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Social Knowledge An Essay On The Nature and Limits of Social Science by Paul Mattick Jr.
Social Knowledge An Essay On The Nature and Limits of Social Science by Paul Mattick Jr.
Social Knowledge An Essay On The Nature and Limits of Social Science by Paul Mattick Jr.
KNOWLEDGE
An Essoy on the
Notureond Limits
of SociolScience
PoulMottick,Jr.
Hutchinson
London Melbourne Sydney Aucklond Johonnesburg
HutchinsonEducation
This statcrnentonly rcflectsa striking clcgrccol'agrecmenton Sortte(lrkctlrisstlrlcol trlllirs as trn intlicationol'thc "youth"
the unsatisfactorystate of social theory itself, not only among ol tlrc socialstutlics.rcla(ivcto (say)physics,but posita body of
philosophicaloutsidersbut among stock-takinganthropologists, objcctivcluwsas thc goal to which thesestudiesare well on their
sociologists,economists,and political scientiststhemselves.Al- lvrry. Othcrs scc thc lack of succcssin reaching this goal as
though economics is often touted as the best developed of the rcprcscntingsonrcthingrnore serious.indeedas demonstrating
social sciences, it is freely admitted by respectedpractitioners thc l'undamentally misguidednatureof the current ideaof a social
that its more theoretical areas have little connection with eco- scicnce itself. The question as to the very possibility of social
nomic reality, while relatively empirical efforts, such as econom- scicnce has roots far deeper than the insufficiencies of actual
ic forecasting,also bear little impressivefruit.3In Tjalling Koop- work in these areas: ultimately in the only slowly dissipating
man's words, "after more than a century of intensive dil'l'iculty felt by Europeanculture with treating human beings,
activity . . . [one] is led to concludethat economicsas a scientif- arrdtheir socialinteractions,as part of nature.This difficulty has
ic disciplineis still somewhathangingin the air." He is forced to tlcclined in physical and social anthropology since the day of
plead the case for his discipline on the basis of its unknown Darwin's struggle againstthe idea of man's essentialseparate-
future, in a statementso striking as to deservequotation at length: ness; it is weakening further with the growing acceptanceof
If overestimation of the rangeof validityof economicproposi_ biological approachesin psychology;but in the realm of social
tionsis the Scyllaof "informal" economicreasoning, a cor_ theory the accessabilityof human phenomenato scientific think-
rect appraisalof the limited reachof existingeconomictheory ing remains a topic for debate.
may causeus to swerveinto the Charybdisof disillusionment As May Brodbeck observesin the introduction to her reader in
with economictheory as a road to useful knowledge.The The Philosophy of the Social Sciences,the modern idea of such
temptationto identify the resultsof existingeconomictheory sciencescan be tracedto the thinkersof the Enlightenment."See-
with economictheoryas such[sicl]-and to disqualifyboth in ing men as part of the natural order, they envisioneda scienceof
onebreath-is strongestfor the experienced economicadvisor man and society modeledon Newton's explanationof heavenand
to government or business, to whomthelimitationsof existins earth, by whose explanationthe potentialitiesof man could be
theoryare most painfully apparent.a
realizedto form a more just and humane social order."7 It has
Tom Bottomore, in his UNESCO-sponsored.,guide to the remaineda guiding assumptionin this tradition of social theory
problems and literature" of Sociology, expressedthe general that it is possibleto discover general laws of social behavior,
opinion when he wrote that "there is not, at the presenttime, any explanatory of observed phenomena. And though it has been
general body of sociological theory which has been validated or hoped that such laws would serve as guides to policy, believers in
generally accepted."s This remark would, I think, be widely the possibility of such scienceshave also emphasizedthe necessi-
accepted as applicable to anthropology, demography, political ty and possibility of "value-freedom" in researchand analysisin
science,and history (for thosewho classifythis field as, or in part theserealms. That is, while the subject-matterof the social stud-
as, a science).In general, as Bottomore says, ..one powerful ies is such as to inspire strong feelings and valuations-such, in
argumentagainstthe scientificcharacterof the socialscienceshas short, as to express a point of view or way of life-this tradi-
been that they have not in fact produced anything resembling a tion has held that these feelings and values must and can be
natural law."6 put aside in order to attain results as objectively valid as those
SOCIAI KN O W II t ) G I IN tI? OD U C IOR Y
t2
14 SOCIAI K NO W LTDG T ( , IIVI " NN D "OB]EC IIVE"
:i IJt}.II I5
action usingsuchideal typesarc intendedto yicld approxintations Irorrol'tlrc crlrrlnrstbclwccn "sub.jcctivc"and "objective," as
to, and so explanationsof, real social behavior, in which the rt'prcscrrlcrlby Wcbcr'sassuurption that in additionto the subjec-
actual individuals are much more complexly motivated. As is Irvc sidc ol'a socialpracticethereare associated "processesand
already indicatedby the phrase, "ideal type", Weberianindivid- plrcrrrlrrrcnawhich arc devoid of subjective meaning," but of
ualism (like methodological individualism generally) amountsto wlrichaccountmustbe takenin socialexplanation.Admitting that
little more than the recognition that society is made up of individ- tlrc rcalitiesof physicalnatureplay their role in sociallife, Weber
uals; the actual burden of explanation is carried by the type is concernedto stressthat this role is shapedby the impositionon
concepts whose definition requires reference to social relations nrture of human-determined meanings.THayek presentsa similar
betweenpersons. 5 One could even say that the ' 'ideal individual' ' vicw, although he (typically) does not note its difference from its
of social theory has been a conceptual representation of what rrxrreradically subjectivistcousin. In his words,
anthropologists call a "culture"-a systemof learnedpatternsof
life sharedby members of a society-as embodiedby the individ- Neithera "commodity" or an "economicgood," nor "food"
uals who have learned it. We will return to the conceptof culture or "money' ' canbe definedin physicaltermsbut only in terms
and its relation to the "subjective" below. of viewspeoplehold aboutthings. . Nor couldwe distin-
SinceHayek's first useof "subjective/objective" merely indi- guishin physicaltermswhethertwo menbarteror exchange or
catesa minimum condition for use of the word "knowledge"- whethertheyare playingsomegameor performingsomereli-
that there be an object to be known in some senseindependentof giousritual. Unlesswe can understand what the actingpeople
meanby their actions,any attemptto explainthem, i.e., to
the knower-the rest of this chapterwill focus on Hayek's second
subsumethem under rules which connectsimilar situations
use of these terms. To begin with, he indicates, if we wish to
with similaractions,are boundto fail.8
explain human behavior with respect to any natural phenomena,
the latter must "not be defined in terms of what we might find out This passagemakestwo different points. First, it observesthat
about them by the objective methods of science, but in terms of socially significantphenomenaare culturally and not (ust) phys-
what the personacting thinks about them. " Hayek elaboratesthis ically defined: what one group acceptsas food, for instance,may
in two ways. First of all, he claims, "any knowledgewhich we be rejected as inedible filth by another. Second, Hayek extends
might happen to possessabout the true nature of the material the point into a rejection of what is generallycalled "behavior-
thing, but which the people whose action we want to explain do ism" as a method for social science, arguing that to understand
not possess,is as little relevantto the explanationof their actions humanaction requiresnotjust what he calls "physical" informa-
as our private disbelief in the efficacy of a magic charm will help tion-e.g., observationsof body movements-but also informa-
us to understandthe behavior of the savagewho believes in it. "6 tion about what the human subjectsmean by their actions.
We will spendmost of Chapters3 and4 dealing with a version of It is important to seethat theseare two distinct points, however
this claim, for, unlikely as it may seem, it has been advancedas closely relatedthey may be in the minds of the majority of writers
basic to the nature of social knowledge. Interestingly, however, on social theory. The first only specifies something to which we
this point has been developed by critics of the "mainstream" will give the vague name "culture" as the subject matter of the
social scienceof which Hayek is a representative,such as Peter socialsciences.The secondinvolvesa certainview of the relation
Winch. between "the mental" and "the physical," and so an inter-
We shall here deal onlv with the more conservative formula- pretation of those concepts themselves. The latter concept is
r6 socrAt KNowttt)Gt ( - IIVt '' N N I) ''OBJIC IIVE''
I;U I]JI 11
identified, as the label indicates,with the dornainof'phenomena rnstirrctivc or rcl-lcxivclrchavior,whilc only cnrpiricalgeneraliza-
open to senseperception,while thesein turn are takento be none tiorrsyicld cllrsal laws.Socialcxplanationthusrequiresthe com-
other than the objects describableby categoriesof physical the- lrirrrlionol'two nrcthodsin the humansciences.To the empirical
ory: categoriesof motion through space-time.Events in this ruotlcol'study sharcdwith the naturalsciencesmust be addedthe
domain are to be explained by reference to causal laws ("rules rrlrcnrtionof Verstehen,interpretiveunderstanding,in which the
which connect similar situationswith similar actions." in the irrvcstigatorattemptsto reconstructthe motivationalstructureof
caseof socialevents)."The mental", in contrast,is the world of thc actions he is studying. The first studiesactions as "objec-
phenomenaunobservablewith the techniquesof natural science tivc," the second as "subjective": in this way the claims of
but understood by way of the mind-to-mind communication of scicnceand thoseof the specialnature of the social subjectmatter
meanings, and explained typically by reference to the reasons :rrc both satisfied.
given for actions. But can "subjective" and "objective," once distinguishedin
Here again Max Weber makes carcfully explicit what Hayek this way, be so smoothly combined in one explanatory frame-
suggestswhen he statesthe difference betweenthe mental and the work? Weber's claim is that Verstehenis as much a scientific
physical in terms of the idea of "rationally purposive action." procedureas the making of empirical generalizations.Its essence
The distinguishingfeatureof such action in Weber's conception is not some form of intuitive "putting oneself in another's
(as referred to in the definition of sociology quoted above) is that place"-though this may have heuristic value as a means to
it is behavior regulated by a consciousagent in accordancewith Verstehen-but modeling the means-endcalculation that makes a
somepurposeof the agent's-in Weber's words, "a subjectively given action rational. Ernest Nagel has pointed out an obvious
understandableorientation of behavior."e To understand it re- problem with Weber's idea:
quires interpretationof the action in terms of the grounds that the
agenthad, or can be seenashavinghad, for his action. This, what In discussingthe adequacyof the methodof Verstehen it is
Weber called explanatory "adequacy on the level of meaning," essentialto distinguishbetweenthat methodconceivedas a
he contrastedwith "causal adequacy" of interpretation, which is wayof g,eneratrng suggestivehypotheses for explainingsocial
achievedby the subsumptionof a given action under an empirical action,and that methodconceivedas a way of validatingpro-
posedexplanations.. . . Ult is generallyrecognizedthat the
generalization.to
methodof Verstehen doesnot, by itself, supplyanycriteria for
The aim of social science,for Weber the "correct causal inter-
the validity of conjecturesand hypothesesconcerningthe
pretation" of action, is achievedwhen a (typical) action-process
springsof humanaction.r2
is "both adequatelygrasped on the level of meaning and at the
same time the interpretation is to some degree causally ade- Weber himself emphasizedthat "verification of subjective inter-
quate." r I The action, that is, must both be interpretedas rational- pretation by comparison with the concretecourse of eventsis, as
ly motivated and be subsumed under a statistical law linking in the case of all hypothesis,indispensable."r3Verification is
occurrencesof a certain situation-say, increasing demand for a here identified with what are assumedto be the basic procedures
good-with the action in question-Say, raising its price. Both for testing hypothesesin physical science-checking against the
parts of the explanationare necessary,in Weber's view, since it is sense-observationof eventsin space-time.Unfortunately, he add-
only understanding the means-end structure of an action that ed, such verification is really only possible in "the few very
makes possible explanation of it as an action, as opposed to specialcasessusceptibleof psychologicalexperimentation"-in
..:;IJIIJI
( - IIVI " AN I) "OBJIC IIVt
IB SOCIAL K NO W TI DG I
cases,that is, when the model of thc motivationof an individual's srrnillrlol tlil'li'r'cnt.Ilrrt by wlutt critcriitarc thcscjudgmcntsof
actioncanbe checkedunderlaboratoryconditions.In mostcases, srrrrillrrity Sinccthc socialcharacterof
irntld il'll'rcrtccto bc ntaclc'l
"there remains only the possibility of comparing the largest pos- rrt'tionlirr Wcbcr consistsin thc subjectivemeaningsattachedto it
sible number of historical or contemporary processeswhich, lry rrrcrnbcrso1'asociety,identificationof socialpracticesseems
while otherwise similar, differ in the one decisive point of their to rcquirc knowledge of the correlation between motivational
relation to the particular motive or factor the role of which is strtrctureand physical behaviorprior to the observationof the
being investigated.' ' 14(An example is provided by Weber's most lrrttcr.But then suchobservationscannotserveto verify interpre-
famous study, in which the difference in outcome of two pre- tutionsof the former. As Peter Winch has put this objection, in
capitalist situationsis explained in part by the presencein one of 'I'ht ldea of a Social Science, "someone who interprets a tribe's
the "Protestant ethic. ") rnagicalrites as a form of misplacedscientificactivity will not be
Aside from the many difficulties inherent in such a method of corrected by statistics about what the members of that tribe are
historical analysis, one can question the very compatibility of likely to do on variouskinds of occasion. ."16
Weber's idea of the empirical verification of subjective interpre- Winch is an interestingcritic of Weber,becausein essencehe is
tation with his conception of the subjective/objectivedistinction. ilttacking Weber on the basis of the latter's own concept of the
A large number of motivational models are compatible with a subjective,althoughit is rephrasedin terms drawn from linguis-
given course of behavior, to begin with. So long as subjective tic philosophy.Social relations, in Winch's view, are structured
interpretation and causal generalizationare treated as two sepa- by shared concepts, which are embodied in and so constitute a
rate, if parallel, modes of explanation, it is hard to see how one language. Language is described, following Wittgenstein, as
can serve as a check on the other. both the expressionof and a condition for a "way of life."
One way out of this difficulty opensif we reject the distinction Languageis a social phenomenonby nature, as meaning depends
Weber makesbetweencausaland rational explanation. If, that is, on language-users' adherenceto rules,which of necessitymust be
we allow that reasonsmay be causesof observablebehavior, the sharedand not idiosyncratic.Languageis thus not only a medium
two forms of explanation could be integrated, and motivational of social life but is paradigmatic of social activity, which is
models could be evaluated by their success in predicting and generally defined by the rules that regulateforms of conduct. For
retrodictingaction.That reasonscanbe construedascauseshas,I this reasonthe nature of knowledge about society "must be very
think, been convincinglyarguedby a number of writers.t5I will different from the nature of knowledge of physical realities."
not go further into this question here, becausethis way out of his The latter is based on the recognition of causal regularities, the
dilemma is not open to Weber. Close though it is to his own former on the understanding of meaning relations. Knowledge
position, he is blocked from reaching it by the conceptualstruc- about society is like knowledge of a language in that one cannot
ture of his subjective/objectivedualism. know a languagewithout knowing the linguistic rules that define
This emergesclearly if we look at Weber's proposedmethod of membership in the social group that speaksit. If we leave mean-
comparative sociology, which involves the comparisonof institu- ing relations out and just describe what we seewhen we observe
tional (and motivational) complexesof different social systems. social life, we will leave out what representssociality par excel-
Such comparison requires the investigator to judge that institu- lence.tT
tions from different systems are the same or different, or that Despitethe difference in terminology, all this is (asWinch says
typical actions taken by members of different social groups are himself) in fundamental agreement with Weber's emphasis on
s o( - t nt K N ()WiIl )(;l 'l; ut llt( lr vl " nNl) "ol] . Jt cllvt " 2l
Understonding
on
postulatesas the task of social sciencethe discovery of intended
meaning-indeed, the intended meaning of the actor. But
30
32 SOCIAI KNO W II t ) G t AN
U N [) II? SIN N I) IN C ; AIITN SOC IETY 33
sociologistwill adrnit to inrposinghis own cultural catcgorics proviclcclby sontcthcorcticaloricntation.In Winch's terms, sci-
"arbitrarily" on the material of his field research. cncc rcquircs categories,and criteria for applyingthem, that go
In fact, if put in these terms the purported contrast of social hcyond observation, in the sensethat they are createdby groups
with natural scienceis at least questionable.While nature (as I of scientists.The workers in the stock market, lacking economic
just said) can't be said to have a point of view, it has been said to theory, are in a bad position to observe their own activity; the
have or constitutean order of its own, to which the community of economist can do so just because he makes use of categories
scientistsmust accomodateits conceptseven while it assimilates different from those of the insiders-categories of economics,
natural phenomena to them by defining "criteria of identity." rather than those of the mode of life that includes working in the
Physics is at any rate no more arbitrary than social sciencecould stock market. But this meansthat he will employ criteria unused
be. So in what way is Winch's argument an argument againstthe by the subjectsof his study; he will impose his own standardsin
possibility of social science,rather than an argument againstbad the analysisof their activity, though certainly (he will claim) not
social science?To put it differently, at what point, as Winch sees arbitrarily.
it, does the problem of projection reveal itself to involve an We can compare this case to that of a linguist's analysis of a
irreducible conflict betweenthe cultural point of view investigat- languagein terms of grammatical rules unelicitable from native
ed and the categoriesof the observing scientific community? It speakers.Despite the view of some linguists that their theories
might seem as though Winch means to rule out analysesof a representnot just theories of languagebut theories of language-
culture that go beyond what membersof it would give in explana- users, explaining what the latter know as opposedto what they
tion of their own behavior.And this would certainly rule out a know how to do, it seemsthat at least we can say that linguists'
great deal of what passesfor social science.In general,as Fritz knowledge of a language is different from a native speaker's,
Machlup has pointed out, participantsin a culture, even while employing as it does theoretical conceptsunknown to the native.
they may (and indeedmust) know the rules and criteria regulating Winch's views need not be taken to be in fundamental conflict
social behavior in that culture, may have only a very vaguenotion with such a point of view. Indeed, in his eyes,
of how the parts of social life in which they participate fit togeth-
er. Machlup offers the example of a Martian anthropologist- thetestof whethera man'sactionsaretheapplicationof a rule
perhapsa colleagueof Maclntyre's Martian-who observesthe is not whetherhecanformulntett but whetherit makessenseto
stock market and interviews its denizens. distinguishbetweena right anda wrongway of doingthingstn
connectionwith what he does.Whenthat makessense'thenit
Sinceprobably999 out of 1000personsworking on the stock must also makesenseto say that he is applyinga criterionin
marketdo not really know what it doesandhow it doesit, the what he doeseventhoughhe doesnot, and perhapscannot,
mostdiligent observer-plus-interviewerwould remainlargely formulatethat criterion.6
ignorant.Alas, economicscannotbe learnedeitherby watch-
ing or by interviewingthe peopleengagedin economicactivi- A closer look discovers difficulties in this formulation. It
ties. It takesa gooddealoftheorizingbeforeonecangraspthe seems odd to say that someone is applying a criterion that he
complexinterrelations in an economicsystem.s cannot formulate. As with the linguistic example, it seemsto me
more natural to speakof such a criterion as a feature of the theory
This expressesin other words a point made in the previous or description of the man's behavior,rather than of his knowledge
chapter,that observation is meaninglessexcept within categories of or obedienceto a rule. And in any caseWinch's formulation of
34 :;(X-IAI KNO W II I X; I
UNDTI?SINNI)ING
AN ALIEN SOCIETY
thc criterionfur thc uscol'"critcrion" thrcatcnshis own clistinc- Winch cliscusscs is Parcto'sanalysisof Christianbaptismas a
tion betweenthe researcher'scriteria of identity and thoseof the spccialcaseof the allegedlytrans-culturalphenomenonof cleans-
object of study. To say that what is important is "whether it ing rituals. Pareto'sidea is that this phenomenonis found in some
makes sense" to formulate a criterion leavesopen the question, lirrm in all cultures;the variouscharacteristicsand explanations
to whom it must make sense,especiallyin the case where the of the ritual in different cultures being derivations from it, ab-
actor himself "cannot formulate the criterion." straction from which revealsthe essential,sharedcore (hence
winch's discussionof social rules, in fact, slidesin a superfi- "residue"). Christians share with members of other cultures a
cial way over the fact, acommonplacefor ethnographers,that (in practice of ritual cleansing; what differ between them are the
Malinowski's words) informants produce "at best that lifeless specific featuresof the practice and the reasoningsexplaining the
body of laws, regulations,morals, and conventionalitieswhich efficacy of these various features.
ought to be obeyed,but in reality are often evaded."7The rules Now, says Winch, "a Christian would strenuouslydeny that
discerned by the investigatormay therefore be quite different the baptismal rites of his faith were really the samein characteras
from thosewhich may be elicited from an informant. As a result, the acts of a pagan sprinkiing lustral water or letting sacrificial
winch's test of when someoneis following a rule permits ethno- blood. Pareto, in maintaining the contrary, is inadvertently re-
graphersto formulate rules that contradictrules the nativesstud- moving from his subject-matterpreciselythat which gives them
ied would formulate. It is possible, however,to state Winch's sociologicalinterest:namelytheir internalconnectionwith a way
criteria for non-projective social description in a way which of living. "e It is what differentiatesthe two ritualsthat givesthem
avoidsthis problem. what is essentialis not that all the categories sociologicalinterest,that gives them, that is, the meaningsthey
employed by the outside researcherbe given in the culture he have for the members of the cultures concerned: for the connec-
studies,but that they do not contradictthe classifications(not the tion of this element with the remainderof their ways of life is
rules) of social activity basic to the culture. In Winch's words. articulated exactly through the differer:ces. To identify elements
from different cultures is to commit the root error exemplified by
althoughthe reflectivestudentof society,or of a particular
Weber's behavioristic description of monetary exchange (see
modeof sociallife, mayfind it necessary to useconcepts which Chapter 2, above). There the descriptionof behavior,divorced
arenot takenfrom theformsof activitywhichhe is investigat-
from the intended meaningsof the actors, lost all senseas social
ing, but which are takenrather from the contextof his own
investigation, description; here the sensegiven is a concoction by the social
still thesetechnicalconceprsof his will implya
previousunderstanding of thoseother conceptswhich belong theorist rather than a representationof the actual social meaning
to the activitiesunderconsideration.s involved. In Winch's words.
what kinds of social studiesare unacceptableunder winch's ideascannotbetorn outof theircontextin thatway: therelation
rule? Most clearly, it rules out certain kinds of cross-cultural betweenideaand contextis an internal one. The ideagetsits
comparison of institutions and practices. winch develops his sensefrom the role it playsin the system.It is nonsensical
to
takeseveralsystemsof ideas,find anelementin eachwhichcan
argument to this point in the context of a critique (already noted)
be expressedin the sameverbalform, andthen claim to have
of Pareto's theory of "residues" (psychologicallydetermined
discoveredan ideawhich is commonto all the svstems.ro
constantsof human behavior)and "derivations" (ideologiesand
institutionsin which the residuesare fleshedout). The example
Paretois no straw man here. It is worth rememberinsthat E.E.
