Social Knowledge An Essay On The Nature and Limits of Social Science by Paul Mattick Jr.

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SOCIAL

KNOWLEDGE

An Essoy on the
Notureond Limits
of SociolScience

PoulMottick,Jr.

Hutchinson
London Melbourne Sydney Aucklond Johonnesburg
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First publishedin the United Statesof America


b y M . E . S har p e In
, c. 1986 Preface VII

First publishedin GrearBritain 1986 L Introductory 3


2. "Subjective"ond "Objective" 12
O M . E . S har p e In
, c. 1986
3. Understonding on Alien Society 30
Printed in the United Statesof America
4. Understonding ond Explonotion 50
5. Foundotionond Superstructure 71
British Library Cataloguing in Publication Data
6. Scienceond Society 100
Mattick, Paul
Nofes 120
social knowledge:an essayon the natureand limits of socialscience.
l. Socialsciences-Philosophy Works Cited 132
L Tirle
lndex 135
300' .I H6 l
About the Author 137
tsBN 0 09 1654602
Prefoce

'fhis book is one of severalpublished in recent years dealing with


issuesin the philosophyof social scienceso basic as to call into
question the very possibility of such a form of knowledge. It
differs from most of thesebooks in that it examinessomeof these
issueswith an eye to their appearancein the contextof a particular
theory, Marx's critique of political economy.This reflectsboth
my interest in this theory for its own sake, and my feeling that it is
at least in part the absenceof discussionof the problems raisedby
actual social theory that gives much philosophy of social science
its peculiarly sterile flavor.
On the one hand, argumentsfor the impossibility of scientific
study ofone or another realm ofphenomena are in general dubi-
ous. The developmentof new methodsmay always open hitherto
closed areas to scientific analysis. On the other hand, proofs of
the mere possibility of a science (as exemplified by Nagel's de-
fense of the social sciencesin The Structure of Science)can be
nearly as uninteresting.Marx's Capital, meanwhile, containsthe
statementof a theory constructedon a sufficiently large scale to
be comparableto interestingly general theories in other domains.
It meets the main requirements for a scientific theory: on the
formal side, it proposesa set of principles for the explanation of
vilr : ; o ( I n t KN( ) Wl I lx,l

observablercalitiesand the predictionof clcflnitetrcnds; it is rl :rrr.yllrirrg.r'lrrrjrrstily tlrcscicrrt


ist'scluinrlo providcan cxplana-
falsifiable,though it is in fact quite well confirmed. This exam- Irorrol rlrtivc cust()llts srrpcriorto thc nativc'sown, while doing
ple, however, has only rarely been discussedin the literature of ;rrst icc (o tlrc rrrlc playcd by culturc in the vcry constructionof
the philosophyof social science.To begin with, Marx's work is ('\l)r'l'icnccas wcll as in its comprehension?
not recognizedby the mainstreamof academicsocial sciencewith I lirrrntlit usclul to intmduccMarx's anthropologicaltreatment
respect to his own estimate of its importance: as a theory of ol lris own culture with a short discussionof Evans-Pritchard's
capitalistaccumulationand crisis. Even among those social sci- ;rrrirlysis ol'Azandewitchcraftbeliefsand practices.Justas Evans-
entistswho style themselvesradical or Marxist, the majority do l'r itchardattemptedto explainAzande ideasand rituals in terms
not acceptMarx's own theory as an accuraterepresentationof ol thcir place in native social life, Marx wished to explain the
social reality. From the point of view of the philosophyof social t'ontinuedfaith in economics-despiteits striking weaknessas a
sciencethis is doubly unfortunate:not only becauseMarx's work scicnce-displayedby the nativesof his (and our) own culture in
representsthe outstandingexample of a social theory, but also lcnns of the centralrole played in capitalistsocietyby this system
becauseit includes, as part of its basic framework of ideas. ol'idcas. This comparisonproved helpful for my students;it led
explicit attentionto problems of interestto philosophers-while rrrcto the questions,aboutthe natureof scientificthinking and its
raising a new one: the curious inability of social theorists to rclation to our everyday knowledge of social reality, and about
accept the validity of Marx's analysisof capitalism despite its thc nature of that reality itself, discussedin this book.
remarkablescientific strength. While I believe that Marx's theory provides a starting point
My own interestin the philosophicalquestionswith which this I'rom which thesequestionscan be answered,the presentessayis
book is concerneddevelopedwhile teachingcollege courseson ncitheran introductionto that theory nor a fullscalediscussionof
Capital. The greatestbarrier to students' understandingMarx,s Marx's conceptionof scienceand its realizationin his work. The
ideas,I discovered,was their difficulty with seeingtheseideasas basic question it confronts is an abstractone: how is scientific
formulated from a point of view outside of the academicdisci- knowledgeof sociallife possible?That an answerto this question
plines of economics,sociology,or political science.The basic does not merely depend on general philosophical considerations
task I faced was to explain what Marx meant when he described but requires reference to the particular historical circumstances
his theory as a critique of political economy rather than as a of the development of social theory will emerge from simulta-
contribution to economics.Explaining this involved discussing neousconsiderationof a sister question: why does such knowl-
Marx's conceptionof economicsas notjust a theorybut a system- edge seem impossible, despite some two hundred years of intel-
atizationof ideasthat help define as well as explainthe forms of lectual effort? My argument, in a few words, is that the
behavior constitutingcapitalistsocial life. difficulties of the social scienceshave been due, not to the inher-
In this way I was led to the classicanthropologicalproblem of ent resistanceof social life to scientific explanation,but to the
the relation between the cultural insider, the native for whom culturally determined inability of would-be social scientiststo
reality is defined by culturally developedforms of experienceand subject their own categoriesfor social experience-those of cap-
thought, and the outsider,the scientific investigatorwho wishes italist society-to the cross-cultural comparison on which the
both to graspand to explainthe native's way of life. The problem possibility of scientific understandingof social life depends. It
is posedto the extentthat there is conflict betweenthe anthropolo- was by his ability to look at capitalismfrom the perspectiveof its
gist's and the native's understandingof the latter's worlcl: what, eventual abolition that Marx succeededboth in explaining the
SOCIALKNOWLEDGE

limits of bourgeoissocial theory and in constructinga scicntific


alternative.

Even so short a book as this one is a product of the intellectual


work of many people besides the author. My thinking on
the topics here explored reflects years of discussion with other
members of the group Root & Branch, and especiallywith Eliza-
beth Jones Richardson. By inviting me to teach with him, Fred
One sees how subjectivism and objectivism, spiritualism and
Moseley made possible the sharedstudy of capital in the course
rnaterialism,activity and passivity,lose their antitheticalcharac-
of which the comparison of economics and witchcraft first oc-
tcr, and hencetheir existenceas such antitheses,only in a truly
curred to me. Hilary Putnam supervised the dissertation from
social stateof affairs; one seeshow theoreticalantithesescan be
which this book has developed, in the processkindly discourag-
rcsolvedonly in a practical way, only through people'spractical
ing me from chasing a number of philosophical red herrings'
cncrgy, and how their resolution is therefore by no meansonly a
Rochelle Feinstein and Ilse Mattick read the penultimate draft
task fbr knowledge,but a real problem of life, which philosophy
with care; their suggestionsled to many improvements.Finally,
lrls bccn unableto solvepreciselybecauseit hasconsideredit as a
anyonewho knows his writings will recognizehow much I owe to
prrrcly theoreticalproblem.
my fatheq Paul Mattick. From him I learned not only how to
understandMarx but why it is important to do so: that the point of
Marx, Economic and Philosophical Manuscripts (1844)
understandingthe world really is to change it.
I
Introductory

In his preface to the secondedition of The Structure of Scientific


Theories (1977), Frederick Suppe expressesconfidence that the
"confusion and disarray within philosophy of science" of the
previousdecade"is becomingresolved" and has given way to a
relatively coherentstateof the field.t However true this may have
been, the same certainly neither could nor can be said for the
awkward subtopicof Suppe'sfield, the philosophyof social sci-
ence. In the words of the author of a recent survev.

The initial impressiononehasin readingthroughtheliterature


in andaboutthe socialdisciplinesduringthe pastdecadeor so
is that of sheer chaos. Everything appearsto be "up for
grabs." Thereis littleor no consensus-exceptby membersof
the sa-me schoolor subschool-aboutwhat are the well-estab-
lishedresults,the proper researchprocedures,the important
problems,or eventhe mostpromisingtheoretical approaches
to the studyof societyand politics.2
5()(_ tAl KNO W TI t x , t l N l l l o ( ) tj cl Ol ? Y

This statcrnentonly rcflectsa striking clcgrccol'agrecmenton Sortte(lrkctlrisstlrlcol trlllirs as trn intlicationol'thc "youth"
the unsatisfactorystate of social theory itself, not only among ol tlrc socialstutlics.rcla(ivcto (say)physics,but posita body of
philosophicaloutsidersbut among stock-takinganthropologists, objcctivcluwsas thc goal to which thesestudiesare well on their
sociologists,economists,and political scientiststhemselves.Al- lvrry. Othcrs scc thc lack of succcssin reaching this goal as
though economics is often touted as the best developed of the rcprcscntingsonrcthingrnore serious.indeedas demonstrating
social sciences, it is freely admitted by respectedpractitioners thc l'undamentally misguidednatureof the current ideaof a social
that its more theoretical areas have little connection with eco- scicnce itself. The question as to the very possibility of social
nomic reality, while relatively empirical efforts, such as econom- scicnce has roots far deeper than the insufficiencies of actual
ic forecasting,also bear little impressivefruit.3In Tjalling Koop- work in these areas: ultimately in the only slowly dissipating
man's words, "after more than a century of intensive dil'l'iculty felt by Europeanculture with treating human beings,
activity . . . [one] is led to concludethat economicsas a scientif- arrdtheir socialinteractions,as part of nature.This difficulty has
ic disciplineis still somewhathangingin the air." He is forced to tlcclined in physical and social anthropology since the day of
plead the case for his discipline on the basis of its unknown Darwin's struggle againstthe idea of man's essentialseparate-
future, in a statementso striking as to deservequotation at length: ness; it is weakening further with the growing acceptanceof
If overestimation of the rangeof validityof economicproposi_ biological approachesin psychology;but in the realm of social
tionsis the Scyllaof "informal" economicreasoning, a cor_ theory the accessabilityof human phenomenato scientific think-
rect appraisalof the limited reachof existingeconomictheory ing remains a topic for debate.
may causeus to swerveinto the Charybdisof disillusionment As May Brodbeck observesin the introduction to her reader in
with economictheory as a road to useful knowledge.The The Philosophy of the Social Sciences,the modern idea of such
temptationto identify the resultsof existingeconomictheory sciencescan be tracedto the thinkersof the Enlightenment."See-
with economictheoryas such[sicl]-and to disqualifyboth in ing men as part of the natural order, they envisioneda scienceof
onebreath-is strongestfor the experienced economicadvisor man and society modeledon Newton's explanationof heavenand
to government or business, to whomthelimitationsof existins earth, by whose explanationthe potentialitiesof man could be
theoryare most painfully apparent.a
realizedto form a more just and humane social order."7 It has
Tom Bottomore, in his UNESCO-sponsored.,guide to the remaineda guiding assumptionin this tradition of social theory
problems and literature" of Sociology, expressedthe general that it is possibleto discover general laws of social behavior,
opinion when he wrote that "there is not, at the presenttime, any explanatory of observed phenomena. And though it has been
general body of sociological theory which has been validated or hoped that such laws would serve as guides to policy, believers in
generally accepted."s This remark would, I think, be widely the possibility of such scienceshave also emphasizedthe necessi-
accepted as applicable to anthropology, demography, political ty and possibility of "value-freedom" in researchand analysisin
science,and history (for thosewho classifythis field as, or in part theserealms. That is, while the subject-matterof the social stud-
as, a science).In general, as Bottomore says, ..one powerful ies is such as to inspire strong feelings and valuations-such, in
argumentagainstthe scientificcharacterof the socialscienceshas short, as to express a point of view or way of life-this tradi-
been that they have not in fact produced anything resembling a tion has held that these feelings and values must and can be
natural law."6 put aside in order to attain results as objectively valid as those
SOCIAI KN O W II t ) G I IN tI? OD U C IOR Y

of the physicaland biologicalscicnces. is lhc llrct (lrlr(thcsctwo lincs ol'dcscenthavealways


poptrlir(ctl
A line of descentof equal age, however,stems from Vico's lrccn inlinralclyintcrtwincd il'not incestuously, at any rate by
distinctionbetweenhuman and naturalhistory: that we may have t'vcly varictyul'cross-cousin marriage.No one, for example,has
special knowledge of the former as it is we who make it. There insistcd nrorc lbrccfully than Max Weber on the necessityfor
are many versions current of the idea that consideration of the valuc-liccdornand scientific objectivity in the social sciences.
human realm demandsspecial modes of inquiry, radically differ- Yct it was hc who described Verstehen,"interpretive understan-
ent from the methods appropriate to natural science. In general, tling" of subjectivepoints of view, as a fundamentalmethod of
this line of thought involves some form or another of the claim thcsc fields. Similarly, Ernest Nagel has argued that one can both
that admit the subjectivenature of the stuff of social analysisand hold
that "the logical canons employed by responsible social scien-
what is neededaboveall is a way of lookingat socialphenom- tists . . do not appear to differ essentially from the canons
enawhich takesinto primaryaccountthe intentionalstructure crnployed . . in other areasof inquiry."e
of humanconsciousness, andwhichaccordingly placesmajor This attempted synthesis of objectivity and subjectivity, I
emphasison the meaningsocialactshavefor the actorswho
think, characterizesthe majority opinion within the social sci-
performthemandwho live in a realitybuilt out of their subjec-
ences today: such sciencesare supposedto produce objective
tive interpretation.8
knowledgeof the causes,nature, and consequences of the com-
plex structuresof subjective meaning that constitute social phe-
People have not only made their worlds: they make and remake
nomena. Max Weber's definition is classical:
them. This radically "subjective" aspectof human phenomena
poses (or is held to pose) all sorts of problems for scientific
Sociology. . . is a sciencewhich attemptsthe interpretative
research.It is, for instance,supposedlynot the scientist'stask to
understanding of socialactionin orderto arriveat causalexpla-
advocatenormative positions. But since humans are self-inter- nationof its courseand effects.In "action" is includedall
preting beingsdifferences in interpretationof social experience- humanbehaviorwhen and in so far as the actinsindividual
as betweena socialgroup and a scientistinvestigatingit-involve attaches
a subjective meaningto it.
differences in the ways in which the potential data for a social
theory are constructed.On a relativelysimpletechnicallevel, this The idea of "subjectivity" here puts emphasison the individ-
problem appears as that of the interference of the researcher's ual as the basic unit of analysis,whose "action is social in so
valueswith thoseof the objects of his study. A more fundamental far as, by virtue of the subjective meaning attachedto it by the
objection,to the very possibilityof social science,maintainsthat acting individual. , it takesaccountof the behaviorof others
social life can only be understoodfrom "within"-that is to say, and is thereby oriented in its course."rO An example of such
in terms of the reasonsand values that define what the actions "interpretive understanding" would be the explanation of eco-
constituting a way of life are, to begin with. If the student of nomic behavior in terms of the ' 'profit motive' ' of entrepreneurs.
societyis "outside" the culture investigated,he will not be able In contrast, Marx's social methodology appearsto champion
to understandit; on the other hand, if he is "inside" it, it is "scientism" in its purest form. What greater contrast to Weber's
difficult to see what meaningcan be given to the "objectivity" attemptedsynthesisof subjectiveand objective elementscould be
associatedwith the idea of science. found than Marx's declaration in the Preface to Caoitctl. Volume
One reason the methodology of the social sciencesis so well I, that
SOCINI KNO W II I ) G I IN II? OI) U C IOR Y

indiv idualsare h e rcd c a l t w i th o n l y s o l a r a s thcy are pcrsoni fi - 'l'lrisprcscrilrtiorr


sccrrrsin corrlirrrtrity
to thc work, the critique
cationsof econorniccategories,the bearersof particular class- ol poliliclrlcconorrry. to whoscl'irstpublicationit servedas pref-
relations and interests. My standpoint, fiom which the devel-
rrlory nurlter. I)ucs l.urtMarx displaya model of capitalistsociety
opment of the economic formation of society is viewed as a
irr which cconolnic lirrces compel a developmentalhistory in
process of natural history, can less than any other make the
wlrich pcoplc arc caughtup and which thrustsideologicalviews
individual responsiblefor relations whose creaturehe remains,
socially speaking, however much he may subjectively raise rntl nxrdesof social action upon them? Even an historian like
himself above them.rr lr. P. Thompson,who claimsa Marxian heritage,protestsagainst
wlrat he considers the exclusion of subjectivity from Capital,
Marx's attitude is explicitly connected with his intention to con- judging that work to be "a study of the logic of capital, not of
struct a science of society on the model of physics and chemistry.
capitalism," for "the socialand political dimensionsof the histo-
Beside the passage just quoted we may set the statement of his
ry, the wrath, and the understandingof the class struggle arise
"standpoint" which is one of the best-known passages from
I'nrm a region independent of the closed system of economic
Marx's works:
Iogic." t:
In the social production of their existence,men inevitably enter At the same time, we should not forget, as Thompson does,
into definite relations, which are independent of their will, that Capital is presented not as an economic theory, but as a
namely relations of production appropriate to a given stage in critique of economics,itself describedby Marx as "superstruc-
the development of their material forces of production. The
tural" . If we look at Marx's actualanalysisof capitalistsociety,a
totality of theserelations of production constitutesthe econom-
picture seeminglyin conflict with his methodologicalprescrip-
ic structure of society, the real foundation, on which arises a
tion emerges. Capital begins with the analysisof commodities
legal and political superstructureand to which corresponddefi-
nite forms of social consciousness.The mode of production of and so of commodity exchange.The latter is not, as may at first
material life conditions the generalprocessof social, political, appear, to be identified with the transfer of objects from one
and intellectual life. It is not the consciousnessof men that person'shand to another's.The owners of commodities, ratheq
determines their existence, but their social existence deter-
mines their consciousness. [C]hanges in the economic m:rstplace themselves in relation to one anotheraJ persons
foundation lead sooner or later to the transformation of the whosewill residesin thoseobjects,and mustbehavein sucha
whole immense superstructure.In studying such transforma- way thateachdoesnot appropriatethe commodityof the other,
tions it is always necessaryto distinguish betweenthe material and alienatehis own, exceptthrough an act to which both
transformation of the economic conditions of production, parties consent.The [exchangers]must thereforerecognize
which can be determined with the precision of natural science, eachotheraJ ownersof privateproperty.. . . The contentof
and the legal, political, religious, artistic or philosophical-in thisjuridical relation . . . is itselfdeterminedby theeconomic
short, ideological-forms in which men become conscious of relation. Here the personsexist for one anothermerely as
this conflict and fight it out. Just as one does not judge an representatives, and henceowners,of commodities.. . . tl]t
individual by what he thinks about himself, so one cannotjudge is asthebearersof theseeconomicrelationsthattheycomeinto
such a period of transformation by its consciousness,but on the contactwith eachother.ra
contrary, this consciousnessmust be explainedfrom the contra-
dictions of material life, from the conflict existing betweenthe The last sentenceestablishesphraseologicalcontinuity with the
social forces of production and the relations of production.r2 passagequoted from the Prefaceto Zur Kritik. And yet the over-
ro soctAr KNowtt D(;t t Nlt ?ol) uclolt Y II

all meaningseemsto bc quite diffbrent.Marx's idca is that the rol i;11[111


v1vlctlgcclrnnotbc olr.jcctivc bccauscthc criteriafbr the
modern conceptof property,as defining a certain social point of ol
tr rrtlr sociologic;.rl
prropositions arc alwaysdefinedasrelativeto
view and rule for behavior, is necessaryfor capitalist market Hcrc I will turn to anotherstandbyof the
tlrccrrl(rrrcin clr"rcstion.
exchangeto take place (since, for example, collectively owned plrilosophicallitcraturc on the methodologyof social science,
products cannot be exchangedwithin the collective). The eco- lrvrrnsPritchard'sstudyof Azandewitchcraft,to arguethat this is
nomic relation is fundamental in the sense that the exchange- rrrruntcnableposition. Chapter4 will sketchan alternativecon-
relation is involved in the definition of "property" (since a t r'ption of socialunderstanding,and in Chapter5 I will return to
good'sbeingone's propertyhere implies one's havingthe right to Mrrrx's attemptto formulate methodologicalpresuppositionsfor
sell it). But at the same time the exchange-relationitself is de- rr scicntific studyof social life in sucha way as to do justice to its
scribed with referenceto the kind of phenomenacommonly called rrrtcntionalaspect.Finally, I will examinesomeimportant conse-
"subjective" in the social scienceliterature. It is only because (luencesof thesepresuppositionsfor our understandingof social
they treat each other as private proprietors that the individuals scicnceand its relation to other forms of social knowledse.
concernedcan be "bearers" of this economic relation. In fact,
this formulation seemsnot incompatiblewith Weber'sdefinition
of "social action", cited above. The economicrelation depends
upon the existenceof the juridical relation, and the latter clearly
involvesan element,at least,of "consciousness":at any rate we
are here within the "superstructure" which the economic "foun-
dation" is supposedto determine!
With this we touch, of course,on one of the classicproblemsof
Marxism. By bringing this problem of the relation of basis to
superstructureinto contact with the bourgeois social theorists'
discussionof the relation betweensubjectiveand objective as-
pects in the construction of social reality, I wish to illuminate the
issuesraisedin both traditions. I will begin with an examination
of the concepts of "subjective" and "objective" as they have
been developedin modern social theory. Like many others, I will
use Peter Winch's critique of Weber as a starting-point. Despite
its serious weaknesses,Winch's work remains valuable for its
isolation of the central issuesin modern social theory. I will try to
show that the categoryof "subjectivity" has maintained its place
in this contextlargely thanksto a confusionof the "intentional"
characterof social phenomenawith the idea that such phenomena
are unobservable. Having shown that the latter idea rests on a
misunderstandingof the nature of scientific observation,I will
turn in Chapter 3 to an examinationof Winch's argument that
'':;( l l i l l( l tvt " n N t) "o BJtci l vt" l3

''('()n('cr.nc(lwitlr nliul's corrsciousor rcllcctcd action, actions


ulrr'r'cil l)crs()r)
can l'rcsaid to chooscbetweenvariouscourses
(rlx'nlo hinr. ."1
It'lrooscHryck us a startingpoint not becausehis analysisis

"Subjective"ond prrlticularlyclcar or pcrsuasive,but becauseit includes-without


t lt'rrrlyclistinguishingthem-the chief usesof the pair "subjec-

"Objective" tivc/objcctive" to be found throughoutthe literatureof and about


tlrc social sciences.Three usesof this pair of terms can be distin-
guished in the passages just quoted. (1) First of all, social facts
rrrcheld to be objectiverelativelyto the observer'ssubjectivity,in
(hc sensethat they exist as objectsfor the observer'sconscious-
rrcss,rather than as its products.(2) However,saysHayek, if we
Iook at these objects of social study we see that they themselves
have a subjective character, in that their existence depends on
somepersons'minds-the minds of the personsstudied.For this
rcason the facts relevant to social theory are, "in the first in-
stance," those which exist for the membersof the social group
under investigation.One result is that social phenomenaexist
According to F. A. Hayek, "there are no better terms available distinctively in a world defined by choice and valuation, rather
to describe [the] difference between the approach of the natural than by naturalcausality.(3) Finally, Hayek stressesthe individ-
and the social sciencesthan to call the former 'objective' and the ual as the basicunit of the socialworld. Society'sstuff is subjec-
latter 'subjective.' Yet these terms are ambiguous and might tive becauseit is composed of individuals and becauseno two
prove misleading without further explanation."r On the one individualsare alike.
hand, he says, the facts of social phenomenaare as objective as This third use of "subjective" will not be dealt with here. It
natural facts, in the sensethat they are given independentlyofthe has played an important role in various "individualist" formula-
observer,and are thus public, given equally to every observer.On tions of social theory, and there is a large literature devotedto the
the other hand,the socialsciencesare orientedtowardssubjectiv- topic.3In general,for obvious reasonsthe individualsdealt with
ity in that they "deal in the first instancewith the phenomenaof by social theorieshave not been real, particular people, but ideal
individual minds, or mental phenomena, and not directly with representativesthereof, defined either in terms of a putative
physical phenomena. They deal with phenomenawhich can be human nature or in terms of the institutions. norms. etc. of a
understoodonly becausethe object of our study has a mind of a given social situation. This is clearly to be seenin the caseof the
structuresimilar to our own. " In addition, "the term 'subjective' classicalconcept here, Max Weber's "ideal type" or "the theo-
stresses. . . that the knowledge and beliefs of different people, retically conceivedpure type of subjective meaning attributed to
while possessingthat common structure which makes communi- the hypotheticalactor or actors in a given sort of action."4 (An
cation possible,will yet be different and often conflicting in many example is the ideal type of the entrepreneurin capitalist society,
respects." Thus, finally, the social sciencesmay be describedas supposedlymotivated purely by economic gain.) Models of social

t2
14 SOCIAI K NO W LTDG T ( , IIVI " NN D "OB]EC IIVE"
:i IJt}.II I5

action usingsuchideal typesarc intendedto yicld approxintations Irorrol'tlrc crlrrlnrstbclwccn "sub.jcctivc"and "objective," as
to, and so explanationsof, real social behavior, in which the rt'prcscrrlcrlby Wcbcr'sassuurption that in additionto the subjec-
actual individuals are much more complexly motivated. As is Irvc sidc ol'a socialpracticethereare associated "processesand
already indicatedby the phrase, "ideal type", Weberianindivid- plrcrrrlrrrcnawhich arc devoid of subjective meaning," but of
ualism (like methodological individualism generally) amountsto wlrichaccountmustbe takenin socialexplanation.Admitting that
little more than the recognition that society is made up of individ- tlrc rcalitiesof physicalnatureplay their role in sociallife, Weber
uals; the actual burden of explanation is carried by the type is concernedto stressthat this role is shapedby the impositionon
concepts whose definition requires reference to social relations nrture of human-determined meanings.THayek presentsa similar
betweenpersons. 5 One could even say that the ' 'ideal individual' ' vicw, although he (typically) does not note its difference from its
of social theory has been a conceptual representation of what rrxrreradically subjectivistcousin. In his words,
anthropologists call a "culture"-a systemof learnedpatternsof
life sharedby members of a society-as embodiedby the individ- Neithera "commodity" or an "economicgood," nor "food"
uals who have learned it. We will return to the conceptof culture or "money' ' canbe definedin physicaltermsbut only in terms
and its relation to the "subjective" below. of viewspeoplehold aboutthings. . Nor couldwe distin-
SinceHayek's first useof "subjective/objective" merely indi- guishin physicaltermswhethertwo menbarteror exchange or
catesa minimum condition for use of the word "knowledge"- whethertheyare playingsomegameor performingsomereli-
that there be an object to be known in some senseindependentof giousritual. Unlesswe can understand what the actingpeople
meanby their actions,any attemptto explainthem, i.e., to
the knower-the rest of this chapterwill focus on Hayek's second
subsumethem under rules which connectsimilar situations
use of these terms. To begin with, he indicates, if we wish to
with similaractions,are boundto fail.8
explain human behavior with respect to any natural phenomena,
the latter must "not be defined in terms of what we might find out This passagemakestwo different points. First, it observesthat
about them by the objective methods of science, but in terms of socially significantphenomenaare culturally and not (ust) phys-
what the personacting thinks about them. " Hayek elaboratesthis ically defined: what one group acceptsas food, for instance,may
in two ways. First of all, he claims, "any knowledgewhich we be rejected as inedible filth by another. Second, Hayek extends
might happen to possessabout the true nature of the material the point into a rejection of what is generallycalled "behavior-
thing, but which the people whose action we want to explain do ism" as a method for social science, arguing that to understand
not possess,is as little relevantto the explanationof their actions humanaction requiresnotjust what he calls "physical" informa-
as our private disbelief in the efficacy of a magic charm will help tion-e.g., observationsof body movements-but also informa-
us to understandthe behavior of the savagewho believes in it. "6 tion about what the human subjectsmean by their actions.
We will spendmost of Chapters3 and4 dealing with a version of It is important to seethat theseare two distinct points, however
this claim, for, unlikely as it may seem, it has been advancedas closely relatedthey may be in the minds of the majority of writers
basic to the nature of social knowledge. Interestingly, however, on social theory. The first only specifies something to which we
this point has been developed by critics of the "mainstream" will give the vague name "culture" as the subject matter of the
social scienceof which Hayek is a representative,such as Peter socialsciences.The secondinvolvesa certainview of the relation
Winch. between "the mental" and "the physical," and so an inter-
We shall here deal onlv with the more conservative formula- pretation of those concepts themselves. The latter concept is
r6 socrAt KNowttt)Gt ( - IIVt '' N N I) ''OBJIC IIVE''
I;U I]JI 11

identified, as the label indicates,with the dornainof'phenomena rnstirrctivc or rcl-lcxivclrchavior,whilc only cnrpiricalgeneraliza-
open to senseperception,while thesein turn are takento be none tiorrsyicld cllrsal laws.Socialcxplanationthusrequiresthe com-
other than the objects describableby categoriesof physical the- lrirrrlionol'two nrcthodsin the humansciences.To the empirical
ory: categoriesof motion through space-time.Events in this ruotlcol'study sharcdwith the naturalsciencesmust be addedthe
domain are to be explained by reference to causal laws ("rules rrlrcnrtionof Verstehen,interpretiveunderstanding,in which the
which connect similar situationswith similar actions." in the irrvcstigatorattemptsto reconstructthe motivationalstructureof
caseof socialevents)."The mental", in contrast,is the world of thc actions he is studying. The first studiesactions as "objec-
phenomenaunobservablewith the techniquesof natural science tivc," the second as "subjective": in this way the claims of
but understood by way of the mind-to-mind communication of scicnceand thoseof the specialnature of the social subjectmatter
meanings, and explained typically by reference to the reasons :rrc both satisfied.
given for actions. But can "subjective" and "objective," once distinguishedin
Here again Max Weber makes carcfully explicit what Hayek this way, be so smoothly combined in one explanatory frame-
suggestswhen he statesthe difference betweenthe mental and the work? Weber's claim is that Verstehenis as much a scientific
physical in terms of the idea of "rationally purposive action." procedureas the making of empirical generalizations.Its essence
The distinguishingfeatureof such action in Weber's conception is not some form of intuitive "putting oneself in another's
(as referred to in the definition of sociology quoted above) is that place"-though this may have heuristic value as a means to
it is behavior regulated by a consciousagent in accordancewith Verstehen-but modeling the means-endcalculation that makes a
somepurposeof the agent's-in Weber's words, "a subjectively given action rational. Ernest Nagel has pointed out an obvious
understandableorientation of behavior."e To understand it re- problem with Weber's idea:
quires interpretationof the action in terms of the grounds that the
agenthad, or can be seenashavinghad, for his action. This, what In discussingthe adequacyof the methodof Verstehen it is
Weber called explanatory "adequacy on the level of meaning," essentialto distinguishbetweenthat methodconceivedas a
he contrastedwith "causal adequacy" of interpretation, which is wayof g,eneratrng suggestivehypotheses for explainingsocial
achievedby the subsumptionof a given action under an empirical action,and that methodconceivedas a way of validatingpro-
posedexplanations.. . . Ult is generallyrecognizedthat the
generalization.to
methodof Verstehen doesnot, by itself, supplyanycriteria for
The aim of social science,for Weber the "correct causal inter-
the validity of conjecturesand hypothesesconcerningthe
pretation" of action, is achievedwhen a (typical) action-process
springsof humanaction.r2
is "both adequatelygrasped on the level of meaning and at the
same time the interpretation is to some degree causally ade- Weber himself emphasizedthat "verification of subjective inter-
quate." r I The action, that is, must both be interpretedas rational- pretation by comparison with the concretecourse of eventsis, as
ly motivated and be subsumed under a statistical law linking in the case of all hypothesis,indispensable."r3Verification is
occurrencesof a certain situation-say, increasing demand for a here identified with what are assumedto be the basic procedures
good-with the action in question-Say, raising its price. Both for testing hypothesesin physical science-checking against the
parts of the explanationare necessary,in Weber's view, since it is sense-observationof eventsin space-time.Unfortunately, he add-
only understanding the means-end structure of an action that ed, such verification is really only possible in "the few very
makes possible explanation of it as an action, as opposed to specialcasessusceptibleof psychologicalexperimentation"-in
..:;IJIIJI
( - IIVI " AN I) "OBJIC IIVt
IB SOCIAL K NO W TI DG I

