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Wagners Lexical Tonality
Wagners Lexical Tonality
Wagners Lexical Tonality
BY Jo n a t h a n Ch r i s t i a n Pe t t y
Wa g n e r ’s Le x i c a l To n a l it y
Mu«jc Library
V ThaMew School
T iaOW®st85thSt
WgwYocfe, NY 10024
P3^
TOoS
ML410.W19P38 2005
782.r092-dc22
2005052077
A CIP catalog record for this book is available from the British Library.
CHAPTER On e
An Overview of Wagner’s Lexical Theory and Practice
I. Tonal Language [TL] Lexicality...............................
n. On Disregarding Wagner on Wagner......................i" ..1
17
CHAPTER Two
The Syntactical Sorcerer
l. Rules? What Rules?...............................
45
II. Sonorous Surface, Syntax, Semantics..................
m. Wagner Never Heard of Schenker........... . .50
IV. The “House-Laws of Affinity”............................. 61
V. A Summary ofWagner’sCategorial Tonal Syntax.... 74
87
Ch a pt e r Th r e e
The Cognitive Stmcture of TL Lexemes
I. The Virtual Intelligible Object...................................
,.91
n. The “House-Laws of Affinity” (yes, again)...............
in. Metaphoric Entailments in Natural Language............ 104
115
rV. Building a Tonal Household...................................'
138
Ch a pt e r Fo u r
Lexicon is Culture
I. Rebutting Humpty Dumpty..............................
n. Lexemes, Key Characteristics, and Public .155
Cultural Properties..........................................
in. A Sound of Many Waters............................ 158
164
rV. There and Back Again: God, Barbarossa, Bonaparte,
Siegfiied—and God.........................................
V. Heroes, Dead in the Water......................... . . . 168
VI. Gendering the Keys............................................ ....... 176
Vn. Chaos, Gynophobia, and Revolution, or. 180
That Old “C Minor Mood”..................................
Vm. Waters Above, Waters Below..................................... 190
197
Ch a pt e r FIVE
The Lexical Loge
I. Key Characteristics and Expressive Shift Theory........
n. Shifty God vs. “Expressive Shift”................................ 203
ni. Loge, Meet Hermes........................................ 211
IV. The Prevaricating Patron of Purity............ . . . . . . . . . . . . . . . . . 228
V. The Outer Limits of the Musical World........... 238
245
CHAPTER Si x
A Short Introduction to Tonal Cartography
I. Orientational Metaphors and Humpty Dumpty Horoscopes.251
n. Lexemes of Humiliation, Coordinates of Contempt..............265
in. A Tonal Mappa Mundi..........................................................270
IV. The Dodecahedron and Wagner’s “True Earth”.................. 296
APPENDIX ONE
A. A Table of Linear Lexemes: Das Rheingold.................... ;...449
B. A Table of Linear Lexemes: Die Walkure........................... 463
C. A Table of Linear Lexemes: Siegfried................................. 485
D. A Table of Linear Lexemes: Die Gotterdammerung........... 513
APPENDIX Two
A Lexicon of Poetic Key Associations in Der Ring
des Nibelungen....................................................................547
APPENDIX THREE
Miscellaneous Percepts, Methods, and Problems in the
Compilation of the Lexicon................................................ 569
MUSICAL Ex a m pl es
1.1. An example of [C=LIGHT] {Das Rheingold, scene ii).............. 4
1.2. An example of [C=LIGHT] {Die Walkure, Act I)...................... 6
1.3. An example of [C=LIGHT] {Siegfried, Act I)............................ 8
1.4. An example of [C=LIGHT] {Gotterdammerung, Act I).............10
1.5. An example of [C=LIGHT] {Parsifal, Act I)............................12
1.6. Tristan und Isolde Prelude..................................................... 29
1.7. An example of eighteenth-century “directionality”................. 33
1. 8 . A pair of bright, shining C Major eyes.................. 35
1.9. Wotan giving Siegfried the Eye...............36
1.10. ^ enraptured gaze and a resplendent object...... ZZZZ....3S
2 . 1. “Ich hab’ mein Sach’ Gott heimgestellt” (Pachelbel)...........52
2 .2. ‘|Ich hab’ mein Sach’ Gott heimgestellt” (with anchoviesZ.. 53
2.3. rieimgestellt again, by the sound of it..................... 54
2.4. Siegfried stokes the bellows................................ ............55
2.5. Nom “Chords” without syntax............................ ........... 55
2 .6 . Nom “Chords” with syntax...........................,...................... 55
2.7. Nom “Chords” with different syntax....................................57
2 .8 . The women cry out, and Gunther feels shamed....... !!Z..."Z58
2.9. Gotterdammerung Vorspiel............................... g2
2.10. The Second and Third Noms (G minor and E k minor)........63
2.11. Beethoven s Symphony No. 1 (1800), opening bars..... 65
2.12. Garden variety Nomish syntax......................................... gp
2.13. A bad drink.............................. ................... ....................
2.14. Annunciation of Death.............................. . .....................76
2.15. Amfortas can’t take it anymore............................... ..... yg
2.16. “Treue Gott, ich muss dir klagen” (Pachelbel)...........Z......81
2.17. Amfortas petitions the court for euthanasia......................... 83
2.18. Parsifal closing Amfortas’ wound........................................gg
3.1. Wotan spying out Mime.................................. 109
3.2. Wannabe heroes trying to cook the part..'......... ................... 113
3.3. Wotan speaks loudly and carries his big stick..................... 133
8 . 1. Kundry’s scorpion tail-like motif........................... 388
8.2. Parsifal crowned as king of serpents.................................. 401
8.3. Parsifal returns the Lance of Longinus to the Grail.... 403
8.4. Parsifal reveals the Lance to the Grail Knights......... . 404
8.5. The undead daddy swallovring poor Amfortas alive....... 421
8.6 . Amfortas prays for purity to Titurel in heaven............... 434
8.7. Parsifal on his penitential knees, eternally cadencing.........
in C)t minor..............................................
Al. Alberich, waiting................................................. jgj
A2. Hagen, waiting...................................... 582
A3. Unforced modulations.......................................... jgj
Lb v e a r Ha r m o n ic An a l y s e s
la. Prelude, Tristan and Isolde Prelude (bars 1-12).............
.. 30
Haydn: The Creation, No. 2: “In the beginning” (recit)
.211
Vb. Das Rheingold, sc. ii (“Vom Felsen druben”)................
Vc. Das Rheingold, sc. ii (“Halt, du Wilder!”).............. . .218
Vd. Das Rheingold, sc. ii (“In Frieden lasst mir...’’)......... ,219
Ve. Die WalkUre, Act m, sc. iii (“Loge hOrl ”)............... . 223
Vf. sc. ii(“NunWonnescha£frdir,”).... 224
.226
Vg. Das Rheingold, sc. ii (“Wo frier Muth frommt,”).....;......
.232
Vh. D<^ Rheingold, sc. ii (“kein Stein wankt im Gestemm”).
.236
Vfe. Die Walkure, Act II, sc. ii (“Nun zSume dein Ross”)......
269
Ib. Siegfried, Act II, sc. I (“Einst lag wimmemd ein Weib”)
274
Vic. Parsifal, Act H, sc. ii (“Erlosung dem Erloserl”)........... .
275
FIGURES
5a-c. Greek Reliefs; Hermesand the Nymph Triad....................... 238
6a. Chinese Lii Tonal System..................................................... 258
6b. Yggdrasil, the World Tree of the Eddas................................ 287
6c. Folded and unfolded dodecahedrons..................................... 298
7a. The swastika and variant early cruciform amuletic
signs.................................................................................... 362
7b. The arch-demon Set, holding scorpions................................362
8a. A melusine piercing the filius Philosophorum
with Longinus’ Lance.................................................... 389
8b. The Pandora illustration showing its astrological
encryptions.....................................................................393
8c. Kundry-like snake-woman offering a poisoned draught.......397
8d. The king as prima materia, devouring his son.......................416
BIBLIOGRAPHY.............................................................................................. 5 87
INDEX. ,601
FOREWORD
From the opening pages, Jonathan Petty walks us lovingly and painstakingly
through the logic ofwhat is on the surface a simple argument—to take Wagner at his
own word—^yet when investigated in its full manifestations reveals a mind’ of
tremendous creativity and complexity. The brilliance here is that the author very
clearly states that his theory is not his own, but is rather that of Wagner’s which for
a number of reasons (provided in Chapter One) has not been treated as a whole in
any serious manner. Petty highlights the grand paradox of Wagner scholarship to
date, i.e., disregarding Wagner the theorist as the foundation ofWagner theories. The
approach based on Wagner’s own writings embraced and elucidated by Petty
throughout this work, in contrast, is the discovery ofthe linguistic and /exfca/nature
of Wager’s musical workings, with the conclusion that one should be able to read a
Wagner score in precisely the same manner as a natural language novel.
Petty’s treatment of theory, though xmusually detailed and thorough, is
remarkably easy to follow. Through a discussion of Wagner’s “house-laws of
affinity” we begin to see how Wagner was able to treat his musical compositions and
its tonal language as an extension of natural language, that is, to treat keys as
words—thus music refers rationally to some extra-musical object. This involves
serious discussion of the relation of Wagner’s compositional practice to the
syntactical and semantical rules of natural languages, and Petty does so clearly and
substantively in Chapter Two. Of particular interest is his linking of Wagner’s
empirical compositional practice (worked out by means of numerous musical
ekamples and their accompanying discussions) with theories in the field of
linguistics (for instance, “categorial grammar”) that are themselves primarily lexical.
Petty shows step by step how Wagner’s method of building up semantically
intelligible lexical keys out of previously well-formed syntactical musical strings
adheres with the fundamental principles of lexically-based linguistic theory. Equally
impressive is Petty’s analysis in Chapter Three of the cognitive structure of
Wagner’s tonal language lexemes, and his demonstration that this structure is
serviceably isomorphic with both modem metaphor theory and with the previously
discussed tonal syntax. Taken together Petty’s Chapters Two and Three go far to
"explaining how Wagner is able to maintain a non-stop flow of linear surface
sonorities that are simultaneously intelligible as tonal language words.
As Petty points out, all this is rule-based and such rales are essentially similar
ii
to those that make natural language intelligible. In music theoretical terms this was
only possible due to the simplification—some would say breaking—of two primary
harmonic rules by Wagner to allow for such a fluid approach to music and text
setting, namely, the freeing of conventional approaches to cadence and triad (the
building blocks of common practice musical practice). Petty brilliantly reveals the
holistic nature of Wagner’s genius, the intimate and powerful marriage of narrative,
meaning, and music that results from the smooth integration of poetic image/
metaphor, harmonic logic, and linear history.
Another aspect of this manuscript that I especially appreciate is Petty’s
tenacity and courage to takepopular knowledge seriously—astrology and alchemical
thinking—^rather than simply dismiss it as the ruminations of simple-minded folk.
This is where his work expands beyond “pure” theory and engages currents of new
musicology and ethnomusicology head on. By actively tackling the cultural
component of Wagner’s work, the fact that his words and actions expressed distinct
public concepts understood by the broader populace. Petty is able to identify and
distinguish a fantastically deep pool of semantically rich-laden imagery. This realm
of previously unacknowledged shared knowledge—concepts that have been largely
ignored by the academy—are the key characteristics that informed all common
practice composers, but that only now are being rediscovered (i.e., that the same or
related keys have strong accompanying emotional meanings). Significantly, Petty is
also able to show how the above is related to orientational metaphors, how a
particular society’s view of and relation to physical space—^that ofthe individual and
society—reinforces their view of the cosmos and their collective relation to the
spiritual realm. This is an insight that is only now being explored in the field of
ethnomusicology, and this b ook is thus relevant in this field as well as general
musicology and music theory.
Petty further argues, using a rich storehouse of cultural examples, that for
much ofWagner’s work the key to understanding his textual, musical, and harmonic
pairings was alchemy and Gnosticism. An aspect of these arguments of potential
cultural significance is Petty’s linking of the Gnostic inspiration ofParsifal with the
regrettable antisemitism increasingly evident in the composer’s later prose works but
which has, until now, been difficult to quantify in the actual libretto and score.
The most breathtaking aspect of this work, however, resides in the
appendices. On the surface Petty engages us in straightforward analyses—ground-
level grunt work which, when laid out in such a sweeping and comprehensive
maimer, begins to show the amazing logic and consistency behind Wagner’s music.
It is here in the midst of numbers, letters, and words that we see Wagner’s broad
metaphorical universe, his collecting and grouping together of thoughts, emotions,
imagery, and objects into related spheres of meaning. This is the real heart of this
study, this is what ultimately makes Petty’s work nothing short of magnificent. Here
Petty shines in his full glory, displaying the detail and passion of the true treasure
hunter. It is here where students and their professors will visit time and time again,
consulting it as a guide or even oracle because of the comprehensive and transparent
nature of its organization.
Other strengths of this work I would like to highlight include the wide variety
of musical examples drawn from, not just those of Wagner’s, and the author’s refer
ences to cross-cultural resonances (including similar cultural appropriations of
geomancy found in the music of East Asia). An undercurrent or perhaps even
counterpoint to the theme of this book is the author’s positioning of himself as the
eager student rather than the curmudgeonly academic, especially appropriate in light
of Wagner’s own distrust of professors, and the related book’s dedication to “the
Student.’’ I should also say that for a study so focused on the intricacies of language,
Petty’s own use of words is similarly varied, precise, and multifarious. The writing
throughout is elegant and structurally sound, with the narrative flowing smoothly,
guiding US'through both Wagner’s and the author’s logic and reasoning. Wagner's
Lexical Tonality contains all the elements of great scholarship; unabashed passion,
detailed analysis, comprehensive scope, open-minded reasoning, use ofintuition, and
genuine humility. It is for these reasons that this work will become the yardstick by
which all other Wagner analyses will have to measure.
Nathan Hesselink
Assistant Professor of Ethnomusicology
University of British Columbia
Ac k n o w l e d g m e n t s
One should always begin by thanking one’s angels, those souls whose lives
and work interact with our own and who, just by being who they are, help make one’s
dreams possible.
Thus, I owe the ultimate genesis of this book to the late Dr. Marcel Vogel of
San Jose, California, who in 1976 and fresh from his recent collaboration on The
Secret Life ofPlants, introduced me Alice A. Bailey’s Esoteric Astrology and thus
provided me with the key that eventually made the present theory possible.
I must also express deep gratitude to Mr. Noel Tyl for graciously welcoming
me into his home at a time he was fully occupied performing the role of Wotan at the
summer 1977 Seattle Ring Cycle. In spite of the demands on his energies, Mr. Tyl
nonetheless made an afternoon available to discuss my work and to advise me on the
astrological aspect of it, and encouraged me to persevere and present my research in
what is now this book.
1 owe a particularly deep debt to Professor Marshall Tuttle, who worked
closely with me during the mid 1990s in jointly honing this theory, and in particular
devoted endless patience, dedication and, it must be admitted, genius in pounding
■the essentials of linear harmonic analysis into my recalcitrant head.
Professor Nathan Hesselink has been a fine friend and invaluable research
colleague, whose amazing scholarly and performance knowledge of Korean music
has made it possible to generalize the cultural space aspects of the present theory
from western to Sino-Korean music.
I am indebted indeed to my colleagues at the Center for Korean Studies, U.C.,
Berkeley, Professor Clare You and Dr. Yangwon Ha, for their sincere encouragement
and support in facilitating the writing process. I would also like to express thanlfg to
Ms. Elinor Davis for enduring endless lectures and harangues on the topics of tonal
cosmology during the formative years of this theory. And also to Ms. Michaela
Daystar for the wonderful cover art.
Saving the best till last, I want to express my endless gratitude to my own
personal angel, my wife Carmel, whose endless encouragement, frequent and
significant research suggestions, eagle editorial eye, impatience withj argon and cant,
and most of all, her warm smile of love, gave me the heart to see this job through.
Jonathan Christian Petty
NOVEMBER 2005
Used by permission of Bridgeman Art Library, New York
CHAPTER ONE
An Overview of Wagner’s Lexical Theory and Practice
“I must explain, once and for all, that whenever... I speak of ‘understanding
me’ or ‘not understanding me,’ it is not as though I fancied myself a shade too
lofty, too deep-meaning, or too high-soaring; but I sinqjly demand of whosoever
may desire to understand me, that he will look upon me no otherwise than as I
am, and in my communications upon Art will only regard as essential precisely
what, in accordance with my general aim and as far as lay within my powers of
exposition, has been put forth in them by myself.”
—Richard Wagner^
’For standard linguistics definitions of “lexeme” and “lexicon” see Chapter Four, p. 156.
2
include, what kind of person is this, why does he talk like that, and what is he talking
about? What kind of vocabulary is this and why isn’t it something else that we’ve
seen in other lexicons? Again, tonal material must be understood according to lexical
and grammatical intelligibility rules. Since the tonal lexemes or minimal units of
meaning that Wagner employed were mostly keys, key must be strictly and conser
vatively defined so we can agree what Wa^er understood by key, where it starts, and
where it ends. Otherwise we would be unable to quantify the TL equivalent of
“nouns,” let alone siumise their meaning or relation to other nouns. Tonal lexicality
is also distinct from, e.g., architectonic or Schenkerian notions of musical unity or
meaning and is generally incompatible with them except in local musical sections
where architectonics can be subsumed into TL lexicality and used to clarify it.
The term lexical entails that a linguistic tonality is central to Wagner’s
intentions and was advanced to say things in tonal language [or TL] that could not
be said in natural language [or NL]. Wagner’s intentions generate an intentional
tonality that cannot be described without describing something else: the semantic
meaning of the TL, just as the something else of NL is the meaning of its words.
Descriptions ofNL words that omit their meaning are inadequate and therefore false
descriptions of the words. Descriptions of Wagner’s TL lexemes that omit their
meaning are inadequate and therefore false descriptions of the lexemes.^
In sum, “lexical” here replaces such earlier terms as “associative” (as in “key
association” or “associative key”) because it entails specifically linguistic properties
.and eonsequences that the term “associative” does not. This theory of Lexical
Tonality is intended to replace associative tonality theory or to extend it until it
subsumes other special theories into a unified view of what Wagner’s tonality is and
what it tells us about the composer’s purposes and ways of thinking.
To show in detail what all this means, how it works, and how it is useful, will
exhaust the bulk of my theoretical work. This will require discussion ofthe essential
distinction between sonorous surface and syntax (Chapter Two), of the cognitive
’Thus since Wagner’s tonal lexemes (=keys) are defined by their extra-musical meaning,
absolute pitch or changes in the firequency of Concert A over time become inelevant in understanding
them. Just as the presun^tive “Lah-ness" of the NL (Engl.) word light is irrelevant to its essence as
an NL word, so the presumptive “C-ness” of C Major is irrelevant to its essence as a TL lexeme. What
is necessary to understand them (i.e., to understand why C Major appears in score where it does in the
linear flow) is their lexical meanings. C Major and all other keys appear where they do in Wagner’s
scores not because of what they are but because of what they mean, that is, their semantic content.
3
r
*A complete catalog of every identifiable key in the four Ring dramas and their lexical trans
lations. appears below in Appendices la through Id onA Appendix II. These lexical keys were derived
by a rigorous linear-harmonic analysis of every bar of the Ring consistently applied with no special
cases. Thus the linear analysis that parses Das Rheingold also parses Gotterddmmerung by using a
consistent technique. The technique itself is a modification (mostly a simplification, e.g., the omission
of analyses of “guide tones”, which do not affect the integrity of individual key-lexemes) of the
technique published by Leland Smith {A Handbook ofHarmonic Analysis) and adapted by myselfand
Marshall Tuttle (an account of whose variant of the present theory appears in the book Musical
Structures in Wagnerian Opera) over a period spanning roughly 1993 to 2000. This consistency of
analysis insures against special pleading with respect to individual lexical meanings.
4
They are falsifiably related to core meanings in a way I will describe in Chapter
Three. They radiate from the core meanings like spokes from a wheel. The core
meaning of C Major is, LIQHT.^ The following preliminary examples of this core
meaning and various synonyms will give a feel for what such TL lexemes are all
about. Here is one from Das Rheingold-.
LOGE
’My notational convention for such lexemes will be the bracketed [^=UGHT]. An underscored
letter will refer to a key; a non-underscored letter will refer to some more elementary component of
a key, e.g., a chord or a tone. {Curlicue} brackets denote a syntactical factor.
5
because earlier usage proclaimed [C=LIGHT] (e.g., it49-53), Wagner declares his TL
lexicality to be consistent and claims moreover that if we fail to record this we fail
to understand him in his own terms. This being our goal we infer a TL connection to
light here, even though the libretto text does not literally contain the ML word,
“Licht.”‘
What then can C Major mean here? The Rhine Daughters have taken pains
to convince us that they understand their gold entirely in terms of its light. It is
magical to them because it shines. Clearly Loge is singing in a TL language in which
C Major infers the meaning, “let the gold shine in the waters forever.” Since this
meaning is additional and thus non-redundant to his libretto text, our understanding
of what Loge is conveying in this simple case requires our understanding that
[C=LIGHT]. To shine is functioning as a TL synonym for LIGHT and thus we may add
to the meaning of C Major, [LIGHT; to shine]. “To shine” [NL] is part of what it
means “to C May or”[TL]. They are parallel ifnot entirely identical lexical entries and
we therefore mark them as such in owi Lexicon and move on.
What is our theoretical arbiter of such arguments? It is, simply, general
usage. We can only recognize that [C=LIGHT] because Wagner consistently uses it
as j/[C=LIGHT]. Similarly we can only recognize that [Q=to shine] because Wagner
consistently uses the key as if “to Q' means “to shine”. This exposes a crucial
principle of usage that TL shares with NL: a thing is lexical that is used as //it were
lexical, as if were usage generally (not particularly) intelligible, and finally as if a
lexical interpretation added to our Understanding ofnon-lexical facts. This is exactly
the way NL words are used and it is exactly how Wagner uses his keys.
How consistent is [Q=LIGHT, to shine] across Music Dramas? Can we say that
C Major forms a lexical entry in a common vocabulary from Das Rhinegold bar 1
to Die Walkure bar AT? Consider this example of Siegmund’s fascination with the
glowing sword-hilt in Act I. Here Siegmxmd has been rhapsodizing on a glint from
Sieglinde’s Ash Tree that his epithet goW/ies Gluth goes out of its way to poetically
associate with the archetypal glow of the Rhine Daughters’ C Major gold. Wagner
is thus still building lexical bridges from his earlier light-based C Major lexemes to
their extensions in this First Night of his Ring Trilogy:
*Cf. ftlS4, which does in fact contain the word “Rauber.” For [A=thief] see Chapter Five, esp.
pgs. 227jfandp. 231.
SIEGMUND
7
I
'See, e.g.. Chapter Five, p. 217n. Wagner also uses C minor as a lexical entry for darkness
and the Lexicon suggests how he differentiates them poetically. Thus [b=darkness] refers to Harlmpcc
as an active agent, for instance, the dark plots, dark weapons, or dark counsels of enemies, e.g., night
and darkness (#281, #]758)\ hidden purpose (#135)-, dark meanings (#829)-, dark weapons (#22/);
dark mists (#239)', dark works (#339)', darkplots (#1805). This usage presents darkness as a palpable
presence as in “darkness crept over the face of the earth” or where, in Homer, “death could be
conceived as a dark cloud shrouding the person.” (Shirley Darcus Sullivan, Psychological Activity in
Homer, p. 66n.) Contrarily [c=darkness] refers to darkness as the withdrawing ofthe light, as in the
darkness of confusion, madness, fainting, or fear, e.g., £=UGHT, extinguished (#67)', dim (#1842)',
blind obedience (#977); gathering clouds (#1175); darkness, of terror or madness (#2440). The
syntactical difference is that between the tonic minor of UGHT, as in {I;i=diminution} vj. the active
agency of the key that underlies and thus dogs or lies in wait for UGHT.
’A typical semantic feature of Wagner’s minor key usage discussed in Chapter Three, pgs.
Wagner continues to use [e{b:iv}=darkening shadows] in Act II, as where Sieglinde relapses
into a swoon and Siegmund sits alone unknowingly awaiting the decree of the Heavenly Messenger
who is to announce his doom (see e.g.. Chapter Two, pgs. lAffand esp. Ex. 2.13.)
9
' 'For the syntactical significance ofthis with respect to the lexeme fEb^Etemal Woman], see
triangM/aflon, Chapter Three, pgs. 127^
'^The semantic logic of the dual use of E minor to denote on the one hand a weak or darken-
■ ing love (via {E;i}) and a sinking downward toward a nadir (via {G:vi}) is argued in detail in Chapters
Three and Six. The usage [C=eye] derives from #50 (‘Goldenglanz’, ‘Jetz kilsst sie sein Auge.’) For
a parallel example of [C=eye, looking] see Chapter Three, especially Ex. 3.1.
1
12
AMFORTAS
13
I E-L1GHT11
14
J L
“It is interesting to compare Amfortas’ plight here with that of Mime in Ex. 1.3: both
sufferers are unable to attain to the D b-A b-G b quadrant that everywhere in the Ring and Parsifal
collectively denotes such qualities as highness, loftiness, and exaltedness (and for which see Chapter
Six). The fact that something lofty is withheld from them accounts for the minorization of these keys
and their subdominantward collapse into precisely those keys which these two characters experience
as most impotent. Both protagonists share the pli^t ofbeing unable to attain their lofty goals by their
own efforts and both are offered sudden influxes of C Major UGHT emblematic ofproffered assistance
from above. Such parallels between the Ring and Parsifal are abundantly evident once the entire
scores are subjected to bar-by-bar linear harmonic and semantical analysis.
16
the lexeme as such is elevated relative to its ML counterpart, one reason I call this a
“Lexical Tonality.” His TL lexemes perform more semantic work than do their NL
fellows. They can do this because, as Wagner also described, they are essentially
parasitic upon prior NL words and act in concert with them.
Again, what they provide that standard architectonic tonal practice does not
is a dramatically decisive combination of specific extra-musical referentiality and
an expressed emotional attitude toward the NL referents. This is possible because of
the essential functional distinction between TL sonorous surfaces and syntax
/semantics that I will discuss next chapter. In the present example for instance, the
sonorous surface enunciates what amount to commentary on the lexical referent
UGHT: the tremolo backdrop and the descending and arpeggiated C Major triad force
the lexeme to drop its light beam downward as it were onto Amfortas’ head. This
kind of contribution to the TL discourse is entirely typical of the non-syntactical and
non-semantic sonorous surface; in fact TL would be pointless without it. Although
it is possible to describe the "descending arpeggio” as a pictorial figure, Wagner
evidently did not conceive these surfaces pictorially but emotionally. This is very
evident throughout his theoretical writings, in which he almost never describes poetic
key associations as other than emotional factors. His theoretical descriptions thus
cohere with his practice in pointing to what is fundamentally a systematic language
of the emotions replete with syntax (linear harmonic functions), semantics (lexical
keys, chords, and tones), and pragmatics (the sonorous surface). When therefore he
describes his mastery of Lexical Tonality in terms of the fluency that characterizes
a mother-tongue'^ he is intending to speak literally not metaphorically. To Wagner
the emotional impact of a descending C Major broken arpeggio expressed an attitude
toward the immediate dramatic situation and if this attitude was capable of being
rendered pictorially so much the better. But pictorialism is secondary, in which
respect Wagner’s figures cohere with those of Bach.
Wagner can get so much milage out of his TL lexicon because although far
more bulky than NL words TL lexemes bustle busily about expressing attitude about
the objects they denote. It is this attitude, conveyed by the sonorous surface, that
tends to elude descriptive quantification in our accounts of Wagner’s TL. Because
of this sonorous factor each TL lexeme, while semantically imified, is also an
individual emotional form. Thus despite the restricted number of “words” available
to Wagner’s TL, this language packs an enormous amount of information into
relatively small packages—a capability which, as the composer often made clear, was
beyond the NL vocabulary of ideas to duplicate.
'^Wagner's Siegfried, pgs. 88-9. McCreless calls these “four independent principles” but,
since each of these principles is in fact articulated in a theory, the theoretical point remains.
"For instance, “It seems that already a very large portion of the public finds much, nay,
almost everything in my dramatic music quite natural, and therefore pleasing, at which our ‘Professors ’
still cry Fie. Were the latter to seat me on one of their sacred chairs, however, they perhaps might be
seized with even greater wonder at the prudence and moderation, especially in the use of harmonic
effects, which I should enjoin upon their pupils; as I should have to make it their foremost rule, never
to quit a key so long as what they have to say, can still be said therein. If this rule were complied vnth,
we possibly might again heat Symphonies that gave us something to talk about; whereas there is
sin^tly nothing at all to be said ofour latest syn^honies. Wherefore I too will be silent, until some day
I am called to a Conservatorium—only, not as ‘Professor’.” (“Music Applied to the Drama” (1879)
in Religion and Art, pgs. 190-1.) Wagner’s denigrations of professors has been returned in their own
19
importation of strange theories into his own works. In particular the composer
predicted that those who fail to apply his theory as he set it down will, as he puts it,
“nusunderstand me.” And the absence ofconsensus theory suggests that he was right.
It is not that academic disbelief in artistic self-appraisal is peculiar to Wagner
studies. Scholars typically assume that “artists [like Wagner] are notoriously
unreliable judges of their own works”” but until such class-based and not case-
based generalities can be measured or the truth-standards by which the “class of
scholars” prove superiorjudges to the “class ofartists,” such claims logically amount
to self-interested prejudices. And particularly so in the case of a composer who is a
theorist m his own right. It is not that scholars might be contradicting the artist’s facts
with their own fancies. Wagner said they were doing so often and vehemently. His
favorite word in such protests was intelligible-. Wagner claimed that strange theories
applied to his Music Dramas would render them unintelligible. Because of this
scholarly dismissal of Wagner the theorist is the main logical prerequisites that has
m^de the field of “Wagner theory” possible in the first place.
Despite the composer’s warnings Wagner is often implied to be incompetent
tq explain his own art and the solution has been theories that taken as a whole contra
dict every one of the composer’s published claims. The theme is longstanding. Thus
seventy years ago Ernest Newman was answering Wagner’s strenuous protests about
the senousness of his theories with equally strenuous rejoinders that the composer
was academically incompetent. Thus. “Wagner’s philosophical stock, indeed, was
never a very large one... There is no need, no reason, to discuss the ‘philosophy’ of
such a mind. He is no philosopher: he is simply a perplexed and tortured human soul
and a magnificent musical instrument. All that concerns us today is the quality of the
music that was wrung fi-om the instrument under the torture.”^
Newman thus sounded a theme that has been often repeated in subsequent
spholarship: That only the composer’s scores speak; his verbal claims are void. Thus
Wagner s presumed theoretical inadequacy requires more adequate theorists to tender
writings, often with a disquietingly personal tone, to an extent not seen in studies of other composers. '
the explanations that the composer cannot. This may explain the trend to call in
Schenker as an arbiter of Wagner’s tonal practice. This is remarkable because
Schenker himself believed that his own theory demonstrated Wagner to be a compo
sitional as well as theoretical incompetent. Notwithstanding this, McCreless opposes
Schenker “the theorist” to Wagner “the composer” so:
If we ... put aside the ideological’differences between theorist and
composer and concentrate on their beliefs about how music should
“work,” we discover more common ground than might be expected.
Schenkers’s opinions are not hard to find; he purveyed the ideology,
unblushing, in the polemic that accompanied his analyses. Wagner’s
ideas about musical art found expression in his letters, in his writings,
in autobiography, and, finally, in daily conversations with Cosima,
reported dutifiilly in her two thick diaries.^'
This description relegates Opera and Drama to unreferenced nonentity sandwiched
between “letters” and the spousal scribe’s thickly dutiful diaries, and permits
McCreless to follow Newman’s lead by taking the view that “If... our experience
of Wagner’s scores convinces us of their musical integrity or unity, we may wish to
impute to Wagner certain aesthetic convictions.” From there it is a short step to the
inference that “the composition ... is itself, in some sense, a commentary on the
phenomenon music cast in musical form.”^^ This and absence ofreferences to Opera
and Drama permits McCreless to apply verbal theories to mute scores as if these
themselves were theories; for instance, to apply Schenker the “theorist” to Wagner
the “composer” irrespective of this scholar’s “critical comments concerning Wagner
and... his refusal to consider Wagner’s works as worthy of analytical attention.”^
But the claim that the theorist’s writings and the composer’s scores jointly
articulate “beliefs about how music should work” misrepresents the Schenker-
Wagner axis in a crucial way. Wagner’s published theories are not beliefs about how
music should work but declarations about how his own works are going to. Applied
to himself they are privileged in a way that a generic theorist’s are not—an awkward
fact that adjourns to the degree that Opera and Drama does too. Wagner himself
disclaims any general prescriptions about how music in general should “work” when
“/6W.. p.
^Ibid.
21
^Ibid., p. 190.
"One dare not even guess how many “manners” of these there might be.
^'Ibid., p. 86.
p. 90.
24
Thus C=SWORD because C=IDEA because IDEA= LIGHT (as in “what a bright idea!”).
This approach systematically explains the metaphoric entailment network that
supports such pidgin correspondences and identifies the full range of the composer’s
associative networks in the resulting Lexical Tonality. We may thereby recognize that
Wagner’s TL vocabulary is vastly richer and more subtle than has been generally
understood. And to the degree that this Lexicon is recognized for the systematic and
continuous tonal language that it is, so too the non-associative partners of the “four
necessary and independent theories” dwindle in explanatory force.
Moreover, to claim any “synthesis” of the abstract and the associative in
Wagner s texted music commits the very error that the composer himselfwarned his
fiiend Uhlig against, i.e., “Do not forget, as centre and axis of the whole, to give
prominence to subject-matter' ... 7 treat form purely from this aspect, whereas
others have always dealt with form quite apart firom contents.”” Since the composer
never rescinded this absolute dictum it preempts any notion that Wagner was aiming
to synthesize abstract and associative music as separate categories. Once again we
see how twentieth century theorists have proceeded without taking the composer’s
own theoretical pronouncements into account.
Sometimes Wagner himselfis called to witness that his own theory is invalid
for understanding his scores. The sentence used to validate this assumption is found
in the composer’s essay “Zukunftsmusik” and describes not the Ring but Tristan:
Upon [Tristan] I consent to your making the severest claims
deducible from my theoretic premises: not because I formed it on my
system, for every theory was clean forgotten by me; but since here I
moved with fullest freedom and the most utter disregard of every
theoretic scruple, to such an extent that during the working out I
myself was aware how far I had outstripped my system.^'*
Again we turn for interpretation to McCreless, who deduces firom this sentence taken
in isolation that “although he does not state explicitly that he is overthrowing the
concept -of the poetic-musical period,” nonetheless the statement proves that the
composer “was moving toward an entirely new method of formal organization in the
“J.S. Shedlock, ed., Richard Wagner’s Letters to his Dresden Friends, p. 145, letter of 20
November, 1851. My italics.
^‘Robert Bailey, “The Genesis of Tristan und Isolde and a Study of Wagner’s Sketches and
Drafts for the First Act,” Ph.D. dissertation, Princeton University, 1969, p. 6. Quoted in McCreless,
p. 1'89.
“Zekunfts^sik,” p. 327, The master, Theodore Weinlich, was further described in the
autobio^aphy: “Weinlich himself did not seem to attach much importance to what he had taught me:
he said, ‘Probably you will never write fugues or canons; but what you have mastered is Independence:
you can now stod alone and rely upon having a fine technique at your fingers’ ends if you should
wnt it.’ The principal result of his influence over me was certainly the growing love of clearness and
fluency to which he had trained me.” {My Life, Vol. 1, p. 68.)
26
moved with fullest freedom and the most utter disregard of every theoretic scruple,,
to such an extent that during the working out I myself was aware how far I had
outstripped contrapuntal systems.” Wagner scholars may therefore confidently
discount contrary arguments based on this decontextualized sentence from
“Zekunflsmusik. ”
Literary theory has also been tapped for what Wagner would have considered
strange theories. Some critics have toyed with the notion of Romantic irony as a
necessary explanation for ambiguities with which Wagner is assumed to have strewn
poems, motives, tonalities, scores, or even whole Music Dramas, and which shows
them to be intentionally ambiguous. To Mary C. Cicora, Wagner intentionally draws
Romantic irony like a veil over otherwise straightforward statements to insinuate the
ambiguity of existence. Thus, “Critics have sometimes been puzzled over Wagner’s
use of a particular motive when it does not seem appropriate to the present dramatic
situation. Such uses can only be explained as ironic.”^* The presence of irony is thus
confirmed by instances of interpretive failure, for instance, this of Ernest Newman:
Wagner merely confuses us when he uses the motive that accompan
ies Kundry’s ride ... to accompany Parsifal’s description of the
horsemen he had once seen in the wood... afterwards to accompany
Kundry’s account of the death of Herzeleide... after that, again, to
accompany Kundry as she hastens to the spring in the wood to get
water for the fainting Parsifal. . . after that to describe the rush of
Klingsor’s warriors to the ramparts ... after that to accompany the
thronging of the Flower Maidens to the scene... again to give point
to Parsifal’s words; ‘And I, the fool, the coward, to deeds of boyish
wildness hither fled —’ and to accompany —^for what reason it is
difficult to say—^Kundry’s threat that she will call the spear against
Parsifal if he continues to repulse her . . . and finally, as an
accompaniment to her last words to Parsifal... No ingenuity can
justify the employment of the same motive for so many different
purposes.”
But Newman was wrong again. Romantic irony would have clarified his confusion.
Since the motif puzzles him it could only have been intended ironically, QED.
The point of this example is again that like its many theoretical fellows
Romantic irony has been applied reflexively without prior reference to Wagner’s
^'Mythology as Metaphor: Romantic Irony, Critical Theory, and Wagner's Ring, p. 22.
don’t generally know why they do the things they do, but are rather acted upon by un
conscious motivations, impulses, urges, and appetites. Wagner thus provided a
musical technique to convey the sense of unconscious forces which, although they
may for a time present themselves as ambiguous, are not in themselves so. Be that
as it may, the existence of the composer’s technique of Foreboding, which occupies
roughly the theoretical niche claimed by'Romantic irony, makes it impossible to
apply such notions with any degree of confidence. As usual we are thrown back onto
the composer’s own self-evaluation for the most insightful ingress to his art.
Since Wagner’s theory is generally deemed insufficient relative to extraneous
theories it is necessary to note how well such theories fare in real analysis. McCreless
uses them to explain the Nom scene in Gdtterddmmerung. He assigns associative
status to E t minor and B minor and denies it without argument to F, F )t and G
Majors in contradiction to arguments by such scholars as Warren Darcy.^^ This
requires “directional” and “expressive tonality” to step in at the point where Wagner
presumptively “abandons the associative tonal references and... instead builds on
an abstract tonal relationship there prefigured... before disintegrating into a linear-
chromatic maze.” The four theories thus discover not coherence but disintegration.
Despite this the movement “achieves an impressive synthesis, both as abstract music
and as a tonal structure with associative connections.”'” But this is mere hedging:
should the “four theories” discover disintegration this can always be claimed to
reflect the higher category synthesis, which any set of multiple theories is certain to
discover by definition. But both the claimed disintegration and the synthesis cannot
be distinguished from meaningless artifacts of the simultaneous imposition of
theories which in many respects are not even logically compatible.
Again, in an attempt to explain the Tristan Prelude Christopher Lewis fleshes
out “directional tonality” with a more theoretically charismatic-sounding term, the
“double-tonic complex.” Thus, “the background progression [of the Tristan Prelude]
is reflected in the musical texture right from the opening measures, which imply the
two tonics both successively and simultaneously. An analysis that reduces one ofthe
implied tonics to the role of a decorative element will misrepresent the background
“For instance Warren Darcy’s correct arguments regarding [F=Giants] (Wagner's Das
Rheingold, p. 130.)
tonality.”^ But does this notion tell us anything real about Wagner passages that the
composer’s does not? The passage to which Lewis refers is this:
pp
fn.
1
a;l 6 fA6 V7r V ■ ' 2 7=b6
1 1
9
... ..
r- ^
^----------
....
‘’Readers interested in comparative analysis should check this against that of Leland Smith
(Handbook ofHarmonic Analysis, Chapter Ten) which differs in some slight details, particularly the
absence of my A minor reference at bar 10. Marshall Tuttle has also analyzed the prelude (Musical
Structures in Wagnerian Opera, pgs. 99ff)
30
Ex. la;
A minor
k»m .......................... ................ ............... • t................!
|C(ni)
|E(V)
|1 |6 5 1 fA6 1 V7 1 2 |7=b6 1 fA6 1 V7 |2 7.... 1-2 b2 1 lviio7/susp. ffl+-I+|V7|
1 2 3 4 5 6 1 t 9 10 11 12
The paragraph to which Lewis applies the double-tonic complex does not deposit
onto C but instead onto the orthodox dominant E. Bars 1-4 establish tonic a through
an orthodox French augmented sixth-to-dominant half cadence. At bar 6 apivot tone
a:7 = C: b 6 gives four more bars of orthodox C (a:III) through the fA6-V7 half
cadence. At bar 10 a new pivot C:7=a:2 repeats the process in near parallel, for the
chord at bar 11, which cannot be reconciled with either C or E, moves momentarily
back to the tonic a via a resolution of the a:viio7 over a non-chord c(a:3)-suspension
to a:in+, which levers the pivot to the dominant via a direct i—V_ resolution. The
orthodox dominant emerges via a—^E, not a—and is thus the paragraph’s goal. To
claim otherwise is to analyze a thought fragment as if it were the whole. This whole
consists not of the two tonics necessary to Lewis’ argument but of three: a—C—^E,
the second and the third ofwhich strengthen not weaken the original a. This begs the
question why we are not theorizing about a “triple tonic complex.’’
Visual graphing lets us “see” the grammar spell the orthodox tonic triad, thus:
|a(i) (key I = scale degree 1)
lC(in) (key in = scale degree 3)
|E(V) (key V = scale degree 5)
As suggested by (Key i=scale degree 1, etc.) keys are established on single-tonic
scale degrees. Such composing out the scale degrees of a single tonic not as chords
but keys is typical of Wagner’s style even in passages in which no one would dream
of declaring a double-tonic complex. What we see here is a syntactically well-formed
example of the classical tonal principle that the only reason that expositions often
move firom tonic T to dominant D is that D is the closest—^but by no means the
only—scale degree of T. In classical tonality minor key movements often move to
their relative majors. They do so for the same reason that major key movements
move to their dominants. Both relative major and dominant mark the arrival points
as a dependent variables of T. In Wagner’s case, C Major and E Major likewise only
exist where they do because they are on scale degrees of the single tonic a. This
marks them too as dependent variables of T. The tonal logic of the one case is that
31
*®In syntactical terms C minor disintegrates A Major by annulling its constituting tonic (a i),
major diird (c ^0, and dominant (e i); it disintegrates E Major by annulling its constituting major third
(g t/)'i and it disintegrates A minor by annulling its dominant (e i), while A minor, A Major, and E
Major disintegrate C minor by annulling its minor third (ei) and its dominant (g i) also. Since Lewis’
double-tonic coir^lex idea means nothing other than as an explanation for the Prelude’s sequence of
surface keys, then the tonal background of its final bars literally disintegrates every conceivable sense
in which a double-tonic complex could be a meaningful explanation. The linear harmonic descriptive
term for such relationships are “doubly indirect.” Wagner would have understood this in terms of his
tonal Household concept: the keys in question obey different “House Laws.” For more on this see
below. Chapter Five, especially pg. 215.
32
*’I will be discussing the logic of B Major and B minor as darkness, sex, death, and trans
formation as appropriate throughout; interested readers may peruse the Lexicon to get a feel for the
types of lexical entries these keys acquire in the Ring.
33
drama about thwarted love other than as an hallucination. [E=VENUS] also means that
lexical tonality was operating in primitive form even in Tannhdiiser, in which
Venusburg’s mistress is E Major. It was developed the Ring, Tristan, and Parsifal,
determining key placements not only within single works but across all of later and
even middle Wagner. Lexical Tonality’s answer to such notions as the “double-tonic
complex” is thus that long-distance musical unity has the same character in Wagner
that it has in natural languages, which are “unified” by their lexicons and grammar.
