Investment Company Business Plan

Investment Company
Business Plan
Investing in Your Tomorrow
Business Plan
2023
 John Doe
 10200 Bolsa Ave, Westminster, CA, 92683
 (650) 359-3153
 info@example.com
 http://www.example.com
Information provided in this business plan is unique to this business and confidential; therefore, anyone
reading this plan agrees not to disclose any of the information in this business plan without prior written
permission of the company.
Table of Contents
Executive Summary 6
Market opportunity 7
Services Offered 7
Marketing & Sales Strategies 8
Financial Highlights 8
Units Sold v/s Revenue 9
Company Overview 10
Ownership 11
Business Owners 11
Mission statement 12
Business history 12
Future goals 12
Market Analysis 13
Target Market 14
Market size and growth potential 14

Market Size 15
Competitive analysis 15
Competitor A 15
Competitor B 16
Competitor C 16
Market trends 16
Regulatory environment 17
Products and Services 18
Services 19
Portfolio Management 19
Financial Planning 20
Investment Research and Analysis 20
Wealth Management for High-Net-Worth Individuals 20
Investment Company Business Plan | Business Plan 2023 2/48

Mutual Funds and Exchange-Traded Funds 21
Investment Advisory Services 21
Additional Services 21
Sales And Marketing Strategies 22
Unique Selling Proposition (USP) 23
Pricing Strategy 23
Marketing strategies 24
Online 24
Sales strategies 25
Customer retention 25
Operations Plan 26
Staffing & Training 27
Operational Process 27
Equipment & Software 28
Management Team 29
Key managers 30
John Doe 30
Jane Doe 31
Alice Brown 31
Robert Brown 31
Organizational structure 32
Organization chart 32
Compensation plan 33
Board of advisors 33
[Advisor name] 33
Financial Plan 34
Profit & loss statement 35
Cash flow statement 38
Balance sheet 40

Break-even Analysis 42
Financing needs 44
Appendix 46

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1.
Executive Summary

An executive summary is the first section of the business plan intended to
provide an overview of the whole business plan.
To unlock help try Upmetrics! 

Generally, it is written after the entire business plan is ready. Here are some
components to add to your summary.
 Help tip  • Introduction

Investment of your
Company business
Business Plan idea.
• A brief explanation of market opportunity.

Start your executive summary by briefly introducing your business to your readers.
• An overview of your products and services.
• Brief
This section may include about of
the name your core
your team. company, its location, when it was
investment
founded, the type of investment
• Financialcompany (E.g., mutual fund companies, To
highlights.
unlock help try Upmetrics! 
hedge funds, venture
capital firms), etc.
• Call to action.
Start writing here..
Market opportunity
 Help tip  Investment Company Business Plan
Summarize your market research, including market size, growth potential, and marketing
trends. Highlight the opportunities in the market and how your business will fit in to fill the gap.
Services Offered
Highlight the investment company services you offer your clients. The USPs and differentiators
you offer are always a plus.

For instance, you may include investment management, portfolio diversification, or tax planning
as services and mention customized investment solutions as your USP.

Marketing & Sales Strategies
Outline your sales and marketing strategies—what marketing platforms you use, how you plan
on acquiring customers, etc.
Financial Highlights
Briefly summarize your financial projections for the initial years of business operations. Include
any capital or investment requirements, associated startup costs, projected revenues, and
profit forecasts.

Units Sold v/s Revenue
Units Sold Revenue
15.00k
10.00k
5.00k
0
Year 1 Year 2 Year 3
End of interactive chart.

Financial Year Units Sold Revenue
Year 1 1,550 $10,000
Year 2 1,800 $12,000
Year 3 2,050 $14,000
Summarize your executive summary section with a clear CTA, for example, inviting angel
investors to discuss the potential business investment.
Write a call to action for your business plan.

2.
Company Overview

Depending on what details of your business are essential, you’ll need
different elements in your business overview.