cases,that is, when the model of thc motivationof an individual's srrnillrlol tlil'li'r'cnt.Ilrrt by wlutt critcriitarc thcscjudgmcntsof
actioncanbe checkedunderlaboratoryconditions.In mostcases, srrrrillrrity Sinccthc socialcharacterof
irntld il'll'rcrtccto bc ntaclc'l
"there remains only the possibility of comparing the largest pos- rrt'tionlirr Wcbcr consistsin thc subjectivemeaningsattachedto it
sible number of historical or contemporary processeswhich, lry rrrcrnbcrso1'asociety,identificationof socialpracticesseems
while otherwise similar, differ in the one decisive point of their to rcquirc knowledge of the correlation between motivational
relation to the particular motive or factor the role of which is strtrctureand physical behaviorprior to the observationof the
being investigated.' ' 14(An example is provided by Weber's most lrrttcr.But then suchobservationscannotserveto verify interpre-
famous study, in which the difference in outcome of two pre- tutionsof the former. As Peter Winch has put this objection, in
capitalist situationsis explained in part by the presencein one of 'I'ht ldea of a Social Science, "someone who interprets a tribe's
the "Protestant ethic. ") rnagicalrites as a form of misplacedscientificactivity will not be
Aside from the many difficulties inherent in such a method of corrected by statistics about what the members of that tribe are
historical analysis, one can question the very compatibility of likely to do on variouskinds of occasion. ."16
Weber's idea of the empirical verification of subjective interpre- Winch is an interestingcritic of Weber,becausein essencehe is
tation with his conception of the subjective/objectivedistinction. ilttacking Weber on the basis of the latter's own concept of the
A large number of motivational models are compatible with a subjective,althoughit is rephrasedin terms drawn from linguis-
given course of behavior, to begin with. So long as subjective tic philosophy.Social relations, in Winch's view, are structured
interpretation and causal generalizationare treated as two sepa- by shared concepts, which are embodied in and so constitute a
rate, if parallel, modes of explanation, it is hard to see how one language. Language is described, following Wittgenstein, as
can serve as a check on the other. both the expressionof and a condition for a "way of life."
One way out of this difficulty opensif we reject the distinction Languageis a social phenomenonby nature, as meaning depends
Weber makesbetweencausaland rational explanation. If, that is, on language-users' adherenceto rules,which of necessitymust be
we allow that reasonsmay be causesof observablebehavior, the sharedand not idiosyncratic.Languageis thus not only a medium
two forms of explanation could be integrated, and motivational of social life but is paradigmatic of social activity, which is
models could be evaluated by their success in predicting and generally defined by the rules that regulateforms of conduct. For
retrodictingaction.That reasonscanbe construedascauseshas,I this reasonthe nature of knowledge about society "must be very
think, been convincinglyarguedby a number of writers.t5I will different from the nature of knowledge of physical realities."
not go further into this question here, becausethis way out of his The latter is based on the recognition of causal regularities, the
dilemma is not open to Weber. Close though it is to his own former on the understanding of meaning relations. Knowledge
position, he is blocked from reaching it by the conceptualstruc- about society is like knowledge of a language in that one cannot
ture of his subjective/objectivedualism. know a languagewithout knowing the linguistic rules that define
This emergesclearly if we look at Weber's proposedmethod of membership in the social group that speaksit. If we leave mean-
comparative sociology, which involves the comparisonof institu- ing relations out and just describe what we seewhen we observe
tional (and motivational) complexesof different social systems. social life, we will leave out what representssociality par excel-
Such comparison requires the investigator to judge that institu- lence.tT
tions from different systems are the same or different, or that Despitethe difference in terminology, all this is (asWinch says
typical actions taken by members of different social groups are himself) in fundamental agreement with Weber's emphasis on
s o( - t nt K N ()WiIl )(;l 'l; ut llt( lr vl " nNl) "ol] . Jt cllvt " 2l

subjectivemeaningas dclinitivc ol'sociaraction.as wcll as with ls not


u'frlrl tlrc sot'iologicltlobsclvcr ltitsllrcsclttctlttt hi'r^r(n^t('.r
his analysisof subjectivemeaningin terms of norm-govcrnedor l rt l rl l p coplc lr olding ccr t aill t hcor ics. . . but pcople m aking
purposive behavior. Thus Winch's ,,rules" correspond to ccrtaln nlovctltctttsand s<lunds.Indccd, even describingthem
Weber's "typical motivation patterns,' and to the ..norms" of rrs "pcoplc" really goes too f-ar,which may explain the popu-
post-Weberiansociology.tt On the other hand, on this basis lurity ol'the sociologicaljargon word "organism": but organ-
winch condemnsweber for his attempt to show "that the kind of isrns, as opposed to people, do not believe propositions or
'law' which the sociologist may formulate to account for the crnbracetheories.20
behavior of human beings is logically no different from a 'law' in ( )nc can say that Winch himself is not carrying things far enough
natural science" by showing that a motivationally comprehensi- lrcrc. After all, the senses are not presented with organisms either
ble scenecan also be given a purely "objective" description.In but-if they are presented with anything-with sense data. If
this attempt, as Winch describesit, thcse are perceived as attributes of physical objects, classifiable
as organisms, why shouldn't the latter be classifiable as people,
Insteadof speakingof the workersin [a] factorybeingpaidand
and indeed as people holding and discussing views?
spendingmoney,he speaksof their being handedpiecesof
There are really two different questions here, which Winch
metal,handingthesepiecesof metalto otherpeopleandreceiv_
like many writers on thesetopics is collapsinginto one: (1) how
ing otherobjectsfor them. . . . In short,he adoptstheexternal
point of view and forgetsto take accountof the "subiectivelv do we go about describingand explaining a point of view, whether
intendedsense"of the behaviorhe is talking about. an individual's or one shared by members of a culture? and (2)
how can we tell what's in people'sminds, when we can't observe
In fact, for winch such a description is not a description of social such mental contentswith our senses?The conflation of thesetwo
behavior at all; weber "does not realize that the whole notion of questionsinto one rests on a conception of observctrion-and this
an 'event' carries a different sensehere, implying as it does a on a whole system of epistemological categories-that, despite
context of humanly followed rules which cannot be combined their longevity, are severely flawed.
with a contextof causallaws in this way without creatinglogical To begin with, observing is not done "with the senses" in
difficulties."re For example, one can break a rule, or,nuk" u Winch's use of the words in any field of study, or indeed in daily
mistakein following one, but one cannotbreak a causalrelation. life (as Piaget's studiesof the child's construction of the categor-
Interpretations cannot be added to causal descriptions, for one ies of experiencehave shown). It is by now widely recognizedby
can't even describea social situationwithout knowing the inter- philosophers of science that such a view of observation is not
pretation; and for the same reason observation of causal se- applicable even where social scientists and their philosophical
quencesprovides no check on subjective interpretation. critics often imagine it to be preeminently the case: in physics,
winch makes essentiallythe same point in his discussionof where the categories of observation are clearly not given by
Pareto's attempt "to treat propositions and theories as 'experi- nature but have been historically constructedin the form of phys-
mental facts' on a par with any other kind of such fact" or, more ical theory. This is obvious in the case of the observation of
generally,with Durkheim "to consider social facts as thinss." quarksand leptons,but, as E.H. Hutten pointsout in his book on
Discussing the former, Winch comments that The ldeas of Physics,"even the 'direct' observationof a familiar
object, say of a star, presupposes not only a long process
In a senseParetohasnotcarriedhis empiricismfar enough.For of learning acquired by the individual but also the knowledge
22 1;O(_tnt KNOWTil)(,1
'SU BJTC IIVT"
N N D "OBJEC TIVE'' 2 3

accumulatedby mankindovcr thousandsr)t'ycars.":r


own pattcrnsol'thought and action, our own wishes,interests,
Given this, it would be perverseto limit s.ciological rbserva-
:rntl pluns, our own standards,criteria, ideals, categories,con-
tion to phenomenadescribable with the constructs of ethology,
ccpts,and fbrms of life. " This correspondsto the question,how
rather than thosedevelopedin the study of society itself. Since we
is social activity to be "objectively" understood?Just as both
know that for the members of any social group studied ..be-
Wcbcr and Winch conflatethis questionwith that of the correla-
havior" in the physicalistsensedoesnot exist, but only behavior
t ion of behaviorwith meaning,the radical translationproblem, as
within the conventionsof a given culture, there is no need to
Wallace sees it, connectsthese issuesby the way in which it
pretendthat the former can be an object of study for the scientific
visualizesthe anthropologist'sposition in the face of his data.
observer either. More generally, there is no reason to give the
Part of his "already acquiredconceptualschemeis immediately
concept of observation in social investigation a content-the
applicable," in the Quineanview to the alien sround on which he
"pure sense-observation of physicaloccurrences"-it has in no I'indshimself
other field of study.what social analystsobserve are precisely the
things to which Winch draws attention, under the rubric of the withoutfear of falsificationor distortion:the physicalpart.
"subjective": businessbehavior, thinking, kinship structures, Applicationof the otherpart, the mentalsystem,has to be
value systems,etc. The important questionis not, how does one workedout. In workingout theapplication of mentalconcepts
know aboutthings one can't observe?but, how doesone observe whatwe haveto go on aredescriptions in physicaltermsof the
things of this kind? environment and of the behaviorof the inhabitants. . . We
The situation here may be usefully comparedwith the problem havemarkedoff . . . an areaof description of humanbeings
of "radical translation" as posedby W.V.O. euine. This prob- which (i) is immuneto rhe dangerof projectionand (ii) pro-
lem indeed is raised in the form of a story about an imaginary videsan evidentialbasisfor applicationof descriptions from
our remaining,projection-prone stock.22
ethnological study. An anthropologist,encounteringa people
whose languagehe does not speak,attemptsto learn their lan-
This is pretty easilytransferableto Weber'saccountof the use of
guageand so their cultural concept-system.In a very interesting
statisticalgeneralizationsas a control on subjectiveinterpreta-
article John wallace has observedthat this problem can be seen
tions of social action;23Winch's position may be stated in its
as motivatedby two issuesimportantfor sometime in philosophi-
terms as the denial that the two systems,the mental and the
cal thinking. The first derives from the view of our conceptual
physical, are applicableto the same phenomena.
scheme as divided into two parts: the system of physical con-
Wallace comparesthis general model of radical translation
cepts,which is "basic and coverseverything"; and ,,our system
with an actualcase:the deciphermentof the Cretanscript, Linear
of semantic, psychological, moral, aesthetic, and social con-
B. According to his account,in the actualpracticeof interpreting
cepts," thementalsystem.The questionsarise:how is the bound-
and learningaboutotherpeople,physicaland mentalconceptsare
ary between the two systems to be drawn? and, how are they
mixed up in single reports in such a way that the two systems
related to each other'?The secondof thesequestionscorresponds
cannotbe treatedas independent.In the interpretationof certain
to the Weber-Winchproblem, how "observable behavior" is to
symbols in the Minoan script, the scholarsworking on the case
be correlated with motivational or rule-following subjectivity.
took as "immediately accessibleevidencewhat for the philos-
The secondissuefinding expressionin the problem of radical
ophers has to be theory [supportedby physicalistevidence],a
translationis that of "the danger of projecting onto others our
semanticalpieceof the mentalframework."2a Wallaceconcludes
24 SO(_ t nI KNO W Tt t ) c t " AN I) "OBJEC IIVE"
SU I].JTC IIVI

that thc correctanswerto the question,how the applicationof ol'cstablishing


a scicnccol'sociallil'c in othertcrms thanthoseof
mental concepts is constrainedby the application of physical dcuronstratinga concordancebetween"adequacy of meaning"
concepts,is: "The questionpresupposesa process-application ancl"causal adequacy."For example,Kluckhohn offers the fol-
of mental conceptson the basisof physical concepts-which does Iowing definitionsof "culture":
not exist." 25
To return from this digressionto our topic, Wallace's point thatpart[of humanlife] whichis learnedby peopleastheresult
appliesboth to Weberiansocialscienceand to Winch's argument of belongingto someparticulargroup, and is that part of
againstit, asthey sharethe samedualisticstarting-point.(Indeed, learnedbehaviorwhich is sharedwith others.. . . By "cul-
ture" we mean those historicallycreateddefinitionsof the
Winch criticizes Weber from a viewpoint defined by a more
situation
whichindividuals acquireby virtueof participation
in
consistentapplication of the latter's concept of the "subjec-
or contactwith groupsthattendsto sharewaysof life thatarein
tive. ") The stayingpower of the word "subjective," despitethe particularrespectsand in their total configurationdistinc-
inappropriateness of its applicationto what all agree are inter- tive.21
subjective,social conceptsand norms, derives I think from the
implicit referenceto the supposed"mental" portion of the con- We may then by extensionspeak of the society or group defined
ceptual schemewe have inherited from Descartes,as opposedto by its possessionof such shared learning as "a culture."
the "objective" or "physical" portion. Even more than the Whateverthe limitationsof this conceptionof culture, suchan
emphasison the individual as the basic unit of social life, the approach to the phenomena of social life does not suggest the
continued use of "subjective" and "objective" indicates the problem of the relation between objective and subjective that
maintenanceof a radical splitting of the phenomenaof human life Weber'sdefinition of sociologybrings with it. Kluckhohn, defin-
from the rest of nature. This is visible, for instance, in the very ing "explicit culture" as "all thosefeaturesof group designsfor
concept of "behavior, " which is taken to pick out the physical living that might be describedto an outsiderby participantsin a
side ofaction as distinguishedfrom and thus as observablesepa- culture" or that might be observedby the outsider,is careful to
rately from the mental activity that gives it meaning. say that
This is, however, not the only way human action can be ap-
proached. For example, from the point of view of Piaget's theory To avoidconfusion,it shouldbe notedthat the basicdatafrom
of cognitive development the psychological behaviorist's whichthe anthropologists abstractexplicitcultureencompass
"stimulus" does not really exist except as developmentallycon-
manifestations of "feeling" and"thought"andarein no sense
restrictedto objectsandactsin the narrowbehavioristicsense.
structed by the organism involved: so that description of a se-
In otherwords,"explicit" doesrzoldraw the line which'.ob-
quence of actions in terms of "stimulus" and "responsc" de- jective" is supposed to draw from the"subjective."zs
scribes "behavior" only via implicit reference to what the
behaviorist considers "mental" phenomena.Piaget's conceptual Aside from the matter of behaviorism(which, as noted, does not
framework, by making this explicit-by considering intelligence characterize Weber's position) what is important here is that
as the self-regulation of the "behaving" organism-deprives elementsof culturesdescribableas "feeling" and "thought" are
"mind" and "body" alike of their statusas separateanalytical to be thought of neither as privately individual nor as inwarcl, but
objects.26Similarly, some anthropologistshave defined the con- as public and in principle observable.An examplethat appearsto
ceptof "culture'' in sucha way asto allow us to posethe problem support the Weber-Winch view of the matter will clarify the
5 (X,INI KNO W II t X, t
AN D ''OBJEC TIVE'' 2 7
SU BJTC IIVT''

point . I n a c ri ti q u c o 1 ' Wi n c h , A l a s d a ir Macl ntyre w rotc:


tkrcsnot clirtrinatcthc problem o1'projecticln.Indeed,the correc-
tion of Winch's mistakenview of naturalscienceallows his argu-
Supposethat a team of Martian socialscientistsis observing
nrcnt about the impossibility of social scienceto return with a
human behavior. What they are watching we should describeas
vcngeance.The demiseof positivistic philosophyof sciencehas
chess-playing, but unhappily they lack the concept of a
game. . . They therefore do not discern the rule-governed
led to challengesto the notion of objective truth, or the idea that
characterofthe players' behavior,although they arrive at many there is a gradualconvergence,over time, of theory to truth, in
statistical generalizationsabout the movement of small pieces natural science.Somephilosopherssuggestthat no sensecan be
of wood by human beings. What is it that they do not under- given to the conceptof scientific objectivity. Rather, it is suggest-
stand when they fail to understandthese movementsas a game ed that the conditions of verification of any theory are set by the
of chess?They fail of course first of all to grasp the players' particular "community" of scientistswho work within the "dis-
actions as distinct from their physical movements.It is not that ciplinary matrix," "paradigm," or "Weltanschaultng" em-
they wrongly explain what is done; rather they fail to identifu bodied in it. Following this line of thought, the scientist-turned-
the actions which are to be explained.2e sociologistBarry Barnes comparesthe scientistto specialistsin
other types of knowledge, "the prophet, the astrologer, and the
Maclntyre seems to be saying the same as Winch in the latter's witch-doctor"'. " 'true' like 'good' is an institutionalizedlabel
criticism of Weber. But there is an important difference. As used in sifting belief or action according to socially established
Maclntyre states it, the failure of the Martians stems not from criteria."3r Winch, too, beginsfrom the fact that scienceis itself
their limiting themselves to the "external point of view," from a social activity. As a result, "to understandthe activities of an
which they attend only to what is "physically observable," but individual scientificinvestigatorwe must takeaccountof two sets
from their lack of categories that would make the observation of of relations:first, his relationto the phenomenawhich he investi-
chess-playingbehavior possible. Because their culture lacks gates;second,his relation to his fellow-scientists."32The latter
games they cannot identify what they are seeing, and will be is as determiningas the former; it is only becausethey are taking
forced to describeit in terms availablefrom their own culture. part in the same kind of activity, or cultural institution, and
They are thus in the toils of the problem of projection, but this therefore accept the same criteria of identity with respect to
derives from the presenceof cultural blinkers on theory and not natural phenomena,that scientistscommunicate with each other,
from the "subjective" nature of social phenomena.30 cooperatein doing science,or, simply, do scienceat all. This is
To summarize the argument so far, we have seenthat free and important because,as Hayek noted in his attempt to distinguish
easy use of the opposition "subjective/objective" has allowed natural from social science, a given natural state of affairs will
confusion of recognition of the intentional character of social come under different descriptions if different criteria are applied
phenomenawith the idea that such phenomenaare unobservable. to it.
This confusion depends(at least in part) on a reductionist analysis Now, Winch argues,if sociology (or anthropology)is to be a
ofobservation as the passiveregistrationand subsequentorgani- sciencelike the natural sciences.
zation of sensory givens. As this analysis is not tenable for any
science,leastof all the physicalones,thereis no call to apply it to
Theconcepts andcriteriaaccording
to whichthesociologist
the social studies. judgesthat,in two situations,
thesamethinghashappened, or
On the other hand, abandoningthe reductionistred herring the sameactionperformed,mustbe understoodin relationto
1; ( ) ( . t ntKN ()Wt
I t)(,t
C IIVT'' AN D ''OBJEC TIVE'' 2 9
SU B.JI

tlu, rulcs g,vcrtrirtg s..r'i,l,giutl in,t,.tti74ttli,tr.But herc we run


agalnst a difficulty: f<rr whcreas, in the case of the natural cal" phcnonrcna. or with that bctwccn thc rcalm of the meaning-
scientistwe have to deal only with one set of rules, namely lirl and that of thc observable. Indeed, according to Harris,
those governing the scientist'sinvestigationitself, here whar
the sociologist is studying, as well as his study of it, is a human The importanceof Pike's distinction is that it leadsto a clarifi-
activity and is therefore carried on according to rules. And it is cation of the meaning of subjectivity and objectivity in the
these rules, rather than those which govern the sociologist's human sciences.To be objective is not to adopt an etic view;
investigation,which specify what is to count as ,.doing the nor is it subjective to adopt an emic view. To be objective is to
same kind of thing" in relation to that kind of activity.33 adopt the epistemologicalcriteria . . . by which scienceis de-
marcatedfrom other wavs of knowins.35
For example, the question whether two actions performed by
members of a culture are both acts of prayer is a religious ques- But-Winch would reply-there's the rub. A culture is constitut-
tion: when a sociologist or anthropologist studies religion the edby a setof categories;naturehasno point of vieq but a way of
criteria of identity of the institution studied must be taken not life is definedby its practitioners'.The abandonmentof Weber's
from sociology but from the religion studied itself. The anthro- dual method, of Verstehenplus "objective" observation,neces-
pologist Marvin Harris has described the situation of the social sary on Weber's own premises, apparently leaves no criteria
s c ient is t us ing Pi k e ' s d i s ti n c ti o n b e tw e en ,,emi c" and ..eti c' , availableforjudging the correctnessofan observer'sdescription
observation and analysis. The former or analysisof a culture, to the extent that this involves interpreta-
tion of the culture in categoriesforeign to it. The sin of projection
have as their hallmark the elevationof the native informant to seemsan Original one for social science:even aside from the
the status of ultimate judge of the adequacyof the observer's issuesof "subjectivity/objectivity" or of the diff'erencebetween
descriptionsand analyses.The test of the adequacyof emic causesand reasons,the meaningfulcharacterof social phenom-
analysesis their ability to generate statementsthe native ac_ ena seemsto rule out the objectivity necessaryif we are to be able
cepts as real, meaningful, or appropriate.In carrying out re_ to speak of a scientific study of society.
search in the emic mode, the observer attemptsto acquire a
knowledge of the categoriesand rules one must know in orcler
to think and act as a native. . . . Etic operationshave as their
hallmark the elevation of observers to the status of ultimate
judges of the categoriesand conceptsused in descriptionsand
analyses.The test of the adequacyof etic accountsis simply
their ability to generatescientifically productive theories about
the causesof socioculturaldifferencesand similarities. . . .
Frequently,etic operationsinvolve the measurementand juxta_
positionof activitiesand eventsthat nativeinformantsmay find
inappropriateor meaningless.3a

Harris is careful to point out that the emic/etic distinction is not


to be identified with a distinction between ,,mental" and .,physi_
N N A[IEN SOC IETY
U N I) II? SIAN I) IN G 3I

ll'arncwork liont urotivational clcmcnts with which they are fa-


nriliar. As Allied Schutz describes "the paradox that dominates
Wcber's whole philosophy of social science," Weber

Understonding
on
postulatesas the task of social sciencethe discovery of intended
meaning-indeed, the intended meaning of the actor. But

AfienSociety this"intended meaning" turns out to be a meaning which is


given to the observer and not to the actor.2

But, objects Winch, this is to disregard the essence of culture-


that it consists of a set of shared meaninss.

When one is dealing with any kind of social "things," .


their being . . social, as opposedto physical, in character
dependsentirely on belongingin a certain way to a systemof
ideas or mode of living. lt is only by reference to the criteria
governing that system of ideas or mode of life that they have
any existenceas intellectual or social events. lt follows that if
the sociological investigator wants to regard them as social
Max Weber's exampleof explanatory,.adequacy
on the level of events. , he has to take seriously the criteria which are
meaning"-explaining .,what is, accorclingto our
current norms applied for distinguishing "different" kinds of actions and
of calculationor thinking, the correct solution to identifying the "same" kinds of actionswithin the way of life
an arithmetical
problem"t-sheds no right on the problemof he is studying. It is not open to him arbitrarily to impose his
the interpretationof
a culture different from the observer'sown. The own standardsfrom without. In so far as he does so. the events
action of arith-
metical calculationcan be interpretedwith adequacy he is studyinglose altogethertheir characteras soc:ialevents.3
on the level
of meaningby referenceto ..our" current norms
because,it is
assumed,the calculatorobservedis obeyingthe same So far, Winch's position seems uncontroversial. Surely, how-
norms. But
how is the behaviorof membersof a socialgrorp who ever we intend to analyze a set of cultural phenomena, we should
believe(for
example) in witchcraft or magic to be interpreted strive to identify its elements on the basis of the criteria of the
by would_be
scientificobserverswho do not sharethesebeliefs? culture studied. Examples Winch offers of his recommended
The latter can
statethe means-endrelation in the former's action (,,Thev approach certainly seem to embody ordinary anthropological
do that
to stop witches from attacking them") in terms common sense: e.9., that a psychoanalytical investigation of Tro-
of the group,s
own norms of thought. But to the question, ..What briand neuroses "could not just apply without further reflection
is that man
doing when he performs his anti-witchcraftritual?" the concepts developeC by Freud for situations arising in our own
the answer,
"warding off witchcraft," is not very iiluminating. society, " but would have to investigate differences between (say)
observers
who are not of the group believing in witchcraft European and Trobriand concepts of family structure.4 No psy-
c;n place this
action in an explanatory framework only if they choanalyst will take a prohibition of continuing investiga-
consiruct that
tion as a methodological guideline, and no anthropologist or

30
32 SOCIAI KNO W II t ) G t AN
U N [) II? SIN N I) IN C ; AIITN SOC IETY 33

sociologistwill adrnit to inrposinghis own cultural catcgorics proviclcclby sontcthcorcticaloricntation.In Winch's terms, sci-
"arbitrarily" on the material of his field research. cncc rcquircs categories,and criteria for applyingthem, that go
In fact, if put in these terms the purported contrast of social hcyond observation, in the sensethat they are createdby groups
with natural scienceis at least questionable.While nature (as I of scientists.The workers in the stock market, lacking economic
just said) can't be said to have a point of view, it has been said to theory, are in a bad position to observe their own activity; the
have or constitutean order of its own, to which the community of economist can do so just because he makes use of categories
scientistsmust accomodateits conceptseven while it assimilates different from those of the insiders-categories of economics,
natural phenomena to them by defining "criteria of identity." rather than those of the mode of life that includes working in the
Physics is at any rate no more arbitrary than social sciencecould stock market. But this meansthat he will employ criteria unused
be. So in what way is Winch's argument an argument againstthe by the subjectsof his study; he will impose his own standardsin
possibility of social science,rather than an argument againstbad the analysisof their activity, though certainly (he will claim) not
social science?To put it differently, at what point, as Winch sees arbitrarily.
it, does the problem of projection reveal itself to involve an We can compare this case to that of a linguist's analysis of a
irreducible conflict betweenthe cultural point of view investigat- languagein terms of grammatical rules unelicitable from native
ed and the categoriesof the observing scientific community? It speakers.Despite the view of some linguists that their theories
might seem as though Winch means to rule out analysesof a representnot just theories of languagebut theories of language-
culture that go beyond what membersof it would give in explana- users, explaining what the latter know as opposedto what they
tion of their own behavior.And this would certainly rule out a know how to do, it seemsthat at least we can say that linguists'
great deal of what passesfor social science.In general,as Fritz knowledge of a language is different from a native speaker's,
Machlup has pointed out, participantsin a culture, even while employing as it does theoretical conceptsunknown to the native.
they may (and indeedmust) know the rules and criteria regulating Winch's views need not be taken to be in fundamental conflict
social behavior in that culture, may have only a very vaguenotion with such a point of view. Indeed, in his eyes,
of how the parts of social life in which they participate fit togeth-
er. Machlup offers the example of a Martian anthropologist- thetestof whethera man'sactionsaretheapplicationof a rule
perhapsa colleagueof Maclntyre's Martian-who observesthe is not whetherhecanformulntett but whetherit makessenseto
stock market and interviews its denizens. distinguishbetweena right anda wrongway of doingthingstn
connectionwith what he does.Whenthat makessense'thenit
Sinceprobably999 out of 1000personsworking on the stock must also makesenseto say that he is applyinga criterionin
marketdo not really know what it doesandhow it doesit, the what he doeseventhoughhe doesnot, and perhapscannot,
mostdiligent observer-plus-interviewerwould remainlargely formulatethat criterion.6
ignorant.Alas, economicscannotbe learnedeitherby watch-
ing or by interviewingthe peopleengagedin economicactivi- A closer look discovers difficulties in this formulation. It
ties. It takesa gooddealoftheorizingbeforeonecangraspthe seems odd to say that someone is applying a criterion that he
complexinterrelations in an economicsystem.s cannot formulate. As with the linguistic example, it seemsto me
more natural to speakof such a criterion as a feature of the theory
This expressesin other words a point made in the previous or description of the man's behavior,rather than of his knowledge
chapter,that observation is meaninglessexcept within categories of or obedienceto a rule. And in any caseWinch's formulation of
34 :;(X-IAI KNO W II I X; I
UNDTI?SINNI)ING
AN ALIEN SOCIETY

thc criterionfur thc uscol'"critcrion" thrcatcnshis own clistinc- Winch cliscusscs is Parcto'sanalysisof Christianbaptismas a
tion betweenthe researcher'scriteria of identity and thoseof the spccialcaseof the allegedlytrans-culturalphenomenonof cleans-
object of study. To say that what is important is "whether it ing rituals. Pareto'sidea is that this phenomenonis found in some
makes sense" to formulate a criterion leavesopen the question, lirrm in all cultures;the variouscharacteristicsand explanations
to whom it must make sense,especiallyin the case where the of the ritual in different cultures being derivations from it, ab-
actor himself "cannot formulate the criterion." straction from which revealsthe essential,sharedcore (hence
winch's discussionof social rules, in fact, slidesin a superfi- "residue"). Christians share with members of other cultures a
cial way over the fact, acommonplacefor ethnographers,that (in practice of ritual cleansing; what differ between them are the
Malinowski's words) informants produce "at best that lifeless specific featuresof the practice and the reasoningsexplaining the
body of laws, regulations,morals, and conventionalitieswhich efficacy of these various features.
ought to be obeyed,but in reality are often evaded."7The rules Now, says Winch, "a Christian would strenuouslydeny that
discerned by the investigatormay therefore be quite different the baptismal rites of his faith were really the samein characteras
from thosewhich may be elicited from an informant. As a result, the acts of a pagan sprinkiing lustral water or letting sacrificial
winch's test of when someoneis following a rule permits ethno- blood. Pareto, in maintaining the contrary, is inadvertently re-
graphersto formulate rules that contradictrules the nativesstud- moving from his subject-matterpreciselythat which gives them
ied would formulate. It is possible, however,to state Winch's sociologicalinterest:namelytheir internalconnectionwith a way
criteria for non-projective social description in a way which of living. "e It is what differentiatesthe two ritualsthat givesthem
avoidsthis problem. what is essentialis not that all the categories sociologicalinterest,that gives them, that is, the meaningsthey
employed by the outside researcherbe given in the culture he have for the members of the cultures concerned: for the connec-
studies,but that they do not contradictthe classifications(not the tion of this element with the remainderof their ways of life is
rules) of social activity basic to the culture. In Winch's words. articulated exactly through the differer:ces. To identify elements
from different cultures is to commit the root error exemplified by
althoughthe reflectivestudentof society,or of a particular
Weber's behavioristic description of monetary exchange (see
modeof sociallife, mayfind it necessary to useconcepts which Chapter 2, above). There the descriptionof behavior,divorced
arenot takenfrom theformsof activitywhichhe is investigat-
from the intended meaningsof the actors, lost all senseas social
ing, but which are takenrather from the contextof his own
investigation, description; here the sensegiven is a concoction by the social
still thesetechnicalconceprsof his will implya
previousunderstanding of thoseother conceptswhich belong theorist rather than a representationof the actual social meaning
to the activitiesunderconsideration.s involved. In Winch's words.