Again, being essentially lexical Wagner’s tonality is cultural to the core. As
essentially structuralist formulae the “four theories” find culture invisible and its
omission burdens them with descriptive and analytical errors, for instance the claim
that directional tonality is a late-nineteenth century extension oftraditional practices.
It Is an expression of normal eighteenth century practice, e.g., this;
"Christe, du Lamm Gottes" {CantataNo. 23, "Du wahrer Gott und Davids Sohn")
to a mere eight bars with TL syntax semantically tied to an ML text. Amfortas would
have felt right at home here. And Wagner’s serviceable Lutheranesque hymn from
Die Meistersinger shows that Wagner understood Bach’s syntax and semantics
perfectly. He would have taken this as a model for his own practice and would have
done so moreover not because he thought it revolutionary but because he knew it to
be traditional and thus intelligible to German TL speakers. Everything that we find
in typical Parsifal TL sentential strings is here: the striking augmented triads, the
abrupt modal shifts from major to minor tonics within single bar compasses, the
indeterminate see-sawing between two keys before striking out for a key not even
previously hinted at. The only thing missing is the hint of a “double-tonic complex.”
Wagner would also have noted that Bach’s passage is related to poetic
keywords only generally and that these can only generally justify its modulatory
freedom. He would have seen his own abrupt and ephemeral modulations as doubly
justified because motivated by consistent lexical associations. Thus Wagner may well
have considered Parsifal perhaps even more conservative than this Bach chorale.
To apply standard lexical theory to the Tristan Prelude, unity is achieved not
through C and a as architectonic bricks but through their falsifiable meanings as TL
lexemes. Wagner’s lexical usage often treats C as a frank, open gaze where a_is a
half-averted or veiled gaze. Both have to do with LIGHT and LIGHT with gazing. This
is apt to Wagner’s poetic aim, for in heroic cultures the act of gazing is imagined not
subjectively but in terms of light flashing from the gazer’s eyes, as if the acts of
seeing and shining were identical.^* Wagner uses C Major in this sense when Wotan
describes his daughter’s ardent gaze via [C=LIGHT, eye] thus:
^'This treatment is a special case ofthe poetics ofconcrete image that stand for internal states.
Thus “Idomeneus effectively describes cowards by changes in skin color, frequent postural alterations,
fast heartbeat, and teeth chattering, a quasi-paralinguistic leakage ... The eyes index the spirit...
Baleful looks, blazing eyes, glaring glances... concretely convey emotional states.” (Donald Lateiner,
Sardonic Smile: Nonverbal Behavior in Homeric Epic, p. 43.) Again, “When they leam of
Telemakhos’ unexpected escape, the suitors sit in a huddle, their contests stop, and Antinoos develops
blazing eyes and emits grants at being balked.” (Ibid., p. 234/1.) Wagner’s insistence throughout the
Ring period on concretizing everything, such that a single lexical referent might often be overdeter
mined via poetic keyword, physical prop, leitmotif, and TL lexeme, therefore reflects a point of view
similar to that of Bruno Snell, who “argues that Homeric man has no concept of a body but only of the
parts that compose it. Similarly he argues that Homeric man lacks a knowledge of a psychic whole
because there are no terms in Homeric Greek conq/arable to our abstract terms for ‘soul’ or ‘self’
Man’s psychic activity is seen in terms of the ftmctions of separate entities. These act in analogy with
physical organs or members." (Psychological Activity in Homer, p. 2).
35
pdolce f li“i
i. 0 ----?
f etc.
^ I
•0
'r
V I
’’The idea that C Major is double-bodied was present from the beginning of tonality. For
instance. Jacques Chailley describes Mozart’s C Major as “the central point of reference for all the
other tonalities, sign of {actuality, of light.” The key has this character in part because of its pivotal
geography; thus “On the two sides of C major, the key-signatures locate two opposed worlds. On one
side, the solemn flats of Wisdom; on the odier, the fluttering sharps of profane lighmess (at least, that
is the significance, not generalized, which they are given in Die Zauberflote).'' (The Magic Flute,
Masonic Opera^igs. 16(y) What is generalized is the ^eowjan/icmflppjMg, in whichCMajorfimctions
as a viewpoint looking in two opposite directions. In terms of mythic personifications we are talking
here about Mercury, in terms of zodiacal signs, of the midsummer (=light) sign of Gemini (H).
“Sieglinde is picking up on a folk figure here, namely, that of the spirit Mercurius, who “as
Cupid and Kyllenios... tempts us out of the world of sense; he is the benedicta viriditas and the multi
flares of early spring, a god of illusion and delusion of whom it is rightly said: ‘Invenitur in vena /
Sanguine plena’ (He is found in the vein swollen with blood). He is at the same time a Hermes
Chthonios and an Eros, yet it is from him that there issues the Tight surpassing all lights,’ the lux
moderna, for the lapis is none other than the figure of light veiled in matter.’’ (C.G. Jung, “The Spirit
Mercurius,” H299). Every one of these qualities could be claimed for Siegmund. The persistence of
straightforward alchemisfic and gnostic imagery in Wagner’s NL and TL lexical texts is a theme that
I will develop throughout the present study.
38
“E.g., Opera and Drama, pgs. 292/ Ellis translation. I also discuss these passages below.
Chapter Three, pgs. 91ff.
^^Ibid.,p. 108.
40
keys and thus permits the history of associative usage to be reliably recorded and
cross-referenced. This renders lexical interpretations objective and falsifiable. To
keep the method honest I must treat all keys as lexemes even where given trans
lations appear problematical. To admit problematical lexical interpretations is a
precondition for reducing the problematical character of the method as a whole. This
is exactly the method by which we attempt to decipher new languages.
Tuttle’s attempt to use structuralist assumptions to arbitrate Wagner’s theory
is oilly one example of the general weakness in musicological efforts to operational
ize it in a way that genuinely engages its linguistic implications. In Tuttle’s case the
error manifests itself in terms of such reflexive notions that a semantic meaning may
be either marginal or central (false), or that semantic factors cannot be shown to
establish syntactical coherence (true but irrelevant). In fact such factors cannot be
shown to establish such coherence even in natural languages, whose coherence in
stead depends upon the composite syntactical-semantical interface itself This
generic error is also present in the grammatical-seeming assessment of the tonality
offered by Anthony Newcomb:
... the tight, limited grammatical rules of chord connections,
conventions represented by the Roman numerals or letter designations
that we assign individual chords, are sometimes so far loosened as to
lose much of their binding force.’’
Taken literally the iorni grammar implies that music is a language that obeys
principles that characterize natural languages. Yet if the force of TL grarrunar is lan
guage-syntactical and ifits rules represent a genuine syntax-semantics interface, then
what “binding force’’ may such rules be said to exert that can be tightened or loosen-
edj? A genuinely linguistic syntax is not a set of screws one can ratchet up or down
but a network of formal constraints that act to increase or decrease not the force but
the semantic domain ofpossible intelligible syntactical strings. Since real NL and TL
outputs only exist because they make sense to their users, the relationship of rule to
grammar is one of constraint to sense. Users converse right up to the end of their
sentences to make sense and do not converse in sentences that do not.
This is an error that Wagner himself never commits either in theory or in
practice. Instead he confesses from the start that syntax creates an abstract coherence
Anthony Newcomb, “The Birth of Music out of the Spirit of Drama.” Nineteenth Century
Music (Summer), 1981, p. 38.
42
while semantics specifies that coherence in terms ofits meaning. The classic example
of a syntactically well-formed sentence that is nevertheless meaningless is Noam
Chomsky’s “colorless green ideas sleep fiiriously.” This NL sentence is perfectly
well-formed firom the syntactical point of view but is nonetheless meaningless. It is
so because its lexical entries are random and thus its incoherence is entirely seman
tical. So too with Tuttle’s example; Wagner’s syntactically sound excerpt makes no
semantical sense unless FEb-fishl because [E£=Rhine, river, mermaids, water
denizens]. And analysis ofthe passage’s fimctional key relations can no more decide
the question of its TL lexicality than can similar analysis in Chomsky’s NL sentence.
This is what Wagner means by insisting that it is only semantical associations that
justify his TL linguistic strings, what he means when he warns Uhlig that he always
treats form in terms of its content, and what Tuttle’s argument fails to address. The
content is the extra-tonal meaning of the keys, chords, or tones where tonal syntax
would otherwise be well-formed, but meaningless. So too withNewcomb’s idea that
Wagner’s syntax represents “loosening.” As an element of a syntax-semantics
interface it is irrelevant to imagine syntax as tight or loose. Either it falsifiably
establishes manifest keys or it does not. If it does so the lexicality is intelligible, but
not otherwise. Wagner’s, as I have empirically determined, is intelligible.
Yet not even the “four independent theories” exhaust the trove available to
deal with ever more assumed special cases. Thus David Lewin explains the tonal
behavior of Amfortas’ prayer in Parsifal, Act III with a new theory of “tonal
substitutions” according to which Wagner composes an abstract D minor template
then “substitutes” Db minor or D){ minor according to a transformation schema
intended to subvert Roman Catholicism with heresy.’* Wagner presumably uses this
scheme nowhere else and its general validity is therefore moot: it is irrelevant to the
tonal behavior of Music Drama generally but only some thirty-odd bars of it. But
there are many thousands of bars of music in the Ring and Parsifal, to say nothing
of Die Meistersinger and Tristan. May we look forward to welcoming several
hundred new theories to deal with several hundred special cases? Scholars with a
minimal love of least hypotheses may be excused for throwing up their hands at a
” “Amfortas’ Prayer to Titurel and the Role ofD in Parsifal. The Tonal Spaces of the Drama
and the Enharmonic C b /BMarshall Tuttle critiques this theory in Musical Structures in Wagnerian
Opera, pgs. \12ff.
43
And here is a relevant example of how Wagner himself talked about the specifically
tonal substance of his composite Music Dramas.
When... we have arrived at speaking entirely fi'om out the spirit of
a tongue, at feeling and thinking quite instinctively therein, there also
springs up in us the power ofbroadening this very spirit, of enriching
and extending at once the mode of utterance and the utterable in that
tongue. Yet that which is utterable in the speech of Music, is limited
to feelings and emotions: it expresses, in abundance, that which has
been cast adrift from our Word-speech at its conversion into a mere
organ of the Intellect, namely, the emotional contents of Purely-
human speech. . . With the attained facility of speaking in this
Tone-speech fi"eely from my heart, I naturally could only have to give
my message also in the spirit of that speech; and where, as artist-man,
I felt the most peremptorily urged to its delivery, the Matter of my
message was necessarily dictated by the Spirit of the means of
expression that I had made my own... What I beheld, I now looked
at solely with the eyes of Music; thou^ not of that music whose
formal maxims might have held me still embarrassed for expression,
but of the music which I had within my heart, and wherein I might
express myself as in a mother-tongue.^*
This passage is typical and Wagner never changed his tune. He understood the Stuff
of music express feelings and emotions linguistically and thus the composer could
speak of Music as an extension of natural language [NL] and his acquisition of
fluency in it as analogous to his earlier acquisition of linguistic competence in Ger
man, his natural language [NL] mother tongue. Keeping Soskice’s useful distinction
between analogy and metaphor in mind, those doubtful that the “Martian” Wagner
is speaking in a “language” may remember her distinction to good effect.”
’’Again, where metaphor tends to remain constant in meaning or to decay over time into dead
metaphors, analogy exists in a constant state ofpotential reification. Analogies may over time become
identical with the literal facts toward which they tend. Like an intelligent household pet metaphor will
never be anything but dog or cat, while analogical relations, like relations between oneself and one’s
baby, converge over time until what was once analogical tend to become literal. This is the implication
of Soskice’s Martian “language” of fibers. To encounter such a phenomenon forces an analogical
interpretation. As familiarity increases what was once analogical begins to appear singly literal, until
it begins to appear less useful to keep the two categories separate. They then merge in usage, such'the
Soskice’s Martians and earthlings (or, sticking to cases, Wagner and the rest of us) simply “talk.”
Ch a pt er Tw o
The Syntactical Sorcerer
... these laws of hannonic sequence ... allow the most varied choice from amid
the kingdom of harmonic families... they demand, however, before all a strict
observance of the house-laws ofaffinity of thefamily once chosen, and a faithful
tarrying with it, for the sake of a happy end.
Richard Wagner^
I. Rules? What Rules? ■
In this chapter I will describe what it is about music that made it possible for
Wagner to treat it as an extension ofnatural language [NL]; in particular, to treat keys
as words. By this I mean what is true whether keys are lexical or not. This involves
rules and I will consider the rules applicable to Western music that arbitrate between
pragmatics (the sonorous surface or what we hear), syntax (function), and semantics
(what it means other than itself), then move to Wagner’s modifications and additions
of lexical rules that levered keys into fully functioning words. The rule question
concerns intelligibility and the rules Wagner considered necessary to secure it.
To do this requires confronting the status of linguistic modeling in music
theory. It is I fear not well understood. Just as Wagner criticism has proceeded as if
Wagner’s theories were marginally relevant to his compositional practice, so general
njusic theory has proceeded as if music were not intrinsically linguistic. The anti-
linguistic position declares that claimed linguistic characteristics are metaphorical
qnd not intrinsic, an objection of which Roger Scruton’s may stand as a type:
... imtil the kind of understanding proper to actual musical experi
ence can be shown to be already and intrinsically an understanding of
music as a language, it will not be clear how the possibility of a
linguistic interpretation enables one to appreciate, as apart ofmusical
experience, the expressive character of works of music. The listener
could find the music beautiful, and imderstand its character as art, and
yet not dream that it is also a code that could be given independent
meaning. Nobody has yet shown that ordinary musical understanding
is linguistic in form, and it is doubtful that it could be shown.^
How may we evaluate this? The argument assumes that modem listeners including
philosophers in fact “understand music’s character as art.” Unless this is true his
demand that such understanding be intrinsically linguistic is empty. Yet the inventors
of this art concurred that music is a language ofthe emotions and their imderstanding
of its character included that of the emotional content it was composed in some
measure to convey.^ If Scruton is right, Wagner and his composer colleagues knew
not what they were about. Scruton’s assumption (not conclusion) thus places him
under a heavy burden of demonstration. However, this does not occur. Rather the
philosopher implies, but does not show, that linguistic understanding of tonal music
such as that of its inventors must degenerate into philosophically empty metaphor.
In particular,” he continues, “meanings can be assigned to the words of spoken
language only because what is said can be interpreted in terms of the true and false.”
Thus Scruton’s initial appeal to consensus (“ordinarymusical understanding”)
is suspect, since if composers are to be believed such understanding may well not
exist among those who deny music’s emotion-bearing semantics. The consensus
issue cuts the other way too. Since Scruton’s objection is an exemplary one while
Wagner theonzed as if ordinary musical intelligibility were intrinsically linguistic.
It would be desirable to evaluate the composer’s theoiy by Scruton’s criteria. The
consensus view of composers might conceivably be trumped by some counter
consensus view from linguists, for instance that music intrinsically lacks qualities
acknowledged by the linguistics community to be constitutive of any imaginable
language. This would of course entail a prior consensus account of what constitutes
intrinsic linguistic form.” Yet linguists themselves do not agree on what such an
jntrinsic linguistic form might be, and had Scruton asked them to report how
“ordinary linguistic understanding is linguistic in form” they might, unlike the
community of Western composers, have been unable to return a consensus view.
Thus describing the intellectual and personal battles between generative grammarians
and Chomskyans that had polarized linguistics for decades, Randy Allen Harris was
forced to concede the absence of consensus on the intrinsic nature of NL:
Not all linguists [Chomsky, Jackendoff, Katz, Lakoff, McCawley,
Postal, and Ross] would agree that their science charts the sinuous
relations of language to thought, thought to language, nor even that
linguistics is a science, nor, if it is, about what sort of science it is___
The definition for linguistics .... runs afoul of several [linguists].
thp r detailed ^scussion of this issue see my “HansUck, Wagner, Chomsky: Mapping
Lmguistic Parameters of Music,.” J. Royal Musical Association, 123 (1998).
47
Katz and Postal, for instance, regard linguistics as something very
much like mathematics, a pristine formal science without connection
to anything as messy as thought. Lakoff and Chomsky both agree that
linguistics is very much concerned with mind, and that it is an
empirical science, but disagree severely on many specifics, including '
what It is to be an empirical science. Ross, McCawley, and Jacken-
doff are in the empirical science camp, but fall between LakofFand
Chomsky on various specifics, depending on the issues. All of these
people and issues show up recurrently in the story of the linguistics
wars. For now, we will alleviate the sense of discord over fimda-
mental issues by offering a more conventional definition of
linguistics, one that virtually all linguists would agree to (although
with linguists, as with most reflective humans, we can’t do without
that virtually): the study of the links between sound and meaning.^
Yet Harris’ effort to construct even the most generic consensus definition encounters
unexpected difficulties:
Two qualifications ... are immediately necessary. First, sound is
something of a shorthand here for the most accessible element of
languap; meaning, for the most elusive. That is, sound in this
definition includes the noises we make, but also stands in for the
letters of written languages (like English), the characters of picto-
^aphic languages (like Chinese), the gestures of signing languages
(like Aineslan). Meaning runs the gamut from logical and
grammatical concepts (like negation and subject/predicate relations)
to the nebulous domains of implication and nuance (like getting
someone to close the ivindow by snarling “It’s cold in here’’ at her
enforcing social relations to boot)... The idea of standing-in is a
critical, but implicit, part of the definition of linguistics, so much so
that the definition would be more accurately rendered as “the study
of the links between symbolic sound and meaning.’’^
Yet not even this qualified account qualifies as tiformally logical definition of the
intrinsic object of linguistic investigation. For the symbolic is itself a cutego/y of
meaning and thus even a minimal definition to satisfy all linguistic parties intended
to palliate all linguistic parties seems to collapse into tautology, e.g., “linguistics is
the study of the link between meaning and meaning.” What is more, since meaning
IS,the province ofsemantics then the tautology’s source itself appears to be semantic.
V6W., p. 5.
48
But this provides a clue how to weasel out of this tautological trap—and perhaps
even satisfy Scruton as well.
We are saved by Harris’ seemingly incidental allusion to that “critical-but
-implicit” notionstanding-in. Harris alludes to the so-called constitutive rules, a key
example of which is counts as fin context C.” The difference between a formal
and a constitutive rule is that between formal logic and game playing: e.g., logic
constrains propositions from justifying theihselves but is irrelevant to free human
decisions on how to play games. This is why the rules of chess are not logical
tautologies and, apposite to Scruton’s demand for linguisticybrm, Mario Ricciardi
notes that “a rule is not constitutive according to the form it has, but to the job it
does----- What constitutive rules are ‘constitutive of is the idea (or form) of the
object of which they are rules.”® Ricciardi summarizes the theory like this:
The central thesis ofthe theory of constitutive rules is surrunarized in
the claim (made by G.E.M. Anscombe, and developed by J. Rawls,
J.R. Searle, T.A. Honor6 and N. McCormick) that there are facts
whose existence depends on rules. These facts are said to be “insti-
tutiorial facts”. Hence constitutive rules are “conditions ofpossibility”
of an institutional fact. These rules are.. .“constitutive rules” because
they “constitute” the fact itself; .e.g., the rules of chess are the
conditions of possibility of the game. One can change the size, the
material or the shape of the characters, or change the colours of the
S(^uares on the chess-board; but one will have a chess game still,
iiisofar as one uses the proper set of rules. The “principle of indi
viduation” of the institution is the set of constitutive rules of the
institution itself This means that the proper answer to the question:
“what is chess?” is not “the game played in country Y at time r” or
the game created by X”; but it is “the game that is played in such and
such a way.’”
The primacy of constitutive rules in the composition of linguistic behavior explains
why Scruton’s demand for an “intrinsic linguistic form” is so hard to satisfy, why
efforts to provide such a thing prove so elusive even to linguists, and why it would
in the end fail to satisfy even were it possible to provide it. For such a form, were it
to exist, could never itself be intrinsic to language but would be an institutional
epiphenomenon constituted by the rules of the language game. It is these rules that
content of music such critics simply have no idea what music is talking about.
Even so, Scruton’s demand that musical understanding be shown to be more
than metaphorically linguistic remains reasonable and I believe that it can be satisfied
in general and even so where Wagner is concerned. The key is the proper analysis of
the institutional facts constituted by the intelligibility rules of the TL game, and to
minimally sketch this will take up the remainder of this and the next chapter. I must
talk about the intrinsic propositional background structure in music within which
such subordinate institutional facts as truth and falseness become meaningful. Later
I will argue that any medium that intentionally asserts similarities Q‘this is like that”)
must employ such a background. I will stress that the constitutive rule “X counts as
Y in context C” has a cognitive structure much like that of metaphor (“FIRE counts as
LOVE in context WOOING”) and that metaphor is therefore an unusually transparent,
but by no means the only, surface representation ofthis background constitutive rule.
This is the key to understanding how Wagner composes his keys as mean
ing-bearing words. This he does through what he calls Affinity, a special case of the
fact that NL-and TL depend alike upon a prelinguistic metaphoric cognition that
compares familiar and unfamiliar objects to derive inferences about their nature. The
difference may be described in terms of levels of operation expressed as a back
ground and a surface. Metaphoric strategy depends on background propositional
cognition and repression of its surface expression. To overtly proposition would be
to undo the metaphoric work. Background metaphor is thus intrinsic to ordinary
linguistic structure without rendering the structure itselfmetaphoric. Since Wagner’s
theory of music depends on its ability to assert that “this is like that", then the
background propositionality intrinsic to metaphor may under the right conditions
apply to music also. Wagner made it his life’s work to produce such conditions.
’/fti'rf., pgs. 13-4. Homstein’s account of neo-Fregean philosophical linguistics ofthe type to
which Scruton appears to be beholden is set forth in order to refute it (typically enough the refutation
itself is controversial).
Let us ask the question, “What do these notes sound likeT’ Western music theory
assumes that they will sound like music in keys, and the notations with which Ex. 2.2
is festooned amount to a set of claims that we hear both the sounds (the surface) and
an added semantical factor: what the tones mean. Such meanings are not given in
perception but are matters of interpretive contention and identical pitch sets are thus
often argued to mean one thing or another. The relations between “sonorous surface,”
“syntax,” and “key,” answer to the relation ofHarris’ “(symbolic) sound to meaning,”
"Ibid.
hparing in mind the richness of connotation with which linguistics endows the term.
In both compositional and analytical acts surface sonorities are assigned model-
theoretical interpretations as a function of the meanings of their parts. Given that
Schenkerian, roman, or other graphs constitute not arguments or proofs but claims
that must be argued, a highly truncated argument about this chorale might read:
In bar 1' the three tones, g, are tonic T in scale g, which is never heard
at any one time but inferred from what is heard. Scale connotes the
presence of the even more abstract entity the Key, G minor, which is
never heard at any time as such but is both artifact and intelligibility
condition of the meanings of the parts. Pachelbel asks us to agree that
the note that follows,/ff is the leading-tone (^degree 7) of the G minor
scale and key. Three companion c/-tones claim to collectively assert
the abstract dominant (5) scale degree of the key.
Roman numerals step in to support Pachelbel’s argument that
d zxidf^ have become elements in an abstract triad, a dingus that
does not exist as an object but only as a relationship, and thus a
mental entity that cannot be true or intelligible unless everything that
proceeded it and more is likewise true and intelligible. This triad gets
a name—g: F—but no, in bar 2 a rogue tone now claims to be 7,
which iftrue obliges the preceding 5 to relinquish its dominant status
and be content to claim 1 {5=1) and thereby claim a new abstract key,
D minor. This identity theft forces the last dollop of d to change its
* meaning in mid tone. Thus 5=1 claims that meaning is not the same
thing as tone but asserts sovereign power over how it is heard.
And a more abstract way of arguing this, using the standard notation that may well
become over-familiar before we are done, would look so:
1 1 1 7 3=6 5 4 3 4 5 6 3 2 1 2 5=3 5
Ex. 2.2: “Ich hab’ mein Sach’ Gott heimgestellt” (with anchovies)
This represents but a fraction of those elements directly assigned model-theoretic
interpretations as functions of the assigned meanings of the parts. The complexity
required to argue facts constituted by syntactical rules in ordinary musical phrases is
well described by Leland Smith: “The graphing ofthese functional implications will
not always present a simple picture. It will generally be simple or complex in relation
54
'^A Handbook ofHarmonic Analysis, p. 7. Which is not accidentally also true of NL.
'*The idea of a preconscious linguistic parser of some kind is a necessary assun^tion if the
cognitive characteristics of both natural languages and tonal language are to make sense. Ray
Jackendoff discusses the musical parser in “Musical parsing and musical affect.” Music Perception
9 (1991), pgs. 199-230.
55
intelligible. Anything more is gravy—or grace. They only sound complicated when
translated from TL into NL descriptive categories, but then so does NL itself. Here
is an-example from Siegfried in which Pachelbel’s nontriadic arpeggiated d-b b-fft
pifches sound exactly like the augmented arpeggiated triads that they now are:
4 'i
Ex. 2.5: Norn “Chords” without syntax
i
If these look like Pachelbel’s non-chordal sonorities it is because they are. How then
do they become “chords”? Simple. Here is the constituting syntax:
BRUNNH.
j I - ^ 1
Du list - i - ger Held, sieh' wie du lug'st! wie aufdein
A , , , ■_ _ _ _ _ C3
7— itJ .
«i. hJ
Tj. 1—
IIji,,,) —
^ 0 '*1 -- 1 “
d:viix7 o7 c:vix7 iix7 V7=d:IV7 c.p.t. vix7 c.p.t. viio7// c;vix7
l Z_ _ _ _ _ _ _ _ _ _ _ _ _ _ I CI I- - - - - —- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - ' '- - - - - - - -
[M7a7(d=lamishedherol| |[c=sword(ersatz)]| I]d=tamishedhei^
56
Here Brunnhilde has not only called Siegfried a dirty rat but spelled out exactly why.
In righteous indignation Gunther’s vassals crowd together shouting angrily—on the
same pitches which have just spelled C Major. Here however they spell A b Major'®
and for exactly the same reason: They are preceded by the Valkyrie’s formal Ab:I-V
half-cadence, which forces the e Ij-a b-c triumvirate now to spell “Ab:I-V” 'msecond
inversion. Since these are the same pitches as before, their new functions force e ^
to play the role of a misspelled /b CAb: b 6) while the same modal ambiguity as
before afflicts the new “key.” Again, this is a combination of well-formedness and
preference rales working together. Well-formedness requires that the I-V pattern be
completed by‘T’, which is also the advice of the preference rales.'^
Syntax has thereby bound these pitches c-e Ij-a ^into an augmented chord
syntactically forced into the roles of successive C+ “Major” and A b+“Major” tonics
and generating keys Q—^Ai.—X. These keys are therefore built upon two of the
augmented triad tones in question, the other being c We therefore predict that the
next key will be E “Major.” Indeed this happens on cue. Now the women chime in
with two cents worth of indignation, in E Major, which Wagner has associated with
importunate women since Das Rheingold, scene ii (e.g., #200ff)\
'’The alternative reading, that the “Wie? Brach er die..." chord might frmction as a “deceptive
cadence” in which e i functions as a root for a VI+ chord, is arguable, though a weaker “preference.”
This is because secondary enforcers step in to lever the first preference: for instance the soprano
a h-to-g 4 patterns, standard for instance in baroque or classical I-V progressions, in which they mean
“l"-to-“7.”
59
GUNTH.
Ex. 2.8: The women cry out, and Gunther feels shamed
and Wagner expects us to remember this now. Note how (#3293) the “last straw” E
Major, which lexicalizes the women before whom an honor society chieftain like
60
Gunther would rather die than look small, impels the machismo B b Gunther (from
FBb=Mars. cf]) to cringe into his two minor keys of G minor and B b minor—typical
tonal triangulation that unambiguously fingers the B b Tonal Householder. The two
minor keys used in conjunction index the greatest possible density of psychological
shame (for which see, e.g.. Chapter Six):
G minor (B b :vi1 IB b=GUNTHER ©] B ^ Minor (Bb:i1
Tonal Triangulation: Gunther fingered as a coward
The snippet ofWagner’s syntax-semantics interface derives its additional syntactical
meaning through the tritonal tonal opposition between E Major female witnesses and
B b Major cowardice exposed, a syntax which places the exposed king at the greatest
possible emotional distance from his sister’s appalled ladies-in-waiting.
Let me sum up what these augmented sonorities from Pachelbel through
Gdtterddmmerung permit us to generalize about Wagner and rules, particularly with
reference to Searle’s notion of “constitutive rules,” that is, rules that institutionalize
the facts that we often mistake for elementary givens. Nothing that I have presented
so far is intelligible or even expressible unless Wagner is pulling Gdtterddmmerung
by means of our tired old draught horse, strict linear harmonic (otherwise known as
“roman numeral”) syntax. This is the analysis taught in first and second year harmony
classes and promptly forgotten. It depends on rigorous observance of the principle
that key is created and articulated by means of intelligible scale degree alterations.
These rules articulate what Opera and Drama calls the “House Laws ofTonal
Affinity,” in which leading tones reach out to connect with nearly or more distantly
related keys according to the “necessary law of Love.”'* Even “backgrormd keys”
obey the law of Affinity that regulates the surface. The power of grammatical rules
to cobble augmented sonorities into chords and force any such chord to function as
multiple tonics or keys validates Tovey’s description of tonal music as a “language
in which sense dictates what is to be accepted in sound.” Such considerations reveal
key to be a unit ofsemantic meaning which, via “constitutive rules,” exists as a “fact”
only by the grace of grammar.
Absent these grammatical rules there is no “key” and nothing other than
arbitrary declaration can conjure it into being. Meanwhile we are left with Wagner’s
caveat that “these laws of hjumonic sequence... allow the most varied choice from
amid the kingdom of harmonic families... they demand, however, before all a strict
observance of the house-laws of affinity of the family once chosen, and a faithful
tarrying with it, for the sake of a happy end.” That end is intelligibility. Let us now
turn aside for a brief but educational excursion down the alley of an alternate form
of musical analysis, in which the notion of “constitutive rules” has apparently never
taken hold and which therefore depend for their explanations not on grammar but
Gandalf
key areas play a role in articulating the time of the scene. Basically the scene turns
on a shift from E b minor toward a B minor only hinted at in the final moments.”^
By arguing in this fashion McCreless represents this single claim as the most
fundamental point of over three hundred bars of music, and he exhausts a good deal
of his analysis in explaming how Wagner accomplishes the miracle of this “shift”
fixjm the initial Eb minor to a grammatically undefined “hint” of B minor.
The question of keys involves intelligibility rules. Given that keys are facts
constituted by rales, and that the constitutive rales in question are grammatical rales,
how does this claim hold up to simple linear harmonic analysis? What for instance
happens to an opening E b ? Here are the first eight bars of the Vorspiel:
Eb minor
|eb(i)* ------------------------------—
ICb(Vl).....................................................................................................................
Ui!II I 1 V |1 V IIV I VIIVIV U VI VI 1 I
'^^^56789
iii I10 ii HHiT
II
Eb minor
ieb(i)* ------- ------------------------------------
|Cb(VI)................................................................................... ...
IsQiffl ______________ n. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
|ii iii & I ii vi | ii vi | jj | jj | jj; | // sp; vijo7 |V 1 & I V I &
■7 13 u 13 16 IT II ^----------i;--------------
Eb minor
leb(i)*
|Cb(VI)
//....................................
: ...................................................
..........................
Ig(iii/1)..........// _______________________ _______ _________________________ .
I
7*
V '_____ S
I iio7 viio7 IV
23
I
24
V I V
23
|
26
V | V
27-------------- M
I i etc.
Despite the signature the opening key is Cb Major, and it progresses through G
minor to E b minor at bar 28. A great deal follows semantically from the linear key
sequence, which is why it is important to get it right.
64
Ex. 2.10’. The Second and Third Norns (G minor and E b minor)
Commencing at bar 18, the C b Major mediant (Cb.:iii) which has already served as
a V substitute twice, is decomposed into a pivot chord leading to the G minor domin
ant ninth. This chord resolves in classical form, V-I, not once but twice, making bars
18-20 as G minor as Mozart’s No. 40. From bars 21 on the key has modulated to E b
minor, which is not the first but the third key of this Music Drama.
65
^'Notwithstanding, the analysis exhausts much of its substance on the obscure processes by
means of which the shift is said to take place. Thus the “strange music for the Third Norn” sings in an
idiom differs from that ofher sisters sufficiently to eamherthe epithet “the Third, chromatic-language
Nom” and which “turns the tonal color ofeach round in new directions, and her music ultimately turns
Ek minor toward B nunor.” {Ibid., p. 288.) She manages this by manipulating “a single, peculiar
seventh chord, f-ab-cb-eb, the point around which the turn is made.” {Ibid.) On examination this
‘*peculiar” chord turns out to be an orthodox eb:iix7. standard since, well, Pachelbel.
66
“For a full discussion ofthe cartographical entailments ofTL syntax see below, Chapter Six.
67
of this can even be described apart from detailed observance of Wagner’s infinitely
precise linear harmonic grammar. The description is the grammar. If we replace this
grammar with wooly Schenkerian approximations we have essentially erased the
composer’s text and with it our ability to understand Wagner in his own terms.
Even when correctly applied Schenker analysis obliterates hundreds of bars
of lexical and syntactical evidence at a sweep. Appendix Id identifies ninety odd keys
where McCreless identifies only eighteen, some nonexistent. Thus the fourth linear
key above (bar 28) is C b minor. This is already confirms the “B minor only hinted
at” hundreds of bars later and the opening 28 bars as a closed [Ci.-g-^-ci.(=b)]
clause, and it therefore re-obviates the idea that Wagner devotes any composition
ingenuity to turning from this C b -pre-encapsulated E b minor to a distant wisp of B
minor at bar 304. There is no such turn in any stronger sense than that “Wagner often
modulates.” The Norn scene thereby establishes ho-hum closure through the closed
Cb(cbl-»b. a humdrum fact that needs no Schenker or even “directional tonality” to
explain. Lexical tonality already explains it and a good deal more: for instance, that
the opening Cb Major (#2506) means “nocturnal light” per #2366, AWAKENING,
while C b minor (“ Was Licht leuchtet dort?”, #2509) is a default (MINOR IS WEAKER)
minor key reference to the Norn’s failing second-sight, which is why this so-called
know-all trance medium had to ask. It explains the use of B/b/C^ for sinister
darkness wherever it appears in Das Rheingold, Die Walkiire, or Siegfried—or even
Tristan or Parsifal. These are long-distance compositional facts instituted by the
syntax—semantics interface and far beyond the range of Schenker even to describe.
Similarly, by using Schenker methods in isolation unverified by linear
harmonic analysis, untonicized surface sonorities matriculate to keys in the face of
counter-evidence that would annul similar elaims in any Beethoven analysis. Such
nonexistent keys then become the sandy cornerstones for complex secondary claims
such as this:
... the process involving the pitch E in the Noms’ Scene concerns
a phenomenon central to Schenker’s theory: the expansion of a
chromatic detail early in a piece and its fimctions at progressively
higher structural levels. The Fb in measure 2 is the first chromatic
pitch in Gdtterddmmermg. When we first hear the F b, it is merely a
passing tone between E b and G b. But in measure 4, briefly, and at
“Welch’ Licht leuchtet dort” (m. 28), it becomes the seventh of the
dominant seventh of C b, and it is in this guise that it serves as the
68
23ti
‘Schenker and the Noms,” p. 286.
69
2 NORN
No trace ofFi tonicization exists in the real music. No tonal path leads to a tonicized
F b Major and no path leads out of it. Instead the same orthodox syntax that serves
Pachelbel now forces the “Nom Chords” of Ex. 2.5 to spell IV+—1+ in C b Major.
Thus the E b triad that cues dammert, oder, and Lohe refutes an Fb tonic: if this is
the key ofFb then Schenker students will conectly identify the key of C Major by
its constituting B Major triad. When the chords do pivot they do so not into F b Major
but E b minor, whose orthodox chords and scale degrees dutifully surround it and
whose lexical usage is consistent with the opening and eb.. These are typical
“facts constituted by rules,” artifacts of the invariant syntactical (roman numeral)
rules applied through-out this book to the entire tonal body of the Ring. On the other
hand, since the attribution of tonicity to this chord is central to McCreless’ proffered
graph and the discussions based on it, they fall together.
Again it will not do to generalize the moment as an allusion tofbz&z. chord
or a key, as McCreless does with e b (e.g., “allusions to both modes ofE b, as key and
chord, weave in and out of the texture.”)^'* The absence of syntactical specification
as to what constitutes an “allusion” to a chord or a key rather than its literal presence
renders the term meaningless, while failure to properly interpret theJunction of such
a chord means that Schenker’s notion of a chromatic detail being raised to a higher
structural levels remains essentially undiscussed.
Though even as Schenkerism this analysis collapses at once, it presents the
opportunity to ask if Schenker’s general explanation of the significance of early
chromatic details is necessary at all. The fact that isolated chromatic tones often find
themselves passed on up the hierarchy is uninteresting unless it means what Schenker
says it means, e.g., that it offers evidence for some all-constituting Ursatz. But such
occurrences can easily be explained by generic and thus extra-musical sorting logic
of the type that decrees that randomly distributed bits of gravel will eventually end
at the sides of the road.
In any musical piece there are fewer keys than chords, tonic than non-tonic
chords, non-scale tones than scale-tones. Any random tone will thus find fewer slots
^Ibid., p. 282. So too with respect to the earlier “hint ofB minor”; ifgrammar is hinting then
it cannot be articulating a given key, otherwise it would simply be the key in question. The question
ofwhat ifnot grammar technically constitutes a “hint” remains undiscussed. And if grammar can’t do
the job, what else can? Is grammar working side-by-side some other principle? This is the language
to which one must revert in the absence of linguistic explanations.
71
to occupy at each ascending level. Generic sorting logic dictates that as the harmonic
mixture increases in complexity a dissonance is bound to convert to consonance. It
is also no surprise that dissonances pop up in generic chords before tonics. What is
surprising is that Schenkerism has been accepted without concern for readily avail
able alternate explanations, the existence of which make it impossible to show that
simple facts mean what Schenker says they mean. Such things would go on anyway
whether the target tone was structurally important or not.
To test this, consider the first actual chromatic tone of this piece. It is not
McCreless’ diatonic/^ but the a ! of bar 18 that transforms the Ci:iii chord to the
g;viio7 with fe ^ a resolved suspension that immediately pivots to the g:V9. Every
tone before this one is completely diatonic and, unlike McCreless misidentified
diatonic/^, this tone actually sounds chromatic.^’ What is the fate of this a 111 It
doesn’t take it long to tread the cursus honorum instituted by crass sorting logic.
Saving begun its career as an humble altered chromatic chord tone it recurs (bar 31)
as an internal part of a neighbor-motion attendant chord to the M:VI; then (bar 32)
as*the root of a neighbor-motion attendant chord to the A^:!. It is duly promoted to
root position E;IV triad (bar 69) and finally to tonic A;I at bar 74. It acquires its own
signature at bar 225Since this nobodyfb does the same thing as our somebody a
What does all this admirable “lawfulness” imply with respect to Schenker principles?
Nothing whatsoever. It is the logically predictable artifact of tagging and sorting any
arbitrary invariant tone within a context ofongoing and cumulative tonal complexity.
Having begun as lowly chromatic water-boys, our two intrepid little tones have
nowhere to go but up to team captains. Thus our need for Schenker to explain this
evaporates. As in most cases where profound Schenkerian explanations are offered,
here a humdrum but relevant alternative readily presents itself.
Let us therefore consider some broader theoretical implications ofthe power
“Should a true chromatic passing tone be required in bar 2, singly erase Wagner’s b at the
/, leaving the unalteredf^, and listen up. That's what “chromatic means.
“This tone is constitutive ofthe “Annunciation ofDeath” motifto be discussed presently (Ex.
2.13). A tally interesting but completely unSchenkerian quality of the resolution of the 6 A to the a #
in bar 18 is that it resolves to a viio7, that is, to a dissonance, which makes the immediately preceding
consonant b b sound dissonant, even though it is the paradigmatically consonant fifth degree of what
had a moment before been an equally consonant minor triad. This is our “Pachelbel factor” again: it
is not how an acoustical entity literally sounds but what it a syntactical entity means that determines
its perceived consonance or dissonance.
72
bility, for instance, by politely choosing not to say what Brilnnhilde just said about
Siegfried.^*
Schenker thus does not begin to address the full range of TL intelligible
syntax. This is why in dismissing Wagner he dismisses Western musical intelligi
bility as a whole and with it, all hope of representing himself as general theoretician.
This is also why Wagner, who possesses a more general theory of TL intelligibility
and a compositional technique to make it real, can employ intelligible key with
Ifexical consistency without being bound t o a narrow range of sonorous surface
expressive possibilities. His syntax-semantics interface obliges sonority to shoulder
much of the expressive burden once delegated to key-shackled melody, thus freeing
the composer to retain an unbroken chain of extra-musical lexical referents while
surface expression discourses upon them. Micro-roman numeral syntax, operating
on Wagner’s minute scale of modulation (and of everything else)—commands what
we hear, making us deaf to this sonority or painfully aware of that, or making some
innocuous triad impress us like a party-crashing boor or a grotesque dissonance
appear to be no more than just the polite sort of thing that proper persons say.
How then do Schenkerians justify their system to those not already con
vinced? Their argument is simple: they refuse to argue. And in so doing the theorist’s
disciples have censored their master’s capacity to justify to the non-believer why his
system should be considered either culturally or artistically relevant. Robert Snarren-
befg has discussed the American jettisoning of the conceptual superstructure that
motivates Schenker’s methods, analyzing the systematic censorship that attended the
Eilglish translation of the master’s works.^’ The practice licenses expunging every
cultural context from any analytical act and thus, since “lexicon is culture” (Chapter
Four, below), all possibility that a genuinely linguistic model of tonality can find
Schenkerism relevant in its own terms. Thus culture, psychology, aesthetics, and
every other extramusical context, are rigorously expunged from Alan Forte’s and
Steven E. Gilbert’s classic work. The authors mock argument itselfas apology, thus:
“Or to allow Wagner to put the matter with his customary restraint and tact: “To be able in
these conventional forms so to toy with Music’s stupendous powers that her own peculiar function,
the making known the iimer essence of all things, should be avoided like a deluge, for long was
deemed by aesthetes the true and only acceptable issue of maturing the art of Tone.” (“Beethoven”,
P-78).
“Now that Schenker’s ideas have been quite broadly disseminated, especially in the
United States, and his concepts have gained wide acceptance, it is not necessary to
offer an apologia for them.” Forte’s marketing logic is satisfied when the ad
campaign has sold the product to consumers. What replaces argument is claim:
“Suffice it to say that many musicians have discovered that Schenkerian principles,
correctly applied, yield musical, insights not obtainable from other methods of
analysis.”^® Yet Eugene Narmour’s equally classic work^' gives good reasons why
argument is necessary, and its absence suggests why Schenker charts collapse back
into roman numeral functions that cannot be taken as axiomatic.
It is thus unsurprising that Wagner scholars who attempt to use Schenker soon
find themselves lost in the woods. They have received no warning that Schenkerism
cannot describe the full range ofwhat constitutes syntactically well- formed keys. In
fact, Schenker methods as such cannot even define what constitutes a well-formed
key. And since no one argues in Schenkerland no one considers it important to verify
the existence of Wagner’s keys by other than Schenkerian declarations. Yet keys
must be verified by other than Schenker claims since Schenkerism, which purports
to be a rational system, cannot self-validate its primary data.
^'Beyond Schenkerism, particularly Chapter Two. This penetrating critique of the logical
basis of Schenkerism remains unreferenced in either McCreless ’s or Darcy’s own Schenkerian studies.
75
“In general flie misspelling of pivot tones is inevitable because any such tone serves two
functions and you can’t spell them both. Wagner does the same thing in the very same bar, beat 3,
V^ere the tenor/if is clearly a misspelled chromatic e tt passing tone resolving upward to the requited
ftt. Why would Wagner feel indifferent to good spelling here and not there? The functional difference
is between chord-tones and chromatic passing tones. The former must be spelled correctly, for in
stance, the student writing an F minor triad as/-g/^-c would flunk basic concept. But neither grace-
notes or chromatic passing-tone ate strictly functional and may therefore be spelled anyhow. Thus this
example is even simpler than the desolated singleton of Siegmund’s dissolving “D minor” chord {Ex.