Still, there are some foundational elements like business name, legal
structure, location, history, and mission statement that every business
overview should include.
Describe your business in this section by providing all the basic information:
Describe what kind of investment company you run and the name of it. You may specialize in
one of the following investment businesses:
• Mutual fund companies

• Venture capital funds
• Private equity funds
Ownership
• Asset management companies
• Pension fund managers

Describe the legal
Help tip Investment Company Business Plan
structure of your investment company, whether it is a sole proprietorship,
LLC, partnership, or others.
List the names of your investment company’s founders or owners. Describe what shares they
own andwhere
Explain their responsibilities
your business isfor efficiently
located managing
and why the business.
you selected the place.
Business Owners
60% John Doe
40% Jane Doe

Mission statement
Summarize your business’ objective, core principles, and values in your mission statement. This
statement needs to be memorable, clear, and brief.
❛ At [XYZ Investment Co.], we are driven by [core principles and

values, e.g., "transparency, client-centricity, and long-term value
creation"], ensuring that our clients' trust is always rewarded with
outstanding service and returns.
❜
Business history
If you’re an established investment company, briefly describe your business history, like—when
it was founded, how it evolved over time, etc.
Additionally, If you have received any awards or recognition for excellentTo unlock help try Upmetrics! 
work, describe them.
Future goals
It’s crucial to convey your aspirations and vision. Mention your short-term and long-term goals;
they can be specific targets for revenue, market share, or expanding your services.

3.
Market Analysis

Market analysis provides a clear understanding of the market in which your
printing business will run along with the target market, competitors, and
growth opportunities.
Your market analysis should contain the following essential components:
 Help tip  • Target market.

Investment Company Business Plan
• Market size and growth potential.

To write the introduction section of your market analysis, start by clearly identifying your
• Competitive analysis.
primary target market.
• Market trends.
Mention specific industries or sectors
• Regulatory that your business aims to serve. Next,
environment. define your ideal
customer by listing the attributes they value most, such as quality, affordability, or
convenience.
Finally, discuss the insights gained from your market research. Highlight the needs and
preferences of your potential clients, and explain how your products or services meet those
Target Market
specific demands.
This will set a strong foundation for the rest of your market analysis, demonstrating that you
 Help tip  Investment
have a clear understanding
Company Business Plan
of your target audience and their needs.
Start this section by describing your target market. Define your ideal customer and explain what
types of services they prefer. Creating a buyer persona will help you easily define your target
market to your readers.
For instance, individual individuals, institutions & corporations, etc can be the target market for
investment
Start companies.
writing here..
Market size and growth potential
Describe your market size and growth potential and whether you will target a niche or a much
broader market.

The global investment market grew to around $3837 billion this year from around $3532 billion
in 2022 at a CAGR of 8.6%.

Market Size
Available Market
Total global value of individuals &
institutions seeking investment services.
10B
Served Market
Value of clients within our operational
regions seeking investment services.
6B
Target Market
Value of high-net-worth individuals in our
regions seeking personalized investment 1B
solutions.
Identify and analyze your direct and indirect competitors. Identify their strengths and
weaknesses, and describe what differentiates your investment company services from them.

Point out how you have a competitive edge in the market.
Competitive analysis
Competitor A
Competitor A is a well-established entity in the market, boasting a vast portfolio and a global
presence. They have been operational since [Year] and have cultivated a reputation for stability and
extensive market reach.
Features Strengths Weaknesses

[specific investment solutions, [specific strengths, e.g., [specific weaknesses, e.g.,
e.g., "mutual funds, ETFs, and "extensive network, deep "agility and personalized client
private equity options"] market penetration, and a services"].
diversified asset portfolio"]
Also provide [other services, Their vast client base can
e.g., "wealth management and Have the resources to weather sometimes lead to a one-size-
financial advisory services"]. market fluctuations and fits-all approach, potentially
provide a consistent alienating investors seeking
performance. more tailored solutions.

Competitor B
Competitor B is recognized for their [specific characteristic, e.g., "innovative approach and tech-driven
solutions"]. Founded in [Year], they have quickly adapted to market changes, carving a niche for
themselves.

Offer [specific solutions, e.g., [specific strengths, e.g., "agility, Their relative newness in the
"robo-advisory services, AI- innovation, and a keen market can be a drawback, with
driven portfolio management, understanding of emerging [specific weaknesses, e.g.,
and a range of tech-centric market trends"]. "limited historical performance
investment options"]. data and a smaller asset base"].
They appeal to a younger, tech-
savvy demographic. This can make them a less
attractive option for more
conservative investors
Competitor C
With a focus on [specific sector, e.g., "sustainable and socially responsible investing"], Competitor C
has positioned themselves as a leader in this niche since their inception in [Year].