:;(X INI KNO W II I X, I I,IN I) II? SIN N I) INN
GN AIITN SOC IEIY 37
Evans-Pritchard, in his attack rcductivcthc.rics ol'rclisi'n. thi s proccss social scicncc inr poscs it s own cr it cr ia on cult ur al
citesParetoapprovinglyas one 'n who indicatedan importantd'irec- phcnonrcna. As Harris puts it, in his scientific tough-guy way,
tion for analysisand research:"in spiteof the superficialityand
vulgarity and the confusion of his thoughts, pareto saw the prob- I cannot agree . . . that our etic conceptual resourcesfor the
lem correctly."rt 1O take a modern example,Jack Goody, who study of the behavior stream are dependentupon emic studies.
has expendedmuch effort in demonstrating errors of projection The etic concepts appropriate for the study of the behavior
committed by anthropologists imposing their categories on the stream are dependenton their statusas predictive elementsin a
people they study,nonethelessdescribesthe "experimental corpus of scientific theories.r6
meth-
od" of anthropology as "comparing, not social systemsor soci-
eties or cultures as such, but specified variables under different The very voice of the Anti-Winch! For Winch, to adopt such a
social conditions . ."12 Such comparison,of course, requires perspectiveis to give up all hope of understandingsocial institu-
abstractionof the "variables" from their social contexts, and tions or practices,to dignify the error of projectionwith the name
identification of them between systems. And Marx certainly of science. Gift exchangeand monetary exchangemay have in
seemsto fall, as winch sayshe does,into the sameclassas pareto common the mutual transfer of objects between persons. But to
with respectto winch's critique, given the seemingsimilarity treat them as in essenceidentical, as Mauss did in his celebrated
of
the conceptof "derivation" to Marx's conceptof .:ideology.-,,r: essayon The Gift, ignoring the sensegiven to money by its place
Winch's argumentis in fact, as he wishesit to be, an attackon in the whole system of generalizedcommodity production, is to
the sociological and anthropological tradition as a whole. The commit in theory an error of the magnitude of that committed in
claim of the social sciences has always been that one can go practiceby the Indians who, without knowing it, sold the island
beyond ethnologicaldescription to the formulation of generaliza- of Manhattan.
tions applying acrosscultures, yielding knowledge fundamental- Cultural elements can only be understood as rule-governed
ly different from that possessedby cultural insiders. It is a com- behavior,and the rules exist only as statedin terms of the concepts
monplacethat anthropologyis "a comparativediscipline,', both ofthe particularculture concerned.To abstractfrom the specific-
because"by conventionand establishedtradition of doing field- ity of theseconceptsis therefore to render cultural interpretation
work in a culture other than one's own, the anthropologisiuses impossible. It follows that interpretation is possible only from
a
comparative framework in his study" and becauseanthropologi- within a culture, for rule-governed action can only be described
cal theorizing has always, "with very few exceptions," invorved and explainedin terms of the relevantrules. "'IJnderstanding,"'
"intercultural or cross-culturalexplicit comparison."ra in social study, Winch says explicitly, "is grasping the point or
Even in
questioningthe results of the anthropologists'searchfor meaning of what is being done or said."17 So that
cross-
cultural regularities, Evans-pritchard identified this searchas the
only path to a possible social sciencecomparable to the physical If we aregoingto comparethesocialstudentto an engineer.we
sciences,concluding, "my scepticismdoesnot mean that I think shalldo betterto comparehim to anapprenticeengineerwho is
that we should cease to look for such regularities as can be studyingwhat engineering-thatis, the activity of engineer-
ing-is all about.His understanding of socialphenomena is
establishedby various forms of the comparativemethod.',rs
more like the engineer'sunderstanding of his colleagues'ac-
It is obvious that some form of transculturalconceptformation
tivitiesthanit is like the engineer's
understanding of the me-
is essentialto the project of a general science of society. and in chanicalsystemswhich he studies.r8
1X)(.tn I K NO W {|t ) ( . t U N t) TI? SIAN D INAN
G AL IENSOC IETY 39
Socialunderstanding, cultural intcrprctation,is, thcn, lar I'rorrt tions" (althoughhc addsthat "thcir judgementsare neverabso-
science,it is, for Winch, a species
of Wittgensteinian philosophy: lutc''1.zt t
exploring the "grammar" of a culture, it aims not to discover But Evans-Pritchard himself has acknowledged, as Winch
new "facts" but to "leave everythingas it is." points out, that the scientificthinking of Europeansjust as much
It will be instructiveto compareWinch's position, as he him- as the "mystical" thinking of the Azande represents"patterns of
self hasdone. with that of Evans-Pritchard. In his book on Witch- thought provided for us by the societiesin which we live."2r
craft, Oracles, and Magic Among the Azande the anthropologist According to Winch, it is such patterns of thought that define
comes to ask, what is real and what is unreal. Sincethesepatternsare represent-
ed by langu&ge, "we could not in fact distinguish the real from
the unreal without understandingthe way this distinction operates
In writingaboutthebeliefsof primitivepeoplesdoesit matter
one way or the other whetherone accordsthem validity or in the language." However,Winch holds, it is just on failing to do
regardsthem as fallacious?Take witchcraft again. Does it this that Evans-Pritchard'sargumentdepends.The anthropolo-
makeany differencewhetherone believesin it or not, or can gist wants
onejust describehow a peoplewho believein it, thinkandact
aboutit, andhow thebeliefaffectsrelationsbetweenpersons? I to work with a conceptionof realitywhichis not determinedby
think it doesmakea difference.for if one doesnot think that its actualusein language.He wantssomethingagainstwhich
thepsychicassumptions on whichwitchcraft-beliefsarebased thatuseitselfcanbe appraised.But this is not possible;andno
are tenable.one has to accountfor what is commonsenseto morepossiblein thecaseof scientificdiscoursethanit is in any
othersbut is incomprehensibleto oneself.re other.We may ask whethera particularscientifichypothesis
agreeswith reality and test this by observationand experi-
ment. . But the generalnatureof the datarevealedby the
If one believesthereare witches,then a setof ideasaboutwitches experimentcanonly be specifiedin termsof criteriabuilt into
and how to ward off the effectsof their evil powers will call for no the methodsof experimentemployedandthese,in turn, make
particularexplanationbeyondnormal perspicuity.If one doesnot senseonly to someonewholly conversantwith the kind of
share this belief, one will be moved to ask how others come to scientificactivitywithin which theyare employed.22
have it. What are the phenomenathat give rise to this beliefl
Answeringthis questionwill involve thinking aboutwitchcraft in The excellenceof Evans-Pritchard'sethnologyof the Azande
a way quite different from that of the native believers. It may be has made this a standard case in the philosophy of the social
placedinto a transculturalclassificationof socialpracticeswhich sciences;I interrupt the discussion,therefore, for a brief sum-
would seem shockingor absurd to its practitioners.For Evans- mary of his findings. The Azande are (to use the ethnographic
Pritchard,for instance,the belief in witchcraft he studiedamong present) a people of the Sudan. Their lives are pervaded by
the Azande was an example of "ritual" behavior, which he de- interrelated notions of witchcraft and magic. Although Evans-
fined as "behavior accountedfor by mystical notions"-that is, Pritchardcalls their beliefs "mystical" in his sense,Zandedo not
by notions ascribing to phenomenaproperties that they do not experiencethe phenomenaof witchcraft as unnatural, awe-inspir-
have and that cannot be defendedfrom the point ofview of "our ing, or mystical in our usual sense of that word. Rather they
body of scientific knowledge and logic. " The latter are "the sole experience the activities of witches as a normal part of every-
arbitersof what are mvstical. common sense.and scientific no- day life, as natural (although ill-understood) in their mode of
SOCtnt KNOWIil)(,t
U N I) tR SIAN I) IN GAN AL IENSOC IETY 4 'I
culture studied. "zandc notionsol'witchcrafi," Winch p.ints pl y thc r r r issinglink. 'l'hc Zandc knows t hat t he suppor t swer e
out-in complete accordancewith Evans-pritchard-"clo not unclernrincdby termites and that pcople were sitting beneath
constitutea theoreticalsystemin terms of which the Azandctry to the granary in order to escapethe heatand glare ofthe sun. But
get a quasi-scientificunderstanding of the world."27 Therefore. he knows besideswhy thesetwo eventsoccurred at a precisely
the attemptto construethem as suchis a mistake.But it is only in similar moment in time and space.It was due to the action of
the context of such an attempt that it makes sense to discuss w i tchcr af t . 3r
whetheror not witchcraft is real-for-Englishmen,or whetherit is
true-for-Englishmenthat there are witches. To compare ..real- Similarly,
for-Azande" and "real-for-Englishmen" is to assume that
"real" itself meansthe samein both contexts.But this we shall not understandZande magic, and the differences be-
is exactly
what winch wishesto deny; sincein his view "to give an account tween ritual behavior and empirical behavior in the lives of
of the meaningof a word is to describehow it is used"28and it is Azande, unless we realize that its main purpose is to combat
irnpossible"to work with a conceptionof reality which is not other mystical powers rather than to produce changesfavorable
determinedby its actual use in language."2eHere we see that to man in the objective world.32
cultural relativismis leadingto what we may call the incommen-
surability of languages:the view that there is simply no way in The point of magic, that is, is at least in part to influence the
which an assertion in zande about the reality of witches .un b" experiencedcourseof events; but ' 'experience'' here includesthe
compared,with respectto truth-value,with an assertionin Ens_ experienceof eventsas involving mystical phenomena.Indeed,
lish about the reality of witches. such phenomenaare part (to make a Winchian comment) of the
To go into more detail, it's not so much that the Azandehave a "objective" world of the Azande. The method of magic is not to
different explanation than we do for some class of phenomena, affect the course of nature directly but to affect other mystical
but that they try to explain a classof phenomenathat we don't powers that are affecting nature.
recognizeto exist. Thus, Evans-pritchardtells us, What this revealsis that the Azande themselvesmake a distinc-
zande belief in witchcraftin no way contradictsempirical tion betweenritual and empirical action. They do not use Evans-
knowledgeof causeandeffect.The world knownto theienses Pritchard's terms for this distinction, but they do distinguish
is just as real to themas it is to us.30 between the categories distinguished by those terms: "Azande
undoubtedly perceive a difference betweenwhat we consider the
Mystical causationis not invoked as a substitutefor natural cau-
working of nature on the one hand and the workings of magic and
sation, but as a supplementto it. If, for example, termites eat
ghostsand witchcraft on the other hand, though in the absenceof
away the wood posts of a granary so that it collapses and kills
a formulated doctrine of natural law they do not, and cannot,
people sitting beneathit, the only relationship we iecognize be-
expressthe difference as we expressit."33 They speak, for in-
tween the fact that the building collapsed and the fact that these
stance, of witchcraft as the "second spear" in an event, on the
people were sitting beneathit is the accidentalcoincidenceof
two analogyof the secondspearthat may be thrown in the killing of an
space-timepaths at that place and moment.
animal. "Hence if a man is killed by an elephantAzande say that
We have no explanationof why the two chainsof causation the elephant is the first spear and that witchcraft is the second
intersected
at a certaintime and in a certainplace,for thereis spear and that togetherthey killed the man."3a
no interdependence betweenthem.Zandephilosophycansup_ All this leavesus with the problem of understandingtheZande
44 SO(_t^t KN()WII t)(:,t U N I) tI? SIAN I) IN (AN
; AL IEN SOC IEIY 45
asscrtion,"Thcrc arc witchcs." whcn Evans-pritchard tclls us thcrrr.I hlcl no choice. ln nry own culture . . . I rejected,and
that "witches, as the Azande conceivethem, clearly cann.t cx- rc.ject,Zande notionsof witchcraft. ln their culture . . I ac-
ist," the subordinateclauseembodiesa claim to be contradicting ceptedthem; in a kind of way, I believedthem. Azande were
rhe zande assertion. And yet one sentenceaffirms the existence talking about witchcraft daily, both among themselvesand to
of witches from within the mysticar world-view, while the other is me; any communicationwas well-nigh impossibleunlessone
obviously rejecting the existenceof witches from the stanceof a took witchcraft for sranted.36
scientificallyminded Englishman.Since the Azande themselves
distinguish between empirical and mystical categories, Evans- This is closeto Winch's "idea that the conceptsusedby primi-
Pritchard's view seemsillegitimate. perhapsa more proper state- tive peoples can only be interpreted in the context of the way of
ment would be somethingon the order of "witches cannotbe said life of those peoples."37 This statementtaken by itself, however,
to exist in the same way as that in which we say that chairs and is ambiguous. If taken to mean that analysisof a foreign culture
electronsexist." As winch makes this point, with respect to involvesstatingthe meaningsof that culture's conceptsin terms
statementsaffirming the existenceof the God of the old resta- of their relationshipsto other portions of the culture, few would
ment, what the reality of God amountsto disagree. On the other hand, "interpretation" in this context
generally involves some notion of communicationbetweencul-
can only be seenfrom the religioustraditionin which the tures; it requiresthe idea of translation, the forging of a systemof
conceptof God is used,andthis useis very unlikethe useof equivalencesbetween the concepts of one culture and those of
scientificconcepts.. . . The point is that it is within the reli- another. And this activity of translation is carried out by the
gioususeof language thattheconception of God'srealityhas anthropologist, on the basis of his cultural system. For this rea-
its place,though,I repeat,this doesnot meanthat it is at the son, translationis exactlywhat the Winchian is not interestedin.
mercyof whatanyonecaresto say;if this wereso, God would As Winch's position is expressedby Sara Ruddick,
haveno reality.35
Understanding ratherthantranslation is in question. . pre-
Thus one might say,the Azandeand we agree,more or less,on dictingandtranslating arenottantamount the
to understanding
how to think about the class of phenomenawe call the realm of sensethey [the membersof the alienculture] seein what they
empirical causation.In addition, the Azande treat of a realm of are doing. . . . Rather,as we realizein trying to understand
phenomenawhose existencewe do not recognize. To say this is others'or our own societies,making senseis a prolonged
not to saythat thesephenomenadon't exist, but to say that claims attemptto seethe realities"shown" in theconceptsof others,
or denialsof their existenceare madein terms of categorieswhich i.e., to be ablenot only to saywhat they say,but to meanwhat
they mean.38
we do not use.For an English anthropologistto say,i'witches do
not exist" is for him to say that the system of conceptsin which
"witch" has a central part plays no role in his culture. This is relatedto Winch's view of reality as revealeddifferently
This is
expressedvery well by Evans-pritchard himself: in or through different cultural concept-systems;the attempt to
establishequivalencesbetween cultures is both an attempt to do
I have often been asked whether,when I was among the something impossible and a waste of the opportunity to expand
Azande,I got to accepttheir ideasaboutwitchcraft.This is a our experienceof the world. Thus, accordingto Winch, in study-
difficult questionto answer.I supposeyou can sayI accepted ing a culture S we are ideally "seeking a way of looking at things
SOCIAI KN O W TI I ) G I
UNI ) I RSI NNDI NG
AN ATI ENSO CI EI Y 47
which goes beyondour prcvious way in that it has in sontc way l )rl rycf sol'suppliclt ionin t hc p<lsit ivcat t it udet o cont ingencies
takenaccountof and incorporatedthe other way that nrembersol' which thcy cxpress. What I do suggestis that they are alike
s have of looking at things. Seriouslyto studyanotherway of life in that they do, or may, express an attitude to contingen-
is necessarilyto seek to extend our own-not simply to bring the cies; one, that is, which expressesrecognitionthat one's life is
other way within the already existing boundaries of our own, subject to contingencies, rather than an attempt to control
becausethe point about the latter in their present form, is that these.a2
they ex hypothesiexclude that other."3e rhus it is not thatzande
conceptsshould be interpretedto match the distinctions we make. It is ironic that Winch's argumenthas brought him here to do
Rather, "since it is we who want to understandthe zande cate- exactly what, in his book, he attackedPareto for doing, when the
gory, it appearsthat the onus is on us to extendour understanding Italian sociologistidentified Christian baptism with Near-East-
so as to make room for the zande category,rather than to insist on ern blood sacrifice.No evidenceis given that the Azande would
seeing it in terms of our own ready-madedistinction between accept the identification of their magic with Christian prayer,
scienceand non-science. "4o even in the limited senseof Winch's comparison.And in fact,
While this may be only polite, it is difficult to see how our Evans-Pritchard'sbook shows clearly that the Azande regard
categoriescan be expandedin this way, if winch's conceptionof magic as an attempt to control contingency.Checks for witchcraft
a culture is correct. Either we are dealingwith two systems,each are carried out before any major decisionsare made or plans
with its own criteria of rationality and truth, of which the ele- executed.Illness is combattedby confrontationof the witch re-
mentsare meaninglesswhen dissociatedfrom the whole. or else sponsibleand by magical healing.
it is possibleto build conceptualbridges betweenelementsof the Indeed, Winch ends up giving a standardanthropological-so-
systems,for us to understandaZande category.But suchbridges ciological explanationof ritual as a ' 'form of expression,'' or of
go in both directions: if we can stretchour categoriesto meel a "drama," as "ways of dealing (symbolically) with misfor-
zande concept, the latter hasipsofaclo been brought into congru- tunes"a3This is certainlynot how the Azandethemselvesthink of
ence with our ways of thought. ..I do not want to say." Winch their behavior; it is as much to put an interpretationdrawn from
writes, our own culture on theirsas is the evaluationof witchcraftbeliefs
from the standpointof natural science.
that we are quite powerlessto find ways of thinking in our Winch hasa retort availableto this argument.Any comparison
societythatwill helpus to seethe zandeinstitutionin a clearer betweenculturesmust of courseinvolve referenceto somecom-
light.I onlythinkthatthedirectionin whichwe shouldlook is mon element.As we have seen,Winch rejectsthe possibility of
quitedifferentfrom what [thoseI am criticizing]suggest.ar the direct identification of elementsof two different cultural
systems.Comparison is possible, however, from this point of
Evans-PritchardevaluatesAzande magic as a semi-scientificpro- view, on the basisof somea priori-determinableset of "prime"
cedure.But this is a mistake,sayswinch. compared to science,it conceptsapplyingto all societies.Theseconceptscannot,by the
is irrational, but only becausethis is the wrong dimension for argumentsdiscussedin the earlier part of this chapter,be discov-
comparison.Instead,zande practiceshouldbe put on the dimen- ered empirically (since any empirical comparisonpresupposes
sion of religion, andzande ritual compared to christian prayer. commensurabilityof elementsfrom different cultures)but can be
discoveredthroughphilosophicalanalysis.Suchanalysis,Winch
I do not say that Zandemagicalrites are at all like Christian claims. shows that
S O CI A IK N OWID
I Gt N N AL IENSOC IETY
U N t) tI? SIN N D IN G
thc very concepti.n o1'hunranlil'c revcalsccrtain lunrlar'cntal []vans-Pritchard'saccount makes it clear that for the Azande
not ions . . . w h i c h ... i n a s e n s e d e ternti nc thc ..ethi cal "There are witches" expressesnot just a moral or religious
space" within which the possibilitiesof good and evil in human conception but also identifies certain persons as causal agents
life can be exercised.. . : birth, death, and sexual rela_ involved in certain unpleasantevents.47
tions. . . The specific forms which these conceptstake, the
It seems,then, as though Winch's effort to find a standpoint
particular institutionsin which they are expressed,vary very
outside of any culture, that would provide common terms of
considerably from one society to another; but their central
reference for the comparison of cultures, must be adjudged a
positionwithin a society'sinstitutionsis and must be a constant
factor. aa
failure. Morality and religion, along with birth, death, and sex,
must be cast into the same wildernessof cultural relativism as
rationality and truth. Indeed, how could it be otherwise?If con-
It is hard to avoid seeingin this ideaa closerelativeof pareto's cepts are defined by their role in cultural systemsof concepts,
residuesand derivations.All that distinguishesthem in principle how could there be a trans-culturally valid cultural analysis?We
is the claim of a priori knowledge, deriveclfrom ,.conceptual are thus squarelyfaced, as a consequence of Winch's relativism,
analysis." But can this claim of Winch's be supported?_even with an inescapableincommensurabilityof cultures.
apart from generaldifficulties with the ideasof a priori congni-
tion and conceptual analysis. perhaps birth, copulation, and
death are central concerns for all social systems, or even are
bound to be. This can hardly be considered"conceptuallyneces-
sary," however;one can easilyimaginea culture in which birth,
for example,is not particularly signalized.In any case, the no_
tions of birth, sex, and death don't seem to be the same for all
cultures.a5Similarly, when Winch speaksof ..the very concep_
tion of human life" he begs the question, whose conception?
