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Bending Effect On Lumber Spine
Bending Effect On Lumber Spine
Joseph Avila, John Humm, Klaus Driesslein, David Moorcroft, Frank Pintar
PII: S0021-9290(22)00408-0
DOI: https://doi.org/10.1016/j.jbiomech.2022.111367
Reference: BM 111367
Please cite this article as: J. Avila, J. Humm, K. Driesslein, D. Moorcroft, F. Pintar, Influence of bending pre-load
on the tensile response of the lumbar spine, Journal of Biomechanics (2022), doi: https://doi.org/10.1016/
j.jbiomech.2022.111367
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2Department of Neurosurgery
Medical College of Wisconsin
Milwaukee, WI, USA
3Civil
Aerospace Medical Institute
Federal Aviation Administration
Oklahoma City, OK, USA
Correspondence:
Frank Pintar, PhD
Kern Professor and Chair
Joint Department of Biomedical Engineering
8701 Watertown Plank Road
Medical College of Wisconsin and Marquette University
Milwaukee, WI 53226
fpintar@mcw.edu
(414) 384-2000 x41534
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Original Article for the Journal of Biomechanics
Previous full body cadaver testing has shown that both obliquely oriented seats in survivable aircraft
crashes and far-side oblique crashes in vehicles present distinctive occupant kinematics that are not yet
well understood. Knowledge surrounding how these loading scenarios affect the lumbar spine is
particularly lacking as there exists minimal research concerning oblique loading. The current study was
created to evaluate a novel experimental method through comparison with existing literature, and to
examine the impact of a static bending pre-load (posture) on the load-displacement response for the
whole lumbar spine loaded in non-destructive axial distraction. T12-S1 lumbar spines were tested in
tension to 4 mm of displacement while positioned in one of three pre-load postures. These postures were:
the spine’s natural, unloaded curvature (neutral), flexed forward (flexed), and combined flexion and
lateral bending (oblique). Deviations from a neutral spine position were shown to significantly increase
peak loads and tensile stiffness. The presence of a flexion pre-load caused statistically significant increases
in tensile stiffness, tensile force, and bending moments. The addition of a lateral bending pre-load to an
already flexed spine did not significantly alter the tensile response. However, the flexion moment
response was significantly affected by the additional postural pre-load. This work indicates that the initial
conditions of distraction loading significantly affect lumbar spine load response. Therefore, future testing
that seeks to emulate crash dynamics of obliquely seated occupants must account for multi-axis loading.
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Original Article for the Journal of Biomechanics
INTRODUCTION
In recent years, oblique impacts and their effects on occupant safety have been an area of expanding
research. Far-side oblique collisions have been shown to produce unique occupant kinematics and a high
incidence of severe injuries in the automotive environment (Forman et al., 2013; Gabler et al., 2005;
Humm et al., 2018). In the aviation environment, the increased use of obliquely mounted seats prompted
research aimed at investigating gross occupant kinematics for crash level loading in such a seating
orientation (Humm et al., 2015) (Figure 1). As oblique aircraft seating is still a novel configuration, it is not
known whether these obliquely mounted seats offer occupants the same level of protection as traditional
Previous full body Postmortem Human Subject (PMHS) tests were conducted to investigate gross
occupant kinematics in an oblique seating posture using the prescribed aircraft emergency landing test
conditions (Code of Federal Regulations, 1988; J. Humm et al., 2015). From this testing, severe lumbar
spine injuries were produced at the L5/S1 junction through a combination of multi-axis bending and
distraction. An examination of the literature demonstrates a distinct lack of knowledge surrounding this
oblique loading paradigm. Much of the whole lumbar spine experimental work that does exist is focused
on single bending ranges of motion and motion coupling, with limited studies involving axial loading
(tension or compression). Even fewer have examined the effects of combined loading, particularly
A review of the literature revealed very little published information on the response of the lumbar spine
to axial distraction. Demetropoulos et al. (1998) tested whole-column lumbar spine specimens and the
Hybrid III lumbar spine to sub-failure displacements in compression, tension, flexion, extension, lateral
bending, anterior shear, posterior shear, and lateral shear. This work detailed peak tensile load and linear
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Original Article for the Journal of Biomechanics
tensile stiffness values for the whole lumbar spine, but testing was conducted with spines in their natural,
unstressed position.