Offer [specific solutions, e.g., [specific strengths, e.g., "a [specific weaknesses, e.g., "they
"green bonds, ESG funds, and strong brand in the sustainable may miss out on clients looking
impact investing investing space and a for more comprehensive financial
opportunities"] dedicated client base"] solutions"]
Catering to a growing demand Instrumental in driving

for ethical investment options awareness and adoption of
responsible investing
Market trends
Analyze emerging trends in the industry, such as technology disruptions, changes in customer
behavior or preferences, etc. Explain how your business will cope with all the trends.
For instance, there is growing popularity for passive income; explain howToyou
plan on dealing
with this potential growth opportunity.

Regulatory environment
List regulations and licensing requirements that may affect your investment company, such as
securities laws, anti-money laundering laws, KYC, market regulations, etc.

4.
Products and Services

The product and services section of a investment company business plan
should describe the specific services and products that will be offered to
customers. To write this section should include the following:
• Introduce what you are gonna offer.

• List products/services with detailed descriptions.
• Pricing structure.
• Product/service
To craft the introduction lifecycle.
for your "Products and Services" chapter, begin by positioning your
business within its industry, emphasizing
• Safety and qualityits unique strengths or value proposition.
assurance.
• Support and warranty.
Highlight not only the tangible products or services you offer but also theTooverarching
benefits
or solutions they provide to customers. Mention any key resources or expertise that elevate
your
Start offerings,
writing here.. such as advanced technology or a dedicated team.
Conclude the introduction by signposting readers to the deeper exploration of your offerings in
the following sections. This approach ensures that readers understand the context,
 Help tip
significance, and scope of what your business brings to the table.
Mention the investment company services your business will offer. This list may include
services like,

• Portfolio management
• Financial planning
Services
• Investment research and analysis
• Wealth management
• Mutual funds and exchange-traded funds
Portfolio Management
Price: [$X per month] or [Y% of assets under

management]
Customized portfolio designs tailored to individual risk

profiles and financial objectives, leveraging global market
insights.
Specifications
• Asset allocation based on risk tolerance

(conservative, moderate, aggressive)
• Regular portfolio rebalancing
• Access to diverse asset classes including equities,

bonds, and alternatives

Financial Planning
Price: [$Z per consultation] or [A% of total investment]

Comprehensive financial roadmaps focusing on life's
significant milestones, from buying a home to retirement.
Specifications
• Milestone-based financial goal setting
• Budget planning and cash flow analysis
• Savings and investment strategies
Investment Research and Analysis

Price: [$B per report] or [C% for annual subscription]

In-depth market reports providing actionable insights and
forecasts, powered by a team of seasoned analysts.
Specifications
• Weekly and monthly market outlooks
• Stock, bond, and commodity analysis
• Sectoral and regional insights
Wealth Management for High-Net-Worth

Individuals

Price: [D% of assets under management]
Holistic wealth preservation and growth strategies for

high-net-worth clients, emphasizing both returns and
security.
Specifications
• Private banking facilities
• Tax optimization strategies
• Access to exclusive investment opportunities

Mutual Funds and Exchange-Traded Funds
Price: [$E for fund units] or [F% management fee]

A curated selection of funds designed for diverse
investment goals, from capital preservation to aggressive
growth.
Specifications
• Access to both domestic and international funds
• Detailed fund performance reports
• Diversified and niche fund options
Investment Advisory Services
Investment advisory services might include professional advice on asset allocation, investment
strategies, and portfolio construction. Both discretionary and non-discretionary investment
advisory services available or not should be mentioned.
Additional Services
Mention if your investment company offers any additional services. You may include services
like retirement planning, estate planning & wealth transfer, business succession planning, etc.

5.
Sales And Marketing
Strategies

Writing the sales and marketing strategies section means a list of strategies
you will use to attract and retain your clients.
Here are some key points to include in your marketing To unlock help try Upmetrics! 
plan:
• Define a unique selling proposition (USP).