what kinds of social studiesare unacceptableunder winch's ideascannotbetorn outof theircontextin thatway: therelation
rule? Most clearly, it rules out certain kinds of cross-cultural betweenideaand contextis an internal one. The ideagetsits
comparison of institutions and practices. winch develops his sensefrom the role it playsin the system.It is nonsensical
to
takeseveralsystemsof ideas,find anelementin eachwhichcan
argument to this point in the context of a critique (already noted)
be expressedin the sameverbalform, andthen claim to have
of Pareto's theory of "residues" (psychologicallydetermined
discoveredan ideawhich is commonto all the svstems.ro
constantsof human behavior)and "derivations" (ideologiesand
institutionsin which the residuesare fleshedout). The example
Paretois no straw man here. It is worth rememberinsthat E.E.
:;(X INI KNO W II I X, I I,IN I) II? SIN N I) INN
GN AIITN SOC IEIY 37

Evans-Pritchard, in his attack rcductivcthc.rics ol'rclisi'n. thi s proccss social scicncc inr poscs it s own cr it cr ia on cult ur al
citesParetoapprovinglyas one 'n who indicatedan importantd'irec- phcnonrcna. As Harris puts it, in his scientific tough-guy way,
tion for analysisand research:"in spiteof the superficialityand
vulgarity and the confusion of his thoughts, pareto saw the prob- I cannot agree . . . that our etic conceptual resourcesfor the
lem correctly."rt 1O take a modern example,Jack Goody, who study of the behavior stream are dependentupon emic studies.
has expendedmuch effort in demonstrating errors of projection The etic concepts appropriate for the study of the behavior
committed by anthropologists imposing their categories on the stream are dependenton their statusas predictive elementsin a
people they study,nonethelessdescribesthe "experimental corpus of scientific theories.r6
meth-
od" of anthropology as "comparing, not social systemsor soci-
eties or cultures as such, but specified variables under different The very voice of the Anti-Winch! For Winch, to adopt such a
social conditions . ."12 Such comparison,of course, requires perspectiveis to give up all hope of understandingsocial institu-
abstractionof the "variables" from their social contexts, and tions or practices,to dignify the error of projectionwith the name
identification of them between systems. And Marx certainly of science. Gift exchangeand monetary exchangemay have in
seemsto fall, as winch sayshe does,into the sameclassas pareto common the mutual transfer of objects between persons. But to
with respectto winch's critique, given the seemingsimilarity treat them as in essenceidentical, as Mauss did in his celebrated
of
the conceptof "derivation" to Marx's conceptof .:ideology.-,,r: essayon The Gift, ignoring the sensegiven to money by its place
Winch's argumentis in fact, as he wishesit to be, an attackon in the whole system of generalizedcommodity production, is to
the sociological and anthropological tradition as a whole. The commit in theory an error of the magnitude of that committed in
claim of the social sciences has always been that one can go practiceby the Indians who, without knowing it, sold the island
beyond ethnologicaldescription to the formulation of generaliza- of Manhattan.
tions applying acrosscultures, yielding knowledge fundamental- Cultural elements can only be understood as rule-governed
ly different from that possessedby cultural insiders. It is a com- behavior,and the rules exist only as statedin terms of the concepts
monplacethat anthropologyis "a comparativediscipline,', both ofthe particularculture concerned.To abstractfrom the specific-
because"by conventionand establishedtradition of doing field- ity of theseconceptsis therefore to render cultural interpretation
work in a culture other than one's own, the anthropologisiuses impossible. It follows that interpretation is possible only from
a
comparative framework in his study" and becauseanthropologi- within a culture, for rule-governed action can only be described
cal theorizing has always, "with very few exceptions," invorved and explainedin terms of the relevantrules. "'IJnderstanding,"'
"intercultural or cross-culturalexplicit comparison."ra in social study, Winch says explicitly, "is grasping the point or
Even in
questioningthe results of the anthropologists'searchfor meaning of what is being done or said."17 So that
cross-
cultural regularities, Evans-pritchard identified this searchas the
only path to a possible social sciencecomparable to the physical If we aregoingto comparethesocialstudentto an engineer.we
sciences,concluding, "my scepticismdoesnot mean that I think shalldo betterto comparehim to anapprenticeengineerwho is
that we should cease to look for such regularities as can be studyingwhat engineering-thatis, the activity of engineer-
ing-is all about.His understanding of socialphenomena is
establishedby various forms of the comparativemethod.',rs
more like the engineer'sunderstanding of his colleagues'ac-
It is obvious that some form of transculturalconceptformation
tivitiesthanit is like the engineer's
understanding of the me-
is essentialto the project of a general science of society. and in chanicalsystemswhich he studies.r8
1X)(.tn I K NO W {|t ) ( . t U N t) TI? SIAN D INAN
G AL IENSOC IETY 39

Socialunderstanding, cultural intcrprctation,is, thcn, lar I'rorrt tions" (althoughhc addsthat "thcir judgementsare neverabso-
science,it is, for Winch, a species
of Wittgensteinian philosophy: lutc''1.zt t
exploring the "grammar" of a culture, it aims not to discover But Evans-Pritchard himself has acknowledged, as Winch
new "facts" but to "leave everythingas it is." points out, that the scientificthinking of Europeansjust as much
It will be instructiveto compareWinch's position, as he him- as the "mystical" thinking of the Azande represents"patterns of
self hasdone. with that of Evans-Pritchard. In his book on Witch- thought provided for us by the societiesin which we live."2r
craft, Oracles, and Magic Among the Azande the anthropologist According to Winch, it is such patterns of thought that define
comes to ask, what is real and what is unreal. Sincethesepatternsare represent-
ed by langu&ge, "we could not in fact distinguish the real from
the unreal without understandingthe way this distinction operates
In writingaboutthebeliefsof primitivepeoplesdoesit matter
one way or the other whetherone accordsthem validity or in the language." However,Winch holds, it is just on failing to do
regardsthem as fallacious?Take witchcraft again. Does it this that Evans-Pritchard'sargumentdepends.The anthropolo-
makeany differencewhetherone believesin it or not, or can gist wants
onejust describehow a peoplewho believein it, thinkandact
aboutit, andhow thebeliefaffectsrelationsbetweenpersons? I to work with a conceptionof realitywhichis not determinedby
think it doesmakea difference.for if one doesnot think that its actualusein language.He wantssomethingagainstwhich
thepsychicassumptions on whichwitchcraft-beliefsarebased thatuseitselfcanbe appraised.But this is not possible;andno
are tenable.one has to accountfor what is commonsenseto morepossiblein thecaseof scientificdiscoursethanit is in any
othersbut is incomprehensibleto oneself.re other.We may ask whethera particularscientifichypothesis
agreeswith reality and test this by observationand experi-
ment. . But the generalnatureof the datarevealedby the
If one believesthereare witches,then a setof ideasaboutwitches experimentcanonly be specifiedin termsof criteriabuilt into
and how to ward off the effectsof their evil powers will call for no the methodsof experimentemployedandthese,in turn, make
particularexplanationbeyondnormal perspicuity.If one doesnot senseonly to someonewholly conversantwith the kind of
share this belief, one will be moved to ask how others come to scientificactivitywithin which theyare employed.22
have it. What are the phenomenathat give rise to this beliefl
Answeringthis questionwill involve thinking aboutwitchcraft in The excellenceof Evans-Pritchard'sethnologyof the Azande
a way quite different from that of the native believers. It may be has made this a standard case in the philosophy of the social
placedinto a transculturalclassificationof socialpracticeswhich sciences;I interrupt the discussion,therefore, for a brief sum-
would seem shockingor absurd to its practitioners.For Evans- mary of his findings. The Azande are (to use the ethnographic
Pritchard,for instance,the belief in witchcraft he studiedamong present) a people of the Sudan. Their lives are pervaded by
the Azande was an example of "ritual" behavior, which he de- interrelated notions of witchcraft and magic. Although Evans-
fined as "behavior accountedfor by mystical notions"-that is, Pritchardcalls their beliefs "mystical" in his sense,Zandedo not
by notions ascribing to phenomenaproperties that they do not experiencethe phenomenaof witchcraft as unnatural, awe-inspir-
have and that cannot be defendedfrom the point ofview of "our ing, or mystical in our usual sense of that word. Rather they
body of scientific knowledge and logic. " The latter are "the sole experience the activities of witches as a normal part of every-
arbitersof what are mvstical. common sense.and scientific no- day life, as natural (although ill-understood) in their mode of
SOCtnt KNOWIil)(,t
U N I) tR SIAN I) IN GAN AL IENSOC IETY 4 'I

operation.witchcrali is hcld to bc an inhcritcdphysicalcondi-


l.roisonlirr thc uscol'nry householdand neighborsand we regulat-
tion, which is activated by ill-feeling of various sorts. Whcn cd our affbirs in accordancewith the oracles' decisions.I may
activated it is responsiblefor damageto the interest of the person rcmark that I found this as satisfactory a method of running my
hated,envied,etc. If termitesdestroya man's house,or his crops home and affairs as any other I know of. "24 At the same time,
fail to grow, or he or his child becomesill, the questionimmedi_ however, he statesbaldly that "witches, as the Azande conceive
ately arises, who is responsible, via witchcraft, for the disaster. them, clearly cannot exist."25Given this, he asks a questionno
The witch responsibleis discovered by the use of a number of Zande would ask: why do people believe in them?
oracles, with varying degrees of reliability. The most reliable Could not the quarrel betweenthe anthropologist and the phi-
Evans-Pritchardcalls the poison oracle, as it consistsof feeding a losopher be resolved by distinguishing explicitly between "real-
poison to chickenswhile asking questions,answeredby the death
for-Azande" and "real-for-Englishmen, " with witchcraft falling
or survival of the fowl. As the witch or witches responsiblecan under the former but not under the latter? After all, the starting
only be individualswho bear ill will to the victim, only the names point of anthropology is the fact of the differences between cul-
of suchindividualsare put to the oracle,which selectsone, more, tures.As Winch himself presentsit, in an article taking issuewith
or noneof them. This leadsto a ritual in which the now-identified Evans-Pritchard along with some philosophical writers on the
witch is askedto call off his powers, and to further testing to seeif question of "Understanding a Primitive Society," the aim of
he has done so. If witchcraft results in death, vengeanceis exact-
anthropology is to presentan account ofthe beliefs and practices
ed by witchcraft. In addition, magicalrites and medicinesmay be of a very different people "that will somehow satisfy the criteria
used for protection against witchcraft.
of rationality demandedby the culture whose concept of ratio-
In describing all this, Evans-Pritchardmakes a great effort to nality is deeply affected by the achievementsand methods of the
be faithful to the zande point of view. Dealing with their concep- sciences,and one which treats such things as a belief in magic or
tion of witchcraftas embodiedin a physicalsubstance,he goesso
the practice of consulting oracles as almost a paradigm of the
far as to tell us, "I haveonly once seenwitchcrafton its path," in
irrational."26 The positive aspectof Evans-Pritchard'swork is
the form of a bright light, without apparentexplanation, passing his attempt to sketch the rationality of the Azande, to communi-
in the night in the direction of a certain person's house. As it
cate some senseof how the world can be experiencedcoherently
turned out, the next morning found an inmate of that housedead! through this particular pair of spectacles.
In Evans-Pritchard's words, in Azande terms
Evans-Pritchard'serror, according to Winch, is that he does
This eventfully explainedthe light I had seen.I neverdiscov- not stop there, but goes on to compare and contrast the Azande
eredits realorigin, whichwaspossiblya handfulof grasslit by view of the world with his own along the dimensions of truth/
someoneon his way to defecate,but the coincidenceof the falsity, reality/unreality, science/mysticism.But only by detach-
directionalongwhichthelight movedandthesubsequent death ing it from its cultural context, its "internal connection" with the
accordedwell with Zandeideas.23 rest of Zande life, can the sentence"There are witches" uttered
inZande be equatedsemantically with the samesentenceuttered
In the word "real" here we feel working the point of view to
in translation by an English anthropologistfor whom it represents
which Winch objects as forcing the experience of the culture
an untruth. This equation commits the sin of Pareto, identifying
studied into the categorial framework of the investigator.Indeed
an element of one culture with an element of another,thus identi-
Evans-Pritchardtells us that he himself "always kept a supply of
fying them in terms that could not be acceptedby membersof the
42 SOCINI KNO W II I ) G I NN ALI I N SO CI EI Y
UNI ) I I ?SI NNI ) I NG

culture studied. "zandc notionsol'witchcrafi," Winch p.ints pl y thc r r r issinglink. 'l'hc Zandc knows t hat t he suppor t swer e
out-in complete accordancewith Evans-pritchard-"clo not unclernrincdby termites and that pcople were sitting beneath
constitutea theoreticalsystemin terms of which the Azandctry to the granary in order to escapethe heatand glare ofthe sun. But
get a quasi-scientificunderstanding of the world."27 Therefore. he knows besideswhy thesetwo eventsoccurred at a precisely
the attemptto construethem as suchis a mistake.But it is only in similar moment in time and space.It was due to the action of
the context of such an attempt that it makes sense to discuss w i tchcr af t . 3r
whetheror not witchcraft is real-for-Englishmen,or whetherit is
true-for-Englishmenthat there are witches. To compare ..real- Similarly,
for-Azande" and "real-for-Englishmen" is to assume that
"real" itself meansthe samein both contexts.But this we shall not understandZande magic, and the differences be-
is exactly
what winch wishesto deny; sincein his view "to give an account tween ritual behavior and empirical behavior in the lives of
of the meaningof a word is to describehow it is used"28and it is Azande, unless we realize that its main purpose is to combat
irnpossible"to work with a conceptionof reality which is not other mystical powers rather than to produce changesfavorable
determinedby its actual use in language."2eHere we see that to man in the objective world.32
cultural relativismis leadingto what we may call the incommen-
surability of languages:the view that there is simply no way in The point of magic, that is, is at least in part to influence the
which an assertion in zande about the reality of witches .un b" experiencedcourseof events; but ' 'experience'' here includesthe
compared,with respectto truth-value,with an assertionin Ens_ experienceof eventsas involving mystical phenomena.Indeed,
lish about the reality of witches. such phenomenaare part (to make a Winchian comment) of the
To go into more detail, it's not so much that the Azandehave a "objective" world of the Azande. The method of magic is not to
different explanation than we do for some class of phenomena, affect the course of nature directly but to affect other mystical
but that they try to explain a classof phenomenathat we don't powers that are affecting nature.
recognizeto exist. Thus, Evans-pritchardtells us, What this revealsis that the Azande themselvesmake a distinc-
zande belief in witchcraftin no way contradictsempirical tion betweenritual and empirical action. They do not use Evans-
knowledgeof causeandeffect.The world knownto theienses Pritchard's terms for this distinction, but they do distinguish
is just as real to themas it is to us.30 between the categories distinguished by those terms: "Azande
undoubtedly perceive a difference betweenwhat we consider the
Mystical causationis not invoked as a substitutefor natural cau-
working of nature on the one hand and the workings of magic and
sation, but as a supplementto it. If, for example, termites eat
ghostsand witchcraft on the other hand, though in the absenceof
away the wood posts of a granary so that it collapses and kills
a formulated doctrine of natural law they do not, and cannot,
people sitting beneathit, the only relationship we iecognize be-
expressthe difference as we expressit."33 They speak, for in-
tween the fact that the building collapsed and the fact that these
stance, of witchcraft as the "second spear" in an event, on the
people were sitting beneathit is the accidentalcoincidenceof
two analogyof the secondspearthat may be thrown in the killing of an
space-timepaths at that place and moment.
animal. "Hence if a man is killed by an elephantAzande say that
We have no explanationof why the two chainsof causation the elephant is the first spear and that witchcraft is the second
intersected
at a certaintime and in a certainplace,for thereis spear and that togetherthey killed the man."3a
no interdependence betweenthem.Zandephilosophycansup_ All this leavesus with the problem of understandingtheZande
44 SO(_t^t KN()WII t)(:,t U N I) tI? SIAN I) IN (AN
; AL IEN SOC IEIY 45

asscrtion,"Thcrc arc witchcs." whcn Evans-pritchard tclls us thcrrr.I hlcl no choice. ln nry own culture . . . I rejected,and
that "witches, as the Azande conceivethem, clearly cann.t cx- rc.ject,Zande notionsof witchcraft. ln their culture . . I ac-
ist," the subordinateclauseembodiesa claim to be contradicting ceptedthem; in a kind of way, I believedthem. Azande were
rhe zande assertion. And yet one sentenceaffirms the existence talking about witchcraft daily, both among themselvesand to
of witches from within the mysticar world-view, while the other is me; any communicationwas well-nigh impossibleunlessone
obviously rejecting the existenceof witches from the stanceof a took witchcraft for sranted.36
scientificallyminded Englishman.Since the Azande themselves
distinguish between empirical and mystical categories, Evans- This is closeto Winch's "idea that the conceptsusedby primi-
Pritchard's view seemsillegitimate. perhapsa more proper state- tive peoples can only be interpreted in the context of the way of
ment would be somethingon the order of "witches cannotbe said life of those peoples."37 This statementtaken by itself, however,
to exist in the same way as that in which we say that chairs and is ambiguous. If taken to mean that analysisof a foreign culture
electronsexist." As winch makes this point, with respect to involvesstatingthe meaningsof that culture's conceptsin terms
statementsaffirming the existenceof the God of the old resta- of their relationshipsto other portions of the culture, few would
ment, what the reality of God amountsto disagree. On the other hand, "interpretation" in this context
generally involves some notion of communicationbetweencul-
can only be seenfrom the religioustraditionin which the tures; it requiresthe idea of translation, the forging of a systemof
conceptof God is used,andthis useis very unlikethe useof equivalencesbetween the concepts of one culture and those of
scientificconcepts.. . . The point is that it is within the reli- another. And this activity of translation is carried out by the
gioususeof language thattheconception of God'srealityhas anthropologist, on the basis of his cultural system. For this rea-
its place,though,I repeat,this doesnot meanthat it is at the son, translationis exactlywhat the Winchian is not interestedin.
mercyof whatanyonecaresto say;if this wereso, God would As Winch's position is expressedby Sara Ruddick,
haveno reality.35
Understanding ratherthantranslation is in question. . pre-
Thus one might say,the Azandeand we agree,more or less,on dictingandtranslating arenottantamount the
to understanding
how to think about the class of phenomenawe call the realm of sensethey [the membersof the alienculture] seein what they
empirical causation.In addition, the Azande treat of a realm of are doing. . . . Rather,as we realizein trying to understand
phenomenawhose existencewe do not recognize. To say this is others'or our own societies,making senseis a prolonged
not to saythat thesephenomenadon't exist, but to say that claims attemptto seethe realities"shown" in theconceptsof others,
or denialsof their existenceare madein terms of categorieswhich i.e., to be ablenot only to saywhat they say,but to meanwhat
they mean.38
we do not use.For an English anthropologistto say,i'witches do
not exist" is for him to say that the system of conceptsin which
"witch" has a central part plays no role in his culture. This is relatedto Winch's view of reality as revealeddifferently
This is
expressedvery well by Evans-pritchard himself: in or through different cultural concept-systems;the attempt to
establishequivalencesbetween cultures is both an attempt to do
I have often been asked whether,when I was among the something impossible and a waste of the opportunity to expand
Azande,I got to accepttheir ideasaboutwitchcraft.This is a our experienceof the world. Thus, accordingto Winch, in study-
difficult questionto answer.I supposeyou can sayI accepted ing a culture S we are ideally "seeking a way of looking at things
SOCIAI KN O W TI I ) G I
UNI ) I RSI NNDI NG
AN ATI ENSO CI EI Y 47

which goes beyondour prcvious way in that it has in sontc way l )rl rycf sol'suppliclt ionin t hc p<lsit ivcat t it udet o cont ingencies
takenaccountof and incorporatedthe other way that nrembersol' which thcy cxpress. What I do suggestis that they are alike
s have of looking at things. Seriouslyto studyanotherway of life in that they do, or may, express an attitude to contingen-
is necessarilyto seek to extend our own-not simply to bring the cies; one, that is, which expressesrecognitionthat one's life is
other way within the already existing boundaries of our own, subject to contingencies, rather than an attempt to control
becausethe point about the latter in their present form, is that these.a2
they ex hypothesiexclude that other."3e rhus it is not thatzande
conceptsshould be interpretedto match the distinctions we make. It is ironic that Winch's argumenthas brought him here to do
Rather, "since it is we who want to understandthe zande cate- exactly what, in his book, he attackedPareto for doing, when the
gory, it appearsthat the onus is on us to extendour understanding Italian sociologistidentified Christian baptism with Near-East-
so as to make room for the zande category,rather than to insist on ern blood sacrifice.No evidenceis given that the Azande would
seeing it in terms of our own ready-madedistinction between accept the identification of their magic with Christian prayer,
scienceand non-science. "4o even in the limited senseof Winch's comparison.And in fact,
While this may be only polite, it is difficult to see how our Evans-Pritchard'sbook shows clearly that the Azande regard
categoriescan be expandedin this way, if winch's conceptionof magic as an attempt to control contingency.Checks for witchcraft
a culture is correct. Either we are dealingwith two systems,each are carried out before any major decisionsare made or plans
with its own criteria of rationality and truth, of which the ele- executed.Illness is combattedby confrontationof the witch re-
mentsare meaninglesswhen dissociatedfrom the whole. or else sponsibleand by magical healing.
it is possibleto build conceptualbridges betweenelementsof the Indeed, Winch ends up giving a standardanthropological-so-
systems,for us to understandaZande category.But suchbridges ciological explanationof ritual as a ' 'form of expression,'' or of
go in both directions: if we can stretchour categoriesto meel a "drama," as "ways of dealing (symbolically) with misfor-
zande concept, the latter hasipsofaclo been brought into congru- tunes"a3This is certainlynot how the Azandethemselvesthink of
ence with our ways of thought. ..I do not want to say." Winch their behavior; it is as much to put an interpretationdrawn from
writes, our own culture on theirsas is the evaluationof witchcraftbeliefs
from the standpointof natural science.
that we are quite powerlessto find ways of thinking in our Winch hasa retort availableto this argument.Any comparison
societythatwill helpus to seethe zandeinstitutionin a clearer betweenculturesmust of courseinvolve referenceto somecom-
light.I onlythinkthatthedirectionin whichwe shouldlook is mon element.As we have seen,Winch rejectsthe possibility of
quitedifferentfrom what [thoseI am criticizing]suggest.ar the direct identification of elementsof two different cultural
systems.Comparison is possible, however, from this point of
Evans-PritchardevaluatesAzande magic as a semi-scientificpro- view, on the basisof somea priori-determinableset of "prime"
cedure.But this is a mistake,sayswinch. compared to science,it conceptsapplyingto all societies.Theseconceptscannot,by the
is irrational, but only becausethis is the wrong dimension for argumentsdiscussedin the earlier part of this chapter,be discov-
comparison.Instead,zande practiceshouldbe put on the dimen- ered empirically (since any empirical comparisonpresupposes
sion of religion, andzande ritual compared to christian prayer. commensurabilityof elementsfrom different cultures)but can be
discoveredthroughphilosophicalanalysis.Suchanalysis,Winch
I do not say that Zandemagicalrites are at all like Christian claims. shows that
S O CI A IK N OWID
I Gt N N AL IENSOC IETY
U N t) tI? SIN N D IN G

thc very concepti.n o1'hunranlil'c revcalsccrtain lunrlar'cntal []vans-Pritchard'saccount makes it clear that for the Azande
not ions . . . w h i c h ... i n a s e n s e d e ternti nc thc ..ethi cal "There are witches" expressesnot just a moral or religious
space" within which the possibilitiesof good and evil in human conception but also identifies certain persons as causal agents
life can be exercised.. . : birth, death, and sexual rela_ involved in certain unpleasantevents.47
tions. . . The specific forms which these conceptstake, the
It seems,then, as though Winch's effort to find a standpoint
particular institutionsin which they are expressed,vary very
outside of any culture, that would provide common terms of
considerably from one society to another; but their central
reference for the comparison of cultures, must be adjudged a
positionwithin a society'sinstitutionsis and must be a constant
factor. aa
failure. Morality and religion, along with birth, death, and sex,
must be cast into the same wildernessof cultural relativism as
rationality and truth. Indeed, how could it be otherwise?If con-
It is hard to avoid seeingin this ideaa closerelativeof pareto's cepts are defined by their role in cultural systemsof concepts,
residuesand derivations.All that distinguishesthem in principle how could there be a trans-culturally valid cultural analysis?We
is the claim of a priori knowledge, deriveclfrom ,.conceptual are thus squarelyfaced, as a consequence of Winch's relativism,
analysis." But can this claim of Winch's be supported?_even with an inescapableincommensurabilityof cultures.
apart from generaldifficulties with the ideasof a priori congni-
tion and conceptual analysis. perhaps birth, copulation, and
death are central concerns for all social systems, or even are
bound to be. This can hardly be considered"conceptuallyneces-
sary," however;one can easilyimaginea culture in which birth,
for example,is not particularly signalized.In any case, the no_
tions of birth, sex, and death don't seem to be the same for all
cultures.a5Similarly, when Winch speaksof ..the very concep_
tion of human life" he begs the question, whose conception?
What his argumentactuallyestablishesis that he, Winch, is able
to understandAzande witchcraft and magic by interpreting these
practicesand the conceptionsthey invoke as versionsof his very
different concepts of prayer, good and evil, and human life in
general.It is almostanticlimacticto point out that in doing this he
has totally departed from the sensethat the Azande seem to sive
their own conceptions, since what seems to characterize ttese
beliefs is an integration of ethical with empirical-manipulative
practices; so that witchcraft is for them a matter both of physical
action and of moral significance.a6winch objects to E'ans-prit-
chard's characterizationof Azande witch-talk as bad science,by
sayingthat it's not sciencebut religion, or ..ideasof good, evil,
and the meaning of life." But this separation of the relig_
ious/moral sphere from the scientific is quite ethnocentric.
AN D EXPL AN AIION
U N t) tI? SIN N I) IN G 5I

succcssivcscicntil'icthcoricsin sucha mannerthat the key terms


thcy provide firr the description of a domain D, where they
overlap and are empirically adequate,either possessthe same
meanings or can at least be connectedby empirical generaliza-
tions."3 They are literally incommensurablein the sensethat
Understonding
ond measurementobservationsdefined in terms of one theory Iover

Explonotion the domain D will not be translatableinto and so comparablewith


observationsdefined in terms of a theory 7' covering the same
domain.