What his argumentactuallyestablishesis that he, Winch, is able
to understandAzande witchcraft and magic by interpreting these
practicesand the conceptionsthey invoke as versionsof his very
different concepts of prayer, good and evil, and human life in
general.It is almostanticlimacticto point out that in doing this he
has totally departed from the sensethat the Azande seem to sive
their own conceptions, since what seems to characterize ttese
beliefs is an integration of ethical with empirical-manipulative
practices; so that witchcraft is for them a matter both of physical
action and of moral significance.a6winch objects to E'ans-prit-
chard's characterizationof Azande witch-talk as bad science,by
sayingthat it's not sciencebut religion, or ..ideasof good, evil,
and the meaning of life." But this separation of the relig_
ious/moral sphere from the scientific is quite ethnocentric.
AN D EXPL AN AIION
U N t) tI? SIN N I) IN G 5I
50
1;O(_lnt KNOWTil)Gl AN t) L XPL AN AIION
U N I) II? SIN N I) IN G
to can only bc sccn liont thc rcligious tradition in wlrich thc vicws arc incornrncnsurablc! It seemcd(pp.44-a5 above)that the
concept of God is used, and this use is very unlikc the usc of anthropologistwas stuck in the positionof believingin witchcraft
scientific concepts, say of theoretical entities."T Truth, along among the Azande, disbelieving it back in England, and striving
with rationality, is relative not to an individual's thought but to not to let his two personaemingle and engage in cross-cultural
the universeof discourse"in terms of which an intelligible con- conversation.But when we spell out Winch's view, we seethat, if
ception of reality and clear ways of deciding which beliefs are and such a situation could occur, the anthropologist could not be
are not in agreementwith this reality can be discerned."s There- aware of it, but would be condemnedto the existenceof a cultural
fore, sciencecannotdisprove witchcraft beliefs, although a scien- Dr Jekyll and Mr Hyde. For it follows from the incommensura-
tific rvorld-view can displaceone in which witchcraft has a place, bility of cultural systemsthat translation is not only insufficient
just as in Evans-Pritchard's own experience the language of
but impossible.There is simply no way for the anthropologistto
witchcraft in certain contextsdisplacedhis scientific world-view. saymeaningfully,"The systemof conceptsin which 'witch' hasa
Despite Feyerabend's claim that such an extreme epistemo- centralpart plays no role in my culture." This is becausethere is
logical relativism constitutes an "anarchist" theory of knowl- no way for the Englishman to know the meaning of the Zande
edge,to me the conservativeimplicationslinking the view that (in words conventionally translated by "witch"-boro (ira)
Feyerabend'sphrase)"anything goes" to the "mainstream" so- mangu-as the rules of application of these words in Zande are
cial sciencewinch wishesto criticize are evident.Like parsonian quite different (on Winch's analysis)from those of "witch" in
sociology,Winch's view doesnot lend itself to the explanationof English. Living in a scientific culture, we cannot even use the
change,either in ideasor in social reality, and containsan implicit word "witch" as the inhabitantsof Salem, Massachusettsused it
justification of any social dogma in terms of the standardsof truth
in the seventeenthcentury. There is no way in which we can say
and rationality set by the relevant mode of life. perhaps this in that the women executedthere for witchcraft were not guilty-
part explains the popularity of Kuhn's earlier work, along with
and furthermore no way in which we can say that they were. We
Feyerabend's,among political and social theorists, including can only say that in Salemat that time it was appropriateto usethe
some writers who claim descentfrom the Marxist tradition. Such words "witch" and "guilty" in the samesentence;but we can't
views, I believe, indicatethe abandonmentof an earlier concep- say what these words mean.
tion of human rationality as having the capacity to understandthe This is the difficulty we encounteredin Winch's self-contra-
world, including the problems and needsof human beings, and to dictory attempt to extend the boundaries of one way of life to
reshapethe social as well as the natural world the better to meet encompassanother.Since (in Winch's words) "the point about"
those needs. our boundaries "is that they ex hypothesi exclude that other,"
To say this is not to say that relativism is wrong. But a sign that there is no way to know how to extendthem or even what such an
something is wrong with it is the fact that relativism is a member extensioncould mean. It is for this reasonthat Winch is forced at
of that classof principles, of which the best-knownmember is the that stageof his argument to appealto a trans-culturala priori, the
verification theory of meaningfulness,whosebeing true is incom- set of "prime concepts" or "fundamental notions" of human
patible with their being affirmed to be so. If the English can'r life. As we saw, however,this move is illegitimate. It dependson
understandthe Azande, there is no way for Winch to grasp that a non-relativist understanding of "the very concept of human
the Azande have a different or any view of reality, and therefore life" or the "notions" of birth, death, and sexualrelations.
no way for him to argue that the scientific and the magical world- The double bind that Winch has createdfor himself is actually
SOCIAI K NO W I I . I ) G I U N t) II? SIN N I) IN ( AN
; I) TXPL AN AIION
visible in the statcmentof his rclativisticaccountol'truth itscll'. ity" and "sub-jcctivity",which arc only restatedin the alterna-
"What is real and what is unreal shows itself in thc senscthat tivcs ofa transcendentally establishedscienceand rationality,on
languagehas," he says.eBut what is this "real" that.,shows the one hand, and relativism, on the other. Since it is the pair of
itself" in language?This way of speaking,which implies a reality alternativesthat is the problem, neitherprovidesa solution. For
an sich, independentof language,which as it were functions as a this reason,Winch's inconsistency,in trying to provide an inter-
form of appearancefor some "real" content, is incompatible pretationof Azande witchcraft in terms of elementsof his, Eng-
with Winch's view that "the distinction betweenthe real and the lish culture, is understandable. It is lesshis inconsistencythan the
unreal and the concept of agreementwith reality themselvesbe- principle he violates with it that is at fault. For if he were correct,
long to" a given language.t0As Winch himself recognizes,..the and the radical gulf betweencultures (as betweenthe mental and
idea that men's ideas and beliefs must be checkableby reference physical pictures of the world) were so radical as to render them
to somethingindependent-somereality-is an importantone. To unintelligibleexceptto insiders,then all communicationbetween
abandon it is to plunge straight into an extreme protagorean cultures would be impossibleor else miraculous.And, difficult
relativism, with all the paradoxesthat involves." r r Thereforehe and laden with misunderstandingthough it is, such communica-
wantsto insistboth that, within (e.g.) a religiouslanguagegame, tion is clearly a reality. We are as justified in asking how, not
"God's reality is certainlyindependentof what any man may care whether,anthropologicalknowledge is possibleas Kant was in
to think" and that "what that reality amountsto can only be seen asking how natural scienceis possible. Winch himself knows
from the religious tradition in which the concept of God is perfectly well that it is possible to grasp a good deal of the
used . . ."t2It is evidentthat the victory over protagoreanpara- workings of an alien culture, and this is why he tries to find
dox is only apparent:while the individual possesses in his tradi- parallelsin his own societyto make senseof that of the Azande.
tion a standardof truth, he has no standardto judge the tradition Where hasWinch gone wrong? One sourceof the problem can
itself. With respect to his religion, as opposedto a particular be locatedin a certainpoverty of his categoriesfor the analysisof
religious perception,he is still in the position of Wittgenstein's cultural systems.Winch shareswith radically relativist sociolo-
private language-speaker, who buys severalcopiesof the morning gists of knowledgea tendencyto speakof "thought", "action",
paper to assurehimself that what it says is true.r3 "ideas", "language", in a fairly undifferentiatedway. This, for
Winch arguesthat there is no culturally neutralnotion of truth instance,allows Barry Barnesto speakof scienceas just one of
or rationality: that is the only conclusion consistentwith his numerous"belief systems." As G. Bardenhas shown, however,
premises,despite the attempt to avoid their relativistic conse- even Evans-Pritchard'saccount involves a more complex and
quences.Sciencein particular, he claims, can lay no claim to subtledifferentiationof the conceptsof "thought" and "cultural
objectivity but is as much a matter of cultural subjectivity as system" than this allows for, suggestingthat the analysis of
witchcraft. But what, then, is the statusof thesestatements-of cultural categoriesshould lead us to speak "not generally about
Winch's philosophy?Winch offers no reason why we should mentalitiesbut about specificcongeriesof viewpoints,interests,
accepthis implicit claim that philosophy,alone among modesof and patternsof experience."ra Thus, it is not only that (in Evans-
thought, is not culturally relative, and that philosophersare more Pritchard's words) "theZande notion of witchcraft is incompati-
equippedthan sociologistsor anthropologiststo win true knowl- ble with our ways of thought," but also that
edge of social life.
their intellectualconceptsof it are weakand they know better
Winch remains trapped within the alternativesof ,,obiectiv- what to do when attackedby it than how to explainit. Their
S O ( - IN IKN O WIIX
I .I u N l ) i l ? sl n N l ) l N G n N t) txPL AN Al to N 57
rcsponseis action and not analysis.Thcrc is tttl olabtlratcltttd rlescription ol' thc 'LanJc attitudc to witchcralt quoted on the
consistentrepresentationof witchcraft that will accountin de- prcviouspagc fits, for instance,the attitude of most cooks, who
tail for its workings . . . The Zande actualizesthese beliel.s are unable to account for their procedures and recipes in any
rather than intellectualizesthem, and their tenetsare expressed systematictheoretical way. Another example is American patrio-
in socially controlled behavior rather than in doctrines. Hence
tism; while many Americansthink of themselvesas "patriotic",
the difficulty of discussing the subject of witchcraft with
a conceptionexpressedin a setofpracticesand attitudes,they are
Azande, for their ideas are imprisoned in action and cannot be
unableifasked to give a coherentaccountofthis conceptionin the
cited to explain andjustify action.r5
context of their social activity as a whole. As Evans-Pritchard
puts it in a different context, "It is not so much a question of
This is shown by the many casesEvans-Pritchard mentions ln primitive versuscivilized mentality [he is criticizing Levy-Bruhll
which Azande are totally undisturbed by contradictory elements
as the relation of two types of thought to each other in any
in the doctrine of witchcraft. " Azandedo not perceivethe contra- . a problem of levels of thought and experience."re
society,
diction as we perceive it becausethey have no theoretical interest We have discussedthis distinction earlier in this book, in the
in the subject, and those situationsin which they expresstheir form of the sort of sociological concept-formationof which
beliefs in witchcraft do not force the problem upon them. Winch approves.The contrastbetweentheoreticaleconomicsand
Azande are interested solely in the dynamics of witchcraft in the conception of their own activity that workers in the stock
particularsituations."16As Bardendevelopsthis,
market may have is anothercaseof the distinction I have been
drawing here between common senseand theoretical thinking
Azandefail to perceivea contradictionwhichspringsat onceto
about social life. In formulating the principles of Zande witch-
themind of thealienEuropeaninterpreternot because theyare
craft and magic, Evans-Pritchardwas playing the role of the
deficientin logic but becausethey haveno theoreticalinterest
in the subject;they do not work out the implicationsof a Martian investigator,in his words,
positionbecause their interestis in actionnot in theory.rT
I hope I am not expectedto point out that the Zandecannot
analyzehis doctrinesasI havedonefor him. It is no usesaying
In this way Evans-Pritcharddistinguishesbetweentheory, logi-
to aZande,"Now tell me whatyou Azandethinkaboutwitch-
cally organized thinking that seeksto compare and systematize
craft" because the subjectis too generaland indeterminate,
different views or aspectsof a subject-matter,and unsystematic bothtoo vagueandtoo immense,to bedescribedconcisely. But
thinking, which is tied to specificsituationsand actions,and does it is possibleto extractthe principlesof their thoughtfrom
not seek for generalization or systematizat-ion. dozensof situations in which witchcraftis calleduponto ex-
As Barden points out, witchcraft doctrine, though classifiedby plain happenings and from dozensof othersituationsin which
Evans-Pritchardas "mystical," becauseof its (in his eyes)false- failureis attributedto someothercause.20
hood, falls for the Azande under the heading of "common sense"
thinking which, in contrast to science'sdependenceon experi- Here, it is to be noticed, Evans-Pritchardhas not oversteppedthe
ment and logic "uses experienceand rules of thumb."r8 If we boundsof legitimacy set by Winch for social analysis.But once
abstractfor the moment from the question of truth and falsity, we the variouspiecesof the witchcraft conceptionhave been assem-
can seethat witchcraft sharesthis feature with non-mystical com- bled into a system, even if the categoriesof this systemare, in
mon sense,both among the Azande and in our own culture. The accordancewith Winch's criterion, logically relatedto the cate-
58 SOCIAT KNO W TI I ) G I U N I) II]SIAN I) IN GN N D TXPL AN AIION 59
sciencehas made possiblean expansionol' hunranbcings' con- (ctc.). . Al leastsonrcof the bcliel.sand concepts in the
scious interaction with nature, thanks to its ability to provide systell)arefalsc,distorted,or slanted,andat leastsomeof the
reliable information about the world, will, however,play a role in activitiessustained and guidedby that ideologyhavea real
the explanation of the relation of, say, physics to the rest of tunctiondiffering from that which, in the ideology,they are
modern social life. Similarly, the unsystematic,illogical, unsci- seenas having.26
entific aspectof Azande witchcraft doctrine, its unsuitability for Zande witchcraft can be consideredan ideology under this defini-
providing such information and in fact its failure to do so, are tion, which has obvious similaritiesto Evans-Pritchard'sdefini-
data for the investigation of "the role it plays in the system." The tion of "mystical" belief. It might be thought preferable to omit
difference between such different modes of thought is not gain- the referenceto a putative "real function" of ideology, given the
saidby the recognitionthat concept-formationin both scienceand difficulties long recognized in functionalist theory. I have left it
magic is not a matter of transcribing into ideas data supplied by in, because it indicates the need for some explanation of the
some conceptuallyneutral experience,but one involving individ- maintenanceof false beliefs, which must play a role in social life
ual and social imagination. In Barden's words, different from the one they are thought to play by people who
believe them to be true.
the constructs of imagination are not eithertrueor false;they In terms of his definition Mackie distinguishestwo sensesof
are createdimagesand as such go beyondsenseexperience "ideological explanation": (l) "an explanationgiven within and
. . . But the imaginativecomplex,when it permeates a peo- in terms of an ideology by some of those whose ideology it is"
ple's entire world, is necessarily linked with the operative
and (2) an explanation, given by someonewho does not sharethe
desirefor truth and restson the popularassumptionthat it is
true. The truth or falsityof the positionis importantprecisely ideology, either of the ideology itself or of actions as resulting
because of thc implicit procedureandnot to be ableto makethe from people's holding the ideology. In short, the distinction is
distinctionis to fail ultimatelyto riseabovedescription. This that betweenwhat we have called the insider's and the outsider's
impliesthatthescientificgraspof anotherpositionis not iden- views of a culture; in Harris's terminology we could refer to emic
tical with an understanding of the positionavailableto the and etic explanation.I will illustratethesemodesof explanation
original actors.It is to know how they know, and what they with a few aspectsof Zande witchcraft for which explanations
know,but not as they know.25 rnight be asked.
1. Why, among the Zande, is a suspectedwitch often ap-
The problem we have been examining here has been discussed proached in a conciliatory way rather than with open anger?
by J.L. Mackie under the rubric of "ideological explanation." 2. Why are men not accusedof bewitching their wives?
He defines an ideology, in a manner clearly derived from Marx, 3. Why do the Zande believe in the phenomenon of witch-
AS
craft?
a systemofconstructs, beliefs, and valueswhich is characteris- Ad 1. The Zande answer to the first question is that since
tic of somesocialclass(or perhapsof some other socialgroup, witchcraft is activated by ill-feeling on the part of the person in
perhaps even of a whole society) and in terms of which the whose body witchcraft-substanceresides, the last thing a victim
membersof that class(etc.) seeand understandtheir position in ought to do is provoke more ill-feeling. An anthropologist,noting
and relation to their social environment and the world as a this in his ethnography of the custom, would probably give the
whole, and explain, evaluate,and justify their actions, and sameexplanation. The questionconcernsthe inner articulation of
especiallythe activitiesand policiescharacteristicoftheir class the concept of witchcraft, and its answer must be stated in terms
62 SOCINL KNOWLTDGT UNI)IIISIANI)INCJ,
AND IXPLANATION
of that concept, which is the samc lirr outsidcr and insidcr nlcansol' rcactingto suchcvcnts.Witchcratiideasalsoem-
alike. bracea systernof valueswhich regulatehumanconduct.2e
Ad2. Zandeexplainthat men don't practicewitchcraftagainst
their wives because "no man would do such a thing as no one For cxamplc, Evans-Pritchardanalyzesthe explanation of death
wishes to kill his wife or cause her sicknesssince he would as causedby witchcraft by pointing out that "death is not only a
himself be the chief loser."27 The anthropologistM.D. Mcleod, natural fact but also a social fact. It is not simply that the heart
in contrast,explainsthis fact as a caseofthe generalprinciplethat ceasesto beat . . . but it is also the destruction of the member of
accusationsof witchcraft are "confined to oracle owners" in a a family and kin, of a community and tribe. . . . Among the
situationin which "control of women and controlof oracles[are] causesof death, witchcraft is the only one that has significancefor
in the handsof roughly the samepeople."28Women, that is, are social behavior. The attribution of misfortune to witchcraft
in the first place not in a position to make authoritativeaccusa- . . . gives to social eventstheir moral value."30
tions against their husbands.Secondly, Mcleod argues that the As with the previous example, this explanation depends on
practiceof witchcraftaccusationas a whole is part of a systemof implicit reference to an anthropological theory-to a particular
competitionbetweenmen and kin-groupsof men for socialpow- conception of culture and of the role and mechanismof symbol-
er, which is to a large extentembodiedin power over women. The ization in social life. Whatever we may think of this theory, this
first part of this explanationdoes not contradict the native's example servesto make clear the logic of the outsider's explana-
explanation;so far it seemscompatiblewith Winch's criterion of tion. Given that the native's own explanation("Witches exist")
propriety in anthropologicalaccounts.But the secondpart of the cannotbe true, how are we to explainhis beliel'/ And it is neces-
explanationshows that it is not really in accord with Winch, sarilyexplainedin terms foreign to the native'sview of the world,
becauseit involves an accountof the witchcraft systemas a whole in terms derived from the culture, general and scientific, of the
which, if comprehensibleto a Zande, would be unacceptableto observer. The meaning of witchcraft-belief which is being expli-
him or her, sinceby explainingthe distributionof accusationsas a cated is not the meaning for Azande, but the meaning for the
function of socialpower relationsit conflictswith nativeexplana- anthropologist. After all, the explanationhere provided isn't one
tion in terms of the empirical reality of witchcraft. Implicit in that the native even feels any needfor. The meaninghere assigned
Mcleod's discussionis the assumptionthat the correlation of "witchcraft" is not the semantic meaning of the term within
power relations and witchcraft beliefs is not coincidental. and that Zande culture, but spells out the relation between the idea of
in some manner,to be determined by anthropological theory, the witchcraft as a social fact and other facts about Zande society.