 Help Tip  Investment
• Explain Company Business Plan
pricing strategy.
• Marketing strategies.
To create an effective introduction for your "Sales and Marketing Strategies" chapter, start by
setting the stage within• your
Salesspecific
strategies.
industry or market.
• Customer retention.
Emphasize the competitive nature of your field and the importance of both quality services and
strategic marketing in this context.
Clearly state the objectives of your sales and marketing strategies, which should include
maximizing outreach, fostering engagement, and achieving sustained growth.
Unique Selling
Additionally, Proposition
mention (USP)or approaches you will employ, whether traditional
the specific techniques
or modern, to establish your brand as the preferred choice for your target audience. This
introduction provides a clear overview and prepares readers for the detailed strategies that
 Help tip
follow.  Investment Company Business Plan
Define your business’s USPs depending on the market you serve, the equipment you use, and
the unique services you provide. Identifying USPs will help you plan your marketing strategies.

For example, customized investment solutions, expertise, or innovative investment strategies
could be some of the great USPs for an investment company.
Pricing Strategy
Describe your pricing strategy—how you plan to price your services and stay competitive in the
local market. You can mention any discounts you plan on offering to attract new customers.

Discuss your marketing strategies to market your services. You may include some of these
marketing strategies in your business plan—social media marketing, Google ads, SEO, email
marketing, content marketing, etc.
Marketing strategies
Online
Social Media Email Marketing
 Engaging posts, client

testimonials, and market insights
 Regular newsletters and
investment updates to engage our
on platforms like LinkedIn and subscriber base.
Twitter to reach a broader
audience.
Content Marketing Google Ads
 Publishing insightful articles and

whitepapers to position [XYZ
 Targeted campaigns to capture
potential clients actively seeking
Investment Co.] as a thought investment solutions.
leader in the industry.
SEO
 Optimizing our website for relevant

keywords to ensure organic
visibility.

Outline the strategies you’ll implement to maximize your sales. Your sales strategies may
include direct sales calls, partnering with other businesses, consultative selling, etc.
Sales strategies
Partner with Businesses Direct Sales Calls
 Collaborating with allied

businesses, like law firms or
 Proactive outreach to potential
high-net-worth individuals and
accounting firms, for referrals. institutions.
Consultative Selling
 Emphasizing a holistic approach to

understand client needs, ensuring
our solutions are always aligned
with their financial objectives.
Describe your customer retention strategies and how you plan to execute them. For instance,
introducing loyalty programs, discounts on annual membership, personalized service, etc.
Customer retention
Loyalty Programs Annual Membership Discounts
 Offer reduced fees or additional

services for clients who've been
 Encouraging long-term
engagements with discounted
with us for over [X years]. packages.
Personalized Service
 Assigning dedicated relationship

managers to ensure each client
feels valued and understood.

6.
Operations Plan

When writing the operations plan section, it’s important to consider the
various aspects of your business operations.

Here are the components to include in an operations plan:
• Describe the operational process.

 Help tip  Investment Company
• Describe Business
your supply Plan
chain.
• Customer satisfaction.
To create an effective introduction for your "Operational Plan" chapter, start by emphasizing the
pivotal role of efficient •operations
Equipmentin&the
Machinery.
success of your business, underscoring how they
directly impact the quality of services delivered.
Make it clear that operational excellence is crucial for fulfilling your commitments to customers
and
Start ensuring
writing optimal outcomes.
here..
Then, briefly outline what readers can expect in this chapter, mentioning key areas you'll cover
such as staffing, operational processes, and facilities.
Staffing & Training
This introduction sets the stage by highlighting the significance of operational planning and
piques the reader's interest in the detailed insights to come.
Mention your business’s staffing requirements, including the number of employees,

consultants, or data analyst needed. Include their qualifications, the training required, and the
duties they will perform.
Operational Process
Outline the processes and procedures you will use to run your investment company. Your
operational processes may include portfolio management, client onboarding, investment
research & analysis, trade execution & settlement, etc.

Equipment & Software
Include the list of equipment and software required for investment business, such as servers &
data storage, network equipment, trading platforms, customer relationship management
software, portfolio management software, etc.

7.
Management Team

The management team section provides an overview of the individuals
responsible for running your business plan.

