) admits at least k pair of solutions
{ ±un}nk = 1 with negative energy. The proof is complete. □
Remark 4.4. As we saw in the proof of Theorem 1.3, the range of θ to obtain at least k pair of solutions is
(0, θk ). Since θk → 0 as k → ∞, we cannot conclude that problem (1.10) admits a sequence of solution with
a certain range of θ . This similarly happens with the proof of [1, Theorem 1]. Indeed, [1, equation (70)] gives
the range of ‖K‖∞ of the form ‖K‖∞ < Cdjα for some positive constants C , α independent of dj , where dj is
given by [1, equation (67)] and possibly satisfies that dj → 0 as j → ∞.
In this subsection, we will prove Theorem 1.4. We will apply the Ekeland variational principle to determine
critical points of the functional J given by (4.1), which are in turn nonnegative solutions to problem (1.10).
Throughout this subsection, in addition to (S), (W), and (L1), we always assume that (L2) holds.
We start with the following geometry of J .
∼ ∼ ∼
Lemma 4.5. For each given λ > λ⋆, there exists θ∗ > 0 such that for any θ ∈ ( −θ∗, θ∗), there exist r , ρ > 0
such that
206 Ky Ho and Inbo Sim
Proof. Fix λ > λ⋆ with λ⋆ given by (1.12) and let θ ∈ . Since λ > λ⋆ we can find ϕ ∈ such that
pB+ −η
η − qB
pB+−q pB+ −q
B B
C∗(η) ⎛ ⎞ ⎛ ⎞
pB+ dx
max
η ∈ [sB−, sB+] ∫ m (x ) ∫⎜
ϕ s(x )dx ⎜
∣∇ϕ ∣ ⎟⎟ ∫ qB
⎜⎜ ∣∇ϕ ∣ dx ⎟⎟ < λ. (4.33)
s(x ) + ⎝B ⎠ ⎝B ⎠
B
⎛ + ⎞ + ⎛ ⎞ ⎛ m(x ) s(x ) ⎞
⎜
∫ ⎟ ⎜ ⎟
∫
J (τϕ) ≤ Cp⎜ ∣∇ϕ ∣ pB dx ⎟τ pB + CB⎜ ∣∇ϕ ∣qB dx ⎟τ qB − λ⎜ ϕ dx ⎟τ sB(τ)
⎜ s (x ) + ⎟
∫
⎝B ⎠ ⎝B ⎠ ⎝B ⎠
⎛ b (x ) ⎞
− θ⎜ ∫
⎜ t (x )
(τϕ+)t (x )dx ⎟,
⎟
∀τ > 0,
⎝B ⎠
where sB(τ ) is determined by ϕ and τ as in (L2). Thus,
⎛ b (x ) ⎞
J (τϕ) ≤ yλ (τ ) − ⎜ ∫
⎜ t (x )
(τϕ+)t (x )dx ⎟θ ,
⎟
∀τ ≥ 0, (4.34)
⎝B ⎠
where
+
yλ (τ ) ≔ α1τ pB − β1λτ sB(τ) + γ1τ qB
+
with α1 ≔ Cp∫ ∣∇ϕ ∣ pB dx > 0, β1 ≔
B
∫B ms((xx)) ϕ+s(x )dx > 0, and γ1 ≔ CB∫B ∣∇ϕ∣qB dx > 0. We claim that there exists
τ0 = τ0(λ ) ∈ (0, ∞) such that
yλ (τ0) < 0. (4.35)
Indeed, we write
yλ (τ ) = τ qByλ (τ ) for τ > 0, (4.36)
pB+ − qB
− β1λτ sB(τ) − qB + γ1 for τ > 0. It is clear that sB(⋅ ) : (0, ∞) → [sB−, sB+] is a continuous
where yλ (τ ) ≔ α1τ
function, and hence, there exist τ0 > 0 such that
1
s (τ ) − qB −1 ⎞ pB+ −sB(τ0)
τ0 = ⎜⎛ B +0 α1 β1λ ⎟ . (4.37)
⎝ pB − qB ⎠
We have
sB(τ0) − qB qB − sB(τ0) pB+ − qB +
p + − s (τ ) s (τ ) − qB ⎞ pB+−sB(τ0) pB+ − sB(τ0) pB+ − sB(τ0) p+p−Bs−q(Bτ )
yλ (τ0) = γ1 − B + B 0 ⎛⎜ B +0 ⎟ α1 β1 λB B 0.