former explains the latter. Ideological explanation of the second type appears, in
Ad 3. For the Zande the answerto the third question is simple: Mackie's words,
they believe in witchcraft becausethe evidencefor its reality is all
around them. Evans-Pritchard'sexplanationhas already been radicallyfaulty becauseit explainssomethingotherthanwhat
quoted in part: it purportsto explain.It purportsto explainactionsand social
behavior:but the ideologyofthe relevantclass(society,etc.) is
a constituentof thoseactionsandbehavior-theyareessential-
Witches,as the Azandeconceivethem, clearly cannotexist. ly howevertheagentsseethemto be-so anyexplanationfrom
None the less,the conceptof witchcraftprovidesthem with a outside,which treatsthe ideologymerelyas a fact, causally
naturalphilosophyby which the relationsbetweenmen and relatedto actionsand behaviordescribedin otherterms, will
unfortunateeventsare explainedand a readyand stereotyped invariablyneglectsomething essential.3r
SOCINI KNOWLTDGT: tJN l ) tl ? SIn N t) l N ( n
' N t) t:Xt'tAN AIION 65
As I havealrcadysuggested, the error in this linc ol'rcasoninglics point: that action is a contcxt,and not an equivalent,for concepts
in the slide from the fact that ideology is a constituentof actions and language;or ratherthat action is a more generalterm, cover-
and behavior to the assertionthat the latter are therefore "essen- ing thought and languageas well as other forms of action. For the
tially however the agentsseethem to be. " And as we saw,there is shallownessof Winch's theory derives in part from his simple
a sensein which this is true. as a result of the fact that human life identification of conceptsand behavior. For Winch, actions em-
is organized by culture. Accounts of pre-capitalist goods trans- body concepts;if they speaklouder than words it is becausethey
fers that describetheseactions as though they were market trans- are like words, forms for conceptualcontents. The context from
actionswill fail to be accuratesocial descriptions;ethnographyof which ideascannotbe torn is for Winch a "system of ideas." For
the Azande begins with the description of certain practices as instance.Winch tells us that "social relations betweenmen exist
involved with witchcraft. But it is also true that the behavior of only in and through their ideas" or again that "our languageand
social actors (and here is Mackie's correction of the view de- our social relations are just two different sidesof the same coin.
scribed above) To give an account of the meaning of a word is to describe the
social intercourseinto which it enters."3aThis is why "the rela-
tion betweenidea and context is an internal one," to be under-
hassomepartialcauses of whichtheyareunaware,thatit will
haveeffectsthatare not includedin their purposes,and indeed stood by conceptualanalysis.3sUnderstandinga society is, on
that it may havean unknownfunctionin the sensethat these this view, nothing other than grasping the meaning of ideas in
unknownpartial causesincludethe fact that suchactionstend their systematicinterconnection.
to producetheseeffects which were no part of the agents' To take a concreteexample, "war" for Winch is not a concept
purposes.Thus there is a sensein which the agentscan be devisedto signify a type of social behavior; rather it is the use of
wrong aboutwhat theyare doing.32 this concept which makes the behavior the kind of behavior it is.
These are not, however, the only alternatives. True, war cannot
be characterizedas a kind of "behavior" but only as a cultural
Azande engaged in warding off witchcraft are (apart from the
institution. But it does not follow from this that the institution is
"placebo effect") not really curing illnessor ensuringsuccessful
correctly understodby the natives whose institution it is, nor that
hunting, although this is the (ideological) description they would
actions always correspond to ideologies, so that acts of war al-
give of their activity. The way is at leastopen to ask what elsethey
ways have the character claimed for them by actors.
might be doing, without being awareof it, and this questioneven
To begin with, as the Azande witchcraft examplebrings out, to
must be posed once we recognize that "witches, as the Azande
claim this is ultimately to agree with Hayek that "any.knowledge
conceivethem, clearly cannot exist." In any case,
which we may happen to possessabout the true nature of the
material thing, but which the people whose action we want to
a full descriptionof whatis goingon mustandcantakeaccount
ofboth aspects,both ofhow their actionsappearto the agents explain do not possess,is as little relevant to the explanation of
andof whatis notapparentto them:it canrecognizedistortions their actions as our private disbelief in the efficacy of a magic
as part of what there is without itself becomingdistorted.33 charm will help us to understandthe behavior of the savagewho
believesin it." But we have already seen that an unbeliever's
Mackie's account takes us far beyond the bounds set by account of magical practices will be quite different from a be-
Winch's criterion of faithful interpretation, becauseit placescon- liever's. Whatever the linguistic reality of witchcraft, it either
cepts clearly in their real context, that of action. This is a crucial doesor doesn't causecrops to fail, make for bad hunting, or cause
66 SOCTAI KNOWTil)Gt uNt ) lI t SlnNt ) r N( ,ANt) t xPt ANn
I t oN 6/
children to die from f'evers;and dcciding this qucstionnray bc a E,rncstGcllncr providcsa conrplcxcxamplcin his description
matter of life or deathfor the peopleinvolved.The persistenceof o1'the institution of the agurram of Moroccan Berber society.
belief in methodsthat don't work calls for someexplanation,even This is a man who is held to be selectedby God to be a spiritual
though we normally can't expect those for whom those methods leader,adjudicatorof inter-groupdisputes,etc. Selectionis indi-
embody basic tradition to heed that call. cated by endowment with magical powers, as well as by the
There is also a further, and most important, point, which I have combinationof generosity,prosperity,pacifism, unconcernwith
already hinted at. Social intercourse is richer than language. It material wealth, and other traits. Winch might take exception to
comprises a vast range of objects and practices which may lie Gellner's statementthat "in reality" election of an agurram is
outside the field of verbal representationor even contradict it. not by God but by his fellow tribesmen, as to Evans-Pritchard's
Even in those areasof social action which are organized through statementof his disbelief in witchcraft. But he must admit that an
language, if we identify the meaning of a word or idea with the agurram cannot really have at once all the characteristicswith
socialbehaviorin which it plays a role, it may easilyturn out that which he is credited and on which his identification as an agur-
meaning in this sensewill differ from the meaningselicitable ram depends. Lack of concern with material wealth in reality
from natives. How do we, then, "describe the social inter- spells the end of prosperity and the possibility of generosity.Were
course" in which a concept has its place? If we do it in the this internal contradiction to be recognized, the social category
languageof the natives, we have learned nothing; if we do it in would disintegrate,just as it would were the reality of non-divine
our theoreticallanguage,we will describesocialactiondifferent- election admitted, since this would rule out the neutrality within
ly from a native and perhaps in a way a native might not recog- the tribal systemessentialto the social role of the agurram.31
nize. This brings out anotherflaw in Winch's identificationof social
Winch's view assumesa doublecoherenceof world-view: both concept and social action: its neglect of the fact that "concepts
internal coherenceand coherencein its relation to action. As generally contain justifications of practices, and hence that one
Alasdair Maclntyre has pointed out, howeveq misinterprets them grossly if one treats them simply as these
practices, and their context, in another dress."38 As Gellner
The criteriaimplicit in thepracticeof a societyor of a modeof concludes,
social life are not necessarilycoherent;their applicationto
problemssetwithin thatsocialmodedoesnot alwaysyield one One might sumall this up by sayingthat nothingis more false
clear and unambiguous answer.When this is the casepeople thantheclaimthat,for a givenassertion,itsuseis itsmeaning.
start questioningtheir own criteria. They try to criticize the On the contrary,its usemay dependon its lack of meaning,its
standards of intelligibilityandrationalitywhich theyhaveheld ambiguity,its possession of wholly differentand incompatible
hitherto.On Winch's view it is difficult to seewhat this could meaningsin quitedifferentcontexts,and on thefact that,at the
mea n.3 6 sametime, it as it were emitsthe impressionof possessing a
consistent meaningthroughout-onretaining,for instance,the
This is unrealistically optimistic: actually it takes a good deal aura of a justificationvalid only in one contextwhen usedin
more than conceptualambiguity or incoherenceto spur people to quite another.3e
criticism of their conceptual schemes.These features have per-
haps even been typical of such schemes;the main point is that, For example, the social use of the conceptof "nobility" in West-
whether or not people are questioning their own criteria, the ern Europe dependedon the ambiguity betweenthe identification
latter may well be open to question. of certain highly-valued behavior traits-courage. generosity,
SOCIAL KNO W ITt ) G I I'N I) II? SIN N I) IN ( AN
; I) IXPIAN AIION 69
loyalty,etc.-and the identificationof a ccrtain socialposition, outsidcrcannotsharcthc insidcr'scxpcrienceof his world view
which allowed people in that social position ipsofacto to lay claim and so the rneaningof its conceptualconstituentsfor him. The
to the traits. As we will seein the next chapter,Marx tries to bring hermeneuticcircle will be unbroken.A solutionappears,howev-
out similar featuresof the ideology of economics, attempting to er, as soon as we look at translation as both basedon and enabling
show the role of the essential ambiguity of key concepts in the a reconstruction of the culture in its non-linguistic and non-
continuing existenceof the current social system. (Thus "capi- conceptual aspects-what I referred to above as the context of
tal" for Ricardo-as for subsequenteconomic theory-signifies action. This, as suggestedby the Wallacearticle cited in Chapter
at once raw materials, tools, and other meansof production, and 2, is what goes on in real casesof radical, and non-radical,
money invested with the aim of realizing a profit.) translation.If we ask in what form translationis given,
To say all this is, in a way, to restatethe position of Winch with
which we began this chapter, only to draw from it consequences It may seemthat the answerQuine and Davidsongive, that
very different from his. Winch is quite right to emphasizethat translationis a recursivecorrelationof expressions with ex-
scientific understandingof a culture involves the interpretationof pressions,andultimatelyof sentences with sentences, is obvi-
ously correct, even tautological.There may be a senseof
the meaning of its elements in terms other than those of the
"translation"in which their answeris tautological and true.
culture itself. It is in his attempt to prove the impossibility of such
But if we meanby theform of thetranslationtheform in which
interpretation that Winch involves himself in his uncomfortable
the meaningof the [Linear B] tabletsis explainedto us, their
relativism. answeris wrong. The real explanationshave the form of a
Winch is, I think, correct in contrastingtranslationwith under- translationin theQuine-Davidson senseplusa gloss.. . . The
standing.Gellner is like many in describingthe anthropologist's scholarsin this businessnever give the meaningof a tablet
problem as one of translation: simplyby a wordfor wordtranslation: thereis alwaysa gloss.
And whenyouthinkof it, in ordinarylife thereis almostalways
The situationfacing a social anthropologistwho wishesto a glosswhenwe saywhatsomeone meantor saidor thought.4'
interpreta concept,assertion,or doctrinein an alienculture,is
basicallysimple.He is, say,facedwith an assertionS in the
The gloss,of course,refersto the non-linguisticcontext;sinceit
local language.He hasat his disposalthelargeor infinitesetof
is in the translator'slanguage,and is not part of the translated
possible in hisown language.
sentences His taskis to locatethe
nearestequivalentor equivalentsof S his own language.a0
in material, it dependsupon the making of cross-cultural compari-
sons as a means to knowledge of the alien culture.
Now, clearly, this task cannot be accomplishedwithout an under- My intention here has not really beento re-enter the problem of
standing of enough of the culture to pick a justifiable equivalent translation, but rather to stressmy conclusion that translation, or
for,Sin the home language.But-and this is the dilemma Winch's more generally the preservation of meaning between cultures, is
argumentbrings out-understanding seemsto require translation not the prime operation of social study. The anthropologist may
just as translation requires understanding.With this dilemma even find a meaning for cultural featuresthat the natives do not
Winch is stuck: the cultural relativity of concepts spells their understand. To say this is not to contrast "social-conceptual"
incommensurability. with "physical" description. As we saw in Chapter 2, social
The origin of this problem lies in construal of the problem of action is itself observable; it is open to alternative descriptions.
interpretation as one of preservationof meaning in the first place. One may therefore dispute a social actor's account of his own
Construed in these terms, the problem is insoluble, since an behavior.But this doesnot meanthat a social scientific analysisof
SOCIAL KNOWLTDGI
71
/2 SOCIAL KNO W I TDG T I O UNI ) ATI OAND
N SUPTI I SI I ?UCI UI]?E
3
s uppos ed[ ] u n v e ri fi a b i l i tyb u t th c i r re l a ti onshi pto w hat J.L. A Zandc. who bclicvcshc has beenbewitched,surelydoesnot
Austin called a "total speechsituation": their mcaningfirr the believc that he has of-fbndedsome social authority or other. If he
historian may be thought of as exactly symmetrical with thcir did, he could perfectly well say so. He surely believes, rather,
original meaning as linguistic performances.r that he is the victim of supernatural interference.a
These lirnits of this form of functionalismare avoiclcclby a In thc d iscussion ol'Winch wc saw t he inadequacyof f or m ing an
secondversion, in which social traits are to be explainedby their inragc of a social system on the basis of its natives' self-image.
causal efficacy in satisfying certain biological-psychological However, how can we speak of "real, active men" without
needs (Malinowski) or in maintaining the existenceof the social speaking of what they "say, imagine, conceive"? With this we
system (Racliffe-Brown). Aside from problems peculiar to each return to the problem raised in the introductory chapter of this
of thesepatternsof explanation,both suffer from the flaw that (in essay, and to Marx's assertion, there cited, of the determination
Maurice Mandelbaum's words) such "generalizations permitted of consciousnessby social being. To quote the core of the 1859
no deductive consequenceswith respect to the specific nature of Preface again:
the practicesof the peopleswhich they investigated.',e
It is interesting to note that Marx made a similar point in
criticizing Feuerbach's speculative anthropological study of In the socialproductionof their existence,men inevitablyenter
Christianity. Feuerbach believed that his book, The Essenceof into definite relations, which are independentof their will,
Christianity, demonstratedthat the Christian idea of God repre- namely relationsof productionappropriateto a given stagein
sentedan hypostatrzationof the social nature of the human spe- the development of their material forces of production. The
cies. This he argued for by showing that the attributes of God are totality of theserelations of production constitutesthe econom-
the attributes of humanity. The content of the argument, despite ic structure of society, the real foundation on which arises a
its philosophicalform, is very much that of the symbolic interpre- legal and political superstructureand to which corresponddefi-
nite forms of socialconsciousness. The mode of productionof
tation of culture. Against this mode of analysisMarx commented
materiallife conditionsthe generalprocess of social,political,
that "it is . . . much easier to discover by analysisthe earthly
and intellectuallife. It is not the consciousness of men that
kernel of the misty creations of religion than to do the opposite,
determines their existence,but their social existencedeter-
i.e. to develop from the actual, given relations of [social] life the mines their consciousness.e
forms in which thesehave been apotheosized."T To do this would
be to meet Mandelbaum's challengeto functionalism: to explain
the particular categoriesof a culture on the basisof their relation It will be usefulto distinguish two, variouslygeneral,pointsat
to others of its features. How did Marx think this can be accom- issuein this famouspassage.The metaphorof foundationand
plished? superstructure is used,first of all, to expressMarx's oppositionto
The following passage,from Marx's and Engels'searly work a particularapproachto history.Accordingto Hegel,the institu-
againstthe "German ideology," again has Feuerbachin view: tions of the political stateprovidethe organizingframeworkfor
In directcontrastto Germanphilosophywhich descends from sociallife as a whole.In the traditionof Enlightenment philos-
heavento earth, here [in their own work] it is a matter of ophyof history,Hegelheldthat the development of the statewas
ascendingfrom earthto heaven.That is to say,not of setting to be explainedin terms of a logic of concepts-thedialectic-
out from what men say, imagine,conceive. . . in order to exhibitedin the history of "spirit," or the world of cultural
arriveat menin theflesh;but settingout from real,activemen, categories. Marx's "critical reexamination of the Hegelianphi-
and on the basisof their real life-processdemonstratingthe losophyof law" led him "to the conclusionthat neitherlegal
development of the ideologicalreflexesandechoesof this life- relationsnor political forms could be comprehended by them-
process.8
selvesor on the basisof a so-calledgeneraldevelopment of the
/6 S O Cr ntK N OW Itr)Gr TOU N I) N IIONN N t) SU PTIi STIIU C IU I? E//
humanmind, but that on thc contrarythey originatcin thc nratcri- notionsol'thc agcntstrappedwithin bourgeoisrelationsof pro-
al conditions of lif-e . ." The "anatonty" of thesc matcrial duction"r5 these notions were to an extent critiqued by those
conditions,Marx discovered,"has to be soughtin political econ- whom Marx called the classicaleconomists,above all by David
omy."10 Ricardo. But even these "remain more or less in the grip of the
Howevel Marx entitled the work in the Preface to which the world of illusion which their criticism had dissolved . . "r6 This
above-quoted passagesappear, a contribution not to political raises two interrelated questions: what is the relation of the cri-
economy but to its critique. When he summarizesthe "general tique of political economy to that science itselfl and what are
conclusion" to which his economicstudiesled him. we find not "economic relations of production" if they are not to be iden-
the description of a new economic theory but the assertion that tified with the referents of the catesories of economic the-
Justasonedoesnotjudgeanindividualby whathethinksabout ory?
himself, so one cannotjudge . . . a periodof transformation In his discussion of pre-capitalist society in the Grundrisse
by its consciousness,but, on the contrary,this consciousness Marx observesthat "the fact that pre-bourgeoishistory, and each
must be explainedfrom the contradictionsof material life, of its phases,also has its own econom} and an economicfounda-
from the conflict betweenthe socialforcesof productionand tion for its movement, is at bottom only the tautology that human
the relationsof production.rr life has since time immemorial restedon production, and, in one
This suggestsan idea of greater generality than the rejection of way or another, on social production, whose relations we call,
legalistor mentalistexplanationsof socialchange.It suggeststhat precisely,economic relations."rT "Production," here equated
in general the social theorist can and must distinguishbetween with economy, is what Marx in his methodological introduction
"the economic conditions of production, which can be deter- to the Grundrisse called an abstraction, a concept which with
mined with the precisionof naturalscience," and the "ideologi- respect to a group of phenomena"brings out and fixes the com-
cal forms" with which people represent these conditions and mon elementand thus savesus repetition." In so far as it does
their changesto themselves.l2And throughoutthe writings that this, sucha concept is "rational" (verstiindig). But it must not be
constituteMarx's critique of political economy-Ihe Contribu- forgotten that such abstractionsare tools for organizing the his-
tion, the Grundrisse , Capilal , Theories of Surplus Value, and the torical materials.Any particularcaseof production-of the "me-
mountain of notesand studiesMarx left besidethem-we discov- tabolism betweenman and nature"-will be essentiallycharac-
er that the categoriesof economics,whether in the form of econo- terized by a multitude of features. Some of thesefeatureswill be
mists' conceptsor as they appear in "the everyday consciousness common to all systems of production, but
of the agentsof production themselves,"r3are treatedas ideo- nevertheless, just thosethingswhich determinetheir develop-
logical forms, to be explainedby referenceto the social relations ment, i.e., the elementswhich are not eternaland common,
of production. Towards the end of the manuscript edited by Eng- must be separated valid fbr pro-
out from the determinations
els as Volume III of Capital, for instance, Marx refers to this duction as such so that in their unity-which arisesalready
ordinary consciousnessas the "religion of everyday life."ra from the identity of the subject,humanity,and the object,
While what Marx called "vulgar economics"-the ancestorof nature-their essentialdifferenceis not forgotten.rs
today's "neo-classical" economics-"actually does nothing Capitalism and feudalism both fall under the abstraction, "sys-
more than interpret, systematize, and turn into apologetics the tem of production," but this is not to say that the properties of
7B SOCIAI KNOWLII)GI IOUNDAIION AND SUPERSIT?UCIURE79
either systemare to be elucidatedin terms of sonrcunil'icdset of of'casesfalling under an abstractionby their differing complexes
characteristics.Each must be explained by referenceto the par- of determinationsis illustratedby his remarkson the categoryof
ticular constellationof features("determinations," in Marx's "population." This term can be takento refer to a "concrete "
vocabulary)characteristicof it as a unique historical object. i.e. the empirical subjectof social activity. But theoriesof popuiu-
Marx's "abstractions" are not "generalizations" suitable for tion, exactly becausethis abstraction is so general as to refer to
the framing of universal laws linking social facts; their function is the membersof every social system, shedno light on any particu-
rather to provide a framework for comparison of social systems lar one. "Population"
with respectto their differences. It may be useful in particular to
distinguish Marx's idea of "abstraction" from Max Weber's
is anabstraction
if I leaveout, for example,theclassesof which
"ideal type" concept. The latter is defined as an imaginary, pure
it is composed.Theseclasses in turn are an emptyphraseif I
caseof some pattern of motivation-the profit motive, for exam-
amnotfamiliarwith theelements on whichtheyrest,e.g.wage
ple, or the "Protestant Ethic." It is formed, in Weber's words, labor,capital,etc. Theselatter in turn presuppose exchange,
"by the synthesisof a great many . more or less present and divisionof labor.22
occasionally absent concrete individual phenomena, which are
arranged according to these one-sidedly emphasizedviewpoints
The "presupposition" and "resting" here, reminiscentof the
into a unified analytical construct."re Having no direct counter-
relation of foundation to superstructure,are certainly not meant
part in reality, they are "primarily analytical instrumentsfor the
ontologically;the relationsMarx has in mind are explanatory.As
intellectualmasteryof empirical data."20 Marx's abstractions,in
he later says, each involvesthe others: "the simplesteconomic
contrast, are intended to refer to elements of social reality, al-
category,e.g. exchangevalue,presupposes population,moreover
though their construction may involve processesof idealization.