The effect posture has on the lumbar spine’s response to loading has also seldom been evaluated. Spinal
posture has been shown to affect the load path and transmission of the forces through the column as well
as the intersegmental and overall kinematics (Hedman and Fernie, 1997; Panjabi et al., 1989). Work from
Panjabi et al. (1989) examined the effects of combined bending on motion coupling in the whole lumbar
spine. While Panjabi was specifically examining the impact of a flexed or extended posture on motion
coupling, valuable information was gained about the impact on combined bending ranges of motion. In
lateral bending, most non-neutral postures produced only a slight decrease in the total range of motion
(ROM) of the lumbar spine which was the result of compensatory reactions. However, in the fully flexed
posture a large decrease was observed in lateral bending ROM at the L5/S1 joint. (Panjabi et al., 1989).
Lumbar spine research that combines multi-axis (oblique) bending with axial distraction has yet to be
detailed. Changes to future automotive and aircraft interiors where the occupants may be seated at
oblique angles to the centerline of the vehicle may lead to complex bending and distraction of the lumbar
spine. Research to delineate the biomechanics of this loading scenario is necessary for the advancement
of occupant safety. Particularly, understanding is needed regarding how this type of loading affects the
load response at the L5/S1 joint. To simplify the loading scenario of multi-axis bending and distraction, an
experimental setup was achieved that produced a static representation of the end range of bending along
with non-static tensile loading. In order to understand how different seating orientations affect the
potential for injury, proposed experimental conditions must first be evaluated. The current study was
created to evaluate a novel experimental method and its ability to produce a non-destructive lumbar spine
load response in line with existing literature. This was achieved through comparison of results detailing
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Original Article for the Journal of Biomechanics
the load response of the lumbar spine subjected to non-destructive multi-axis bending and distraction to
comparable literature. An additional objective of the current work was to evaluate the impact of a static
bending pre-load (posture) on the load-displacement response for the whole lumbar spine loaded in non-
METHODS
Specimen Preparation
15 spines (male n=13, female n=2) excised from unembalmed, fresh-frozen human cadaver subjects were
tested. Specimens were pre-screened for blood-borne pathogens and were examined radiographically to
assess the integrity of bony and soft tissue structures. Spines with collapsed disc spaces or bridging
osteophyte growths were excluded. The study protocol obtained IRB approval and was approved by the
Research and Development Committee and all relevant subcommittees at the Zablocki Veterans Affairs
Medical Center in Milwaukee, WI. The average (SD) age, stature, and mass of the subjects were 51.4 years
Spines were isolated from the T12 vertebra through the sacrum. Muscular tissue was removed from
around the spine leaving passive ligamentous structures. Throughout preparation and testing, spines were
kept moist with saline soaked gauze. Both ends of the spines were potted in polymethyl methacrylate
(PMMA) to allow connection to the test fixtures. The superior end of the spine was potted such that the
T12/L1 joint was unrestricted while having the majority of the T12 vertebra encased in PMMA. The inferior
end of the spine was potted similarly, with the L5/S1 joint left unrestricted for all degrees of freedom.
Custom pins were fixed into the vertebral bodies of L1-L5 to allow for attachment of 3 non-collinear
retroreflective motion capture markers. After spines were potted and instrumented, specimens were
taken for a pre-test CT scan to define the relationship of motion tracking markers to anatomic
components.
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An electrohydraulic piston (MTS; Eden Prairie, MN) was used to impart a distractive displacement on the
superior potting of the spine. A linear variable differential transformer (LVDT) on the piston measured
total column vertical displacement. Two six-axis load cells (Sunrise Instruments; Canton, MI and MG
Sensor; Rheinmünster, Germany) were used to measure load data at both ends of the spine between the
specimen potting and the superior and inferior test fixtures. A TDAS Pro (DTS; Seal Beach, CA) data
acquisition system was used to collect all data. Piston and load cell data were collected at 20 kHz. 3D
kinematic data were collected using motion capture cameras and software (Vicon; Oxfordshire, UK) at 1
kHz. A digital inclinometer was used to measure the amount of bending in the specimen’s pre-test
posture.