2.14) for the effect is acconqtlished as it is through orthodox chromatic grace notes and passing tones
Slat resolve in orthodox fashion that obviate any need for a change of key.
76
**---------------------- 1 --------
K--F—......... T^"- ------------
----------- 1---------- _1----------1----------- Ip—
pp_____ PPP
__ ... ........z-----J l
\#102I [s=darkeningshadows]!
minor.”
Just so: and since a lexical meaning of D minor is “Siegmund” [d=Siegmimd], who
noW lies at dissolution’s door, Wagner reaches into the doomed hero’s heart,
transforming it to a leading-tone that resolves itself into the Death Messenger’s
receiving tonic key while its now irrelevant meaning dissolves away to nothing.
The extraordinary expressiveness ofthis example is only possible because of
Wagner’s impeccably conservative command of the constitutive rules of his tonal
syntaxl. Tuttle’s syntactically correct identification of the non-functionality of Sieg-
mund’s ersatz D minor “triad” offers an instructive example of the standard appli
cation of NL categorial grammar theory to Wagner’s TL. Per the compositional
strategy that Jacobson describes as maintaining the syntax—semantics interface,
syntax assigns a present {absence offunction) to the semantic entry [d=SffiGMUND],
thereby composing the model-theoretic Tneamng-, * {functionless [hero]}. Assigned
to the extramusical entry Siegmund his syntactical functionlessness is heard as such
on the level of expression (surface sonority). This categorial grammar—style pro
cedure is the source of the emptiness of this “compositional moment,”-that is, of our
conviction that although Siegmund still appears to be alive, he is a “dead man walk
ing.” Again, it is noteworthy that the Annunciation non-chord shares Pachelbel’s
common syntax to achieve an effect precisely the opposite to that of Ex. 2.3. Where
Pachelbel syntactically represses our awareness of the augmented sonority by split-
tingtts meaning into I—V segments, Wagner’s syntactically forces our awareness of
a meaningless sonority that resolves itself out of existence.
This cognitive split between what things sound like to the ear and what they
mean to the brain is crucial to the aesthetic qualities not merely of Wagner’s but of
all tonal music. These are precisely the syntactical rules that permit Pachelbel to
bandy augmented sonorities about unremarked and unpunished. It is because these
rules permit Pachelbel to get away with the things he does that Wagner gets away
with even more outrageous—because fanatically backward-looking amoves under
'^Musical Structures in Wagnerian Opera, p. 40 and [40n]. Tuttle’s sensitive and nuanced
linear-harmonic analysis of this “Annunciation of Death motif may be contrasted with Grey s
quotation of the same material, which is innocent of any linear harmonic concepts or analysis and thus
has nothing to say about this ersatz chord’s structure, lexical significance, or effect {Wagner's Musical
Prose, pgs. 232-4; example quoted onp. 233.) A slight correction to Tuttle’s analysis reflected in.Ex.
2.13 is that the only non-chord tone here is the e/f. The a # is a pivot e;4=fl;3 while ffied^ is a
noncadential e:7=£i:6. The e cannot be a misspelled e: k 2 since chords must be built on thirds.
78
---------------------
-.................. r
--
¥........................... -■
VJ' ^ r 1 ■— LtJJ ‘ r r
Ex. 2.16: “Treue Gott, ich muss dir klagen”, Variatio 2 (Pachelbel)
The syntactical conservatism that supports Wagner’s surface radicalism is, as always,
striking The only difference between the two scales—and this is inessential to their
syntactical function—is that Wagner’s is built on a viio7 pedal that drops out, where
Pachelbel’s is built on a soprano and alto minor third pedal that changes function
twice. Here Pachelbel employs in naked form the modulation-is- scale degree
alteration assumption described in Opera and Drama and taken to a logical but still
intelligible extreme in om Parsifal example. Yet both are governed by the same
orthodox syntactical rule-boundedness. This is Wagner’s “a strict observance of the
house-laws of affinity of the family once chosep, and a faithfiil tarrying with it, for
sake of a happy end.” Without such consistent syntactical orthodoxy it would be
impossible to identify the ephemeral scalar df ss the determinant leading tone that
collapses D minor to Cjl minor. Though Wagner rejects the Schenkerian logic of
cadential confirmation as a well-formedness condition, he clings even harder to the
second Schenkerian notion that tonality must “intelligibly invoke the tonic scale and
Wad as a frame of reference.”^^ Yet whether articulated by triadic or other means
Schenker’s well-formedness rule must remain in force, else keys would vanish (as
almost happens here), entailing the collapse ofthe composer’s tonal-lexical scheme.
Again, in the 27th bar of the Lebhaft section (bar 9 of Ex. 2.17) describing
Amfortas’ rejection of his sacred office, a variant of the Grail motif is heard that
chromatically modulates" within the phrase (denoted
”I include in the exanqile the preceding eight bars of what Lewin has described as “raging ■
atonality,” to show the syntactical precision with which Wagner maintains strict and orthodox tonal
syntax. In the first eight bars he does so by textural reduction to single pivots tones or chords: (bar 1):
a: 5=f:7(=V)-t^l(i); (bar 2): f: III=^:V; (bar 3): ci; III=a:V; (bar 4): a:5=b; b 2; (bar 5) b:5=ci: b 2;
(bars 5-7) two iterations of rising tonics in succession without pivot tones; (bars 7-8); E: viio-viix7.
Note that the Klingsor motif that drives the first four bars is composed of tonics a major third* apart,
outlining with keys the augmented triad sonority ofAmfortas’ wound. (The Grail motif that opens the
Act 1 Prelude does the same thing with different melodic material).
83
s V
86
“For discussions ofthis (the “Lohengrin complex”) see below, Chapter Three, pgs. 127^and
136/ and Chapter Five, p. 203 and 242ff. Again the three minor keys of Amfortas’ plea to be pierced
by swords fa-f-ctll are answered, and in sequence, when the Spear touches the wound in the major
mode (A-F-Cl). Here again {minor mode=wounded, lowered in value}, as in [D=hero (Sieg&ied)],
[d=wounded hero (Siegmund, Amfortas, Tristan, Mark)].
87
as what they had to say could still be said in it and describing his care to make
transformations ofmotive—^which likewise involved lexically relevant transpositions
of key—intelligible according to a strict and unbroken linear logic spelled out thus;
Had I used in an Overture a motive cast like that which is heard in the
second act of “Die Walkiire” at Wotan’s smrender of world-
sovereignty to the possessor of the Nibelimgen-hoard:
had been heard at the earliest gleam of the shining Rhinegold; at the
first appearance of the Gods’ -burg “Walhall,” shimmering in the mor
ning’s red, the no less simple motive
gined how nothing more enrages me, and keeps me away from
strange performances of my music, than the insensibility of most of
our conductors to the requirements of Rendering in such combin
ations in particular; needing the most delicate treatment, they are
given to the ear in false and hurried tempo, without the indispensable
dynamic shading, and mostly unintelligible. No wonder they are
bugbears to our “Professors.”^*
Still, is such a practice as intelligible as Wagner hoped? In Wagner’s music
expression follows from key relationships more directly than from keys. It is hard to
hear keys as such but easy to hear key relationships. The audible signal that a new
key has commenced is often the obtmsion of a disruptive alien entity into the key of
the moment, anomalous or ersatz chords or unexpected chromatic neighbor or
passing tones. The triad is relieved of key definition duties and Wagner is free to'
dwell upon secondary dissonant or consonant triads at will, including the b E or the
A6, which thus swarm to the sonorous surface to endow compositional moments with
increased pungency and memorability, though at a considerable cost of apparent
confusion to Wagner analysts for whom the minutia of fundamental harmonic
grammar is either a sphinx or a bore. A non-tonic triad may abruptly obtrude and
linger to express the arcane torque of some fleeting dramatic moment. The expressive
point of a new key is thus more often that it distinguishes itself from the prevailing
texture in some grammatically striking way—signaling the separation of
compositional moments and their meanings—than that it is heard as a new thing-in-
itself It is the degree of separation or distance, similarity or difference, that Wagner
is aiming to express, in line with his fundamental claim that music has the power to
demonstrate similarities or differences and thus to make claims about essential
no systematic way to handle the question of meaning, for instance, to define at any
given level which tonal phenomena must be recognized as irremediably syntactical
and which irreducibly semantical. By “semantical” must be understood “facts consti
tuted by rules,” where rules are understood as specifically constitutive and which
therefore compose the meanings that we are obliged to assign to the phenomena that
are of interest to us in meaningful analytical acts. This remains true whether the
music under consideration is texted or not, or whether keys or other tonal entities are
assigned specifically lexical meanings or not. The failure ofmusic theory to embrace
the linguistic model dooms it to impotence insofar as the goal of music theory is to
understand the question of musical meaning.
In his discussion of musical syntax Joseph P. Swain reminds us that the term
first gained popularity in the 1950s and 1960s, decades during which Noam
Chomsky’s theory of generative grammar was sweeping academia and being
enthusiastically taken up as a liberating (and thus ideological) concept particularly
by twelve-tone composers. Swain points out without particular stress that the term
was a darling owing to its accidental similarity to the concept of stracture so beloved
of those feeling a need for liberation fi'om the dark tide of occult subjectivities, and
thus came to be used somewhat interchangeably with the latter, such that one could
talk about the structure and the syntax of a piece as if the two were effectively
identical. This prompts him reasonably enough to ask in what sense such “syntax”
differs from a trendy euphemism for generic “structure,” that is, what conceptual
work it does that “structure” does not.^®
His answer is rich, concise, and well worth reading,"" but our Pachelbel
example and its Wagnerian counterparts dramatize its ability to suppress some
sonorous meanings and enforce others even when these require the multiple
hierarchies of rules to be intelligible. Thus to Swain’s question “What is syntax for,
anyway?”^^ I would answer that syntax is a thaumaturgist casting mind-clouding
spells to transmogrify the foundation of our perceptive faculties—an ability that
generic “structure,” however subtly it may otherwise be conceived, cannot explain.
can function as lexical units is one formal basis for describing his as a “lexical
tonality.” In this chapter I jvant to discuss the characteristics of Wagner’s keys that
render them metaphor-like and thereby intelligible as TL lexemes, to prepare for
discussing those characteristics oftheir cognitive structure that are specifically public
in nature and thus permit keys to convey information from person to person in a
variety of styles and historical periods.
Wagner’s modifications of the tonal syntax rules discussed in Chapter Two
all tend to the same piupose: to permit a discrete unit ofmusic to refer to some extra
musical object, and to make rational comparisons between these objects: this is like
that, that is unlike this. This may seem simpleminded but Wagner draws from it a
most remarkable conclusion, which the composer arrives at not by considering TL
syntax but rather NL semantics, thus:
In keeping with an unaffected view ofNature and a longing to impart
the impressions of such a view. Speech set only the kindred and
analogous together, in order not only to make plain the kindred by its
analogy and explain the analogous by its kinship, but also, through an
Expression based on analogy and kinship of its own “moments,” to
produce a still more definitive and intelligible impression upon the
Feeling. Herein was evinced the sensuously composing {sinnlich
dichtende) force ofSpeech. Thought taking the open sound, employed
for purely s'iibjective expression of the feelings inspired by an
object—in scale with its impression,—and clothing it with a garment
of mute articulations, which stood to the Feeling as an objective
expression borrowed from an attribute of the object itself, it had
arrived at moulding different “moments” of expression, in its speech-
roots. Now, when Speech set these roots together according to their
kinship and alikeness, it made plain to the Feeling both the
impression of the object and its answering expression, in equal
measure, through an increased strengthening of that Expression; and
thereby in turn, it denoted the object as itself a strengthened one,
—^namely, as an object strictly-speaking multiple, but one in essence
through its kinship and alikeness.^
Phonetics renders impressions designated by Feeling as akin into words perceived to
be ofthe same species, and wherever these recur all such species-similar words point
their phonetic fingers back toward the Unconscious source of their Affinity. This
source lies neither in Time nor Space but in Intelligibility, which is the main reason
that this was Wagner’s favorite word until his late-period neo-gnosticism rendered
it obsolete and replaced it with “Knowledge.”^ Wagner calls this object that-not-
directly-expressed “multiple” because it is indexed by innumerable species-similar
words that are expressed. His term “one in essence” refers to its intelligible
indivisibility, vindicated by the fact that Feeling offers a similar response to its
‘About which probably too much more will be said in Chapters Seven and Eight.
94
Expression — to — Essence
Surface tonc/chord made intelligible by background scale
Surface scale made intelligible by background key
Surface key made intelligible by background tonality
Surface words made intelligible by background Affinity
(Virtual intelligible object)
In this hierarchical cognitive model objects ofExpression become real only by virtue
ofbackground Essence at the preceding level. Expression is therefore always relative
to some backgroimd Essence. This is the core of Wagner’s understanding of the
rational relation between TL and NL syntax and semantics. It is the rough algorithm
through which he gets keys to behave like words or rather, like this intelligibility
stracture that he believes that he finds in words.
How may we evaluate the validity of Wagner’s theory? It is in the first place
coherent with classical psychological and literary theories that are not in themselves
controversial. In psychological terms both TL and NL language structures originate
in a prior psychological structure of foreground and background that Wagner con
stantly refer? to as the Conscious and the Unconscious. His accoxmt of this process
is coherent with psychic structures posited by Freud and Jung over half a century
later, in particular the latter’s so-called feeling-toned complexes, which are also
virtual intelligible objeets held together by their feeling-value, that is, their perceived
psychic energy. In general, the feeling-toned complex is a staple ofpopular literature,
for instance the whodunit genre, in which such objects make cameo appearances
whenever Miss Marpole or Hereule Poiroit surprise some suspect into a revealing
gesture with a casual mention of the word “truss” or “knife.” A technical invention
based on complex theory is the lie detector.
Again, in her classic study of Shakespeare’s imagery Caroline Spurgeon
observes how similar virtual objects contribute to the playwright’s poetic style:
“Shakespeare’s tendency to have a similar group of ideas called up by some one
single word or idea is a very marked feature of his thought and imagination... It is
very interesting to trace these groups, and to note, for instance, in his early and late
work, how his art develops and gains strength in the expression of them.”’ Spurgeon
cites several cases of such image-complexes, for instance time—^beggar
^Shakespeare's Imagery, p. 186. Her entire chapter (“Association of Ideas”, pgs. 186-99)
is highly relevant to the present discussion.
95
-r-scraps—alms, which appears in Lucrece 985, “Let him have time a beggar's arts
to crave / And time to see one that by alms doth live / Disdain to him disdained
scraps io give”, and Troilus and Cressida, 3.3.145: . a wallet at his back wherein
he puts alms for oblivion,... Those scraps are good deeds past, which are devour’d
As fast as they are made”, to conclude that “Although the complete thought of the
two passages is quite different, yet we can see that without doubt, when Shakespeare
wrote the later one, the connection between time and a beggar, scraps and alms, had
been sleeping in his imagination for at least five years (1594-9).”‘ An essential
aspect of such imaginal complexes in Shakespeare is thus that they persist over some
significant portion of creative life and transcend individual works. This is precisely
what we find about the lexical associations in the Ring and Parsifal.
Wagner’s principle of emotional affinity is also present in Shakespeare, and
Spurgeon conj ectures that the connection between members of Shakespeare’s image-
complexes are evaluated emotionally for affinity on the grounds that “There are, of
course, several other groups of ideas which recur together, but some of them—
though they imdoubtedly and definitely follow one another in Shakespeare’s mind—
are so apparently unrelated that it is difficult to trace more than a thread ofmeaning
in them. Such a group is the association of death, cannon, eye-ball, eye-socket of
skull (a hollow thing), tears, vault, mouth (sometimes teeth), womb, and back to
death again. The association is so vivid that whenever Shakespeare speaks of death
he seems immediately conscious of the hollows in the skull where the eyes have
been.”’ She cites Exeter’s threat to the Dauphin as an example of a “connection of
idea so far-fetched that it is difficult to see the reason for the threat until we re
member how Shakespeare’s imagination works.”® Thus such usages represent “a
tendency to group repeatedly a certain chain ofideas round some particular emotional
or mental stimulus.”’ Spurgeon infers that Shakespeare’s virtual intelligible objects
can render his surface poetics obscure but also, when analyzed, clarify it.
‘Ibid.,pss. 186-7.
’/Wd.,pgs. 191-2.
'Spurgeon refers to Henry K, 2.4.120:"... an if your father’s highness / Do not, in grant of
all demands at large, / Sweeten the bitter mock you sent his majesty, / He’ll call you to so hot an
answer of it, that caves and womby vaultages ofFrance Shall chide your trespass...” {Ibid., p. 194.)
^Ibid., p. 195.
96
'°Ibid. She cites Julius Caesar, which starts with thawing-, Hamlet, with candy, Antony 'and
Cleopatra, with dog; and J.C. again, with sweets.
97
pulls his emotion-defining “moment” forward to the head of the text, in the form of
alliteration or Stabreim.
This “composing moment” of Speech is its alliteration or Stabreim,
in which we recognise the very oldest attributes of all poetic speech.
In Stabreim the kindred speech-roots are fitted to one another in such
a way, that, just as they sound alike to the physical ear, they also knit
like objects into one collective image in which the Feeling may utter
its conclusions about them."
Wagner posits a fundamental characteristic of poetic speech, that it uses phonetic
gestures to rope together images emotionally felt to belong together. Wagner claims
a Principle of Affinity which organizes the poetic stmcture ofthe mind. He describes
this principle as the Feeling-equivalent of the Understanding’s product, “thought.”-
It is an analogy-based consciousness that develops poetic entailments by sequences
df perceived emotional sameness and difference. In so doing the Feeling creates
phonetic analogies to external objects. Wagner’s didactic example is the German
sentence Liebe giebt Lust zum Leben (“l/5ve gives delight to living”):
as a like emotion is physically disclosed in the accents’ Stabreim-^
roots, the musician would here receive no natural incitement to step
outside the once selected key, but would completely satisfy the
feeling by keeping the various inflections of the musical tone to that
one key alone.'^
Here Wagner prescribes first, that the modulatory impulse is to arise fi'om the
demands of emotion such that singularity of emotion translates to singularity ofkey.
He contrasts such homogeneity of feeling with a second case involving contradictory
feelings:
On the contrary, if we take a verse of mixed emotion, such as: die
Liebe bringt Lust und Leid, then here, where the Stabreim combines
two opposite emotions, the musician would feel incited to pass across
from the key first struck in keeping with the first emotion, and
determined by the latter’s relation to the emotion rendered in the
earlier key."
Wagner defines the choice ofKey I, his referential key, as being one “in keeping with
the first emotion.” The choice of the secondary Key H, is determined by its
“relationship to the emotion rendered in the earlier key.” The relationship between
emotions determines the re.lationship between keys, but such key relationships are to
be articulated by means of an otherwise orthodox use of common-practice harmonic
syntax, as Wagner prescribes elsewhere:
... these laws of harmonic sequence, based on the nature of Affinity,
- just as those harmonic columns, the chords, were formed by the
affinity of tone-stuffs, - united themselves into one standard, which
sets up salutary bounds around the giant playground of capricious
possibilities. They allow the most varied choice fi-om amid the
kingdom ofharmonic families, and extend the possibility ofunion by
elective-affinity... with the members of neighbouring families ...
they demand, however, before all a strict observance of the house-
laws of affinity of the family once chosen, and a faithful tarrying with
it, for sake of a happy end.'"*
Wagner describes the syntax governing keys as Hasix House-Laws ofAffinity, thereby
subjecting TL syntax to the burden of lexical meaning. Syntax exists to control the
relations between “Tonal Households” and semantic meaning. He can do this because
he has theorized poetry and music in structurally parallel fashion. Thus extraneous
tones are not to appear in a key once selected, however briefly or they must be
syntactically accommodated to the prevailing scale degrees. To do otherwise would
0
'*TheArt- Work ofthe Future, p. 117. Here and elsewhere Wagner argues like Steven Pinker,
for whom the miraculous fecundity ofhuman natural languages arises ftom the constraining influence
of grammatical rules by which intelligible sentences may be distinguished from unintelligible ones.
“Who could not be dazzled by the creative power of the mental grammar, by its ability to convey an
infinite number of thoughts with a finite set of rules?”(7Vie Language Instinct, p. 126.)
99
tenants in a tonal Household under the direction of a single Householder. The basis
of Wagner’s lexical tonality is the construction and categorization of poetic and
aflFective similarities under the rubrics of lexical keys. Wagner’s “House Laws of
Affinity,” which formMizes his similitude-seeking tonal strategy, is the core concept
in his real tonal practice. Recurring referents to a once-named poetic image impel a
return to its original lexical key. It is only by means of such repeated tonal returns to
the same or similar images that “the musician becomes perfectly understandable.”
Such intelligibility may be quantified by looking in the Lexicon. If the Lexicon and
its organizational logic proves intelligible and the methods by which Wagner
constracted it prove reasonable and capable of being used to discover further aspects
of the language, then my theory proves falsifiable and is more or less vindicated. If
after all this the Lexicon still proves a sphinx, then my present theory collapses like
a house of cards.
Wagner further argues that modulation itself is to be governed in its details
by the same emotional factors that determine key choice;
The word Lust (delight)—which,' as the climax of the first emotion,
appears to thrust onward to the second—^would have in this phrase to
obtain an emphasis quite other than in that; die Liebe Giebt Lust zum
Leben; the note sung to it would instinctively become the determinant
leading tone, and necessarily thrust onward to the other key, in which
the word Leid (sorrow) should be delivered. In this attitude toward
one another, Lust und Leid would become the manifestment of a
specific emotion, whose idiosyncrasy would lie precisely in the point
where two opposite emotions displayed themselves as condition one
the other, and thus as necessarily belong together, as actually akin.’’
Wagner replaced confirmatory cadence with his “determinant leading tone” as an
arbiter of key, thereby shifting the action fi-om the end of a compositional moment
to its beginning. To Wagner such a tone is any scale degree that successfully denies
the scale of its predecessor key. This is a forward-looking procedure and creates the
impression of an ongoing tonal inertia that replaces or enhances the tonal prolong-
ational procedures of his predecessors and contemporaries. The sense of large-scale
structure that has caused analysts to search for tonal prolongations in this music
without success is due in large part to this feeling that the commencement of a key
equates to forward motion. In practice such tones most often prove to be unusual
pivot tones or chords, and the short analysis of the Tristan Prelude va.Ex.L6 shows
examples, for instance the pivot tone a:7(g tl )= C: b 6(a b), which involves the need
to invoke enharmonic equivalence.
Wagner specifies a means by which two simple emotions are tonalized to
create precise yet complex emotional entities or effects:
Let us see how musical Modulation, hand in hand with the verse’s
Content, is able to lead back again to the first emotion. Let us follow
up the verse “die Liebe bringt Lust und Leid” with a second: “dock in
ihr Web auch webtsie Wonnen”-then webt, again, would become a
tone leading into the first key, as from here a second emotion returns
to the first, but now enriched, emotion. To the feeling’s sensory organ
the poet, in virtue of his Stabreim, eould only display this return as an
advance from the feeling of Weh to that of Wonnen, but not as a
rounding off of the generic feeling Liebe\ whereas the musician
becomes completely understandable by the very fact that he quite
markedly goes back to the first tone variety, and therefore definitely
denotes the genus of the two emotions as one and the same - a thing
impossible to the poet, who was obliged to change the root initial for
the Stabreim}^
Wagner stresses that comparison of similarities is to be one of the most powerful
tools of the new genre of Music Drama: THIS is like THAT. The arbiter of similitude
is key: modulation is to subserve poetic comparisons, comparisons, and more
comparisons. To employ a key as a TL lexemes is to assert its similarity of content
with that of other such usages. Thus IfC Major is LIGHT and i/iNTELLIGENCE is like
LIGHT, then C MAJOR is like BRAINS and thus \0=The Wanderer], that is, a know-it-
all {Cf. Mozart’s know-it-all C Major Sarastro). This is a cognitive and not an abs
tract tonal structuralist move and typifies the logic of all TL lexemes.
Already we have seen Wagner draw an axis from a unitary intelligible object
that is not expressed to the multiple kinship-objects that are. But what kind of axis
is this? It turns out that this axis can be empirically specified, for it is not an ideal
abstraction but a real entity that stretches out toward and rettmis from a real cognitive
space. The axis is the linear history of the lexemes on view as Appendices la through
Id. The cognitive space is the Memory projected in Appendix II. The former is the
'‘Ibid., p. 292/
101
actual operation of Wagner’s TL in linear Time and Space. The latter is the
inferential reconstruction of a set of virtual intelligible objects of multiple elements
that exists independently of Time and Space. It is the virtual space of the Ring-
world’s Memory. To make this clear let’s consider Wagner’s theory of the cognitive
interface between poetic image (mostly metaphor), harmonic logic (TL grammar),
and linear history (Memory). Let’s consider Memory first. Memory is all-important
to Wagner. It is in the first place simply identical with Thought, and this thinking is
itself conditioned, and resides within, a collective or cultural entity, which Wagner
blsewhere names the “Folk” and which in Chapter Four I will discuss in terms of
‘“public cultural linguistic properties.” Thus,
The expression: Thought, is very easily explainable, if only we go
back to its sensuous speech-root. A “thou^t” is the “thin” image in
our minds, of a non-present, but yet a real “thing.” By its ... origin,
this Non-present is areal, a physically apprehended object, which has
made a definite impression on us in another place, or at another time:
this impression has lain hold upon our feeling, and, to impart the
latter to our fellows, we have been forced to invent an expression
which shall convey the object’s generic impression in terms of the
sentience of mankind at large. We thus could only take the object up
into us according to the impression which it made upon our senses;
and this impression, regulated in its turn by our sensoryfaculty, is the
image that appears to be (dunkt) the object itself, when we think ofit
(im Gedenken). “Thinking-of ’ and “remembering,” then, are really
one and the same thing ...‘’
To Wagner Memory is not a hall closet into which objects are tossed willy-nilly but
, a rational arrangement of bimdles of associated objects. Thus to “think” is to reach
into the container of memory and pull out of this storehouse the required images. By
leaning on the term IM-pression / EX-pression Wagner draws the linear pathway into
Memory and back again Thus to “talk” is to unfold these recalled memory-thoughts
out to a linear path winding from Memory through common cultural space into the
Memory of a sympathetic conversationalist. More crucially, to unpack such images
and send them along the linear path through the common cultural space is likewise
to unpack the logic of their associational relationships as they exist in Memory. This
is where Feeling becomes crucial. What rationalized them in the first place was the
'''Ibid., p. 325.
102
Feeling-tone with which they were tagged when entered in this virtual database. This
is Wagner’s basis for describing a thought as a virtual object recalled from a central
clearinghouse of images of what were once real and material object perceptions. It
is cracial to Wagner’s theory that such virtual objects caimot be dissociated from
their integral Feeling-tones. His evidence for this is that FEELING IS ARRANGEMENT
or PLACEMENT. The Feeling-tone associated with a word is what first arranged it by
Affinity to its associated words. Once in Memory words stay put, glued together by
their common FeeUng-tones. One chooses “similar” words to express similar
situations because they have been prearranged for easy retrieval in the virtual space
of Memory by Feeling. Why by Feeling in particular? Because no one calculates
communication by thinking about it; proper communication just/ee/j good. Thus
Feeling-tone is a type of memorial arrangement EMOTION IS SPACE:
a “thought” is the image impressed upon our sensory faculty by an
object, yet molded— by that faculty itself and now brought back by
musing Memory-that witness to both the force ofthe impression and
the lasting power of its receiver, - brought back to re-arouse the
Feeling, itself, into an after-sense of the impression. We here have
nothing to do with Thought’s development to the power of combina
tion, i.e., of binding together all self-won or transmitted images of
objects passed away from “presence,” but whose impressions are
treasured-up i n m emory, - w ith T hinking, s uch a s w e m eet i t i n
philosophic Science, - for the Poet’s path leads out ofPhilosophy and
into Art-work, into a realisement of the thought in physical
presence.'*
The reason poetic words “realize thought in physical presence” is that they already
exist in virtual physical presence, that is, in MEMORY IS SPACE. Feeling, which
arbitrates virtual SPACE, thus acts in partnership with the Senses, which indexes
physical space, but is least coimected with reified Phantasy, which is beholden to no
SPACE whatsoever (other than perhaps Cloud Cuckoo Land)."* Wagner’s notion of
type:
Now, as it were before our eyes, the poet’s Verse-Melody materialises
the thought - i.e., the non-present emotion recalled by Memory, -
converting it into a present, an actually observable emotion. In its
sheer words this Verse-Melody contains the non-present but
conditioning emotion, as described from memory and thought; in its
purely musical melody it contains the conditioned, the new, the
the ternis of physicality (Semlichtkeit); whereas the highest victory of Science is her self-
accomplished crushing of this arrogance, in the acknowledgment of the teaching of the senses. The
end of Science is the justifying of the Uncomcious, the giving of self-consciousness to Life, the re
instatement of the Senses in their perceptive rights, the sinking of Caprice in the world-Will
' ("Wollen' j of Necessity.” {The Art-Work of the Future, pgs. 72-3).
^ ^°Thus “Completely intelligible in its extemalisation will the fancy-picture never be, until it
re-presents to the senses the phenomena in the selfsame measure as that in which the latter had
originally presented themselves to them; while by the final correspondence ofthe effect ofhis message
with his previous longing, does man first become insofar acquainted with the correct measure of the
phenomena, as he recognises it for the measure in which they address themselves to men in general.
No one can address himself intelligibly to any but those who see things in a like measure with himself;
but this measure for his communication is the concentrated image ofthe things themselves, the image
in which they present themselves to man’s perception. This measure must therefore rest upon a view
in common, for only what is perceptible to this common view allows, in turn, of being artistically
imparted thereto; a man whose mode of viewing is not that of his fellow-men, neither can address
himself to them artistically.” {Opera and Drama, p. 152-3.)
104
^'Ibid.,p. 327.
105
with only partial success to quantify using such poetic techniques as end-rhyme or
head-rhymes (Stabreim). The NL affinities of the poetic lexicon show themselves to
be tolerably isomorphic with the House Laws of Key. The composer exploits this
generic similarity by mapping quantifiable tonal house laws onto less precise
similarities and dissimilarities of words. By praetice poetic keywords become ever
more precisely specified in their own internal relationships by being grafted into the
House Laws of Key. At the same time key becomes ever more externally referential
as its internal house laws come to be filled with semantic meanings. Keys become
more word-like while words become to a lesser degree more key-like.^'*
The arbiter of this is usage: key proves to be lexical to the degree that it is
actually used as lexeme. Its lexicality is proven by a linear history that it traces in
dialectic with other keys, just as words prove their NL credentials in usage
(pragmatics). Wagner’stheorypresupposes an NL-like pragmatic element as well as
an NL-like syntax and semantics. A composite law of similarity therefore arises in
usage. If the return to Key I from Key II is determined by the return of poetic image
that governs the choice of the key of derivation, then associative references to new
images must, on the same principle, impel a tertiary modulation to Key HI, and so on.
In this way, Wagner argues, tonality assumes the characteristics of a vast network of
more or less closely related lexical keys, all of which trace their tonal behaviors back
to varying degrees of emotional Affinity to the original, “once-selected key.” The
Law of Affinities is an intelligibility rule; the dual law of poetic and tonal Affinity
acts as a cognitive constraint upon the composer’s powers of free modulation. It
behaves like a grammatical rule called in to constrain the number and forms of
intelligible natural language sentences. This exhausts much of what Wagner means
by “salutary bounds around the infinite playgroimd of capricious possibilities.”
Since keys are conjured by sensed affinity between keywords, then keys
accrue what amount to synonyms. Here is a case of a real and well-known lexical
entry: the use of C Major as lexical entries to denote “Light”, as in the first appear
ance of this key under its own iconic key signature to denote the blaze of light in
which the Rhinegold awakens. Iterations of the key of C Major behave like tonal
brackets or boxes that delimit the poetic space governed by the image of light, so:
^‘Which makes the term KEYWORD much more than an empty pun.
107
abput to see.
Wagner wanted to reduce keys to definitive and epigrammatic moments for
the simple reason that his keys were becoming lexical referents to extra-musical
factors in real time. Stage action moves on at a pace, and for key to be both lexical
and sophisticated it had to keep pace with dramatic moments. The biggest stopper to
tapid modulation is formal cadence. If a key only exists by virtue’of a cadential
Confirmation then much ofthe surface material is hij acked to make no other semantic
statement than s t op AHEAD. Cadence as such conveys no other lexical information.
Thus Wagner moved the'key-defining point from its end to its opening moment. Key
is defined when a previous key’s scale degrees are altered to replace them with the
new pitch set. Wagner’s modulatory concept and practice is one of arrival not
fieparture. Cadence is not forbidden; indeed, many of the epigrammatic keys that
scurry past amount to little half-cadences. Cadential passages abound in Wagner but
they are not well-formedness conditions for the identification of keys, which are
lexically referenced with the syntactical accomplishment of their definitive scale
degrees. Instead cadence is used to achieve poetic effects according to the dramatic
requirements ofthe moment, as in Wotan’^s Walhall aria, in which (attitude aside) IV-
I-V-I architectonic cadences simply say “wow, just look at those big strong walls."”
Thus, though the Walhall music sounds as if it is behaving in lawful
Schenkerian fashion such an appearance is pure accident. It is to Schenkerism what
"Come to ttiinV about it, C Major literally is the physical brain, i.e., #2149. [C-brains,
thought] (‘wo Hirne sinnen, haftet dein Sinn’).
108
sucks up to big brother in the minion key of G Major (bar 16)/« the feminized
subdominant ofthe key Gupther aspires to and thinks he owns. No clinical psycholo
gist could craft a more apt syntax to sample the feel of flattery. From thence the
indefinably weird sibling invokes the C minor of dark knowledge (bar 18) to imply
some occult relation to the scary G minor inom (bars 19-20) from [G= mother]) who
begot these B b Major Gibichung boys (bar 18). He rounds offhis claim by invoking
the A minor of dark tidings (h:^2l-2-, from [C=tidings, knowledge]) that he implies
their maternal prophetess imparted to him and him alone.
None of this is rocket science. It’s just lexical tonality talking in a humdrum
paragraph. But its semantical content is beyond the ability ofother theoretical models
even to express. This is why I call Schenker a theoretical rubber eraser, at least when
applied to Wagner’s music. Admittedly, my Wagner-based theory may lack the wow
accruing to Ursatzes, Klangs, and Riemann Spaces. But we mere lexicographers have
never owned much charisma anyway, so its not like we really miss it. The grammar
ian feels he’s had a good day if he can worry his way through what three bars of
lexical tonality may saying, and to make a good guess where it fits in the dictionary.
It IS sometimes claimed that Wagner’s example may not be generalized across
operas or that the composer later modified or abandoned this principle for others he
did not care to mention. However, confirming the consistency of Wagner’s
theoretical position, Abbate points to Wagner’s fragment “On Modulation’’ in the so-
called ‘Tristan sketchbook,” still being compiled in 1868-9:
<3ii modulation in pure instrumental music and in drama. Fundament
al difference. Swift and free transitions are in the latter often just as
necepary as they are unjustified in the former, owing to lack of mo-
ive.-’'
Wagner had thus not changed his opinion in the years since writing Opera and
Drama, and which had already seen the composition Tristan. Even after the Ring
was completed, Wagner insisted upon the consistency of theory and practice;
In the instrumental introduction to Rheingold... it was impossible
to me to quit the fundamental note, simply because I had no reason
for changing it; a great part of the not un-animated scene that follows
timers
"Carolyn Abbate, “Wagner. ‘On Modulation,’ and Tristan,” p. 37; discussed pgs. 38-41.
115
us to deal with the obscure. Wagner’s new keys were obscure because they no longer
functioned as default units of independent tonal form building. They were now to be
standard linguistic units, lexemes. And as such their intelligibility now depended not
on architectonics but semantics. Thus they stood in need of the clarifying services
offered by metaphor. Wagner imposed intelligibility on his lexical keys by templating
onto them the cognitive structure of metaphor, such that the TL syntactical unit key
became an extension of the NL semantic unit metaphor. By such means a single
cognitive strategy drove both imder the impulse of usage. NL and TL usage merged
imder a single lexical category. In particular, the generative principles ofboth worked
to enlarge their joint frameworks of intelligible expression.
To see what Wagner accomplished with keys let us first consider something
that Shakespeare accomplished with words. Spurgeon notes that Shakespeare “has
a large number of merely conventional images of love; it is a fire, a furnace, a blaze
and lightning; it is an arrow, a siege and a war; it is a food, a drink and a banquet; it
is a plant, a fruit, a sickness, a wound, a fever; it is a building on firm or frail found
ations, fair and strong or in ruins; it is constant as the sun, false as water, musical as
Apollo’s lute. All these we find in one fom or other in contemporary dramatists,
while fire, war and food are common to them all.’’^^
Spurgeon’s catalog of Shakespeare’s imagery of love has a rational structure.
It is not simply that love is a lightning and a fire: lightning is understood as a species
of the genus fire and thus love is a lightning because love is a fire, though not
necessarily the other way roimd. LOVE IS FIRE is the intelligibility condition for the
facts that love is a blaze, a lightning, or a furnace; moreover, its absence entails the
absence of such conditions, such that we find the following completely natural:
Bertram. Now will I lead you to the house, and show you
The lass I spoke of.
Second Lord. But you say she’s honest.
Bertram. That’s all the fault: I spoke with her but once
and found her wondrous cold.
All's Well That Ends Well, Act HI, Scene vi.
The dreaded cold shoulder precipitates from PASSION IS HOT and ultimately from
LOVE IS FIRE, which informs not only its entailments but also its contraries. Hidden
"Note too the elemental ambiguity of transmuting FIRE to AIR, thereby dissipating it in the
act oifanning and conjuring too the feeling of triviality or social inferiority via the slave fanning his
taistress. The ambiguity accraes to bellows, through which AIR is mote generally understood as the
element that stokes the FIRE. Such ambiguity is inscribed in the mythic persona ofLove, Venus, whom
we shall meet in Chapter Four in her role as Venus armaia otpugnax (Armed or fighting Venus).
118
\|/
LOVE IS FIRE
/i\
cool w cold *« fan
An (unexpressed) CORE m e t a ph o r and its surface (expressed) Metaphors
Showing how any of six tokens may stand for the core metaphor-type
The metaphoric entailments generated from this default human cognition strategy
comprises systems ofsurface images rationalized both across surface lines (‘»), all of
which are themselves controlled along axes radiating from the cognitive core.
This default background cognitive strategy already exists in any ML metaphor
network. It is in the background because it is a latent system of unspoken but present
119
Many surface images are bracketed by E Major. They do not cohere unless the
background move E MAJOR IS ATTRACTIVENESS is made. However, given this
intermediate core metaphor mediating between the key and the surface images, these
become intelligible through the mediumship ofthe core metaphor ATTRACTIVENESS.
An Exemplary Cultural Linguistic Property: [£=LIGHT]. In Chapter Four I
will discuss the question of language as a public cultural property in which words and
grammar provide the primary substance for the broadest possible human interactive
space. In order for words to work the lexicon must be public and general, not private
and particular. The TL equivalent of the public lexicon is what Rita Steblin calls key
120
’’See Rita Steblin, A History ofKey Characteristics in the Eighteenth and Early Nineteenth
Centuries.
“ As used in this book this fonnula amounts to a claim that the most basic use of C Major
in Wagner’s TL is as a noun-like key which we may translate as Eng. “light” (meaning either “bright”
or “weighing little”), or Ger. both “licht” and “leicht.”
’’Jacques Chailley, The Magic Flute, Masonic Opera, p. 160.
121
Beethoven’s Quartet, Op. 59, No. 3 “deliberately leads up to the effect of daylight
breaking upon darkness.’’^** Or of Mozart’s C Major concept Chailley writes,
the harmonic peculiarities of its [Quartet, K. 465] introduction ...
continue a well established tradition for describing darkness and
chaos, a tradition going back at leeist to the Elemens (1737) of Jean-
Ferey Rebel, who explained it at length in his own commentary. That
tradition was continued in such works as Handel s Israel in Egypt
(1739); it recurred after Mozart in the introduction to Haydn’s Die
Schopfung,... The adagio introduction of the “Dissonant” Quartet
could only have been looked upon at that time as an image of chaotic
darkness, and it was violently opposed to the contrary depiction of
order and clarity which bursts forth so soon in the allegro: Ordo ab
Chao, as one of the most important Masonic mottos expresses it.”
Girdlestone rhapsodizes on Mozart’s C Major piano concerto, K467, which follows
K466; “the luminous C major exorcises the sombre and diamonisch D minor.
Einstein writes that Mozart’s C, “the plainest of all the keys, becomes a shining goal,
^■glorious revelation.”'" He suggests that “in Beethoven, C major has a specific
'tolliance,’“" and, of K467, affirms that the concerto “with its modulations through
darkness into light, is one of the most beautiful examples of Mozart’s iridescent
iikmony and of the breadth of the domain embraced in his conception of the key of
e major.”^^ Saint-Foix extols C Major light in his description of the Jupiter
Symphony: “So behold this cornerstone laid before us with the most irresistible
vigour and clearness, in the full, frank light of C major.”^ And Rayner christens Die
Meistersinger’s tonic “the Great C major of life.
From the moment such lexical formulae are unleashed upon common-practice
harmony in the guise of keys tonal syntax acquires the capability of syllogistic logic.
Consider the following as background syllogistic propositions controlling the
understanding of similarities between pairs of lexical keys.
my angry lover her response to my advances will not be hot but chilly. And so on and
on throughout the duration of our cognitive existence.
And once [£=LIGHT] in the same sense that [Ger.] “licht” = [Eng.] “light”,
then C Major is free to behave like any other metaphor and in particular to enjoy the
privileges of generating its own metaphoric entailments. Such entailments build
bridges from what we do know toward what we do not using our physical under
standing of what it means to exist in space in physical bodiesj which are oriented
up-down, left-right, have eyes and ears and the senses that go with them, and so on.
Thus since we are diurnal animals we awaken with increasing light, where to awaken
is to become conscious and thus light is consciousness. Thus LIGHT comes to mean
UNDERSTANDING (“He saw the light!”), INTELLIGENCE (“What a brilliant theory!”),,
or JOY (“Why so light-hearted?”), none of which are intelligible imless [C=LIGHT].
To the degree that C MAJOR IS LIGHT then the key functions something like “She saw
the C” (Briinnhilde understood [that she’d been had]),’" or “What a C idea!”
(Wotan’s Grossen Gedanken, #515), or “I feel so C-hearted!” (Froh’s joy, #427).
This practice creates an expanding set of metaphoric entailments from a core
TL lexeme to establish a vocabulary of TL synonyms. For instance, it controls the
semantics ofmode, e.g., the meaning of modal shifts. Tonic Major and minor keys
derive semantic meaning via the Major-minor axis as Greater intensity—lesser inten
sity. Thus if C Major entails LIGHT ON, AWAKENING, EYE OPEN, then C minor may
rationally entail LIGHT OFF, SLEEPING, EYE CLOSED or its relative minor A may
rationally entail LIGHT DIM, DROWSY, EYE UNFOCUSED. The core referential TL
lexeme is always a major key while its TL lexical entailments are tonic and relative
minor keys. The Major-minor relationships thus answer the one-way nature of
metaphors, e.g., I am hot for Sally because PASSION IS FIRE but not the other way
roimd. This modal relationship principle is clear from the way in which the lexemes
fall into tonal “Households” and from Wagner’s logical sequencing ofhis linear key
progressions commencing from the ultimate key of origin Eb Major—although
owing to the everywhere-and-always nature ofvirtual intelligible objects, which lurk
’“I.e., #3249 and #3250, in C (empty third) and C minor respectively. These index
Briinnhilde’s sudden and overwhelming—^but wrong—conviction that Siegfried has knowingly played
her false. The wrongness of her guess is indexed by the empty third moving to a sudden “flash” of the
minor mode of KNOWLEDGE, that is, a wrong intuition.
124
in the cognitive background and can throw tokens up wherever called for, minor
lexemes can appear before-their Major keys. Notwithstanding this, in the event only
major keys organize Tonal Households, and this lexical logic specifies the empirical
sense in which Wagner may be called a major key composer.