a populationproducingin specifiedrelations;as well as a certain
With respect to these concepts Marx is a realist as against We-
kind of family, or commune,or state,etc. It can neverexist other
ber's instrumentalism. "Capitalism," for instance, refers for
than as an abstract,one-sidedrelation within an already given,
Marx to an actual social structure. At any given moment (for
concrete,living whole."23 Ary human population,that is, exists
example, at the time when Marx developedthe concept!) there
ordered by specific social relations. To understanda particular
may be no social systemwhich as a whole instantiatesit. But this
society, therefore, the system-specificdefinitions of these rela-
term refers to a developing system: the condition for its applica-
tions must be studied.Furthermore,in sucha study,the meanings
tion is the existenceof certain social relations which are develop-
of the terms for theserelations are given by their interrelation as
ing over time. The concept of "capital" in fact assumesthe
elementsof the whole system.
existenceof non-capitalistor pre-capitalist social relations, since
The same holds true, in Marx's eyes, for "production": the
it is an historical concept; therefore it takes account in advanceof
identity of all systemsof production, or their elements-labor
the fact that in any real casecapitalist relations will be in interac-
and means of production-is proved by economists only
tion with non-capitalistrelations. All the category requires for its
application is that the capitalist elementswill dominate, either at
by holding fast to the featurescommonto all processesof
the time or over a time.2r
production,while neglectingtheir specificdifferentiae.The
What Marx has in mind when he speaksof the differentiation identityis demonstratedby abstractingfrom thedistinctions.2a
BO SOCIAL KNOWLIDGI I O UNT) NI I ONND
N SUPTI ?SI I ?UCI UIBI
?E
particular instanceof it or another. This labor tinrc appcarsto ref'er to a natural phenomenon,the
Marx constructs a similar argument fbr the category of hours of actual work put into producing a given object, and is
"capital," persistentlyconfusedby economistswith tools and generallytakento do so by economistscommentingon Marx, but
materials in general. "Whatever the social form of production, " it does not. Marx makes quite a point of distinguishing between
Marx writes in Volume II of Capital, labor as use-value-creating,as natural phenomenon,and labor as
value-creating,as socially-defined "abstract labor." The latter is
workersand meansof productionalwaysremainits factors. defined only in the context of the sale of goods on the market.33
. . For anyproductionto takeplace,theymustbe connected. ' ' Commodity, ' ' once it becomesthe general form of goods, turns
The particular form and mode in which this connectionis out not to be disentangleablefrom the category of "capital,"
effectedis what distinguishesthe variouseconomicepochsof while "exchange" itself requires-as noted in the first chapter of
the socialstructure.In the presentcase,the separationof the this book-reference to a social mode of behavior in which people
free workerfrom his meansof productionis the given starting
recognizea categoryof "ownership" and "behave in such a way
point,andwe haveseenhow andunderwhatconditionsthetwo
that each does not appropriate the commodity of the other, and
cometo be unitedin the handsof the capitalist-i.e.,as his
capitalin its productivemodeof existence.3r alienate his own, except through an act to which both parties
consent.' ' 34
Thus, to take the classicaleconomists'conceptof "fixed capi- The conceptof "capital" is thus ideological in the sameway as
tal," "means of labor are fixed capitalonly where the production the conceptof "nobility" discussedin the previouschapter:by
processis in fact a capitalist processand the meansof production conflating the specific, historical form of the meansof labor with
are thusactuallycapital,i.e. possessthe economicdetern-rination, "means of labor" as a trans-culturalabstraction,the particular
the social character of capital; secondly, they are fixed capital institutions of capitalist society are presentedas universal, as
only if they transfer their value to the product in a particular present,even if in different disguises,in all societies.We will
way."32 The abstractdefinition of "means of production" as return to this examplebelow. Here I want to point out that Winch
"objects usedin the processofproducing other objects" doesnot is wrong to assimilateMarx's concept of ideology to Pareto's
hold true for "fixed capital," in the strict sensethat being such an "derivations." This is becauseMarx's abstractionsare not "resi-
object is necessarybut not sufficient for such an object's being dues," real contentshidden by ideologicalappearances. For Pa-
capital. A tool can only function as capital if its usemakespossi- reto, the various casesthat representthe same residue are equiv-
ble the exploitation of labor power and the eventualgenerationof alent to each other, except for their superficial appearances.This
a sum of money exceeding that invested in the production pro- is exactly what Marx wishes to deny in the case of abstractions.
cess. Thus the abstraction,"means of production," applies to The differencesthat are extinguishedin the formation of abstrac-
capital only in so far as "production" is here taken in its special tions are what we must appeal to in any attempt to explain the
form as the production of capital. featuresof actualsocieties.
But such definitions, which Marx is opposingto those of the
economists,fundamentally involve referenceto cultural categor- The materialsandmeansof labor . . . play their part in every
ies: as Marx puts it in the passagejust cited, "capital" (for labor processin everyageand in all circumstances. If, there-
instance)is a social characteror determination. "Capital" is fore, I label them "capital" . . then I haveproved that the
defined as self-expanding"value," and "value" in terms of the existenceof capitalis an eternallaw of natureof humanpro-
socially necessarylabor time needed to produce commodities. duction.andthattheKirehiz who cutsdownrusheswith a knife
84 SOCTALKNOWItt)Gt IOU N I) AIION AN I) SU I}FI? SIR U C IU IIF8 5
he hasstolenfrorna Russianso as to weavcthcnltogcthcrto Ioundationand supcrstructurc:to make not only the specificcon-
makea canoeisjust astruea capitalist asHerr vonRothschilcl. trast between processesof (consciously regulated) interaction
I could prove with equalfacility that the Greeksand Romans with nature and other activities, but also the more general con-
celebrated communionbecause theydrankwine andatebread, trast between social institutions and people's understanding of
and that the Tirrks sprinklethemselvesdaily with holy water
them. To say that the processesof social life are structured by
like Catholicsbecause they washthemselves daily.35
culturally-determined categories is not-as we saw earlier-to
This argumentholds even for a caselike that of "labor, " which say that people's understanding of these processescannot go
unlike "capital" is an abstractionlike "production," denoting seriouslyawry. Although it is by their belief in witchcraft that the
human effort in metabolizing nature, and so is valid for all social Azande create an object of study for the outsider anthropologist,
systems.On the other hand, it has a specific use for the analysisof this does not mean that the phenomena categorized as witchcraft
capitalism which it does not have for any other system. It is only and magic are correctly describedor understoodby the insiders.
in this society that the idea of a "labor force," the individual As Zande witchcraft for Evans-Pritchard,so does capitalist eco-
members of which "can with ease transfer from one labor to nomics serveas the subjectmatter of Marx's study,which is thus
another"36 has operationalmeaning,sincein earlier systemsthe an example of ideological explanation in the secondof Mackie's
division of labor was more strictly regulatedby custom.In addi- sensesand not the first (see p. 61 above).
tion, all forms of labor are treatedas equivalentin capitalism,in In effect, Marx's work threatensa classicdistinction between
the sensethat their embodiments in products are equally trans- anthropology and the other analytic social disciplines. S.F. Na-
formable into money. In contrast, when applied to pre-capitalist del, for example, finds no difference in principle betweenanthro-
systems,"labor" changesits significance.It can not function asa pology and sociology, but distinctions in method and concept-
category for the specific form that production may take in any formation arising from the character of the objects of
given societyeither. We must distinguish, that is, between "la- anthropologicalinvestigation-the "strangenessof primitive cul-
bor" as an abstractiondenotingproductiveactivity in any society tures, their separationfrom our civilization":
and "labor" as a categoryfor suchactivity in a particular society,
capitalism.A betterknown example,which hasprovedequallyas Sociologyaswell ashistorypresuppose a certainfamiliarityof
troublesome for commentators on Marx, is the concept of the observerwith the natureof the datahe studies:bothdisci-
"class." In describing"all previoushistory" as "the history of plinesimply that certaincommonlyusedcategories are imme-
diatelyapplicable,andthat the probabilitiesandconsequences
classstruggles," Marx uses"class" to designatean abstraction:
of actionsare eitherreadilyunderstoodor deduciblewith self-
social grouping defined by its control over the means of social evidencefrom the generalbackgroundof experience.New
production. When describing the evolution of capitalism out of items . . or new problems. . . fall into place againstthis
pre-capitalistsociety, inthe German ldeology, however,he draws backgroundof an experience whichis commonto observerand
attention to the difference between class and estateas forms of observed.This is not true of primitive society,which is unfa-
social organization, pointing out the historical specificity of the miliar andoftenstrange. . . Socialcategories mustbe evolved
former to capitalism. ad hoc; they cannotsimply be takenfor granted.3T
Marx seems indeed to have held a conception closer to
Winch's idea of a socialsciencethan the latter suspects.But here As Nadel observes, such an approach need not be limited to
we must remember the double use Marx makesof his metaphorof strangecultures; one may go further to ask how it could be, if the
86 S O Ct nt K N O W ttt)c t IOU N I) AIION N N D SU PTI? SIR U C IU I? EB]
goal is somethingwc would call a "scicntil'ic" unclcrstanding ol' phcnonrcnon in tcrrnsol'capitalism'sown categories("profit,"
social life. The contrastwith the anthropologicalpoint of vicw "nrarket," "capital," etc.) to an explicationof thesecategories
can be brought out if we look back to the Martian whom Fritz themselves.He would in this processbe forced to evolve new
Machlup had investigating the stock market (see Chapter 2 categories "ad hoc," in the attempt to develop a theory about
above).In Nadel's terms, Machlup's Martian is not doing anthro- those structuredactivities that in contemporary society we insid-
pology but economics. He is trying to explain the functioning of ers think of as "the economy," a theory which might ultimately
the stock market within the context of the economic and social provide an explanation and analysis of this classification itself.
systemas a whole, and indeed the concept-systemand culture of Thus an anthropologist would be led to ask why instruments of
capitalismitself. This is implicit in Machlup's statementof the production should be construedunder the rubric of "capital,"
Martian's goal as "to know the economicfunctionsof the stock i.e. as equivalentto certain sums of money,just as Evans-Prit-
market, particularly its role in the utilization of investiblefunds chard wonderedabout the equivalenceof birds and people among
and in the formation of capital.' '38Sucha goal is imaginableonly the Nuer and Willett about the Yoruba'sidentificationof cowrie-
if there is capital investment,and all thatgoes with it, on Mars! shell boxes with their headsor souls.
Machlup's questionsare anthropologicalones only as the de- For the economic theorist the most abstract categories are
mand for ideological explanationof Mackie's first sort is, as those of his own culture; thus economic anthropologistshave
explorations of the inner articulation of the culture studied. struggled-without notable success-to impose the concepts of
Machlup imagines these to be anthropologicalquestionsof a neoclassical economicson their field studiesof tribal societies.In
deeper sort perhaps becausehe is himself an economist, for reality, in other cultures (for instancethat of medieval Europe),
whom economictheory consistsof a systemof " 'universallaws' the category of "capital"-and therefore a concept like "profit-
or fundamentalhypotheses" involving "constructs of idealized maximization"-plays no real part at all, any more than the
human action basedon [assumed]objectivesto maximize profits concept of inherited witchcraft plays a role in the culture of
and satisfactions."3eIn line with this Weberiandefinition of his capitalism.The anthropologist'stask (as statedconciselyby Ju-
field, Machlup seesthe theorizing necessaryfor understanding lian Pitt-Rivers), if he is not "to accept the 'natives' view' of
the market as consisting "mainly in constructing ideal types of their own world as if it bore the credentialsof science." is "to re-
motivatedconduct of idealizeddecision-makers,and examining order that which they order and discoverbehind their ordering a
them in abstractmodelsof interactions." So, for example,busi- more abstractorder that explainsit. "4r It is the inability to do
nesscompetitionis to be explainedin terms of a "profit motive." this-to adopt the outsider'spoint of view in the study of their
Of course,thesemotivationscan only exist in a social systemin own culture-which typically mars the curious attempts of an-
which the requisite categoriesof action-market exchange,cap- thropologists to apply their techniquesto capitalist society. Al-
ital, profit-exist; Machlup focuses on the goal-defined ideal most alwayssuchstudiesexaminean area,a neighborhood,or an
types ofaction becausehe takes the social categoriesfor granted. occupationalgrouping.a2But if the classictopicsof anthropology
His anthropologist from Mars is really an economist from Earth are such as the Nuer, the Mbuti, the Nayars, or even "tribal
in a spacesuit.ao society" globally, then the equivalent frame of reference for
Were he actually to make the effort, in Nadel's words, "to treat studying modern society should also be the whole culture-the
a familiar culture as though it were a strange one," the anthro- capitalist world system. For this reasonone may speakof Marx's
pologist would go beyond the analysisof a given institution or work as anthropological in approach, rather than as sociological
BB SOCIAI KNO W I . I I ) G I IOU N D AIION N N D SU PII? SIIIU C IU I? I 8 9
entire potential social systcnr;it is this which was cxprcsscdby historical pcriod possesscsits own laws . . 'fhc old econo-
the socialist movement. In this context Marx was an outsidor nrists rnisunderstoodthe nature of economic laws when they
within the system itself, in that he could look at it from the likened them to the laws of physics and chemistry. A more
perspectiveofa society yet to be created,but ctlreadyrepresented thorough analysis of the phenomenashows that social organ-
by new categories of socictl action. isms differ among themselves as fundamentally as plants or
Similarly, Marx claimed that the categoriesof capitalist culture animals. Indeed, one and the same phenomenon falls under
come to be used to understand other (earlier) forms of society quite different laws in consequenceof the different general
only when capitalism itself is seenas an historically specific form structure of these organisms, the variations of their individual
organs, and the different conditions in which these organs
of society, rather than as either the equivalent of other forms or
function. a8
the endpoint of historical development.a6The scientific strength
of classicalpolitical economyderived also from its peculiar his-
Marx is therefore with Winch in opposition to the idea of social
torical position at a period when a new form of society, capital-
scienceas aiming at the discoveryof generallaws of social life.
ism, was still in conflict with remainsof the pre-capitalistsystem.
What general "laws" are frameable in this realm are reducible
(This is visible, for example,in Smith's polemic againstmercan-
"to a few very simple characteristics,which are hammered out
tilist policy and for laissez-faire.)Even thoughthe classicalthink-
into flat tautologies."aeSimilarly, the relation between social
ers, true representatives of the Enlightenment,made their argu-
consciousnessand relations of production, between superstruc-
ments in terms of the "naturalness" of capitalist institutions,
ture and foundation, cannot be statedexcept by the most abstract
they still in practice contrasted those institutions with the
of formulas, so that "in order to examinethe connectionbetween
leftovers of the earlier order. This implicit conflict of points of
spiritual production and material production it is above all neces-
view, then, brought into focus the specific structure of the new
sary to grasp the latter itself not as a general category but in
system;so that, "although encompassed by [the] bourgeoishori-
definite historical form. ' 's0Agreement with Winch ends, howev-
zon, Ricardo analyzesbourgeoiseconomy,whose deeperlayers
er, at the conception of this "definite historical form." For
differ essentially from its surface appearances,with such theo-
Winch cultural forms are wholly defined by the meanings they
retical acumenthat Lord Broughamcould sayof him 'Mr Ricardo
representfor natives, so that understandingsociety is "grasping
seemedas if he had dropped from another plane1."'+t
thepoint or meaning of what is being done or said."5r For Marx,
Whether or not this explanation for the anthropological char-
in contrast, "grasping the point or meaning" of cultural items for
acter of Marx's study of economicsis correct, it is certainlytrue
the natives is only the prelude to the knowledge he is seeking:it is
that this is one way of explaining why he called his writings a
only to identify that which is to be explained,that whose meaning
critique of political economy.His position was, in Marx's own
for the scientific investigator is to be established.
opinion, ably summed up by I.I. Kaufmann, the first Russian
For Max Weber, as we saq complete explanationrequires the
reviewer of Capital, who wrote that the position that "the general
conjoining of a motivational interpretationwith observedstatisti-
laws of economic life are one and the same, no matter whether
cal regularity of behavior. As we noted in Chapter 2, Winch quite
they are applied to the present or the past,"
correctly points out that if we construe meaning as something
"subjective" it is hard to see how correlations with statistical
is exactlywhat Marx denies.Accordingto him, suchabstract regularities canjustify interpretations.Therefore, of necessity,in
laws do not exist . . . On the contrary,in his opinion, every
attempting to describea social situation in natural law-like terms,
92 SOCIAL KNOWIEDGI IOUNDA]ION AND SUPII?STI?UCTUI?E
93
Weberceasesto usethe notionsthat would be appropriatcto an rctical constructionon thc native categorieswhich the natives
interpretiveunderstanding of this situation.Insteadof spcaking themselveswould not recognizeas valid.
of the workers in his factory of being paid and spendingmoney, Such an approach is justified by Marx as affording answersto
he speaksof their being handedpiecesof metal, handing those questions that insiders will not ask. Vulgar economy, as Marx
piecesofmetal to other people and receiving other objectsfrom
seesit, merely "interprets, systematizes,and defends" the going
them; he does not speak of policemen protecting the workers'
conceptual schemeof (social) things. "But all sciencewould be
property, but of "people with helmets" coming and giving
superfluousif the form of appearanceof things directly coincided
back the workers the pieces of metal which other people have
with their essence."s3Here Marx adaptsthe distinction of es-
taken from them; and so on. In short, he adopts the external
point of view and forgets to take account of the "subjectively sence and appearanceto the social world: the phenomenato be
intended sense" of the behavior he is talking about: and this, I explained by social theory include the appearancesofthe system
want to say, is a natural result of his attempt to divorce the in the eyes of its inhabitants.The distinction betweenthe two, as
social relations linking those workers from the ideas which Marx conceived it, can be seenin his discussionof the dual nature
their actions embody: ideas such as those of "money," "pro- of Adam Smith's work in The Wealth of Nations:
perty," "police," "buying and selling," and so on. Their
relations to each other exist only through these ideas and On theonehandhe attemptedto penetrate theinnerphysiology
similarly these ideas exist only in their relations to each ofbourgeoissociety,but on theother,he partlytriedto describe
other.52 its externallyapparentforms of life for the first time, to show
its relationsastheyappearoutwardly,andpartlyhe evenhadto
Marx wouldbe in full agreement with thebulk of this passage. find a nomenclatureand correspondingmentalconceptsfor
Gold is certainlynot (in his eyes)to be identifiedwith money,nor thesephenomena . . for the first time. . . . The one task
areall authoritieswith helmetspolicemen.On the otherhand,he interestshim as much as the other, and sinceboth proceed
strenuouslydeniesthat socialrelationsexistonly throughideas, independently of oneanothel this resultsin completelycontra-
sincethe socialrelationsidentifiedby their idealrepresentations dictory ways of presentation:the one expresses the intrinsic
amongthe natives,being observable,are opento different de- connections moreor lesscorrectly,theother . . expresses the
scriptionsby outsideobservers.The error sharedby Winch and apparentconnections[betweeneconomicphenomenal
Weberlies in the assumption thatthe alternativesof "objective"
description and''subjective"interpretation exhaust thepossibili- -apparent, that is, "to the unscientific observer just as to him
ties of socialunderstanding. As we sau this is not true. who is actually involved . . . in the processof bourgeoisproduc-
In thepreviouschapterI sketcheda distinctionbetween"com- tion. "5a Smith was engagedin systematicdescription of different
mon-sense"and "theoretical" thinking about social life. The aspectsof the capitalist social system, in terms of the everyday
first is represented by Azandethinking aboutwitchcraft in re- categoriesof "value," "price," "rent," etc. At the sametime,
sponseto Evans-Pritchard's questions,and by the stockmarket when he usedthe concept of "labor" to explain the phenomenon
workers'conceptions of their rolesin theeconomy.The secondis of value, he made use of a category which, as used in his theory,
represented by Evans-Pritchard's systematization of Azandedoc- was not part of the vocabulary of everyday life.
trine and by economictheory. Here Winch draws the line of But, in Marx's opinion, despite the efforts of the classical
acceptability,for thethird sortof thinkingaboutsociallife, which economists, even they "remained more or less trapped in the
Marx calledspecificallyscientifictheorizing,represents a theo- world of illusion andnothingelseis possiblefrom the bour-
94 SOCIAT KNOWLTDGI IOU N D N TIONN N I) SU PL I? SII? U C TU IIT
95
geoisstandpoint;they all fell thcrefbrcurorcor lcssinto inconsis- l i l r rl r a tr anslat ion ol't hc ccononr ic cat egor ies. Just as lif e in
tencies,half-truths,and unresolvedcontradictions."5sTb go bc- Zande society required Evans-Pritchard to talk in terms of magic
yond the second level of social thought requires the posing of and witches, despite his disbelief in them, life in capitalism re-
questionsthat do not arise for the social insider. Just becausein quires that one does sell one's labor-power, or buy someone
capitalism the values of commodities are determined by "the else's, and so think of labor as a commodity. And
market," and confront the owners of the commodities as facts
limiting their choicesof action, the determinationof exchange IfI statethat coatsor boots stand in a relation to [gold] because
values appearsas the outcome of natural laws of economics. The the latter is the universal incarnation of abstract human labor,
fundamentalcategoriesof theselaws-"commodity," "value, " the absurdity of the statement is self-evident. Nevertheless,
when the producersof coatsand boots bring thesecommodities
and (for classicaleconomics)"labor"-appear to the economists
into a relation with . . . gold or silver . . as the universal
as basic properties of the social world.
equivalent,the relation betweentheir own private labor and the
collective form of societyappearsto them in exactly this absurd
Political economyhas indeedanalyzedvalue and its magni-
form.5 7
tude, howeverincompletely,and has uncoveredthe content
concealedwithin theseforms. But it hasneveronceaskedthe
questionwhy this contenthas assumedthat particularform, "Value" does not mean "socially necessary abstract labor
that is to say,why labor is expressedin value . .56 time," althoughthat, accordingto Marx's theory, is what it is.