Testing Procedure
Each spine was tested in axial distraction while positioned in one of three separate postures in a pre-
defined order. The postures and order were the spine’s natural, unloaded position (neutral), flexed
(flexed), and flexed and laterally bent 15 degrees (oblique) (Figure 2). A novel positioning table was
designed and assembled to accurately position the spines with the required combination of flexion and
lateral bending in a repeatable way that minimized the axial preload imparted prior to distractive testing
(Humm et al., 2021). The inferior PMMA was rigidly fixed to the novel positioning table while the piston
imparted a vertical displacement on the superior PMMA. The table can induce complex loading scenarios
through motion about six degrees of freedom. While aligned in a given posture, the positioning table was
adjusted to reduce the preload about all axes, with particular focus on minimizing the axial load (< 50 N)
(Table 1).
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After initial superior connection to the piston, the inferior end of the spine was left free for manual
manipulation to establish the subject-specific forward flexion angle. This was conducted by manually
applying a direct posterior-anterior load to the sacral potting in the sagittal plane about the fixed T12,
much like an inverted cantilever beam. The forward flexion position was defined as the subject-specific
flexion angle recorded when an approximately 30 Nm bending moment was measured by the superiorly
mounted load cell during manual manipulation. The use of a pre-defined bending moment allowed each
spine to be positioned near its own physiologic flexion limit. The pre-selected 30 Nm bending moment
was determined to be a safe load limit and within the physiologic limits of the spine (Miller et al., 1986).
Because the positioning device allowed a rotational degree of freedom while translating the x-y cross-
table and could concurrently be adjusted in the z-axis to reduce axial loads while obtaining the prescribed
angle, the final position resulted in minimal off-axis loads. Thus, the measured force and moment
preloads during testing were typically much lower than those seen during manual manipulation due to
the combined adjustments of shear, axial load, and induced bending from the positioning table (Table 1).
This resulted in an average (SD) initial flexion moment calculated at S1 of 6.61 (3.57) Nm. The lateral
bending angle was set at 15 degrees for each specimen. This was determined from previous whole-body
PMHS tests where 15 degrees was the approximate amount of lateral bending of the lumbar spine relative
to the pelvis just prior to failure in tests measuring occupant response in obliquely mounted seats in the
aircraft environment (Humm et al., 2015). Lateral bending of a pre-flexed spine resulted in an initial
average (SD) lateral bending moment of -5.59 (3.94) Nm at the S1 level. A free body diagram detailing
After assessment of the subject specific flexion angle, the table was aligned to the unloaded sacral angle
and fixed to the inferior potting. After the neutral posture tensile test, the table was repositioned for the
flexed posture test, then again for oblique. Spine positioning was achieved through controlled linear table
motions in a single plane, with the sacrum free to rotate in that plane. As an example, to achieve the
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flexed posture the table and sacrum were translated forward and upward as the T12 remained fixed in
position and the sacrum was free to rotate in the sagittal plane. Translation continued until the previously
defined flexion angle was achieved. A more detailed discussion of how table positioning was conducted
can be found in a previous publication (Humm et al 2021). Testing began by preconditioning the spine
with 20 cycles of 3 mm distraction at 1 Hz in the neutral position. After preconditioning, each spine was
run through a sub-failure test of 4 mm distraction at 100 mm/s in each of the three positions. The
distractive displacement of 4 mm was derived from previous full body testing and selected for the minimal
likelihood of disrupting any spine structure. The test speed of 100 mm/s is frequently utilized as a low-
speed impact velocity in spine testing. Multiple preconditioning cycles were conducted at a separate rate