This section should provide a detailed description of the experience and
qualifications of each manager, as well as their responsibilities and roles.
 Help tip  • Describe

Investment the roleBusiness
Company and responsibilities
Plan of the Founders/CEO.
• List the core team.
To craft an introduction for your "Management Team" chapter, begin by emphasizing the crucial
• Describe organizational structure.
role of leadership in the success of any business.
• Compensation plan.
Highlight your company's commitment
• List to having a strong and dedicatedTo
Advisors/Consultants.
management team.
Showcase the diversity and expertise of your team members, illustrating how their varied
backgrounds
Start writing here..contribute to the overall strength of your organization.
Conclude by emphasizing the team's experience and how it positions your program as a leader
in your industry.
Key managers
This introduction will set the stage for readers to understand the significance and capabilities
of your management team, creating a positive impression as they delve into the details of each
 Help tip  and
team member's role
Investment Company Business Plan
contributions in the subsequent sections.
Introduce your management and key members of your team, and explain their roles and
responsibilities.

It should include, key executives(e.g. COO, CMO), senior management, and other department
managers (e.g. operations manager, portfolio manager, compliance manager) involved in the
investment
Start company business operations, including their education, professional background,
writing here..
and any relevant experience in the industry.
JOHN DOE
CEO & Co-founder - john.doe@example.com
As the principal visionary behind [XYZ Investment Co.], John leads the company
with unparalleled dedication.
With [X years] in the investment industry, he is responsible for setting strategic

direction, fostering partnerships, and ensuring sustainable growth.
His academic credentials from [University Name] and professional stints at

[Previous Company Names] have greatly contributed to our firm's ethos.

JANE DOE
Chief Operating Officer (COO) - jane.doe@example.com
Jane oversees daily operations, ensuring efficiency across all processes. Her
strategic insights and leadership capabilities have streamlined many of our
operational strategies.
• Educational Background: Jane graduated magna cum laude from [Yale

University] with a degree in Business Management.
• Professional Background: Jane's journey began at [Prestigious
Consultancy Firm] where she worked on optimizing operations for
Fortune 500 companies. She later joined [Top-tier Investment Company]
as their Operations Director.
ALICE BROWN
Portfolio Manager - alice.brown@example.com
Alice spearheads portfolio strategies, ensuring optimal client returns. Her

profound market insights have been instrumental in many successful
investment decisions.
• Educational Background: Alice earned her Master's in Financial

Economics from [Princeton University].
• Professional Background: Alice worked as a Senior Financial Analyst at
[Major Hedge Fund], where she managed a portfolio worth over [$XXX
million]. Later, she played a pivotal role as an Investment Strategist at
[Renowned Asset Management Company].
ROBERT BROWN
CMO - robert.brown@example.com
Robert is the driving force behind [XYZ Investment Co.]'s branding and market
positioning. His innovative marketing strategies have played a crucial role in
establishing our brand in the market.
• Educational Background: Robert holds a Master's in Marketing from [MIT

Sloan School of Management].
• Professional Background: Starting his career at [World-class Ad Agency]
as a Marketing Strategist, Robert later joined [Global Investment Bank] as
their Head of Marketing before bringing his expertise to [XYZ Investment
Co.].

Organizational structure
Explain the organizational structure of your management team. Include the reporting line and
decision-making hierarchy.
Organization chart
John Doe
CEO
Jane Doe Robert Brown

COO CMO
Alice Brown
Portfolio Manager Mark Johnson
Operations Manager
Sarah Lee
Finance Manager
End of interactive chart.

Compensation plan
Describe your compensation plan for the management and staff. Include their salaries,
incentives, and other benefits.
 Help tip
Mentioning advisors or consultants in your business plans adds credibility to your business
idea.

So, if you have any advisors or consultants, include them with their names and brief information
consisting of roles and years of experience.
Board of advisors
[ADVISOR NAME]
Advisor
An industry veteran, giving insights in navigating the investment landscape and

ensuring our continued success.

8.
Financial Plan

When writing the financial plan section of a business plan, it’s important to provide a comprehensive overview of your financial
projections for the first few years of your business, You may provide the following:

• Introduction.
• Add startup costs (for new businesses).
• Profit &Company
loss statement.
 Help tip  Investment Business Plan
• Cash Flow Statement.
To create an effective introduction for your "Financial Plan" chapter, begin by stressing the critical role of a well-structured financial plan in the
• Balance sheet.
success of your venture.
• Break-even analysis.
• Sales
Emphasize how this plan as the foundation for sustainability and profitability while keeping your services affordableToand
forecast.
serves unlock help try Upmetrics! 
accessible.
• Financing needs.
Mention that the upcoming section will provide detailed insights into your projected financial statements, outlining revenue streams, expenses,
and the strategic path to financial stability.
This introduction will help your readers understand the significance of the financial plan and its alignment with your mission and goals, setting

theHelp tip
stage for a deeper exploration of your financial strategy.
Describe details such as projected revenue, operational costs, and service costs in your projected profit and loss statement. Make sure to include
your business’s expected net profit or loss.
Profit & loss statement
2023-24 2024-25 2025-26 2026-27 2027-28
Revenue $0 $0 $0 $0 $0