From this cognitive dependency on propositional entailment chains we can
see why Wagner equated “Memory” with thought itself. The same line of reasoning
appears in modem metaphor theory. Thus Arnold H. Modell suggests that
... the memory of affective experiences is also categorical and that
such categories are evoked in current time through metaphoric
correspondences with current perceptions. Edelman suggests that
what is stored in the brain is not something that has a precise
correspondence with the original experience, but is a potentiality
awaiting activation. The perceptual and motor apparatus serve
memory by means of a scanning process in which there is an attempt
to match current experience with old memory categories. What is
stored in memory is not a replica of the event but the potential to
generalize or refine the category or class of which the event is a
member. What is significant for the psychoanalyst is that activation
of these potential categories is evoked through cognitive metaphors,
which form bridges between the past and the present; metaphor
allows us to find the familiar in the xmfamiliar. This means affective
memories are enclosed as potential categories; we remember cate
gories of experience evoked by metaphoric correspondence with cur
rent perceptual inputs. We can think of ourselves as owning a library
of categorical memories ofpleasurable and painful experiences, all of
which at certain points in our life will be activated by means of meta
phoric correspondences with current inputs.^'
This well summarizes the cognitive interface between metaphor, affect, and memory
but more, it is also a practical summary of the cognitive structure of Wagner’s
TL-NL interface, so much so that for “library of categorical memories ofpleasurable
and painful experiences” one may read “Wagner’s TL Lexicon" with no significant
loss ofmeaning or point. The motivational engine driving the choice of keys is linear
and historical: what appears now as a thought or a compositional moment is a virtual
object dredged fi-om Memory and adapted to and by its contemporary context.
Wagner enlarges his core lexeme [C=LIGHT] by a host of synonymizing
moves, each governed by such well-known, simple principles as would be recognized
This tracks a hierarchical semantics between A minor and C Major, with the latter
controlling the meaning of the former but not vice versa. A minor connotes the half-
averted, half-seeking glance because C Major connotes the frank, open gaze, and not
the other way round. All the usages discussed here are controlled not from A minor
itself but from its relative Major, C. This is the systematic basis for assigning this
usage of A minor to a subordinate position in the C Major tonal Household. A minor
shows its affinity for C Major by attracting and expressing this particular coherent
subset of poetic images drawn from the libretto texts.
In Wagner’s lexicon [C=LIGHT] unfolds in a second direction via. the
constitutive metaphor INTELLIGENCE IS LIGHT. By composing as if [C=LIGHT],
126
Handel, Haydn, Mozart, Beethoven, and their contemporaries had impressed this
semantic meaning on it as a cultural property ready for Wagner to develop as he
<:onsidered which keys might be “appropriate” to certain emotions and not others.
Just as people talk about braininess in terms of light bulbs or bright boys, so Wagner
exploits contemporary impressions of C Major as bright ~ a public “key character-
istic”-to make simple statements about great ideas, mental brightness, awakening
Siegffied’sbrightcountenanceortheWanderer’sgenius.Specificobject associations
derive from these constitutive lexemes. For instance, the association of C Major with
the Sword proceeds via [C=LIGHT] [^^intelligence] - [C-Grossen Gedanken
(great idea)] -♦ [C-sword]. Moreover, Siegfried’s forging ofNothung modulates his
grandfather’s C Major sword to D Major because a good idea (C Major) has now
become an heroic fact [D=hero]. Note that to developmentally modulate from C to
D requires passing through [S=Mother]—meaning that Wotan’s abstract Grossen
Gedanken of a future Held must be materialized through human birth and the hero
jx)w to manhood—a usage that well coheres with the composer’s observation that
m the newborn child, which does not remain what it was in the mother’s womb, one
can clearly perceive the idea; all states ofbeing and becoming are nothing. The IDEA
originating in the mother’s womb is everything.”’^
The syntax of tonal triangulation. The fact that the metaphoric entailment
logic of TL lexemes is coordinated to their key relationship logic makes it possible
to rationally explain a potentially unlimited number of facts about Wagner’s key
choices, for instance, why he begins Tristan and Isolde in the key of A minor with
a motif generally agreed to connote the half-averted sideways glance of an unex-
p^tedly revealed lover. This usage is coherent with the derivation [£=EYE OPEN-
a-EYE AVERTED] such as we see in the Ring, and which derives from the following
linear-lexical complex:
#54. [a=unknown light] (‘Was ist’s ihr Glatten, das dort so glanzt und
gleisst?’)
Lexeme #54, the first appearance of A minor in the Ring, is bound as a satellite by
the Semantic gravity of C Major LIGHT imagery of #49-53; thus this meaning enjoys *
linear pride of place. LIGHT is also KNOWING and SEEING and RELATIVE MINOR IS
DISTANCE (I: vi) establish A minor as DISTANT LIGHT, a semantics connoting roughly
“looking through a glass darkly.” The sexualization that the image accrues in Tristan
arid elsewhere is coherent with categorial grammar assumptions in which well-form
ed syntactical modules simultaneously compose well-formed (intelligible) semantical
modules. The present derivation is an orthodox expression of the syntactical di
valence of Tonal Households in which Household A:i=Household £:vi, that is, A
minor simultaneously inherits associations from both C Major and A Major. As I
have argued elsewhere,” the primary public cultural linguistic property (key char
acteristic) of A Major is PURITY, v ir g in it y (i.e., [A=VIRGE^I]), what maybe called
the “Lohengrin archetype.” Since [C=LIGHT] then LIGHT and VIRGIN triangulate to
A minor to yield [a=sexual knowledge, virgin curiosity], thus:
persuaded of the semantic consistency of Wagner’s view when we see that in the
Ring, A minor can connote a feminine languishing in twilight and longing for a full
light that is also a joy (i.e., #430). From EYE AVERTED it is a small step to SHYNESS,
FLIRTATIOUSNESS, COYNESS, and Other entailments that unfold from the other’s half-
The syntactical logic of this is that a given core metaphor (=Tonal Household) may
be unambiguously referenced by its tonic and relative minor, when used in close
proximity and with congment semantical meanings. In Hagen’s case, C minor and
A minor are coordinated with two references to being given information or receiving
tidings. Taken as a semantically bound unit no key can directly rationalize them other
than their joint Tonal Householder C MAJOR IS KNOWING.
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Wagner thus employs the two minor keys of a single Tonal Household as a
compound TL lexeme that precisely defines the Major key by triangulation. Again,
the principle is that if a single phrase or two nearby references to the same object
occur in keys x;i and x:vi, they together specify their shared semantical source X:I
and specify it unambiguously. The expressive utility is evident: Saga surface sonority
is greatly enriched as lexical specificity is strengthened. An example discussed in
more detail in Chapter Six is #773, Wotan’s {G:i(g) + vi(e)} phrase used to denote
the “place where Hunding can go,” G Major, as in G MAJOR IS NADIR (Hell).
To identify this syntactical feature of Wagner’s grammar permits us to verify
hypotheses that have been derived from independent (non-syntactical) logic. A case
in point is David A. White’s claim that Wotan derives his power firom Nature;
Nature is the source of both Wotan’s wisdom (via the spring) and of
Wotan’s power (via the branch of the ash tree). Thus, nature must
have possessed the capacity to transmogrify herself into these
particular forms prior to the emergence of Wotan’s desire to possess
them. Furthermore, nature does not exhaust herself by bestowing the
conditions of world rule on Wotan, since both before and after this
event the waters of the Rhine continue to flow and the trees of the
forests continue to blow in the wind. Nature must therefore have kept
to herself stores of energy even more primordial than those which
provided the wisdom and power granted to Wotan. A conclusion from
this line of thought begins to take shape... The process that allowed
nature and Wotan to interact and sanctioned Wotan’s right of
legitimacy is in some sense derivative and less primordial than the
fiill source of that legitimacy.^^
Toevaluate this fi-om the TLgrammarperspectivewemayobserveWagner’sstrictly
syntactical treatment of this poetic fetish. For instance, the Wanderer s narration to
Mime {Siegfried, Act I, Ex. 3.3 below) establishes the following lexical clause:
#1557. [c=Nature, World Tree, wounded] (‘dorrt der Stamm')
#1558. [D baking Wotan] (‘mit seiner Spitze sperrt Wotan die Welf)
#1559. [eJb=Nature, World Tree, domesticated] (‘Heilger Vertrage
Treue Runen schnitt in den Schaft er ein. Den Haft der Welt
halt in der Hand’)
#1560a. [f=grasping, holding] (‘den Wotan’s Fausf)
#1560b. [c=the.Spear] (‘imspanntf)
#1560c. [bi=Nibelungs] (‘der Niblungen Heer’)
As in Ex. 3.2 standard syntactical triangulation that Hagen used with respect to
[C=KN0WLEDQE] recurs with'respect to C minor and Eb minor, by which Eb Major
is unambiguously fingered as the lexical origin of Stamm and Shaft. As in NL, such
TL tonal triangulation represents Wagner’s syntax—semantics interface with unusual
clarity in that lexical, linear, and inferential logic work together to confirm unitary
communicative gestures. In cognitive structural terms, just as [C=KNOWING] maybe
defined as a background inference permitted or even required to make lexical sense
of Hagen’s lexical C minor and A minor, so too FEb^NATURE] is permitted or even
required in order to make lexical sense of the C minor and E b minor, thus;
In TL-sentential terms the lexical chains follow the libretto TL word order
to coordinate TL lexemes with NL referents. Just as Hagen’s triangulated inference
about KNOWING is coordinated with its surrounding lexical environment including
references to mom and her sons, heroes, and wannabe heroes, here the lexemes c,
Db. e^, f, c, b_^, Dbmav be rudely translated as, “[The broken power ofnature] that
[king Wotan] [domesticated] and [wields as weapon] [dominates {f=bb:V.
(V=DOMINANT)} ] [the Nibelungs].” Again the all of the participating lexemes show
complete coherence with prior lexical usage; for instance, F minor, the dominant of
[bb.=Nibelungs] consistently reads out as NIBELUNG LORD per #314 or #344.
This farcically obvious TL-to-NL transcription only records what the
sentence is about. Ifthis were all there was to it TL would simply be redundant to NL
and therefore boring. Additionally however each lexeme exploits the sonority-
surface distinction argued in Chapter Two to contribute its own expressive surface
sonority (including orchestration, dynamics, tempi, motivic content, and choice of
certain surface chords and accessory tones over others) to emotionally comment
131
about what all this/ee/s like. This is the added and intrinsically non-redundant contri
bution of TL to the composite TL-NL interface and its eloquent non- redundancy is
why Wagner bothered to develop this lexical TL at all.
Wagner’s TL syntax and semantics thereby articulate a background inference
([E b=NATURE]) that validates White’s non-lexical argument; Wotan transforms the
cdmmandeered power of E b Nature into D b mastery, but at the cost to Nature of
withering into its own relative minor. The rape of the Spear recalls that of the
Rhinegold, which likewise reduced an E b Eden to a C minor wasteland. Only the
lexical agencies differ: Wotan’s theft of Nature’s power inaugurates [Db.=supreme
power], Alberich’s its relative B b minor. Either way Nature withers. Again, Wotan
identifies the treaties inscribed on the shaft as E b minor, which we know from
Wagner’s Nibelung sketch represent the “powers of Nature bound down by pradent
laws.’’ That Wotan is boss is evident fi-om the fact that his key appears as a surface
Household (in Major) italicized by a resounding V-I cadence while Nature’s
background Major is broken into its subordinate tonic and relative surface minors.
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Further lexical testimony ofthe god’s relation to Nature appears in #1525 and
#1527. Here Wotan differentiates two senses ofhis own /leacf—“Haupt” (E b minor)
vs. “Kopf’ (C minor). Haupt in particular connotes the core Eb. root-lexemes basic
and root. The keys again triangulate to an implied E b Major, implying that Wotan
regards his head as the cosmological root of all things. The clause again binds these
by an interposed [Db^Wotanl (leb-Db-cH. In terms of background the question
again is, what is the controlling key? It cannot be Db. since c interposes its key-
denying g ! scale degree. Only Ei can bind the phrase and this by relegating Di. to
a background c; b II. Thus again we have the following syntax—semantics interface;
Such usages would be incoherent unless Wagner is composing complex lexemes fiom
prior basic lexical units ofmeaning. Thus from whatever angle it is approached the
composer’s lexical tonality coheres with elementary categorial grammar concepts.^’
Platonic Ideas or virtual intelligible objects enjoy sufficient reality to power expres
sive music-dramatic moments, and it is not difficult to identify these and to discuss
their virtual intelligibility in significant depth.
This passage presents opportmity for comment on the syntactical function
(f=b b :D], where [Z)(dominant)=DOMINANCE], which in the above linear translation
reads {[Wotan’s hand-held broken natural object (n.)] DOMINATES (v.) [Nibelungs
(n.)]}. This default {D/d=dominance} usage with the ugly implications of minor-key
“d” syntax coheres with the syntax/semantics interface {SD/sd=subordinate}.
Keeping to F minor, {C:SD} or {C:sd} can syntactically modify the core metaphor
[C= INTELLIGENCE]; e.g., [C=genius], [C:sd=ignoramus]. The most basic expression
of'this is fF/f= GIANTS] where [Giant=dolt], Fasolt establishes this usage with “ein
dummer Riese” {#12S), and in lexicalizing uppity human fi’eedmen in F minor (#55 7)
Fricka likewise compares them to Giant-like bumpkins. Amusingly enough, she lexi
cally tonalizes “Wie thdrig und taub du dich sellst” (#79/) in [f=dolt] in token of her
resentment at being thought a Giant (=ignoramus) by her husband. This standard
tl}is-is-like-that strategy is how Wagner extends the meanings of his TL lexemes.
F minor is established as a bozo then extended by comparison to similar bozos. TL
thus permits protagonists to make innuendos and accusations. Such usage even trans
fers fi-om the Ring to Parsifal, as when Gumemanz’ query “Wirst deiner Stlndenthat
du inne?” and Parsifal’s “Ich wusste sie nicht” (Act I, bars 881-93) duly conjure the
“ignoramus” lexeme.
Since V MINOR IS IGNORANT it is natural that requests for ENLIGHTENMENT
—^honest questions {HI563 etc.)—take the form of modulations to C Major. In the
“battle of wits” scene {Siegfried, Act I) F MINOR IS IGNORANT permits Wagner to
bring this lexeme into telling interplay with Ftt MINOR IS CLEVER, GUILEFUL,
CUNNING, a usage inherited from Logo’s A Major Household to be described in
.detail in Chapter Five. Thus F minor is what the know-all Wanderer expects finm the
ignoramus Mime. What he gets however is F}t minor {HI552, etc.) when Mime
bypasses the generic “question key” and his Three Questions, H1563, HI576, and
HI583, instead use Loge’s F)} minor. As opposed to honest questions. Mime reveals
136
’‘Discussed m Chapter Five. Further exanples include #1569 [fi=Mime’s hand (= his three
^ZZT#n7M^ (‘gab ich in deineHand'); #J570 [f=questions, honest] (‘drei derFlagt St
I,™! ’ “ (dull)] ( D rum frische dir. Mime, den Muth!'). That Mime is utterly at sea
heeissyntacicallycontodbyFtiminor-stonal dissociation from every otherS^ftelS^
ith respect to its immediate linear harmonic history the key here has no idea whaUs going on.
137
humongous burden entirely for the sake of said brat is a piece of grotesque comic
exaggeration that drafts TL into the NL joking complex.
Again, HI422 uses the enharmonic C b as an acrid joke: Mime’s braggart “Mit
lichtem Wissen lehrt’ ich dich Witz” wants to assert C Major, whereas Mime’s
“wisdom” has more to do with things like #221, dark weapons; #239, dark mists;
#135, hidden purpose; and so on. In Cotterddmmerung, Vp, #2506, Cb also does
duty for C Major wisdom, this time referring to the nocturnal obscurity of Nomish
somnambulism.” Here the flat sign (b) appended to C MAJOR IS LIGHT also appears
to suggest that Mime wants a candle in his candelabra.
No catalog ofjokes however briefwould be complete without sexual humor,
and the “Hammer Song” {Siegfried, Act I, bars 1698-1717) is one of Wagner’s most
outstanding uses of low comedy in its depiction of the hammering of a sword as
machismo ravishment of a resisting but ultimately willing virgin. The text is funny
anyway but the tonal lexemes are a scream once one follows them back to their
earlier, not-so-furmy semantical precedents. Every key in it is composed as a straight
lexeme and ironic element of sexual mockery; thus:
• [J)=hammer, smith]: The tonic F Major (I), which makes use of its prior
lexical history as work, hammers, forging, bull-like strength, deeds,
robustness, and sexual desire, now stands in for both smith-and-hammer cum
ravisher-and-phallus.
• [g=blood; sparks]: G minor (F:ii) again shows here its dual lexical
citizenship with B b Major (Nibelungs) and G Major (Mother) which is its
defining characteristic in the context of Siegfiied’s adolescent home-life.
From its association with B b Major (F:IV) Nibelungishness it has acquired
an impressive history of Nibelungyires and sparks but also of defenseless
sprawling, abject submission, and shame - all personified in Mime, and here
feminized and transferred to the virgin sword that lies defenseless on the
anvil receiving the ravisher’s mighty blows. From this G minor acquires the
“blood” imagery which in the present context can only be a reference to the
"Instances like this, of which there are many in the Ring, constitute one of the valid but mote
restricted senses in which it is appropriate to speak of overt irony such as Dalhaus and Cicora would
like to use mote broadly, but can’t, owing to the prior claims of Wagner’s “Reminiscence"' and
“Foreboding,” the existence of which renders the concept too opaque to be usefully extended. For a
discussion of this see Chapter One above, pgs. 26-28.
138
To get back to business, let us use the core metaphor E MAJOR is BEAUTY to
consider what kind of cognitive structure it takes to make this lexically intelligible.
For instance, in Das Rheingold {#64), a signature change to E Major signals the
Rhine Daughters’ ciy “Lieblichster Albe! Lach’st du nicht auch? In des Guides
Scheme wie leuchest du schSn.” The signature change is only intelligible if it has
acquired background metaphoric entailments in propositional form; e.g., “Alberich
sounds E Major” because ALBERICH LOOKS GREAT and E MAJOR IS BEAUTY. The TL
usage entails the imposition of an NL-type core metaphor E MAJOR IS b e a u t y with
the same cognitive structure as LOVE IS FIRE. Just as the one asks us to understand
the obscure experience oUove in terms of the more easily understandable;?^^ so the
139
other asks us to understand the obscure experience of E Major in terms of the more
* easily understandable experience of beauty. And the reason E Major is now obscure
is that it has begun to function like a TL word. And since most poetic words subserve
metaphoric cognition the new ‘TL lexeme” does the same. Thus as FIRE becomes a
metaphor for LOVE so E MAJOR becomes a metaphor for BEAUTY. A shared cognitive
stracture renders the fact that one is a “key” while the other is a “word” irrelevant.
It is not what a thing is but how it is treated that makes it a word.^*
This is the general strategy by which Wagner made his lexical keys
intelligible. That such keys needed to be rendered semantically intelligible was given
by their new functions TL lexemes. As with NL words, lexical function is confirmed
by usage: keys become increasingly lexical and thus more semantically intelligible
the more they are used. That a key should become a word when it acquires metaphor
ic entailments by the same cognitive strategy as do prior words is a necessary real
ization for a lexical key to be intelligible. But is it a sufficient move? Consider this
parallel meaning: E MINOR IS UGLINESS. This meaning is established by usage even
earlier than E Major, at #20 [e=a goblin], ‘Alberich klettert mit koboldartiger Be-
hehendigkeit’, and #24 [e=repulsiveness], ‘Pruhstendhahtmeines Prefers Pracht!’
Here E minor scrawls its ugly signature across the kobold’s grotesque scramble up
the slimy rocks and his disgusting sneezing, which one can imagine is doing no good
to the Rhine Daughters’ bath.
In these instances we have an obvious pair whose semantic Affinity regulates
key relationship usage like this:
”This is true of “words” themselves: the first words only became words vdien they were
treated as if they were words. This sounds like a logical tautology but it is not. It has nothing to do
with formal logic but everything to do with the “constitutive rules” of the language game, which
institute the conditions under which such entities as “words” become “facts.”
140
penetrated a great distance into the mystery of what makes the E Major/minor
lexemes intelligible, which is to say, of its semantic or cognitive structure.
To make this structure real we must generalize Wagner’s TL in such a way
that It IS tolerably isomorphic with TL syntactical structure. This is because (per
Jacobsen, Chapter Two), each surface T-linguistic expression is directly assigned a
model-theoretic interpretation as a function ofthe meaning of its parts. Wagner’s TL
syntactic system is a recursive specification of the well-formedness of certain
linguistic expressions (the base step being the lexicon), and as the TL syntax builds
larger expressions from smaller ones the semantics assigns each expression a model-
theoretic interpretation. I use the general linguisitic term, syntactical-semantical
interface to describe the systematic behavior Wagner’s “lexical tonality.”
Let s consider semantical and syntactical structure separately. The latter is
describable in terms of constitutive rules, that is, rules that constitute “facts.” I need
to describe enough of these to permit a general description of “lexical key.” These
rules include at a miniTniinr
A TLLEXEME is a semantically meaningful KEY where a “key” is a syntactical
object. ■’
PITCH SETS are organized around INTELLIGIBLE TONIC ROOTS, which define
SCALE DEGREES as dependent variables of independently variable r o o t s
(hence, i.e., T/t, 2.3,4.5,6,7).
An identical ROOT may define either of two distinct PITCH SETS • Tonic Major
orT'omcmmorMODES.MODEisintelligiblydefinedonlybytheidentification
of major or minor scale degree 3. Thus MODE is proof against such terms as
modal mixture.” Since “mode” Thus a scale with root C and third o\ is
MAJOR despite the possible presence of“borrowed chords,” e.g ofAb Maior
or F minor. ^
An identical SCALE may define two distinct PITCH SETS: Tonic Major T or
Relative minor R SCALES, whose ROOTS are located at R;1=T:6.
Thus MY IS a GENUS regulating one of two possible SPECIES. Since any key
must be either Majororminor, only SPEClEScan be expressed as audiblekeys
in real time: GENUS is a background intelligibility rule.
KEYS are syntactically discrete despite the fact of “modal borrowing” (e g
a major key that borrows surface chords from its parallel minor remains
s^tacticallymajorthoughitmight present largely minor-like sonority). This
TL featoe is entailed by the functional division between surface sonority and
syntax described in Chapter Two.
141
• Like NL words each must be intelligibly entered and exited. Thus strings of
music consist largely of strings ofkeys. Their intelligibility therefore requires
the participation of SYNTACTICAL INTELLIGIBILITY RULES sufficient to
exclude or at least severely limit other intelligible KEYS as possibilities.
(There are always gray areas in both NL and TL and these are always decided
by pragmatics.)
• “Non-functional” syntax is possible but rare between functional keys. Since
KEY IS LEXEME then “non-fimctional” only means NON-LEXICAL. Since
lexicality and syntax are not identical then non-functional harmony is still
syntactical; that is, continues to grammatically regulate the relations between
surrounding keys.
These rules and dependent subordinate syntactical rules are sufficiently structural
to make TL LEXEMES intelligible. How about semantic rules and stmcture?
This is where the virtual intelligible object becomes crucial. All of semantics
depends on the presence of unexpressed (background) cognitive structures that reg
ulate (constrain) the surface structures that are expressed. For instance, the simple E
MAJOR IS BEAUTY / E MINOR IS UGLINESS description above is incomplete because
it only describes two surface key SPECIES but does not describe their GENUS:
Genus E MAJOR
Species E Major E minor
beauty ugliness
The cognitive structure ofgenus, E MAJOR exactly parallels that ofgenus, TRIANGLE
in that neither can be completely represented as surface expressions. To be complete
any such expression must not exclude any of its members but, just as any possible
visualization of a token triangle must be either intelligibly right or isosceles, then any
surface representation must misrepresent the genus, TRIANGLE. It is only intelligible
not representable and thus is a virtual intelligible object. Similarly just as any token
key must be either intelligibly major or minor, then any surface expression must
misrepresent the genus, E MAJOR, which is thus a virtual intelligible object.
Further, just as to become lexical the surface syntactical units E Major/minor
must acquire model-theoretic interpretations, e.g., beauty and ugliness, so the virtual
intelligible object, E MAJOR, must acquire a virtual semantic interpretation, e.g.;
E MAJOR
APPEARANCE
E Major (I) E Minor (i)
beauty ugliness
142
E MAJOR
APPEARANCE
YOKING (BONDING)
INTEREST
REUTIONSHIP
E Major (I) E Minor (1)
beauty ugliness
wooing fleeing
attraction repulsion
kin (familiar) stranger (strange)
Cjt minor (vi)
substance
distancing
objectiveness
egotism
On evidence of lexical usage Wagner understands relative minor semantics as a
function Tonic Major scalar identity plus root displacement away (down) from the
tonic. It indexes a lessened or repulsed family resemblance, which may be why (vi)
lexicalizes;7roWe»js, developments, or synthesis generated out of dialectic between
(I) and (i). As a ‘Tonal Householder” it is like an orphan, poor relation, runt of the
litter, distant relative, or problematical interloper. Thus for instance I:vi is G minor
Mime the minion to B b Major Alberich the boss; D minor Freia the unwilling to F
Major Fasolt the ardent; B minor Melot the dirty rat to D Major Tristan his squeaky-
clean friend; B b minor Wotan the criminal to D b Major Wotan the magistrate; F ^
minor Loge the fraud to A Major Loge the solicitor; F minor Briinnhilde kicked out
of Walhall to Ab Briinnhilde Daddy’s Little let-me-pour-you-a-big-hom-of-mead
Darling. The relative minor builds vast coherence out of what at first appear to be
utterly unrelated moments. Thus A minor is Mime’s hare-brained schemes to
Wotan’s C Major Grosse Gedanken and Isolde’s averted glance to the blinding glare
of day because C MAJOR IS LIGHT and LIGHT IS EYE, INTELLIGENCE and Isolde’s
143
eyes are half-veiled and not all the bulbs are alight in Mime’s pointy head. Note how
LIGHT generates and controls all of this, which is to rephrase the fact that C MAJOR
IS'LIGHT is the system’s core metaphor or Householder in the Tonal Household.
Wagner’s TL grammar exploits this metaphoric multivalence by treating
minor keys as homonyms—lexical units with shared phonetics but different seman
tics. In this case C tt minor is the I:vi of E Major but is also the Ei ofD b (C ) Major,
thus:
Db/Ctt MAJOR
, ZENITH, GREATNESS
Db/Ctt Major (I) Ctt Minor (i)
Authority. Charisma Constrained authority
B b minor (vi)
Tyranny
As confirmed by usage recorded in Appendix I the most typical means by which two
Households are brought into syntactical and semantic relationship is via the pivot
function of the minor keys, for instance this:
Wagner treats the fact that minor keys syntactically pivot from household to house
hold as a categorical grammar factor: their semantics pivots in kind ^the standard
economy of linguistic means by which two parallel logics cooperate to generate and
rationalize meanings via the entailment axes described above. In Wagner’s scores
such axes routinely generate entire key sequences in linear order, each appearance
controlled by its lexical position in the overall constellation of affinity (The Tonal
Household, the syntax-semantics interface) that emerges as an artifact of real time
usage and that I call the Lexicon. A real and typical example of the E Major relative
minor occurs in Fricka’s attractive magic fantasy (JDas Rheingold, ii). Thus,
H200. [E=power of ornamental attractiveness] (‘Tangte wohl des gold’nen
Tandes gleissend Geschmeid auch Frauen zu schonem Schmuck?’)
#201. [ci=dominatrix] (‘Des Gatten Treu’ ertrotzte die Frau’)
#202. [E=magical jewelry] (‘trUge sie hold den hellen Schmuck’)
#203. [cl=female tyranny over the male] (‘den schimmemd Zwerge
Schmieden rilhrig im Zwange des Reif s’)
#204. [E=feminine cajoling] (‘Gewanne mein Gatte sich wohl das Gold?’)
144
These five keys are all semantically and syntactically controlled fi-om E MAJOR is
APPEARANCES: Fricka interprets the Nibelung’s ring as an ornament that will render
her irresistibly attractive and thus secure her husband’s faithfulness. The idea of
“irresistible" imports the problematical factor into E Major beauty: beauty is a form
ofpower. This usage syntactically motivates the C}t minor modulations of #207 and
#203. However, the C ft minor semantics of #207 differs from that of #205. The first
indexes the power of the female, the second its entailment, the subordination of the
male. The reason for this interpretation is that we have just eavesdropped as Wotan
has built up his seemingly interminable Db Major fantasy of eternal kingship,
accomplishment, and social supremacy. Its undermining is indicated by thi
mmonzation of its tonic major. In Fricka’s fantasy this is to be accomplished by the
magic of appearances: the E:vi is the magic that will cut her husband down to size.
In Fricka’s world view Cff minor takes on a specific meaning: [ci=dominatrix],
Fncka’s Livia to Wotan’s Augustus; the woman standing behind the man. The entail
ment axis lies thus:
This usage has long-range consequences too: in Das Rheingold, iv we shall see not
Fricka but Erda usurp this C ff semantics.
This IS a typical example of the minor key pivot Irom Household to
Household with its concomitant pivoting of semantic’meanings. Once these works
are subjected to linear harmonic analysis bar-by-bar, as here, we can assume a high
degree of confidence that this categorical semanticist-type procedure is driving
Wagner’s emerging tonal language. It is also helpful that unlike natural languages
whose ongins are obscured in the deep past, this is an artificial or art-language with
a clear beginnmg, announced and described by the inventor in advance, and
comprising a finite body of works in which the language is used. We can track the
process of syntactical and semantical dialectic on the most minute level, again
provided only that we have analyzed every key in the Ring in the linear order in
which they occur, according to a standard method that accurately reflects Wagner’s
shared common-practice understanding of key, and that we apply to the result a
145
#2930; #2948; #3219); a sickly God {#2951; #2953); or impotence (which in the
honor-society context of the Ring world is taken as a species of ugliness) (#649).
Armed with these entailment axes we are in a position to answer meaningful
questions about how Wagner understands the world poetically. For instance, E minor
is Wagner’s lexeme for physical sickness. In locating disease here what is Wagner
telling us about the meaning of physical debilities in the poetic scheme of things?
That physical illness should be a minor mode is self evident; but here again the
specific minor tonic is overdetermined. In Das Rheingold the composer offers a
mythical etiology of disease. It is treated primarily as a monstrosity, a compoimd of
physical ugliness, impotence, and shame, as when Loge descants on the gods’
deformities in Scene ii (Sig. XXVn). To Loge the gods’ infirmities area above all
matters of looking bad and being helpless (#240, #243); thus sickness is the minor
mode of [beauty]; [E(i)=ugliness].“ This is coherent with the moral level character
istic of Norse Saga culture—or for that matter, of Old Testament culture—in which
the ugliness ofdisease (e.g., leprosy) is a visible sign ofmoral inferiority (dishonesty,
cowardice, sin), or in which monsters or dwarfs are ugly because they are bad and all
heroes are fair to behold.*’ The perceived affinity between evil, sickness, and bad
appearance is sufficiently intimate to guide formation of the popular lexicon of dis
ease. Thus referring to the medieval Irish texts of Sex Aetates Mundi, Anna Birgitta
Rooth notes that
The Irish texts show that after the enumeration of supernatural beings
follow abnormal or deformed human beings. In this context of the
origin of evil the concept of monsters and demons extends easily into
that of monsters in the sense of deformed, misshapen people who on
account of sickness differ firom the normal. Hence the transition from
monsters and demons to hypostases of illness or malformation or
defects is also obvious. Cain becomes the father, not only of
monsters, but also of all defective and deformed creatures. This line
of thought turns up once more in the Scandinavian material. Grattan
and Singer have collected material in Anglo-Saxon Magic and
Medicine p. 50ff, which shows that the demons were regarded as the
bringers of sickness. They sent their illnesses which, like arrows.
“[e=illness] carries over into Parsifal and Tristan as well, e.g., Parsifal, Act I, Amfortas’ E
minor “disease” aria and Tristan, Act 1, Isolde: “Von einemKahn, der klein und arm an Irlands Kusten
schwatnm, darinnen krank ein siecher Mann elend im Sterben lag,” etc.
“For this principle in relation to Alberich see, e.g.. Das Rheingold Sig. II, bars 232-331.
147
struck down men. This appears, after all, from names for diseases
such as Elfshot, Hexenschuss, Alveskudt, Alvabl^st and ‘skott’
j (shots).®
To Wagner as to his mythic sources sickness is an elfish visitation. He is likewise at
one with them in understanding it as a state of transformation administered by the
numinous female, in this case Freia, the guardian of the tree of life and death.®
Sickness is also related to Freia’s Tree with its Golden Apples; the Tree that bestows
youth also withholds it (#253,'#259) and this partakes of [G=Tree (of life)] and
[G=down, nadir] and thereby asserts a TL version ofLakofF s orientational metaphor
SICKNESS IS DOWN.® Thus in this signature narrative Loge predicts that the gods will
drop dead in G minor, a fate that prompts Wotan to immediately decided to descend
to Nibelheim as if to barter one kind of down-and-out for another (#263, #264).
Again, such aetiological lexical usages are intelligible because Wagner con-
stracts them in a linear manner proceeding from the initial signatured core metaphor,
#64, whose signature “signs” the moment when the Rhine Daughters cry out how
beautifiil the dwarf looks in the glow of the gold. This stamps the key with the
lexeme [(positive) APPEARANCE. BEAUTY]. Wagner develops these images in the
earlier #58 (‘Des Goldes Schmuck’ [gold-magic]). Thus, BEAUTY is associated with
MAGIC, specifically MAGIC GOLD. According to the Rhine Daughters it is magical
because it SHINES, that is, the magic is in its LIGHT. Since the Gold is LIGHT it has
the ability to conjure or alter appearances. The modality of magic is essentially the
modality of appearance; BEAUTY [E Major] is a form of APPEARANCE given by
LIGHT [C Major], Thus E MAJOR IS BEAUTY is dependent on E MAJOR IS
APPEARANCE, which is dependent on LIGHT, which belongs to C Major. In semantic
terms MAGIC derives from the Tonal Households of E Major and C Major.
Wagner associates E minor and E Major with appearance from the beginning,
with how things visually look and how their appearance changes. This is confirmed
throughout the Ring cycle, none more obvious thto the peculiar E minor-major
harmonizations of the magical Tamhelm that changes the appearance of things. A
tonalization of the human fascination with compellingly attractive (or repulsive)
objects, for instance the magical gleam of a woman’s glance or the glitter ofjewels
or the flash of coins. The fascination of such objects is the psychological node
through which Alberich’s E minor ring affects the other characters; simply put, the
ring is a glittering object that fascinates.
Wagner also tells us why it fascinates; it is a sexualized object, a focus for the
sublimation of originally sexual impulses into the general condition of being help
lessly attracted to or losing oneself in the contemplation of an Other. The relevant
keys emerge out of a primitive play of sexual attraction/repulsion—^the mutual at
traction of the sexes and their fascination with each other. Alberich sublimates this
aspect of life into an object that controls other people’s sense of the attractive or the
repulsive. This Is evident in every use of the ring’s power or every claim made by
characters about its power. In no case is the ring described as death ray that can
knock down walls or knock off people’s heads. Instead it is a dial that controls what
people are to be fascinated by or what they are to be repelled by, as the Nibelungs
find out when Alberich waves the ring and they find him so horribly repulsive that
they run away screaming (monster motif), or as Wotan fears when he predicts that the
dwarf will use its power to cause his own heroes to find the Nibelung’s cause more
attractive than his own.
When such scattered lexical entries are gathered together and assigned to their
appropriate key constellation in the Lexicon the thematic coherence of all this be
comes more obvious. Then it is possible to see why E Major tonalizes the Magic Fire
or the Wood Bird’s seductive song, which awakens Siegfned’s fascination with the
149
reference.
I
linguistic expressions that appear mutually exclusive but in fact cause no cognitive
confusion in users. Consider this example: The British monarchy has always been
felt to be a profoundly lofty institution. The sentence may be felt to be true or false
but it is not confusing. We know what it means even though it is composed of two
logically antithetical core metaphors;'KINGSHIP IS HIGH and KINGSHIP IS LOW. The
monarch’s “height” accrues to our imderstanding that we stand beneath a source of
authority that looms over us [POWER IS IMPORTANT; IMPORTANCE IS HEIGHT]. The
monarch’s “depth” accrues to oiu understanding that important institutions reach to
the roots of our experience and roots are embedded in the ground [IMPORTANCE IS
PROFOUND; PROFUNDITY IS DEEP]. The sentence is not understood as a logical
contradiction because metaphors make comparisons by selecting only certain features
of experiences and, by expressing these, effectively hide others. When two such
entailment chains meet and “collide” in a single expression, they are processed
independently. They are thus rationally invisible to each other.“
Thus when Wagner imposes the cognitive structure of metaphor on his keys
he likewise imposes their rational mutual invisibility. This is why G minor can mean
both Nibelung and Mother. It is a Nibelung (and a paltry one at that) because
[Bb.=Nibelungs] and G minor is Bb.:vi. It is a Mother because [G=Mother] and G
minor is G;i. All other minor keys show this systematic metaphoric feature as well.
Wagner uses this cognitive feature to relate Tonal Households to each other. Why,
for instance, does the brat Siegfried grow up in G minor and not in some other key?
And why can Mime assume Sieglinde’s role so successfully for so long? The
questions are one and the same because they have the same answer, namely, this:
Keep in mind that this is not a Schenkerian tonal structure but a cognitive
structure mapped onto Schenker-describable key relationships and determining their
*’ln this respect the psychology of the metaphor coheres with the psychology of the wish
discussed below in Chapter Eight (e.g., Wotan as Wunse).
151
bound respectively. This is why, for instance, in Siegfried, Act I, Siegfried reverts to
Sieglinde’s G the moment he sees an unveiled woman. To the fledgling D Major hero
G Major is his mother, and thus the key acquires an Oedipal significance to him as
it later does to Parsifal, and for the same reason. The semantic significance of No. II,
G, is thus no more profound than that at this point Siegfried is still just a kid. G is
everywhere primarily the “maternal scene,” replete with mommy and baby, which in
the Ring is the root of a tree just as in Bach it is a Manger. Mom’s tonic minor g
arises when mothers turn sinister (Grimhilde) or get sick or die (Sieglinde) or when
otherwise nice children (Siegfried) throw fits.‘* G Major stands as subdominant to
D Major, rightfully inhabited by heros. As any parent well knows, G minor
fiissbudgets resemble ugly little dwarves—whence such typical phrases as “that little
monster,” and hence, too, the link to Mime, whose house laws permit this little
monsterto temporary appropriate bigbrother’sB k Major(#7</2(5, #7575,#75/7,etc)
or minor (§1378; #1469; #1494; #1499, etc.) whenever no one is watching and to
relegate his own hand-me-down G minor for Siegfried’s use (#1394). Sneaking into
the Nibelung tonic major this way is probably the only way he can feel big and, in
this case, has the added attraction of permitting him to do unto Siegfried what Albe-
rich had done unto him.
Using this syntax/semantics interface formula anyone can work out its
applications through the other eleven Tonal Households to derive points of
intersection between two Households related by the interval of the minor third. This
formula for instance produces the relationship between the semantical variables
Wotan (D b Major) and Alberich (B b Major): ID b :vi = B^:i]. This is why Wotan
avoids B b minor like the plague, a fact that has not escaped the notice of Tuttle.®’
Again, in Die Walkiire, Act II (e.g. #S7 0), the key of Gff minor is the key of
Fricka’s humiliation, shame, and revenge. It is the key in which she turns on Wotan,
becoming his enemy. The logic of this key choice is strictly house-law or kinship-
driven according to the syntax/semantics formula given above. The goddess sees
herself as the rightful occupant of the A b Major Household that lexically means
“cup-bearer,” which is the dominant of Wotan’s D b Major, and thus the “woman
“ Note that the Meistersinger apprentices also comply with this lexical logic.
‘‘^Musical Structures in Wagnerian Opera, Cliapter Seven.
153
behind the man.” Unfortunately Wotan has given this key to Daddy’s Little Darling,
the illegitimate B Major (Valkyrie) Brilnnhilde, who pours his mead for him and thus
usurps Fricka’s dignity. The Valkyrie thus holds both B Major and Ab Major—as
far as Fricka is concerned, one key too many. Thus Wotan has demoted Fricka from
At Major to {Abii} (Ab minor), a humiliation that enharmonically sharpens her
(A b =G lT>. thus turning her hard-hearted (b =»io//e, “soft”; durum, hard ), hence
.the hardness of her heart in the present tirade. Whichever way Fricka turns Briinn-
hilde has gotten there first, flaunting the goddess’ humiliation in her face. From
Fricka’s point of view her own unsatisfactory house laws would therefore look
(vi)G|t minor(i)
(relative minor/tonic minor)
Fricka’s House Laws
Whichever way Fricka takes it, Brilnnhilde comes out on top.
What is worse, Gtt minor is also B:vi, and B Major is the tonal Household
that controls violent transformations and transformers, such as B Major love-deaths.
B minor Curses, murdering villains, death-dealing Valkyries, hungry bears, and other
monsters,andGttminorTamhelm-mutants. Inparticular hernewkey communicates
negatively with B minor, the Curse, i.e.,
[(Ab :i + B:vi) = Fricka, Alberich’s "Fifth Column”in heaven]
This particular application of our syntactical/semantic formula is the technical
specification of Wagner’s comment that Alberich’s ring would have been without
power to afflict the gods had they not already been ready to be corrupted.^ It is, as
it were, the cognitive structure of Walhall’s readiness to fall.
““Alberich and his Ring would have been powerless to harm the gods had they not
themselves been susceptible to evil. Wherein, then, is the root of the matter to be sought Exa^e die
first scene between Wotan and Fricka, which leads up to the scene in the second act of Die Walkure.
The necessity of prolonging beyond the point of change the subjection to the tie that bm^ dieirr-a
tie resulting from an involuntary illusion of love, the duty of maintaining at all costs the relation mto
which they have entered, and so placing themselves in hopeless opposition to the umversal law of
change and renewal, which governs the world of phenomena—these ate the conditions which bnng
the pair of them to a state of torment and natural lovelessness.” (Letter to August Rockel, Januap^ 25,
1854 m Wagner on Music and Drama, pgs. 290-1.) Semantically Wagner’s “universal law of change
and renewal” is significantly expressed by the key of B Major. This usage is even more tme m
Parsifal.
Ch a pt e r f o u r
Lexicon is Culture
“If the composer wished to furnish a straightforward and appropriate Expression,
he could not, with the best will in the world, do it otherwise than in tlwt musical
dialect which we recognize today as an intelligible musical utterance.
Richard Wagner'
to a good-that IS. rational-opera, people should, so to speak, not think of the music at“l buS
represrnted““°“'“'’ *h'=h&llest sympathy should be wholly occupied by the action
157
’E.g., “‘When I use a word,’ Humpty Dun^ty said, in a rather scornful tone, ‘it means just
what I choose it to mean, neither more nor less.’ ‘The question is,’ said Alice, ‘whether you can make
words mean so many different things.’ ‘The question is,’ said Humpty Dumpty, ‘which is to be master
— that's all.’’’ (Lewis Carroll, Through the Looking Glass, Chapter VI.) Hence, “Humpty Dumpty
language (noun): An idiosyncratic or eccenCtic use of language in which the meaning of particular
words is determined by the speaker.” (http://www.wordspy.co1n/words/HumptyDun5jtylanguage.asp,
downloaded October 24,2004.) More dryly, the relevant distinction is between “lexicographic” versus
“stipulative” meanings.
’To Uhlig, in Richard Wagner's Letters to his Dresden Friends, p. 145, letter ofNovember
158
sneaking suspicion that they might mean just anything or nothing—else they are no
trae lexemes at all. The heart of Wagner’s intelligibility conundrum is that for TL to
work keys must not only refer but we his audience must understand that they do and
to be able to prove it by pointing, if not to a literal dictionary, at least to a body of
public consensus that arbitrates disputes.
*The “black key” is from the sketch books (N. 11, p. 326), quoted in Paul Mies, Beethoven's
Sketches, p. 175. Mies attributes the “D t Klopstock” to a letter to Rochlitz, quoted in Ibid., p. 174.