and displacement from test cycles in order to minimize any damaging effects of repeated higher rate
tensile loading. Lateral x-ray images were taken, and load cell data were reviewed for evidence of failure
Analysis
Data were processed using custom MATLAB (MathWorks, Natick, MA) scripts and filtered according to
SAE J211 standards (SAE International, 2014). The positions of the markers relative to the local anatomy
were determined from the instrumented CT scans using 3D-Slicer. Points on the superior and inferior
fixations were similarly digitized to obtain the position and orientation of the inferior load cell with regard
to the S1 coordinate system (Fedorov et al., 2012). Details of this process can be found in a previous
publication (Humm et al., 2021). Inferior loadcell values were first transformed to the S1 anatomic
coordinate system using a calculated S1/Load cell rotation matrix. Moment values at the anatomical
location were then calculated using the following equation involving transformed load cell values and
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Where:
Statistical analyses were conducted in SPSS (IBM; Armonk, NY) to a confidence level of 𝛼 = 0.05. An initial
power analysis estimated that in order to achieve the standard 80% power (β = 0.2) to detect an expected
peak tensile force difference of 50 N, 14 specimens would need to be tested. This was based on the T
statistic with paired data. The null hypothesis for all metrics was that no difference existed between peak
loads or tensile stiffnesses. Peak tensile force data were found to be normally distributed through the
application of the Shapiro-Wilke test of normality and corroborated with normalized Q-Q plots. Repeated
measures ANOVAs were used to investigate significant differences in tensile stiffness and peak loads
between positions. Post Hoc testing was conducted by way of the Least Significant Difference (LSD)
method with the Bonferroni multiple comparison adjustment. Differences between male and female
RESULTS
All results are presented in the S1 anatomic coordinate system whose origin is at the center of the sacral
endplate and is oriented according to the SAE J211 standard coordinate system (Figure 3) (SAE
International, 2014). Due to data acquisition failure, the data from three spines were excluded from the
analysis. Peak loads coincided with peak distractive displacement. Due to the higher test speed and short
piston stroke, not every test reached a total column displacement of 4.0 mm (Figure 4). Peak loads are
reported at a distractive T12 displacement of 3.8 mm relative to the sacrum. Whole lumbar column static
bending stiffnesses were calculated for flexion in the flexed position, and for both flexion and lateral
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bending in the oblique position. Static bending stiffnesses were calculated as the S1 bending moment
corresponding to the amount of T12/S1 bending (both forward and lateral) in the final spine positions
immediately prior to distractive testing. A quasi-static flexion whole column stiffness of 0.27 (0.12)
Nm/deg was found for the flexed position. This stiffness increased to 0.43 (0.23) Nm/deg in the oblique
position. A paired t-test revealed a significant increase (p=0.001) in the quasi-static flexion stiffness with
the addition of the lateral bending moment. With a flexion pre-load, the quasi-static lateral bending
stiffness was found to be 0.39 (0.30) Nm/deg. Whole column tensile stiffness was calculated as the linear
slope of tensile force vs T12 displacement between 0.5 and 3.5 mm of distraction (Figure 4). Average
values for the neutral, flexed, and oblique position tensile stiffnesses were 80.30 (24.00) N/mm, 210.45
Post hoc testing revealed significant differences between both the flexed (p<0.001) and oblique (p<0.001)
position stiffnesses as compared to the neutral stiffness. A significant difference was not detected
between the flexed and oblique stiffnesses (p=0.134). The peak values of tensile force, lateral bending
moment, and flexion moment at 3.8 mm of distraction for the three positions are shown in Table 2 and
Figure 6. Repeated measures ANOVAs were conducted between the three positions for each load type.
Each had a p-value <0.001, indicating significant differences within each load type (Table 3).