Whathappenswhentransitionis madefrom a restrictedtheory


T' to a wider theory 7 (which is capableof coveringall the
phenomena whichhavebeencoveredby Z) is somethingmuch
more radical than incorporationof the unchangedtheory T'
into the wider contextof Z. What happensis rathera complete
replacement of the ontologyof T'by the ontologyof ?",and a
corresponding changein the meaningsof all descriptiveterms
of Z' (providingthesetermsare still employed).4
The conceptof incommensurability,to which Winch's views on
the nature of social understandingbrought us, is borrowed here To completethe analogywith the anthropologist'sposition in the
from the philosophyof natural science.winch himself suggests face of witchcraft, as Winch construesit, we note that Feyerabend
the analogy. Comparing magic to science,he writes, is ,,like explainsthat the incommensurabilityof theories"does not mean
observingthat both the Aristotelian and the Galilean systemsof that a person may not, on different occasions,use conceptswhich
mechanicsuse a notion of force, and concludingthat they there- belong to different and incommensurableframeworks. The only
fore make use of the samenotion."rA purportedtranslationof a thing that is forbidden for him is the use of both kinds of concepts
certain Greek word by a certain (seventeenth-century)Italian in the same argument."5
word does not establish equivalence of meaning. Curiously In the same way, as we have seen,on Winch's view Azande
witchcraft and the scientific views current in England at Evans-
enough, almost exactly this example has been employed by paul
Pritchard'stime are metaphoricallyincommensurable.6 There is
Feyerabend,with T.S. Kuhn (at times) the best-knownadvocate
of the incommensurabilityof scientifictheories.In an article on no way in which the two world-views might be jointly compared
the relations between successivetheories of the same physical with reality,because(to recall Winch's words) "both the distinc-
phenomenon,Feyerabendbegins with the thesisthat ..the mean- tion betweenthe real and the unreal and the conceptof agreement
ing of a term is not an intrinsic property of it but is dependent with reality themselvesbelong to" a given languageor mode of
upon the way in which the term has been incorporated into a life. This is not to say (Winch maintains) that there is no distinc-
theory"-its scientificuse, to employ the wittgensteiniancatch- tion to be drawn between something's being true and its being
phrase.2From this it follows that "it is impossible to relate thought to be true. Thus "God's reality is certainly independent
of what any man may care to think, but what that reality amounts

50
1;O(_lnt KNOWTil)Gl AN t) L XPL AN AIION
U N I) II? SIN N I) IN G

to can only bc sccn liont thc rcligious tradition in wlrich thc vicws arc incornrncnsurablc! It seemcd(pp.44-a5 above)that the
concept of God is used, and this use is very unlikc the usc of anthropologistwas stuck in the positionof believingin witchcraft
scientific concepts, say of theoretical entities."T Truth, along among the Azande, disbelieving it back in England, and striving
with rationality, is relative not to an individual's thought but to not to let his two personaemingle and engage in cross-cultural
the universeof discourse"in terms of which an intelligible con- conversation.But when we spell out Winch's view, we seethat, if
ception of reality and clear ways of deciding which beliefs are and such a situation could occur, the anthropologist could not be
are not in agreementwith this reality can be discerned."s There- aware of it, but would be condemnedto the existenceof a cultural
fore, sciencecannotdisprove witchcraft beliefs, although a scien- Dr Jekyll and Mr Hyde. For it follows from the incommensura-
tific rvorld-view can displaceone in which witchcraft has a place, bility of cultural systemsthat translation is not only insufficient
just as in Evans-Pritchard's own experience the language of
but impossible.There is simply no way for the anthropologistto
witchcraft in certain contextsdisplacedhis scientific world-view. saymeaningfully,"The systemof conceptsin which 'witch' hasa
Despite Feyerabend's claim that such an extreme epistemo- centralpart plays no role in my culture." This is becausethere is
logical relativism constitutes an "anarchist" theory of knowl- no way for the Englishman to know the meaning of the Zande
edge,to me the conservativeimplicationslinking the view that (in words conventionally translated by "witch"-boro (ira)
Feyerabend'sphrase)"anything goes" to the "mainstream" so- mangu-as the rules of application of these words in Zande are
cial sciencewinch wishesto criticize are evident.Like parsonian quite different (on Winch's analysis)from those of "witch" in
sociology,Winch's view doesnot lend itself to the explanationof English. Living in a scientific culture, we cannot even use the
change,either in ideasor in social reality, and containsan implicit word "witch" as the inhabitantsof Salem, Massachusettsused it
justification of any social dogma in terms of the standardsof truth
in the seventeenthcentury. There is no way in which we can say
and rationality set by the relevant mode of life. perhaps this in that the women executedthere for witchcraft were not guilty-
part explains the popularity of Kuhn's earlier work, along with
and furthermore no way in which we can say that they were. We
Feyerabend's,among political and social theorists, including can only say that in Salemat that time it was appropriateto usethe
some writers who claim descentfrom the Marxist tradition. Such words "witch" and "guilty" in the samesentence;but we can't
views, I believe, indicatethe abandonmentof an earlier concep- say what these words mean.
tion of human rationality as having the capacity to understandthe This is the difficulty we encounteredin Winch's self-contra-
world, including the problems and needsof human beings, and to dictory attempt to extend the boundaries of one way of life to
reshapethe social as well as the natural world the better to meet encompassanother.Since (in Winch's words) "the point about"
those needs. our boundaries "is that they ex hypothesi exclude that other,"
To say this is not to say that relativism is wrong. But a sign that there is no way to know how to extendthem or even what such an
something is wrong with it is the fact that relativism is a member extensioncould mean. It is for this reasonthat Winch is forced at
of that classof principles, of which the best-knownmember is the that stageof his argument to appealto a trans-culturala priori, the
verification theory of meaningfulness,whosebeing true is incom- set of "prime concepts" or "fundamental notions" of human
patible with their being affirmed to be so. If the English can'r life. As we saw, however,this move is illegitimate. It dependson
understandthe Azande, there is no way for Winch to grasp that a non-relativist understanding of "the very concept of human
the Azande have a different or any view of reality, and therefore life" or the "notions" of birth, death, and sexualrelations.
no way for him to argue that the scientific and the magical world- The double bind that Winch has createdfor himself is actually
SOCIAI K NO W I I . I ) G I U N t) II? SIN N I) IN ( AN
; I) TXPL AN AIION

visible in the statcmentof his rclativisticaccountol'truth itscll'. ity" and "sub-jcctivity",which arc only restatedin the alterna-
"What is real and what is unreal shows itself in thc senscthat tivcs ofa transcendentally establishedscienceand rationality,on
languagehas," he says.eBut what is this "real" that.,shows the one hand, and relativism, on the other. Since it is the pair of
itself" in language?This way of speaking,which implies a reality alternativesthat is the problem, neitherprovidesa solution. For
an sich, independentof language,which as it were functions as a this reason,Winch's inconsistency,in trying to provide an inter-
form of appearancefor some "real" content, is incompatible pretationof Azande witchcraft in terms of elementsof his, Eng-
with Winch's view that "the distinction betweenthe real and the lish culture, is understandable. It is lesshis inconsistencythan the
unreal and the concept of agreementwith reality themselvesbe- principle he violates with it that is at fault. For if he were correct,
long to" a given language.t0As Winch himself recognizes,..the and the radical gulf betweencultures (as betweenthe mental and
idea that men's ideas and beliefs must be checkableby reference physical pictures of the world) were so radical as to render them
to somethingindependent-somereality-is an importantone. To unintelligibleexceptto insiders,then all communicationbetween
abandon it is to plunge straight into an extreme protagorean cultures would be impossibleor else miraculous.And, difficult
relativism, with all the paradoxesthat involves." r r Thereforehe and laden with misunderstandingthough it is, such communica-
wantsto insistboth that, within (e.g.) a religiouslanguagegame, tion is clearly a reality. We are as justified in asking how, not
"God's reality is certainlyindependentof what any man may care whether,anthropologicalknowledge is possibleas Kant was in
to think" and that "what that reality amountsto can only be seen asking how natural scienceis possible. Winch himself knows
from the religious tradition in which the concept of God is perfectly well that it is possible to grasp a good deal of the
used . . ."t2It is evidentthat the victory over protagoreanpara- workings of an alien culture, and this is why he tries to find
dox is only apparent:while the individual possesses in his tradi- parallelsin his own societyto make senseof that of the Azande.
tion a standardof truth, he has no standardto judge the tradition Where hasWinch gone wrong? One sourceof the problem can
itself. With respect to his religion, as opposedto a particular be locatedin a certainpoverty of his categoriesfor the analysisof
religious perception,he is still in the position of Wittgenstein's cultural systems.Winch shareswith radically relativist sociolo-
private language-speaker, who buys severalcopiesof the morning gists of knowledgea tendencyto speakof "thought", "action",
paper to assurehimself that what it says is true.r3 "ideas", "language", in a fairly undifferentiatedway. This, for
Winch arguesthat there is no culturally neutralnotion of truth instance,allows Barry Barnesto speakof scienceas just one of
or rationality: that is the only conclusion consistentwith his numerous"belief systems." As G. Bardenhas shown, however,
premises,despite the attempt to avoid their relativistic conse- even Evans-Pritchard'saccount involves a more complex and
quences.Sciencein particular, he claims, can lay no claim to subtledifferentiationof the conceptsof "thought" and "cultural
objectivity but is as much a matter of cultural subjectivity as system" than this allows for, suggestingthat the analysis of
witchcraft. But what, then, is the statusof thesestatements-of cultural categoriesshould lead us to speak "not generally about
Winch's philosophy?Winch offers no reason why we should mentalitiesbut about specificcongeriesof viewpoints,interests,
accepthis implicit claim that philosophy,alone among modesof and patternsof experience."ra Thus, it is not only that (in Evans-
thought, is not culturally relative, and that philosophersare more Pritchard's words) "theZande notion of witchcraft is incompati-
equippedthan sociologistsor anthropologiststo win true knowl- ble with our ways of thought," but also that
edge of social life.
their intellectualconceptsof it are weakand they know better
Winch remains trapped within the alternativesof ,,obiectiv- what to do when attackedby it than how to explainit. Their
S O ( - IN IKN O WIIX
I .I u N l ) i l ? sl n N l ) l N G n N t) txPL AN Al to N 57

rcsponseis action and not analysis.Thcrc is tttl olabtlratcltttd rlescription ol' thc 'LanJc attitudc to witchcralt quoted on the
consistentrepresentationof witchcraft that will accountin de- prcviouspagc fits, for instance,the attitude of most cooks, who
tail for its workings . . . The Zande actualizesthese beliel.s are unable to account for their procedures and recipes in any
rather than intellectualizesthem, and their tenetsare expressed systematictheoretical way. Another example is American patrio-
in socially controlled behavior rather than in doctrines. Hence
tism; while many Americansthink of themselvesas "patriotic",
the difficulty of discussing the subject of witchcraft with
a conceptionexpressedin a setofpracticesand attitudes,they are
Azande, for their ideas are imprisoned in action and cannot be
unableifasked to give a coherentaccountofthis conceptionin the
cited to explain andjustify action.r5
context of their social activity as a whole. As Evans-Pritchard
puts it in a different context, "It is not so much a question of
This is shown by the many casesEvans-Pritchard mentions ln primitive versuscivilized mentality [he is criticizing Levy-Bruhll
which Azande are totally undisturbed by contradictory elements
as the relation of two types of thought to each other in any
in the doctrine of witchcraft. " Azandedo not perceivethe contra- . a problem of levels of thought and experience."re
society,
diction as we perceive it becausethey have no theoretical interest We have discussedthis distinction earlier in this book, in the
in the subject, and those situationsin which they expresstheir form of the sort of sociological concept-formationof which
beliefs in witchcraft do not force the problem upon them. Winch approves.The contrastbetweentheoreticaleconomicsand
Azande are interested solely in the dynamics of witchcraft in the conception of their own activity that workers in the stock
particularsituations."16As Bardendevelopsthis,
market may have is anothercaseof the distinction I have been
drawing here between common senseand theoretical thinking
Azandefail to perceivea contradictionwhichspringsat onceto
about social life. In formulating the principles of Zande witch-
themind of thealienEuropeaninterpreternot because theyare
craft and magic, Evans-Pritchardwas playing the role of the
deficientin logic but becausethey haveno theoreticalinterest
in the subject;they do not work out the implicationsof a Martian investigator,in his words,
positionbecause their interestis in actionnot in theory.rT
I hope I am not expectedto point out that the Zandecannot
analyzehis doctrinesasI havedonefor him. It is no usesaying
In this way Evans-Pritcharddistinguishesbetweentheory, logi-
to aZande,"Now tell me whatyou Azandethinkaboutwitch-
cally organized thinking that seeksto compare and systematize
craft" because the subjectis too generaland indeterminate,
different views or aspectsof a subject-matter,and unsystematic bothtoo vagueandtoo immense,to bedescribedconcisely. But
thinking, which is tied to specificsituationsand actions,and does it is possibleto extractthe principlesof their thoughtfrom
not seek for generalization or systematizat-ion. dozensof situations in which witchcraftis calleduponto ex-
As Barden points out, witchcraft doctrine, though classifiedby plain happenings and from dozensof othersituationsin which
Evans-Pritchardas "mystical," becauseof its (in his eyes)false- failureis attributedto someothercause.20
hood, falls for the Azande under the heading of "common sense"
thinking which, in contrast to science'sdependenceon experi- Here, it is to be noticed, Evans-Pritchardhas not oversteppedthe
ment and logic "uses experienceand rules of thumb."r8 If we boundsof legitimacy set by Winch for social analysis.But once
abstractfor the moment from the question of truth and falsity, we the variouspiecesof the witchcraft conceptionhave been assem-
can seethat witchcraft sharesthis feature with non-mystical com- bled into a system, even if the categoriesof this systemare, in
mon sense,both among the Azande and in our own culture. The accordancewith Winch's criterion, logically relatedto the cate-
58 SOCIAT KNO W TI I ) G I U N I) II]SIAN I) IN GN N D TXPL AN AIION 59

goriesof the culture itself, thc way is opcn to thc transccndcncc


ol naturalscicr.tcc
shouldpossess no specialstatusin sociological
those bounds. Barden makes the point very elegantly: thcory,and its beliefsshouldceaseto providereferencestan-
dardsin the studyof ideologyor primitive thought.The soci-
The way in whichcommonsensedefinestheworld illuminates ology of scienceis no more than a typical specialfield within
the notion of world view, world picture, etc. For the world the sociologyof culturegenerally.23
definedby commonsenseis notnecessarily formulatedin other
termsthanrecurrentactions.It is not necessarily objectifiedin However, the picture changeswhen we look at the third group of
words;neitheris it reflected upon.It is lived.It maybe reflect- factors. For instance, Evans-Pritchard tells us, "Azande often
ed on subsequently, but first it is lived. The reflectionmay be observe that a [magical] medicine is unsuccessful, but they
performedby membersof the communityor by outsiders,but, do not generalizetheir observations." "People do not pool their
whateverthe case,reflectionintroducesthepossibilityof radi- ritual experiences" for purposes of systematic evaluative com-
cal critiqueand it is at this point that the distinctionbetween parison. "Contradictionsbetweentheir beliefsare not noticedby
truth anderror becomesrelevant.For reflectiontakesits stand Azande becausethe beliefs are not all presentat the sametime but
at theviewpointof scienceor theoryto enquireinto the nature function in different situations." "The place occupied by the
of commonsenseboth as contentand as Derformance.2r
more important medicines in a sequenceof eventsprotects them
from exposureas frauds. Magic is made againstunknown witch-
Why is it that "reflection introducesthe possibilityof radical es, adulterers,and thieves. On the death of a man the poison
critique"? By "reflection" Barden means the evaluationof a oracledetermineswhetherhe died as a victim to the magic. If the
systemof conceptsfrom the viewpoint of science.Here one can oracles were first consulted to discover the criminal, and then
imagineWinch objectingthat we are once again witnessingsim- magic were made against him, the magic would soon be seen
ple cultural imperialism, with "modern" culture set up as a to be unsuccessful. "24 As a resultthe formal propertiesconstitut-
judge on all others. But, as Barden points out, the contrastbe- ing logical and methodological flaws are not apparent to the
tween Azande witchcraft and science "is not a contrast between Azande.
cultures but a contrast between patterns of experienceor modes This observationgives an ironic resonanceto Winch's insis-
of meaning."22 What this meanscan be broughtout by a look at a tencethat "ideas cannotbe torn out of their context" since "the
list, given by Evans-Pritchard,of factors supporting the Azan- idea gets its sensefrom the role it plays in the system." This
de's belief in witchcraft. These factors fall into three categories. position appearsplausible only so long as we forget that concepts
First, thereis a group which might be called sociological,suchas can play different roles in systems, and that there are different
"political authority supports vengeancemagic." Second is a sorts of systemsof categories.A given idea, that is, can be
group of attributescharacterizingalmostany intellectualsystem, situated in more than one context. Thus even if we set aside the
such as the mutual support renderedby the different parts of the question of the truth or falsity of Azande witchcraft beliefs in
systemand the generalfact that "aZande is born into a culture order to ask merely how they are related to other elements of
with readymadepatterns of belief which have the weight of tradi- Azande life, we will be drawn back to the matter of truth in order
tion behind them." to answer this question. Skepticism is not presupposedby such an
Both of these categoriesof factors hold for scienceas well as inquiry, for one can certainly attempt a sociological study of the
for Azande belief. It is this which sives force to assertionssuch as rise of scientific theorizing in the last few hundred years without
this of Barnes. that believing that science is all mystification. The fact that natural
60 SOCIAT K NO W II I ) ( ; F AN I) tXI'IN N ATION
U N I) TIISIN N D IN G 6I

sciencehas made possiblean expansionol' hunranbcings' con- (ctc.). . Al leastsonrcof the bcliel.sand concepts in the
scious interaction with nature, thanks to its ability to provide systell)arefalsc,distorted,or slanted,andat leastsomeof the
reliable information about the world, will, however,play a role in activitiessustained and guidedby that ideologyhavea real
the explanation of the relation of, say, physics to the rest of tunctiondiffering from that which, in the ideology,they are
modern social life. Similarly, the unsystematic,illogical, unsci- seenas having.26
entific aspectof Azande witchcraft doctrine, its unsuitability for Zande witchcraft can be consideredan ideology under this defini-
providing such information and in fact its failure to do so, are tion, which has obvious similaritiesto Evans-Pritchard'sdefini-
data for the investigation of "the role it plays in the system." The tion of "mystical" belief. It might be thought preferable to omit
difference between such different modes of thought is not gain- the referenceto a putative "real function" of ideology, given the
saidby the recognitionthat concept-formationin both scienceand difficulties long recognized in functionalist theory. I have left it
magic is not a matter of transcribing into ideas data supplied by in, because it indicates the need for some explanation of the
some conceptuallyneutral experience,but one involving individ- maintenanceof false beliefs, which must play a role in social life
ual and social imagination. In Barden's words, different from the one they are thought to play by people who
believe them to be true.
the constructs of imagination are not eithertrueor false;they In terms of his definition Mackie distinguishestwo sensesof
are createdimagesand as such go beyondsenseexperience "ideological explanation": (l) "an explanationgiven within and
. . . But the imaginativecomplex,when it permeates a peo- in terms of an ideology by some of those whose ideology it is"
ple's entire world, is necessarily linked with the operative
and (2) an explanation, given by someonewho does not sharethe
desirefor truth and restson the popularassumptionthat it is
true. The truth or falsityof the positionis importantprecisely ideology, either of the ideology itself or of actions as resulting
because of thc implicit procedureandnot to be ableto makethe from people's holding the ideology. In short, the distinction is
distinctionis to fail ultimatelyto riseabovedescription. This that betweenwhat we have called the insider's and the outsider's
impliesthatthescientificgraspof anotherpositionis not iden- views of a culture; in Harris's terminology we could refer to emic
tical with an understanding of the positionavailableto the and etic explanation.I will illustratethesemodesof explanation
original actors.It is to know how they know, and what they with a few aspectsof Zande witchcraft for which explanations
know,but not as they know.25 rnight be asked.
1. Why, among the Zande, is a suspectedwitch often ap-
The problem we have been examining here has been discussed proached in a conciliatory way rather than with open anger?
by J.L. Mackie under the rubric of "ideological explanation." 2. Why are men not accusedof bewitching their wives?
He defines an ideology, in a manner clearly derived from Marx, 3. Why do the Zande believe in the phenomenon of witch-
AS
craft?
a systemofconstructs, beliefs, and valueswhich is characteris- Ad 1. The Zande answer to the first question is that since
tic of somesocialclass(or perhapsof some other socialgroup, witchcraft is activated by ill-feeling on the part of the person in
perhaps even of a whole society) and in terms of which the whose body witchcraft-substanceresides, the last thing a victim
membersof that class(etc.) seeand understandtheir position in ought to do is provoke more ill-feeling. An anthropologist,noting
and relation to their social environment and the world as a this in his ethnography of the custom, would probably give the
whole, and explain, evaluate,and justify their actions, and sameexplanation. The questionconcernsthe inner articulation of
especiallythe activitiesand policiescharacteristicoftheir class the concept of witchcraft, and its answer must be stated in terms
62 SOCINL KNOWLTDGT UNI)IIISIANI)INCJ,
AND IXPLANATION

of that concept, which is the samc lirr outsidcr and insidcr nlcansol' rcactingto suchcvcnts.Witchcratiideasalsoem-
alike. bracea systernof valueswhich regulatehumanconduct.2e
Ad2. Zandeexplainthat men don't practicewitchcraftagainst
their wives because "no man would do such a thing as no one For cxamplc, Evans-Pritchardanalyzesthe explanation of death
wishes to kill his wife or cause her sicknesssince he would as causedby witchcraft by pointing out that "death is not only a
himself be the chief loser."27 The anthropologistM.D. Mcleod, natural fact but also a social fact. It is not simply that the heart
in contrast,explainsthis fact as a caseofthe generalprinciplethat ceasesto beat . . . but it is also the destruction of the member of
accusationsof witchcraft are "confined to oracle owners" in a a family and kin, of a community and tribe. . . . Among the
situationin which "control of women and controlof oracles[are] causesof death, witchcraft is the only one that has significancefor
in the handsof roughly the samepeople."28Women, that is, are social behavior. The attribution of misfortune to witchcraft
in the first place not in a position to make authoritativeaccusa- . . . gives to social eventstheir moral value."30
tions against their husbands.Secondly, Mcleod argues that the As with the previous example, this explanation depends on
practiceof witchcraftaccusationas a whole is part of a systemof implicit reference to an anthropological theory-to a particular
competitionbetweenmen and kin-groupsof men for socialpow- conception of culture and of the role and mechanismof symbol-
er, which is to a large extentembodiedin power over women. The ization in social life. Whatever we may think of this theory, this
first part of this explanationdoes not contradict the native's example servesto make clear the logic of the outsider's explana-
explanation;so far it seemscompatiblewith Winch's criterion of tion. Given that the native's own explanation("Witches exist")
propriety in anthropologicalaccounts.But the secondpart of the cannotbe true, how are we to explainhis beliel'/ And it is neces-
explanationshows that it is not really in accord with Winch, sarilyexplainedin terms foreign to the native'sview of the world,
becauseit involves an accountof the witchcraft systemas a whole in terms derived from the culture, general and scientific, of the
which, if comprehensibleto a Zande, would be unacceptableto observer. The meaning of witchcraft-belief which is being expli-
him or her, sinceby explainingthe distributionof accusationsas a cated is not the meaning for Azande, but the meaning for the
function of socialpower relationsit conflictswith nativeexplana- anthropologist. After all, the explanationhere provided isn't one
tion in terms of the empirical reality of witchcraft. Implicit in that the native even feels any needfor. The meaninghere assigned
Mcleod's discussionis the assumptionthat the correlation of "witchcraft" is not the semantic meaning of the term within
power relations and witchcraft beliefs is not coincidental. and that Zande culture, but spells out the relation between the idea of
in some manner,to be determined by anthropological theory, the witchcraft as a social fact and other facts about Zande society.
former explains the latter. Ideological explanation of the second type appears, in
Ad 3. For the Zande the answerto the third question is simple: Mackie's words,
they believe in witchcraft becausethe evidencefor its reality is all
around them. Evans-Pritchard'sexplanationhas already been radicallyfaulty becauseit explainssomethingotherthanwhat
quoted in part: it purportsto explain.It purportsto explainactionsand social
behavior:but the ideologyofthe relevantclass(society,etc.) is
a constituentof thoseactionsandbehavior-theyareessential-
Witches,as the Azandeconceivethem, clearly cannotexist. ly howevertheagentsseethemto be-so anyexplanationfrom
None the less,the conceptof witchcraftprovidesthem with a outside,which treatsthe ideologymerelyas a fact, causally
naturalphilosophyby which the relationsbetweenmen and relatedto actionsand behaviordescribedin otherterms, will
unfortunateeventsare explainedand a readyand stereotyped invariablyneglectsomething essential.3r
SOCINI KNOWLTDGT: tJN l ) tl ? SIn N t) l N ( n
' N t) t:Xt'tAN AIION 65

As I havealrcadysuggested, the error in this linc ol'rcasoninglics point: that action is a contcxt,and not an equivalent,for concepts
in the slide from the fact that ideology is a constituentof actions and language;or ratherthat action is a more generalterm, cover-
and behavior to the assertionthat the latter are therefore "essen- ing thought and languageas well as other forms of action. For the
tially however the agentsseethem to be. " And as we saw,there is shallownessof Winch's theory derives in part from his simple
a sensein which this is true. as a result of the fact that human life identification of conceptsand behavior. For Winch, actions em-
is organized by culture. Accounts of pre-capitalist goods trans- body concepts;if they speaklouder than words it is becausethey
fers that describetheseactions as though they were market trans- are like words, forms for conceptualcontents. The context from
actionswill fail to be accuratesocial descriptions;ethnographyof which ideascannotbe torn is for Winch a "system of ideas." For
the Azande begins with the description of certain practices as instance.Winch tells us that "social relations betweenmen exist
involved with witchcraft. But it is also true that the behavior of only in and through their ideas" or again that "our languageand
social actors (and here is Mackie's correction of the view de- our social relations are just two different sidesof the same coin.
scribed above) To give an account of the meaning of a word is to describe the
social intercourseinto which it enters."3aThis is why "the rela-
tion betweenidea and context is an internal one," to be under-
hassomepartialcauses of whichtheyareunaware,thatit will
haveeffectsthatare not includedin their purposes,and indeed stood by conceptualanalysis.3sUnderstandinga society is, on
that it may havean unknownfunctionin the sensethat these this view, nothing other than grasping the meaning of ideas in
unknownpartial causesincludethe fact that suchactionstend their systematicinterconnection.
to producetheseeffects which were no part of the agents' To take a concreteexample, "war" for Winch is not a concept
purposes.Thus there is a sensein which the agentscan be devisedto signify a type of social behavior; rather it is the use of
wrong aboutwhat theyare doing.32 this concept which makes the behavior the kind of behavior it is.
These are not, however, the only alternatives. True, war cannot
be characterizedas a kind of "behavior" but only as a cultural
Azande engaged in warding off witchcraft are (apart from the
institution. But it does not follow from this that the institution is
"placebo effect") not really curing illnessor ensuringsuccessful
correctly understodby the natives whose institution it is, nor that
hunting, although this is the (ideological) description they would
actions always correspond to ideologies, so that acts of war al-
give of their activity. The way is at leastopen to ask what elsethey
ways have the character claimed for them by actors.
might be doing, without being awareof it, and this questioneven
To begin with, as the Azande witchcraft examplebrings out, to
must be posed once we recognize that "witches, as the Azande
claim this is ultimately to agree with Hayek that "any.knowledge
conceivethem, clearly cannot exist." In any case,
which we may happen to possessabout the true nature of the
material thing, but which the people whose action we want to
a full descriptionof whatis goingon mustandcantakeaccount
ofboth aspects,both ofhow their actionsappearto the agents explain do not possess,is as little relevant to the explanation of
andof whatis notapparentto them:it canrecognizedistortions their actions as our private disbelief in the efficacy of a magic
as part of what there is without itself becomingdistorted.33 charm will help us to understandthe behavior of the savagewho
believesin it." But we have already seen that an unbeliever's
Mackie's account takes us far beyond the bounds set by account of magical practices will be quite different from a be-
Winch's criterion of faithful interpretation, becauseit placescon- liever's. Whatever the linguistic reality of witchcraft, it either
cepts clearly in their real context, that of action. This is a crucial doesor doesn't causecrops to fail, make for bad hunting, or cause
66 SOCTAI KNOWTil)Gt uNt ) lI t SlnNt ) r N( ,ANt) t xPt ANn
I t oN 6/

children to die from f'evers;and dcciding this qucstionnray bc a E,rncstGcllncr providcsa conrplcxcxamplcin his description
matter of life or deathfor the peopleinvolved.The persistenceof o1'the institution of the agurram of Moroccan Berber society.
belief in methodsthat don't work calls for someexplanation,even This is a man who is held to be selectedby God to be a spiritual
though we normally can't expect those for whom those methods leader,adjudicatorof inter-groupdisputes,etc. Selectionis indi-
embody basic tradition to heed that call. cated by endowment with magical powers, as well as by the
There is also a further, and most important, point, which I have combinationof generosity,prosperity,pacifism, unconcernwith
already hinted at. Social intercourse is richer than language. It material wealth, and other traits. Winch might take exception to
comprises a vast range of objects and practices which may lie Gellner's statementthat "in reality" election of an agurram is
outside the field of verbal representationor even contradict it. not by God but by his fellow tribesmen, as to Evans-Pritchard's
Even in those areasof social action which are organized through statementof his disbelief in witchcraft. But he must admit that an
language, if we identify the meaning of a word or idea with the agurram cannot really have at once all the characteristicswith
socialbehaviorin which it plays a role, it may easilyturn out that which he is credited and on which his identification as an agur-
meaning in this sensewill differ from the meaningselicitable ram depends. Lack of concern with material wealth in reality
from natives. How do we, then, "describe the social inter- spells the end of prosperity and the possibility of generosity.Were
course" in which a concept has its place? If we do it in the this internal contradiction to be recognized, the social category
languageof the natives, we have learned nothing; if we do it in would disintegrate,just as it would were the reality of non-divine
our theoreticallanguage,we will describesocialactiondifferent- election admitted, since this would rule out the neutrality within
ly from a native and perhaps in a way a native might not recog- the tribal systemessentialto the social role of the agurram.31
nize. This brings out anotherflaw in Winch's identificationof social
Winch's view assumesa doublecoherenceof world-view: both concept and social action: its neglect of the fact that "concepts
internal coherenceand coherencein its relation to action. As generally contain justifications of practices, and hence that one
Alasdair Maclntyre has pointed out, howeveq misinterprets them grossly if one treats them simply as these
practices, and their context, in another dress."38 As Gellner
The criteriaimplicit in thepracticeof a societyor of a modeof concludes,
social life are not necessarilycoherent;their applicationto
problemssetwithin thatsocialmodedoesnot alwaysyield one One might sumall this up by sayingthat nothingis more false
clear and unambiguous answer.When this is the casepeople thantheclaimthat,for a givenassertion,itsuseis itsmeaning.
start questioningtheir own criteria. They try to criticize the On the contrary,its usemay dependon its lack of meaning,its
standards of intelligibilityandrationalitywhich theyhaveheld ambiguity,its possession of wholly differentand incompatible
hitherto.On Winch's view it is difficult to seewhat this could meaningsin quitedifferentcontexts,and on thefact that,at the
mea n.3 6 sametime, it as it were emitsthe impressionof possessing a
consistent meaningthroughout-onretaining,for instance,the
This is unrealistically optimistic: actually it takes a good deal aura of a justificationvalid only in one contextwhen usedin
more than conceptualambiguity or incoherenceto spur people to quite another.3e
criticism of their conceptual schemes.These features have per-
haps even been typical of such schemes;the main point is that, For example, the social use of the conceptof "nobility" in West-
whether or not people are questioning their own criteria, the ern Europe dependedon the ambiguity betweenthe identification
latter may well be open to question. of certain highly-valued behavior traits-courage. generosity,
SOCIAL KNO W ITt ) G I I'N I) II? SIN N I) IN ( AN
; I) IXPIAN AIION 69

loyalty,etc.-and the identificationof a ccrtain socialposition, outsidcrcannotsharcthc insidcr'scxpcrienceof his world view
which allowed people in that social position ipsofacto to lay claim and so the rneaningof its conceptualconstituentsfor him. The
to the traits. As we will seein the next chapter,Marx tries to bring hermeneuticcircle will be unbroken.A solutionappears,howev-
out similar featuresof the ideology of economics, attempting to er, as soon as we look at translation as both basedon and enabling
show the role of the essential ambiguity of key concepts in the a reconstruction of the culture in its non-linguistic and non-
continuing existenceof the current social system. (Thus "capi- conceptual aspects-what I referred to above as the context of
tal" for Ricardo-as for subsequenteconomic theory-signifies action. This, as suggestedby the Wallacearticle cited in Chapter
at once raw materials, tools, and other meansof production, and 2, is what goes on in real casesof radical, and non-radical,
money invested with the aim of realizing a profit.) translation.If we ask in what form translationis given,
To say all this is, in a way, to restatethe position of Winch with
which we began this chapter, only to draw from it consequences It may seemthat the answerQuine and Davidsongive, that
very different from his. Winch is quite right to emphasizethat translationis a recursivecorrelationof expressions with ex-
scientific understandingof a culture involves the interpretationof pressions,andultimatelyof sentences with sentences, is obvi-
ously correct, even tautological.There may be a senseof
the meaning of its elements in terms other than those of the
"translation"in which their answeris tautological and true.
culture itself. It is in his attempt to prove the impossibility of such
But if we meanby theform of thetranslationtheform in which
interpretation that Winch involves himself in his uncomfortable
the meaningof the [Linear B] tabletsis explainedto us, their
relativism. answeris wrong. The real explanationshave the form of a
Winch is, I think, correct in contrastingtranslationwith under- translationin theQuine-Davidson senseplusa gloss.. . . The
standing.Gellner is like many in describingthe anthropologist's scholarsin this businessnever give the meaningof a tablet
problem as one of translation: simplyby a wordfor wordtranslation: thereis alwaysa gloss.
And whenyouthinkof it, in ordinarylife thereis almostalways
The situationfacing a social anthropologistwho wishesto a glosswhenwe saywhatsomeone meantor saidor thought.4'
interpreta concept,assertion,or doctrinein an alienculture,is
basicallysimple.He is, say,facedwith an assertionS in the
The gloss,of course,refersto the non-linguisticcontext;sinceit
local language.He hasat his disposalthelargeor infinitesetof
is in the translator'slanguage,and is not part of the translated
possible in hisown language.
sentences His taskis to locatethe
nearestequivalentor equivalentsof S his own language.a0
in material, it dependsupon the making of cross-cultural compari-
sons as a means to knowledge of the alien culture.
Now, clearly, this task cannot be accomplishedwithout an under- My intention here has not really beento re-enter the problem of
standing of enough of the culture to pick a justifiable equivalent translation, but rather to stressmy conclusion that translation, or
for,Sin the home language.But-and this is the dilemma Winch's more generally the preservation of meaning between cultures, is
argumentbrings out-understanding seemsto require translation not the prime operation of social study. The anthropologist may
just as translation requires understanding.With this dilemma even find a meaning for cultural featuresthat the natives do not
Winch is stuck: the cultural relativity of concepts spells their understand. To say this is not to contrast "social-conceptual"
incommensurability. with "physical" description. As we saw in Chapter 2, social
The origin of this problem lies in construal of the problem of action is itself observable; it is open to alternative descriptions.
interpretation as one of preservationof meaning in the first place. One may therefore dispute a social actor's account of his own
Construed in these terms, the problem is insoluble, since an behavior.But this doesnot meanthat a social scientific analysisof
SOCIAL KNOWLTDGI

witchcraft ritual in terms of power relationsantongthc Azandets


a descriptionof a different realm of phenomenathan the native's
own description in terms of witchcraft. This is shown by the fact
that the anthropologist's analysisemploys the native's concepts,
Foundotion
ond
although not only them. Both accounts, the insider's and the
outsider's, are descriptionsand explanationsof the sameactions.
Superstructure
Theseactions will not then have the samemeaning for the outsid-
er as for the insider, but they will not therefore become meaning-
less, becausethey will not have lost their connection with social
life as a whole. Possibly,it is only in the anthropological account
that that connection will be revealed; in any case, it will be
spelled out in terms different from thoseof the natives. This does
not mean that the natives' experienceof their own culture be-
comes of no account. Just the opposite: it is among the phenom-
ena with which social theory must grapple. It is not by its ability
to substituteitself for a culture that a social theory is judged but Recognizing that culture provides the structure of social action, I
by its ability to explain it. gave reasonsin Chapter 2 for abandoningthe use of "subjectiv-
ity" to single out the character of social facts, becauseof the
misleading natureof the contrastwith "objectivity. " Similarly, in
the last chapter I argued for dropping "meaning" as referens of
the social scientist's object of study. The paradoxesof Weberian
sociology and its variants, as well as of Winch's philosophical
approach, turn out to arise at least in part from the difficulty of
reconciling the meanings (for insiders) of cultural elementswith
the demand for (outsider's) scientific truth-an opposition again
conceivedof as one of "subjectivity" to "the objective."
An excellent epitome of the position I have been opposing is
provided by a recent historical article on European witchcraft.
Basing himself on Winch's work, Stuart Clark argues that
Renaissancedemonology is to be understoodin terms of the total
world-view within which it had its place, and that

part of whatwe meanwhenwe speakof a "world-view" at all


is surelythat its constituentsneedno other explanationthan
their coherence with oneanother.Theprimarycharacteristicof
demonolosicaltexts as historicalevidenceis not their