The latter concept cannot replace the former in economic life; it
Why, that is, is labor representedin this system by price, the would have no significancethere. It is because,under the existing
exchange-valueof commodities relative to the money commod- conditions of private appropriation of the social product, the
ity? Marx's answeris to explain the categoryof value, the proper- abstract or social character of labor can have no direct form of
ty of goods measuring their mutual exchangeability,in terms of representation(as it would, for example, in a system in which
specific features of capitalist society. Social labor appears as decisions about social production were collectively made), that
value, i.e., is organizedthrough the market, (a) when labor has social labor can only be represented,as "value," in the form of
becomeradically social, in the sensethat production is carried on money.
for society at large rather than for the producer or immediate The Marxian analysis of money, as "the commodity whose
social groups; (b) while control over property remains individ- natural form is also the directly social form of realization of
ual; (c) and labor itselfis treatedas a good to be exchangedin the human labor in the abstract,"58 is not open to the objection made
market against other things. This condition requires the separa- by Winch to Weber's attempt at an "objective" description.
tion of the laboring population from the means of production, Money is defined in terms of the cultural institutions referred to
without which they cannot produce for themselves.We may dis- by the categoriesof "commodity," "price," and so on. At the
tinguish two sidesto this explanation.First, the category,"val- sametime, Marx's accountalso escapesthe alternativesposedby
ue," is explainedas the representationin this culture of a certain Winch, of cultural relativism or a priori truths of social life, by
organizationof social production. Second, this organization is explaining both what the essenceof this phenomenonis and why
explained as the outcome of a particular historical process, and it appears as it does to the natives of capitalism.
not asa consequence of some"inner natureof productionitself.'' To illustrate this, I will return to the analysisof the categoryof
While it is an explanation, such an account is not a substitute "capital," money used to make money. According to Marx,
96 SOCIAL KNOWLIDGI TOU N D AIIONAN D SU PIIISII? U C IU IIE 9 /
"c apit al is not a th i n g , a n y m o rc th a n mo n e y i sathi ng.l n capi tal , R aw nr at er ialsand t hc objcct ol'labor in gener alexist only t o
as in money, certain social relations appear as thc natural ubsorb thc work of others, and the instrumentof labor serves
properties of things in society."5e "Capital" defines things as only as a conductor, an agency, fbr this process of absorption.
. . Since work creates value only in a definite useful form,
they fit into a pattern of social action.
and since every particular useful form of work requires materi-
als and instruments with specific use-values, . . labor can
Under certain circumstances a chair with four legs and a only be drained off if capital assumesthe shapeof the meansof
velvet covering may be used as a throne. But this samechaiq a production required for the particular labor process in ques-
thing for sitting on, does not become a throne by virtue of its tion, and only in this shapecan it annex living labor. This is the
use-value.The most essentialfactor in the labor processis the reason, then, why the capitalist, the worker, and the political
worker himself, and in antiquity this worker was a s/ave. But economist, who is only capableof conceiving the labor process
this does not imply that the worker is a slave by nature . ., as a processowned by capital, all think of thephysical elements
any more than spindles and cotton are capital by nature just of the labor process as capital just because of their physical
becausethey are consumed nowadays by the wage-laborer in characteristics. That is why they are incapable of detaching
the labor process. The folly of identifying a specific socicl their physical existenceas mere elements in the labor process
relationship of productiorz with the thing-like qualities of cer- from the social characteristicsamalgamatedwith it, which is
tain articles is what strikes us most forcefully whenever we what really makes them capital. They are unable to do this
open any textbook on economics and see on the first page how becausein reality the labor process that employs the physical
the elements of the process of production, reduced to their qualities of the rneansof production . . . is identical with the
basic form, turn out to be land, capital, and labor. . . . By labor process that converts these self-same means of produc-
confusing the appropriation of the labor processby capital with ti on i nt o capit al. 6-
the labor processitself, the economiststransform the material
The sorry state of economic theory mentioned in Chapter I of
elementsof the labor processinto capital simply becausecapital
itself changes into the material elements of the labor process this essay, in combination with the most severe economic difficul-
among other things.60 ties since the thirties, has led to a crisis of economics serious
enough for the Nobel and Rockefeller foundations to invest mil-
lions in a study of the conceptual bases of economic policy,
Marx does not stop, as Winch would wish, at noting this social described by Dr Victor Urquidi as "theoretical concepts that
definition. First, Marx judges this descriptionof the economists have nothing to do with the present or looking to the future."62
as ideological, in Mackie's sense.It containsthe error of treating We may note also a rash of books and articles on the insufficien-
a social character as a natural property. Marx assimilatesthis cies of economics.However, the economistsare neither resigning
error to that of attributing an independentpower to manmade their academicand governmental posts nor being askedto do so.
idols by speakingof the "fetishism of commodities," i.e. the As onejournalist commented, "The economistshave a great deal
treatmentof the results of a stageof social developmentas ineluc- invested in their present 'scientific' approach, both intellectually
table laws to which humans can only submit. and practically-in professorships,learnedjournals, possession
Second, he explains the ideology, by showing what aspectsof of graduatestudents,positions in government and industry, hon-
capitalist social experience (as described in his own theoretical ors, up to and including the Nobel Memorial Prize in Economic
vocabulary) call for this ideological interpretation. In capitalism, Science."63 And their employers must find the thought of being
9 [J SO(-INI KN O W It t X; t I( JU N T) N IIONAN I) SU I'[R SII? U C IU I? T 9 9
ro o
I02 SOCIAL KNOWLEDGE :icttNCt nNt) socr[IY l03
At the sametime, however,Marx's view is rnarkcdby an abarr- Onc can ol' coursc. Marx continues. come to some more
donment of the teleology essentialto the Hegelian schemc. For or less general conclusions about history by comparing the
Marx the great importanceof Darwin's Origin of Specieswas that results of detailed studies of different areas and times.
it dealt the "deathblow" to teleology in the natural sciences, But an understanding of social history will never be achieved
while at the same time offering an empirical explanation of its "with the master-key of an historico-philosophical the-
"rational meaning"-i.e., explaineda teleologicalpattern as the ory whose supreme virtue consists in being supra-histori-
result of a causalmechanism.3This certainlyrepresentedMarx's cal.' '6
attitude towards teleological explanation in human history as We must conclude, then, that despite his use of Hegelian
well. He had already renouncedthe Hegelian vision in 1845, phraseologyMarx did not conceive of the series "asiatic, an-
writing that cient, feudal, and [capitalist]modesof production" as ordering
all the world's cultures in one connectedhistory. The sequence
History is nothingbut the succession of the separategenera- appcarsuniversal in characterbecausecapitalism,which devel-
tions, eachof which uses. . the productiveforceshanded oped from European feudalism, itself developedon the ruins of
down to it by all precedinggenerations, and thus,on the one "ancient" society,in becominga world systemtransformsall the
hand,continues the traditionalactivityin completelychanged social forms it overwhelms. As Marx put it in The German
circumstances and. on the other. modifies the old circum- Ideology, the more capitalism expands,breaking down the isola-
stanceswith a completelychangedactivity.This canbe specu- tion of hitherto relativelyautonomouscultures, "the more histo-
lativelydistortedsothatlaterhistoryis madethegoalof earlier ry becomesworld history."T
history . . . while what is designatedwith the words "des-
Even if we disregard the appearancesof a teleological concep-
tiny", "goal", "germ", or "idea" of earlierhistoryis noth-
tion, however, can we not identify "what deservesto be called a
ing morethanan abstractionfrom laterhistory,from theactive
theory of history, which is not a reflective construal, from a
influencewhich earlier history exerciseson later history.a
distance,of what happens,but a contribution to understandingits
inner dynamic"? That we can is the claim of G.A. Cohen in his
Thirty-odd years later, Marx wrote one of his Russiandisci- I
influential book, Karl Marx's Theory of History, in which he at-
ples to strcss that the "historical inevitability" which Capital t
I tempts to reconstruct"parts of historical materialism as a theory
ascribedto the developmentof capitalism "is expresslylimited to a
I or infant science."8 Cohen's version of the theory supposedly
the countriesof WesternEurope."s Similarly, in reply to Mikhai- I stated in the 1859 Preface, and developed in the seriesof works
lovski, who had criticizedhim for a theoryof "necessarystages" I
t:
t,
S( - i l N C I n N I) SOC l l l Y l05
IO4 SOCIAL KNOWLEDGE
opmentof technologiesincreasinglyableto mect the challcngcol' argunrcntin Cupitul tnakcsno uscol'a generalsocialtheoryof the
scarcity; human rationality in turn dictates that "when knowl- sort we have beendiscussing.We have already seenthat Marx's
edge provides the opportunity of expanding productive power general categories, as abstractions,are used not to generateex-
[people] will tend to take it." Productive forces exist and are planations for particular phenomenabut to organize the material
utilized only within one or another set of social production rela- in a comparative way. The "guiding thread" in his theoretical
tions, which therefore develop in such a way as to permit the fabric, as he makes clear in an interesting referencein Capital to
developmentof productive forces. The forces-the embodiment the Preface to Zur Kritik, is that "each particular mode of pro-
of rationality's responseto scarcity-are the primary causal ele- duction" is the foundationof "definite forms of socialconscious-
ment in history; "the property of a set of productive forces which ness."r2 For this reasona generaltheory of ideology is impossi-
explains the nature of the economic structure embracing them ble, as we saw in Chapter 4.
is their disposition to develop within a structure of that na- It is the rejection of the possibility of general theories of soci-
ture."e ety that lies behind the two-fold critique of bourgeois social
Setting aside the difficulties of the "functional" mode of ex- thought exhibited in Marx's distinction between "classical" and
planation Cohen employs, this is an extremely implausible recon- "vulgar" economists.The former were scientific in so far as they
structionof Marx's views, as well as an implausibleunderstand- sought to constructexplanationsof economic phenomenain "the
ing of history. As we have seen,Marx explicitly rejectsappealsto real internal framework of bourgeois relations of production,"
features of the human mind, including therefore its alleged ra- while the latter only "flounder around in the apparentframework
tionality, as a basis for historical explanation. At the sametime, of those relations"-apparent, that is, in "the banal and compla-
the concept of "scarcity", drawn-like the characterizationof cent notions held by the bourgeois agents of production about
work as inherently painful-from the ahistorical economicsMarx their own world, which is to them the best possibleone."r3 Here
was attacking,has no place in Marx's view. For Marx, "wants" "the forms of appearanceare reproduceddirectly and spontane-
are precisely not "given"; the "creation of new needsis the first ously, as current and usual modes of thought; the essentialrela-
historical act."r0 This "creation of needs" is itself conditioned tion must first be discoveredby science."l4 In anotherpassage
by social experience,in Marx's view; thus he held that "the key Marx invokes an analogy with physical science:a scientific anal-
to the riddle of the unchangeabilityof Asiatic societies" is sup- ysis of capitalism is possible only in terms of new theoretical
plied by "the simplicity of the productive organism in theseself- categories,not part of the system we are trying to explain, "just
sufficing communities which constantlyreproducethemselvesin as the apparent motions of the heavenly bodies are intelligible
the same form" and "on an unalterabledivision of labor."tr only to someonewho is acquaintedwith their real motions, which
Here the nature of the social relations inhibits the progress of are not perceptibleto the senses." l5 Everyone can seethat the sun
productivity, just as in capitalism the nature of society has led to rises and sets, moving around the earth; only by looking at the
its acceleration. solar system from a more abstract point of view-i.e., one that
I chose Cohen to discuss becausehis work has been highly sets the earth-eye view alongside those from other spatial posi-
praised among recent contributions to the understanding of tions-can the "essential relation"-the motion of the earth
Marx. But I believe that investigation of any other attempt to around the sun-be seen. Once we know the real motion we are
develop a general theory of history from Marx's work would lead able to explain the apparent motion of the sun around the earth.
to the same result. It would otherwise be remarkable that the Similarly, Marx argued, the origin of profit, which appears to
:;( l l N ( | n N l ) :;( x- l l l Y lo/
I06 SOCIAL KNOWLEDGF
result from the investrnentof capital, can be undcrsttxrdonly rangc ol'choiccs opcn t() social policy Inakcrs.Outsidc these
from a more abstractpoint of view that seescapitalism as one way choiccsthcrc was nothins.
of organizing an exploitative production process.
Thebelatedscientiflcdiscoverythattheproductsof labor,in so
It is to be noted that for Marx neither its lack of historical
far astheyarevalues,aremerelythematerialexpressions of the
consciousnessnor its theoretical inadequaciesdisqualified classi-
humanlaborexpended to producethem,marksan epochin the
cal economicsfrom the title of "science." Scienceis not to be but by no meansbanishes
historyof mankind'sdevelopment,
identified with correct theories only, but rather with the employ- the semblance ofobjectivity possessedby the socialcharacter-
ment of certain standardsof theory-constructionand evidencein isticsof labor.Somethingwhichis only valid for thisparticular
the explanationof some domain of phenomena.Yet a theory that form ofproduction . . appearsto thosecaughtup in the rela-
regards capitalist social relations as natural, inevitable forms tionsof commodityproduction(andthisis truebothbeforeand
"can only remain a sciencewhile the classstruggle remainslatent after the above-mentioned scientificdiscovery)to be just as
or manifestsitself only in isolatedand sporadicphenomena,"r6 ultimatelyvalid asthe fact thatthe scientificdissectionof the
since the growth of opposition to capitalism bears witness to the air into its componentpartsleft theatmosphere itselfunaltered
spiralling crisis cycle characteristicof the developedsystem,and in its physicalconfiguration.re
so to the historicallimit to its existence;any theory worthy of the
name will have to be able to explain this cycle and the implica- Justas the chemicalanalysisof the atmospheredid not alter but
tions of capitalism'sfinitude. Economicsat its best was riding to only explainedthe composition of the air, so the classicalanalysis
an inevitablefall as a result of its appeal,explicit or implicit, to of value in terms of sociallabor time did not alter the reality thus
the conceptof nature in the analysisof social institutions. described.This is of courseexactly what we should expect from a
While classicalpolitical economywas scientific, in distinction scientific analysis.However, while Marx's explanationof wfty
to vulgar economics, in explaining the phenomenaconstituting labor time appearsin the form of value also does not alter the
the economic system, the two were alike in viewing "the capital- reality explained,it doessuggestthe possibilityof suchchangein
ist order as the absoluteand ultimate form of social production, a way the classicalanalysisdoesnot. By describing"value" as a
instead of as a historically transient stage of development."rT categoryof socialbehavior,as a conceptin terms of which goods
Since capitalism does not in fact representthe emergenceto clear are deaLtwith, Marx showsthat it is not just descriptivebut also
view of social processesand institutions essential to any and constitutive of the social system. While natural properties of
every form of society,this viewpoint was bound to lead to errors goods exist independentlyof social action, a property like value
and an inability to explain fundamentalcharacteristicsof capital- that is itselfa productofsocial behaviorcan ceaseto existevenas
ism, such as the tendency toward depression and crisis. Thus it it was once brought into existence.
"classical political economy's . . . uncritical acceptanceof the l. On the one hand, Marx criticizes the portrayal of the institu-
categories[of capitalist society] led it into inextricableconfusions tions of modern society, by economists and by social theorists
and contradictions . . ., while it offered a secure base of oper- generally,as naturalgivens.He emphasizes,in contrast,not only
ations to the vulgar economistswho, in their shallowness,make it the transitory, historical characterof social structuresbut also the
a principle to worship appearancesonly."r8 fact that they are products of human activity rather than of a
By revealing the natural laws of the production and distribu- "logic of history." On the other hand, Marx describeshis own
tion of wealth political economy was supposed to clarify the work on the pattern of natural science,comparing it explicitly to
I08 SOCIAL KNOWLEDGT N( . 1 ANt ) socll lY
1, ( , ll l( ) 9
expectedto bring with it, along with the abolition ol'wagc labor "clcn)i.rl''
anclsoto spcak"sacrcd"lawof supplyanddcmand.
and the state,the disappearanceof the subject-matterof econom- H,vcrycon'rbination betweenemployedand unemployed dis-
ics and political science-more generally, in G.A" Cohen's turbsthe "pure" actionof this law.26
phrase, "the withering away of social science." This is already
suggestedin Marx's comparison of the mystery of commodity With the triumph of communism, furthermore, Marxian the-
relations with the absenceof economic facts in other forms of ory itself would ceaseto have meaning. In so far as the aim of this
society.Thus in medieval Europe, "precisely becauserelationsof theory is the unmasking of the social reality beneaththe appear-
personaldependenceform the given social foundation, there is no ances of capitalist society, it would have no place in a world in
need for labor and its products to assumea fantastic form differ- which "the practical relations of everyday life betweenman and
ent from their reality." In this society people neverthelessexperi- man, and man and nature,generallypresentthemselvesto him in
enced social reality ideologically, in terms of such concepts as a transparentand rational form."27 Marxian science,in other
kinship, honor, loyalty, and the divine will-"the motley feudal words, will of necessitysharethe fate of its bourgeoisantagonist.
ties that bound men to their 'natural superiors"' that capitalism This would not mean an end of scientific thinking about soci-
(as Marx put it in the CommunistManifeslo) "has ruthlesslytorn ety, but only that of bourgeois ideology and its critique. The
asunder." On the other hand, in the future socialist society as disappearance of thosephenomenarooted in the peculiaritiesof
Marx imagined it, "an associationof free men, working with the capitalismwould not bring a suddensolutionof all the mysteries
meansof productionheld in common, and expressingtheir many of social behavior: the nature of grammar and its relation to
different forms of labor power in full self-awarenessas one single spoken language, for instance, or the processesby which an
labor force," the relations of the producerswith each other, their infant becomesa human being would still remain invisible to the
labor, and its products, would again be "transparent." The gap non-scientific eye. In addition, the attempt to construct a demo-
betweenappearanceand reality filled today by economic science cratically and consciouslyregulatedsociety would require exactly
would no longer exist.25Marx believed that a tendency in this that questioningof assumptionsand procedureswhich plays an
direction was to be seeneven within capitalism,as in the course essentialrole in scientifictheorizing.To be scientifichere would
of the classstrugglethe workers discoverthe historicallylimited meanconsciouslyto attemptto placeexistingand proposedinsti-
character of the laws of economics, so that the continued effec- tutions and proceduresin the context of the past, on the one hand,
tivenessof theselaws becomesa matter of political action. and in that of the imagined and desired future, on the other. The
goal of democratic decision-makingwould require attention paid
to comparison and mediation between the variety of cultural
Thusas soonasthe workerslearnthe secretof why it happens
forms constituting societyon the world-wide and local levels. But
that the more they work, the more alien wealththey produce,
one imagines a flavor here quite different from that of today's
andthat the more the productivityof their labor increases,the
moredoestheir very functionasa meansfor thevalorizationof social science,as the aim would be explicitly not so much the
capitalbecomeprecarious; assoonas,by settingup trade discoveryof necessitiesas the expansionof the realm of choice.