DISCUSSION
The previously detailed results describe changes to the lumbar spine response to tensile loading in
different postures. Differences were observed in both peak load as well as whole column bending and
tensile stiffnesses. These results begin to form a better understanding of how complex loading affects the
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Whole column, quasi-static bending stiffnesses from previous studies were estimated from the available
intervertebral ROM vs bending moment data based on the concept of superposition for intervertebral
rotational displacements (Baisden et al., 2010; Cook et al., 2015; Guan et al., 2007; Panjabi, 1994; Panjabi
et al., 1989; Soni et al., 1982; Yamamoto et al., 1989). The values presented from available literature are
simply approximations based on graphical analysis in order to produce a metric comparable to the current
work. Quasi-static flexion stiffness of the whole lumbar spine ranged from 0.20-0.31 Nm/deg, with the
current study finding a stiffness of 0.27 Nm/deg (Guan et al., 2007; Panjabi et al., 1994; Soni et al., 1982;
Yamamoto et al., 1989). The estimated lateral bending stiffness in the presence of a pre-flexed posture
was found to be 0.45 Nm/deg, as compared to 0.39 Nm/deg from the current work (Panjabi et al., 1989).
Given the natural variance of biomechanical data, bending stiffnesses found in the current work are not
The only appropriate comparison for the tensile load response comes from Demetropoulos et al. (1998).
For their work, whole lumbar spine testing was conducted at 100 mm/s to a predetermined linear
displacement for each individual mode of loading. In tension, spines were tested to 2.54 mm, but the
average peak load was reported at 1.27 mm to coincide with the maximum tensile displacement of the
HIII spine. Demetropoulos (1998) noted a total column tensile stiffness of 79.16 (22.81) N/mm in the
neutral position, which agrees with the stiffness found from the current study of 80.30 (24.00) N/mm.
The tensile stiffnesses found in the two pre-stressed postures offer novel results which demonstrate large
differences as compared to the neutral position. The flexed and oblique postures increased the tensile
stiffness by 162% and 178%, respectively. Peak load values follow a similar pattern with a dramatic
increase in the presence of an initial postural pre-load. The addition of a bending pre-load significantly
increased the peak tensile force from the neutral condition for both the flexed and oblique conditions.
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This increase was primarily produced after the addition of a bending pre-load in the sagittal plane. While
there was a statistically significant increase in the peak tensile force after the addition of a flexion pre-
load, there was a notable although not significant increase after the addition of a lateral bending pre-load.
It cannot be stated whether pure flexion or pure lateral bending produces the greatest change in peak
tensile force or stiffness upon distraction, but this shows that the tensile response of the spine is most
sensitive to an initial deviation from the neutral posture. The initial flexion of the spine increases the
tensile preload of the posterior ligaments. With the addition of lateral bending, tensile forces in the
previously stressed posterior ligaments are likely increased on the convex side of lateral bending while
being decreased on the concave side of lateral bending. The probable result being a minimal change from
Unlike peak tensile force, there was a statistically significant change in the peak flexion moment between
all three positions (Figure 6). Similarly, a significant increase in quasi-static flexion stiffness of the spine
with the addition of lateral bending was observed. This result was corroborated by the combined bending
results from Panjabi et al. (1989). Given the postural dependence of lateral bending stiffness found by
Panjabi, it provides evidence that the quasi-static flexion stiffness would also increase in the presence of
lateral bending. A significant change in the lateral bending moment response was demonstrated between
the flexed and oblique conditions. This was an expected result as lateral bending was only intentionally
In addition to the results presented herein; several limitation remain. While it has been shown that spine
degeneration affects numerous properties, particularly stiffness, this was not evaluated for the given
results based on posture being the primary factor. Pooling of different levels of degeneration likely led to
an increase in variance of the results. The load-history dependence of the spine and the uniform order
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with which all spines were tested could have impacted the load response. Differences seen in load
response cannot be fully attributed to changes in bending pre-load because the testing order was not