71
/2 SOCIAL KNO W I TDG T I O UNI ) ATI OAND
N SUPTI I SI I ?UCI UI]?E
3

s uppos ed[ ] u n v e ri fi a b i l i tyb u t th c i r re l a ti onshi pto w hat J.L. A Zandc. who bclicvcshc has beenbewitched,surelydoesnot
Austin called a "total speechsituation": their mcaningfirr the believc that he has of-fbndedsome social authority or other. If he
historian may be thought of as exactly symmetrical with thcir did, he could perfectly well say so. He surely believes, rather,
original meaning as linguistic performances.r that he is the victim of supernatural interference.a

Clark admits the cost of this preservation-through-reconstruc-


Similar objections can be made to a classicalschemaof ideologi-
tion of meaning: "A contextualreading of Renaissancedemonol-
cal explanation, that which operates in terms of social "func-
ogy may not help us answer the major questionsabout the genesis
tion." Clifford Geertz describes this schema wittily:
or decline of the European'witch craze' . . ."2 But presumably
what historians, along with anthropologistsand social theorists
generally, are after is the explanation of social phenomena, in- A patternof behaviorshapedby a certainset of forcesturns
out, by a plausiblebut nevertheless mysteriouscoincidence, to
cluding those of meaning. Ideological explanation in the first of
serveendsbut tenuously related to those forces.A group of
Mackie's two senses-explanationsgiven in the terms of a given
primitivessetsout, in all honesty,to pray for rain andendsby
ideology-is not enough; we want also explanation in his second
strengthening its social solidarity . . . The conceptof latent
sense,explanationo/the ideology. Exactly becausethe conceptu- functionis usuallyinvokedto paperover this anomalousstate
al aspectof culture has a systematiccharacter,though as we saw it of affairs, but it rather namesthe phenomenon. . than ex-
is not as consistentas Winch imagines, satisfying the demand for plainsit...5
explanation of this type will involve relating concepts to non-
conceptualelementsof social life, sinceotherwise we will remain
within the circle of concepts. This remark holds true of both the chief forms of anthropologi-
Clark objects to "the explanation of . . . witchcraft beliefs in cal functionalism. To begin with, the idea that items in a culture
terms of social and socio-psychologicaldeterminants"3on the are to be explained by demonstrating the interactions between
ground that this bypassesmeaningby reducingthesebeliefs to the them (e.g. the correspondence betweena hierarchyofgods and a
status of epiphenomenaof non-ideological social factors. If we social hierarchy) does not take us very far. If we ask to what
are to make some senseof the concept of ideological explanation questions such functional analysescan supply answers, we find
we must recognize the justice in this point of view, despite its only questionsof the form, "Is there a pattern of interaction
ultimate untenability. To begin with, we may reject explanations betweenthe variouselementsof a culture?" This is a questionof
of (e.g.) witchcraft that claim that witch-talk is "really" talk some interest. The origin of functionalist theory lay in the rejec-
about social relationships, morality, etc. Such explanations re- tion of speculative historical explanations of cultural traits.
main on the terrain of "meaning" and on this terrain they fail Against this functionalisminsisted,first, that traits could not be
exactly as does the similar effort to explain moral terms as "real- understoodin abstractionfromtheir systemiccontext,and second'
ly" expressionsof feeling or descriptions of social conventions. that explanationshad to be given in terms of real information'
"Murder is wrong" does not mean "l don't like murder" and gathered in fieldwork, and not in the form of guesses,more or
"This is the work of witches" spokenamong the Azande does not less inspired, about (unknown) earlier periods. But this form of
mean "There is bad will at work in this or that social relation- explanation cannot supply answersto questions about the origin
ship." As Martin Hollis expressesthis, and development of the culture as a whole.
/4 SOCIAL KNOWLTDGT IOU N T) AIIONN N D SU PTITSIIIU C IU R T/5

These lirnits of this form of functionalismare avoiclcclby a In thc d iscussion ol'Winch wc saw t he inadequacyof f or m ing an
secondversion, in which social traits are to be explainedby their inragc of a social system on the basis of its natives' self-image.
causal efficacy in satisfying certain biological-psychological However, how can we speak of "real, active men" without
needs (Malinowski) or in maintaining the existenceof the social speaking of what they "say, imagine, conceive"? With this we
system (Racliffe-Brown). Aside from problems peculiar to each return to the problem raised in the introductory chapter of this
of thesepatternsof explanation,both suffer from the flaw that (in essay, and to Marx's assertion, there cited, of the determination
Maurice Mandelbaum's words) such "generalizations permitted of consciousnessby social being. To quote the core of the 1859
no deductive consequenceswith respect to the specific nature of Preface again:
the practicesof the peopleswhich they investigated.',e
It is interesting to note that Marx made a similar point in
criticizing Feuerbach's speculative anthropological study of In the socialproductionof their existence,men inevitablyenter
Christianity. Feuerbach believed that his book, The Essenceof into definite relations, which are independentof their will,
Christianity, demonstratedthat the Christian idea of God repre- namely relationsof productionappropriateto a given stagein
sentedan hypostatrzationof the social nature of the human spe- the development of their material forces of production. The
cies. This he argued for by showing that the attributes of God are totality of theserelations of production constitutesthe econom-
the attributes of humanity. The content of the argument, despite ic structure of society, the real foundation on which arises a
its philosophicalform, is very much that of the symbolic interpre- legal and political superstructureand to which corresponddefi-
nite forms of socialconsciousness. The mode of productionof
tation of culture. Against this mode of analysisMarx commented
materiallife conditionsthe generalprocess of social,political,
that "it is . . . much easier to discover by analysisthe earthly
and intellectuallife. It is not the consciousness of men that
kernel of the misty creations of religion than to do the opposite,
determines their existence,but their social existencedeter-
i.e. to develop from the actual, given relations of [social] life the mines their consciousness.e
forms in which thesehave been apotheosized."T To do this would
be to meet Mandelbaum's challengeto functionalism: to explain
the particular categoriesof a culture on the basisof their relation It will be usefulto distinguish two, variouslygeneral,pointsat
to others of its features. How did Marx think this can be accom- issuein this famouspassage.The metaphorof foundationand
plished? superstructure is used,first of all, to expressMarx's oppositionto
The following passage,from Marx's and Engels'searly work a particularapproachto history.Accordingto Hegel,the institu-
againstthe "German ideology," again has Feuerbachin view: tions of the political stateprovidethe organizingframeworkfor
In directcontrastto Germanphilosophywhich descends from sociallife as a whole.In the traditionof Enlightenment philos-
heavento earth, here [in their own work] it is a matter of ophyof history,Hegelheldthat the development of the statewas
ascendingfrom earthto heaven.That is to say,not of setting to be explainedin terms of a logic of concepts-thedialectic-
out from what men say, imagine,conceive. . . in order to exhibitedin the history of "spirit," or the world of cultural
arriveat menin theflesh;but settingout from real,activemen, categories. Marx's "critical reexamination of the Hegelianphi-
and on the basisof their real life-processdemonstratingthe losophyof law" led him "to the conclusionthat neitherlegal
development of the ideologicalreflexesandechoesof this life- relationsnor political forms could be comprehended by them-
process.8
selvesor on the basisof a so-calledgeneraldevelopment of the
/6 S O Cr ntK N OW Itr)Gr TOU N I) N IIONN N t) SU PTIi STIIU C IU I? E//

humanmind, but that on thc contrarythey originatcin thc nratcri- notionsol'thc agcntstrappedwithin bourgeoisrelationsof pro-
al conditions of lif-e . ." The "anatonty" of thesc matcrial duction"r5 these notions were to an extent critiqued by those
conditions,Marx discovered,"has to be soughtin political econ- whom Marx called the classicaleconomists,above all by David
omy."10 Ricardo. But even these "remain more or less in the grip of the
Howevel Marx entitled the work in the Preface to which the world of illusion which their criticism had dissolved . . "r6 This
above-quoted passagesappear, a contribution not to political raises two interrelated questions: what is the relation of the cri-
economy but to its critique. When he summarizesthe "general tique of political economy to that science itselfl and what are
conclusion" to which his economicstudiesled him. we find not "economic relations of production" if they are not to be iden-
the description of a new economic theory but the assertion that tified with the referents of the catesories of economic the-
Justasonedoesnotjudgeanindividualby whathethinksabout ory?
himself, so one cannotjudge . . . a periodof transformation In his discussion of pre-capitalist society in the Grundrisse
by its consciousness,but, on the contrary,this consciousness Marx observesthat "the fact that pre-bourgeoishistory, and each
must be explainedfrom the contradictionsof material life, of its phases,also has its own econom} and an economicfounda-
from the conflict betweenthe socialforcesof productionand tion for its movement, is at bottom only the tautology that human
the relationsof production.rr life has since time immemorial restedon production, and, in one
This suggestsan idea of greater generality than the rejection of way or another, on social production, whose relations we call,
legalistor mentalistexplanationsof socialchange.It suggeststhat precisely,economic relations."rT "Production," here equated
in general the social theorist can and must distinguishbetween with economy, is what Marx in his methodological introduction
"the economic conditions of production, which can be deter- to the Grundrisse called an abstraction, a concept which with
mined with the precisionof naturalscience," and the "ideologi- respect to a group of phenomena"brings out and fixes the com-
cal forms" with which people represent these conditions and mon elementand thus savesus repetition." In so far as it does
their changesto themselves.l2And throughoutthe writings that this, sucha concept is "rational" (verstiindig). But it must not be
constituteMarx's critique of political economy-Ihe Contribu- forgotten that such abstractionsare tools for organizing the his-
tion, the Grundrisse , Capilal , Theories of Surplus Value, and the torical materials.Any particularcaseof production-of the "me-
mountain of notesand studiesMarx left besidethem-we discov- tabolism betweenman and nature"-will be essentiallycharac-
er that the categoriesof economics,whether in the form of econo- terized by a multitude of features. Some of thesefeatureswill be
mists' conceptsor as they appear in "the everyday consciousness common to all systems of production, but
of the agentsof production themselves,"r3are treatedas ideo- nevertheless, just thosethingswhich determinetheir develop-
logical forms, to be explainedby referenceto the social relations ment, i.e., the elementswhich are not eternaland common,
of production. Towards the end of the manuscript edited by Eng- must be separated valid fbr pro-
out from the determinations
els as Volume III of Capital, for instance, Marx refers to this duction as such so that in their unity-which arisesalready
ordinary consciousnessas the "religion of everyday life."ra from the identity of the subject,humanity,and the object,
While what Marx called "vulgar economics"-the ancestorof nature-their essentialdifferenceis not forgotten.rs
today's "neo-classical" economics-"actually does nothing Capitalism and feudalism both fall under the abstraction, "sys-
more than interpret, systematize, and turn into apologetics the tem of production," but this is not to say that the properties of
7B SOCIAI KNOWLII)GI IOUNDAIION AND SUPERSIT?UCIURE79

either systemare to be elucidatedin terms of sonrcunil'icdset of of'casesfalling under an abstractionby their differing complexes
characteristics.Each must be explained by referenceto the par- of determinationsis illustratedby his remarkson the categoryof
ticular constellationof features("determinations," in Marx's "population." This term can be takento refer to a "concrete "
vocabulary)characteristicof it as a unique historical object. i.e. the empirical subjectof social activity. But theoriesof popuiu-
Marx's "abstractions" are not "generalizations" suitable for tion, exactly becausethis abstraction is so general as to refer to
the framing of universal laws linking social facts; their function is the membersof every social system, shedno light on any particu-
rather to provide a framework for comparison of social systems lar one. "Population"
with respectto their differences. It may be useful in particular to
distinguish Marx's idea of "abstraction" from Max Weber's
is anabstraction
if I leaveout, for example,theclassesof which
"ideal type" concept. The latter is defined as an imaginary, pure
it is composed.Theseclasses in turn are an emptyphraseif I
caseof some pattern of motivation-the profit motive, for exam-
amnotfamiliarwith theelements on whichtheyrest,e.g.wage
ple, or the "Protestant Ethic." It is formed, in Weber's words, labor,capital,etc. Theselatter in turn presuppose exchange,
"by the synthesisof a great many . more or less present and divisionof labor.22
occasionally absent concrete individual phenomena, which are
arranged according to these one-sidedly emphasizedviewpoints
The "presupposition" and "resting" here, reminiscentof the
into a unified analytical construct."re Having no direct counter-
relation of foundation to superstructure,are certainly not meant
part in reality, they are "primarily analytical instrumentsfor the
ontologically;the relationsMarx has in mind are explanatory.As
intellectualmasteryof empirical data."20 Marx's abstractions,in
he later says, each involvesthe others: "the simplesteconomic
contrast, are intended to refer to elements of social reality, al-
category,e.g. exchangevalue,presupposes population,moreover
though their construction may involve processesof idealization.
a populationproducingin specifiedrelations;as well as a certain
With respect to these concepts Marx is a realist as against We-
kind of family, or commune,or state,etc. It can neverexist other
ber's instrumentalism. "Capitalism," for instance, refers for
than as an abstract,one-sidedrelation within an already given,
Marx to an actual social structure. At any given moment (for
concrete,living whole."23 Ary human population,that is, exists
example, at the time when Marx developedthe concept!) there
ordered by specific social relations. To understanda particular
may be no social systemwhich as a whole instantiatesit. But this
society, therefore, the system-specificdefinitions of these rela-
term refers to a developing system: the condition for its applica-
tions must be studied.Furthermore,in sucha study,the meanings
tion is the existenceof certain social relations which are develop-
of the terms for theserelations are given by their interrelation as
ing over time. The concept of "capital" in fact assumesthe
elementsof the whole system.
existenceof non-capitalistor pre-capitalist social relations, since
The same holds true, in Marx's eyes, for "production": the
it is an historical concept; therefore it takes account in advanceof
identity of all systemsof production, or their elements-labor
the fact that in any real casecapitalist relations will be in interac-
and means of production-is proved by economists only
tion with non-capitalistrelations. All the category requires for its
application is that the capitalist elementswill dominate, either at
by holding fast to the featurescommonto all processesof
the time or over a time.2r
production,while neglectingtheir specificdifferentiae.The
What Marx has in mind when he speaksof the differentiation identityis demonstratedby abstractingfrom thedistinctions.2a
BO SOCIAL KNOWLIDGI I O UNT) NI I ONND
N SUPTI ?SI I ?UCI UIBI
?E

()wn pulposc in t hc r nat cr ials.And t his is a pur posc he is


Marx makes the same argunlcnt fbr tcrtns dcnoting particular
consciousof, it determinesthe mode of his activity with the
socialinstitutions,when theseinstitutionsare common to scveral
rigidity of a law, and he must subordinatehis will to it.27
societies.Although money, for instance,plays a crucial role in
capitalism, it also existed "before capital existed, before banks
existed, before wage labor existed, etc."2s Money is analyzedby Furthermore. Marx stressesthat the aims of labor are socio-
Marx as a commodity which plays the role of the form by which culturally and not naturally defined: "Hunger is hunger, but the
exchangevalue is represented;this allows it to fulfill the func- hunger gratified by cooked meat eatenwith a knife and fork is a
tions of (to take two) the medium of exchangeand the store of different hunger from that which bolts down raw meat with the
value. Both of thesefunctions are to be discovered in pre-capital- aid of hand, nail, and tooth."28 "Food" itself, to develop this
ist systems,but with a difference. In capitalism,money has the example, is too abstractto serve as a generalname for the product
role of the "universal equivalent": all goodswith a central role in of the relevantbranchesof production, while to treat it as mean-
the reproductionof social life, including the basic good, labor ing "satisfier of biological need" is exactlyto ignore the social
power or the ability to produce, can be and are representedby determinationof the humankind-naturemetabolism."Food" oe-
sums of money. This is not true in pre-capitalist systems,where notes a use-value,it is true: that defined by the satisfactionof
most goods are not produced for sale and where money does not hunger.But in capitalism,accordingto Marx, use-valuesare the
mediate the social circulation of goods. Although both are cases aim of productiononly in so far as they are commodities,objects
of money, an explanation of money that fits one casemay not be saleableat a profit on the market. Food which cannotbe sold will
very helpful in answering questions about the other. be destroyed.It is therefore produced not as foodper se but as the
We thus encounterin Marx's critique of political economy a commodity food, as a "unity of use-valueand exchange-value. "
core elementof Winch's critique of social science:the argument The generalgoal of production in capitalismis what Marx calls
for the fallacious nature of equating features of different soci- "valorization," the expansionin value of investedcapital. Thus
eties, made in terms of the systematic nature of social institu- the labor processwhich abstractlyappearsas "an appropriation
tions. The unbridgeable gap between the two critiques would of what exists in nature for the requirements of man, . . . the
seemto be Marx's apparentdisregard,in his desirefor a scientif- universal condition for the metabolic interaction between man
ic analysisof society, of the consciousnessof the individuals and nature"2e in capitalism "is only the means where by the
constituting it. valorization processis implemented."30
On the other hand, we must note that Marx defines labor, the The distinction between abstraction and concrete example is
active factor in production, as "purposive activity aimed at the twofold. On the one hand, since "the requirementsof man" are
production of use-values."26Productive activity is of course in part culturally as well as biologically defined, "labor" in
itself regulatedby consciousness; Marx stressesthat his discus- capitalism includes practices of no directly biological value-
sion of the labor process in Cnpital presupposes castinghoroscopes,for example,or adjustinginsuranceclaims.
On the other hand, many activities, suchas brushingone's teeth,
labor in a form in which it is an exclusivelyhumancharacteris- or even cooking one's own dinner, do not fall under the definition
tic. . . [W]hat distinguishes the worstarchitectfrom the best
of labor relevant to the capitalist market system. In so far as the
of beesis thatthe architectbuildsthecell in his mind beforehe
two-humankind-nature metabolism and valorization process-
constructsit in wax. At theendof everylaborprocess,a result
do coincide, capitalism and the physical requirementsof human
emergeswhichhadalreadybeenconceivedby theworkerat the
beginning,hencealreadyexistedideally.Man notonly effectsa life are compatible; but if and when they don't, either the system
chanseof form in the materialsof nature;he alsorealizeshis or life must go, since "production" at any time refers only to one
82 SOCTA| K NO W |t t ) G t IOU N T) AIIONAN t) SU PFIISIR U C IU IIT 8 3

particular instanceof it or another. This labor tinrc appcarsto ref'er to a natural phenomenon,the
Marx constructs a similar argument fbr the category of hours of actual work put into producing a given object, and is
"capital," persistentlyconfusedby economistswith tools and generallytakento do so by economistscommentingon Marx, but
materials in general. "Whatever the social form of production, " it does not. Marx makes quite a point of distinguishing between
Marx writes in Volume II of Capital, labor as use-value-creating,as natural phenomenon,and labor as
value-creating,as socially-defined "abstract labor." The latter is
workersand meansof productionalwaysremainits factors. defined only in the context of the sale of goods on the market.33
. . For anyproductionto takeplace,theymustbe connected. ' ' Commodity, ' ' once it becomesthe general form of goods, turns
The particular form and mode in which this connectionis out not to be disentangleablefrom the category of "capital,"
effectedis what distinguishesthe variouseconomicepochsof while "exchange" itself requires-as noted in the first chapter of
the socialstructure.In the presentcase,the separationof the this book-reference to a social mode of behavior in which people
free workerfrom his meansof productionis the given starting
recognizea categoryof "ownership" and "behave in such a way
point,andwe haveseenhow andunderwhatconditionsthetwo
that each does not appropriate the commodity of the other, and
cometo be unitedin the handsof the capitalist-i.e.,as his
capitalin its productivemodeof existence.3r alienate his own, except through an act to which both parties
consent.' ' 34
Thus, to take the classicaleconomists'conceptof "fixed capi- The conceptof "capital" is thus ideological in the sameway as
tal," "means of labor are fixed capitalonly where the production the conceptof "nobility" discussedin the previouschapter:by
processis in fact a capitalist processand the meansof production conflating the specific, historical form of the meansof labor with
are thusactuallycapital,i.e. possessthe economicdetern-rination, "means of labor" as a trans-culturalabstraction,the particular
the social character of capital; secondly, they are fixed capital institutions of capitalist society are presentedas universal, as
only if they transfer their value to the product in a particular present,even if in different disguises,in all societies.We will
way."32 The abstractdefinition of "means of production" as return to this examplebelow. Here I want to point out that Winch
"objects usedin the processofproducing other objects" doesnot is wrong to assimilateMarx's concept of ideology to Pareto's
hold true for "fixed capital," in the strict sensethat being such an "derivations." This is becauseMarx's abstractionsare not "resi-
object is necessarybut not sufficient for such an object's being dues," real contentshidden by ideologicalappearances. For Pa-
capital. A tool can only function as capital if its usemakespossi- reto, the various casesthat representthe same residue are equiv-
ble the exploitation of labor power and the eventualgenerationof alent to each other, except for their superficial appearances.This
a sum of money exceeding that invested in the production pro- is exactly what Marx wishes to deny in the case of abstractions.
cess. Thus the abstraction,"means of production," applies to The differencesthat are extinguishedin the formation of abstrac-
capital only in so far as "production" is here taken in its special tions are what we must appeal to in any attempt to explain the
form as the production of capital. featuresof actualsocieties.
But such definitions, which Marx is opposingto those of the
economists,fundamentally involve referenceto cultural categor- The materialsandmeansof labor . . . play their part in every
ies: as Marx puts it in the passagejust cited, "capital" (for labor processin everyageand in all circumstances. If, there-
instance)is a social characteror determination. "Capital" is fore, I label them "capital" . . then I haveproved that the
defined as self-expanding"value," and "value" in terms of the existenceof capitalis an eternallaw of natureof humanpro-
socially necessarylabor time needed to produce commodities. duction.andthattheKirehiz who cutsdownrusheswith a knife
84 SOCTALKNOWItt)Gt IOU N I) AIION AN I) SU I}FI? SIR U C IU IIF8 5

he hasstolenfrorna Russianso as to weavcthcnltogcthcrto Ioundationand supcrstructurc:to make not only the specificcon-
makea canoeisjust astruea capitalist asHerr vonRothschilcl. trast between processesof (consciously regulated) interaction
I could prove with equalfacility that the Greeksand Romans with nature and other activities, but also the more general con-
celebrated communionbecause theydrankwine andatebread, trast between social institutions and people's understanding of
and that the Tirrks sprinklethemselvesdaily with holy water
them. To say that the processesof social life are structured by
like Catholicsbecause they washthemselves daily.35
culturally-determined categories is not-as we saw earlier-to
This argumentholds even for a caselike that of "labor, " which say that people's understanding of these processescannot go
unlike "capital" is an abstractionlike "production," denoting seriouslyawry. Although it is by their belief in witchcraft that the
human effort in metabolizing nature, and so is valid for all social Azande create an object of study for the outsider anthropologist,
systems.On the other hand, it has a specific use for the analysisof this does not mean that the phenomena categorized as witchcraft
capitalism which it does not have for any other system. It is only and magic are correctly describedor understoodby the insiders.
in this society that the idea of a "labor force," the individual As Zande witchcraft for Evans-Pritchard,so does capitalist eco-
members of which "can with ease transfer from one labor to nomics serveas the subjectmatter of Marx's study,which is thus
another"36 has operationalmeaning,sincein earlier systemsthe an example of ideological explanation in the secondof Mackie's
division of labor was more strictly regulatedby custom.In addi- sensesand not the first (see p. 61 above).
tion, all forms of labor are treatedas equivalentin capitalism,in In effect, Marx's work threatensa classicdistinction between
the sensethat their embodiments in products are equally trans- anthropology and the other analytic social disciplines. S.F. Na-
formable into money. In contrast, when applied to pre-capitalist del, for example, finds no difference in principle betweenanthro-
systems,"labor" changesits significance.It can not function asa pology and sociology, but distinctions in method and concept-
category for the specific form that production may take in any formation arising from the character of the objects of
given societyeither. We must distinguish, that is, between "la- anthropologicalinvestigation-the "strangenessof primitive cul-
bor" as an abstractiondenotingproductiveactivity in any society tures, their separationfrom our civilization":
and "labor" as a categoryfor suchactivity in a particular society,
capitalism.A betterknown example,which hasprovedequallyas Sociologyaswell ashistorypresuppose a certainfamiliarityof
troublesome for commentators on Marx, is the concept of the observerwith the natureof the datahe studies:bothdisci-
"class." In describing"all previoushistory" as "the history of plinesimply that certaincommonlyusedcategories are imme-
diatelyapplicable,andthat the probabilitiesandconsequences
classstruggles," Marx uses"class" to designatean abstraction:
of actionsare eitherreadilyunderstoodor deduciblewith self-
social grouping defined by its control over the means of social evidencefrom the generalbackgroundof experience.New
production. When describing the evolution of capitalism out of items . . or new problems. . . fall into place againstthis
pre-capitalistsociety, inthe German ldeology, however,he draws backgroundof an experience whichis commonto observerand
attention to the difference between class and estateas forms of observed.This is not true of primitive society,which is unfa-
social organization, pointing out the historical specificity of the miliar andoftenstrange. . . Socialcategories mustbe evolved
former to capitalism. ad hoc; they cannotsimply be takenfor granted.3T
Marx seems indeed to have held a conception closer to
Winch's idea of a socialsciencethan the latter suspects.But here As Nadel observes, such an approach need not be limited to
we must remember the double use Marx makesof his metaphorof strangecultures; one may go further to ask how it could be, if the
86 S O Ct nt K N O W ttt)c t IOU N I) AIION N N D SU PTI? SIR U C IU I? EB]