unions,etc.,theytry to organizeplannedco-operation between Such a future implies a transformation in the conceptionof
the employed and the unemployed in order to obviate or to social knowledge which goes far beyond the discarding of the
weakenthe ruinous effectsof [the] natural law of capitalist illusionsof the socialpseudo-sciences. Two aspectsof this trans-
productionon their class,so soondoescapitaland its syco- formation-thc abandonmentof "value-freedom" as a scientific
phant, political economy,cry out at the infringementof the ideal, and an altcration of the idea of science itself-may be
S( - IIN C I AN D SOC ITIY
\12 SOCIAL KNO W LEDG I
discussedhere, however briefly, as they may be discerncd tn tainly thc twcnty ycars' rcncwed expansionof capitalism that
lbllowed World War II were accompaniedby a renewed faith in
trends of the presenttime, bound up with the continuing develop-
the power of scienceto understandand control the world, social
ment of the existing social system. The two are intimately con-
nected in the complex idea of "nature" and of science as the and natural-this was the age both of the atom bomb and of
"macroeconomic fine-tuning." In this context the dominance of
"objective" study of it. Basic to the concept of "nature" in-
positivist philosophy of science is not surprising. But the opti-
volved here is the idea of a "natural order," representedby a
mism of capitalism's earlier periods could not survive the century
system of laws, existing independentlyof the human observer,
of total war, and the social relativism produced in part by the loss
that it is the aim of science to discover. This is a world of
"objective" facts, as opposedto the ("subjective") conventions offaith in progressas ofthe essenceofcapitalism and in part by
and values of human invention. the apparently stable confrontation with state-run societies has
It is in accordancewith this set of conceptsthat social scienceis made possible the development of "post-modern" (if not yet
post-capitalist)philosophiesof science.30
taken to be the study of human nature, or of the nature of society,
One consequenceof this intellectual developmentwas a change
construedaSa Setof drives, instincts, innate mental structures,or
in the understandingof laws of nature. The concept of "natural
social necessities in terms of which complex systems can be
law," applied for most of its history both to the investigation of
explained. A classic version of the ideology of modern science
physical natureand the evaluativestudy of social institutions, is
imagined a unified science, in which sociology, individual psy-
of course itself a metaphor taken from social reality. The medi-
choiogy, biology, chemistry, and physics study the properties of
the same basic stuff at varying degrees of complexity. But the eval Christian picture of God as lawgiving sovereign of creation
gradually gave way to the image of God as engineer,designer of
relevant concept of nature may be shared by those, like Durk-
heim, who think in terms of irreducibly social facts. the world machine. The disappearanceof the divine rule-setter
Brun van Albada suggeststhat not just social sciencebut this from today's science has left the metaphor as designation of a
..science" itself is apartof thedevelopmentofcapitalism, form of description, or as a means to the explanation, of natural
ideaof
.'born of the presumptionof that classwhich had the illusion of phenomena.
having solved all social problems and believed it had the power to We are coming to see that just as what seemed to be social
givens are not universal, so truth need not be understood as
dominate nature as it dominated society.Thanks to the bourgeoi-
somethinggiven and waiting to be discovered,but can be con-
sie the world was now in ordeq and in good order, in harmony
struedas somethinghistorically and socially constructed,without
with the demandsof reason.It ought to run regularly, like a well-
for all that becoming arbitrary or "subjective." The concept of
designedand well-oiled mechanism."28 Van Albada continuesby
"natural order," similarly, can now be seento draw its meaning
pointing out that the shocksto the bourgeoisie's senseof cosmic
from the fact that we are able to construct theories ordering and
order and its place in it occasionedby the economic and social
upheavalsof the latter half of the nineteenthcentury were reflect- explaining our experience,just as it is only by our construction of
categoriesand theory-like systemsof thinking that our experience
ed in the displacementof the confident materialism of the eigh-
which, with- has shapeat all. We now have learned that just as on the individ-
teenth century by "a semi-idealistconception
world, could ual psychological level there is no perception without representa-
out entirely denying the existenceof the material
tion, so scientific experimentsare meaningful only in the context
assignto man only the role of powerlessand fearful observer,"2e
of sets of theoreticalconstructs.
a conception exemplified by Mach's philosophy of nature' Cer-
]1 4 SOCIAL KNO W LEDG E SC IIN C l AN D SOC ITIY II5
Science,in a word, is being perceivedmore and morc on the clcarly by E,nricoFermi's useof it in explaininghis feelingsabout
model of a product of social labor, both as a final product and as a thc atomic bombing of Hiroshima: while unfortunate from the
tool for future production, although few are as clear about this as human point of view, he explained, it was a wonderful piece of
is J.R. Ravetz in his description of scientific work as a type of physics.33The classicalformulation of this ideal for the social
"craft" exercisedon "artificially constructedobjects" (intellec- sciencesis that of Max Weber, in his addresseson science and
tual constructs)and his conclusion that "the special character of politics as vocations. For Weber the "scientific attitude" implied
achieved scientific knowledge"-its justifiable claim to truth- freedom from the evaluative stanceessentialto political activity.
"is explained by the complex social processesof selection and This attitude reproduceswithin the social sciencesthe opposition
transformationof the results of research."3r This new under- between the (naturally) given and (culturally) chosen or created
standing of the place of science in the social labor process has aspects of society, as with the difference between the laws of
been no doubt in part suggestedby the actual social position ofthe economics and policy choices evoked by the title of Arthur
scientist, far different today from that of the eighteenthor even Okun's book, Equality and Efficiency. The Big Tiade-Off.3a
the nineteenth century. In the age of "big science," involving The sameattitude appearedwithin Marxism, as exemplified by
massivestateand private investment, he can no longer be seenas Bernstein's distinction between socialism as ethical ideal and
a disinterestedand independentseekerof truth. This situation has Marxism as a scientific theory of the capitalist economy.35For
led to a change this Bernstein seemingly could claim ancestry in Marx's charac-
arti- terizationof his own viewpoint as one "from which the develop-
as radicalas that which occurred. . when independent
sanproducersweredisplacedby capital-intensive factorypro- ment of the economic formation of society is viewed as a process
ductionemployinghired labor. . . . With his lossof indepen- of natural history." Marx praised the English factory inspectors
dence, the scientistfalls into one of theseroles: either an for their freedom "from partisanship and respect of persons,"
employee,workingunderthe controlof a superior;or an indi- and observed,in anticipationof Capital's critical reception,that
vidualoutworkerfor investingagencies,existingon a succes-
sionof smallgrants;or hemaybea contractor. managing a unit In thedomainof politicaleconomy,freescientificinquirydoes
or establishment which produces researchon a large scaleby not merelymeetthe sameenemiesasin all otherdomains.The
contractwith agencies.32 peculiarnatureof the materialit dealswith summonsinto the
fray on the opposingsidethe most violent, sordidand malig-
One casualtyof this situationis the image of the scientistas an nantpassionsof the humanbreast,the Furiesof privateinter-
individual mind seekingtruth through analysisof its experienceof est.
the "external world. " The alternative is a conceptionof scientif-
ic truth not in terms of a correspondenceof mental with natural In the face of this, he welcomed "every opinion basedon scientif-
objects or structures,but as socially communicable and confirm- ic criticism."36
able knowledge. Yet Marx had no wish to pretend that his theoretical labors
This conception of sciencealso erodesthe distinction between were "value-free. " His aim was to serve what he consideredthe
science as search for truth, on the one hand, and its technical practical needsof the working classin its struggle againstcapital-
application, a non-scientific matter to be decidedby referenceto ism. But this for Marx meant not abandonmentof the claim to
values, on the other. The impossibility of sustainingthis distinc- scientific truth, but the opposite. Those who wish to control their
tion in the twentieth century was perhaps demonstrated most social (as their natural) conditions of life need to understandthe
I16 SOCIAL KNOWLEDGE SC IIN C T AN D SOC IITY II7
situationsin which they find themselvesand the possiblcchoiccs nrcans of' which pcople organize their revolutionary (or non-
of action within thesesituations.In fact, it seemsclear that Marx rcvolutionary) behavior. Like everyone, revolutionaries think
anticipatedthe picture of sciencewhich only now is gaining more about what they are doing: the theoreticians among them are
generalacceptanceas the inadequacyofthe older picture becomes those who try to explore, systematize, and explain the social
inescapable.With the supposedconflict between objectivity and interactionsthat constitutethe social statusquo and the movement
values Marx abandoned both the idea that there is an eternal against it.
socialorder to be discoveredand the scientist'sclaim to a special This attitude was reflected in Marx's conceptionof the tasksof
position of social expertise, basedon his supposedcharacterof a intellectualsin the socialistmovement. He put his writing skills at
seeker after truth, above the passionsof the laity. the service of the First International, preparing position state-
Thus by "scientific socialism," as Marx put it in reply to ments, official communications,and so forth. In addition, we
criticism by Bakunin, he meant-in opposition to "utopian so- should note the project of an Enqu?te Ouvribre, a questionnaire
cialism which seeksto foist new fantasiesupon the people"- which Marx published in the Parisian Revue Socialiste in 1880,
"the comprehensionof the social movement createdby the peo- and had reprinted and distributed to workers' groups, socialist
ple themselves. "3TThe historicalprocessMarx was interestedin, and democratic circles, "and to anyoneelse who askedfor it" in
as a socialist theoretician, would consist precisely in people's France. The text has the form of 101 questions,about working
attemptsto changethe society in which they find themselves,just conditions, wages, hours, effects of the trade cycle, and also
as that society's continuedexistenceconsistsin their continued about workers' defenseorganizations, strikes and other forms of
obeisanceto the laws of economics.Scientificwork, in leadingto struggle,and their results.Though this might be describedas the
a better understandingof society and so of the tasks involved in first sociological survey, its prefaceurges workers to reply, not to
changing it, should serve as an element of these attempts. meet the data needs of sociologists or economists, but because
"The productionof ideas,of conceptions,of consciousness," only workers can describe"with full knowledgethe evils which
Marx says in The German ldeology, they endure," just as "they, and not any providentialsaviors,can
energetically administer the remedies for the social ills from
is at first directlyinterwovenwith the materialactivityandthe which they suffer." The role which Marx intendedto take on was
materialintercourse of men,thelanguageof real life. . . . The that of the collection, organization,and transmissionof this in-
sameappliesto mentalproductionasexpressed in thelanguage
formation; thus, the results of the Enqu?tewere to be analyzedin
of thepolitics,laws,morality,religion,metaphysics of a peo-
a series of articles for the Revue and, eventually, a book.3e
ple. Men aretheproducers of theirconceptions, ideas,etc.-
The main task which Marx set himself as a revolutionary intel-
real,activemen,astheyareconditionedby a definitedevelop-
ment of their productiveforcesand of the intercoursecorre- lectual, however,was the task of theory: the elaborationof a set of
spondingto these. . Consciousness can neverbe anything concepts, at a fairly abstract level, that would permit a better
elsethanconsciousexistence, andthe existenceof menis their comprehension of the struggle between labor and capital. He
actuallife-process. 38 prefaced the French serial edition of the first volume of Capital
with an expression of pleasure, that "in this form the book
Once consciousnessis construed as the organization of human will be more accessibleto the working class-a consideration
like its opposite,can
activity, then revolutionaryconsciousness, which to me outweighseverythingelse."40The function of the-
be understoodas the systemsand quasi-systemsof conceptionsby ory was to hclp the movement as a whole clarify its problems and
IIB SOCIAL KN O W LEDG E : x. t tNCI nNt ) Soclt lY
possibilities;it did not, in Marx's vicw, placc thc thcorist in a pcrrnitting rcal progrcssin thc dircction of social knowledge. I
dominating (or "hegemonic," as the currently fashionablceu- have hoped to defbnd the powers of scientific rationality against
phemismhas it) position vis-d-visthe movement,but was rather barriers supposedly discovered through philosophical analysis.
what he had to contribute to a collective effort. But my wish is not so much for the improvement of the social
That effort, however,was to be abandoned.Capital was trans- sciencesas academicdisciplines as for the imaginative rejection
formed by the history of the Secondand Third Internationals into of the conditionsof present-daysocietyby their victims. It is this
the "Bible of the working class"-an ironic fate for the product refusal of the laws of capitalist reality which will make possible
of Marx's scientific efforts. Today,in the absenceof a working- both their understanding and their abolition.
classmovement,Marxism has becomea specializationfor intel-
lectuals,and Marx's critique of the ideologyof capitalistsociety
grist for the social-scientific mills that continue to produce that
ideology. Basic elements of Marx's approach to the analysis of
social action and consciousnesshave increasinglycome to be
adoptedby the social sciences-strikingly enough, with the great-
est successand the least resistanceat the points farthest from the
critique ofpresent-dayreality,suchasthe studyofclassicalantiq-
uity or the anthropologyof "simpler societies." But in their
inability to understand the culture that gave birth to them, the
social sciences,and in particular economics,have not advanced
since Marx's day.
Commentingon a recentbook on this stateof affairs, a review-
er noted the author's
6. Bottomorc,
ibid.,p. 32.
7 . B r o d b e ck ( e d .) , p . l .
8. Maurice Natanson,"A Study in Philosophyand the Social Sciences",
p.273.
9. Ernest Nagel, The Structure of St'ient'e, p. 484.
10. Max Weber, The Theory rf Social ctnd Et'onomic Organiz.ation,p.88.
ll. K a r l M a r x, C a p i ta l , Vo l u m e l , p .9 2 .
12. Karl Marx, A Contribution to the Critique of Political Eunomy, pp.
20-21.
13. E. P. Thompson, The Poverty of Theory arul Other Es.sa-ys,
p. 6-5.
14. Marx, Capital, l, pp. 178-79. My emphasis.
2. "Subjective"ond "Objective"
L Introductory
1. F. A. Hayek, The Counter-Revolution rf Scient.e,
p.28.
l. FrederickSuppe(ed.), The Structureof ScientificTheories,p. v. 2. Ibid. , pp. 28, 29, 26.
2. RichardJ. Bernstein,TheRestructuringof Socittland PoliticctlTheory, 3. For a representative selectionof articleson methodological
individual-
p. x ii. ism, seeBrodbeck(ed,.),Readings,Chapters13-18;for a critiqueseeAlan
3. LeonardSilk, writinginTheNew YorkTimes of 27 July1983,reported Garfinkel, Forms of Explanation: Rethinkingthe Questirnsof Social Theory
(New Haven:YaleUniversityPress,l98l).
recentresearchon economicforecasting,by Victor Zarnowitzof the National
Bureauof EconomicResearch: 4. Weber,Theory,p.89.
5. Seetheeditors'introduction to H. H. GerthandC. WrightMills (eds.),
After examining the forecastsof 79 individual economistsand firms made From Mar Weber:Essaysin Sociobgy(New York: Oxford UniversityPress,
bctween the fourth quarter of 1968 and the first quarter of 1969, Mr. 1946),pp. 57- 58.
Zarnowitz found that "no single forecaster has been observed to earn a long
6. H a yek,p. 30.
rccord of superior overall accuracy, and indeed nothing in the study would
7. W eber Theor
, y,p. 93.
cncourage us to expect any individual to reach this elusive goal.
"For most of the people, most of the time," he found, "the predictive 8. H a yek,p. 31.
lcvel is spotty, but with transitory spells of relatively high accuracy," a 9. Weber,Theory,p. 101.
finding that might apply to the gambling tables at Las Vegas or Atlantic 10. S e eibid. , p. 99.
City. . . . 11. Ibid.
The economist's strategy, if he is to gain fame and higher rewards for his 12. ErnestNagel, "On the Method of Verstehenas the Sole Method of
ability to beat the standardodds, must be to capitalize on what Mr. Zarnowilz Philosophy,"p. 264.
calls the "transitory spells ofrelatively high accuracy" by taking risks in the 13. Weber,Theory,p. 97.
first place and then heavily advertising his occasionaltriumphs to keep them in 14. rbid.
public consciousness.
15. See,in particular, DonaldDavidson,"Actions,Reasons, andCauses,"
The risk-taking forecaster has the advantageof dealing with a public that
seemsto have a very good memory for forecasting successesand a very poor
Journal of PhilosophyLX:23 (7 November1963),pp. 685-700.
one for failures. This nonsymmetrical public memory appearsto be correlated 16. PeterWinch, TheIdea of ct SocialScienceand its Relationto Philos-
with general credulousness and grecd. As Phineas T. Barnum, the great oph1,,p. ll3.
17. Ibid. , pp. 123, 88.
18. Seeibid., pp. 49-50.
120
,122 N OIIl ; t 23
SOCIAL KNOWLEDGE
1 9. Ib id., p . 11 7. on AlienSociety
3. Understonding
20 . Ib id., p p. 1 09- 110.
21. Ernest H. Hutten, The ldeas of Physics,p. 3. For a detailedaccountof l . W eberTheor
, y,p. 99.
observation in physics, see Dudley Shapere, "The Concept of Observation in 2. Affred Schutz,The Phenomenology of the Social World,p. 234.
Science and Philosophy," Phibsophy of Science 49 4 (1982), pp. 485-525. 3. Winch,Idea, p. 108.
22. John Wallace, "Translation Theories and the Decipherment of Linear 4. Ibid. , p. 90.
B ," p p. ll2-3 . 5. Fritz Machlup,"If MatterCouldTalk," p. 54.
23. Weber is not a psychological behaviorist. Thus he would accept intro- 6. Winch, Idea, p. 58.
spective reports as evidence for the evaluation of motivational models. In his 7. BronislawMalinowski,TheSexualLife of Savages in North-WestMela-
view, however, except for the rare laboratory cxperiment direct psychological nesia(New York: Harcourt,Brace& Jovanovich , 1932),pp. 425-29, cited in
accessis not possible and we must construct and evaluateour models from the AlasdairMaclntyre,"The Ideaof a SocialScience,"in Alan Ryan(ed.), ?'fte
"outside." Philosophyof SocialExplanation,pp. l5-32, p. 16.
24. Wallace, op. cit., p. 123. 8. Winch, Idea.p. 89.
25. Ibid., p. 131. 9. Ibid., pp. 108-9.
26. See, for example, Jean Piaget and Barbel Inhelder, The Psychology ttf 10. Ibid. , p. 107.
the Child (New York: Basic Books, 1969), pp. 4-6. 11. E. E.Evans-Pritchard, TheoriesoJ PrimitiveReligion,p.98.
27. Clyde Kluckhohn, Culture and Behavior, pp. 25, 52. Note that 12. JackGoody,ComparativeStudiesin Kinship, p. xiii.
"learned behavior" does not have here the meaning it has in behaviorist 13. SeeWinch, Idea, p. 104.
learning theory. 14. GopafaSarana,TheMethodologyof AnthropologicalComparisons,p.
28. Kluckhohn, op. cit., p. 63. 15.
29. Alasdair Maclntyre, "A Mistake about Causality in Social Science," 15. E. E. Evans-Pritchard, "The ComparativeMethodin SocialAnthropo-
pp . 6l-62 . The non sequitur in Maclntyre's argument-lack of the concept of a logy," p. 35. The skepticismderivesfrom his sensethat socialfactsmay well
game need not spell inability to recognize rule-following-does not affect his be "so totally differentfrom thosestudiedby the inorganicand organicsci-
essentialpoint. encesthat neitherthe comparativemethodnor anyotheris likely to leadto the
30. The problem offormulating categoriesfor the observation of "subjec- formulationof generalizations comparableto the laws of thosesciences.We
tive" phenomenacan be seenin perhaps its purest form in archaeology,where haveto dealwith values,sentiments, purposes, will, reason,choice,aswell as
the human constructorsof meaning have long since vanished.For an interesting with historicalcircumstances"(p. 33).
account of the problem in this context, see Edwin Wilmsen, Lindenmeier: A 16. H ar r is,p. 41.
Pleistocene Hwting Society (New York: Harper & Row), pp. 45-58 and 17. Winch, Idea, p. ll5.
passim. r8. l bid. , p. 88.