2023-24 2024-25 2025-26 2026-27 2027-28
Cost Of Sales $0 $0 $0 $0 $0
General Costs $0 $0 $0 $0 $0
Revenue Specific Costs $0 $0 $0 $0 $0
Personnel Costs (Direct

$0 $0 $0 $0 $0
Labor)
Gross Margin $0 $0 $0 $0 $0
Gross Margin (%) 0% 0% 0% 0% 0%
Operating Expense $0 $0 $0 $0 $0
Payroll Expense
$0 $0 $0 $0 $0
(Indirect Labor)
General Expense $0 $0 $0 $0 $0
Bad Debt $0 $0 $0 $0 $0
Amortization of Current
$0 $0 $0 $0 $0
Assets
EBITDA $0 $0 $0 $0 $0

2023-24 2024-25 2025-26 2026-27 2027-28
Additional Expense $0 $0 $0 $0 $0
Long Term
$0 $0 $0 $0 $0
Depreciation
Gain or loss from Sale

$0 $0 $0 $0 $0
of Assets
EBIT $0 $0 $0 $0 $0
Interest Expenses $0 $0 $0 $0 $0
EBT $0 $0 $0 $0 $0
Income Tax Expense $0 $0 $0 $0 $0
Total Expense $0 $0 $0 $0 $0
Net Income $0 $0 $0 $0 $0
Net Income (%) 0% 0% 0% 0% 0%
Retained Earning
$0 $0 $0 $0 $0
Opening
Owner's Distribution $0 $0 $0 $0 $0

2023-24 2024-25 2025-26 2026-27 2027-28
Retained Earning
$0 $0 $0 $0 $0
Closing
 Help tip
The cash flow for the first few years of your operation should be estimated and described in this section. This may include billing invoices,
payment receipts, loan payments, and any other cash flow statements.
Cash flow statement
2023-24 2024-25 2025-26 2026-27 2027-28
Cash Received $0 $0 $0 $0 $0
Cash Paid $0 $0 $0 $0 $0
COS & General Expenses $0 $0 $0 $0 $0
Salary & Wages $0 $0 $0 $0 $0
Interest $0 $0 $0 $0 $0
Sales Tax $0 $0 $0 $0 $0
Income Tax $0 $0 $0 $0 $0

2023-24 2024-25 2025-26 2026-27 2027-28
Net Cash From

$0 $0 $0 $0 $0
Operations
Assets Sell $0 $0 $0 $0 $0
Assets Purchase $0 $0 $0 $0 $0
Net Cash From

$0 $0 $0 $0 $0
Investments
Amount Received $0 $0 $0 $0 $0
Loan Received $0 $0 $0 $0 $0
Common Stock
Preferred Stock $0 $0 $0 $0 $0
Owner's Contribution $0 $0 $0 $0 $0
Amount Paid $0 $0 $0 $0 $0
Loan Capital $0 $0 $0 $0 $0
Dividends & Distributions $0 $0 $0 $0 $0
Net Cash From

$0 $0 $0 $0 $0
Financing

2023-24 2024-25 2025-26 2026-27 2027-28
Summary
Starting Cash $0 $0 $0 $0 $0
Cash In $0 $0 $0 $0 $0
Cash Out $0 $0 $0 $0 $0
Change in Cash $0 $0 $0 $0 $0
Ending Cash $0 $0 $0 $0 $0
 Help tip
Create a projected balance sheet documenting your investment company’s assets, liabilities, and equity.
Balance sheet
2023-24 2024-25 2025-26 2026-27 2027-28
Assets $0 $0 $0 $0 $0
Current Assets $0 $0 $0 $0 $0