goal is somethingwc would call a "scicntil'ic" unclcrstanding ol' phcnonrcnon in tcrrnsol'capitalism'sown categories("profit,"
social life. The contrastwith the anthropologicalpoint of vicw "nrarket," "capital," etc.) to an explicationof thesecategories
can be brought out if we look back to the Martian whom Fritz themselves.He would in this processbe forced to evolve new
Machlup had investigating the stock market (see Chapter 2 categories "ad hoc," in the attempt to develop a theory about
above).In Nadel's terms, Machlup's Martian is not doing anthro- those structuredactivities that in contemporary society we insid-
pology but economics. He is trying to explain the functioning of ers think of as "the economy," a theory which might ultimately
the stock market within the context of the economic and social provide an explanation and analysis of this classification itself.
systemas a whole, and indeed the concept-systemand culture of Thus an anthropologist would be led to ask why instruments of
capitalismitself. This is implicit in Machlup's statementof the production should be construedunder the rubric of "capital,"
Martian's goal as "to know the economicfunctionsof the stock i.e. as equivalentto certain sums of money,just as Evans-Prit-
market, particularly its role in the utilization of investiblefunds chard wonderedabout the equivalenceof birds and people among
and in the formation of capital.' '38Sucha goal is imaginableonly the Nuer and Willett about the Yoruba'sidentificationof cowrie-
if there is capital investment,and all thatgoes with it, on Mars! shell boxes with their headsor souls.
Machlup's questionsare anthropologicalones only as the de- For the economic theorist the most abstract categories are
mand for ideological explanationof Mackie's first sort is, as those of his own culture; thus economic anthropologistshave
explorations of the inner articulation of the culture studied. struggled-without notable success-to impose the concepts of
Machlup imagines these to be anthropologicalquestionsof a neoclassical economicson their field studiesof tribal societies.In
deeper sort perhaps becausehe is himself an economist, for reality, in other cultures (for instancethat of medieval Europe),
whom economictheory consistsof a systemof " 'universallaws' the category of "capital"-and therefore a concept like "profit-
or fundamentalhypotheses" involving "constructs of idealized maximization"-plays no real part at all, any more than the
human action basedon [assumed]objectivesto maximize profits concept of inherited witchcraft plays a role in the culture of
and satisfactions."3eIn line with this Weberiandefinition of his capitalism.The anthropologist'stask (as statedconciselyby Ju-
field, Machlup seesthe theorizing necessaryfor understanding lian Pitt-Rivers), if he is not "to accept the 'natives' view' of
the market as consisting "mainly in constructing ideal types of their own world as if it bore the credentialsof science." is "to re-
motivatedconduct of idealizeddecision-makers,and examining order that which they order and discoverbehind their ordering a
them in abstractmodelsof interactions." So, for example,busi- more abstractorder that explainsit. "4r It is the inability to do
nesscompetitionis to be explainedin terms of a "profit motive." this-to adopt the outsider'spoint of view in the study of their
Of course,thesemotivationscan only exist in a social systemin own culture-which typically mars the curious attempts of an-
which the requisite categoriesof action-market exchange,cap- thropologists to apply their techniquesto capitalist society. Al-
ital, profit-exist; Machlup focuses on the goal-defined ideal most alwayssuchstudiesexaminean area,a neighborhood,or an
types ofaction becausehe takes the social categoriesfor granted. occupationalgrouping.a2But if the classictopicsof anthropology
His anthropologist from Mars is really an economist from Earth are such as the Nuer, the Mbuti, the Nayars, or even "tribal
in a spacesuit.ao society" globally, then the equivalent frame of reference for
Were he actually to make the effort, in Nadel's words, "to treat studying modern society should also be the whole culture-the
a familiar culture as though it were a strange one," the anthro- capitalist world system. For this reasonone may speakof Marx's
pologist would go beyond the analysisof a given institution or work as anthropological in approach, rather than as sociological
BB SOCIAI KNO W I . I I ) G I IOU N D AIION N N D SU PII? SIIIU C IU I? I 8 9

or economic(althoughit would bc rnislcadingto spcakol'Marx as This is ol'coursconc of thc clichesol'anthropology,that cross-


an anthropologist,since for him scientific understandingof cap- cultural comparisondemonstratesthe particularity of what ap-
italism was to be only a means to its revolutionary abolition). pears to the cultural insider to be universal. But, as Winch ob-
As a matter of fact, Marx contrastshis theoretical procedure jects, how can we compare that which is culturally specific? To
with that of the economists in the same terms as those we have quote Pitt-Rivers again,
used to contrastanthropologicalinvestigation with the researches
of Machlup's pseudo-Martian.The starting point of Marx's re- A comparisonof socialstructuresmustbe concernedwith the
searchprocedure in Capital is an attempt to seethe categoriesof elementsof socialstructure:hierarchy,authority,power,sanc-
his own culture as foreign and strange. "A commodity appearsat tity, the division of labor, the definition and solidarity of
first sight an extremely obvious, trivial thing. But its analysis groups,thetransmission of property,the rulesof descent,etc.,
brings out that it is a very strangething, abounding in metaphysi- not with approximations to a stereotype,that is to say,a par-
cal noveltiesand theologicalniceties."a3 The languageof "meta- ticularconjunctionof featureswhichmay frequentlybe associ-
atedin factbut haveno demonstrated necessary relationshipto
physics" and "theology," and above all the dominant metaphor
one another.a5
of "fetishism" is not accidentalor purely literary: Marx meansto
suggest that the analysis of economic ideology is a case of the
Here lies the role of the Marxian abstraction:the subordination
same procedure as is representedby the analysisof religious or
of "capital" (e.9.) to the complexof abstractions"tool use" and
philosophical ideology. The "strangeness" of the commodity is
"exploitation" (to take the most important elements of Marx's
not noticed by the economistswho study it. This is because,in
explication of this institution) exposesthe particularities of the
Marx's words,
capitalist mode of production. One can even say that it is, as
Winch recognizesin his attack on transculturalanalysis,the avail-
Reflectionon the forms of humanlife. hencealso scientific
analysisof thoseforms, takesa coursedirectlyoppositeto their ability of comparison that defines the outsider's point of view (as
realdevelopment. Reflectionbeginspostfestum,andtherefore opposed to being an actual traveller from a different society).
with the resultsof the processof development alreadyto hand. How can this be? How, that is, could anyoneand how can Marx
The forms which stampproductsas commoditiesalreadypos- in particular be said to have had an outsider's point of view on
sessthe fixed qualityof naturalformsof sociallife beforeman what was after all his own social system? The answer for the
seeksto give an account,not oftheir historicalcharacter,
for in general case lies in the fact that modern society certainly, and
his eyesthey are immutable,but of their contentand mean- most societiesto some extent, far from being the monoliths sug-
ing... gestedby our use of the term so far (which follows Winch's) are
The categoriesof bourgeoiseconomicsconsistpreciselyof complexesof different interests,or (to use the jargon expression)
formsof thiskind. Theyareforms of thoughtwhicharesocial- subcultures.Marx wrote as a member of the socialist movement
ly valid andthereforeobjective[are "social facts," one might
of the second half of the nineteenthcentury, which by that time
saylfor therelationsofproductionbelongingto thehistorically
had already developedcategoriesdefining a new form of social
determinedmode of production,i.e., to commodityproduc-
life-based on the abolition of wage labor and the substitution for
tion. The whole mysteryof commodities. . vanishesthere-
fore as soonas we cometo other forms of productionaa it of the "free associationof producers"-incompatible with the
institutions of capitalism. The novelty of capitalism in world
-i.e., as soon as we put them into a comparativeperspective. history is that it is a classsociety in which one classrepresentsan
90 SOCIAI K NO W TII X; t I O UNDATI OAND
N SUI 'I I I S] I ?UCI URt9I

entire potential social systcnr;it is this which was cxprcsscdby historical pcriod possesscsits own laws . . 'fhc old econo-
the socialist movement. In this context Marx was an outsidor nrists rnisunderstoodthe nature of economic laws when they
within the system itself, in that he could look at it from the likened them to the laws of physics and chemistry. A more
perspectiveofa society yet to be created,but ctlreadyrepresented thorough analysis of the phenomenashows that social organ-
by new categories of socictl action. isms differ among themselves as fundamentally as plants or
Similarly, Marx claimed that the categoriesof capitalist culture animals. Indeed, one and the same phenomenon falls under
come to be used to understand other (earlier) forms of society quite different laws in consequenceof the different general
only when capitalism itself is seenas an historically specific form structure of these organisms, the variations of their individual
organs, and the different conditions in which these organs
of society, rather than as either the equivalent of other forms or
function. a8
the endpoint of historical development.a6The scientific strength
of classicalpolitical economyderived also from its peculiar his-
Marx is therefore with Winch in opposition to the idea of social
torical position at a period when a new form of society, capital-
scienceas aiming at the discoveryof generallaws of social life.
ism, was still in conflict with remainsof the pre-capitalistsystem.
What general "laws" are frameable in this realm are reducible
(This is visible, for example,in Smith's polemic againstmercan-
"to a few very simple characteristics,which are hammered out
tilist policy and for laissez-faire.)Even thoughthe classicalthink-
into flat tautologies."aeSimilarly, the relation between social
ers, true representatives of the Enlightenment,made their argu-
consciousnessand relations of production, between superstruc-
ments in terms of the "naturalness" of capitalist institutions,
ture and foundation, cannot be statedexcept by the most abstract
they still in practice contrasted those institutions with the
of formulas, so that "in order to examinethe connectionbetween
leftovers of the earlier order. This implicit conflict of points of
spiritual production and material production it is above all neces-
view, then, brought into focus the specific structure of the new
sary to grasp the latter itself not as a general category but in
system;so that, "although encompassed by [the] bourgeoishori-
definite historical form. ' 's0Agreement with Winch ends, howev-
zon, Ricardo analyzesbourgeoiseconomy,whose deeperlayers
er, at the conception of this "definite historical form." For
differ essentially from its surface appearances,with such theo-
Winch cultural forms are wholly defined by the meanings they
retical acumenthat Lord Broughamcould sayof him 'Mr Ricardo
representfor natives, so that understandingsociety is "grasping
seemedas if he had dropped from another plane1."'+t
thepoint or meaning of what is being done or said."5r For Marx,
Whether or not this explanation for the anthropological char-
in contrast, "grasping the point or meaning" of cultural items for
acter of Marx's study of economicsis correct, it is certainlytrue
the natives is only the prelude to the knowledge he is seeking:it is
that this is one way of explaining why he called his writings a
only to identify that which is to be explained,that whose meaning
critique of political economy.His position was, in Marx's own
for the scientific investigator is to be established.
opinion, ably summed up by I.I. Kaufmann, the first Russian
For Max Weber, as we saq complete explanationrequires the
reviewer of Capital, who wrote that the position that "the general
conjoining of a motivational interpretationwith observedstatisti-
laws of economic life are one and the same, no matter whether
cal regularity of behavior. As we noted in Chapter 2, Winch quite
they are applied to the present or the past,"
correctly points out that if we construe meaning as something
"subjective" it is hard to see how correlations with statistical
is exactlywhat Marx denies.Accordingto him, suchabstract regularities canjustify interpretations.Therefore, of necessity,in
laws do not exist . . . On the contrary,in his opinion, every
attempting to describea social situation in natural law-like terms,
92 SOCIAL KNOWIEDGI IOUNDA]ION AND SUPII?STI?UCTUI?E
93

Weberceasesto usethe notionsthat would be appropriatcto an rctical constructionon thc native categorieswhich the natives
interpretiveunderstanding of this situation.Insteadof spcaking themselveswould not recognizeas valid.
of the workers in his factory of being paid and spendingmoney, Such an approach is justified by Marx as affording answersto
he speaksof their being handedpiecesof metal, handing those questions that insiders will not ask. Vulgar economy, as Marx
piecesofmetal to other people and receiving other objectsfrom
seesit, merely "interprets, systematizes,and defends" the going
them; he does not speak of policemen protecting the workers'
conceptual schemeof (social) things. "But all sciencewould be
property, but of "people with helmets" coming and giving
superfluousif the form of appearanceof things directly coincided
back the workers the pieces of metal which other people have
with their essence."s3Here Marx adaptsthe distinction of es-
taken from them; and so on. In short, he adopts the external
point of view and forgets to take account of the "subjectively sence and appearanceto the social world: the phenomenato be
intended sense" of the behavior he is talking about: and this, I explained by social theory include the appearancesofthe system
want to say, is a natural result of his attempt to divorce the in the eyes of its inhabitants.The distinction betweenthe two, as
social relations linking those workers from the ideas which Marx conceived it, can be seenin his discussionof the dual nature
their actions embody: ideas such as those of "money," "pro- of Adam Smith's work in The Wealth of Nations:
perty," "police," "buying and selling," and so on. Their
relations to each other exist only through these ideas and On theonehandhe attemptedto penetrate theinnerphysiology
similarly these ideas exist only in their relations to each ofbourgeoissociety,but on theother,he partlytriedto describe
other.52 its externallyapparentforms of life for the first time, to show
its relationsastheyappearoutwardly,andpartlyhe evenhadto
Marx wouldbe in full agreement with thebulk of this passage. find a nomenclatureand correspondingmentalconceptsfor
Gold is certainlynot (in his eyes)to be identifiedwith money,nor thesephenomena . . for the first time. . . . The one task
areall authoritieswith helmetspolicemen.On the otherhand,he interestshim as much as the other, and sinceboth proceed
strenuouslydeniesthat socialrelationsexistonly throughideas, independently of oneanothel this resultsin completelycontra-
sincethe socialrelationsidentifiedby their idealrepresentations dictory ways of presentation:the one expresses the intrinsic
amongthe natives,being observable,are opento different de- connections moreor lesscorrectly,theother . . expresses the
scriptionsby outsideobservers.The error sharedby Winch and apparentconnections[betweeneconomicphenomenal
Weberlies in the assumption thatthe alternativesof "objective"
description and''subjective"interpretation exhaust thepossibili- -apparent, that is, "to the unscientific observer just as to him
ties of socialunderstanding. As we sau this is not true. who is actually involved . . . in the processof bourgeoisproduc-
In thepreviouschapterI sketcheda distinctionbetween"com- tion. "5a Smith was engagedin systematicdescription of different
mon-sense"and "theoretical" thinking about social life. The aspectsof the capitalist social system, in terms of the everyday
first is represented by Azandethinking aboutwitchcraft in re- categoriesof "value," "price," "rent," etc. At the sametime,
sponseto Evans-Pritchard's questions,and by the stockmarket when he usedthe concept of "labor" to explain the phenomenon
workers'conceptions of their rolesin theeconomy.The secondis of value, he made use of a category which, as used in his theory,
represented by Evans-Pritchard's systematization of Azandedoc- was not part of the vocabulary of everyday life.
trine and by economictheory. Here Winch draws the line of But, in Marx's opinion, despite the efforts of the classical
acceptability,for thethird sortof thinkingaboutsociallife, which economists, even they "remained more or less trapped in the
Marx calledspecificallyscientifictheorizing,represents a theo- world of illusion andnothingelseis possiblefrom the bour-
94 SOCIAT KNOWLTDGI IOU N D N TIONN N I) SU PL I? SII? U C TU IIT
95

geoisstandpoint;they all fell thcrefbrcurorcor lcssinto inconsis- l i l r rl r a tr anslat ion ol't hc ccononr ic cat egor ies. Just as lif e in
tencies,half-truths,and unresolvedcontradictions."5sTb go bc- Zande society required Evans-Pritchard to talk in terms of magic
yond the second level of social thought requires the posing of and witches, despite his disbelief in them, life in capitalism re-
questionsthat do not arise for the social insider. Just becausein quires that one does sell one's labor-power, or buy someone
capitalism the values of commodities are determined by "the else's, and so think of labor as a commodity. And
market," and confront the owners of the commodities as facts
limiting their choicesof action, the determinationof exchange IfI statethat coatsor boots stand in a relation to [gold] because
values appearsas the outcome of natural laws of economics. The the latter is the universal incarnation of abstract human labor,
fundamentalcategoriesof theselaws-"commodity," "value, " the absurdity of the statement is self-evident. Nevertheless,
when the producersof coatsand boots bring thesecommodities
and (for classicaleconomics)"labor"-appear to the economists
into a relation with . . . gold or silver . . as the universal
as basic properties of the social world.
equivalent,the relation betweentheir own private labor and the
collective form of societyappearsto them in exactly this absurd
Political economyhas indeedanalyzedvalue and its magni-
form.5 7
tude, howeverincompletely,and has uncoveredthe content
concealedwithin theseforms. But it hasneveronceaskedthe
questionwhy this contenthas assumedthat particularform, "Value" does not mean "socially necessary abstract labor
that is to say,why labor is expressedin value . .56 time," althoughthat, accordingto Marx's theory, is what it is.
The latter concept cannot replace the former in economic life; it
Why, that is, is labor representedin this system by price, the would have no significancethere. It is because,under the existing
exchange-valueof commodities relative to the money commod- conditions of private appropriation of the social product, the
ity? Marx's answeris to explain the categoryof value, the proper- abstract or social character of labor can have no direct form of
ty of goods measuring their mutual exchangeability,in terms of representation(as it would, for example, in a system in which
specific features of capitalist society. Social labor appears as decisions about social production were collectively made), that
value, i.e., is organizedthrough the market, (a) when labor has social labor can only be represented,as "value," in the form of
becomeradically social, in the sensethat production is carried on money.
for society at large rather than for the producer or immediate The Marxian analysis of money, as "the commodity whose
social groups; (b) while control over property remains individ- natural form is also the directly social form of realization of
ual; (c) and labor itselfis treatedas a good to be exchangedin the human labor in the abstract,"58 is not open to the objection made
market against other things. This condition requires the separa- by Winch to Weber's attempt at an "objective" description.
tion of the laboring population from the means of production, Money is defined in terms of the cultural institutions referred to
without which they cannot produce for themselves.We may dis- by the categoriesof "commodity," "price," and so on. At the
tinguish two sidesto this explanation.First, the category,"val- sametime, Marx's accountalso escapesthe alternativesposedby
ue," is explainedas the representationin this culture of a certain Winch, of cultural relativism or a priori truths of social life, by
organizationof social production. Second, this organization is explaining both what the essenceof this phenomenonis and why
explained as the outcome of a particular historical process, and it appears as it does to the natives of capitalism.
not asa consequence of some"inner natureof productionitself.'' To illustrate this, I will return to the analysisof the categoryof
While it is an explanation, such an account is not a substitute "capital," money used to make money. According to Marx,
96 SOCIAL KNOWLIDGI TOU N D AIIONAN D SU PIIISII? U C IU IIE 9 /

"c apit al is not a th i n g , a n y m o rc th a n mo n e y i sathi ng.l n capi tal , R aw nr at er ialsand t hc objcct ol'labor in gener alexist only t o
as in money, certain social relations appear as thc natural ubsorb thc work of others, and the instrumentof labor serves
properties of things in society."5e "Capital" defines things as only as a conductor, an agency, fbr this process of absorption.
. . Since work creates value only in a definite useful form,
they fit into a pattern of social action.
and since every particular useful form of work requires materi-
als and instruments with specific use-values, . . labor can
Under certain circumstances a chair with four legs and a only be drained off if capital assumesthe shapeof the meansof
velvet covering may be used as a throne. But this samechaiq a production required for the particular labor process in ques-
thing for sitting on, does not become a throne by virtue of its tion, and only in this shapecan it annex living labor. This is the
use-value.The most essentialfactor in the labor processis the reason, then, why the capitalist, the worker, and the political
worker himself, and in antiquity this worker was a s/ave. But economist, who is only capableof conceiving the labor process
this does not imply that the worker is a slave by nature . ., as a processowned by capital, all think of thephysical elements
any more than spindles and cotton are capital by nature just of the labor process as capital just because of their physical
becausethey are consumed nowadays by the wage-laborer in characteristics. That is why they are incapable of detaching
the labor process. The folly of identifying a specific socicl their physical existenceas mere elements in the labor process
relationship of productiorz with the thing-like qualities of cer- from the social characteristicsamalgamatedwith it, which is
tain articles is what strikes us most forcefully whenever we what really makes them capital. They are unable to do this
open any textbook on economics and see on the first page how becausein reality the labor process that employs the physical
the elements of the process of production, reduced to their qualities of the rneansof production . . . is identical with the
basic form, turn out to be land, capital, and labor. . . . By labor process that converts these self-same means of produc-
confusing the appropriation of the labor processby capital with ti on i nt o capit al. 6-
the labor processitself, the economiststransform the material
The sorry state of economic theory mentioned in Chapter I of
elementsof the labor processinto capital simply becausecapital
itself changes into the material elements of the labor process this essay, in combination with the most severe economic difficul-
among other things.60 ties since the thirties, has led to a crisis of economics serious
enough for the Nobel and Rockefeller foundations to invest mil-
lions in a study of the conceptual bases of economic policy,
Marx does not stop, as Winch would wish, at noting this social described by Dr Victor Urquidi as "theoretical concepts that
definition. First, Marx judges this descriptionof the economists have nothing to do with the present or looking to the future."62
as ideological, in Mackie's sense.It containsthe error of treating We may note also a rash of books and articles on the insufficien-
a social character as a natural property. Marx assimilatesthis cies of economics.However, the economistsare neither resigning
error to that of attributing an independentpower to manmade their academicand governmental posts nor being askedto do so.
idols by speakingof the "fetishism of commodities," i.e. the As onejournalist commented, "The economistshave a great deal
treatmentof the results of a stageof social developmentas ineluc- invested in their present 'scientific' approach, both intellectually
table laws to which humans can only submit. and practically-in professorships,learnedjournals, possession
Second, he explains the ideology, by showing what aspectsof of graduatestudents,positions in government and industry, hon-
capitalist social experience (as described in his own theoretical ors, up to and including the Nobel Memorial Prize in Economic
vocabulary) call for this ideological interpretation. In capitalism, Science."63 And their employers must find the thought of being
9 [J SO(-INI KN O W It t X; t I( JU N T) N IIONAN I) SU I'[R SII? U C IU I? T 9 9

withoutscicntil'icaclvicc,cottnscl.andpolicicsto spollsorcqr-rally as Evans-Pritchard: thc cxplanationof a conceptualschemethat is


rlisagrccablc. functionallyindispensable to the life of a culturedespiteits incon-
Truc thoughthis cxplanationis, thereis more to the matter than sistencies and absurdities.
this: wc must explain the material successof economic theory, The adequacy of Marx's theory of capitalist society and its
given its scientific failure. A factor that springs to mind is the forms of consciousnesscannot be a topic for the present essay.
apparent successobtained by Keynesian economics during the But it should be noted that sincethis theory aims not at interpreta-
nineteen-fifties and sixties in managing the businesscycle. But tion of capitalist culture, in the senseof a translation of capitalist
not only did this successturn to stagflationaryashesin the mouths into non-system-specificcategories,but at an explanation of the
of its pundits; more significant is the fact that throughout the continuing existenceof this social system, its adequacyis not to
heyday of deficit financing neoclassicaleconomics continued to be judged by its conformity to "the ordinary consciousnessof the
be taught and acceptedas an integral part of economic science, agentsof production themselves." Rather, the theory's strength
despite the proof of its own inadequacypresentedby the Great is to be measured, first, by its ability to explain that "ordinary
Depression,which had launchedan earlier "crisis of economic consciousness"and, second,by Marx's successin explainingand
theory." This situation, indeed, is reminiscent of nothing so predicting the developmentof a social system structured by the
much as the disinterest of the Azande in exploring and resolving categoriesof capital and wage-labor. As I have indicated, I find
the contradictions in their accountof witchcraft. "Azande do not Capital, judged in these terms, to contain the most important
perceivethe contradiction as we perceive it, becausethey have no well-confirmed theory within social science.Whatever the diffi-
theoretical interest in the subject, and those situations in which culties from which Marx's theory may prove to suffer, however,
they expresstheir beliefs in witchcraft do not force the problem they cannot be shown to derive either from neglect of the inten-
upon them," wrote Evans-Pritchard. Here, however, we see the tional character of social categoriesor from a failure to observe
over-optimism in Barden's idea that theoretical thinking has a the canons of scientific objectivity.
natural tendency to become critical: while for the economists
their subject is a theoretical one, they nonethelesshave little
interest in its methodologicalpresuppositions,given that the aca-
demic or policy advisory situations in which they expresstheir
beliefs in economics do not force such problems upon them.
Marx's theory of capitalist society, as we have seen, goes far
towards explaining this state of affairs. If economic categories
play as central a role in the definition of capitalist social relation-
shipsas witchcraft categoriesdo in the life of the Azande,it is not
hard to understandthe resistanceof this network of conceptsto
the effects of theoretical incoherenceand empirical disconfirma-
tion. What drew Marx's attention to political economy as an
object for critical analysiswas the combination of its theoretical
inadequacy and its dominion over professional intellectual and
ordinary thinking alike. He was thus faced with the sameproblem
SC - IIN ( - IAN I) SOC IIIY IOI

problctn is to bc lound in thc goal of discoveringgenerallaws of


social lil'e. These general laws turn out upon examination to be
merely the projection upon the totality of social experienceof the
categoriesof modern society. It is the inability to see what Karl
Korsch called the "historical specificity" of thesecategoriesthat
Scienceond Society has blocked even recognition of Marx's discovery of the princi-
ples regulating capitalism as a social system.
It hasbeenheld-despite his approvalof his Russianreviewer's
criticism of the idea-that Marx himself maintained a general
theory of society ("historical materialism"), of which his ac-
count of capitalism is then the application to a particular case.In
the 1859 Preface to Zur Kritik Marx affirms in the tradition of
European"universal history" that "Asiatic, ancient,feudal,and
modern bourgeois modes of production can be designated as
progressive epochs in the economic formation of society," with
bourgeois society as "the last antagonistic form of the social
I have argued in this essay that the "meaningful" character of processof production. "r This way of speakingderives from the
"social facts" does not put them beyond the reach of scientific Enlightenment's periodization of history, as preservedand trans-
explanation. On the contrary, it is the very possibility of scientific formed-aufgehoben-by Hegel. While for the Enlightenment
understandingof society that makesit important to reject many of human nature was constant throughout history, with the advance
the claims currently made to this title. The many failures of from one historical stage to another marked by the growth of
official social science are due not to an inherent resistanceto knowledge of that nature and the laws governing it, Hegel devel-
scientific inquiry on the part of social phenomena, but to the oped the Romantic idea of a progressionof the human spirit itself,
would-be scientists' failure to include their own culture in the through a seriesof civilizations, each with its own unifying prin-
domain of investigation. ciple. This view is relatedmore closely than its predecessorto the
Of course, it does not seem to them that they have done so. modern anthropologicalconceptof culture; it is even an ancestor
Economics, for instance,has explicitly sought to discover highly of Winch's view of cultures as monadlike systemsof meaning'
abstract laws applying to all social systems,just as sociologists Commensurability of cultures is fundamental to the Hegelian
have striven to unveil generalprinciples of human behavior appli- conception, however, since not only their elements but the cul-
cable to the visible spectrum of such behavior. Yet the former tures themselvesfor him have meaning as elements in the over-
discipline, to take what is generally regardedas the "queen of the arching Culture of human history as a whole. As a result, later
social sciences," remains "in the grip of the world of illusion" stagescan comprehend earlier ones; and in fact, according to
constitutedby the categoriesof everyday life. This judgement of Hegel, a culture can be scientifically (wissenschafilich)under-
Marx's has the virtue of explaining the explanatory sterility of stood only when its day is done: "The owl of Minerva spreadsits
economics and its failure as an empirical predictor and basis for wings only with the falling of the dusk."2
policy choice. Fundamentally, as we have seen, the root of the Elementsof this view have certainly been preserved in Marx's
orientation to history, as the phrase quoted above demonstrates.