®The lexical logic thus becomes, IPb^ZENlTH. mountain peak] (#72; #334; #2623; #2828,
etc.).£i=ZENITH works because MUSIC IS SPACE, TOTALITY OF KEYS = SPACE (CIRCLE). For Circle of
Fifths as mythic world map see below, Chapters Six and Seven.
159
'°A History ofKey Characteristics in the Eighteenth and Early Nineteenth Centuries, p. 1.
Embedded quotes: Kerman,,TAe Beethoven Quartets, p. 341; Longyear. Nineteenth Century
Romanticism in Music, 2nd ed. (Englewood Cliffs. 1973). p. 67; Llithy. Mozart und die
Tonartencharakteristik{Sti3sbo\ug, 1931), p. 1.
"As m04 [F=Giants, workers] and M67I [d(F:vi) = blacksmith, forging] are grammatical
specifications of F MAJOR HOUSEHOLD IS PHYSICAL STRENGTH. The cognitive Strategy is to liken an
abstraction like argument or F Major with a concrete experience like^ire or strength.
"Respecting objectivity, the interpretive moves employed in this stady and based on
Wagner’s own theory and practice are standard; thus according to physicist Wolfgang Pauli
(“NatunvissenschaftlicheunderkenntnistheoretischeAspektederIdeenvomUnbewussten, ’Mi//sflIze
und Vortrage iiber Physik und Erkenntnistheorie (Brunswick, 1961, p. 95), quoted in von Franz,
Number and Time, p. 35n): “I am in agreement with Bohr that the objectivity of a scientific
interpretation of nature should be defined as broadmindedly as possible. Every way of thinking that
can be L-gbi to others, that can, with the necessary previous knowledge, be made use of by others,
and that can be discussed, may be called objective.”
But is it? Lexeme #la derives from Wagner’s dream of September 5, 1853,
described in the composer’s autobiography:
... I fell into a kind of somnolent state, in which I suddenly felt as
though I were sinking in swiftly flowing water. The rushing sound
formed itself in my brain into a musical sound, the chord of E flat
major, which continually re-echoed in broken forms; these broken
chords seemed to be melodic passages of increasing motion, yet the
pure triad of E flat major never changed, but seemed by its
continuance to impart infinite significance to the element in which I
was sinking. I awoke in sudden terror from my doze, feeling as
though the waves were rushing high above my head. I at once
recognized that the orchestral overture to the Rheingold, which must
have long lain latent within me, though it had been unable to find
definite form, had at last been revealed to me___
The composer underscored the “infinite significance’’ of this experience by calling
his Referential Key I the watery “beginning of the world”'^ whose entailments
constituted “a mythos compassing the whole relations of a world.”'** The lexeme’s
translation is thus straightforward: Wagner himself declared that the substance of the
dream was identical to both the waters and the beginning of all things. Cosima
reconfirms this in reporting that “ofthe movement of the waves in Das Rheingold R.
says, ‘It is, so to speak, the world’s lullaby’,”” a thought that links this b e g in n in g
IN WATER to poetically reified UNCONSCIOUS via SLEEP. Thus there appears tobeno
more cogent formula for translating the meaning of this initial lexeme.'*
' Letter to Liszt, February 11, 1853 {Correspondence of Wagner and Liszt, Vol l,p. 257)
"Cosi"aWagner,.piiiries,Vol.I.eutiyofJunel7.1869,p.l27.WagnergeneralizestheEb
Major/unconscious relation beyond the Ring, for instance in Die Meistersinger, Act III when Walther
shares his own nunmous Eb Major dream with Sachs. There can be Uttle doubt that Wagner
con^osed this episode with an autobiographical eye to his own seminal dream of E b Major w a t e r .
This dream has no doubt been over-discussed but it strikes to the heart of the
public cultural property requirement without which L-E-X-E-M-E spells only “bunk.”
Since Wagner considered this lexeme to be substantially identical to the contents of
his dream, then to argue that fEb=0R10IN. WATER, DREAM (PSYCHE)] is a private not
public meaning is to argue that Wagner’s was a private not a public dream. But even
aside from the question of the choice of E b per se, its psychological depiction of the
unconscious as a water-world was already a mid-nineteenth century German cultural
public property and we need not risk anachronism by citing such twentieth century
psychologists as Freud or Jung to show it. The archetypal (read “public”) image of
the UNCONSCIOUS as WATER had only recently been publicized by the pioneering
psychologist C. G. Cams, a man with whom Wagner pointedly compared himself,”
and whose treatise Psyc/ie had with admirably synchronistic exactitude just appeared
in Germany in 1846, the year that saw Wagner’s first work on the Ring cycle.
, Envisioning psyche in terms of ELEMENTAL WATER, Cams evoked an inscape
whose every detail is mirrored in Wagner’s dream, his underwater Rhine Prelude, and
his First Scene. Like Wagner, Cams chose the mythological WORLD RIVER as his
primary metaphor for the unconscious; thus “the life of the psyche may be compared
to a great, continually circling river which is illuminated only in one small area by
the light of the sun.”^® In Wagner the latter detail recurs, obviously enough, as the
magical Rhinegold that alternately sleeps and wakes in the depth of a RIVER that is
self-determinate reality, of actual Life itself: so does this avowal win its frankest, most direct
expression in Art, or rather in the Work ofArt" {The Art-Work of the Future, p. 73.)
‘’See, e.g., Cosima Wagner,Diaries, Vol. II, p. 409, entryofDecemberS, 1879. Cams’ name
comes up in a casual anecdote concerning an event that took place years before in Zurich (“That was
vanity—I was like Councilor Cams.”). However, the fact that Wagner should suddenly recall Caras
inparticular to exemplify generic vanity in a casual reference to an incident long past suggests that the
councilor/physician signified more to Wagner than a random morality-play figure. Among Cams’
numerous accomplishments (physician, painter, politician, psychologist) only the latter comes within
the composer’s normal range of interests, and since Cams’ theories appeared at the precise moment
when Wagner began his Ring work inearaest, we may reasonably surmise that W agner may have been
acquainted with Cams’ psychological pamphlet of 1846, published just five years before Wagner’s
dream. I conjecture that Wagner read it between 1846 and 1852. The keyword vanity is a clue: both
men were prominent, vain, considered themselves polymaths, and undoubtedly were. Since Wagner
explicitly identifies himself with Cams I suspect that his notorious jealousy acted to trigger the
memory and his Rhine dream may be understood in part as cultural one-upmanship. I’m not suggest
ing that the dream did not occur (for the contrary argument see Warren Darcy, Wagner's Das
Rheingold, pgs. 62-4, pgs. 24-5), only that Cams’ vivid “Rhine Scene”, right there on page 1, may
have suggested it to the composer’s unconscious, which obligingly did the rest.
I (1903), p. 87. One reason for this general absence of repose in dreams
IS simple the dreamer is asleep already, which makes sleeping-within-dreams both oxymoronic and
redundant even to the Unconscious.'*
163
DAUGHTERS] . . . etc.”
Again, ther« are no conceptual or practical difficulties about this process.
Aside from having to embody some recognizable and verifiable cultural property, the
”E.g., "Vater Rhein, for millennia a prime artery of international commerce and
communication, became a focal point for mid-nineteenth-century German culture in general, and for
music in particular.” (Cecelia Hopkins Porter, The Rhine as Musical Metaphor, p. 219.) The most
well-known and amb itious exan^le ofcultural Rhine-homage music is undoubtedly S chumannM’hird -
Syn^honyinE b Major (“Rhenish”), conyosedbetweenNovember2andDecember9,1850, and thus
roughly contemporaneous with Wagner’s preparations for the composition of Das Rheingold and
exactly contemporary with his first sketches for Opera and Drama (discussed in Ibid., pgs. 188-96).
The most musically generative “Rhine” text of the nineteenth century was Niklaus Becker’s “They
shall not take the Rhine”, written in jingoistic defiance against the French threat of 1840 to retake the
river from the Germans: “From late 1840 through the following spring, German music journals, hoping
to expand readership, published a national competition to determine the ‘best’ setting of Becker’s
Rhine poem. There were nearly two hundred entries.” (Ibid., p. 48.) Despite the title the uninspiring
and indeed execrable text (translated in Ibid., p. 46) is actually more about militant defiance of
foreigners than the river as such, which may explain why of the twelve san^ile settings offered by
Porter half are in D Major (3) and C Major (3), the traditional military flourish keys, while only the
ten^eramentally pacific Schumann's is, as in the Rhenish Symphony, in E b, which suggests that the
key’s poetic hold over the composer’s Rhine-imagery was general.
164
only other requirement is that the lexemes unfold in a linear sequence in which one
leads in implied propositional style to another, permitting us to follow their step-by-
step logic and to recall what we have previously learned about them. This is what
Wagner means in claiming that knowing is a form of recollecting, and his present
process operationalizes his theory. Something known now is something that has been
known before, all the way back to the earliest cognitive building blocks with which
we as infants begin to construct our complex image of the world. His linear-lexical
tonality unfolds on this step-by-step and modular principle, bar 1 through to bar N,
a procedure which, as a model of human cognitive development, would earn at least
provisional approval from early childhood psychologists.
This relentless linearity and its propositional purpose is why I found it
necessary to analyze.the Ring bar-by-bar and why Appendix H could not be omitted
from the present study but must be available to permit falsification or alternate
translation. It is also why strict linear harmonic analysis remains indispensable for
capturing the syntactical behavior of lexical tonality and why this technique cannot
be replaced, e.g., by Schenkerian analysis, which wherever imposed on the scores
effectively erases every smidgen ofwhat Wagner was most concerned to express. As
in ML sentences but unlike as in paintings or architecture, linear sequencing (e.g.,
word order and sentence order) is crucial. Assuming the composer to be T-
linguistically competent (knows how to talk) then when his keys become lexemes
they automatically participate in propositional strings whether one chooses to thinlf
ofthese as actively expressed or cognitively latent. Either way he’s arguing lexically
and using keys to do so, just as if he were talking in German.^''
“E.g., "... I had completely learnt the speech of Music; I was at home with it, as with a
m what I wished to utter. I need no more be careful for the normal mode: it
«ood ready at my call, exactly as I needed it, to in^art a definite impression or emotion in keeping
with my inner in^ulse. (A Communication to My Friends, p, 363.) ^ ®
165
lexemes are intentional objects, then the Ring too is an intentional object and its
meaning must be sought not in itself alone but also in its surrounding standard
musical repertoire or, if you will, the “canon.” When rendered as art lexicality is
canonical for the same reason that intelligibility is that which survives the egotistical
depredations of Humpty Dumpty. For our purposes the canon is the collective record
ofconsensus on the distinct cultural concepts common to Wagner and his colleagues,
that is, the intelligibility factors called key characteristics or, when Wagner uses
them as the basis for a XL discourse using these factors like words, TL lexemes.
To begin mapping the region spanned by these public cultural entities let us
consider #5, Eb= WAVE, RHINE DAUGHTERS in a context that distributes imagery
across composers, genres, and time periods. Wagner’s image of the key as a wave
form bears detailed comparison with Landowska’s description of the Eb Major
Prelude fiom the Well Tempered Clavier, Book I, whose beauty she imagines “lies
in the never ending ebb and flow of waves which, from begirming to end, bestow
upon the whole piece a calm grandeur, something eternal that goes beyond the last
bar.”^* Donington resorts to similar imagery in his description of the Rheingold
Prelude that, “A sense of timelessness sets in. The sense of having somehow drifted
out of time..The imity of these statements consists an imaginal compound of
calm, flow, wave, eternal, endless, traditional entailments ofWATER without which
background image they wouldbe unintelligible. WATERconstellates these secondary
images into an integral system as opposed to a loose collection of vague similarities;
hence my term key constellation to designate such integrated systems of imagery. All
are congraent with the lexical entailments of the Rheingold Prelude, which is
correspondingly constellated, and we shall see that such constellations are likewise
general conceptual features of key characteristics throu^out the common practice
period.
As a sequence of images the segue of Wagner’s Prelude-to-opening curtain
designated as Lexeme #i follows Landowska’s description that fiom Prelude to
Fugue; “Here is a Fugue, babbling along, light and carefree. Bach, as though relieved
after the overwhelming Prelude, is happy in the midst of [three] voices that chatter
back and forth, pursuing and teasing one another.Ladowska’s imagery presents
a meaningful coincidence to Wagner’s [three] nixies, happily chattering, pursuing,
and teasing, within the nevCT ending ebb and flow of E b WATERS. This is no generic
similarity but a highly specific, detailed, and nuanced network of correspondence,
replete with images keyed to metaphysical state (timelessness, eternity); element
(flow, wave); affect (calm, happy); personality (voices); characteristic behavior
(babbling, chattering, teasing, pursuing, inferentially swimming); overdetermined
threeness (three flats, voices);^® and specific sequence oftimeless eternity that segues
to three personified, carefree, and babbling voices.
Considered as musical imagery and adjusting for stylistic differences accruing
to different time periods and available expressive resources, the two pieces inspire
a remarkable uniformity of inscape or intelligible poetic experience, unified on the
most general level by a shared identity of key. The constellating image in both is
WATER. Unless this overwhelmingly detailed correspondence is meaningless, then
since no cause-and-effect relation can obtain, the expressive parallels can only arise
from a shared cultural key concept through which precise and relevant imaginal
correspondences are articulated and transmitted.
The idea that key characteristics are sets ofmodular and decomposable poetic
elements means that WATER may act independently as a thing in itself to poetically
articulate the key. The following brief survey of canonical examples will suggest the
range of poetic contexts within which the element paired with E b. The key and its
tonic and relative minors retained their WATER associations as things-in-themselves
in nineteenth century opera and art song before and after the Ring. Three-flat WATER
took on a poetic life of its own, dissolving its mysticism into a kind of Romantic
ambiguity which, keeping its poetic origins in mind, actually proves to be not all that
ambiguous after all. The elemental image remains as a poetic background. For in
stance, in The Damnation ofFaust (Scene XI), Berlioz brings the three-flat key into
connection with WATER in an originally Romantic way. In the song “The King of
Thule”, otherwise in F, the passage “he threw the chalice into the sea” falls to flat
subtonic Eb Major and “down in a whirlpool sank the relic” flushes it down the
CHAOTIC C minor drain (for C minor as CHAOS see below). Again, references to the
“chalice” itself fall to Ab Major, Wagner’s grail or generic cup-key, on the reason
able theory that dominant LIQUIDS are best contained in subdominant VESSELS.
Often a simple reference to “water” is sufficient to constellate the three-flat
key. In Fidelia, Act II, No. 12, the image of the stagnant well beneath Florestan’s
prison calls forth the requisite trio of flats (“somewhere beneath this rubbish is the
old well”, etc.)—a passage that resonates as late as Pelleas and Melisande, Act El,
Scene H, in which Golaud’s “See there, the stagnating water I told you abouf’ impels
Debussy to reach for the customary three-flat WELL icon. The tendency of the three-
flat key to gather WATER also appears in Brahms. In his song “Juchhe” (Hurrah!), Op.
6, No. 4, the words “why is the world all so wondrous fair... The lake knows, the
rivers know, the sea knew it long ago. In mirrors they paint the'mountains, the'
gardens, the town, the fountains” arepainted in three flats. “Verzweiflung” (Despair),
Op. 33, No. 10, the passage “roar on, ye waves that surround me, that seize me to
drag me far down, ye floods that are dragging me down,” is in C minor, while
“Gaudium Certaminis,” Op. 33, No. 8, in G b Major, takes an E b at the words, “I’ll
plunge into the onrushing waters, and welcome the incoming tide, though many a
swimmer has foundered.” The combination of WATER and DEPTH constellates the
heavily flat-burdened E b minor as in “Liebestreu” (True love). Op. 3, No. 1; “In the
sea, in the sea sink grief, my child, in the sea, in the silent sea!... A stone will rest
on the ocean’s floor.” In “Lied” (Song), Op. 3, No. 4, the passage "High over the
Volga a seagull flies, and circles round till he spies out his prize. O stay you down
deep in the stream, little fish, nor swim to the top as the seagull would wish. For if
you come up, then down comes he,” is likewise in the tonic minor. And when the sea
turns eerie, as in “Sulima,” Op. 33, No. 13 (“Hark to the waves of the sea, how they
moan, they skip, they gambol, and call to their own!”) enharmonics intervene to twist
A b and E b minors to G t* and D U respectively.
Again, in Schumann’s song “Lust der Sturmnacht” (Joy in a Stormy Night),
Op. 35, No. 1, the words “When rainstorms gust and squall over hill and plain,
making inn-signs and windows rattle with their violence... how sweet to be at peace
within doors, blissfully lost in love!” splash dutifully through an E b minor notated,
however, with three flats. On the other hand, in “Heiss mich nicht reden” (Bid me not
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speak), Op. 98a, No. 5, the relative C minor reveals how “the hard rock cleaves,
freely releasing its hidden springs.”^
Mendelssohn likewise understands the key’s elemental point. When the
“roaring waves” recur in Elijah the approach ofWATER signals the modulation from
the A b Major of No. 19a (“Thou has overthrown thine enemies”) to E b at the cue
“a little cloud riseth now from the waters... the storm rusheth louder and louder!”
And the three-flat key expresses No. 20: “He laveth the thirsty land, the waters
gather, they rush along, they are lifting up their voices.” This compares with Elgar’s
The Dream of Gerontius, Part II, in which E b floods the old man’s soul, as it did St.
John’s, with the “sound of many waters.”^® These are specifically heavenly, not
terrestrial, WATERS, as in Vaughan Williams Sea Symphony. “O vast Rondure,
swimming in space”, “O farther, farther shore.- . or the passage in the slow
movement (“On the Beach at Night Alone”) where appears the text “A vast
similitude interlocks all, all distances of place however wide, all distances of time,
all souls, all living bodies though they be ever so different.” In similar vein Schubert
finds the key congenial to the image of SPACE when, in the song Op. 80, No. 3, he
enfolds the text “Standing in the boundless night. Yearning fills my breast. Starry
splendour gleaming bright. Gives my heart nor rest.” In the song “On the Lake,” the
composer makes his WATER and SPACE connection explicit through the E b setting of
the text “We are like the lake, we mortals, in it countless stars are falling, falling out
ofHeaven’s portals, where our souls are swaying, while the little waves are playing.”
Thus to Schubert LAKE and SKY conjoin through three-flats—a conjunction active
in Brahms’ imagination as well, as the E b passage “your eyes, blue as summer skies,
and cool as mountain lake, cool as mountain lake” from the song “Fair Blue Eyes,”
Op. 59, No. 8, suggests.
“Some counter-exanqjles would not be out of order. Schubert’s long song “On the River” is
inE Major, the key of Smetana’s The AfoWau, perhaps due to the scoring requirements of the
accompanying Waldhom in E. Schubert’s other song “On the River” is in D Major.
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period with the symbolism of the number Three, through which E b was brought into
relationship with the triune image of God. Thus as early as 1784, C. F. D. Schubart
claimed that “through its three flats it expresses the holy trinity”^’—a numerological
perception an example ofwhich is Bach’s E b Prelude and Fugue for organ from the
Klavierubung, of which Schweitzer says that “the same theme recurs in three
interconnected fugues, but each time with another personality, referring
specifically to the Lutheran formulation of Father—Son—^Holy Spirit. He elaborates
at length: “The first fiigue is calm and majestic, with an absolutely uniform
movement throughout; in the second, the theme seems to be disguised, and is only
occasionally recognizable in its tme shape, as if to suggest the divine assumption of
an earthly form; in the third, it is transformed into rushing semiquavers, as if the
Pentecostal wind were coming roaring from heaven.’’” Schweitzer’s derivation ofhis
second and third fugue-imagery from the “absolute uniform motion” of the first,
likewise “calm and majestic,” substantially recapitulates the feeling-tone and
technique described by Landowska in her assessment of the E b Prelude from WTC,
Vol. I.”
On the basis of evidence culled from both criticism and compositional
strategies we can construct a model ofhow key characteristics were cobbled together
and communicated among composers and critics and across time periods.
Numerological calculations also inform twentieth century criticism, as where
Chailley imagines Eb Major in The Magic Flute to derive its meaning from the
“three of perfection, the maj or of serenity, and the flats of solemnity.”^’ This implies
” Ibid.
”A point noted by Erwin Bodky, The Interpretation ofBach's Keyboard Works,p. 256, who
draws a specific link between this fugue and the E b Prelude discussed by Landowska as follows: “The
figure ‘3’ clearly played a role in the choice of key (three flats ) of the E flat major Prelude, W.K. I,
which is very closely related to the great Organ Prelude and Triple Fugue in E flat major from the
Klavieriibung, part III, in which the Trinity is the secret subject.
’’Jacques Chailley, The Magic Flute, Masonic Opera, p. 161. Chailley’s formulation
(number/mode/sign) exemplifies the modular nature of the imaginal strategy that we may infer gives
rise to these key characteristics. Their meaning resides not in unitary but constellated images. Thus
sharps and flats proper were likewise imagined as having characteristics: the sharp (t being designated
durum (hard), the flat b molle (soft). The tenaflat itself carries, in English, a meaning—sinking, low.
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that TL lexical meanings are modular, deriving more complex and interconnected
associations by accretion from more elemental ones. A composite image is assembled
from poetic primitives and common cultural meanings are developed over time by
means of public property logic in music practice and criticism. With respect to
feeling-tone, Chailley’s emphasis on the solemnity of E bis but one instance of a
general perception.^* Trinitarian imagery projected onto Eb Major was associated
with a profound atmosphere of the sacred or religious. Thus Jean-Francois Lesueur
(1797) called Eb “the religious key,” Johan Jakob Heinse (1795), “Solemnity of
priesthood. Noble, solemn, dignified; magnificent,” Justin Heinrich Knecht (1792)
descnbed it as splendid and solemn,” Pietro Lichtenthal (1826) as suitable for
“serious and religious matters,” J. A. Schrader (1827) believed that “in this key
resounds that which is solemn, noble, and dignified; it depicts pious feelings,
devotion, love, and thankfulness,” Henri Weikert (1827) identified it with “devotion
and love; everything solemn and splendid;” to G. F. Eberhardt (1830) the key
represented “gentle majesty, praise of God, cheerful splendour, solemnity,” and W.
C. Mflller (1830) remarks its “religious solemnity.””. The idea that three-flat
solemnity issues from the Tnnity is supported by the solemn passage in Elgar, pream
ofGerontius,VwX E: “A presage falls upon thee, as a ray/Straight from the Judge,
expressive ofthy lot./That calm and joy uprising in thy soul/Is first-fhiit to thee ofthy
recompense,/And heaven begun” where the Angel is points directly to an E b Father-
Son-Holy Spirit, naming it as such.
ThoughE b ISTRINTTY was accepted as late as 1900, Trinity references arenot
common, in part because the dogma provides poor poetic mulch for cultivating the
public culture-specific properties required to render TL lexemes intelligible. Here
Wagner’s insistence that imagery be concrete kicks in: a “father” no one has seen and
“ m lying fhtm flatbed truck, and thus automatically constellates sinking, lying, resting sleeping
Thus Eric Oiafe identifies Baroque conventions distinguishing not merely tonictand thfir ic^ fs
species but groups of keys divided under genus designated by their flaLss or sharpness (Tonal
Allegory in the Vocal Works ofj. S. Bach, pgs. 73-89.) suoipncss ir onai
“For the related key-characteristic affect peace and its relation to solemnity, see below.
the surface of phenomena and exports it to a higher, and thus presumptively metaphysical, pLe.
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a'“ghost” no one can see prove arid and abstract, and in projecting TRINITY onto
Bach’s Eb organ fugue Schweitzer’s just about exhausts its capacity to generate ’
interesting poetics. “Son” stamped dogma with a human face and it was not long
before “Redeemer” (Erldser) acquired just the kind of culture-specific elaboration
that we have seen in Wagner’s lexical transition from generic WORLD RIVER to the
culture-specific RHINE. An objective line of descent is thus evident; TRINITY (3 b)-*
[x +x + SON] -♦ [CULTUREHERO], This process left critical traces; thus August Gathy
(1835) identified E b with both Martin Luther and Friedrich Barbarossa?*
Both figures may be understood as 'Catholic and Protestant tokens of a
cultural savior-hero type. The self-evident association with Luther exports Eb
religiosity from Catholicism to Lutheranism and asserts a common type across sects.
Barbarossa may appear less obvious until we recall that he too had acquired mythic
status as through the “old man asleep in the mountain” fable, which in Britain was
projected upon Arthur through the “once and future king” motif Gathy’s association
is based on the fact that “Frederick is the subject of a sleeping hero legend. He is said
not to be dead, but asleep with his knights in a cave in Kyffhauser'mountain in
Thuringia, Germany, and that when ravens should cease to fly around the mountain
he would awake and restore Germany to its ancient greatness. According to the story
his red beard has grown through the table beside which he sits. His eyes are half
closed in sleep, but now and then he raises his hand and sends a boy out to see if the
ravens have stopped flying.”^’
A peculiarity of this figure its reappropriation of HERO SON into FATHER by
means of its alignment with the motif of TIME and thus of the GOLDEN AGE, the END
OF DAYS, or the period of anticipated future CULTURAL EXTREMIS that calls for the
“Return of the King.” The Graeco-Roman source is of course SATURN or KRONOS,“
’“This figure is central also to European alchemy, which was still being practiced when
Wagner was a child. Here Saturn is synonymous with lead, an image of death and transformation; thus
“Saturn is ‘an old man on a mountain, and in him the natures are bound with their complement [i.e.,
the four elements], and all this is in Saturn.” (Michael Maier, quoted by C. G. Jung, “The Spirit
Mercurius,” in CW13, f274.) The connection to Wotan is transparent, e.g., “He is the ‘wise old man,’
or the ‘wizard,’ or the ‘spirit of the mountain’ who lives in a castle or a cave ... he plays the role of
the helper or the enemy of a young man on the way to become a ‘hero,’ and also the role of the father
or the one who holds imprisoned the princess for whom the ‘hero’ is destined.” (Augusto Vitale,
“Saturn; The Transformation of the Fa&er,” p. 15.) Wotan and his paradigmatic D b Household may
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and the point of his inquiry about the mountain-circling ravens is clearly that, when,
the CIRCULATIO stops the end of days is at hand."" This figure in fact played a central
role in Wagner’s own painstaking construction of his tonal language, as in his,
description of the Mountain King; “The 'poor Folk' sang, read, and printed in time,
the Nibelungenlieder, its only keepsake from the Hoard; belief in it never wavered;
only, one knew it was no longer in the world,—for it had been sunk into an old
God’s-hill again, a cave like that whence Siegfried had won it from the Nibelungen.
The great Kaiser himself had brought it back to that hill, to save it up for better times.
There in the Kyffliauser he sits, the old ‘Redbeard Friedrich’; all round him the
treasures of the Nibelungen, by his side the sharp sword that one-time slew the
dreaded Dragon.”^^ Wagner intended to make Friedrich the subject of a separate
opera but abandoned the plan and incorporated most of the Red Kaiser’s folk-tale
iconography into later dramatis personae, in particular Siegfried, Wotan, and Titurel.''^
Thus by Wagner’s day Eb had been constructed as a tonal line of descent
from “God” to “savior of mankind” to “culture-hero.” On the way it reincorporated
via Barbarossa the original connection to elemental WATER which began the present
be understood as a poeticized “House of Saturn.” However one may wish to interpret synchronistic
coincidences, it seems not without that the planetary Saturn is famous as the ringed planet and thus
Wotan the ringed god, bound about by multiple constraints largely of his own devising.
*'In “The Spirit Mercurius” {CW13, ^ 2'i2ff) Jung refers to the German fairy tale “The spirit
in the bottle,” which Wagner knew froinhis long studies of Grimm, in which the story appears. A poor
boy finds a bottle at the base of a tree that imprisons the self-identified spirit, “Mercurius.” The boy
releases the spirit, is threatened with death, and tricks it back into the bottle again. A variant appears
in Loge’s tricking and binding of Alberich (only in reverse, for Loge himself is Merciuius, see below.
Chapter Five). The immediate point is, that in another form Mercurius is Saturn (“The Spirit
Mercurius,” CW 13, U301, etc.), the raven—and Wotan: “It is worth noting that the German fairytale
calls the spirit confined in the bottle by the name of the pagan god, Mercurius, who was considered
identical with the German national god, Wotan. The mention of Mercurius stamps the fairytale as an
alchemical folk legend, closely related on the one hand to the allegorical tales used in teaching
alchemy, and on the other to the well-known group of folk tales that cluster round the motif of the
‘spellbound spirit’.” Among the prominent attributes ofWagner’s Wotan are his state ofbondage and
much of Das Rheingold and Die WalkUre is devoted to rationalizing why the god is so bound. Such
dramatic machinery maybe understood as a composing-out of Wagner’s alchemistic motifs. He did
this con-sciously; in Lohengrin, Act II, he presents an actual prayer to the pagan and now defunct god
“Wo-dan” by a pagan sorceress who resents the spirit’s replacement by the Christian deity.
"As when, in Gotterddmmerung, Act III, Wagner atomizes and reconfigures the iconic
gestures of the undead Friedrich raising his arm fl-om his funeral seat to send the boy to inquire of the
ravens into the boy-hero asked to inquire ofthe ravens, whose undead hand raises in warning ffomhis
funeral bier.
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prominent among those people whom Napoleon described as loving and hating,
understanding and misunderstanding him. His alternately constructed / deconstructed
figure occupied a position within the composer’s Romantic humanistic mythos
comparable to that held by the figures of Barbarossa and Luther within those of
Catholicism and Protestantism. In this we may see a “full circle” progression like the
circulatio of the alchemists, by which they hoped to engender from lead the golden
prize of immortality, or human God-likeness;^’
A grand tour through the CIRCULATIO that elaborates its expressive potential. The
end points, Trinity/God vs. Hero/God Man, show that this is not a zero-sum game.
The former has retired from personification back to abstraction transmogrified by its
baptism in the waters ofhumanism, a development appropriately like the Incarnation.
In the Eroica’s poetic evolution then, we see the process by which E b acquires a set
ofimaginal properties that define the key in its specific context and align it to parallel
constructions in Beethoven’s common practice cultural environment.
world. The mages,fiery, young, endfoaming iaihe translation of “Keinen hat es noch gereut, der das
RoB bestegon. urn in fhscher Jungend zeit durch die Welt zn fliegen,” are suggested by the steed’s
^ittle and flying sweat. They index a traditional conjunction of FIRE (Mars, Aries) and WATER
(Neptime, Pis m s ) ftat is typical ofthe HORSE is an image for the CIRCULATIO. The origin of the image
f SymboKsm”, reprinted
P- 37: “Running within Sight of the river, the horses became
i^ges ome rrater, symbols of the god. The river bordered the race track, while swords, represent-
ahons of the god, were ii^lanted m the ground as metae. Mars himself looked on at the games Horse
chMoUnd wheel stood m a Neptunian relation to water.” Cosima lets us know [Diaries I p. 595
entry of Febma^ 17,18^) that Wagner was familiar with Bachofen’s (1815-87) writings’; “(R)
^owed me Prof. Bachofen’s Tanaquil and said how interesting it was to pursue Oriental traces in
*T.e., smce all TL lexemes or key characteristics operate within the Circle of Fifths then the
tonal circle as such appears as a background assumption in the projection of poetic imagery onto
mdivid^l keys modjflatmg or circling within it. “Musical work” thus bears fundamental structural
rese^lances to alchemical work,” about whose circulating imagery Jung writes (CTP12, f 214) “It
IS to be noted that the wheel is a favourite symbol in alchemy for the circulating process, the circulatio.
T ascensus and descensus... and secondly the rotation of the universe as a
model for the wor^ and hence the cyclmg of the year in which the work takes place. The alchemist
was not imaware of the connection between the rotatio and his drawings ofcircles. The contemporary
moral allegones of the wheel emphasize that the ascensus and descensus are, among other thingV
God s descent to man and man’s ascent to God.” *’
175
“As noted by Jung (“The Visions of Zosimos,” CW13, f 103-4: “Aurora Consurgens says:
‘Send forth thy Spirit, that is water... And thou wilt renew the face of the earth.’ And again: ‘The rain
fo the Holy Spirit melteth. He shall send out his word... his wind shall blow, and the waters shall
rua’ Amaldus de Villanova (1235-1313) says in his ‘Flos Florum’: ‘They have called water spirit,
and it is in trath spirit.’ The Rosarium philosophorum says categorically: ‘Water is spirit.’ In the
treatise of Komarios (1st cent A.D.), the water is described as an elixir of life which wakens the dead
sleeping in Hades to a new springtime___ The water acts upon the substances as God acts upon he
body. It is coequal with God and is itself of divine nature.... the spiritual nature of the water comes
from the ‘brooding’ of the Holy Spirit upon the chaos (Genesis 1:3).’’ From this we derive the notion
ofbaptism by “water and spirit.” Jung notes (“The Spirit Mercurius,” OF 13, |274) that in Gnosticism
Saturn is particularly associated with the water that destroys all, that is, Time.
176
When generalized such poetic key constellations map the transformations of core
imagery into poetic particulars in a dialectical process passed among composers and
critics and across both genres and time periods. The distinction between such
constellations and Wagner’s Tonal Households is mostly that the former assert public
cultural properties and the latter Wagner’s lexical specifications of such properties.
Both constellations and households derive their dynamic structures from this same
process of generating poetic tokens out ofbackground conceptual types. This general
poetic strategy accounts for such uniformities of key concept and treatment as we
observe in the common practice period and particularly in Wagner.
Eroica motif
«In “Beethoven’s ‘Heroic’ Synqjhony”, p. 221.) Wagner specifies the meaning ofthe ‘Hero’
and thus of his #2596-. “If we broadly connote by ‘hero’ (‘Held’) the whole, the full-fledged man, in
whom are present all the purely-human feelings—of love, of grief, of force in their highest fill and
strength, then we shall rightly grasp the subject which the artist lets appeal to us in the speaking
accents ofhis tone-work.” Thus HEROISM IS WHOLENESS. Wagner’s notion relates to the totality of the
Eb constellation as a public cultural property as well as to the Ring Lexicon. Its various imaginal
synonyms include the familiar imagery: circulatio, eeliptic, world river, uroboros. Nature, anthropos,
divine man, alpha and omega, etc.
178
as an example of the use of C minor to denote sleep as the persona of death.^” The
movement “matches its affirmative text with an opening motive reminiscent of a
horn call; but the key is C minor, the horn is a pathetic oboe solo, and the chorus
sings ‘sleep’ music. The affect of this piece, based on these details and its place in
the narrative—soon after Peter’s insistence that he will never deny Christ, in a move
from sharps to C minor—is made up of both the desire to fulfill Christian percepts
and the weakness of the flesh.”’’
Wagner’s and Bach’s usages both conform to Bachelard’s proposition concer
ning the unity of sleep and dead waters'. “Still water bring the dead to mind because
dead waters are sleeping waters.”” That Bach’s usage is standard operating
association is confirmed by the composer’s return to the sleep-and-death key for the
ultimate chorus: “Here yet awhile Lord, Thou art sleeping / Hearts turn to Thee, our
Saviour blest: Rest Thou calmly, calmly rest.” Bach thereby reconfirms C minor as
the key of heroic death in its poetic euphemism of sleep. Again Bach’s TL usage is
subservient to a more generalized poetic hydrology, traceable to Grasco-Roman philo
sophy and even further back to Egyptian Osiriology, within which WATER IS DEATH
as discussed by Bachelard thus:
Heraclitus of Ephesus imagined that the soul even now in sleep, by
detaching itself from the sources of living and universal fire, “tended
momentarily to transform itself into humidity.” For Heraclitus, then,
death is water. “To become water is death to the soul.” [Edgar] Poe,
it seems to me, would have understood this wish carved on a
tombstone: “May Osiris give thee cool water.””
"Again universal, thus: “In me thou seest the twilight of such day / As after sunset fadeth in
the west, / Which by and by black night doth take away, / Death's second self, that seals up all in rest.”
(Shakespeare, Sonnet 73.)
’^Thus, “In point of fact, the new psychologies of the unconscious teach us that the dead, so
long as they remain among us, are for the unconscious, asleep. They are resting. After the funeral, they
are merely absent for the unconscious, that is, more hidden, more covered, more deeply sleeping
sleepers. They awaken only when our own sleep gives us a dream deeper than memory; we find
ourselves, along with those who have disappeared, in the land ofthe Night. Some go far away to sleep,
on the banks ofthe Ganges, in ‘a kingdom by the sea,* in ‘the greenest of our valleys* near anonymous
and dreamy water. But they always sleep.** (Gaston Bachelard, Water and Dreams, p. 64.)
Ibid., p. 56. Embedded quote from Gaston Camille Maspero, Etudes de mythologie et
d’archeologie egyptiennes, Paris, 1893, 1:336# This imagery streams without a break from Osiris*
coffin through the writings of the Greek pre-Socratics, flowing into the world-views ofgnosticism and
alchemy, for instance the imagery of the CIRCLE or r o t u n d u m that contains the great secret of
179
Here as always TL and NL meanings converge: what is true of the one is trae of the
other—as must be so, else, CHAOS.’^ Thus like Bach, Beethoven elaborates the
Eroica’s tonal poetics according to formula by giving us the conventional C minor
funeral march and thereby drawing an E b Major-to-C minor-to-E b Major “hero’s
life-death-resurrection,” circle in which DEATH stands to HERO as CHAOS to COSMOS
(WATERS), a logic that I want to discuss separately below.
So conventional was this move that, in his Symphony No. 2 in C minor,
“Resurrection,” Mahler can reverse both his journey and his lexical keys, beginning
with the hero’s C minor funeral and working his way back to resurrection in an E b
Major finale. That this complex is controlled by the core meaning WATER through
an ascensus-descensus logic is important to its lexical meaning: the complex is again
both alpha (beginning) and omega (end)—a connection well represented in the
LexiconOn the way Gustav pays a courtesy call upon the WATERS/FiSH images via
the movement “St Anthony preaching to ihe fishes" {Des Antonius von Padua
Fischpredigt), individuating the complex with HEAVEN-AS-SEA, REDEEMER-AS-HSH,
FAITHFUL-AS-FISHES. In this set of interconnected examples we niay observe the
network ofcollective cultural ideas circulating in true WORLD RIVER style throughout
a single rationalizing key constellation. By such means key characteristics rapidly
acquired the status ofimaginal complexes operating within a common compositional
and critical imagination. This touches again on Wagner’s systematic psychologizing
of music theory, in which musical properties are aligned with psychological
“everything” which, ‘“in the language of the corporeal... is named Okeanos, the origin and seed, so
they say, of all the gods.’ Hence the rotundum is outwardly water, but inwardly the arcanum. For the
Peratics Kronos was a ‘power having the colour of water,’ ‘for the water, they say, is destraction.
(C. G. Jung, “The Visions ofZosimos,” OF 13, UlOl.) Embedded quotes fromBerthelot, Alch. Grecs,
111, xix, 1.) For “inner arcanum” read Bodky’s “secret subject” (the TRINITY, from whence it meanders
out again into the poetic inscapes of Goethe and the Romantic poets as wells as those of the common
practice composers, where it first appears as texted imagery and thence dissolves ivXofeeling-tone.
^One of the most subtle evocations of E b “dead waters” is Schumann s Auf das Trinkglas
eines verstorbenen Freundes” (To the wine-glass of a dead fnend). Op. 35, No. 6: “Tonight you shall
be filled moonbright with the gold of Rhenish grapes. I look into the hallowed gleam of your depths
and tremble. What I see there is a secret not to be told to ordinary mortals. But it tells me clearly that
nothing can part friend from friend.” Here the Rhine-motif is linked with the mj^te^ of death; Eric
Sams notes that “the music perhaps offers mystery rather than the poet’s certainty (The Songs of
Robert Schumann, p. 172); Stephen Walsh points to its “attentiveness to the mystical quaUty of
Kemer’s poem ... the solemnity and awkward feminine endings, perhaps deliberately empty and
conventional.” (The Lieder ofSchumann, p. 71.)
dynamics and structure such that the one functions as does the other. Wagner
proceeded along this path precisely because common practice keys had already
acquired the essential qualities of a psychological sthicture that Jung called the
“feeling-toned complex” (gefiihlsbetonter Komplexf^ This may be defined as a con
stellation of thematically interconnected ideas bound together by a characteristic
affective state that makes itself felt by inspiring characteristic behavior patterns or
other somatic effects. But this could equally serve as the definition of an associative
key, whose characteristics function as a constellation of thematically interconnected
poetic images bound together by a characteristic affective state understood (as for
instance in Baroque affect theory or Wagner’s own theory of affective key affinities)
to move the emotions in tolerably dependable ways. Key characteristics, then, may
be usefully understood in terms of analog feeling-toned complexes projected from
individual to cultural frameworks such that musical culture operates insofar as
possible as an analog person: a collective “mind-sharing” strategy.
So rich and rational is the analogy between key constellation and complex
that I would in fact be inclined to regard the latter as the empirical basis for the core
mythologem of our musical art, the Orpheus-myth that pervades Western music from
Renaissance to the present. The magical power of our patron god of music to control
the souls of auditors, dcemones, or weather, depends on a shared cultural consensus
that musical expression wields a power like that of a feeling-toned complex, among
whose most important attributes is its autonomy from the ego or will. Emotion is
something that befalls us as if directed from without, which is why we experience it
as paradoxical and magical.^’ The fantasy of controlling others by this power resides
in the notion that to those who know its secrets music offers an objective way to
control other people. ORPHEUS is the demi-divine wizard who commands emotion
by means of music, in whose hands key becomes the lexeme, the WORD OF POWER
through which he moves the unseen forces of soul and nature.
”E.g., “Emotion... is not an activity of the individual but something that happens to him.
... hence one meets with projections, one does not make them.” (C. G. Jung, CW 9, ii, )[15-6.)
181
from our key constellation schema above. The richest TL development of this axis
between Creator and Creation prior to Wagner was the “Depiction of Chaos” and its
attendant recitative and chorus from Haydn’s The Creation. Like the Ring Prelude
it sounded the tonality of the creation of the world from the primordial Waters,
presenting the CHAOS in C minor and the words “and the world was without form and
void” (Gen. 1:2) in the apparently remote key of Eb minor. The two keys are
reconciled by Eb Major, their common tonic, to express “and the Spirit of God
moved on the face ofthe Waters”—hence, again, [Ei=^RINITY=SPIRIT of GOD (SON
waiting in the wings).*® Haydn’s C Major “Boo!" at “and there was LIGHT remains,
of course, one of Western music’s most famous Big Surprises.
Wagner’s faithful reproduction ofhis predecessor’s strategy in his Rheingold
Prelude and in the Rhine Daughters’ apostrophe to its LIGHT (iM9ff) amounts to
another cultural formula, in which a specific complex of keys means a specific
“Wagner further develops the syntactical technique of identifying a single Tonic Major via
references to its Tonic and Relative Minors (“tonal triangulation”). For a detailed analysis of Haydn’s
paradigmatic key constellation see below, Chapter Five.
182
complex of images. The cmcial fact here is complex. Far from being crude pidgin
backs dropped on swollen ML toes merely to conjure mindless redundancies, such
structures are complex yet elegant tonal phrases replete with their own syntactical
coherence, tension, and meanings. Their independent TL grammar completes that of
their NL referents independently of the NL grammar itself, saying things about it
which it cannot say about itself.” Nor was this particular complex peculiar to Haydn.
Handel used it to the same effect in Deborah, No. 8: “By that adorable decree / that
Chaos cloth’d with symmetry, / By that resistless pow’r that made / Refulgent
brightness start from shade/That still’d contending atoms strife/ and spake Creation
into life / O thou supreme Transcendent Lord! / Thy succors to our cries afford!”
Handel s CHAOS is also a C minor and Eb Major TL complex while LIGHT bursts
from the same three-flat tonal matrix. This means that Wagner’s E b Major-Minor-C
minor-C Major key constellation existed in the same form and with an identical
complex ofpoetic associations from the beginning ofthe major-minor key system—a
paradigmatic “common cultural property.”