randomized. Changes seen between conditions could be in part an effect of progressive testing on a single
specimen. However, the particular testing order was chosen to preserve spine structural integrity by
eliminating the need to move spines in and out of various positions while also maximizing their utility. The
unique load distribution (particularly moment distribution) from cranial to caudal introduced by the
selected testing methodology also has the potential to have affected the distraction results. The non-
destructive testing methodology also falls short of identifying differences in the failure response of the
lumbar spine given different postural pre-loads. The quasi-static strain rate and the small amount of
displacement only begin to illuminate the necessary conditions to properly examine the impact of
While no determinations can be made regarding the failure tolerance of the lumbar spine in oblique
loading based on the current work, important conclusions remain. The novel experimental methodology
presented here produced results in agreement with comparable non-destructive studies, demonstrating
the viability in applying the methodology to failure inducing tests. Moreover, the methodology was shown
to produce differing load responses in the lumbar spine when subjected to distinct postural preloads,
which goes beyond what can be found in the current literature. This work indicates that the initial
conditions of distraction loading significantly affect lumbar spine stiffness. Therefore, future testing that
seeks to emulate crash dynamics of obliquely seated occupants must account for multi-axis loading. This
knowledge will begin to lay the foundation for understanding the more complex dynamic bending and
tension scenario, which will provide critical information on how the spine behaves as new loading patterns
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ACKNOWLEDGMENTS
This research study was supported by resources from the Federal Aviation Administration (Grant FAA-
17G002) and the Department of Veterans Affairs Research Facilities. The opinions, interpretations,
conclusions, and recommendations are those of the authors and are not necessarily endorsed by the
Federal Aviation Administration or other sponsors. The authors would also like to recognize Justine Bales
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FIGURE CAPTIONS
Figure 1: A comparison of the orientation between a traditional, forward-facing seat (A.) with that of an
obliquely mounted seat (B.). The arrow represents the direction of travel for the aircraft.
Figure 2: Instrumented spine in the A) neutral position B) flexed position C) oblique position (combined
Figure 3: Free body diagram with relevant coordinate systems and applied loads for each position. Lower
loadcell is positioned and rigidly fixed prior to testing. The upper loadcell is only able to translate along its
z-axis. A) Spine in neutral position B) Spine in flexed position with ≈ 30 Nm of flexion pre-load C) Spine in
oblique position with 15° lateral bending pre-load added to the flexion pre-load.
Figure 4: Tensile force-displacement trace averages for each of the three test postures. The differences in
Figure 5: Whole lumbar column (T12-S1) tensile stiffness by posture with error bars representing standard
deviation
Figure 6: A comparison of peak loads between different test postures separated by load type.
Table 1: Average and Standard Deviation Pre-load Values for Flexed and Oblique Postures
Table 2: Mean and Standard Deviation by Load Type and Test Position
Table 3: P-Value for LSD Post Hoc Results Comparing Tensile Stiffness and Peak Loads Between Test
Positions
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Figure 1
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Figure 2
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Figure 3
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Figure 4
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Figure 5
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Figure 6
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Table 1.
Table 1. Average and Standard Deviation Pre-load Values for Flexed and Oblique
Postures
Ant. Lat. Axial Lat.
Flexion Torsion
Shear Shear Load Bending
(Nm) (Nm)
(N) (N) (N) (Nm)
13.25 -7.44 -9.10 0.98 3.03 -0.80
Upper LC (23.75) (16.45) (54.04) (2.57) (6.05) (4.53)
47.86 -16.72 -19.75 -1.95 0.71 -1.54
Flexed Lower LC (30.08) (16.97) (49.63) (2.63) (4.26) (1.01)
56.04 -14.33 -18.84 -0.38 6.61 -1.59
Anat. Load (26.83) (17.23) (45.54) (2.53) (3.57) (1.07)
4.60 -0.59 -26.61 -1.55 1.84 -2.28
Upper LC (21.27) (15.17) (74.75) (3.79) (3.87) (6.43)
25.56 11.39 -19.56 -2.57 7.70 -3.78
Oblique Lower LC (32.47) (27.11) (76.46) (1.84) (8.10) (2.35)
32.52 13.07 -25.44 -5.59 10.66 -4.66
Anat. Load (26.04) (16.98) (72.36) (3.94) (5.48) (3.09)
24
Original Article for the Journal of Biomechanics
Table 2
Table 2. Mean and Standard Deviation by Load Type and Test Position
25
Original Article for the Journal of Biomechanics
Table 3
26