ro o
I02 SOCIAL KNOWLEDGE :icttNCt nNt) socr[IY l03

At the sametime, however,Marx's view is rnarkcdby an abarr- Onc can ol' coursc. Marx continues. come to some more
donment of the teleology essentialto the Hegelian schemc. For or less general conclusions about history by comparing the
Marx the great importanceof Darwin's Origin of Specieswas that results of detailed studies of different areas and times.
it dealt the "deathblow" to teleology in the natural sciences, But an understanding of social history will never be achieved
while at the same time offering an empirical explanation of its "with the master-key of an historico-philosophical the-
"rational meaning"-i.e., explaineda teleologicalpattern as the ory whose supreme virtue consists in being supra-histori-
result of a causalmechanism.3This certainlyrepresentedMarx's cal.' '6
attitude towards teleological explanation in human history as We must conclude, then, that despite his use of Hegelian
well. He had already renouncedthe Hegelian vision in 1845, phraseologyMarx did not conceive of the series "asiatic, an-
writing that cient, feudal, and [capitalist]modesof production" as ordering
all the world's cultures in one connectedhistory. The sequence
History is nothingbut the succession of the separategenera- appcarsuniversal in characterbecausecapitalism,which devel-
tions, eachof which uses. . the productiveforceshanded oped from European feudalism, itself developedon the ruins of
down to it by all precedinggenerations, and thus,on the one "ancient" society,in becominga world systemtransformsall the
hand,continues the traditionalactivityin completelychanged social forms it overwhelms. As Marx put it in The German
circumstances and. on the other. modifies the old circum- Ideology, the more capitalism expands,breaking down the isola-
stanceswith a completelychangedactivity.This canbe specu- tion of hitherto relativelyautonomouscultures, "the more histo-
lativelydistortedsothatlaterhistoryis madethegoalof earlier ry becomesworld history."T
history . . . while what is designatedwith the words "des-
Even if we disregard the appearancesof a teleological concep-
tiny", "goal", "germ", or "idea" of earlierhistoryis noth-
tion, however, can we not identify "what deservesto be called a
ing morethanan abstractionfrom laterhistory,from theactive
theory of history, which is not a reflective construal, from a
influencewhich earlier history exerciseson later history.a
distance,of what happens,but a contribution to understandingits
inner dynamic"? That we can is the claim of G.A. Cohen in his
Thirty-odd years later, Marx wrote one of his Russiandisci- I
influential book, Karl Marx's Theory of History, in which he at-
ples to strcss that the "historical inevitability" which Capital t
I tempts to reconstruct"parts of historical materialism as a theory
ascribedto the developmentof capitalism "is expresslylimited to a
I or infant science."8 Cohen's version of the theory supposedly
the countriesof WesternEurope."s Similarly, in reply to Mikhai- I stated in the 1859 Preface, and developed in the seriesof works
lovski, who had criticizedhim for a theoryof "necessarystages" I

i constituting the critique of political economy,predicatesof histo-


in history, Marx replied that it was only his Russian critic who t
I ry "a perennial tendency to productive progress, arising out of
mustabsolutelytransformmy sketchof the genesisof capital- rationality and intelligence in the context of the inclemency of
ism in WesternEuropeinto an historical-philosophicaltheory nature." The basisof history is thus developmentof the forces of
of the generalmarch,fatallyimposedon all peoples,whatever production, as measuredby the ability to produce a surplus above
the historicalcircumstancesin which they find themselves, to current consumption. The basic situation of mankind is said to be
arriveat longlastat thiseconomicformation[socialism]which one of "scarcity," meaning that "given men's wants and the
will ensure,with thegreatestprogressof theproductivepower character of external nature, they cannot satisfy their wants un-
of sociallabor,themostintegraldevelopment of man.But I beg lessthey spendthe better part of their time and energy doing what
his pardon.This is to do me at oncetoo greathonor and too ,i
they would rather not do, engaged in labor which is not experi-
sreat shame. ,{ enced as an end in itself. " Human intellisence leadsto the devel-
l;

t:
t,
S( - i l N C I n N I) SOC l l l Y l05
IO4 SOCIAL KNOWLEDGE

opmentof technologiesincreasinglyableto mect the challcngcol' argunrcntin Cupitul tnakcsno uscol'a generalsocialtheoryof the
scarcity; human rationality in turn dictates that "when knowl- sort we have beendiscussing.We have already seenthat Marx's
edge provides the opportunity of expanding productive power general categories, as abstractions,are used not to generateex-
[people] will tend to take it." Productive forces exist and are planations for particular phenomenabut to organize the material
utilized only within one or another set of social production rela- in a comparative way. The "guiding thread" in his theoretical
tions, which therefore develop in such a way as to permit the fabric, as he makes clear in an interesting referencein Capital to
developmentof productive forces. The forces-the embodiment the Preface to Zur Kritik, is that "each particular mode of pro-
of rationality's responseto scarcity-are the primary causal ele- duction" is the foundationof "definite forms of socialconscious-
ment in history; "the property of a set of productive forces which ness."r2 For this reasona generaltheory of ideology is impossi-
explains the nature of the economic structure embracing them ble, as we saw in Chapter 4.
is their disposition to develop within a structure of that na- It is the rejection of the possibility of general theories of soci-
ture."e ety that lies behind the two-fold critique of bourgeois social
Setting aside the difficulties of the "functional" mode of ex- thought exhibited in Marx's distinction between "classical" and
planation Cohen employs, this is an extremely implausible recon- "vulgar" economists.The former were scientific in so far as they
structionof Marx's views, as well as an implausibleunderstand- sought to constructexplanationsof economic phenomenain "the
ing of history. As we have seen,Marx explicitly rejectsappealsto real internal framework of bourgeois relations of production,"
features of the human mind, including therefore its alleged ra- while the latter only "flounder around in the apparentframework
tionality, as a basis for historical explanation. At the sametime, of those relations"-apparent, that is, in "the banal and compla-
the concept of "scarcity", drawn-like the characterizationof cent notions held by the bourgeois agents of production about
work as inherently painful-from the ahistorical economicsMarx their own world, which is to them the best possibleone."r3 Here
was attacking,has no place in Marx's view. For Marx, "wants" "the forms of appearanceare reproduceddirectly and spontane-
are precisely not "given"; the "creation of new needsis the first ously, as current and usual modes of thought; the essentialrela-
historical act."r0 This "creation of needs" is itself conditioned tion must first be discoveredby science."l4 In anotherpassage
by social experience,in Marx's view; thus he held that "the key Marx invokes an analogy with physical science:a scientific anal-
to the riddle of the unchangeabilityof Asiatic societies" is sup- ysis of capitalism is possible only in terms of new theoretical
plied by "the simplicity of the productive organism in theseself- categories,not part of the system we are trying to explain, "just
sufficing communities which constantlyreproducethemselvesin as the apparent motions of the heavenly bodies are intelligible
the same form" and "on an unalterabledivision of labor."tr only to someonewho is acquaintedwith their real motions, which
Here the nature of the social relations inhibits the progress of are not perceptibleto the senses." l5 Everyone can seethat the sun
productivity, just as in capitalism the nature of society has led to rises and sets, moving around the earth; only by looking at the
its acceleration. solar system from a more abstract point of view-i.e., one that
I chose Cohen to discuss becausehis work has been highly sets the earth-eye view alongside those from other spatial posi-
praised among recent contributions to the understanding of tions-can the "essential relation"-the motion of the earth
Marx. But I believe that investigation of any other attempt to around the sun-be seen. Once we know the real motion we are
develop a general theory of history from Marx's work would lead able to explain the apparent motion of the sun around the earth.
to the same result. It would otherwise be remarkable that the Similarly, Marx argued, the origin of profit, which appears to
:;( l l N ( | n N l ) :;( x- l l l Y lo/
I06 SOCIAL KNOWLEDGF

result from the investrnentof capital, can be undcrsttxrdonly rangc ol'choiccs opcn t() social policy Inakcrs.Outsidc these
from a more abstractpoint of view that seescapitalism as one way choiccsthcrc was nothins.
of organizing an exploitative production process.
Thebelatedscientiflcdiscoverythattheproductsof labor,in so
It is to be noted that for Marx neither its lack of historical
far astheyarevalues,aremerelythematerialexpressions of the
consciousnessnor its theoretical inadequaciesdisqualified classi-
humanlaborexpended to producethem,marksan epochin the
cal economicsfrom the title of "science." Scienceis not to be but by no meansbanishes
historyof mankind'sdevelopment,
identified with correct theories only, but rather with the employ- the semblance ofobjectivity possessedby the socialcharacter-
ment of certain standardsof theory-constructionand evidencein isticsof labor.Somethingwhichis only valid for thisparticular
the explanationof some domain of phenomena.Yet a theory that form ofproduction . . appearsto thosecaughtup in the rela-
regards capitalist social relations as natural, inevitable forms tionsof commodityproduction(andthisis truebothbeforeand
"can only remain a sciencewhile the classstruggle remainslatent after the above-mentioned scientificdiscovery)to be just as
or manifestsitself only in isolatedand sporadicphenomena,"r6 ultimatelyvalid asthe fact thatthe scientificdissectionof the
since the growth of opposition to capitalism bears witness to the air into its componentpartsleft theatmosphere itselfunaltered
spiralling crisis cycle characteristicof the developedsystem,and in its physicalconfiguration.re
so to the historicallimit to its existence;any theory worthy of the
name will have to be able to explain this cycle and the implica- Justas the chemicalanalysisof the atmospheredid not alter but
tions of capitalism'sfinitude. Economicsat its best was riding to only explainedthe composition of the air, so the classicalanalysis
an inevitablefall as a result of its appeal,explicit or implicit, to of value in terms of sociallabor time did not alter the reality thus
the conceptof nature in the analysisof social institutions. described.This is of courseexactly what we should expect from a
While classicalpolitical economywas scientific, in distinction scientific analysis.However, while Marx's explanationof wfty
to vulgar economics, in explaining the phenomenaconstituting labor time appearsin the form of value also does not alter the
the economic system, the two were alike in viewing "the capital- reality explained,it doessuggestthe possibilityof suchchangein
ist order as the absoluteand ultimate form of social production, a way the classicalanalysisdoesnot. By describing"value" as a
instead of as a historically transient stage of development."rT categoryof socialbehavior,as a conceptin terms of which goods
Since capitalism does not in fact representthe emergenceto clear are deaLtwith, Marx showsthat it is not just descriptivebut also
view of social processesand institutions essential to any and constitutive of the social system. While natural properties of
every form of society,this viewpoint was bound to lead to errors goods exist independentlyof social action, a property like value
and an inability to explain fundamentalcharacteristicsof capital- that is itselfa productofsocial behaviorcan ceaseto existevenas
ism, such as the tendency toward depression and crisis. Thus it it was once brought into existence.
"classical political economy's . . . uncritical acceptanceof the l. On the one hand, Marx criticizes the portrayal of the institu-
categories[of capitalist society] led it into inextricableconfusions tions of modern society, by economists and by social theorists
and contradictions . . ., while it offered a secure base of oper- generally,as naturalgivens.He emphasizes,in contrast,not only
ations to the vulgar economistswho, in their shallowness,make it the transitory, historical characterof social structuresbut also the
a principle to worship appearancesonly."r8 fact that they are products of human activity rather than of a
By revealing the natural laws of the production and distribu- "logic of history." On the other hand, Marx describeshis own
tion of wealth political economy was supposed to clarify the work on the pattern of natural science,comparing it explicitly to
I08 SOCIAL KNOWLEDGT N( . 1 ANt ) socll lY
1, ( , ll l( ) 9

'lhis paradox 'l'lrc valuc characlcr ol'thc productsol' labor becomesfirmly


the physicists' researchinto natural processes.20
reflects, not a self-contradictionin Marx's understandingof his cstablishcdonly when they act as magnitudesof value. These
enterprise, but the nature of the object of enquiry-capitalism- magnitudes vary continually, independentlyof the will, fore-
knowledge, and actions of the exchangers.Their own move-
itself. It is a feature ofthis social systemthat the consequencesof
ment within society has for them the form of a movement made
people's continuing adherenceto the rules and institutions defin-
bythi ngs. . . . 23
ing it affect them as forces over which they have no control, and
which indeed the imaginative effort of science is necessaryto
understand. Truly, says Marx, the determination of value by It was this actual experience of a world of autonomous prices. an
social labor time "asserts itself as a regulative law of nature " historical novelty, which suggested the need for a science of this
but-quoting his fiiend Engels-"What are we to think of a law new sphere of experience, the market economy. Given the rapid
which can only assert itself through periodic crises? It is just a rise of the languageof natural scienceto its position as privileged
natural law which dependson the lack of awarenessof the people mode of discourse, reflecting both the break with the theological
who undergo it."2! As we have seen,the law would remain in ideology of the ancien rtgime and the technological needs of
effect even ifpeople did understandit: beyond understanding,the industrial capitalism, the extension of scientific thinking to the
world requires actual changing. But it would no longer appear study of society-in Hume's words, "An attempt to introduce the
natural. experimental Method of Reasoning into Moral subjects"-was
Thus Marx suggeststhat social sciencecomes into existence inevitable.
when society appears as a force (or structure) dominating the Indeed, it was first in the eighteenth century that the word
experienceof those who make it up. In particular, Marx suggests "society" took on its modern meaningas the body of institutions
that it is capitalism itself which creates the conditions for a and relationships,characterizedby special laws, in which the
science of society. It is certainly the case, despite the work of individual finds himself.
Plato, Aristotle, and Ibn Kaldun, that the social sciencesas we
know them have their origin in the seventeenthcentury. Joseph Only in the eighteenthcentury,in "civil society,"do the var-
Schumpeter attempted an explanation of this historical fact: iousforms of socialconnectedness confrontthe individualasa
meremeanstowardshis privatepurposes,asexternalnecessity.
commonsense knowledge,relative to scientific knowledge, But theepochwhichproducesthis standpoint, thatof theisolat-
goesmuchfartherin the economicfield thanit doesin almost ed individual,is alsopreciselythat of the hithertomostdevel-
any other.It is perferctlyunderstandable, therefore,that eco- opedsocial. . relations.2a
nomicquestions,howeverimportant,took muchlongerin elic-
iting specificallyscientificcuriositythandid naturalphenom-
ena.Natureharborssecretsinto which it is excitingto probe; Hence the subjectivist strain in social science,seeingthe essence
economiclife is the sum total of the most commonand most of social life in individual consciousness;hence also the problem
drab experiences.22 of explaining how the interaction of many individuals produces
results affecting eachperson as the working of an Invisible Hand,
It obviously did not occur to him that the subject-matter of and the conception of social processesas a domain of social facts.
economics-the capitalist market economy-not only was not It seems to follow from this understandingof the social sci-
banal but did not exist until the modern era. As Marx said. ences as products of capitalism that socialist revolution can be
IIO SOCIAL K NO W LEDG T 1 ;( .ttN ( .t n N t) :i ( x_ tttY ill

expectedto bring with it, along with the abolition ol'wagc labor "clcn)i.rl''
anclsoto spcak"sacrcd"lawof supplyanddcmand.
and the state,the disappearanceof the subject-matterof econom- H,vcrycon'rbination betweenemployedand unemployed dis-
ics and political science-more generally, in G.A" Cohen's turbsthe "pure" actionof this law.26
phrase, "the withering away of social science." This is already
suggestedin Marx's comparison of the mystery of commodity With the triumph of communism, furthermore, Marxian the-
relations with the absenceof economic facts in other forms of ory itself would ceaseto have meaning. In so far as the aim of this
society.Thus in medieval Europe, "precisely becauserelationsof theory is the unmasking of the social reality beneaththe appear-
personaldependenceform the given social foundation, there is no ances of capitalist society, it would have no place in a world in
need for labor and its products to assumea fantastic form differ- which "the practical relations of everyday life betweenman and
ent from their reality." In this society people neverthelessexperi- man, and man and nature,generallypresentthemselvesto him in
enced social reality ideologically, in terms of such concepts as a transparentand rational form."27 Marxian science,in other
kinship, honor, loyalty, and the divine will-"the motley feudal words, will of necessitysharethe fate of its bourgeoisantagonist.
ties that bound men to their 'natural superiors"' that capitalism This would not mean an end of scientific thinking about soci-
(as Marx put it in the CommunistManifeslo) "has ruthlesslytorn ety, but only that of bourgeois ideology and its critique. The
asunder." On the other hand, in the future socialist society as disappearance of thosephenomenarooted in the peculiaritiesof
Marx imagined it, "an associationof free men, working with the capitalismwould not bring a suddensolutionof all the mysteries
meansof productionheld in common, and expressingtheir many of social behavior: the nature of grammar and its relation to
different forms of labor power in full self-awarenessas one single spoken language, for instance, or the processesby which an
labor force," the relations of the producerswith each other, their infant becomesa human being would still remain invisible to the
labor, and its products, would again be "transparent." The gap non-scientific eye. In addition, the attempt to construct a demo-
betweenappearanceand reality filled today by economic science cratically and consciouslyregulatedsociety would require exactly
would no longer exist.25Marx believed that a tendency in this that questioningof assumptionsand procedureswhich plays an
direction was to be seeneven within capitalism,as in the course essentialrole in scientifictheorizing.To be scientifichere would
of the classstrugglethe workers discoverthe historicallylimited meanconsciouslyto attemptto placeexistingand proposedinsti-
character of the laws of economics, so that the continued effec- tutions and proceduresin the context of the past, on the one hand,
tivenessof theselaws becomesa matter of political action. and in that of the imagined and desired future, on the other. The
goal of democratic decision-makingwould require attention paid
to comparison and mediation between the variety of cultural
Thusas soonasthe workerslearnthe secretof why it happens
forms constituting societyon the world-wide and local levels. But
that the more they work, the more alien wealththey produce,
one imagines a flavor here quite different from that of today's
andthat the more the productivityof their labor increases,the
moredoestheir very functionasa meansfor thevalorizationof social science,as the aim would be explicitly not so much the
capitalbecomeprecarious; assoonas,by settingup trade discoveryof necessitiesas the expansionof the realm of choice.
unions,etc.,theytry to organizeplannedco-operation between Such a future implies a transformation in the conceptionof
the employed and the unemployed in order to obviate or to social knowledge which goes far beyond the discarding of the
weakenthe ruinous effectsof [the] natural law of capitalist illusionsof the socialpseudo-sciences. Two aspectsof this trans-
productionon their class,so soondoescapitaland its syco- formation-thc abandonmentof "value-freedom" as a scientific
phant, political economy,cry out at the infringementof the ideal, and an altcration of the idea of science itself-may be
S( - IIN C I AN D SOC ITIY
\12 SOCIAL KNO W LEDG I

discussedhere, however briefly, as they may be discerncd tn tainly thc twcnty ycars' rcncwed expansionof capitalism that
lbllowed World War II were accompaniedby a renewed faith in
trends of the presenttime, bound up with the continuing develop-
the power of scienceto understandand control the world, social
ment of the existing social system. The two are intimately con-
nected in the complex idea of "nature" and of science as the and natural-this was the age both of the atom bomb and of
"macroeconomic fine-tuning." In this context the dominance of
"objective" study of it. Basic to the concept of "nature" in-
positivist philosophy of science is not surprising. But the opti-
volved here is the idea of a "natural order," representedby a
mism of capitalism's earlier periods could not survive the century
system of laws, existing independentlyof the human observer,
of total war, and the social relativism produced in part by the loss
that it is the aim of science to discover. This is a world of
"objective" facts, as opposedto the ("subjective") conventions offaith in progressas ofthe essenceofcapitalism and in part by
and values of human invention. the apparently stable confrontation with state-run societies has
It is in accordancewith this set of conceptsthat social scienceis made possible the development of "post-modern" (if not yet
post-capitalist)philosophiesof science.30
taken to be the study of human nature, or of the nature of society,
One consequenceof this intellectual developmentwas a change
construedaSa Setof drives, instincts, innate mental structures,or
in the understandingof laws of nature. The concept of "natural
social necessities in terms of which complex systems can be
law," applied for most of its history both to the investigation of
explained. A classic version of the ideology of modern science
physical natureand the evaluativestudy of social institutions, is
imagined a unified science, in which sociology, individual psy-
of course itself a metaphor taken from social reality. The medi-
choiogy, biology, chemistry, and physics study the properties of
the same basic stuff at varying degrees of complexity. But the eval Christian picture of God as lawgiving sovereign of creation
gradually gave way to the image of God as engineer,designer of
relevant concept of nature may be shared by those, like Durk-
heim, who think in terms of irreducibly social facts. the world machine. The disappearanceof the divine rule-setter
Brun van Albada suggeststhat not just social sciencebut this from today's science has left the metaphor as designation of a
..science" itself is apartof thedevelopmentofcapitalism, form of description, or as a means to the explanation, of natural
ideaof
.'born of the presumptionof that classwhich had the illusion of phenomena.
having solved all social problems and believed it had the power to We are coming to see that just as what seemed to be social
givens are not universal, so truth need not be understood as
dominate nature as it dominated society.Thanks to the bourgeoi-
somethinggiven and waiting to be discovered,but can be con-
sie the world was now in ordeq and in good order, in harmony
struedas somethinghistorically and socially constructed,without
with the demandsof reason.It ought to run regularly, like a well-
for all that becoming arbitrary or "subjective." The concept of
designedand well-oiled mechanism."28 Van Albada continuesby
"natural order," similarly, can now be seento draw its meaning
pointing out that the shocksto the bourgeoisie's senseof cosmic
from the fact that we are able to construct theories ordering and
order and its place in it occasionedby the economic and social
upheavalsof the latter half of the nineteenthcentury were reflect- explaining our experience,just as it is only by our construction of
categoriesand theory-like systemsof thinking that our experience
ed in the displacementof the confident materialism of the eigh-
which, with- has shapeat all. We now have learned that just as on the individ-
teenth century by "a semi-idealistconception
world, could ual psychological level there is no perception without representa-
out entirely denying the existenceof the material
tion, so scientific experimentsare meaningful only in the context
assignto man only the role of powerlessand fearful observer,"2e
of sets of theoreticalconstructs.
a conception exemplified by Mach's philosophy of nature' Cer-
]1 4 SOCIAL KNO W LEDG E SC IIN C l AN D SOC ITIY II5

Science,in a word, is being perceivedmore and morc on the clcarly by E,nricoFermi's useof it in explaininghis feelingsabout
model of a product of social labor, both as a final product and as a thc atomic bombing of Hiroshima: while unfortunate from the
tool for future production, although few are as clear about this as human point of view, he explained, it was a wonderful piece of
is J.R. Ravetz in his description of scientific work as a type of physics.33The classicalformulation of this ideal for the social
"craft" exercisedon "artificially constructedobjects" (intellec- sciencesis that of Max Weber, in his addresseson science and
tual constructs)and his conclusion that "the special character of politics as vocations. For Weber the "scientific attitude" implied
achieved scientific knowledge"-its justifiable claim to truth- freedom from the evaluative stanceessentialto political activity.
"is explained by the complex social processesof selection and This attitude reproduceswithin the social sciencesthe opposition
transformationof the results of research."3r This new under- between the (naturally) given and (culturally) chosen or created
standing of the place of science in the social labor process has aspects of society, as with the difference between the laws of
been no doubt in part suggestedby the actual social position ofthe economics and policy choices evoked by the title of Arthur
scientist, far different today from that of the eighteenthor even Okun's book, Equality and Efficiency. The Big Tiade-Off.3a
the nineteenth century. In the age of "big science," involving The sameattitude appearedwithin Marxism, as exemplified by
massivestateand private investment, he can no longer be seenas Bernstein's distinction between socialism as ethical ideal and
a disinterestedand independentseekerof truth. This situation has Marxism as a scientific theory of the capitalist economy.35For
led to a change this Bernstein seemingly could claim ancestry in Marx's charac-
arti- terizationof his own viewpoint as one "from which the develop-
as radicalas that which occurred. . when independent
sanproducersweredisplacedby capital-intensive factorypro- ment of the economic formation of society is viewed as a process
ductionemployinghired labor. . . . With his lossof indepen- of natural history." Marx praised the English factory inspectors
dence, the scientistfalls into one of theseroles: either an for their freedom "from partisanship and respect of persons,"
employee,workingunderthe controlof a superior;or an indi- and observed,in anticipationof Capital's critical reception,that
vidualoutworkerfor investingagencies,existingon a succes-
sionof smallgrants;or hemaybea contractor. managing a unit In thedomainof politicaleconomy,freescientificinquirydoes
or establishment which produces researchon a large scaleby not merelymeetthe sameenemiesasin all otherdomains.The
contractwith agencies.32 peculiarnatureof the materialit dealswith summonsinto the
fray on the opposingsidethe most violent, sordidand malig-
One casualtyof this situationis the image of the scientistas an nantpassionsof the humanbreast,the Furiesof privateinter-
individual mind seekingtruth through analysisof its experienceof est.
the "external world. " The alternative is a conceptionof scientif-
ic truth not in terms of a correspondenceof mental with natural In the face of this, he welcomed "every opinion basedon scientif-
objects or structures,but as socially communicable and confirm- ic criticism."36
able knowledge. Yet Marx had no wish to pretend that his theoretical labors
This conception of sciencealso erodesthe distinction between were "value-free. " His aim was to serve what he consideredthe
science as search for truth, on the one hand, and its technical practical needsof the working classin its struggle againstcapital-
application, a non-scientific matter to be decidedby referenceto ism. But this for Marx meant not abandonmentof the claim to
values, on the other. The impossibility of sustainingthis distinc- scientific truth, but the opposite. Those who wish to control their
tion in the twentieth century was perhaps demonstrated most social (as their natural) conditions of life need to understandthe
I16 SOCIAL KNOWLEDGE SC IIN C T AN D SOC IITY II7

situationsin which they find themselvesand the possiblcchoiccs nrcans of' which pcople organize their revolutionary (or non-
of action within thesesituations.In fact, it seemsclear that Marx rcvolutionary) behavior. Like everyone, revolutionaries think
anticipatedthe picture of sciencewhich only now is gaining more about what they are doing: the theoreticians among them are
generalacceptanceas the inadequacyofthe older picture becomes those who try to explore, systematize, and explain the social
inescapable.With the supposedconflict between objectivity and interactionsthat constitutethe social statusquo and the movement
values Marx abandoned both the idea that there is an eternal against it.
socialorder to be discoveredand the scientist'sclaim to a special This attitude was reflected in Marx's conceptionof the tasksof
position of social expertise, basedon his supposedcharacterof a intellectualsin the socialistmovement. He put his writing skills at
seeker after truth, above the passionsof the laity. the service of the First International, preparing position state-
Thus by "scientific socialism," as Marx put it in reply to ments, official communications,and so forth. In addition, we
criticism by Bakunin, he meant-in opposition to "utopian so- should note the project of an Enqu?te Ouvribre, a questionnaire
cialism which seeksto foist new fantasiesupon the people"- which Marx published in the Parisian Revue Socialiste in 1880,
"the comprehensionof the social movement createdby the peo- and had reprinted and distributed to workers' groups, socialist
ple themselves. "3TThe historicalprocessMarx was interestedin, and democratic circles, "and to anyoneelse who askedfor it" in
as a socialist theoretician, would consist precisely in people's France. The text has the form of 101 questions,about working
attemptsto changethe society in which they find themselves,just conditions, wages, hours, effects of the trade cycle, and also
as that society's continuedexistenceconsistsin their continued about workers' defenseorganizations, strikes and other forms of
obeisanceto the laws of economics.Scientificwork, in leadingto struggle,and their results.Though this might be describedas the
a better understandingof society and so of the tasks involved in first sociological survey, its prefaceurges workers to reply, not to
changing it, should serve as an element of these attempts. meet the data needs of sociologists or economists, but because
"The productionof ideas,of conceptions,of consciousness," only workers can describe"with full knowledgethe evils which
Marx says in The German ldeology, they endure," just as "they, and not any providentialsaviors,can
energetically administer the remedies for the social ills from
is at first directlyinterwovenwith the materialactivityandthe which they suffer." The role which Marx intendedto take on was
materialintercourse of men,thelanguageof real life. . . . The that of the collection, organization,and transmissionof this in-
sameappliesto mentalproductionasexpressed in thelanguage
formation; thus, the results of the Enqu?tewere to be analyzedin
of thepolitics,laws,morality,religion,metaphysics of a peo-
a series of articles for the Revue and, eventually, a book.3e
ple. Men aretheproducers of theirconceptions, ideas,etc.-
The main task which Marx set himself as a revolutionary intel-
real,activemen,astheyareconditionedby a definitedevelop-
ment of their productiveforcesand of the intercoursecorre- lectual, however,was the task of theory: the elaborationof a set of
spondingto these. . Consciousness can neverbe anything concepts, at a fairly abstract level, that would permit a better
elsethanconsciousexistence, andthe existenceof menis their comprehension of the struggle between labor and capital. He
actuallife-process. 38 prefaced the French serial edition of the first volume of Capital
with an expression of pleasure, that "in this form the book
Once consciousnessis construed as the organization of human will be more accessibleto the working class-a consideration
like its opposite,can
activity, then revolutionaryconsciousness, which to me outweighseverythingelse."40The function of the-
be understoodas the systemsand quasi-systemsof conceptionsby ory was to hclp the movement as a whole clarify its problems and
IIB SOCIAL KN O W LEDG E : x. t tNCI nNt ) Soclt lY

possibilities;it did not, in Marx's vicw, placc thc thcorist in a pcrrnitting rcal progrcssin thc dircction of social knowledge. I
dominating (or "hegemonic," as the currently fashionablceu- have hoped to defbnd the powers of scientific rationality against
phemismhas it) position vis-d-visthe movement,but was rather barriers supposedly discovered through philosophical analysis.
what he had to contribute to a collective effort. But my wish is not so much for the improvement of the social
That effort, however,was to be abandoned.Capital was trans- sciencesas academicdisciplines as for the imaginative rejection
formed by the history of the Secondand Third Internationals into of the conditionsof present-daysocietyby their victims. It is this
the "Bible of the working class"-an ironic fate for the product refusal of the laws of capitalist reality which will make possible
of Marx's scientific efforts. Today,in the absenceof a working- both their understanding and their abolition.
classmovement,Marxism has becomea specializationfor intel-
lectuals,and Marx's critique of the ideologyof capitalistsociety
grist for the social-scientific mills that continue to produce that
ideology. Basic elements of Marx's approach to the analysis of
social action and consciousnesshave increasinglycome to be
adoptedby the social sciences-strikingly enough, with the great-
est successand the least resistanceat the points farthest from the
critique ofpresent-dayreality,suchasthe studyofclassicalantiq-
uity or the anthropologyof "simpler societies." But in their
inability to understand the culture that gave birth to them, the
social sciences,and in particular economics,have not advanced
since Marx's day.
Commentingon a recentbook on this stateof affairs, a review-
er noted the author's

firmly heldbeliefthatthenotoriousabsence of a universally


acceptedconceptualcore in socialscience,and of commonly
agreedstandards by which suchcore-concepts couldbe select-
ed,hasbeenengendered no
in small measure by confusionasto
the exactepistemological statusof social-scientificconcepts;
andthattheresultingdisarraycouldbe largelyrectified,if only
socialscientistswere to embracethe right philosophyof sci-
enceand recognizethe true natureof scientificconcepts.ar

Despite my own sympathy for anything suggestingthe social


utility of employment of philosophers,the weaknessof this sug-
gestion is obvious. What needsexplanation is the persistentfail-
ure, throughout the history of these "folk sciences" (as Ravetz
calls them), to embrace conceptions of society and of science
N OIES I2 ]

Arrrcrican put it, "Thcrc's a suckcrborn cvery


prol)lolcrantlsl]0wrtran.
r r r i n u( "c.

See also the works cited in Chapter 5, note 63.


4. lalling C. Koopmans, "The Constructionof EconomicKnowledge,"
pp. 528-41 in May Brodbeck (ed.), Readings in the Phibsoplry of the Social
S c i e n c e s ,pp .5 3 7 - 8 a n d 5 4 1 .
Notes 29.
5. T. B. Bottomore, Sociology, A Guide to Problems and Literature,p.

6. Bottomorc,
ibid.,p. 32.
7 . B r o d b e ck ( e d .) , p . l .
8. Maurice Natanson,"A Study in Philosophyand the Social Sciences",
p.273.
9. Ernest Nagel, The Structure of St'ient'e, p. 484.
10. Max Weber, The Theory rf Social ctnd Et'onomic Organiz.ation,p.88.
ll. K a r l M a r x, C a p i ta l , Vo l u m e l , p .9 2 .
12. Karl Marx, A Contribution to the Critique of Political Eunomy, pp.
20-21.
13. E. P. Thompson, The Poverty of Theory arul Other Es.sa-ys,
p. 6-5.
14. Marx, Capital, l, pp. 178-79. My emphasis.

2. "Subjective"ond "Objective"
L Introductory
1. F. A. Hayek, The Counter-Revolution rf Scient.e,
p.28.
l. FrederickSuppe(ed.), The Structureof ScientificTheories,p. v. 2. Ibid. , pp. 28, 29, 26.
2. RichardJ. Bernstein,TheRestructuringof Socittland PoliticctlTheory, 3. For a representative selectionof articleson methodological
individual-
p. x ii. ism, seeBrodbeck(ed,.),Readings,Chapters13-18;for a critiqueseeAlan
3. LeonardSilk, writinginTheNew YorkTimes of 27 July1983,reported Garfinkel, Forms of Explanation: Rethinkingthe Questirnsof Social Theory
(New Haven:YaleUniversityPress,l98l).
recentresearchon economicforecasting,by Victor Zarnowitzof the National
Bureauof EconomicResearch: 4. Weber,Theory,p.89.
5. Seetheeditors'introduction to H. H. GerthandC. WrightMills (eds.),
After examining the forecastsof 79 individual economistsand firms made From Mar Weber:Essaysin Sociobgy(New York: Oxford UniversityPress,
bctween the fourth quarter of 1968 and the first quarter of 1969, Mr. 1946),pp. 57- 58.
Zarnowitz found that "no single forecaster has been observed to earn a long
6. H a yek,p. 30.
rccord of superior overall accuracy, and indeed nothing in the study would
7. W eber Theor
, y,p. 93.
cncourage us to expect any individual to reach this elusive goal.
"For most of the people, most of the time," he found, "the predictive 8. H a yek,p. 31.
lcvel is spotty, but with transitory spells of relatively high accuracy," a 9. Weber,Theory,p. 101.
finding that might apply to the gambling tables at Las Vegas or Atlantic 10. S e eibid. , p. 99.
City. . . . 11. Ibid.
The economist's strategy, if he is to gain fame and higher rewards for his 12. ErnestNagel, "On the Method of Verstehenas the Sole Method of
ability to beat the standardodds, must be to capitalize on what Mr. Zarnowilz Philosophy,"p. 264.
calls the "transitory spells ofrelatively high accuracy" by taking risks in the 13. Weber,Theory,p. 97.
first place and then heavily advertising his occasionaltriumphs to keep them in 14. rbid.
public consciousness.
15. See,in particular, DonaldDavidson,"Actions,Reasons, andCauses,"
The risk-taking forecaster has the advantageof dealing with a public that
seemsto have a very good memory for forecasting successesand a very poor
Journal of PhilosophyLX:23 (7 November1963),pp. 685-700.
one for failures. This nonsymmetrical public memory appearsto be correlated 16. PeterWinch, TheIdea of ct SocialScienceand its Relationto Philos-
with general credulousness and grecd. As Phineas T. Barnum, the great oph1,,p. ll3.
17. Ibid. , pp. 123, 88.
18. Seeibid., pp. 49-50.