The poetic logic is undoubtedly the transference of the Trinitarian FATHER of
Creation directly into the BEGINNING OF CREATION, as in the “spirit of God moving
upon the face of the waters.” Such imaginal pairings of E b with SPIRIT ON WATER
can hardly be avoided in any survey of the poetics of three-flat music; witness the
cntic Joseph W. Voss on Bruckner’s E b Major symphony as “Nature itself, with all
Its splendour and grandeur—and with its uproar and ultimate calming—and above
all ‘the spint of the Lord that hovers on the waves’.”*® The reason for such motivic
persistence undoubtedly lies in the natural flow of the public property imagery, by
which cntics and composers communicated with each other over time in the manner
ofnatural language speakers. The reason that critics and musicologists did not notice
and comment upon this process itself was the same reason they did not stand fixed
in wonder at their own ability to talk. Voss may have fondly believed his image to
be individual and spontaneous. In fact it was public and prefabricated. It was simply
there in the “collective unconscious,” in the form of a public cultural property. And
just as it was there m Voss’ linguistic database we may be sure it was also there in
Scores
tscores, 1928. For Uproar and calming see pe a c e , below.
183
Biruckner’s, a probability that dramatically increases the likelihood that the WATER
imagined by Voss was in fact actually in the composer’s key.
Here again WATER powers the transformation of male to female Trinity. The
poetic logic is straightforward; since Eb. (THREE) = WATER and WATER IS FEMALE,
then CHAOS IS FEMALE as well and thus “the spirit of God moves on the face of the
waters” is a decorously indirect mating or impregnating act: the God MAKES IT
(COSMOS) with his CHAOS even as his prototypical human face, Adam, MAKES IT
(humanity) with his own rib. Given that the basis of such perceptions lies at the
generic psychological level that gives rise to cultural specifications, one would expect
that numerological Threeness would likewise appear in the image ofCHAOS, and this
does in fact characterize mythic images of WATER and particularly of CHAOTIC or
GENERATIVE WATER in the myths that flowed into Christian formulations. This in
itself is unsurprising but a crucial element of this poetic return of Threeness fi:om
“God” to the CHAOS is, that the image is thereby genriereri and the Eb constellation
becomesfemale both in feeling-tone and poetic contents as the framework shifts from
the Christian theology of the Baroque toward the hiunanistic anthroposophy of the
Romantic period. This is the basis for the overwhelmingly feminine emphasis that
we find in Wagner’s Eb key constellation, which stands in sharp contrast to the
equally comprehensive masculinity ofthe Eb dominant (B b Major), and which reads,
out in the Lexicon as the natural groupings of TL synonyms centered around the
categories ETERNAL WOMAN or GODDESS. In point ofdramatic detail, this feminized
perception of the key is responsible for such moments as Siegfiied’s willing
subordination of his martial Bb Major to his wife’s ETERNAL FEMININE Eb tonal
household in U2649 (‘ich bin nur Briinnhilde’s Arm’).
This feminine essence of the CHAOS is prefigured in the Graeco-Roman
culture from which Wagner drew his most overt mythic generalizations and which
finds alphabetic expression, for instance, in the Greek letter delta [A] which, as we
know, is the mouth ofa river—^THREE IS WATER—and by extension, all that proceeds
(MOUTH) firom WATER, ordo ab chao.^' Our paradigmatic lexical expression of this
is #3, THREE RHINE DAUGHTERS, which we may understand as anthropomorphized
‘'Moran compares the Greek delta A with the Hebrew dal 1, ‘a door’, ‘a bucket’, 'to draw
water’; Assyrian dalu, ‘draw water’; dilutu, ‘a bucket’. (Hugh A. Moran and David H. Kelly, The
Alphabet and the Ancient Calendar Signs,, p. 73.) Thus “we may relate this series of ideas, daleth, the
door, the mouth of the dragon, the gate of life or of heaven; delta, the mouth of the river, the alimen
tary canal of mother earth... with the letter d." (Ibid., p. 75.)
184
*®Marie-Louise von Franz, Number and Time, p. 101. In this context one might perhaps cite
the popular fable that the core motif of Beethoven*s C minor syn^hony represents “fate knocking at
the door.”
185
points out that the Greek letter, delta. A, was a symbol for woman, which lexically
entails [Ebf3 b)=RIVERDELTA, WOMAN]: “The Pythagoreans regarded the triangle
as’the arche geneseoas because of its perfect form and because it represented the
archetype of universal fertility. A similar symbolism for the triangle is to be found
in India,”” while von Franz quotes Allendy’s Le Symbolisme des Nombres: “Three
definitely is the dynamic principle itself,” and Balzac; Three is the formula for all
creation,”” pointing out that in the Tarot the third major arcanum is the Empress.
That this THREENESS-WATER-CHAOS complex is both ancient and cross-
cultural is shown by its appearance in the I Ching’s third hexagram, Chun, which
pictures WATER over THUNDER and is designated as “Difficulty at the Beginning,”
thus, “The hexagram pictures the way in which heaven and earth bring forth
individual beings. It is their first meeting, which is beset with difficulties. The lower
trigram Chen is the Arousing; its motion is upward and its image is thunder. The
upper trigram K’an stands for the Abysmal [WATER], the dangerous. Its motion is
downward and its image is rain. The situation points to teeming, chaotic profusion;
thunder and rain fill the air. But the chaos clears up. While the Abysmal sinks, the
upward movement eventually passes beyond the danger. Elemental WATER then
rationalizes a transference of its chaotic details downward into the CHAOS key, C
minor, as when Chailley defines the key in the Magic Flute as the “Kingdom of
Darkness and Chaos”™ and its CAwn-like feeling-tone as “incomplete or tortuous
advance,”^' an image in agreement with Girdlestone’s on the main subject of the
andante of Mozart’s piano concerto, K. 482, “a mournful trailing tune, whose heavy
sadness and muffled tone, unfold a long lament, irregular and tortuous, that moves
almost entirely within the compass of an octave. It comes and goes upon itself and
calls up the picture of a blind man groping his way toward the light.”™ The phrase
"Mircea Eliade, The Forge and the Crucible, p. 42/ The compound image contains
Chailley’s “three of perfection” cited above, morphed to female form.
’'/iW., p. 161.
“comes and goes upon itself’ is of course yet another uroboric trace of the tail-eating
serpentine representation of the WORLD RIVER, the ultimate source of our present
E b -C minor key constellation. As a sexualized image the danger posited here fits in
with the gynephobia that lurks about predominantly masculine cultural perceptions
of ELEMENTAL WATER, which recurs in the well-known mermaid motif, most
relevantly in Wagner’s Rhine Daughters who, as the exasperated Fricka complains,
continue to ply their traditional trade of dragging men down to a watery doom.
The FATE knocking on C minor’s door is thus decidedly ominous and this
affect is aligned with the sense of peril cross-culturally projected onto WATER. It is
a harbinger of DOOM. Thus Wagner himself resorted to dangerous oceanic imagery
when describing Beethoven’s C minor when the composer had got it right, as in the
C minor Symphony; thus, “Hold my fermata firmly, terribly! I did not write fermatas
in jest, or because I was at a loss how to proceed; I indulge in the fullest, the most
sustained tone to express emotions in my Adagio; and I use this full and firm tone
when I want it in a passionate Allegro as a rapturous or terrible spasm. Then the very
life blood of the tone shall be extracted to the last drop. I arrest the waves of the sea,
and the depths shall be visible; or, I stem the clouds, disperse the mist, and show the
pure blue ether and the glorious eye of the sun.’’” Like the imagery that the composer
projected onto Barbarossa, Wagner’s allusions here again are to Moses parting the
Red Sea; thus like the Red Kaiser, BEETHOVEN IS MOSES, “From the Waters.” The
heroic binding agent in the composer’s imagination is, in this as elswhere,
ELEMENTAL WATER.
The element both rationalizes and universalizes the transition fi:om C minor
storm to Eb placidity, for the association between WATER and PEACE is cross-
culturally omnipresent; for instance, “according to Lao-Tse, water is the symbol of
the soul’s peace. Like sound it contains all the requirements for undisturbed higher
cognition.”’'' We’re talking still waters run deep here. Thus in Bach “we find in this
”Richard Wagner, “On Conducting,” tans. Edward Dannreuther, Project Gutenberg Etext,
http://www.gutenberg.org/dirs/etext03/ncndtl0.txt, accessed November 10, 2004.
''^Mozart and His Piano Concertos, pgs. 366 and 492. Again, the “feminine Three” such as
appears in Mozart’s Three Ladies is sometimes Christianized, in connection with the three flats, as in
Schubert’s song. Op. 97, “Faith, Hope, and Charity.”
a whole of extraordinary beauty, is Pico de la Mirandola: “Qui
profunde et intellectualiter divisionem unitatis Venereae in trinitatem
Gratiarum . . . intellexerit, videbit modum debite procedendi in
Orphica Theologia.”... (Conclusiones, XXXI, 8). The translation is
as follows: “He who profoundly comprehends the division of the
unity of Venus into a trinity of Graces, will see how to proceed into
Orphic theology.” This process of infolding within Venus herself the
attributes of the Graces appears to be what Spenser was thinking of
in The Faerie Queene (VI, X, 15) when he says that all “that Venus
in her selfe doth vaunt, / Is borrowed of them.”*®
The power of the key to constellate Cytherean imagery extended from Mozart into
the twentieth century; witness Vaughan Williams’ opera Sir John in Love, Act HI:
“See the chariot at hand here of Love, wherein my lady rideth,” which carries the
Cytherean goddess “through seas whither she would ride,” or Holst’s The Planets and
its E b Major “Venus, Bringer of Peace.”
Girdlestone’s haunted cues us to the feminine numinosum lurking behind the
unsuspecting Holy Ghost. This Eb House of Venus was in effect the surgery in
which a divine sex-change operation had been performed upon the MALE TRINITY,
transmogrifying the old heavenly basso profundo into a proper young soprano for
poets and musicians to worship and thereby receive their modicums of muse in
return. We must never forget that this same culture had only recently invented the
castrato.
E b “grace and maj esty” annoimced themselves as Cytherean feeling-tones no
less than as imagery. Like any other elements of a key characteristic they could and
were decomposed to reflect new meanings required by their culture. Thus grace also
arrived as peace and both were expressive accoutrements of this nouveau-Cytherean
TRINITY. To bring this down to earth simply erasur majesty to derive the stereotypical
woman’s virtues advertised in the aristocratic and newly-assertive bourgeois cultures.
In fact, given that Eb IS HEAVENLY CIRCLE it may come as no surprise that Venus
should lead us full circle back to Bonaparte’s ecliptic, through which the emperor
imagined his culture to imagine himself a-sail and tacking. His precise port of
embarkation is now evident. Composition and eriticism alike unmistakably identify
E b poetics the with the zodiacal PISCES (H), the Fishes. From Grsco-Roman times
to day before yesterday this “mutable water” sign has been known as the exaltatio of
“George Camamis, “The concept of Venus-Humanitas in Cervantes as the key to the enigma
of Botticelli's Primavera" Bulletin ofthe Cervantes Society ofAmerica, 8.2 (1988), pgs. 188-223.
189
Venus and as the heavenly mansion from which Aphrodite descended to be bom of
the sea-foam of the ocean.** Thus the accumulations of WORLD RIVER, WATER,
GODDESS, VENUS imagery that defines this key constellation would have been
intelligible to any seventeenth or eighteenth century alchemist or astrologer or even
to an ordinary educated European tolerably acquainted with the classics.
The feminization of Eb made itself felt most prominently perhaps in crade
genre terms. Thus to some commentators, Eb Major is the very archetype of the
galante or stile sueto. The message is straightforward: WOMAN IS SAVEET. The logic
is that since Eb IS A WOMAN her proper emotional expression must be crafted to
reflect what is to be expected of a lady that a gallant would find worth knowing, for
whatever reason. Thus Girdlestone calls the key the galante period’s “key of grace
and happiness,” suggesting that it was particularly associated with galante
eesthetics.*^ The genre, considered as best expressed in the three-flat key, "demanded
a singing style, nuance and elaborate fioritura, politeness over force, fluffmess over
deep content.... Charles Bumey, one of the first of the great music historians and
a spokesman for his age . . . called for music that offered ‘with Clearness and
propriety whatever is graceful, elegant, and tender,’ rather than music expressive of
‘complicated misery and the tempestuous fury of unbridled passion . ■
"Richard Hinckley Allen in Star Names: Their Lore and Meaning (1899), p. 340, mfornis
us that “In early astrology, the constellation appropriately was under the care of the sea-god Neptune,
and so the Neptuni Sidus ofManilius; and it was the Exaltation of Venus, as Chaucer said in the Wyf
of Bathes Tale,— ‘In Pisces where Venus is exaltat,—’ which Sir Thomas Browne, the author-
physician of the 17th century, thus commented upon; ‘Who will not commend the wit of astrology?
Venus bom out of the sea, hath her exaltation in Pisces.’ Thus it naturally ruled the Euphrates, Tigris,
and the Red Sea, and Parthia . . .” Again, as with our present key constellation, the sign likewise
marked the FIRST CAUSE or ORIGIN; “By reason of the precession this constellation is now the first of
the zodiac, hut entirely within its boundaries lies the sign Aries; the vernal equinox being located in
a comparatively starless region south of to in the tail of the southwestern Fish ... This equmoctial
point is know as the First of Aries, and the Greenwich of the Sky; and frin their containing it, the
Fishes are ealled the Leaders of the Celestial Host.” {Ibid., p. 337.) For the lexical associaUons of
the E b dominant, B b Major, with the zodiacal Aries (T). my “The Genealogy of Chaos” (Music
and Letters, Vol. 79, No. 1, Febmary 1998).
"Harold C. Schonberg, Hie Great Pianists (1963), p. 15. In particular, the cultural transition
a corresponding performance venue transition, e.g., “it marked music’s shift fto the church
to the salon, from fugue to sonata.” (Ibid.) In its own cultural context, however, the SAIGN that now
enclosed music connoted in particular, “The reception-room of a Parisian lady of fashion; hence, a
reunion of notabilities at the house of such a lady; also, a similar gathering in other capitals.” (OED,
online) The associations of E b with sweet and galante embraced not only the atmosphere of the key
but literally the g r e a t FEMALE ensconced within her audience chamber.
190
All very well, but let us examine the political economy of passion and decor
a bit more closely to see if we can figure out what was really going on here. The
psychological combination of Eb is WOMAN + Eb is GALANTE gives us reason to
speculate on the sexual overtones oftheverbto;i/ay as “to perform” onapianoforte
and m the sex act. Let us recall that gallant entails “markedly polite and attentive to
the female sex. ... man of fashion and pleasure; a fine gentleman.”*^ One such
gallant. Lord Chesterfield, described the gentleman’s appropriate attitude toward his
plaything like this. Women, then, are only children of larger growth; they have an
entertaining rattle and sometimes wit; but not solid reasoning, or good sense. I never
knew m my life one that had it or one who reasoned or acted consequently for four
and twenty hours altogether. A man of sense only trifles with them, plays with them,
humors and flatters them, nor trusts them with serious matters; though he often
makes them believe that he does, which is the thing in the world that they are most
proud of His description is indistinguishable from those of Rococo eestheticians
and performers toward musical performance and particularly toward its most
congemal lexical salon Eb Major. The relation of pianist to his pianoforte was
evidently sexualized along the lines of those dalliances of God with Ms. Chaos or
Adam with Ms. Rib.
VII, CHAOS, Gynephobia, and Revolution; or, “That Old C Minor Mood.”
This then is the process by which certain keys turned male and others female,
thereby conforming themselves to the psychologies of the culture that used them as
words. By the early nineteenth century both EbMajor and C minor had been
constructed as almost prototypically female. That the two keys expressed closely
related yet distinct emotions was attested by Johann Jacob Wagner’s complaint that
“composers who do not understand their song texts often substitute E b Major for C
minor.”"‘ More often the distinction was clear; Burney’s “complicated misery” was
kicked downstairs into the Eb relative minor, which became appropriately
pathetiqm- the C minor victim was held responsible for “producing an effect upon**
**OED online.
the emotions; exciting the passions or affections; moving, stirring, affecting.”*’ This
is most likely the psychological origin of what Kerman calls Beethoven’s “famous
C minor mood,” which he describes in the course of an aesthetic criticism, thus:
His affection for this tonality in the early years amounted to a mania
... Back of all these pieces lay an expressive vision of Mozart’s, in
such compositions as the great C-minor Concerto, the C-minor
Quintet, and especially the Fantasy and Sonata for Piano in C minor
. . . But the ‘C minor mood’ in early Beethoven, the mood of the
Sonata Pathetique, is one that has dated most decisively and
dishearteningly over the years___hi this familiar emotional posture,
Beethoven seems to be an unknowing prisoner of some conventional
image of passion, rather than his own passion’s master.**
Kerman’s useful terms “mania” and “conventional image of passion” let slip the
secret of key characteristics generally: they are cultural constructs that I have
associated with the feeling-toned complexes, and thus it suffices for their purpose
that they be intelligibly related to the “feelings” they represent and be recognizable
when reproduced. Anything beyond this is gravy—or greatness.
Kerman’s critical evaluation of Beethoven’s C minor points to a seeming
paradox: a “conventionality” experienced as a “mania.” The paradox maybe resolved
when one keeps this tonality-sexualization process firmly in mind and applies it to
ordinary psychological contexts in which one’s powerful desires are thwarted by
tinfavorable social environments such as the one we are observing. The mood had
much to do with the newly enhanced problem of imagining thefemale in an era of
revolutionary CHAOS such as both Beethoven and Wagner lived through and which
powered these new semantic impositions upon the old TRINITY and CHAOS keys,
giving the “gods” contemporary sexual and political significance. For starters, there
is a straightforward sense in which like its relative major E b, C MINOR IS A WOMAN.
Thus J. J. H. Ribock: “I consider C minor to be the most tender of all, the most
womanly exalted, the most languishing, and I compare it to the colour of a pale rose
and also to the aroma of the same.”®’ Here ROSE minus PALE points back to E b, tonal
binhplaceofteGoddessandpalicdarlytohertoclionasMCmffiRmdoWGIN"’
OiemodiilarPALB watering aemagedow.|whapstolheraore.edatemd therefore
leas sexually threatening Ma r y . Boiled down to feeling-tone C minor femininity is
a oonventional appeal to Kn^mess, that Is, to •■physical softness or deUeaey
fta^hly; mabihtyto stand rough usage; weakness, ftailty,’’" In other words C minor
tstheEtwoMANunder duress, whenwhiningandeomplainingorsnlferinginsamtly
silenee, and scoresof such lexemes may be viewedintheappendediarton. At this
sui^cial poetic level C minority was simply its own relative mrjor on Prexac a
m^e prejection conjured to express what the culture eonsidered appropriMe to’ a
gallant sympa,hiring with his Sagilefemalecompanionorexhibitinghisowntender
srmtaentrirtywhen under orders fromMissMaune,s.Yetwhatskulked beneath the
“1, ^ tttiwas^ttiinorraped/uAlberich’sassaultonthoseinsensitivelittleEt
chatters/ ■ntisalsoisacharaeleristicifunacknowledgedgntaesignaturei'The
nmnhiblted fornication of the gallant, Wren mgether with a repression of strong
en.ot.on m d,e sphere ofsex, seveais bod. a profound disturbance in die unconscious
»dadeephosbliB,.-»w.gnerhadaiargo„.em.forjus.suehaprof„umia„ddeeply
hostile unconscious disturbance. It was The Curse.
Keeping for the moment to the sphere of personal courtship relations for
whchbothEbMajorandCminorhadbecomepublicculturallexical codes, wemay
understand Beethoven’s mania in terms ofhighly-charged sexual contents impacting
against a culturally mandated sexual decorousness. One does not have to be a
Freudianto smell “repression”here: this iswhatkeptCminorinthebasement,which
as always in this classically-oriented European culture clothed itself in mythic
Quoted in C.
the living andsupei^l/ScaLie?t£erd r;T/T J‘"™’'f^^
P' ^3. trans. Hinkle. 1916.
agesus/YettheWsrd^SS'f^o"
GeorgPriedrichWoifSi^J^rS^^^^^^^^
G. F. Ebhardt, Die hohern Lehrzweige der Tonsetzkunst (1830) quoted in Steblin, Key
Characteristics, p. 233. With respect to the association ofplanetary gods to key constellations (Queen
Juno, Venus) with its attendant modular expansion of perceived key characteristics, we may observe
an identical process moving forward in nineteenth-century astrology. The new planet Neptune was
discovered on the night ofSeptember 23,1846 and, following Graeco-Roman precedent, was assigned
to Pisces as “the planet of confusion, causing hypochondria, hysteria, etc.” (Alan Leo, The Art of
Synthesis, p. 102.) The connection between the sign ofthe Fishes and the CHAOS is explicit in heretical
doctrines, such as this account of the Cathars by Jung (CIV 9,ii, H229f.): “Satan finds the two fishes
before the creation, i.e., ‘in the beginning,’ when the spirit ofGod still brooded upon the dark face of
the waters (Gen. 1:2)... (the) two fishes, joined by a commissure (yoke), which can refer only to the
zodiacal fishes . . . The dawn-state corresponds to the unconscious; in alchemical terms, it is the
Chaos, which the adept likens to the creation of the world.”
"The E b Major section from the Vorspiel connotes the same thing.
belong elsewhere, “upstairs” in the relative major. It’s not for nothing that Beethoven
with his C minor “mania” was also one of the age’s great misogynists,*’ and in this
respect his pathetic C minbr posmring were both representative of his culture and in
particular its loss of sexual moorings. Kerman’s “C minor mood” was essentially an
Eb Major mood locked Boo Radley-like in the basement. C minor pathos half-
revealed its underlying Rococo smirk and its overt falseness paradoxically and
honestly told a higher truth: the Eb-C minor constellation was the tonal venue in
which late eighteenth and early nineteenth centurymisogynist culture felt most com
fortable working out its idiomatically false style of gender relations, in which one
emotional posture mimed what the other could not declare. Which is precisely why
Wagner’s giggling nixie teasers ended in the keys that they did.
Such telling of one tonal trath in the act of faking another is an ELEMENTAL
signature: the attitude expressed by the emotionally schizoid E b Major constellation
was organized around the cultural entailments of [FEMALE] WATER, where “female”
coimoted both culturally sanctioned fantasies about women and the corresponding
male appropriation and internalization of these in the guise of ostentatiously
ornamental sensitivity and taste. WATER provided a solvent that blended mythic
resonances with social meanings and attitudes toward man-woman relations. Abstract
mythic formulae were appropriately sexualized, social sex-role relations tinctured
with Cytherean rose-water to enhance their feeling of numinous connection with the
(GODDESS) ORIGIN OF IT ALL. By such moves aperson’s individual courtship choices
became mythic morality plays: thus the man who forgot his Lord Chesterfield risked
waking up next morning wedded to CHAOS.
The complex that resulted was drenched in sexuality and fraught with the
phobias of fraudulence, and thus these keys commanded an impressive armory of
repressed cultural tension, one ofthe background reasons why three-flat emotions got
so overblown so quickly. WATER rationalized the complex through the divalence of
placid versus rushing waters and controlled the feeling-toned relationship between
Eband C minor, whose WATERS were either peaceful or raging. The latter image
”An attitude perhaps best summed up in the composer’s remark, “And if I had wanted to
sacriEce my life in such a way [that is, by becoming emotionally bound to a woman] what would have
remained for the nobler, the better?” (Georg Schflnemann, Ludwig van Beethovens Konversation-
shefte, Vol II, Berlin, 1941-3, p. 365 and Karl-Heinz Kdhler and Grita Herre, eds., Ludwig van
Beethovens Konversationshefte, Leipzig, 1968, Vol. H, p. 367, quoted in Maynard Solomon.
Beethoven,^. 150.
195
offers a convenient segue from the personal to the social and political spheres. For
this we need to understand how CHAOS operated socially. This was, after all, the Age
ofRevolution, for which SOCIAL CHAOS is a time-honored quasi-mythic euphemism.
Thus the EbMajor constellation already possessed ample semantic meaning to
facilitate its lexical usefulness in describing the new order of affairs. The old salon
culture and its Rococo trappings were remarkably transient, a fact which has not
escaped music historians. What I would like to add is that tonal lexicality had to run
tb keep pace, it did so successfully, and the measure of that success was the wealth
of social meanings attached to the keys by the time Wagner picked them up to prime
his own tonal lexicon. In the case of our three-flat constellation the public property
solution was simple; CMINORIS CHAOS,CHAOS ISWOMAN,REVOLUTIONISWOMAN.
Let US see how this worked in cultural real time.
The old clerical-aristocrat axis laid claim to God the Father, this new social
amalgam laid claim to the pagan gods as well and the god which the culture factors
found most attractive was imderstandably the goddess of attractiveness. Thus the
inevitable happened, as it so often does; the goddess turned heroic, the birth of
Aphrodite acquiring some ofthe charisma ofthe Incarnation in such Romantic guises
as MOTHER NATURE incarnate from MOTHER NATURE. Despite initial appearances
this humanization of Aphrodite was simply a female variant of the decompositional
strategy that brought the SON OF GOD down to us in the guises of Bonaparte or
Beethoven. Thepublic cultural property logic is strai^tforward; Woman is GODDESS
OF SALON and thus SOCIETY; a glance through the salon drapes into the street will
convince that society is coming apart at the seams; thus, WOMAN IS SOCIETY IS
CHAOS. That is, during the period between the compositions of the Eroica and Das
Rheingold a process of heroicfeminization was taking place all across Europe and
the United States, in which the Third Symphony’s referential object, heroic x, was
almost everywhere else being given a new name, GODDESS LIBERTY. Here the
GODDESS OF LOVE is transmuted into the LOVE OF MANKIND. Among innumerable
examples ofHEROIC GODDESS imagery in the late eighteenth and nineteenth centuries
might be cited Delacroix’s renowned painting “Liberty Leading the People’’; the
official flag of the State of New Jersey, designed by Eugene de Simitiere and
consisting of a coat of arms featuring the Goddess Liberty on pedestal (L) and Ceres,
the Goddess of Agriculture (R); the Statue of Liberty in New York City. These three
examples derived from the same cultural source; France and particularly Paris, which
196
likewise gave the musical world the salon in which musicians and artists could
worship VENUS in her more traditional form and venue. The Delacroix canvas in
particular suggests the CHAOS association through the emphasis on the sprawling
dead heroes, some of them in the act of raising their dying arms in worship of the
GODDESS whose right arm (positive) raises the Tricolor (read A, as in 1. Liberte, 2.
Equalite. 3. Fratemite) and whose left (negative) the bayonet-tipped rifle. CHAOS is
overt; behind her the ruined city leaps in flames, and thus the fiindamental
ambivalence of GODDESS LffiERTY is laid bare: to many and not merely to artists of
the ancien regime LIBERTY IS CHAOS. Thus our now-familiar heroic cast of
characters is represented, all subsumed into the triumphant image of Venus pugnax
(fighting Venus) or Venus armata (armed Venus).’*
That GODDESS LIBERTY is in fact VENUS in her fighting mood is suggested
by such imagery as that of the membership certificate ofthe American secret society,
the Order of United Americans, in which the Goddess is shown to be worshiped by
American patriots while her unfolded Trinitarian essence is displayed in the female
trinity ofFAITH, HOPE, and CHARITY which, like LIBERTE, EQUALITE, FRATERNITE,
are variants of the older Graces. Both formulas again segue through CHAOS back to
the THREE FATES motif which, as always, connote an approaching DOOM: the
Revolution as the avenging Nom cutting the lifeline of the Old Order.
The musical implications of this may be understood when we recall that
Beethoven’s “hero X' formula of the Third Symphony does not, in fact, force a male
gendering: this variable may be equally male or female. And indeed, Wagner opted
for the latter in subordinating the heroic-seeming Siegfned to the status of
Brflnnhilde’s Arm” ifi2649') and in elevating her to the status of actual redeemer of
the world. Again, if c MINOR IS CHAOS and if CHAOS IS FATE, then Beethoven’s C
minor Symphony may be deciphered accordingly: the “fate knocking at the door” is
the avenging Goddess, come to square her accounts with the world of men.
Eb poetics thus proceeded from [MALE] TRINITY down the CHAOS sluice,
absorbing SEA, RIVER, FLOOD, and WAVE until, in Wagner’s lexically sexualizing
hands, snchprima materia precipitated out as DANGEROUS WOMAN and its culturally
sanctioned response sexual abuse. Speaking to men now, C minor is where you go
when you wish to humiliate a woman or where you sprawl after a dominatrix has had
her way with you. This is one reason why the key was so often used to deliver the
knockout-blow to suffering heroes,’’ particularly those who have been too cozy with
their FATE, especially FRICKA, into whose capable hands Wagner passed Hera’s hero-
harrying responsibilities en masse. A glance through the Lexicon will overwhelm
ingly document C minor as the key of choice of rapists and degraders of women,'®'
and justifiably enough, of harridans, harpies, and vengefiilly pursuing female
nemeses—another public cultural property, since “a distracted lady takes naturally
to C minor”'®^ and, in Wagner at any rate, eventually comes hunting for him.
The femininization of the E b constellation, then, was a natural tonal product
of poetic imaginations facing the entailments of an abstract theological Trinity and
its first documented creative act ofbrooding upon or impregnating the CHAOS, whose
WATERS unsurprisingly proved to be the WOMAN that men had always suspected her
to be. As WOMAN the constellation acquired her own affective contents through the
magic mirror of masculine projections, dutifully dishing up FURY in high dudgeon
or bearing PEACE in patience as poetically required.
”Hence “a tragic key, fit to express grand misadventures, deaths of heroes, and grand but
mournful, ominous, and lugubrious actions.” (Grancesco Galeazzi, Elementi teorico-pratici de musica,
1796, quoted in Key Characteristics, p. 231.)
'“Thus “an ambivalent aspect [of the Mother archetype] is seen in the goddesses of fate
(Moira, Greeae, Noms). Evil symbols are the witch, dragon (or any devouring and entwining aniiml,
such as a large fish or a serpent), the grave, the sarcophagus, deep water, death, nightmares and bogies;
Pmpi.ia Lilith, etc.).” C. G. Jung, “Psychological Aspects of the Mother Archetype,” U81-2.)
""Not only in Wagner either; witness Handel’s Deborah, No. 26, in which the E b heroine
suffers Sisera’s dominating B b put-downs: “That here rebellious arms I see, proud Deborah, proceeds
from thee! But, would’st thou yet thy vain ambition cease, whilst our affronted mercy offers peace,
bow down submissive, ere th* impending blow lays thee and all thy lost associates low.
‘“Anonymous,“ThatKeysInfluenceMusicalThinking,”27ie5pectator,1828,quotedinKey
Characteristics, p. 233.
198
thence to death, and thence again back to heaven via resinxection. This is a specific
cally liquid signature that cannot be applied to AIR, the other obviously active
element, but whose recreations and furies alike are experienced as HORIZONTAL
affairs whether gently kissing the cheek or blowing down the house of sticks. WATER
rises and falls and most dramatically perhaps rains down from heaven. Since in the
early days of common practice poetics WATER was imagined theologically, then the
element came to hold the meaning not only of the mysterium of the watery depths but
of the condescension of God to man, a divine precipitation like rainfall. WATER is
thus both depth and height, life and death, and circulates between both; hence WORLD
RIVER. As CIRCULATION and CYCLE this element evokes TIME and RETURN, and it
is thus that WATER reveals its connection with REBIRTH, RESURRECTION, REIN
CARNATION: “What goes ROUND comes ROUND.” From this the E b constellation is
bound with paradoxical wholeness, dying and returning heroes, funerals and incar
nations, remembrance and precognition. And since WATER IS WOMAN the Female
Trinity supervises all this with serpentine tape and scissors to measure the hero’s life
span, snip him out of CIRCULATION and send him back to the SHOWERS.'”
By means of such usages the mystical resonance of the key survived the
transitions from Baroque and Classical periods into the nineteenth and twentieth
centuries. The more nature-based imagery ofthe nineteenth century naturally moved
composers with increasing frequency to set texts featuring the night sky and the
twinkling stars—^traditional stand-ins for SEA and its piscine denizens, who often, as
in Christian mysticism, stand for SOULS and particularly for the poet’s soul or for the
soul of the (almost always female) beloved with which the poet longs to commune
in spirit (WATER IS WOMAN, WOMAN IS SOUL). Ironically perhaps, this tendency was
given a boost by recent developments not in poetics but in science and technology.
Thus even before the mid-nineteenth centuiy the image of SPACE, imported into
poetic vocabulary through advances in astronomical science that prompted Tovey to
hypothesize a link between Haydn’s “Depiction of Chaos” and the Nebular
Hypothesis had helped to make the poetic pairing of WATER and SPACE both
'“Indeed, since our composer proved himself to be almost pretematurally sensitive to the
poetic resonances ofwords whether tonal or otherwise, it could not have escaped his attention that E b
or the poetic principle it expressed ruled not only over the RING but of its creator as well: “Wagner”,
wagoner, WHEELWRIGHT.
199
‘“For instance, “Godhead is Nature, the will which seeks salvation and, to quote Darwin, .
selects the strongest to bring this salvation about.” (Diaries, Vol. II, p. 22, entry of lanuary 24,1878.)
Here Godhead, which the composer endows with heretical and particularly Indian poetic significance,
mingles with Schopenhauer’s Will and receives ratification fi-omDarwin, who provides just the imagi-
nal tessitura the composer needs for his Heldentenor.
grove full of twittering birds conversing with the Poverello of Assisi.”"” Here
WATER FLOWS and its currents carry imagination effortlessly from the terrestrial
waters back to those above the firmament. A numinous and unfathomable distance
informs Beethoven’s E bAn diefeme Geliebte (‘To the distant beloved”) and recurs
in Brahms, “Die Liebende schreibt” (The beloved writes). Op. 47, No. 5: “You love
me, far off here across the ocean! By dist^ce can a bond like ours be broken? The
sea wafts the love that you are sending”—another E b variant on the Whitman-like
“vast similitude” that interlocks all. A variant appears in WexAVs A Masked Ball, No.
23, where an Ab—to—^Eb modulation conveys “the ocean unbounded will part us
... but though by wide seas divided, memory shall enshrine thee.”
Such connections also guide Schumann’s key choices, as in Frauenliebe und
Leben, No. 2: “even as in yonder blue depth shines bright and glorious that star, so
is he in my heaven, bright and glorious, sublime and fair”, or No. 3: “I had dreamed
it to the end, the peacefully beautifiil dream of my childhood; I found myself alone,
forsaken in an infinite barren space. You ring on my finger... you opened my eyes
to the infinite, deep value of life”, in which the now-familiar E b images of DREAM,
END, INFINITY, SPACE, RING, and DEEP complete the poetic complex with remarkable
richness. Again, STAR and MARINER conjoin in the same composer’s E b Op. 25, No.
2 (“Liberty”): “stars ofHeaven shining high above me, God put sttirs above in the sky
to guide us on land and sea”, or Op. 25, No. 25 (“roses from the East”); “I send a
greeting fair as maiden’s tresses ... to eyes like stars upon a summer night.” Or in
“Question,” Op. 35, No. 9, “If there were no stars alight on a summer night... what
would there be when sad, to cheer and comfort me?” in the same key; or in “My
Beautiful Star,” Op. 101, No. 4, the singer pleads, “My beautiful star! I beg of you,
oh let not your joyful light be clouded by mists in me.”
This usage reconfirms the peculiarity of E b STAR imagery, that it star in
question floats in a space at once heaven and psyche. Thus in “In the Heavy
Evening,” Op. 90, No. 6, E b minor, already noted to be resonant with HEAVY, SINK
ING, and SEA, is transposed from OCEAN to SPACE to express “dark clouds (that) hung
down, so fearful and heavy... and starless the night.” In Op. 104, No. 4, Brahms
revisits C minor TURBULENCE and its link to DEATH, RESURRECTION, and SLEEP
with which we are become familiar from Mahler and Beethoven: “the day passed
p. 492.
201
blustering and rain-swept; on ev’ry grave was etched the word, ‘Forsaken.’ The storm
is past, the dead now sleep again, and over ev’ry grave is writ, ‘Awaken’Again, the
starry sky as the “waters above the firmament” appears in Schubert’s song. Op. 96,
No. 1, in which stars “float through the sky as angels of love... often with kisses fly
over the sea... point from the grave with their fingers of gold to what faf above in
the blue they behold.” Schumann’s E b Major stars also evoke death and resurrection,
as in “Requiem,” Op. 90, No. 7, “For the just there shine the bright stars in the cell
of death, for him, who himself as star ofnight will appear, when he beholds the Lord,
beholds the Lord in Heaven’s glory.”
C minor CHAOS clearly reflects the second aspect oftwo-faced WATER, which
is its tendency to pour violently from the sky, to flood, and mix the other elements
up into a seething foam. In other words, the violence of WATER is to artifact of its
descent: things get rough whenever itfalls. Though the element circulates there is a
poetic asymmetry of direction in which downward motion is privileged. Once again
iconography tells much of the story, for the E b signature with its triangular array of
flats inkblot-like reminiscences of liquid drops that descend (flatten) or fall from a
higher to a lower plane. Thus in Wagner three-flat keys tend to appear in poetic
contexts {eatanngfalling, as in Alberich’s “O Schmerz! O Schmerz! (Das Rhein-
gold, scene i). This rfescensMs-motif as such likewise appears to guide the logic of
tonal CHAOS-representations in a line of descent from the tonic major E b and into the
relative minor C, which thereby becomes a CHAOS key not merely in Wagner but
generally, and especially in common practice texted music in which Chaos is the
subject. What we observe in such music then, is the expansion of a single key, Eb
Major, into a larger E b -to-C minor complex, in which the two keys act together to
express a far more nuanced account of the relation between Creator and CHAOS than
would be possible by remaining within the compass of a single key.
The example of E b Major suggests the cultural properties that Wagner could
rely upon to secure the intelligibility of his initial choice of Referential Key I. If the
arguments and evidence presented here are even remotely valid, then it is remarkable
that the lexical use of keys has fallen into such obscurity in music theory. Acknow
ledging some welcome exceptions it is not too much to say that most of the public
cultural properties ofmusic have been substantially erased from scholarly conscious-
202
ness with its historically acultural and structuralist paradigm.’®* This is not the place
to discuss the reasons for this generic ignorance on the part of music theorists. I only
refer to the fact in order to-place Wagner’s concerns about the intelligibility of his
dramatic purposes in a perspective broader than critical prejudice against this com
poser’s music or his person.
Since Wagnerproceeded step-by-step in linear time to develop his XL lexeme
as rational entailments of a single key, then his only possible arbitrary decision was
the choice of his initial Referential Key I. Had this first key choice proved truly
arbitrary then everything built upon it that followed might well prove equally so with
respect to the surrounding culture and its own pubUc lexicon. It would follow from
this that however rational the remainder of his procedure might prove, the composer
still occupied Humpty Dumpty’s precarious perch, threatening to fall to the musico-
logical Alice’s criticism of egotistical and unintelligible arbitrariness.
In the event, Wagner’s initial Referential Key I proves to have already been
a full-fledged tonal lexeme within a common practice Lexicon that jnelds its secrets
easily to such garden variety analytical concepts and procedures as I have used here.
What is more, as I shall argue throughout the more detailed analyses that follow, the
same poetic logic operates with respect to the remaining major keys, which means
that they are all as much public properties as is this one. The same analytical logic
that cracks Wagner s lexical coding works equally to crack that found in common
cultural practice. It likewise cracks the Humpty Dumpty conundrum and vindicates
Wagner’s tonal language as public cultural property.
Let us therefore return from this shared cultural linguistic space to the interior
spaces of Wagner’s Ring language proper, that is, to the domain that Wagner called
the “Tonal Households” and their meanings, to inquire how Wagner’s lexicon is
organized as a thing-in-itself.
For example, a recent theoretical study ofthe beliefsystems with which music was invested
specifically written to place musie in its cultural context (Robert Walker, Musical Beliefs-
Psychoacoustic. Mythical, and Educational Perspectives, 1990) neither meaningfully discusses key
associauons or key characteristics nor references Rita Steblin’s groundbreaking survey of this rich,
coherent, and all-pervasive factor in musical intelligibility.
Ch a pt er Fi v e
The Lexical Loge
“What an infinitude of technical details I have passed over in this cursory, yet
perhaps itself too circumstantial statement, you may easily imagine; particularly
if you reflect how inexhaustibly varied is their nature, even in a theoretical
exposition.”
Richard Wagner'
'“Zukunftsmusik,” p. 340.
the actual use of expressive shift as it has been applied in Wagner scholarship, to see
what, if any, matters of interest it explains and show how Wagner’s garden-variety
tonal lexicality explains such smidges and more besides.
Perhaps the most salient feature of lexemes is that they are public cultural
properties, elements of a cultural lexicon, the broadest expression of cultural space
intelligible to its users. In Das Rheingold [C=LIGHT] because it was light in Die
Schöpfung and to Handel, Beethoven, Mozart, and their colleagues. It appears at
Rheingold! for no better reason than that C Major is the right word to call a glittery
glob of gold. This is what it means that C Major is a lexeme in a public cultural
property TL lexicon. What justifies this differs not a whit fixim what justifies an NL
word as a lexical entry: objects are lexical that function like lexemes. Nor is this
observation a tautology. It is a constitutive mie, "x counts as y in context c”, which
makes possible both our common natural language and Wagner’s tonal language
games. To verify is to demonstrate that composers use C Major in a common
semantic way. To test, read C Major as if it were word and see what follows. If it
leads tCT further insight about what this music is saying, check it off and go on to
consider [S=y]. If it leads nowhere, cross it off and dust off your Kontrapunkt.
Lexical theories make provisions for public cultural property elements where
non-lexical theories do not. Their failure to do so therefore prejudices their
explanatory power to the degree that the materials they would explain show such
elements. What happens for instance to “expressive shift” or Schenkerian theory
when confronted with public cultural property % characteristics! To Robert Bailey
and others, Siegmund’s D minor, not an associative key, is an “expressive shift of
tonality’ from Wotan’s Db Major, which is an ássociative key.^ Indefinite notion
expressive frumps definite notion lexical. This formulation effectively rfenders D
minor a dependent variable on P b Major and to describe the one requires describing
the other.
The unsystematic and arbitrary character of such interpretations is evident.
JfD minor Siegmund is an “expressive upward shift” ofD> Major Wotan, then since
[D/d=Freia] one must consider Freia also to be Wotan’s upwairi shift or be told why
not.The problem is that although Freia’s clan is clearly akin to Siegmund’s and this
1, July 197Z Ring and its Evolution.” in MVieteeuiA Century Music, Voi. I, No.
205
kinship justifies their shared Tonal Household, with respect to Wotan, Freia and
Siegmund/Sieglinde mean different and in some senses opposite things. For instance,
Wagner’s divine geneálogy makes it clear that Freia and her siblings predate Wotan
just as Siegmund’s clan postdates him, while his mythic theory makes it clear that his
mythic figures are intended to connote evolutionary advances.* Therefore if
expressive shift theory is generalizable they must both be expressive upward shifts
yet they caimot both be expressive shifts. If it is not generalizable then it is arbitraiy.
The resolution is that the Ring's keys have the functions that they do because
they have the public cultural properties that they do. These properties are mostly their
public semantic meanings. D minor here is a TL word that means, Siegmund. If this
explanation explains then D b becomes someone else’s bulky suitcase, which an
elegant TL lexeme has been coerced into lugging about. Naturally a lexical theory
will also have to explain why D minor means "Siegmund” and to systematically
account for the facts that it also means, e.g., Amfortas bleeding, Mark kvetching,
Siegjfried dripping sweat, or Freia whenever she’s not being flattered. This it will do
as it does everything else: by syntactical and semantic analysis and arguments. To
show that D minor lives a lexically independent life of its own collapses expressive
shift theory into lexicality ànd m^es it “go away.”
Key characteristics entail common usage. The lexeme [d=Siegmund] is a
secondary (derivative) semantic meaning accruing to the prior [D=Hero, Sun]. D
minor is Siegmund because he is a doomed hero where his D Major son is a success.
This in turn accmes to a'typical.^yntax/semantics interface genus hallowed by
constant usage, that MINOR MODE IS MXJOR MODE WEAKENED. Amfortas is
wounded, Mark is cuckolded, Siegfiied is under duress, Freia is abducted. This
throws these D Major Householders into minor mode but whenever they “get better”
'they revert to Major.