pB − qB ⎝ pB − qB ⎠
⎛ b (x ) ⎞
J (τ0ϕ) ≤ yλ (τ0) − ⎜ ∫
⎜ t (x )
(τ0ϕ+)t (x )dx ⎟θ < 0,
⎟
(4.39)
⎝B ⎠
provided
On sufficient “local” conditions for existence results 207
{ }
+ 1
rλ ≔ max 1 + τ0‖ϕ‖ , (2p+ C1s (s−)−1λ ) p− −s+ (4.41)
and
− p− − t +
∼ ⎧ t r ⎫
θ∗ ≔ min θ¯∗, λ + , (4.42)
⎨ 2 p+C t ⎬
⎩ 1 ⎭
+ +
∼ ∼ C1t rλt ∼
where C1 is given in (4.12). Then, for any θ ∈ ( −θ∗, θ∗), by choosing r = rλ and ρ = t−
(θ∗ − ∣θ∣) and utilizing
(4.12) and (4.41)–(4.42) we have
+ + + + +
t t
1 − Ct λ + C t ∣θ∣ + 1 t
p− − C1 ∣θ∣ ‖u‖t + = C1 rλ (θ
∼
J (u) ≥ + ‖u‖p − 1 − ‖u‖s − 1 − ‖u‖t ≥ +
‖ u‖ − − ∗ − ∣θ∣) , ∀u ∈ ∂Br ,
p s t 2p t t
i.e.,
J (u ) ≥ ρ , ∀u ∈ ∂Br . (4.43)
Finally, note that τ0ϕ ∈ Br by the choice of r and (4.41); hence, (4.39) yields
inf J (u) ≤ J (τ0ϕ) < 0.
u ∈ Br
Proof of Theorem 1.4. Let λ > λ⋆ be arbitrary and fixed. Note that for θ ∈ (0, 1), the right-hand side of (4.3)
can be rewritten as
1 1 1 1 1
C2θ − h+−1 − C3(λ )θ − ℓ−−1 = θ − h+−1 ⎡C2 − C3(λ )θ h+−1 − ℓ−−1 ⎤ ,
⎣ ⎦
1 1
where C2, C3(λ ) > 0 are positive constants independent of θ. Note that h+ − 1 − ℓ− − 1
> 0 due to the assumption
( ) < ( ) . Hence, we can choose θ ∈ (0, min{1, θ∼ }), where θ∼ is as in Lemma 4.5, such that
t +
p
t −
s ⋆ ∗ ∗
1 1 1
{ 1
} ℓ+ ℓ−
0 < ⎛ + − − ⎞SbN min θ − h+−1 , θ − h−−1 − K max{θ − ℓ+−1 , θ − ℓ−−1 } max ∣λ ∣ℓ+−1 , ∣λ ∣ℓ−−1 ,
⎜
⎝p t ⎠
⎟
1 1
{ } ∀θ ∈ (0, θ⋆) . (4.44)
Let θ ∈ [0, θ⋆). By Lemma 4.5, there exist r , ρ > 0 such that
inf J (u) ≥ ρ > 0 > inf J (u) ≕ c. (4.45)
u ∈∂Br u ∈ Br
Then, arguing as in [13, Proof of Theorem 3.1] in which the Ekeland variational principle was applied, we
find a (PS)c -sequence {un}∞
n = 1. On the other hand, from (4.44) and (4.45), J satisfies the (PS)c condition in
view of Lemma 4.1, and hence un → u in E as n → ∞ . Thus,
J ′(u) = 0 and J (u) = c < 0.
Let us conclude this section by pointing out that Theorem 1.4 remains valid for subcritical problem.
More precisely, consider the following problem:
where (A0)–(A5) hold; p , q , s, r ∈ C+(Ω) such that s+ < p− ≤ p+ < r − and r (x ) < p∗ (x ) for all x ∈ Ω; and the
weights m and ω satisfy the following assumption.
p∗(⋅ )
p∗(⋅ )
p∗(⋅ ) − r (⋅ )
(A) m ∈ L ( Ω) , ω ∈
p∗(⋅ ) − s(⋅ ) L+ ( Ω) and there exists a ball B ⊂ Ω satisfying
(i) qB < sB ;
−
B B
Theorem 4.6. Let (A0)–(A5) and (A) hold with s+ < p− ≤ p+ < r − and r (x ) < p∗ (x ) for all x ∈ Ω. Then, for each
given λ > λ⋆ with λ⋆ given by (1.12), there exists μ∗ > 0 such that for any μ ∈ ( −μ∗, μ∗), problem (4.46)
has a nontrivial nonnegative solution and has two nontrivial nonnegative solutions for any μ ∈ (0, μ∗). More-
p∗(⋅ )
over, if r (⋅ ) is constant in Ω, it suffices to assume ω ∈ L p∗(⋅ ) −r (⋅ ) (Ω) and ∣{x ∈ Ω : ω(x ) > 0}∣ > 0 instead
p∗(⋅ )
∗
of ω ∈ L+p (⋅ ) − r (⋅ ) (Ω).
This result can be proved using the same method as in [15, Theorem 1.2] so we omit it.
Funding information: Ky Ho was supported by University of Economics Ho Chi Minh City, Vietnam. Inbo Sim
was supported by the National Research Foundation of Korea Grant funded by the Korea Government
(MEST) (NRF-2021R1I1A3A0403627011).
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