120
,122 N OIIl ; t 23
SOCIAL KNOWLEDGE

1 9. Ib id., p . 11 7. on AlienSociety
3. Understonding
20 . Ib id., p p. 1 09- 110.
21. Ernest H. Hutten, The ldeas of Physics,p. 3. For a detailedaccountof l . W eberTheor
, y,p. 99.
observation in physics, see Dudley Shapere, "The Concept of Observation in 2. Affred Schutz,The Phenomenology of the Social World,p. 234.
Science and Philosophy," Phibsophy of Science 49 4 (1982), pp. 485-525. 3. Winch,Idea, p. 108.
22. John Wallace, "Translation Theories and the Decipherment of Linear 4. Ibid. , p. 90.
B ," p p. ll2-3 . 5. Fritz Machlup,"If MatterCouldTalk," p. 54.
23. Weber is not a psychological behaviorist. Thus he would accept intro- 6. Winch, Idea, p. 58.
spective reports as evidence for the evaluation of motivational models. In his 7. BronislawMalinowski,TheSexualLife of Savages in North-WestMela-
view, however, except for the rare laboratory cxperiment direct psychological nesia(New York: Harcourt,Brace& Jovanovich , 1932),pp. 425-29, cited in
accessis not possible and we must construct and evaluateour models from the AlasdairMaclntyre,"The Ideaof a SocialScience,"in Alan Ryan(ed.), ?'fte
"outside." Philosophyof SocialExplanation,pp. l5-32, p. 16.
24. Wallace, op. cit., p. 123. 8. Winch, Idea.p. 89.
25. Ibid., p. 131. 9. Ibid., pp. 108-9.
26. See, for example, Jean Piaget and Barbel Inhelder, The Psychology ttf 10. Ibid. , p. 107.
the Child (New York: Basic Books, 1969), pp. 4-6. 11. E. E.Evans-Pritchard, TheoriesoJ PrimitiveReligion,p.98.
27. Clyde Kluckhohn, Culture and Behavior, pp. 25, 52. Note that 12. JackGoody,ComparativeStudiesin Kinship, p. xiii.
"learned behavior" does not have here the meaning it has in behaviorist 13. SeeWinch, Idea, p. 104.
learning theory. 14. GopafaSarana,TheMethodologyof AnthropologicalComparisons,p.
28. Kluckhohn, op. cit., p. 63. 15.
29. Alasdair Maclntyre, "A Mistake about Causality in Social Science," 15. E. E. Evans-Pritchard, "The ComparativeMethodin SocialAnthropo-
pp . 6l-62 . The non sequitur in Maclntyre's argument-lack of the concept of a logy," p. 35. The skepticismderivesfrom his sensethat socialfactsmay well
game need not spell inability to recognize rule-following-does not affect his be "so totally differentfrom thosestudiedby the inorganicand organicsci-
essentialpoint. encesthat neitherthe comparativemethodnor anyotheris likely to leadto the
30. The problem offormulating categoriesfor the observation of "subjec- formulationof generalizations comparableto the laws of thosesciences.We
tive" phenomenacan be seenin perhaps its purest form in archaeology,where haveto dealwith values,sentiments, purposes, will, reason,choice,aswell as
the human constructorsof meaning have long since vanished.For an interesting with historicalcircumstances"(p. 33).
account of the problem in this context, see Edwin Wilmsen, Lindenmeier: A 16. H ar r is,p. 41.
Pleistocene Hwting Society (New York: Harper & Row), pp. 45-58 and 17. Winch, Idea, p. ll5.
passim. r8. l bid. , p. 88.
31. Barry Barnes, ScientiJicKnowledge and Sociological Theorl'-,pp. 66' 19. E.E. Evans-Pritchard,Witchcrafi, Oracles, and Magic among the
A zande,p. 224.
32. Winch , Idea, p. 84. 20. Ibid. , p. 229.
33. Ibid., p. 87. 21. Cited in PeterWinch, "Understanding a PrimitiveSociety,"p. 80.
34. Marvin Harris, Cultural Materialism: The Struggle for a Science of 22. Ibid. , p. 82.
Culture, p. 32. Harris's use of the emicietic distinction is a subjectof debate 23. Evans-Pritchard, Witchcrafi,p. 11.
among anthropologists;see Anthony F. C. Wallace's review of Cultural Mate- 24. Ibid., p. 126.
rialism in American Anthropologist 822 (1980), pp. 423-26, and especially 25. Ibid. , p. 18.
Lawrence E. Fisher and Oswald Werner, "Explaining Explanation: Tension in 26. Winch, "Understanding,"pp. 78-9.
American Anthropology," Journal of Anthropological Research 34:2, pp. 21. Ibid. , p. 93.
194-218. The position taken in this paper is much closer to my own than is that 28. Winch, Idea, p. 123.
of Harris. However, the passageI quote here from Harris does not commit the 29. Winch, "Understanding,"p. 82.
faults againstwhich Fisher and Werner argue; since Cultural Materialism was 30. Evans-Pritchard, Witchcrajl,p. 25.
published after their article, perhaps this indicates a responsive change in 3r. Ibid. , pp. 22- 3.
Harris's position. I am grateful for these referencesto Kenneth M. Kensinger, 32. Ib id. , p. 199.
of Bennington College. 33. Ibid. , p. 31.
35. Harris, op.cit., pp. 34-35.
N o IIS 125
124 SOCIAL KNOWLEDGE

34. Ibid., pp. 25-6. lO. lltid.


35. Winch, "Understanding,"p. 82. l l . Ib id. , p. t Jl; scealsoRuddick,p. 43.
36. Evans-Pritchard, Witchcrafi, p. 244. 12. Winch,"Under st anding,pp. " 8l- 2.
37. Winch, "Understanding,"p. 95. 13. SeeLudwig Wittgenstein,PhilosophicalInvestigations,section265.
38. SaraRuddick,"ExtremeRelativism,"pp. 317-8' 14. GarretBarden,"Method and Meaning,"p. 128.
39. Winch, "Understanding,"p. 99. 15. Evans-Pritchard, Witchcraft,pp. 3l-2.
40. Ibid., p. 102. 16. Ibid., p. 4.
4 r . I bid. , p. 10 3 . 17. B a r den,p. l12.
42. Ibid., pp. 104-5. 18. Evans-Pritchard, Witchcraft,p. 229.
43. Ibid. 19. Evans-Pritchard, Theories,p. 91. It mustbe saidthatEvans-Pritchard's
44. Ibid., p. 107. definitionsof "mystical," "commonsense,"and "scientific" notionsare not
45. An effectiveWinchiancritiqueof just suchan attemptto universalize unproblematic. The first, for example,aredefinedas "patternsof thoughtthat
the conceptof "kinship" can be found in Ruddick,pp. 42 ff. It is hardto see attributeto phenomena super-sensible qualitieswhich,or partof which,arenot
why suchan argumentas shegivesherewouldn'tapplyequallyto attemptsat derivedfrom observationor cannotbe logically inferredfrom it, and which
theydo not possess' ' (Witchcrafi, p. 229). Givenwhatwe know aboutthe role
generalizingcategorieslike "birth," etc.
46. SeeEvans-Pritchard, Witchuail, p. 53. of unobservables in science,and the far from straightforwardconnectionof
47. In Evans-Pritchard's words, "For if the Azandecannotenunciatea scientificconcept-formation with observation, thisdefinitionwouldmakeit no
theoryof causationin terms acceptable in an
to us, they describehappenings easytask to discriminatebetweenmysticalnotionsand scientificerrors.
idiom that is explanatory. Theyare awarethat it is particularcircumstancesof 20. Evans-Pritchard, Witchcra.ft , p. 23.
eventsin their relationto man, their harmfulnessto a particularperson,that 21. Barden,p. I 16. To anticipate,compareMarx on the relationof social
constitutesevidenceof witchcraft." Witchcrafi,p. 24. theoryto socialpractice:"Reflectionon the forms of humanlife, hencealso
scientificanalysisoftheseforms, takesa coursedirectlyoppositeto their real
development. Reflectionbeginspostfestum, andthereforewith the resultsof
ond Explonotion
4. Understonding the processof developmentreadyto hand" (Capital, Vol. I, p. 168).
22. Barden,p. ll7.
23. Barnes,p. 43; seeWinch, "Understanding,"p. 89.
l. Winch, Idea, p. 107. 24. Evans-Pritchard, Witchcraft,pp. 202-4.
2. P.K. Feyerabend, "Explanation,Reduction, andEmpiricism,"p. 68. 25. Bar den,p. 126.
3. I bid. , p. 81 . 26. I.L. Mackie,"IdeologicalExplanation,"p. 184.
4. Ibid., p. 59. For theexampleof "force" in AristotelianandNewtonian 27. Evans-Pritchard, Witchcrafi, p. 9.
physics,seep. 57 and p. 89. 28. MalcolmD. Mcleod, "OraclesandAccusations amongtheAzande,"
5. I bid. , p. 83 . pp. 170, 176; the point had alreadybeen made by Evans-Pritchard:"The
6. This is thesituationpicturedby theSeligmans in theirstudyof thetribes poisonoracleis a maleprerogativeand is one of the principalmechanisms of
of theSudan:on thesubjectof magic,' 'theblackmanandthewhiteregardeach male control and an expressionof sex antagonism"(Witchcrail,p. 130).
otherwith amazement: eachconsiders thebehaviorof theotherincomprehensi- 29. Evans-Pritchard, Witchcrail,p. 18.
ble, totally unrelatedto everydayexperience,and entirely disregardingthe
knownlawsof causeandeffect." C.G. andB.Z. Seligman,PaganTribesof the it' 30. Ibid. , p. 25.
31. Mackie,p. 187.
Nilotic Sudan(London:Routledge,1932),p.25,citedin StevenLukes,"Some 32. Ibid. . pp. 193- 4.
ProblemsaboutRationality, " pp. 194-213in BryanWilson (ed.),Rationality, 33. Ibid., p. 194.
p . 198. 34. Winch,Idea, p. 123.
7. Winch, "Understanding,"pp. 8l-2. The last two assertions
sentence
in this
are highlydisputable.AlasdairMaclntyrehasarguedthe contraryof
li
I
35. Ibid. , p. 107.
36. Maclntyre,"Is Understanding ReligionCompatiblewith Believing?"
the first on lines similar to thoseof my argumenthere, in "Is Understanding I pp. 67-8 .
ReligionCompatiblewith Believing?";RobinHorton hasdisputedthe second 37. SeeErnestGellner,"Conceptsand Society," p. 43.
in "African TraditionalThoughtandWesternScience,"pp. 131-171in Wil- 38. Gellner,pp. 44-5.
son( ed. ) . 39. Ibid. , p. 45.
8. Winch, "Understanding,"p. 83. 40. Ibid., p. 24.
9. Winch, "Understanding,"p. 82. 41. Wallace,pp. 126-7.
N OIIS l2/
126 SOCIAL KNOWLEDGT

ond Superstructure 2.1.K arlM alx. "Rcsult sol t hclr r r r r r ct liat ol'Pr oduct ion,p.
Prcoccss " 982.
5. Foundotion 2-5.Marx, Grundrisst,, p. 102.
26. Marx, Capital,VolumeI, p. 290 (my emphasis).
2'7. Ibid., p. 284.
l. stuart Clark, "Inversion, Misrule, and the Meaning of Witchcraft," 28. Marx, Grundrisse, p.92.
p. 12 7. 29. Marx, Capital, VolumeI, p. 290.
2. Ib id.. p p. t2 6- 1. 30. Mar x, "Result s, "p. 991.
3 . Ib id., p . 9 8. 31. Marx, Capilal,VolumeII, p. 120.
4. Martin Hollis, "Reason and Ritual," p. 38' 32. Ibid., p. 303. SeeCapital,VolumeI, p. 909.
5. Cliffbrd Geertz, "Ideology as a Cultural System," p. 56. 33. SeePaul Mattick, Jr., "Some Aspectsof the Value-PriceProblem"
6. Maurice Mandelbaum, "Functionalism in Social Anthropology," tr"r"*irt ,i-i,triirii (C"ni"rsde I'ISMEA, SerieS) l5:6,7 (1981), pp.lz5-
p. 324. To my taste, Mandelbaum's phrase suggestsan unwarranted attach- 781.
ment to the covering-law model of scientific explanation. His point can 34. Marx, Capital,VolumeI, p. 178.
be extended, however, since functionalist generalizations also permit no 35. Marx, "Results," p. 998-99.
theoretically warranted consequenceswith respectto specific cultural phenom- 36. Marx, Grundrisse,p. 104.
ena. 37. S.F. Nadel, ZfteFoundationsof SocialAnthropology,p. 5.
7. Karl Marx, Capital, Volume l, p- 494. 38. Machlup,"If MatterCouldTalk," p.297.
8. Karl Marx and Friedrich Engels, The German ldeology, p. 36' 39. Ibid., p. 300.
9. Marx, Contribution, PP. 20-1' 40. The distinctionis apparentlyclear at leastto Martian academics,as
10 . Ibid ., p . 20 . witnessan editorial,entitled"The Martian's View," from the International
ll . Ibid . , p . 21 . Herald Tribuneof 5 February1982:
t2. Ibid.
f 3. Karl Marx, Capital, Volume III, p. 117. The man from Mars dropped into Earth orbit, just in time. He had heard
that the first Reagan budget was about to appear. What, he asked, was the
t4. Ibid., p. 969.
focus of public attention? . . . The Martian wanted to know whether the
1 5. Ib id., p. 9 56 .
[national deficitl number turned out to be accurate. We laughed, and ex-
t6 . Ib id., p. 9 69 . plained that everyone knew it would be pretty fake from the beginning. . . .
17. Karl Marx, Grundrisse. Foundatittnsof the Critique of Political Econo- "If everybody knew the number was bent," the man from Mars asked,
llr,1'(Rough Draft), p. 511. "why did the president go to such lengths to produce it?" He kept asking
'
18. Ibi(t., p. 85; see Evans-Pritchardon anthropological"laws": "Such questions like that. You could tell he was from Mars.
generalization.s,supported by a few selectedillustrations, are either so general "It makes people feel better," we patiently explained. "That's why Mr.
as to be devoid of significanceor, where more precisely formulated, rest on too Reaganis going to struggle so hard . . . to keep his deficit figures under $ 100
slendcr a base of evidence and fail to take into account negative evidences ... billion. It's a matter of paying respect to the proprieties, like the medicine
The more the universality claimed, not only the more tenuous does the causal man doing the rain dance.
If the budget office puts out a fairly reliable set of numbers, the Martian
interpretation become but the more it losesalso its sociological content" (''The
asked, why does the president put out different ones?
Comparative Method in Social Anthropology"' pp.24-5)- "That's polilics, " we said, "which would hardly interest a serious econo-
19. Max Weber, The Methodology of the Social Sciences,p. 90. In Weber's mi st l i ke y ou."
own opinion, "all specifically Marxian 'laws' and developmentalconstructs- "l'm not an economist," the Martian indignantly exclaimed. "I'm an
insofar as they are theoretically sound-are ideal types," heuristically valuable anthropologist. I'm writing a book on the tribal habits ofthe smaller planets."
but "pernicious" "as soon as they are thought of as empirically valid or real"
(ihid., p. 103). "O n t he Wor d 'Cast e', "pp. 23l- 2.
41. JufianPit t - River s,
20. Ibid., p. 106. It should be noted that weber takes this instrumentalist 42. Eric Wolf's positionis typical:"The anthropologist's studyof complex
position with respect to all "precise" concepts. societiesreceivesits majorjustificationfrom thefact thatsuchsocietiesarenot
21. See Leszek Nowak, "Weber's Ideal Types and Marx's Abstraction," aswell organizedandtightly knit astheir spokesmen wouldon occasionlike to
Neue Hefie fur Phibsophie 13: Marx' Methodologie (Gottingen: Vandenhoek makepeoplebelieve.. . . [The] formal frameworkof economicand political
& Ruprecht, 1978), pp. 8l-91; for the relationshipbetween conceptsand power existsalongsideor intermingledwith variousother kinds of informal
h.istory in Marx, see Otto Morf , Geschichte und Dialektik in der politischen structurewhich are interstitial,supplementary, parallelto it. . . . The anthro-
bkonomie (Frankfurt am Main: Europaische Verlagsanstalt' 1970). pologisthas a professionallicenseto study such . structuresin complex
22. Marx, Grundrisse, P. 100. societyand to exposetheir relationshipto the major strategic,overarching
23 . Ibid .. p. l0 l. institutions"("Kinship, Friendship,and Patron-ClientRelationsin Complex
I2B SOCIAL KNOWLEDGE N OITS t29

Societies," pp. l-22 in Michael Banton (ed.),'l-he Sociul Atthrttpttlttgyttf' 60. Ibid., pp. 997 {t.
Complex Societies, New York: Praeger, 1966). "Professional liccnscs" are 61. Ibid. , pp. 10078.
clearly parcelled out by reference to academic fields, rather than by the nature 62. "EconomicTheoriesFaceTest." New YorkTimes.2l June1983.
of social subject matter; anthropology's claim to some bits of modern social 63. Leonard Silk, "Economic Scene," New York Times,S July 1983.
reality are necessitatedby the disappearanceof the "simpler" societies that CompareLesterThurow'sarticle, "It's AI1TooEasyto Be a Critic," ibid., 19
were its original preserve. On a more conceptual level, what we see here is the June1983.
projection onto modern societyofcategories evolved (within that society) in the Among the most importantcriticismsof economictheoryfrom within the
study of "simpler" ones, just as economic anthropologistsattemptedto exam- profession,seeSidney Schoeffler,The Failures of Economics.A Diagnostic
ine "primitive" economies with the categories of marginal utility theory. Study(Cambridge:CambridgeUniversityPress,1955);OskarMorgenstern,
43. Marx, Capital, Volume I, p. 163. On the Accuracyof EconomicObservations (Princeton:PrincetonUniversity
44. Ibid., pp. 168-9. Press, 1963) and "Thirteen Critical Points in ContemporaryEconomic
45. Pitt-Rivers, p. 250. Theory," pp. 1163-l189 in Journal of EconomicLiteraturel0:4 (December
46. "[B]ourgeois economics arrived at an understandingoffeudal, ancient, 1972);BenjaminWard, Wat Is Wrong with Economics?(New York: Basic
oriental economies only after the self-criticism of bourgeois society had be- Books, 1972);Guy Routh, TfteOrigin of Economicldeas (White Plains:Inter-
gun" (Marx, Grundrisse, p. 106). "The owl of Minerva spreadsits wings only nationalArts and SciencesPress,1975);E. Ray Canterberyand R. J. Burk-
with the falling of the dusk." hardt,"Economics:The Embarrassed Science,"NationalScienceFoundation
47. Marx, Contribution, pp.60-1. EVISTResearch Report,1979;andAlfred S. Eichner(ed.), Wy EconomicsIs
48. Marx, Capital, Volume I, p. 101. Not Yeta Scienc'e (Armonk,NY: M. E. Sharpe,1983).
49. Marx, Grundrisse, p. 86.
50. Marx, Theories of Surplus Value, Part I, p. 276. 6. Scienceond Society
5l . Winch, Idea, p. ll5.
52 . Ibid .. p p. ll7- 8. l . Ma r x, Cont r ibut ion,p. 21 .
53. Marx, Capital, Volume III, p. 956. 2. G.W.F.Hegel,Phiktsophyof Right (trans.T.M. Knox, Oxford: OUB
54. Marx, Theories of Surplus Value, Part II, p. 165. 1952),p. 13. Ehud Sprinzakhasobservedthat this belief of Hegel'swas the
55. Marx, Capital, Volume III, p. 969. ancestorof Marx's argument"that an insightfulview of societyin history is
56. Marx, Capital, Volume l, pp. 173-74. bestto be gainedonly in retrospect.Classicalpoliticaleconomy,accordingto
57. Ibid., p. 169. Compare Evans-Pritchard's remarks in Witchcraft, this conception,can very well understandall the . . stagesof history that
p. 15l: "It is difficult for us to understandhow poison, rubbing-board,ter- anticipatedits own, by virtue of its inclusivecategories,"suchas thoseof
mites, and three sticks can be merely things and insectsand yet hear what is said labor,economy,etc. This explainsMarx's unwillingnessto write "recipesfor
to them and foreseethe future and reveal the presentand the past, but when used the cook-shops of the future": in Sprinzak'swords,"Marx's objectiveknowl-
in ritual situations they ceaseto be mere things and mere insects and become edgecould not be extendedto the socialistfutureage,but had to limit itselfto
mythical agents." This is of course a prime example of the phenomenon of the critiqueof bourgeois society.. ."(8. Sprinzak,"Marx's HistoricalCon-
fetishism, of which Marx believed the power of gold to incarnate human labor ceptionof Ideologyand Science,"pp. 409,410). This is why "scientific
was another. socialism" could not be a scienceof the future societybut only a critical
58. Marx Capital, Volume I, p.241 . understanding of the presentday movementto establishone.
59. Marx, "Results," p. 1005;seep. 1003: "Man can only live by produc- 3. Marx to Lassalle,16 January1861,in Marx and Engels,Selected
ing his own means of subsistence,and he can produce these only if he is in Corresytndencc,p. 151.
possessionof the meansof production, of the material conditions of labor. It is 4. Marx and Engels,Germanldeology,p. 50.
obvious from the very outset that the worker who is denuded of the means of 5. Marx to VcraZasulich,8 March 1881,in Marx andEngels,Selected
production is thereby deprived of the meansof subsistence,just as, conversely, Corrasytrulcnce, p. 412.
a man deprived of the meansof subsistenceis in no position to create the means 6. Marx to the editorialboardof the Otechestvennye zapiski,November
of production. Thus even in the first process, what stamps money or commod- 1871,in M. Rubel(ed.),Marx Oeuvres,vol.2, p. 1555;and seeM. Rubel
ities as capital from the outset, even before they have really been transformed (ed.), Marx/Engels:Die russischeKommune.Kritik einesMythos(Munich:
into capital, is neither their money nature nor their commodity nature, nor the Carl Hanscr.197211, pp. 49ff.
material use-valueof thesecommodities as meansof production or subsistence, 7. Marx and Engels,Germanldeology,p. 51.
but the circumstance that this money and this commodity, these means of 8. G.A. C<rhen, Karl Marx's Theoryof History,p.27.
production and these means of subsistenceconfront labor-poweq stripped of all 9. C ohcn,op. r 'it . , pp. 155, 152, 153,161.
material wealth, as autonomous powers, personified in their owners." 10. Marx and Engels,Germanldeology,p. 42. This is the basisfor two
I3O SOCIAL KNOWLEDGE N Oi l S l3l

importantpointsmadeby Marx in his critiqueof politicalcconorny. First,hc r n c r r u r i r so l ato n r i c p h ysi ci sts,a s w cl l a s b y th c co n ti n u cd w o r k o t'so n te
attackedthe biologicalsubsistence conception of wages;in contraclistinction hunclredthousanclscientistson weapons research. In the words ofJacob Bron-
both to the classicaleconomistsand to early socialistslike Lasalle,for Marx crwski. in his book Sciencearul Human Valueslsicl, "science has nothing to be
"the numberandextentof [theworker's]so-callednecessary requirements, as ashamedof even in the ruins of Nagasaki. The shame is theirs who appeal to
alsothe mannerin whichtheyare satisfied,arethemselves productsof history other than the human imaginative values that science has evolved" (London:
. . ." (Capital,Vol. I, p.275). Second, he insistedagainstMalthus(and,after Hutchinson, 1961,p. 83, cited in Ravetz,op. cit., p. 65 n' 41)-values which,
him, thegeneralityof economists) thatit is incorrectto speakof a naturallaw of it need hardly be pointed out, did nothing to prevent the bomb-designersfrom
population;he insistedthateveryform of societyhasits own lawof population. proceeding with their work.
^
11. Marx, Capital,Vol. I, pp. 479,478. SeealsoLawrenceKrader,Marx's 34. A.M. Okun, Equality and Efficiency. The Big Tradeoff(Washington:
EthnologicalNotebooksand The Asiatic Mode of Production (both strikingly The Brookings Institution, 1975)'
missingfrom Cohen'sbibliography,which showslittle sign of acquaintance 35. SeeEduard Bernstein, wie ist wissenschalilicherSoz.ialismusmbglich?
with the marxologicalliterature). (Berlin: SozialistischeMonatshefte, 1901). Bernstein shared Max Weber's
12. Marx, Capital,Vol. I, pp. 175-6,n.35. Seealsoibid., p.273 f . neo-Kantianism. Not too much should be made of this, however, fbr our
13. Ibid., pp. 174-5,n. 34. purposes here, as this philosophical orientation, like Kant's itself, was only a
14. Ibid., p. 682. particular manifestation of a general cultural attitude.
15. Ibid. , p. 433. 3 6 . M a r x, C a p i ta l , Vo l . I, PP.9 1 ,9 2 ,9 3 .
1 6. I bid. , p. 96. 37. Marx. Notes on Bakunin, in Marx and Engels, Werke,Yol' 18' pp'
t7. Ibid. 597-642; translation quoted from Richard N. Hunt, The Political ldeas of
t8. Ibid., p. 679. Marx and Engels (Pittiburgh: University of Pittsburgh Press, 1914), p' 326'
19. Ibid., p. 167. 38. Marx and Engels, German ldeobgy, pp. 13-14'
2 0 . S eeibid. , p. 90 . 39. T. Bottomore and M. Rubel (eds.), Karl Marx: Selected Writings in
2 1. I bid. , p. 168n . SociologyemclSocial Philosophy (Harmondsworth: Penguin, 1963)' pp' 210-
22. J.A. Schumpeter, History of EconomicAnalysis(New York: Oxford 11.
UniversityPress,1954),p. 53. 40. Marx, Capital, Vol. I, P. 104.
23. Ibid. , p. t67 . 41 . Zygmunt Bauman, review of William Outhwaite, Concept Formation
24. Marx, Grundrisse. Seethe articleon "Society", pp.243-47 in R. in Sociat-siience(London: Routledge and Kegan Paul, 1983). inTimes Literary
Williams, Keywords(New York: Oxford UniversityPress,1976). Supplement4,118 (29 April 1983)' p. 441.
25. Marx, Capital,Vol. I, pp. 170, lll.
26. Ibid., pp.793-4. Marx goeson to pointout that the bourgeoisie are
quitehappyto violatethe "sacred" law of supplyand demandthemselves, rn
the caseof labor shortages.
2 1. I bid. , p. 173.
28. Brun van Albada,"Sciencesde la Natureet Soci6t6."
29. Ibid.
30. The phraseis borrowedfrom StephenToulmin'sarticle, "The Con-
strual of Reality: Criticism in Modern and PostmodernScience" (Critical
Inquiry9:l (1982),pp. 93-l I l), expressing a viewon therelationofnaturalto
socialsciencesomewhat similarto my own.
31. J.R. Ravetz,ScientificKnowledgeand its SocialProblems,p.72.
32. Ibid., p. 44.Ravetzquotesthe SovietphysicistKapitsa:
The year that Rutherford died (1938) there disappearedforever the happy
days offree scientific work which gave us such delight in our youth. Science
has lost her freedom. Sciencehas become a productive force. She has become
rich but she has become enslaved and part ofher is veiled in secrecy.I do not
know whether Rutherford would continue nowadays to joke and laugh as he
used to do (ibid., p. 32).

33. That such attitudes were hardlv Deculiar to Fermi is shown bv other
w ( ) t? KS( _ i l i l ) t3 3

l i c y c n r b c r r tl ,I) .K. "l r xp l l r tl ti o tt. I{ctl u cti o tt,l r td l Jl l p i r i ci sttr ," i n H e r b e r t


ticigl arrrlGrovcr Maxwell (cds.) Mlrurcsotu Sttrtlicsin the Phiktsophl'ttJ
5 <i t , r r tr ,.Vr l . l l l , M i n n ca p o l i s: U n i ve r si tyo f M i n n e so taPr e ss, 1 9 6 2 , p p .
28 9'7.
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971..r 00, r o5l, 108,I l0J. Koopman.T., 4
cnri c/ctic, 28, 31. 6l Ku h n , T. S., 5 0 . 5 2
, 5. 75, 90, l0l
IJrrl i ght cnr ncnt
Irvi rrrs E. 8. , vii, 36, 387f,
[' rit char d, l a b o r ,8 0 f,,8 3 f.,9 4
5tl l l a n g u a g e .l q . 2 . .1 3 .- 1 9 .5 1 . 5 5 . 6 5 /:
I3 6 INDEX

Machlu p,F., 3 2, 86 r at ionalit y'1 . l . 5 1 . 5 : 1 / . .l 0 '1


Maclntyre,A.,2 6, 66 r c alit y .- 19.4 l l J . 5 1 1 . .5 4
Mackie, I. L .,60 ff. r elat iv is ni.1 2 . 5 2 . t 1 .6. t l . l 1 3
Ma cle od , M. D., 62 Ric ar do,D. , 6 E . 7 7 . 9 0
Ma rx,K.,\J:f.,74 ff . , gof f .
"scientism", 8, I 15
conceptof abstraction,'l'UJ.,89
r it ual, 35, 38 , 4 0 , 4 3 , 4 7
rules, 191, 33J., 31 Aboutthe Author
as anthropologist, Slff. sociallaws, 5, 16, 78, 86, 901., l00l.
theory of society 10lfl 1 0 8 ,I t2
as socialisfin telle c t ual,1l6f Sm it h,A. , 90 , 9 3
conceptof ideology,36, 60, 83
mental/physical,15, 22ff.
80,e2,e5
money,20, , es
lll,,fill, ,";,P;ilr,.68f
N agcl. E., v. 7 , 1 7
naturallaw, 5, 43, lI2J'. value'95' 10ffi
value-freedom, 6, lll, 1l4JI.
verstehen'1 l'7
observarion,21fr'.,32J. '

Pareto,V., 20, 3411. . 41J.. 83 Wallace,J., 2Jl., 69 Paul Mattick, Jr. studied philosophyat Haverford College and
philosop hy,38 ,54 ,l18 W eber ,M . , ' 7 , 1 3 . f f . , - 1 0 / ' 7 8 ' 9 l ' l 1 5 receiveda Ph.D. from Harvard University.He has taughtphilos-
P iag et,J.,21 , 2 4 W i n c h ,P ., tg.l J' ..3U 1., 83,9U .
50.ff.. ophy and socialtheoryat a numberof institutions,and since 1981
P itt-Rivers,J., 8 7, 89 95
has been on the faculty at BenningtonCollege. He is currently
production,'l'ry.,19Jf. n, 19.38. 54
Wi ttg e n s tciL..
also Associate ResearchScholar at the Center for the Social
Sciencesat Columbia University. He has publishedarticles and
reviews in a number of iournals; this is his first book.

tJt

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