31. Barry Barnes, ScientiJicKnowledge and Sociological Theorl'-,pp. 66' 19. E.E. Evans-Pritchard,Witchcrafi, Oracles, and Magic among the
A zande,p. 224.
32. Winch , Idea, p. 84. 20. Ibid. , p. 229.
33. Ibid., p. 87. 21. Cited in PeterWinch, "Understanding a PrimitiveSociety,"p. 80.
34. Marvin Harris, Cultural Materialism: The Struggle for a Science of 22. Ibid. , p. 82.
Culture, p. 32. Harris's use of the emicietic distinction is a subjectof debate 23. Evans-Pritchard, Witchcrafi,p. 11.
among anthropologists;see Anthony F. C. Wallace's review of Cultural Mate- 24. Ibid., p. 126.
rialism in American Anthropologist 822 (1980), pp. 423-26, and especially 25. Ibid. , p. 18.
Lawrence E. Fisher and Oswald Werner, "Explaining Explanation: Tension in 26. Winch, "Understanding,"pp. 78-9.
American Anthropology," Journal of Anthropological Research 34:2, pp. 21. Ibid. , p. 93.
194-218. The position taken in this paper is much closer to my own than is that 28. Winch, Idea, p. 123.
of Harris. However, the passageI quote here from Harris does not commit the 29. Winch, "Understanding,"p. 82.
faults againstwhich Fisher and Werner argue; since Cultural Materialism was 30. Evans-Pritchard, Witchcrajl,p. 25.
published after their article, perhaps this indicates a responsive change in 3r. Ibid. , pp. 22- 3.
Harris's position. I am grateful for these referencesto Kenneth M. Kensinger, 32. Ib id. , p. 199.
of Bennington College. 33. Ibid. , p. 31.
35. Harris, op.cit., pp. 34-35.
N o IIS 125
124 SOCIAL KNOWLEDGE
ond Superstructure 2.1.K arlM alx. "Rcsult sol t hclr r r r r r ct liat ol'Pr oduct ion,p.
Prcoccss " 982.
5. Foundotion 2-5.Marx, Grundrisst,, p. 102.
26. Marx, Capital,VolumeI, p. 290 (my emphasis).
2'7. Ibid., p. 284.
l. stuart Clark, "Inversion, Misrule, and the Meaning of Witchcraft," 28. Marx, Grundrisse, p.92.
p. 12 7. 29. Marx, Capital, VolumeI, p. 290.
2. Ib id.. p p. t2 6- 1. 30. Mar x, "Result s, "p. 991.
3 . Ib id., p . 9 8. 31. Marx, Capilal,VolumeII, p. 120.
4. Martin Hollis, "Reason and Ritual," p. 38' 32. Ibid., p. 303. SeeCapital,VolumeI, p. 909.
5. Cliffbrd Geertz, "Ideology as a Cultural System," p. 56. 33. SeePaul Mattick, Jr., "Some Aspectsof the Value-PriceProblem"
6. Maurice Mandelbaum, "Functionalism in Social Anthropology," tr"r"*irt ,i-i,triirii (C"ni"rsde I'ISMEA, SerieS) l5:6,7 (1981), pp.lz5-
p. 324. To my taste, Mandelbaum's phrase suggestsan unwarranted attach- 781.
ment to the covering-law model of scientific explanation. His point can 34. Marx, Capital,VolumeI, p. 178.
be extended, however, since functionalist generalizations also permit no 35. Marx, "Results," p. 998-99.
theoretically warranted consequenceswith respectto specific cultural phenom- 36. Marx, Grundrisse,p. 104.
ena. 37. S.F. Nadel, ZfteFoundationsof SocialAnthropology,p. 5.
7. Karl Marx, Capital, Volume l, p- 494. 38. Machlup,"If MatterCouldTalk," p.297.
8. Karl Marx and Friedrich Engels, The German ldeology, p. 36' 39. Ibid., p. 300.
9. Marx, Contribution, PP. 20-1' 40. The distinctionis apparentlyclear at leastto Martian academics,as
10 . Ibid ., p . 20 . witnessan editorial,entitled"The Martian's View," from the International
ll . Ibid . , p . 21 . Herald Tribuneof 5 February1982:
t2. Ibid.
f 3. Karl Marx, Capital, Volume III, p. 117. The man from Mars dropped into Earth orbit, just in time. He had heard
that the first Reagan budget was about to appear. What, he asked, was the
t4. Ibid., p. 969.
focus of public attention? . . . The Martian wanted to know whether the
1 5. Ib id., p. 9 56 .
[national deficitl number turned out to be accurate. We laughed, and ex-
t6 . Ib id., p. 9 69 . plained that everyone knew it would be pretty fake from the beginning. . . .
17. Karl Marx, Grundrisse. Foundatittnsof the Critique of Political Econo- "If everybody knew the number was bent," the man from Mars asked,
llr,1'(Rough Draft), p. 511. "why did the president go to such lengths to produce it?" He kept asking
'
18. Ibi(t., p. 85; see Evans-Pritchardon anthropological"laws": "Such questions like that. You could tell he was from Mars.
generalization.s,supported by a few selectedillustrations, are either so general "It makes people feel better," we patiently explained. "That's why Mr.
as to be devoid of significanceor, where more precisely formulated, rest on too Reaganis going to struggle so hard . . . to keep his deficit figures under $ 100
slendcr a base of evidence and fail to take into account negative evidences ... billion. It's a matter of paying respect to the proprieties, like the medicine
The more the universality claimed, not only the more tenuous does the causal man doing the rain dance.
If the budget office puts out a fairly reliable set of numbers, the Martian
interpretation become but the more it losesalso its sociological content" (''The
asked, why does the president put out different ones?
Comparative Method in Social Anthropology"' pp.24-5)- "That's polilics, " we said, "which would hardly interest a serious econo-
19. Max Weber, The Methodology of the Social Sciences,p. 90. In Weber's mi st l i ke y ou."
own opinion, "all specifically Marxian 'laws' and developmentalconstructs- "l'm not an economist," the Martian indignantly exclaimed. "I'm an
insofar as they are theoretically sound-are ideal types," heuristically valuable anthropologist. I'm writing a book on the tribal habits ofthe smaller planets."
but "pernicious" "as soon as they are thought of as empirically valid or real"
(ihid., p. 103). "O n t he Wor d 'Cast e', "pp. 23l- 2.
41. JufianPit t - River s,
20. Ibid., p. 106. It should be noted that weber takes this instrumentalist 42. Eric Wolf's positionis typical:"The anthropologist's studyof complex
position with respect to all "precise" concepts. societiesreceivesits majorjustificationfrom thefact thatsuchsocietiesarenot
21. See Leszek Nowak, "Weber's Ideal Types and Marx's Abstraction," aswell organizedandtightly knit astheir spokesmen wouldon occasionlike to
Neue Hefie fur Phibsophie 13: Marx' Methodologie (Gottingen: Vandenhoek makepeoplebelieve.. . . [The] formal frameworkof economicand political
& Ruprecht, 1978), pp. 8l-91; for the relationshipbetween conceptsand power existsalongsideor intermingledwith variousother kinds of informal
h.istory in Marx, see Otto Morf , Geschichte und Dialektik in der politischen structurewhich are interstitial,supplementary, parallelto it. . . . The anthro-
bkonomie (Frankfurt am Main: Europaische Verlagsanstalt' 1970). pologisthas a professionallicenseto study such . structuresin complex
22. Marx, Grundrisse, P. 100. societyand to exposetheir relationshipto the major strategic,overarching
23 . Ibid .. p. l0 l. institutions"("Kinship, Friendship,and Patron-ClientRelationsin Complex
I2B SOCIAL KNOWLEDGE N OITS t29
Societies," pp. l-22 in Michael Banton (ed.),'l-he Sociul Atthrttpttlttgyttf' 60. Ibid., pp. 997 {t.
Complex Societies, New York: Praeger, 1966). "Professional liccnscs" are 61. Ibid. , pp. 10078.
clearly parcelled out by reference to academic fields, rather than by the nature 62. "EconomicTheoriesFaceTest." New YorkTimes.2l June1983.
of social subject matter; anthropology's claim to some bits of modern social 63. Leonard Silk, "Economic Scene," New York Times,S July 1983.
reality are necessitatedby the disappearanceof the "simpler" societies that CompareLesterThurow'sarticle, "It's AI1TooEasyto Be a Critic," ibid., 19
were its original preserve. On a more conceptual level, what we see here is the June1983.
projection onto modern societyofcategories evolved (within that society) in the Among the most importantcriticismsof economictheoryfrom within the
study of "simpler" ones, just as economic anthropologistsattemptedto exam- profession,seeSidney Schoeffler,The Failures of Economics.A Diagnostic
ine "primitive" economies with the categories of marginal utility theory. Study(Cambridge:CambridgeUniversityPress,1955);OskarMorgenstern,
43. Marx, Capital, Volume I, p. 163. On the Accuracyof EconomicObservations (Princeton:PrincetonUniversity
44. Ibid., pp. 168-9. Press, 1963) and "Thirteen Critical Points in ContemporaryEconomic
45. Pitt-Rivers, p. 250. Theory," pp. 1163-l189 in Journal of EconomicLiteraturel0:4 (December
46. "[B]ourgeois economics arrived at an understandingoffeudal, ancient, 1972);BenjaminWard, Wat Is Wrong with Economics?(New York: Basic
oriental economies only after the self-criticism of bourgeois society had be- Books, 1972);Guy Routh, TfteOrigin of Economicldeas (White Plains:Inter-
gun" (Marx, Grundrisse, p. 106). "The owl of Minerva spreadsits wings only nationalArts and SciencesPress,1975);E. Ray Canterberyand R. J. Burk-
with the falling of the dusk." hardt,"Economics:The Embarrassed Science,"NationalScienceFoundation
47. Marx, Contribution, pp.60-1. EVISTResearch Report,1979;andAlfred S. Eichner(ed.), Wy EconomicsIs
48. Marx, Capital, Volume I, p. 101. Not Yeta Scienc'e (Armonk,NY: M. E. Sharpe,1983).
49. Marx, Grundrisse, p. 86.
50. Marx, Theories of Surplus Value, Part I, p. 276. 6. Scienceond Society
5l . Winch, Idea, p. ll5.
52 . Ibid .. p p. ll7- 8. l . Ma r x, Cont r ibut ion,p. 21 .
53. Marx, Capital, Volume III, p. 956. 2. G.W.F.Hegel,Phiktsophyof Right (trans.T.M. Knox, Oxford: OUB
54. Marx, Theories of Surplus Value, Part II, p. 165. 1952),p. 13. Ehud Sprinzakhasobservedthat this belief of Hegel'swas the
55. Marx, Capital, Volume III, p. 969. ancestorof Marx's argument"that an insightfulview of societyin history is
56. Marx, Capital, Volume l, pp. 173-74. bestto be gainedonly in retrospect.Classicalpoliticaleconomy,accordingto
57. Ibid., p. 169. Compare Evans-Pritchard's remarks in Witchcraft, this conception,can very well understandall the . . stagesof history that
p. 15l: "It is difficult for us to understandhow poison, rubbing-board,ter- anticipatedits own, by virtue of its inclusivecategories,"suchas thoseof
mites, and three sticks can be merely things and insectsand yet hear what is said labor,economy,etc. This explainsMarx's unwillingnessto write "recipesfor
to them and foreseethe future and reveal the presentand the past, but when used the cook-shops of the future": in Sprinzak'swords,"Marx's objectiveknowl-
in ritual situations they ceaseto be mere things and mere insects and become edgecould not be extendedto the socialistfutureage,but had to limit itselfto
mythical agents." This is of course a prime example of the phenomenon of the critiqueof bourgeois society.. ."(8. Sprinzak,"Marx's HistoricalCon-
fetishism, of which Marx believed the power of gold to incarnate human labor ceptionof Ideologyand Science,"pp. 409,410). This is why "scientific
was another. socialism" could not be a scienceof the future societybut only a critical
58. Marx Capital, Volume I, p.241 . understanding of the presentday movementto establishone.
59. Marx, "Results," p. 1005;seep. 1003: "Man can only live by produc- 3. Marx to Lassalle,16 January1861,in Marx and Engels,Selected
ing his own means of subsistence,and he can produce these only if he is in Corresytndencc,p. 151.
possessionof the meansof production, of the material conditions of labor. It is 4. Marx and Engels,Germanldeology,p. 50.
obvious from the very outset that the worker who is denuded of the means of 5. Marx to VcraZasulich,8 March 1881,in Marx andEngels,Selected
production is thereby deprived of the meansof subsistence,just as, conversely, Corrasytrulcnce, p. 412.
a man deprived of the meansof subsistenceis in no position to create the means 6. Marx to the editorialboardof the Otechestvennye zapiski,November
of production. Thus even in the first process, what stamps money or commod- 1871,in M. Rubel(ed.),Marx Oeuvres,vol.2, p. 1555;and seeM. Rubel
ities as capital from the outset, even before they have really been transformed (ed.), Marx/Engels:Die russischeKommune.Kritik einesMythos(Munich:
into capital, is neither their money nature nor their commodity nature, nor the Carl Hanscr.197211, pp. 49ff.
material use-valueof thesecommodities as meansof production or subsistence, 7. Marx and Engels,Germanldeology,p. 51.
but the circumstance that this money and this commodity, these means of 8. G.A. C<rhen, Karl Marx's Theoryof History,p.27.
production and these means of subsistenceconfront labor-poweq stripped of all 9. C ohcn,op. r 'it . , pp. 155, 152, 153,161.
material wealth, as autonomous powers, personified in their owners." 10. Marx and Engels,Germanldeology,p. 42. This is the basisfor two
I3O SOCIAL KNOWLEDGE N Oi l S l3l
importantpointsmadeby Marx in his critiqueof politicalcconorny. First,hc r n c r r u r i r so l ato n r i c p h ysi ci sts,a s w cl l a s b y th c co n ti n u cd w o r k o t'so n te
attackedthe biologicalsubsistence conception of wages;in contraclistinction hunclredthousanclscientistson weapons research. In the words ofJacob Bron-
both to the classicaleconomistsand to early socialistslike Lasalle,for Marx crwski. in his book Sciencearul Human Valueslsicl, "science has nothing to be
"the numberandextentof [theworker's]so-callednecessary requirements, as ashamedof even in the ruins of Nagasaki. The shame is theirs who appeal to
alsothe mannerin whichtheyare satisfied,arethemselves productsof history other than the human imaginative values that science has evolved" (London:
. . ." (Capital,Vol. I, p.275). Second, he insistedagainstMalthus(and,after Hutchinson, 1961,p. 83, cited in Ravetz,op. cit., p. 65 n' 41)-values which,
him, thegeneralityof economists) thatit is incorrectto speakof a naturallaw of it need hardly be pointed out, did nothing to prevent the bomb-designersfrom
population;he insistedthateveryform of societyhasits own lawof population. proceeding with their work.
^
11. Marx, Capital,Vol. I, pp. 479,478. SeealsoLawrenceKrader,Marx's 34. A.M. Okun, Equality and Efficiency. The Big Tradeoff(Washington:
EthnologicalNotebooksand The Asiatic Mode of Production (both strikingly The Brookings Institution, 1975)'
missingfrom Cohen'sbibliography,which showslittle sign of acquaintance 35. SeeEduard Bernstein, wie ist wissenschalilicherSoz.ialismusmbglich?
with the marxologicalliterature). (Berlin: SozialistischeMonatshefte, 1901). Bernstein shared Max Weber's
12. Marx, Capital,Vol. I, pp. 175-6,n.35. Seealsoibid., p.273 f . neo-Kantianism. Not too much should be made of this, however, fbr our
13. Ibid., pp. 174-5,n. 34. purposes here, as this philosophical orientation, like Kant's itself, was only a
14. Ibid., p. 682. particular manifestation of a general cultural attitude.
15. Ibid. , p. 433. 3 6 . M a r x, C a p i ta l , Vo l . I, PP.9 1 ,9 2 ,9 3 .
1 6. I bid. , p. 96. 37. Marx. Notes on Bakunin, in Marx and Engels, Werke,Yol' 18' pp'
t7. Ibid. 597-642; translation quoted from Richard N. Hunt, The Political ldeas of
t8. Ibid., p. 679. Marx and Engels (Pittiburgh: University of Pittsburgh Press, 1914), p' 326'
19. Ibid., p. 167. 38. Marx and Engels, German ldeobgy, pp. 13-14'
2 0 . S eeibid. , p. 90 . 39. T. Bottomore and M. Rubel (eds.), Karl Marx: Selected Writings in
2 1. I bid. , p. 168n . SociologyemclSocial Philosophy (Harmondsworth: Penguin, 1963)' pp' 210-
22. J.A. Schumpeter, History of EconomicAnalysis(New York: Oxford 11.
UniversityPress,1954),p. 53. 40. Marx, Capital, Vol. I, P. 104.
23. Ibid. , p. t67 . 41 . Zygmunt Bauman, review of William Outhwaite, Concept Formation
24. Marx, Grundrisse. Seethe articleon "Society", pp.243-47 in R. in Sociat-siience(London: Routledge and Kegan Paul, 1983). inTimes Literary
Williams, Keywords(New York: Oxford UniversityPress,1976). Supplement4,118 (29 April 1983)' p. 441.
25. Marx, Capital,Vol. I, pp. 170, lll.
26. Ibid., pp.793-4. Marx goeson to pointout that the bourgeoisie are
quitehappyto violatethe "sacred" law of supplyand demandthemselves, rn
the caseof labor shortages.
2 1. I bid. , p. 173.
28. Brun van Albada,"Sciencesde la Natureet Soci6t6."
29. Ibid.
30. The phraseis borrowedfrom StephenToulmin'sarticle, "The Con-
strual of Reality: Criticism in Modern and PostmodernScience" (Critical
Inquiry9:l (1982),pp. 93-l I l), expressing a viewon therelationofnaturalto
socialsciencesomewhat similarto my own.
31. J.R. Ravetz,ScientificKnowledgeand its SocialProblems,p.72.
32. Ibid., p. 44.Ravetzquotesthe SovietphysicistKapitsa:
The year that Rutherford died (1938) there disappearedforever the happy
days offree scientific work which gave us such delight in our youth. Science
has lost her freedom. Sciencehas become a productive force. She has become
rich but she has become enslaved and part ofher is veiled in secrecy.I do not
know whether Rutherford would continue nowadays to joke and laugh as he
used to do (ibid., p. 32).
33. That such attitudes were hardlv Deculiar to Fermi is shown bv other
w ( ) t? KS( _ i l i l ) t3 3
132
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Ravetz,I.R. ScientfficKnowledgettnd lts Soc'ialProblenr.r.Oxford: OUP,
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, 64, 81, 85 6 4 f.,'7 0
Wilson, Bryan R. (ed.). Rationaliry.Oxford: Blackwell, 1977. ideologicalexplanation,60ff., 96f.
Winch, Peter. The ldea of a Social Scienceand its Relation to Philosophy. D urkheimE.
. , 20, l12 incommensurability, 42. 501
London: Routledgeand KeganPaul, 1963. individualism,l3l
"Understanding a PrimitiveSociety,"in Wilson(ed.),pp. 78-11l. cconon r ics, 4, 33, 68, 76f . , 88, 93f . ,
971..r 00, r o5l, 108,I l0J. Koopman.T., 4
cnri c/ctic, 28, 31. 6l Ku h n , T. S., 5 0 . 5 2
, 5. 75, 90, l0l
IJrrl i ght cnr ncnt
Irvi rrrs E. 8. , vii, 36, 387f,
[' rit char d, l a b o r ,8 0 f,,8 3 f.,9 4
5tl l l a n g u a g e .l q . 2 . .1 3 .- 1 9 .5 1 . 5 5 . 6 5 /:
I3 6 INDEX
Pareto,V., 20, 3411. . 41J.. 83 Wallace,J., 2Jl., 69 Paul Mattick, Jr. studied philosophyat Haverford College and
philosop hy,38 ,54 ,l18 W eber ,M . , ' 7 , 1 3 . f f . , - 1 0 / ' 7 8 ' 9 l ' l 1 5 receiveda Ph.D. from Harvard University.He has taughtphilos-
P iag et,J.,21 , 2 4 W i n c h ,P ., tg.l J' ..3U 1., 83,9U .
50.ff.. ophy and socialtheoryat a numberof institutions,and since 1981
P itt-Rivers,J., 8 7, 89 95
has been on the faculty at BenningtonCollege. He is currently
production,'l'ry.,19Jf. n, 19.38. 54
Wi ttg e n s tciL..
also Associate ResearchScholar at the Center for the Social
Sciencesat Columbia University. He has publishedarticles and
reviews in a number of iournals; this is his first book.
tJt