How do we know that [D=Sun]? First, because Wagner says so; for instance
*That Wotan is younger than Freia is evident from Wagner’s assignment of divine functions
to evolutionary stages of human consciousness: “Though his nature marked him as the highest god,
and as such he needs must take the place of father to the other deities, yet was he in no wise an
historically older god, but sprang into existence from man’s later, higher conseiousness of self;
consequence he is more abstract tlm the older Nature-god while the latter is more corporeal and, 4o
to phrase it, more'personally ifiborn in man.” (“The Wibelungen,” p. 275.) Wagner’s concept 0ms
allies Siegmund’s clan with the older “nature gods” including Freia, Froh, and Donner; this is one
reason for their shared key, which marks them as fellow tonal householders.
206
here;
At the farthest point to which we can trace it, the Frank stem-saga
shews the individualised Light or Sun-god, who conquers and lays
low the monster of ur-Chaotic night:—^this is the original meaning of
Siegfried's fight with the Dragon, a fight like that of Apollo fought
against the dragon Python.’
Since [D=Siegfiied], D Major means everything Wagner just said above. But why
“D” rather than “A b ” or any other key? Because everyone else said so and no one
ever contradicted them. The association was another public cultural property, a com
mon practice key characteristic intelligible to any cultured nineteenth-century music
lover curious enough to open the score. To Wagner and his audience D Major was
the traditional (and not only Lutheran) D Major fisticuffs-Jesus who harrows Hell,
dukes with the Old Serpent and returns triumphant, bearing a treasure of redeemed
human souls. It was Handel’s metaphorical Great Light seen by the B minor (D:vi)
people that walked in darkness. It was Haydn’s material Great Light bom before our
eyes in The Creation, or Dittersdorfs D Major Fall of Phaeton sympohny. The
default association was simply there, and for straightforward Humpty Dumpty-
confounding reasons Wagner put it to work in his own Ring usage, e.g., to tell us that
in passing through a D Major Fire-Circle Siegfiied has become one with the Sun, as
when the HERO reaches the mountaintop at DAWN, rising in D Major with the
MORNING SUN {Siegfried, Act EH, #2308).
Again, SUN IS GOLD where GOLD IS VALUE. Wagner painstakingly constracts
this complex via straightforward catégorial grammar procedures visible in the score
fi'om Das Rheingold to the end of Götterdämmerung. It is first connected to kindled
(male) heart-fire when exposed to a bright vision of supreme and initially sexual
value; e.g., (#25, #88) Alberich’s aggressive sexual pursuit of the Rhine Daughters
through the waters, described by Wagner as “Passion in the most primitive naivety
of expression.” Lexeme #99 associates it with heroic freedom of action, which
thereby attaches it to the independent motif of HEROISM. Lexeme #102 connects it
to FREIA, giving her linear priority as the first D Major tonal householder. Now it
’“The Wibelungen,” p. 275. In his identification of Siegfried (Leo) with the Sun God Wagner
appears to concur with Evangejine Adams, i.e., “The moral character of the native of Leo can best be
understood by those who have made an intimate study of the rites of the Sun God.” {Astrology: Your
Place in the Sun, p. 58.)
207
‘This is entirely coherent with common practice key characteristics bothbaroque and rococo,
in which C is also LIGHT while D is unquestionably SUN. The psychological basis of the difference is,
that LIGHT is that which illuminates other things while SUN is LIGHT itself made visible, which is why
in traditional astrology Sun and Moon are called the Greater and Lesser Lights; hence, for instance,
D Major solar usages include Handel, “The people that walked in darkness have seen a GREAT LIGHT.”
Haydn’s strict tonal syntax faithfully reflects the Biblical distinction between generic LIGHT and the
Greater and Lesser LIGHTS, assigning the former to C Major and the latter to D Major (Sun) and G
Major (Moon) respectively. Wagner follows this precedent precisely.
’The sun-tree goes back to Egypt and Babylon, for which see Neumann, The Great Mother,
p. 243 & Fig. 53. Again, the alchemist Mylius: ”... I perceived two outstanding [trees], higher than
the others, of which one bore a fruit like to the brightest and most refulgent sun, and its leaves were
like gold. But the other brought forth the whitest of finits, more brightly shining than lilies, and its
leaves were like quicksilver. They were named by Neptune the tree of the sun and the tree of the
¿toon.” (Quoted in Jung, “The Philosophical Tree,” p 89«.) See also Travels of John Mandeville,'()ne
of Wagner’s likely sources for Parsifal (below. Chapters Seven and Eight); I have discussed this
mythic logic in detail in “Sieglinde and the Moon.”
208
Household.* In Siegfried the hearth-fire is brought into the woods via D Major sing
ing birdlings, animal wives with animal husbands, nests, parents brooding on their
young, and quests for familial (clan) origins, which always point back to D.’ That D
Major Siegfiied should seek G Major roots [IV'S'D] derives fi'om lexemes [D=Son,
G=Mother (roots)], where {subdominant=regression}], as when {Siegfried, Act IE)
the hero’s sustained acts of active imagination deposit him under the G Major X.inrfeK
[=Sieg-Z,/«i/e(n)].'“ Naturally in both Siegfried and Götterdämmerung [D=hero]
exhausts the bulk of its lexical efforts in tonalizing the person of Siegfiied.
D MAJOR IS SUN AND HEART thus provides default dramaturgical motivations :
people cherish values in their hearty that they consider to be like gold, which warm
the heart’s blood and inspire the joy of being alive. D Major is the psychological
domain of the heart 's desire, DESIRE here being distinct from hunger for money or
sex {Cf. [F=gre,ed]). D Major is the public and cultural psychology of HOPE for the
future, the YOUTHFULNESS which is the registry of hope, LOVE of life, JOY of living,
sunris^like relief from the dragon of death and night that is hopelessness, fear, and
despair. This is the origin of its youthfiilness, hearth-fires, and parental nurturing of
young, and for its perennial association with Son the Redeemer, standing behind
which is every G Major mother watching her D Major child take its first toddling
steps toward the renewal of life. Wagner merely contributes a systematic psycho
logical exploration of its prior key characteristics, developing them anew from
primitive to developed poetic form. D Major/minor Major being thefire ofthe heart,
it constellates heart- and fire-imageiy of every description, including but not limited
to the fiery activities of heroes. It is Briinnhilde’s fiery hope,'* and the substance of
'The same lexical logic appears in Die Meistersinger, e.g., Walther: “In snowbound hall, by
fireside” (Am stillen Herd in Winterzeit), [Die Meistersinger, Act I, scene iii].
'Relevant lexemes include. #1401, #1403, #1411, #1439, #1441, #1445, #1452, #1473
#1497, #1547, and #1656.
. '“A few ofthe relevant G=m o t h e r lexemes include, #1442, #1451—iot G=reflected (moon)
Sun—, #1900, #2090, #2093, #2336, #2374, #2382, and #2457. '
" Brünnlulde’s fiery hope constitutes the entire topic oí Die Walküre, III, Sig. LXXX: e.g.,
#1342 [D—Valkyrie] (motif, passim); #1343 fftt/Fi)—Flame] (‘Aufdein Gebot entbrenne ein Feuer’);
1344 [D=Fire] (‘der frech sich wagte dem freislichen Felsen zu nah’n!’); #1345 [b=Valkyrie] (‘du
kühnes, herrliches Kind!’). The gender reversal here (Alberich <f hopes for Rhine Daughters Ï, or
Fasolt tf hopes for Freia ¥, shows D Major HOPE to be gender-independent.
209
that hope; e.g., Wotan to Brünnhilde: “Du folgtest selig der Liebe Macht: folge nun
dem den du lieben musst” (#1321-3). The painful resonances of this usage reveal the
logic of D Major’s connection to B minor ©:vi), which forms the heroic key’s syn
tactical basement. The hope of the heart seeks its object, which becomes its doom.
Through the D Major Freia, Wagner articulates a deep-structured truth about
the Germanic myths. He had specified a Freia—^Hero axis as early as his Nibelung
sketch of 1848, stating that Freia’s Golden Apples (overt SUN images) had made
possible Sieglinde’s impregnation.'^ In this scenario the D Major progenitrix is not
Wotan but Freia, the patron goddess of ardent youth. This is straightforward mythic
reportage: Wagner’s major authority on Germanic mythic structure Jakob Grimm
records that the goddess was uniquely intimate with heroic humanity, going so far as
to embrace heroes in love: “She was married to a man called Odr, not a God, at least
not included among the Aesir, but who left her and whom she, shedding tears, sought
all over the world among alien peoples. Freya’s tears were golden, gold is called after
them, she herself is graifagr, beautiful in weeping.”'^ Her D minor tonality, which
she shares with Siegmund, and her D Major lexeme, which she shares with Siegfiied,
project this close coimection even into Wagner’s final scenario, for instance, when
Freia lends her “hero leader” key to Wotan, thereby sanctioning his adoption of the
D minor title of “War Father.” This too accurately follow Grimm, for “according to
the latest evidence, she appears warlike. She drives to the battlefield on a wagon
drawn by two cats, just as Thor drives with two goats, and shares with Odin in the
slain. She is called suprenKrhead af all Valkyries.”’’
A distinctive poetic “Freia complex” thereby emerges, constellated by D
'^“In the Wälsungen this hero at last shall come to birth: a barren union is fertilised by Wotan
through one ofHolda’s apples, which he gives the wedded pair to eat: twins, Siegmund and Sieglinde.”
(“The Nibelungen Myth as a Sketch for a Drama,” p. 303.)
'’Although the conçoser changed that,scenario for clearly dramatic reasons to make
Siegmund and Sieglinde children of Wotan, nevertheless (considering that the maternal line has to
have come from somewhere) there is nothing in the new scenario to prevent Freia from having partici
pated in the impregnation ofthe Twins ’ umiamed clan progenitor’s unnamed mother. In any event the
two accounts are not necessarily contradictory and such ambiguities ate typical of origin myths
generally (cf. Genesis and John).
'^Ibid. One may understand these “cats” capable of drawing a wagon and its driver as lions,
which were known by reputation in pagan Germany.
210
"Technically what constellates is these complexes. One infers from them the background
presence of these virtual intelligible objects (see Chapters Two and Three) as a cosmologist infers the
presence of dark stars by means of their observable gravitational effects.
Ex. Va: Haydn: The Creation, No. 2. “In the beginning” (Récit.)
C minor
C minor
|i(c)
lIlI(Et)..............
IVIUBbil
1 i=iv |viio7 |iv=i 1
1 v
1 And the
1
____
lEarth was without 11 form ^___u__ 1
and____ Ivoid; 1 and 1 darkness I
8 9 10 11 12 13 14
C minor'
IKc)
|i/III(eb^..........
1 i 1 i IVI I 1 V 1 1 = 111 1
1 was upon the 1 face of the 1 deep. 1 CÄorus; And the 1 Spirit of 1 God moved up- 1
15 16 17 18 19 20
212
C minor
|I(c)..................... ......(=1/1)............
IIIUEk)
1 V 1 i 1 V 1 i 1 iv i liv V 1 V 1
1 on the face of the 1 waters 1 and God 1 said. 1 Let there be I light; 1 and there was 1
21 22 23 24 25 26 27
C minor
|I/i(C)..............................................................................................................................................
1 I 1 I 1 V 1 1 1 I 1 1 1 IV 1
1 light. 1 1 \Uri-. And IGod saw the I tight, that it was 1 good;and I
28 29 30 31 32 33 34
C minor
ni/i(Q......................................................................................................................................................
1 ii 1 V 1 V 1 1 II
1 God divided the 1 light from the 1 darkness 1 II
35 36 37 38
This is a good prototypical model for a typical Wagnerian Tonal Household. Some
peculiarities of this translation need justification. For instance in bar 12 the key
moftientarily dips from E b minor into B b Major only to bounce back into E b minor
again as if nothing had happened. If this were a Schenkerian or even an orthodox
linear harmonic analysis there would be no need for a B b key reading at all. It would
be understood as a transitory viio7W in E b minor. But this is a lexical analysis like
that used to parse the Ring. And if this were Das Rheingold the orthodox reading
would miss the point that nothing has happened or, rather, that Nothing has
happened: Haydn has coordinated a reference to void with the viio7 of B¿: bar 12
is a little spoonful of Nothingness ladled out of the cold porridge of the composer’s
tonalprima materia. The lexical question then is. What can be made ofNothing? The
chord that defines B b stands on one foot, the E b minor-denying octave a l| tone. The
notation above forces us to narrow our thought from the tonality level to the key,
chord, and tone levels like physicists shifting perspective from cosmos to quantum.
In lexicalterms what’s happening has shifted from lexeme to “form-meaning com
posite called lexical unit” from the primary definition in Chapter Four. And whether
considered as quantum or lexical unit Haydn’s VOID contains a strangely potent
variety ofNothingness, for this specific lexical unit for the first time refutes the entire
C minor-Eb Major-Eb minor key constellation that we’ve dwelt in since the
BEGINNING,in effect making CHAOS itselfVOlT>—a negative times a negative equals
a positive.
213
'’Thus in key associatíon theory (of which my development of Wagner’s lexical theory) B b
minor is often associated with Alberich and Nibelungs in all four dramas; A minor however does not
"mean” Alberich’s downfall anywhere but here; strictly speaking the key itself means nothing, only
214
profound incoherence to Wagner’s tonal language. Keys must be semantic units here
but not there. The question ofhow Wagner expected people to understand where and
why lexicality is irrelevant remains undiscussed and the incoherence imposed on
Wagner’s lexicality is reckoned a small price to pay for the benefit of explaining this
ephemeral semitone drop. Whether expressive theory is worth it depends on whether
it can be generalized more meaningfully than can lexical theory. The probability of
this may be evaluated when B minor is shanghaied into the “expressive” camp too:
B b minor is associated with Alberich’s power over his people, and
the “expressive” semitonal descent to A with his downfall... the rise
to B minor represents an expressive semitonal ascent from B b, as
Alberich summons his remaining strength and pronounces the curse.“
Yet in linear terms—the only terms in which a semitone drop can be expressive and
thus need expressive shift to explain it—B minor does not ascend from B b minor
here but falls from linear antecedent C Major, begging the question why B minor is
not an expressive downward shift relative to C like its predecessor A relative to B b.
No linear expressive moment exists to require explanation: B minor just happens to
be the key locate^, in the abstract, a semitone above B b minor wherever music is
heard (e.g., Schubert’s "Unfinished Symphony”) and since all keys are semitonally
related to four others counting parallel minors all are always fourfold expressive
shifts by definition. Keys are available to act as lexical referents or expressive shifts
of other referents at the analyst’s pleasure: the quintessential arbitrary theory.
The issue thus reverts to whether A Major is lexical and if so, what is its
referent? Darcy invokes a new lexical key, F ((Major, which he feels has something
to do with the non-lexical expressive shift, in Alberich’s and Loge’s contest of wits,
marked by ... diatonicization of the Loge music as it quickly flits
from one tonal level to another, almost as ifthe two protagonists were
disputing over the key in which their duel should be fought.
Ironically, Loge allows Alberich himseif to choose A major an
unfortunate choice for the dwarf; while closely related (through
modal mixture) to Loge’s Ft», the key of A represents a semitone
depression of Alberich’s B b
“76W.,p. 187.
Yet this description of the lexical F ){ Major and its syntactical relation to the shifty
A also has problems. In linear terms F (t first arises as an artifact of A and not the
other way around,^^ and Fj} Major is inaccessible to A Major via direct modal
borrowing, which can thus have nothing to do with their key relationship. The reason
is simple: their scales are incompatible, as appears here:
SO D
A Major « b ctl Ú
e fit gif a
Fit Major ftl gtt »It b . eft dt fit ....
T SO O
Syntactical incompatibility of A Major and Fj! Major Scales
Since neither the its tonic T, subdominant SD, nor dominant D are present in F}{
Major, A Major cannot “borrow” any key-defining material fi-om it. This is why the
keys are not closely related: F {1 Major disintegrates AMajor.^To move between them
via modal borrowing requires an intermediate step: F tt Major must modulate to F|1
minor, which flattens its ad, d|l, and ed tones to al|, dl|, and eliThis is the
classic indirect key relationship. In Wagner’s terms, they obey different “House
Laws” and to claim close kinship misrepresents the common practice understanding
of direct, indirect, and distant key relations.^
The acid test of whether keys are closely or distantly related is the expressive
use to which such relationships are put in common practice. We can test whether
” A crucial fact about Wagner’s TL grammar emerges from this: that differing mode makes
for different Tonal Household. This is important since much Wagner analysis features sloppiness with
respect to identifying mode, which is not surprising Since Wagner often omits the tonic chord while
freely employing modal borrowing for secondary chords. Thus to identify mode often requires tracking
accessory passing scale degrees or by observing a second principle ofWagner’s tonal practice: a pitch
remains in “memory” and thus in force until cancelled by a chromatic alteration. Thus for instance the
d I) left over from a prior appearance of D Major remains in force to identify its successor B minor
even if it does not literally appear within the, conqjass of the new key. Finally, one may often identify
mode by sequential pattern, as in the Loge pattem of b:V-VI // (c¿):V-VI // (d¿): V-VI... below,
where the paired V-VI major chords entail minor, not major, constituting keys.
216
such practice understood these keys to be close or distant relatives. Consider Haydn’s
treatmentoftheCMajor-to-AMajor(equivalenttoAMajor-to-F)t Major)relation
ship in The Creation (No. 2: “In the Beginning” to No. 3 : “A New-Created World.”)
In contrast to Darcy’s and Schoenberg’s unargued declarations of close relationship,
Tovey argues “contrast” and shows exactly how this is expressed:
Without any explanatory modulation the C major gives way to A
major, as (with due explanation) in the first movement of Beet
hoven’s C major Quintet, Op. 29, or as in the G major-E major
schemes of his three Trios, Op. 1, No. 2 and Op. 9, No. 1; or again,
as in the B b-G major schemes of his Trio, Op. 97, and his Sonata,
Op. 106. Some of Haydn’s greatest symphonies, quartets, and trios
show the same or similar key-relations, with the same brilliance of
contrast.
Uriel. “Now vanish before the first conunand. The gloomy
laws of ancient night. And light doth rule the world. Let chaos end,
and order must prevail.”
But suddenly our A major is brought into contrast with the C
minor of Chaos. “So Hell’s black spirits seek the realms below, they
sink to deepest abyss where light cannot come.”
The symphonic balance of keys is restored in favor of A
major, and here is Haydn’s notion of the new created world.^^
Haydn understands the tonic major/submediant major relation to index not closeness
but of separation—so total a break that to invoke the latter immediately after the
former is to announce a literal “new creation” by bedrock key-defining scale-degree
transformation logic. C Major’s transubstantiated tonic c ^ ceases to exist, pulled
upward with subdominantf¡I and dominant g ^ io c tf,fjf, and g Its fifth degree rises
to the A Major leading tone and further upward toward resolution into its new tonic
A. Every definitive element of C Major vanishes into the glorious blaze of its
successor; hence, “new created world.” Modulation from Ç to A places the key of
derivation in the unenviable position òf those,unfprtunate pianistic rivals of Franz
Liszt, ofwhom a wag once wrote that “when Liszt appears, other pianists disappear.”
Nothing syntactically changes between Haydn and Wagner: the latter simply
takes up Haydn’s straightforward grammatical logic and runs wjth it, using it to
define with Euclidean precision the relative degrees of similarity between tonal
Households. Haydn employs hia tonal syntax in the manner of catégorial grammar
theory mentioned in Chapter Two; that is, “each (surface) linguistic expression is
(directly) assigned a model-theoretic interpretation as a function of the meaning of
its parts.” Such model-theoretic interpretations include the assignations of c to
DOWN, SINK, and ABYSS; C-to-A to VANISH; or A to NEWNESS.“
From this it is evident that Fi is irrelevant to the appearance of A Major
where it does. The explanation is instead lexically straightforward: A Major is Loge
on the same grounds that B b is Alberich. The modulation is there because Loge (PÇ)
confronts Alberich (B\>V-Boo! Since both keys are lexical “expressive shift” hasno
theoretical work to do. Darcy does not conclude this because he believes that
[Fi=Loge]. Yet the linear history of A records the lexical associations in detail. The
key is prominent in a passage that Darcy considers otherwise lexical: Freia’s “Vom
Felsen drüben drohte mir Fasolt, mich Holde kam er zu holen’* (fromyon rock Fasolt
threatened to take me away), and Wotan’s continuation, “Lass’ ihn droh’n! Sah st du
nicht Loge?” (Let him threat! Have you seen Loge?). Darcy correctly claims D
Major for Freia and F Major/minor for the giants:
Each key possesses “associative” or symbolic meaning. D b Major is
^*Theproceduie’smtelligibiUtydependsonapragmatic6ameworkwithmwhichFLATTENlNG
IS SINKING and SHARPENING IS RAISING. The question of why this should be necessary is a separate
theoretical issue independent oftonal semanticsper se and is only answerable in terms ofa synesthetic
TL pragmatics. The phenomenon is what Scmton (T^e Aesthetic Understanding, pgs. 80-1) means
when he observes that “If someone heard those sounds as high which we hear as low we might...
wish to deny that he heard the same tones as we do. For him the opening b^ of Rheingold fall slowly
from a great height; for us they rise from theiepths of the universe. Is this not, musically speaking,
the greatest difference imaginable?” The /owness'dffiindamentalbasses is not metaphoric but a matter
of raw perception. This is coherent with the findings of earlyxhild development studies. Marfa,
Hammeal, and Bomstein {Perceiving Similarity and Comprehending Metaphor, pgs. 2-3) describe the
phenomenon in terms of a generalized synesthetic neural pairing between the senses of sight and
heating: "A small portion of the population claims that sensory and perceptual experiences in one
modality assume qualities normally deemed appropriate only to some other moiklity. Often, for these
‘ synesthetic’ individuals, as they are known, sounds take on qualities ofsight, being described not only
as loud or soft, high pitched or low pitched, but also as dark or bright, small or large, solid or stnped,
rounded or angular___Synesthesia carries special interest because there is evidence that it represents
something much more general, perhaps even universal, than an idiosyncrasy peculiar to a small
number of people. Rather than being ’abnoimal,’ synesthetic perception may rest on a universal
undercurrent of cross-modal equivalence.” Among the many pieces of evidence that seemmg
metaphors like "high note” or “bright tiny sleigh bells” ate actually directly perceived synesthetic
neural mappings between sight and hearing is the fact that small children report short-wavelength
pitches as being bright, small, and high and long-wavelength pitches as being dark, big, and low be/ore
they have acquired the linguistic skills to manipulate ordinary metaphors. For further readings on
synesthetic and metaphoric perceptions see Sheldon Wagner anà Ellen Winner, Metaphorical
mapping in Human infants,” and Stella Vosniadou and Andrew Ortony, “The emergence of the literal-
metaphorical-anomalous distinction in young children.”
218
E minor
le(v/IV)
|d(iv/IV)
1F(VI/IV)............ .......................... //
|A(I/IV) //©.........
1 A6=V7 1 V7 // . 1 1 V7 1
1 holen. 1 Wotan: Lass’ ihn droh’n! Sah’st du nicht 1 Loee? 1
m [A=LOGE]
Had the associative argument proceeded two more bars it would have discovered
“Sah’sgt du nicht Loge!” in A Major, a lexeme present by the same logic that proves
[d=Freia] and [F=giants]. Yet the assumption that “Logo’s key” is Fÿ Major forces
a confession that it “sometimes sounds as slippery and elusive as the fire god
^‘Ibid., p. 140n.
^*1 wrote this E minor-signatured passage in terms of A Major to show how the A Maj or tonic
controls the other keys more closely than E minor at least for these few bars. For instance, D minor
is inaccessible as a tonic based on the E minor scale, whereas it is the orthodox iv of A Major. In Ex.
Vd, however, thokey is D Major, which permits E piinor easily to control the local background
tonality.
219
himself’ and that by the end of the episode “has almost completely disintegrated.”’“
To test the need for “disintegration” here is a linear harmonic analysis of Loge’s
opening bars, including those of its tonal preparation:
A minor
|a(i)...... n =A(I)...............
iBbfbin//. . . . . . . .
1 i//ii..... 1 ii |IV I=bII| I 1 I V 1 I 1 viio7 1
IschQtz meines ISpeeres ISchafl; 1 Ispar’ deines Hammers i Heft! I Freia\ Wehe! |
#I46b [B blower, spear, c? ] Iti47 [A=Loge, bargain upheld] {pedal a)
A minor
|A(I)... //..................... :
.....// :
ibfii) :
1 I=V 1 VI 1 iix7 1 iix7 1 // viio 1
1 Wehe! 1 Wotan ver- Hasst mich! Frìcka: Be- Igreif ich dich noch Igrausamer 1
{pedal a}::::;::;;;:;;;:::":"
U148 [d=Freia]
A Maior
|A(I)................... .............. //
n.....................................................................
1 V IKbli) 1 l(bll) m (ntx4) II 'vi 1 I V____ L
1 1 1 1 Eilstest du so, Iden du geschlosen, den Ischiimmen Handel zu |
(Trills) mSI (FÌ=FLAME, flicker, flash, bustle, activity]
f
^°/óííí.,pgs. 148-9. f
w
220
A Major
1A(I) ©!!. I
|FK(I/vi)...// i I
lC|t(V/vi) : t l(=c|t=iii/I)..
IF I) (VIT)
|Eb t
|DI>
1 i=mi i//i^=bIII//I=bIII I//I=tlll//I=l. II=VVI&I V............... 1
Ischlichten? 1 liojje: 1 Wie? Welchen 1 Handel Eätt’ ich ee 1
(wholetone sequences controlled from A[©]) #152 [c£(dF)=Walhall uninteresting]
A Mainr
|A(I)
|F|t(I/vi)
IV............... 1 I II II fntx41 1 I vi II V 1
Ischlossen? 1 1 rWohl was mit den IRiesen dort im 1 Rathe du 1
#153 rClt=Wotan’s (not Loge’s) bargain]
A Mainr
|A(I)
lF|t(I/vi)
ICtIfV/vn..................
1 I irvi V 1 I II............. V IVI=I IIV I V 11................. 1
Idane’st ?l In 1 Tiefen und IHöhen treibt mich mein 1 Hans: 1 J__Hausund 1
ni54 [A=LOGE]
A Major
|A(I).....................:
IFlifVn :....................................................................................
1 I V 1 VI=I IIVIIVII V II V I V 1
1 Herd behanet mir 1 nicht. 1 1 Donner und Froh, die 1 denken an Dach und 1
#755 [F=desire, natural wooing]
AMaior IIDb Maior
|A(I) II
|Ctt(Vofvi) 11 = 1
IFIlfVn.................................................................................... IMofiii.
1___Ü____ V 1 I 1 IV I IV II I 1
1 Fach, wollen sie 1 frel’n, ein Haus — 1 muss sie er freu’n. Ein stolzer 1
Db Mainr
|Db(I) :...............................................................................................
Wiii)..... ••'
1 i=iii 1 V 1 etc.
1 Saal, ein starkes 1 Schloss... 1 etc.
ni56 [Db=WalhalI]
Loge’s entrance is prepared via Wagner’s usual lexical moves. Donner’s hammer has
bèen arfested just before impacting against Fafoer’s recalcitrant dominant C (which
despite signature-appears not as tonic but as G:IV), restoring the giant’s threatened
221
fjf through the agency of the spear’s descending diatonic scale,and continues past
the Ç root to a;V, confirming the signature key as A minor, not C Major. Wotan’s
“Nichts durch Gewalt!” implies the alternative (e.g., [a=treachery], Loge’s country)
via the a;V pedal. This smuggles in Loge’s lexical A by way of its tonic minor.
“Speeres Schaft” gives the B b Major (a: b H) whose associations to Spear-point have
proceeded through Scene ii via the standard [Bb=power (Mars)].” There follows a
nine-bar tonic A-pedal that subsumes Freia’s self-referencing D minor “Wotan
verlässt mich!” within the tonal logic of Loge’s extended V-I confirmatory cadence,
dissonantly persisting beyond the chord change as ifto insist on its proprietary rights.
The humbug’s long-delayed entrance motivates a signature change to three
sharps, not the six required to define F }t Major. In fact, F )1 Major is nowhere to be
found, either before, during, or after. The ensuing F }t major chord is not syntactically
a tonic but the dominant of an orthodox B minor A6—V half cadence justified by
Fricka’s indignant “grausamer Mann!” that again casts Wotan as her enemy per her
earlier B minor “O lachend firevelnder Leichtsinn” and for the same lexieal reason,
-e.g., the equally orthodox [b=enemy]. The texture reduces to three parts, the upper
voices deceptively resolve the b;V to b:VI, freeing ihsfft bass to function as an
implied pedal stabilizing an ensuing chromatic sequence that rises through six keys.
Deceit runs roughshod over every syntactical element. Thus, though the chord
progressions are chromatic and the surface sonorities majorthe syntax is whole-
ione and the implied keys minor—from A;V-I to b:A6-V-VI to c¿: V-VI; d¿: V-VI;
'bit=fii :V-VI: g:V-VI—a tonal stutter^at returns us to A:V, i.e., LOGE, whose lexical
key thereby control this chromatic sequenceTjeforelhe lexical tonality bounces back
^'In the Ring as in the Magic Flute the key of G often stands for the trivial, small, of light
weight (for G in the latter see Chailley, The Magic Flute, Masonic Opera, e.g., p. 188). This usage
says that Donner’s threat is not to be taken seriously, particularly considering that the braggart Q can
not even hold onto its own leading tone here. Still, since in Wagner’s common practice tradition the
sharp |i was specifically durum (hard) while the flat b was molle (soft; see, e.g.. Accidentals in The
Harvard Dictionary ofMusic, pp. 7-8), Wotan’s divestment of Donner s threateningy^ in favor of
fit must have been a great relief to the F Major Fafher. The same scale-degree syntax, incidentally,
explains why a D Major hero can clobber an F minor monster but not the other way around.
“Because the initial key is marked as B minor via Fricka’s d only minor keys possess two
unbotrowed major triads a semitone apart, and (via standard syntactical preference rules) unborrowed
chords are more key-definitive than borrowed ones.
222
up to Wotan’s key to trivialize the boss’s real estate deal with enharmonic sarcasm—
Ci for Di, as if to suggest that Wotan LIGHTEN UP.^'* The F }t Major chord that kicks
off Loge’s three-sharp signature thus functions as ab:V intmder obscuring the tme
tonic A. Nonetheless it does not deceive Wotan, whose “Endlich Loge!” reimposes
A Major via A;V, thereby definitively fingering his shifty stooge. When all the
fi-audulent chromatic flurries are stabilized by the dominant pedal implied by his
boss’s bass e and resolved to A as the orchestral voices begin trilling oncff,e l¡, and
a I tones, we too can recognize what Loge would have us miss, that his A tonic in
first inversion has already been achieved two bars before “Eiltest du so”, just as his
lexical A Major was achieved two bars before he handed us his signatured business
card.^^ In other words, the humbug is always just two bars ahead of us.
Granted such syntax Loge’s motif is deceptive on every level (cadence,
surface sonority, background tonalities), which is surely its point. It works, too:
witness the ease with which analysts fail to find the humbug’s lexical tonic, iconized
though it is for all the world to see and harmonically controlled by A minor/Major
for at least twenty bars. The result of the surface (not syntactical) deceptions is to
destabilize tonics and background tonal path by sheer speed and chromaticism while
retaining orthodox functional syntax that never departs from a as a guide tone.
What then is the function of Loge’s fictive F ft Major, which finally obtmdes
at “Eiltest du so ...” nôt as a dominant but as a legitimate key only to collapse back
into A? Wotan’s implied criticism of Loge’s vacuous athleticism and empty haste
shows thiç key to be simply the bright, obscuritanist veneer of mock-purposeful
physical bustle and slippery words that Loge wears over his more humdram A Major
“In another incarnation Loge would appear to have been a grad student instructor of Jacques
Chailley, who wrote regarding the psychological difference between F tt Major and G t Major that “By
the play of key signatures .. .•numerical symbolism involves te symbolism of tonalities. The reflex
is visual and speculative much more often than auditive, as tonalities heard as identical are ençloyed
in different senses according to whether they are written in sharps or in flats... I had the experience
ofgiving students for comment the chorus ofCésar Franck’s Sixtieme Béatitude, which Vincent d’Indy
praised for the ‘scintillating clarity of the key ofF-shaip major’—bpt after I had copied it out in G-flat
mhjor (which is exactly the same thing to the^ear). All of them, without exception, then spoke of the
veiled, inward, slightly grey sweetness*...’’ (The Magic Flute: Masonic Opera, p. 160 & 160n.)
“Any doubt about the tonic of these prestidigitational trills may be eased by comparing them
with the ensuing “Wie? Welchen Handel hätt ich geschlossen?” which tonicizes C)t Major (Loge’s
sarcastic perspective on Wotan’s KlopStock-like D b ponderosity). The joke is that here Loge sets us
up for another brilliänt “I of vi” .splash and then delivers “Walhall” in the same key after all-
dishwater for champagne.
223
self” Thus BUSTLE IS FLAME. The context in which F Major appears suggests
special meaning for the type of fire the key represents: FLAME, FLICKER, FLASH; that
is to say, FIRE not as consuming ffiction (as BbNibelheim-fires) or wanning and
inspiring (as D Major fires) but as DAZZLING AND BEWILDERING. Put in the concrete
terms Wagner always insists on, F }t denotes not heat or combustion but flame proper,
that is, the appearance of fire.” Since F ÿ often appears with this lexical meaning in
contexts having nothing to do with Loge, we may note the numerous lexemes having
to do with dazzling, flicker-ing, or illusory insight where the Fire God cannot be
understood as the direct cause. Fÿ IS FLAME is a meaning-in-itself and obeys its own
laws whether appropriated by the thief or not.
And here are the “disintegrated” closing bars of the first Loge episode, in
which Darcy correctly perceives the absence of F It Major:
Ex. Vd; Das Rheingold, Scene ii
A Major___________ _________ ____________________ ________ _______________ —
lAft) .. .................................................................................................
lb(H). . . . . . //
IfII (Vi)
I viio
//. . . . . . . . . . . . . . . . . . . . . . . . . "
// I viio
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - r- - - - - - - 1- - - - - - - - - - - - - - - - - - - - ¡- - - - - - - - -
I viio I----------------------------------------------------3212---------L-------- —------ ;--------------------
lLo2e:Dutrme! I Wm - In IFrieden lasst mir den IFreund! Nicht ------- |kennt ihr Loge s—]-------------
ni65b [^enemy] #l66ab [£ä.=Loge threatened/A=LOGE, bis “Art” (power)]
A Malor
1A(I)....
1111 etc.
1E(V)
lc¿(iii)
H=IV I_______V______I iHv I V I Vl-lV I V____ 1
L_L_ IReicher Iwiegt seines IRathes IWerth, Izahlter Izögemdihn aus. Ute.
IKunst:
#l67abc: [E{çi:IIIÎ=Wotan, Loge’s dominator (doniinant)])^
F}t Major is absent because Loge’s lexical key is A Major. “Nicht-keimt ihr Loge’s
Kunst” again claims [A=Loge] via A:viio7-V7-I and “reicher wiegt seines Rathes
Werth” the value Wotan places on Loge’s A Major skills, before moving to the
standard A:V, through which Wagner often exits his signature keys. This cadential
segment builds the A Major triad A— cl—E not as scale degrees but as background
“Curiously Darcy identifies Loge’s diatonic A Major without, however, identifying it with
Loge. In his person Loge is as diatonic as twinkle-twinkle little star.
D Maior
lg(iv)...................... . //
|a(v) //©......
IV VI// L V VI IV VI _ 1
Ifand, als feurige 1 Gluth, wie dann einst du mir | schwandest, als schweifende 1
#1367 [a=Loge, primitive slippery fire]
D Maior
|a(v)..// © =A(V)
Ib(vi)//.........t........ ....................: 1
|Ctt(I/viio)
1 V lili 1 iv=iii 1 I (4nt) 1 I V 11 VI
ILohe; wie ich dich Iband,—
Ibann* ich dich IheutMHer- lauf, wabernde \Lohe. i
#1368 [^oath, bond, curse] #1369 [Çi(Db)=Wotan, king] -#1370 [A=LOGE]
D Maior i
|A(V)......................
|ctt(i/viio)
IVW (4nt) 1 I Y__________________ 1 I(pc)V 1..........
I IUIV& 1 & bIlV=III|
1 um - 1 lod’re mir feurig den | Fels! | 1 Loge! 1 Loge! Hie -|
#73770 [£i=Wotan]
^®Here it also establishes the lexically requisite deceptive cadence to C and F to peimit
Fafher’s exasperated “Nichts gezögert! Rasch gezahlt!” and Fasolt’s rectificatiofi to d:V for “Lohn,”
the latest in an innumerable series ofD-based Freia references. With respect to the lexicality of E, the
words are about Loge’s usefulness to Wotan as a servant. E is Loge’s dominant änd anyone who wants
to control him must control this. In this case Wotan controls E from c¿ (The Db.:i—Wotan is acting
“beneath himself’) and earlier through the repeated spear-cadences on the Loge-controlling A:V. We
have seen this before (Chapter One) in connection with Lewis ’ use of the Tristan Prelude as evidence
for the claim that orthodox tonal practices require a “double tonic conçlexes” or “expressive shifts”
to explain isolated dramatic moments. It is in fact a tonal commonplace.
225
IIE Malor
// . // 11 :
//............ 11.............. :
/
“oath” as “curse” see below, next section.
226
A minor
WO
IdfivVA
Ul__ V
IFreia! Achtloser, lass’ dich er- I Lohn’s! Die IBurg ist fertie. ver-l
itSOc [d=Freia bartered]
A minor
WO
IBbfbll)
^Lexical tonality however explains it easily by the logic of general TL hatmonic syntax that
supports the momentary logics of individual TL lexemes. Thus the ençirical fact of verifiable usage
confirmed by the Lexicon shows that [b=eneiity], which is in'itself sufficient semantic justification to
explain its appearance in Fricka’s denunciation of her husband, whom she here casts in this role and
thereby repudiates. But B minor is in additional a syntactical element that enters into relations with
the other relevant TL lexemes [D=Friea the Free] and [d=Friea bought cheap]. The syntactical relation
of B minor to Freia the Free is direct: it is the D Major relative minor. On the other hand B minor has
no direct relation to D minor. Thus in accusing Wotan of frivolous disregard uiing the D:vi lexeme
Frickahas automatically alluded to the object ofthat disregard, D Major, thereby reinstating Freia as
a worthy D Major object by implication. The fact that TL lexemes automatically relate themselves to
other lexemes in the act of speaking distinguishes TL from NL and definitively rebuts any accusation
that TL is simply a pidgin duplication of NL and thus pointlessly tautological. A given TL lexeme
always implies more than its NL counterpart noun, one reason why Wagner can say more with less.
A minor------------------ ------------------------------------------------------------------------------------------
|a(i)......................:
IBb(bll) :
Id(iv) :
|F(VI) :
Ibfiil:...........................................................................................-......................... -................. •
JV7 I=VII IV ______ iI:-------------------------------
ISold sorge dich nicht!I Frlcka: O lachend frevelnder Leichtsinn!]eíc¡
“The best analysis of the lexical and psychological relationship between Wotan and Bb
minor occurs in Tuttle’s Musical Structures in Wagnerian Opera, Chapter Seven.
228
*^E.g. Das Rheingold: “Kennst du mich gut, kindischer Alp? Nun sag, wer bin ich dass du so
hell’st? Im kalten Loch, da kanemd du lag’st, wer gab dir Licht und wärmende Lohe, wenn Loge nie
dir gelacht? Was hülf dir dein Schmieden, heizt’ ich die Schmiede dir nicht?” Even here, he is obliged
to retiun to his tonic A minor (A:i) to deliver “nicht fein drum dünkt mich dein Dank!” See also Loge
to Mime: “Das will ich freilich, und mehr noch, hör! Holfen will ich dir, Mime” in A minor (A:i). This
is what Loge promises to do, and this is exactly what he does, fulfilling the promise in the major.
"Thus Fricka:-“Sieh, welch’ tmgvollem Schelm du grtraut!” in A Major; Froh: “Loge heisst
du, doch nenn’ ich dich Lüge!” returns from A Major (at the word “Loge”) to F )i minor (not Major),
the key in which Donner threatens to club him (“Verfluchte Lohe, dich lösch’ ich aus!”). The gods
themself declare F )) Major to be a disguise, and they should know.
‘’This formulation, “two keys,” cannot even remotely suggest a “double-tonic conçlex” since
the two keys in questioii are lexical not linear entities. Indeed, in token of Logo’s Grasco-Roman
duality, Wagner endows his ersatz Norse humbug with numerous dualistic details: two keys, two-four
lime signature, two-bar cadential anticipations, multiple modulations via ii/ii/ii or bll/bll/bll.
"In “The Genealogy of Chaos” I have explained Wagner’s need,to fall back on classical
models in terms of (1) his desire fo demonstrate Germanic and old Norse mythblogy’s equal stature
conqrared with Græco-Roman’mythology; (2) the new mania for classification that had just hit the
humanities, and particularly Oriental and mythological studies in the mid-nineteenth century, and (3)
the the disorganized and inconqrlete nature ofold Norse scholarship. Loge is a perfect example ofwhy
Wagner needed to borrow classical deep stmcture, considering that up to the 1960s Scandinavian
folklore studies had not even reached consensus on whether Loki was a dwarfor brownie or connected
with fire or water or what (see Anna Birgitta Roo% Loki in Scandinavian Mythology, pgs. 1-12). And
Norse scholarship was much less organized in the ISSOs.
229
^’Thus H.R. Ellis Davidson {Gods and Myths ofNorthern Europe, pgs. 140-1) suggests that
“Since the Romans equated Wodan with Mercury, we may assume that similarities between the two
deities existed as early as the days of Tacitus. Even if Wodan, like Odin, resembled Mercury m
wearing a hat, this is not enough to account for the identification... Mercury was the god of trade,
the patron of wisdom and learning, the god who was carried by his winged sandals over land and sea,
and the guide who directed souls to the Other World.”
appropriates attributes of the other—with a difference. In the Edda the celestial fire
is less potent than the earthly; in Wagner it is the other way round: Loge the tellurian
fire [A] appropriates [Fi=HEAVENLYFIRE]. As usual Wagner appropriates a mythic
detail but inverts its meaning and value. Hermes-Mercurius too is a double-bodied
figure; thus in Renaissance astrology the signs Gemini and Virgo, and Sagittarius and
Pisces, were classified as the “double-bodied” signs.’“ Also called the “mutable”
(wandering, changeable) signs, their common denominator was Mercury.
Wagner left it to TL to keep tabs on evolving Grasco-Roman configurations
of his Saga supematurals’mythic bona fides. He did this by subsuming the abstract
mjdhic categories of classical astral theology directly into tonal syntax, which
lexicalizes not dramatis personce per se but rather Dumézil-like mythopoetic
semantic structures with rationally functional interrelations. As with all Græco-
Roman mythic personages this deep structure is quantified by me^ ofNeoplatonic
astrology, which provided a culturally omnipresent” cosmological structure through
which the ancient deities were projected onto man and society. Within this structure
Hermes was.the mler of the signs of the Twins (Gemini, Dioscuri) and the Earth
Mother (Virgo), in which he is in exaltation. These signs correspond to the Tonal
Households of C Major and A Major. Hermetic figures thus tend to appear at these
Households. Wagner is composing-out this Circle as if it were a zodiac. This is clear
fi'om the constellations of imagery that gather about the twelve major keys in
sequential order progressing dominantward fi'om Referential Key E b, and generating
successor keys via dominant motion:
Db
Ab Gb
Pisces )( H Eb B
Bb O E
F A «-Virgoïïb
CD
G
dominant progression
Wagner s procedure would appear to be to develop his poetic key relationships using
’■Thus per Eugenio Gssin{Astrologyin the Renaissance, pgs. 75-6): “Astrology and religion,
astrology and politics, astrology and propaganda, but also astrology and medicine, and astrology and
sicence: a pMlosophy of history, a conception of reality, a fatalistic naturalism and an astral
cult—astrology was all of this and more.”
231
the same logic that the Greek philosophers and dramatists used to rationalize the
cosmological relationship of the gods via celestial mapping practices. By this means
the Circle of Fifths becomes a cosmological map that one may actually use to find
one’s way around the Ring’s poetic world.