2023-24 2024-25 2025-26 2026-27 2027-28
Cash $0 $0 $0 $0 $0
Accounts Receivable $0 $0 $0 $0 $0
Inventory $0 $0 $0 $0 $0
Other Current Assets $0 $0 $0 $0 $0
Long Term Assets $0 $0 $0 $0 $0
Gross Long Term Assets $0 $0 $0 $0 $0
Accumulated Depreciation $0 $0 $0 $0 $0
Liabilities & Equity $0 $0 $0 $0 $0
Liabilities $0 $0 $0 $0 $0
Current Liabilities $0 $0 $0 $0 $0
Accounts Payable $0 $0 $0 $0 $0
Income Tax Payable $0 $0 $0 $0 $0
Sales Tax Payable $0 $0 $0 $0 $0
Short Term Debt $0 $0 $0 $0 $0
Long Term Liabilities $0 $0 $0 $0 $0
Long Term Debt $0 $0 $0 $0 $0

2023-24 2024-25 2025-26 2026-27 2027-28
Equity $0 $0 $0 $0 $0
Paid-in Capital $0 $0 $0 $0 $0
Common Stock $0 $0 $0 $0 $0
Preferred Stock $0 $0 $0 $0 $0
Owner's Contribution $0 $0 $0 $0 $0
Retained Earnings $0 $0 $0 $0 $0
Check $0 $0 $0 $0 $0
Determine and mention your business’s break-even point—the point at which your business costs and revenue will be equal.
This exercise will help you understand how much revenue you need to generate to sustain or be profitable.
Break-even Analysis
2023-24 2024-25 2025-26 2026-27 2027-28
Starting Revenue $0 $0 $0 $0 $0

2023-24 2024-25 2025-26 2026-27 2027-28
Net Revenue $0 $0 $0 $0 $0
Closing Revenue $0 $0 $0 $0 $0
Starting Expense $0 $0 $0 $0 $0
Net Expense $0 $0 $0 $0 $0
Closing Expense $0 $0 $0 $0 $0
Is Break Even? 0 0 0 0 0
Break Even Month 0 0 0 0 0
Days Required 0 0 0 0 0
Break Even Revenue $0 $0 $0 $0 $0
Break Even Units

Financing needs
Calculate costs associated with starting an investment company, and estimate your financing needs and how much capital you need to raise to
operate your business.

Be specific about your short-term and long-term financing requirements, such as investment capital or loans.

9.
Appendix

When writing the appendix section, you should include any additional
information that supports the main content of your plan. This may include
financial statements, market research data, legal documents, and other
relevant information.
• Include a table of contents for the appendix section to make it easy for
readers to find specific information.
• Include financial statements such as income statements, balance
sheets, and cash flow statements. These should be up-to-date and
show your financial projections for at least the first three years of your
business.
• Provide market research data, such as statistics on the size of the
printing industry, consumer demographics, and trends in the industry.
• Include any legal documents such as permits, licenses, and contracts.
• Provide any additional documentation related to your business plans,
such as marketing materials, product brochures, and operational
procedures.
• Use clear headings and labels for each section of the appendix so that
readers can easily find the information they need.
Remember, the appendix section of your business plan should only include
relevant and important information that supports the main content of your
plan.

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investors, and make them want to invest in your an interactive business plan. No designing skills
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Investment Company

Marketing & Sales Strategies 8

Market size and growth potential 14

Products and Services 18

Investment Research and Analysis 20

Wealth Management for High-Net-Worth Individuals 20

Investment Company Business Plan | Business Plan 2023 2/48

Investment Advisory Services 21

Sales And Marketing Strategies 22

Unique Selling Proposition (USP) 23

Staffing & Training 27

Equipment & Software 28

Profit & loss statement 35

Cash flow statement 38

Investment Company Business Plan | Business Plan 2023 3/48

Investment Company Business Plan | Business Plan 2023 4/48

❛ Upmetrics has everything you need to create a

Financial Forecasting Tool

Business Plan Builder

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 Help tip  • Introduction

• A brief explanation of market opportunity.

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Units Sold Revenue

End of interactive chart.

Year 1 1,550 $10,000

Year 2 1,800 $12,000

Year 3 2,050 $14,000

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Write a call to action for your business plan.

Investment Company Business Plan | Business Plan 2023 9/48

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• Mutual fund companies

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60% John Doe

40% Jane Doe

Investment Company Business Plan | Business Plan 2023 11/48

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❛ At [XYZ Investment Co.], we are driven by [core principles and

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