Logo’s double-bodiedness is thus the Saga source of his Tonal Household
syntax, which permits him to appropriate a second Household. This translates to a
semantic distinction between two Tonal Households, the one linked with the realm
of Walhall, the other not. To pull off his heist of celestial fire Loge explôits the dual
funetion of F¿;i as his own A: vi, tunneling from there into the other household and
making off with six sharps worth of scintillating swag. He must then clamber back
.through his Fd minor basement and back A ahead of the alarm. Thus Logo’s linear
rhârmonic syntax is that of a sneak-thief on a heist. Yet like Inspector Plodder we can
follow the miscreant’s lexical footprints as he scurries between the Households of A
Klajor/Minor/F Jl minor and F d Major/Minor/ D d minor*^ enacting the constant bait-
ahd-switches he needs to maintain the disguise.
In syntactical terms Loge presents himself to his victims like this;
The double-arrow symbol simplyjneans that on the linear key surface the two
unrelated keys A Major and Fd are manipulated hyprestissimo legerdemain to give
the impression that they are directly related so long as A Major unobtrusively drops
out of the picture^^ leaving the surface to its flashy tonal alias. To transmogrify F d
minor to Maj or requires j acking up his scalar a li, d 1], and e li to a d, d d, and e d. The
ad tone (=Alberich’s bb) is the specific fraud that the god must set aside when
confronting Alberich. His surrender of his mendacious majot third ad/bb to his
opponent, its owner, and his resumption ofhis original seale degrees is the syntactical
embryo of the “expressive shift.” The controlling key is PI minor, the only gluè
“D |t minor (aka E b minor) is, incidentally, the path heUikes to get to the Rhine Daughters,
too. Like the old blues song, Loge’s got twenty-seven ways to make it to^his baby’s door.
/
”E.g., Ex. Vb, “Wie?”
linking these incompatible surface keys together.
Under this surface, on the level expressed through real linear tonal syntax
Logo’s true tonal household looks like this:
LOGE LOGE really being sneaky
Linear surface A Major F |t Minor (A:vi)
V
Background (Fÿ Major)
E minor ____________________________________________________
|e(i)
|D(VII)
lb(v).................. //
iflt(ii) //.
|A(1V)______________________________________ -■ __________________________ :............................
I V iv |//viio7 VI I viio7__________ (PQ I VI = IV ^
IFeindes Neid zum | Nutz sich fiigen, | lehrt nur Schlauheit und | List, wie_________
E minor
j___________ I Ì I etc-
IFreia zu liasen: auf lihn verlass’ ich mich______taun. I etc.
»103 [D=Freia]
The linear path is lexically transparent.'Treier Muth” invokes [D=hero], whose poetic
connection to Freia as patron goddess of ardent youth will be discussed elsewhere, and
which forebodes the D Major Siegfried as the quintessential “free Hero.” “Feindes
Neid” accrues to the orthodox [b=enemy] discussed above, an association Wagner
works out throughout Scene ii, the remainder of the Ring and Parsifal [b=Klingsor].
“Nutz sich fugen” employs the b;V in its syntactical sense of “dominator,” e.g.,
[fi=guile] trumps [V] [b=enemy]—Wotan is talking judo here.’“ “Schlauheit,”
“List,” and “Loge” deliver a new bag of TL synonyms to A Major’s door: in
preference to impotent D Major heroics, the B minor enemy is to be yoked by the F
minor guile of the A Major humbug. The phrase is capped by th&lexically necessary
return to [D=Friea], in the major now in token of Wotan’s almost reasonable hopes
of her ransom.
“Freier Muth” also underscores another Græco-Roman distinction, between
force aná fraud as expressed for instance in the rough distinction acknowledged by
Alberich and others between robbery ÇNotan dex Räuber) vs. theft (Loge der Dieb)?^
’^Loge uses the same grammatical foiimila to the same purpose in »223 [f¿-guile] trumps
(V) -»[ b=enemy] (‘zieh’st éeriRâuber duaiRecH’), showing the syntactical generality ofDOMINANT
IS DOMINATOR. ’' " ^
“Robbery is theft plus violence; it is distinguished from theft not so much by its modus
operandi as by the relative portions of fear vs. contempt that it inspires in the victim. Robbery
connotes violence to person and requires physical daring; hence Alberich {»3088 [g=unworthy
ravisher, robber] ; ‘der wüthigen Räuber'V) remembers his fear via “wüthigen.” This principié èxplains
the lexical as well as expressive precision oftheforte andpiano in»2J8 [^dominate (V) Alberich (b b
= Rheingold thief)]: (‘Durch Raubl Was ein Dieb stahl, das stielhl’st du dem Dieb']. Swaggering
robbery receives, as it deserves, the violent delivery, while weasely theft sidles off with its also-ran
piano. The use ofboth forms in »181 ([b=vengeance] {‘áaraubte sich rächend der Dieb') uses a mere
six words to suggest that a mewling thief might aspire to the glory of robbery under impetus of
momentary courage bestowed by desire for revenge. In the Ring rape and robbery are practically the
'same thing, which is why B b Gibichungs think bride-robbing is courtship. Thui the Rhine Daughters .
{»184 [A=promise]) remember Alberich as a robber (‘...dass zu Recht du zögest dell Räuber'), as
Brünnhilde does Siegfried while suffering the act itself {»3041 [Bb.=fapist, robber, attacking] (‘du
Räuber'.'); her anger and defiance, however, demote him to mere thief {»3042 [c=Etemifl GoiMess,
defending]) (‘Frevelnder Diebl Erfreche dich nicht mir zu nah’n!’). The-keyword “frevelnder”
(outrageous) is an epithet suitable for furious spewal at contençtible punks, as is “schamloser” {»1763 ,
[C=Wanderer] (‘schamloser Diebl ’), which puts the shame back where it belongs. Dieb is used where
234
Thus Wotan’s previously cited “Nichts durch Gewalt” (#145-6) suggesting treachery
via Loge’s a: V pedal, clearly differentiates occasions on which the gods should resort
to public violence from those which “legitimately” call for private deceit. This
distinction is likewise structurally crucial to the fimction of Loge’s mythic
Doppelgänger, Hermes. In his discussion of the Homeric Hymn to Hermes Norman
O. Brown differentiates Hermes’ theft ofApollo’s cattle from robbery—activities with
clear differences in the Saga-like heroic culture of ancient Greece.
Cattle-raiding, as depicted in Homer, was a public enterprise, led by
the kings and participated in by the whole people. It is described as a
war—a resort to force, and open force. The institution appears to have
been a common heritage of all the Indo-European peoples and to have
had everywhere the same general characteristics. To cite one
illustrative example, in Sanskrit the word for “war” means literally
“desire for more cows.” Coexistent with this institution of warlike
plundering, or robbery, and terminologically distinguished from it in
the Indo-Emopean languages, was another type of appropriation,
called theft. Theft is appropriation by stealth; robbery is open and
forcible appropriation. In Greek law the terms force and fraud, robbery
and theft, are standard antitheses ... Once this distinction has been
made, there can be no doubt that the practices associated with Hermes
are theft, not robbery.
Just as Hermes’ behavior defines heroic Greek ethos so Loge’s defines that of
Wagner’s heroic Saga. The question cascades onto where and how Wagner detaches
Wotan from Mercury, substitutes Loge, then reverts to Tacitus’ conception in his
mercurial Wanderer. The relevant detail is his pasting of his wandering twain Wotan
and Loge over Jove and Mercurius, who appear in tale of Philemon and Baucis from
contençt finds itself hard up for lexicon. Thus once Briinphilde thinks she has him cornered, she
flushes Siegfried down }he G minor drain via #3252 [g=unworthy thief] (‘Siegfned! Der trugvolle
Diebl’); so too with Mime {#3280 [C=knowing, knowledge] {‘Kenn ’ ich dich dummer DiebV) or
#2080 [hb.=Nibelung] (‘Einen guten Wächter geh’ ich dir auch: dass er vor Diehen dich deckt’)—and
of course, Loge, always Loge {#347 [a=Loge], ‘das hörte der Dieb jetzt gern! ’) or #380 (‘Verfluchter
DiebV).
/
^Hermes the Thief, pgs. 5-6. Ofequal relevance to the Hermes-Loge connection is the shared
victims of their stealthy activities: giants. Thus “because the gods do not care to risk an open attack
on the dangerpus giants, it falls to Hermes to steal Ares out of the brazen pot where Otus and Ephialtes
have imprisoned him." {Ibid., pgs. 6-7, referring to Iliad 5-.390; 24.24,109; Odyssey 19:395-7). This
episode parallels the eddic tale of Loge’s rescue of Thor’s hammer from the grasp of the giants
{Prymskvfda, discussed in Loki in Scandinavian Mythology, pgs. 56-9). Wagner generalizes this by
farming out Loge’s favors indiscriminately to dwarfs and giants.
235
”Cosima afTirms Wagner’s familiarity with Ovid in Diaries, Voi. I, p. 272, entry of
September 18,1870, an account which affords R. the opportunity to reiterate his.generic conceptual
distinction between literati and idiotae literature as follows: "ft is in effect literaturfe for the refined
people in their villas, there is nothing popular about it, but it captivates through its erudition and
wit—in short, its refinement.”
^Diaries, Voi. I, p. 755, entry of May 8, 1874. Such additional “inventions” further lever /
Wotan in the directions ofKronos (Saturn) and Ouranos as Wotan ages toward A b, E b, and C minor.
236
your duties would include the making of treaties . . This function is further
specified by Norman O. Brown as follows;
A special kind of stealthy or guileful action is attributed to Hermes in
Homer’s description of the gift he bestowed on Autolycus. That gift
was not merely “stealthiness”; it was “stealthiness and skill at the
oath.” “Skill at the oath” means guile or curming in the use of the oath
and derives from the primitive idea that an oath was binding only in its
literal sense; a ciuming person might legitimately manipulate it in
order to deceive, as occurs often enough in Greek mythology. In the
Homeric Hymn, when Hermes uses just such an oath to deny that he
has stolen Apollo’s cattle, he is said to show “good skill.”*'
This is the source for Loge’s standing on the letter of the law regarding his bargain:
Ex. Vh: Das Rheingold, Scents
Dk Maior HA Maior
IPKI)....................................... ..=C|t IKI/iii)......................................................................;
lIGbilVI =f|t IKvi) ;.................
II vi7 1 V II I 1 VIV IVIV& IVI I 1 IV=I 1
IILoge: kein IStein wankt im Ge- II stemm. 1________|________1 | Nicht 1
#156 [Db=Walhall]
A Major
|ftt(vi)...............................................................................................................................;
Mi)• ______________ :.............................
I VIV Vl Ibll VLJNyI V I
[massig war ich, wieImancher hier: der llQgt. wer lässig michIschilt. Wot: lArglistig I
#157 ffH=bustle. flash (fraudulent)] #158 [^enemy, traitor]
A Major
|ftt(vi) n....................................................................................................................................
|b(ii)......................
igfi/bii/vn
1 V7 1 V7 1 // viio7 1 V 1 i 1VI=V 1
Iweich’st du mir laus: Irnich zu betgrügen Ihütein ITreuendich 1 wohl! Von 1 allen 1
#159 [f£=Loge threatened]
A Maior
|g(i/bll/vi)............;.......:
Miiy)______________..................................................................................................................................... .. .....
1 IV ” 1 Hv IV 1 V7 1 V7 1 V7 1
IGSttem dein leinz’eer IFreund. nahm ich dich lauf in der 1 übel [trauenden 1
tH60 [g=lowest god on totem-pole, nadir, outsider] #161 [d=Freia’s clan (=Loge’s enemies)]
A Maior
IA(I) =a(i/l)...............................
|b(ii)
Idfivl..............
1 i . 11 7& 1 bll 1 i=iv 1 ii V 1 V 1
ITross.— 1 Nun 1 red’ und rathe klua! 1 1 da einst die Bauer der Bu f 2 zum 1
#162 [a=Loge’s bad bargain]
A Major
lAfli.........................
1 iv ii 1 V 1 bll 1 ui i. viioW 1
IDank Freia be- 1 daneen. Idu weisst. nicht landers willitrt’ ich 1 ein. als weil auf 1
A Major
|a(i).............................................. .................//
|b(ii) II...JI
|c|t(iii) n.... //
ld|l(ii/iii) II..JI
|fl|(id/iii) //........//
IgU * n..............................n
iG«iv/iin //.......
1 i 1 A6 1 V VI VN VI &I//&//& 1 IN 1
IPflicht du eelobtest zu • 1 lösen das hehre 1 Pfand? 1 1 Lose-, 1 Mit höchster 1
A Major
|A(I)
IGltfV/iin..............................................................................................
1 viio 1 I V 1 I iv 1 V 1 i I1VI=V II UI 1=1.11 1
ISorae drauf zu binnen, wie es zu llösen. das 1 hab’ ich ae- Hobt. 1 1_ _ _ _ _ _ _ _ _ _ _ _ _ L
’■ UI63 lGlt=Freia unredeemable]
A Major
1A(I)
iGH(V/iii).
..........................................................................................
Ifllivn _ :.......................................................
1 I f4n0 II=V viio7 1......... 1 viio7 lviio7 4==ll A6 1
{Doch, dass ich Ifände was nie sich Ifilat. was nie ae- 1 linet— 1 wie 1 Hess’ sich das wohl ae- 1
UI 64a ff"Lose helpless]
AMaior
Itt(vi)....................
ici füll ..............
feU
//
//UcHI..............
(f) //
1 vi i
1 V 1 V 1 V=VI V // IVI V // UI I
Hoben? 1 Fricka: 1 Sieh, welch' Itruavollem Schelm du ae- Itraut! Froh: Lose 1
#l65a rcll=Wotan. made a fool]
AMaior
|ftt(vi)
Icltfiii')..................
L vi=m IV Vi - - 1 V VI 1 etc.
Iheisst du. doch nenn' ich dich ILüae! Donner: Verfluchte Ttohe. dich lösch’ ich 1 aus!
Iti 65b rfH=Loge threatened]
Truly delicious is Loge’s lightning shift from the A minor of his bad bargain to the
G}t Major of heavenly virtue, whence he delivers his protest of sincerity.“ Again the
target key has its independent lexicality, concerning heavenly virtues and values. For
Loge to dart into Gjlis thus simply to put on righteous airs.
“This swift chromatic passage incidentally has the honor of containing Wagner’s most
ephemeral identifiable key. This is the g that immediately precedes the G¿ and which is marked by
a single g:V chord (“Mit höchster...”). This sole chord can define the key because it is the last iteration
of a standard Logish [V-VI//] progression. The D chord is‘the interrapted V at the end of this
sequence This sequence also syntactically explains Loge’s obligation to recede here fi:om his A Major
tonic to A minor (e.g., “...Pflicht du gelobtest zu lösen das hehre Pfand?”): the pattem is a series of
surface V-VI major chords moves in ascending minor, not major, keys.
238
No. Sa: Hermes with the Three Goddesses, each with a wreath; he takes Paris by the
wrist: black-figured vase. (Note Hermes’ characteristic “Wanderer”-sty(e hat.)
“For further discussion of Wagner’s unnamed River God see David H. White, The Turning
Wheel, pgs. 36-8.
No. 5b: Hermes with sheep on shoulders and the Triad; the three goddesses of the
Judgement or the Triad of Nymphs (7); black-figured vase
No. 5c: Hermes with the Three Graces aiid youthful figure
(?Eniautos)i.4S!55j2n Akropolis
The fact that Græco-Roman giß giving is substantially the province of triads of
nyptphs pertainly explains a thiefs otherwise unmotivated proprietary interest in three
nixies. In Wagner and his Græco-Roman models the river god’s presence suggests the
ultimate source of the treasures bestowed by the nymphs; the sea of world river. Thus
Perseus called upon the three daughters of the sea god Phorcysio obtain the three
magic weapons of Hades from the (unnamed) nymphs. These three (triad) were the
winged sandals (ofHermes), the magic wallet and the helmet ofinvisibility. Wagner’s
account of the Tamhelm’s origin is stmcturally similar:
“Sources: Helen of Troy, op. cit.: No. 1 (p. 193); No. 2 (p. 192); No. 3 (p. 188).
240
“E.g., the magic ring is the “poison that is fatal to love.” (Wagner to August Rockel, 25
January, 1854)
Helen ofTroy, p. 180. The receiving and giving ofgifts, which is a prototype ofcommercial
buying and selling, is a core attribute of the Earth, since gifts are primarily solid objects (elemental
earth) that arise from and return to earth. This goes in particular for human bodies; hence Hades “the
wealthy one,” who eventually receives all gifts into himself again.
241
delia A it is also the case that both WATER and EARTH are at once abstract female
triads and visual triangles. Such hermetic clues suggest that the three-flat Rhine
Daughters learned their seductive guile from a three-sharp source. This is no idle
conceit, for among Hermes’ most quintessential teachings were those of sexual wiles
and seductive deception. Thus,
In the myth of Pandora, Hermes’ gift of “lies and deceitful words and
a stealthy disposition” is the gift of guile in sexual seduction.
Seduction was, throughout Greek civilization, a magic art, employing
love-charms, compulsive magic directed at the person desired, and
supplicatory rituals invoking the deities of love—of whom Hermes
was one, and Aphrodite the foremost.**
Since the Rhine Daughters-Loge relation is that ofNymph Triad to Hermes he is their
patron god of sexual dishonesty, which is why it is not farfetched to posit a three-sharp
source for the Daughters’ three-flat seductions. Which returns us to [A=Loge], for
without this lexeme the relationship leaves no TD-semantical trace. Fortunately the
Lexicon provides a syntactical-semantical record of the nixies’ precise diction of
deceit. Consider Flosshilde’s #35ff. As the sniggling nixie draws her bead A Major
disguises itself as B b b to mimic Alberich’s B b Major (the old “hiya pal\” bit) in a
[Gb->-Bbb-»gb] key pattern dangling from Flossie’s seductively wiggling D b uvula,
which conjures HEAVEN to the twitterpated gnome. Alberich’s bathetic b b b yelps on
‘Mir zagt, zuckt und zehrt sich das Herz’ show him to be beside himself (B b ). By this
time however the key has darkened to G b (= F }t ) minor as the nixie turns really nasty.
Flossie’s seduction sequence is thus an-enhannonic inversion of Logo’s flattering
A-*-F ft A sidle up to Wotan; ^ ^
Loge’s hermetic fingerprints are thus smeared all over the syntactical interstices ofhis
tonal brogue and justify the speculation that I—^VI—/ VI—I—VI, nexus “A”, is a
general disinformational cue, in the nixie’s case a hermetic syntactical trace of Loge’s
tutorship in the arts of sexual deceit.*’
“Of course Flossie deserves an “A+” for originality for her innovative double-flat substitution
gimmick.
242
Eb© A
Tritone = 180°
Such COMPLEMENTARY OPPOSITES syntax is cartographic in nature: the tritone
means what it does because it has the angular characteristics that it has, mapped onto
a CIRCLE without which there is no 180° angle to bear the semantics of OPPOSITION.
But once CIRCLE becomes a public Cultmul property the metaphoric entailments flow
as it were by themselves. Syntactically outside each other’s keys. Loge is the Rhine
Daughters ’ augmented fourth, they his flattened fifth, and they intersect at that infinity
where UP becomes DOWN, e.g.,
( b b b A)—^Three Nixies 0 Loge—[▼ ÿ ÿ]
tritone (ÿ4)
The Augmented Fourth unifying “Complementary Opposites”
I have already discussed the participation Græco-Roman sign Pisces and the female
trinity in providing a core metaphor for three-flat iconic imagery. Granted this rational
source it is unsurprising that these iconic images should unfold as three sharps in her
Hermetic counterpart, A Major. Tritone-oppositional syntax brings three flats into
complementary relationship with Loge and his three sharps. Again, all this
grammatical usage is public cultural property-driven. What then are the public cultural
property characteristics of Loge’s key? I have discussed A Major poetics in detail
elsewhere and described the kej’s core metaphor as VIRGIN pu r it y .™ Lohengrin is
but a token of a general type. His virgin purity is the culturally imderstood quality of
his three-sharp key. In TL-lexical terms, for Loge to be lord of A Major is thus for the
Fire God to be Lord of [A=VIRGIN PURITY]. In Græco-Roman astrolôgy Hermes-
Mercurius was both ruler and exalted in the sign of the Virgin, the Earth sign Virgo
(nj), just as Aphrodite was exalted in its opposite celestial house, Pisces (K).” Since
LOGE IS HERMES then his tonal Household A Major also embraces the imagery of the
Earth Goddess.
This precise poetic placement of the hermetic Loge in the key of virgiruty and
the mines of the Earth is found in only one other poetic configuration in Western
culture, which is mediæval astrology. This is ihe planetary exaltation of Hermes-
Mercurius in the Earth Sign of the Virgin. The musical and astrological inscapes are
virtually identical. In the Lexicon this dual connection between the Virgin and her
planetary ruler makes itself felt as the intersections of two sub-groups of related
images, one centered in purity, chastity, visions of pure womanhood, virginal
attractiveness and sexual resistance; the other centered in deceit, bad bargains,
schemes, lies, and evasions. The former qualities constellate around “Virgin” figures
like Sieglinde, Brünnhilde (as “Wish Bride”), or Noms, the other around Loge. These
two themes—^virgin purity and deceitfulness—exhaust the great bulk of the key s
lexical character. Wagner goes so far as to bring the two motifs together in
Briinnhilde’s A minor conundmm, “der Reinste war er, der mich verrieth!” (ß369S)
and “Ächter als er schwär Keiner Eide” {#3704), in which she contemplates the fact
that, under the auspices of A Major, the temple of the pure, treachery should have
achieved such fearsome density of impact.
These A Major—Minor—F )t minor image groupings are there for one reason;
that Hermes-Loge is living fire in the Earth Mother’s subterranean womb; that is, a
tellurian or subterranean heat. It is clear^omthi^hy Alberich ironically welcomes
Loge back to the bowels of the earth. As the dwarfbitterlyieininds him, this is Loge’s
home turf. Thus Wagner describes the underworlders as burrowing through the bowels
of the earth like worms in a body.’^ With Alberich and Loge we are deep into the
imagery of the mine as the uteras of the Earth Goddess, in which Loge plays the role
of a specifically tellurian fire. Within the CIRCLE OF FIFTHS A Major marks the
cartographic location for the “world’s navel”, the center of the Mother. This was the
’'This notion is also present in modem astrology, e.g., “The relation existing between Virgo
and Pisces (between the Virgin Mother and the Fish Goddesses) is well known, for they are pote
opposites and their functions are interchangeable in a peculiar manner.” (Alice A. Baüey, Esoteric
Astrology, p. 278)
mythic heart of the aneient mining cults from whose rituals and mysteries arose both
the art of alchemy and the popular tales of kobolds and underworld dwarfs.’’
In ieonic terms the Greek delta A, the symbol for “woman” and “mouth of a
river,” correlates with the three flats triangle of |~Eb=RHlNE DAUGHTERS] sueh that
this association becomes a formative element in E b semanties. What then of three-
sharps [▼]? Semantically, what is true of the delta or river is equally true of the mine-,
thus the belief that ores were given birth in the earth’s womb gave rise to
the eomparison of caves and mines to the womb of the Earth-Mother.
The saered rivers of Mesopotamia were supposed to have their source
in the generative organ of the Great Goddess. The source of rivers was
indeed eonsidered as the vagina of the earth. In Babylonian the term
pù signifies both “source of a river” and “vagina”. The Sumerian bum
means both “vagina” and “river”.... in Egyptian the word bi means
“uterus” and ‘ gallery of a mine”. It is worth remembering, too, that the
caves and eavems were compared to the matrix of the Earth-Mother.
... the designation delph (uterus) had been preserved in the name of
the most sacred sanctuary of Hellenism, Delphi___The Sybils were,
of course, intiihately cpnneeted with the eult of the caves... An analo
gous symbolism was coimected with the triangle. Pausanias speaks of
a place in Argos called delta whieh was considered to be the sanctuary
ofDemetrius. Pick and Eisler have interpreted the triangle as meaning
“vulva”, and this interpretation is valid if the term is allowed to retain
its first sense of “matrix” or source.’'*
The three-flats/three-sharps opposition implies two entries into the generative mystery
of the Mother’s body: the first through the river-mouth and the seeond through the
mine-vagina. This is why Loge proves so admirably eompetent to serve as Wotan’s
psychompompus: the underworld journey is a trip down memory lane. Loge’s sulfur-
eleft (Schwefelkluft) is also understandable in this coimection. Like cousin Alberich,
toge is relatçd to Sulphur, that is, to the fire within the earth, which also an
alchemistic synonym for Mercurius."’ This brings Loge, via “Schwefel”, into multiple
coherence with Earth, Virgo, and Mercury. What of the moral qualities of sulphur?
We may divine that by noting the relation of Loge/Hermes to the Nymphs; he is a
corrupting agent, endowing something apparently virginal and pure with something
unfathomable and shifty; thus “Sulfur is the ‘cause of imperfection in all metals,’ the
•corrupter of perfection,’ ‘causing the blackness in every operation,’ too much
sulphurousness is the cause of corruption,’ it is ‘bad and not well mixed,’... These
unfavourable accounts evidently impressed one of the adepts so much that, in a
marginal note, he added ‘diabolus’ to the causae corruptionisAs diabolical
cômiptor Wotan’s sulphurous fire-spirit guide is the devil that makes us do it.
MOUNTED; echo of a soul which has-fiercely struggled and finally conquered lies m
all uses of the key.”’’ Anton Gräffer likewise Ffear(i.‘_‘Victory OVER vanquished
, "Thus in alchemy Sulphur’s “fiery nature is unanimously stressed, though this fiemess does
not consist merely in its combustibility but in its occult fiery nature.... In keeping with its dual rwtoe
sulphur is on the one hand corporal and earthly, and on the other an occult, spintual principle. As an
eaAly substance it comes from the ‘fatness of the earth,’ by which meant the radical «o^toe as
prima materia.... As a chthonic being it has close affmities with the dragoiv which4s called our
secret sulphur.’ In that form it is also the aqua divina, symbolized by the uroboros. These analogies
often mate it difficult to distinguish between sulphur and Mercurius, wmce the same thing is said of
both.” (C. G. Jung, Mysterium Coniunctionis, ÌI134-5.)
^Vdeen zu einerÄsthetic der Tonkunst .(circa 1784), quoted in Steblin, Key Characteristics,
p 266 my metaphor caps. Again, to J. A. Schrader G b Major “depicts splendour and ma^ficence;
songs of triunqih and victory.” {Kleines Taschenwörteruch der Musik, (1827) quoted iq Ibid., similar
assessment appears in Hemi Weikert, Kunstwörterbuch (1827), quoted m Ibid.
246
this common practice metaphoric usage, the picture that emerges is a “double-bodied”
“ Versjich einer Ästhetik der Tonkunst (1830), quoted in Ibid., p. 267, my italir.
key occupying a position at or close to the zenith in a musical space in which zenith
is specifically heavenly and its attainment a triumph over or surmounting of hurdles
thrown in the soul’s way as it ascends out of a vale of earthly troubles.
How does this translate in terms of Wagner’s TL Lexicon? We know that
zenith proper is spoken for by [Db.=Walhall, heaven] (#72 etc.) and so our present key
cannot occupy the highest position of all. But we know too that Gb is the highest
point of the earth upon which the actual castle is further raised (#77, ‘Auf Berges
Gipfel') and also that [Sk= RAINBOW BRIDGE] (#507) and [WORLD ASH TREE UPPER
BRANCHES] (ß2516). All these image cohere around the same mythic topography: the
mountain of Walhall is at the same time the crown of the World Ash Tree. Insofar as
Walhall is a mountain-top, G b is its rainbow-entry way. Insofar as it crowns the Tree,
Gb is its supporting upper branches. Either way, G b/Fÿ marks the cartographic axis
of the DOORWAY TO HEAVEN.
The meaning ofFÿ/Gb Major is, again, substantially cartographical. Taken
together, the tonic Db.:I and its two structural braces, the Ab dominant (T)b:V) and
Gb subdominant fPb :I\0 depict one quadrant (3/12) of a cosmological map whose
Cartesian coordinates are marked by keys, thus:
zenith
/\
Aob(i)A
Ab(V) Gb(lV)
downward to earth --
The Quadrant of the Heights of Heaven
Whàt Loge wants can therefore aptly be expressed iq terms ofplace-. Loge wants to
stand at the right hand of God. He wants to enter in through the Gb portal and be
, pcepted into the Company of the Blest (Kellner’s “strange, lofty pride”). To put on
F }t Major is thus to impersonate a lawfiil denizen of Heaven. And this in fact is what
he has struggled to do ever since before he first appears in Das Rheingold, ii: to
scramble to the foot of the G b Rainbow (Schilling’s “peering anxiously across to the
newly-opened realm ofjoy”), OVERCOMING the HURDLES placed before him, until he
voluntarily changes his mind at the moment when his path lies open to him (Miiller’s
“ambiguous vacillation between heaven and earth”).
248
“Alive and well in the Judy Garland film of Ihe Wizard of Oz (“Somewhere over the
rainbow”) which the continuation shows to have been a deceptive dream (the flim-flam Wizard).
250
Poetic contents were exported to this abstract grid over time such that the “signs”
became virtual bins of poetic imagery. The strategy obeyed the same "this—^is—
like—thaf' logic that Wagner understood as the law of Affinity, and which he used
to sort poetic imagery from the libretti and export it to the keys. This process left such
systematic and powerful traces that it can be objectively studied and quantified in
great detail by anyone possessing requisite musical knowledge and willing to acquire
corresponding literary and astrological knowledge.
Fifth, Wagner’s use of lexical tonality is coherent with both catégorial gram
matical logic and metaphor entailment logic. Indeed this must be so, else the language
would collapse into the arbitrary and unintelligible. The inferences by which the
language remains intelligible construct themselves out of the primary imaginai
materials by the natural process of metaphoric entailment that we have discussed.
They are entirely orthodox artifacts of Wagner’s TL syntax and independently com
plete with geometric precision what can only be hinted at vaguely in the poetry ofthe
ML libretti.
Finally, all this is exactly what Wagner claimed he would do in Opera and
Drama, and, as always, this is just what he proceeded to do.
*1
CHAPTER SIX
A Short Introduction to Tonal Cartography
“To set the unity of the Drama in the unity of Time and Space, means to set it at
naught; for Time and Space are nothing in themselves, and only become some
thing through their being annulled by something real, by a Human Action and its
Natural Surroundings.”
Richard Wagner
’Although Alberich is referred to in the tonic mindr more often than-in the tbnic major, he
remains the head of a B b Major (not minor) Tonal Household. Thus his relationship to Wotan as an
independent power and fellow Householder is via B b Major /Db Major. This is clear from the three
keys id which he typically appears. The Lexicon records twenty key references to Alberich as B b
Major; Bb minnt (27); G minor (11+8=19). (The eight references are all connected with specific
images of Alberich’s lowness and thus may also be referred to the G Major Household via G=NADIR.
252
The shared key of B b minor (Db:vi = Bb.:i) automatically relates the two in a rough
parity of Tonal Household, permitting Wotan to morally lower himself until in his
own relative minor he comes to resemble his Nibelung foe.
Here I refer however to a second grammatical peculiarity of tonal syntax that
kicks in the moment these keys are accepted as lexemes. This is that you cannot name
a thing using a key as a word without also plotting its precise cartographic axis within
a spatialized map of all similar words, the so-called CIRCLE OF FIFTHS.“' For in
common practice theory and usage keys subsist within a pre-ordinate system of key
relations—a virtual Circle, Ç). And within the well-tempered timing system that
makes CIRCLE OF FIFTHS poetically intelligible the d b and b ¿tones, and thus their
* map out at the angular distance of 90°. Thus, to say [BJb.=Alberich;
tonic rootá*
Db.=Wotan] is automatically and additionally to say this:
[Di=Wotan]
h. [Bb=Alberich]
within a O that has been changed by the very act of naming its contents to this:
Db •
What this means with respect to these two Tonal Households is a geometrical
RIGHT ANGLE or SQUARE. This in turn is a public cultural semantic property signify
This compares with brother Mime, at B b Major (23); B b minor ( 10); G minor (31 ); or Nibelungs
generally: B b Major (12); B b minor (23); G minor (10). Subsidiary references to Alberich and Mime
show G Major (2 each), both connected with smallness or triviality; Alberich checks into E b minor
twice; his defeat is mentioned in A minor (Logo’s key).
*Thus Hans T. David (“Mbzartean Modulations,” in Paul Henry Lang, ed., The Creative
World ofMozart, pgs. 58-9): “Lonenzo Penna included in a treatise on thoroughbass examples of a
Circulo, Ò Ruota della Cadenze, a ‘circle or wheel of cadences’ in continuous modulation, both
ascending and descending by fifths. The method was shown by Johann Kuhnau to Johaim David
Heinischen. Heinischen designated the diagram of an inçroved Musical Circle, which contained all
major and minor keys in alternation. This was first published in 1711; and in 1728 Heinischen dis
cussed the harmonic circle at great length, adding various sançles of modulations—trae or deceptive
—through the entire circle of fifths. From then on extensive modulation following the circle of fifths
was a common tool of composition. Philipp Emanuel Bach, a generation later, referred to the ‘well-
known musical circles,’ though adding a warning against the use of all twenty-four keys within the
same piece.”
253
®The OED online gives some typical sources of the phrase, ‘To put oneself into a posture of
defence; to assume a boxing attitude”, citing 1820 HOGG Bridal Polmood vi, “He spit upon his hand
and squared'-, 1823 MRS. SHERWOOD Henry Milner (ed. 2) HI. xvi, “Then beginning to square (to use
an expression of Mr. Claydon’s) the enemy took to his heels”; 1861 HUGHES Tom Brown at Oxf. xi,
“Selecting the one most of his own size, he squared and advanced on him.”
’Recognition of the inseparable connection between metaphor and the physical body is one
of the great acconqjlishments of modem metaphor theory. Arnold H. Modell (“Reflections on
^etaphor and Affects” online) summarizes this connection thus: “The concept of metaphor itselfhas
undergone a revolutionary change in that the locus of metaphor is now recognized to be in the mind
and not in language. The .locus of metaphor is thought, not language. AVhat is significant for
psychoanalysis is the growing recognition among investigators that metaphors have their origin in the
body ... There is a privileged connection between affects and metaphor. As feelings are to some
measure beyond our control, translating such feelings into metaphors provides us with some degree
of organization and control.” Again, the reason Wagner treats his TL lexemes in the strict linear way
he does is that he believes music to be the language ofthe emotions (affects) which themselves depend
upon memory, which the composer reified in his pwchological system as an ultimate arbiter of why
poetic images and keys appear where they do: “Affects, metaphor, and memory form a synergistic,
unified system. It has long been recognized that affects and memory are inseparable. For it is only in
the hypothetical caáe of the newborn infant who is yet without experience in the world that we can
even postulate that affects are without memory. But,infant observers believe that shortly after birth
"raw” affects are organized by means of expectable and repeated experiences. Affects are joined to
memory and are represented by means ofwhat Stem(1985) calls a ‘tençoral contour,’ which indicates
that affective experiences cannot be separated from their perceptual context.” Considered
254
gathering, e.g., the comédie humaine ofa reception following a guest lecture, conver
sational pairs will at first almost invariably orient their bodies to each other at rough
90° angles, each facing over the other’s shoulder. An apparently universal socio-
emotional etiquette decrees that this angle must not close to conjunction,* for it
regulates the latent hostility implicit in any situation in which two human beings face
each other at close quarters. To disregard this social body-language constraint is to
face off, an impermissible posture in civil company.
The right-angle is psychically sensitive because precariously established:^
since Jwo people cannot reasonably converse when facing away from each other the
pragmatics of absurdity prevents the angle from widening, e.g., to the open-handed
120° trineX^y, then too, one must not seem to turn one 's back, another hostile act,
this one policed by the 180° opposition (o-o), while hostility is felt to increase when
the 90° square-off angle closes to aface-to-face 0°, which to the human emotional
body signals commencement of either bedding or pummeling.'® Given the practical
inaccessibility of the smarmy trine the best one can manage in the way of white flag
waving is to sidle toward its nerdy sibling, the 60° sextile (4^), which though friendly
enough is relatively lame: this is why to the emotional body professional alliances
'Under penalty ofdeserving the hostile repudiation, “Get out ofmy face ! ’’ I have on occasion
tried to reorient myself by sly increments of about 10° to face my partner directly. I don’t advise it.
Partners often unconsciously writhe as they surreptitiously try to regain the safety of their defensive
90° angles and on the way home no doubt remark to their spouses about that weirdly nervous, bald-
headed creep.
’As is the minor third, the melodic interval corresponding to tonic roots at 90° angular
separation. In Chapter Five (pgs. 216-6) I have argued what Üiis hostility syntactically entails, using
the example of A Major and F)1 Major: the latter disintegrates the former by destroying its tonic,
dominant, and subdominant. To say “Al F )t ’’ is just shorthand for the same thing.
ThiS'is the meaning of “Selecting the one most of his own size, he squared and advanced
on him”, cited above. It is also why the ritual male body-to-body embrace-and-kiss represents so
extraordinary a gesture of mutual trust. It is also why the square is thought to mediate disputes or to
permit persons to separate amicably, as in “we met on the level and parted on the square,” or “I want
to square my accounts wife him before I leave.”
255
feel so much more flabby than hostilities, which are comparatively bracing. The
relation of social sextile to social square is an index of implicit trust: one may opt to
risk courting conjunction and thus repudiation by closing one’s 90° to 60° and hoping
for the best. Thus the ratio of sextiles to squares in tonight’s wine-and-cheese recep
tion can be an excellent indicator of who said what to whom and how at yesterday’s
faculty meeting.
The square thus inherits an acute emotional tension implicit not only in
hostility proper but in the difficulty two people incur in maintaining precisely the
angular separation required to reconcile estrangement and aggression. The angle is
thus culturally represented as “difficult” or “hard.” Such folk usage emotion logic has
been deeply inscribed into Western musical nomenclature and iconography since
music writing began; thus with respect to Renaissance hexichord theory, “Thefluidity
or mutability of B/B b may be clearer if wè consider its name ‘b-fa-b-mi’—^that is,
this note may have either a ‘hard’ aspect (shown by a ‘square B,’ the origin of the
natural and sharp signs, and also of the German ‘h’ for B l| ), or a ‘ soft’ aspect (shown
by a ‘rounded B,’ the origin of the flat-sign, [b]). In fact, the square-B sign is
virtually identical to the modem natural sign, and the round-B sign to the modem flat
sign.”' ' The composition of this writing system is cross-modally coherent: hardness
òr sharpness and softness {tactile categories) are imposed upon scalar ascent and
descent {synesthetic or virtual spatial categories) and iconically denoted by circle O
and square {visual categories), all to overdetermine the meaning of acoustical
categories. Squareness signifies ascent, where hardness is cognate not only with the
tactile sensation but with Engl. “hard”=“difficult”. This is another spatialized cate
gory: it is physically harder to go up than to go down. The iconic development ofthis
ieads to the sharp-sign }t, again cognate with the cross, x, a variant of the square
responsible for such baroque usages as Bach’s association E minor to denote the
Christian cross t, the European public cultural property most associated with
everything that is hard, sharp, and difficult. One arrives in such difficulties by
mounting or ascending one’s cross (=accepting life’s difficulties), or, musically,
modulating into the key of the single (1.
Thus cross and square are to 90° ( b.) as lexeme is to lexical unit’, the angle
‘ ' “Hexachords, solmization, and musica ficta,” Medieval Music &Arts Foundation online,
http:// www.medieval.org / emfaq / harmony / hexl .html, my italics and boldface.
256
is the irreducible meaning-unit out of which composite values are composed. Thus
the cognitive background informing the concept of enemies through which Alberich
and Wotan, as heads ofthe warring Tonal Households ofB b and D b, become poetic
pugilists in a RING, O-'^ And what is tme of Alberich and Wotan is true of all B b
and D b -based poetic contents; thus in Wagner’s usage IBb^tvrant and power] and
[Db.=king and social charisma]. Here the SQUARE acts as a marker of syntactical
hostility between the two image-complexes.'^
Since Space and Time have the character of a priori psychological givens
then tp stamp an indelible spatial relationship upon things in the mere act of naming
them has the character of a reifying act (TONAL SPACE IS REAL)—a power
approaching magic that helps explain the Orphic miraculousness with which human
cultoes have typically invested music. The Alberich kWotan ex^ple suggests that
TONAL HOUSEHOLDS are geographically situated in a reified TONAL SPACE that
organizes the semantics of their lexemes’ imaginai contents through public cultural
properties in a geomantic emotional discourse. Such Households thus comprise a
community of interdependent poetic constellations located in a circular universe.
Within this virtual space each relates to all the others according to public cultural
property orientational metaphors that regulate their varying degrees of closeness /
distance, hostility / sympathy, and so on. MELODICINTERVALIS ANGULARDISTANCE
and its geomantic expressive potential arises concurrently with the CIRCLE OFFIFTHS.
In Wagner’s common practice-based linguistic usage then, the virtual
geometric angle, 90°, is generalized as a syntactical artifact of TL lexicality, where
the specific meaningful entailment, x is hostile toy, comprises the well-formed public
property sfmonticai content of an a priori well-formed syntactical expression. The
well-formedness may be understood in the context of catégorial grammar theory:
when keys become consistently lexical, they automatically arrange their poetic
referents via the virtual spatial peculiarities of TL syntax so as to give rise to addi-
'^From this it is a short step to understanding the TL-semantic implications ofthe composer’s
overarching metaphor, Nibelung’s Ring.
Summer
V
concepts“ while a colleague and I have shown that traditional Korean performance,
rhythmic, and melodic spaces are structurally organized according to the umyang
ohaeng (Yin-Yang and Five Elements) cosmological theory.” In this music a single
structuring map of Sino-Korean cultural space perception organizes and coordinates
pitch, rhythm, and performance spaces and unifies musical production across
shamanistic, folk, court, Conflician, or Buddhistic genre separations, empirically
justifying our perception of a unitary “Korean” music. We call this unifying spatial
map the “Five Element Template” and its elements are coordinated with such musical
elements as pitch name (e.g., nam, “south”), quincunx-controlled performance space
features (e.g., dance steps, processional patterns), rhythmic patterns (quintile and
five-based beat-patterns) and pitch set characteristics (five-tone scale).
So the phenomenon oftone-systems read out as maps is hardly controversial.
The assumption that music analogically represents physical space is common in both
Western and Sino-Korean music. All the procedures and background assumptions
that facilitate the transposition of geographical information into a Korean carto
graphic tonal system are also found in Wagner. The issue is what linguistic evidence
can prove that Wagner’s tonal syntax is generating such a map and if so what type
of map it proves to be.
This is perhaps a good place to summarize the differences between my
approach to tonal virtual cosmological space and those of fellow investigators. The
difference concerns the fundamental question of what it could possibly mean that
music is cosmologically structured. My answer is simple enough: music is structured
this way because its syntax—its set of intelligibility conditions—^are structured
isomorphically with such structures and it accrues semantic content in equally
isomorphic fashion. In other words, alone among such theories mine is a lexical
approach. It assumes that music is a language to a considerable degree parasitic upon
"NL. By “parasitic” I mean that a prior human NL cognition proved apt to being
'‘“Musical Time Organization and Space Concept: A Model ofCross-Cultural Analogy.” The
" insight may be traced to the sociologist Emile Durkheim, who held that human spatial cognition is
mediated by culture. “The space which I know by my senses, of which I am the center, could not be
space in general, which contains all extensions, and where these are coordinated by personal
guide-lines which are common to everybody.” {The Elementary Forms ofReligious Life, p. 441.)
’’Nathan Hesselink and Jonathan C. Petty, “Landscape and Soundscape: Geomantie Spatial
Mapping in Traditional Korean Music.”
260
cobbled onto another and independent human cognition of emotional tones by means
of a human aptitude for organizing impressions by means of grammar. This was
Wagner’s view, and he described music as a cognitive latecomer piggybacking on an
existing NL capability—only saying highly salient things that natural language had
proved incompetent to articulate but which music was tmiquely qualified to say.
Thus over the last several chapters I have described something of the nature
of TL grpunar, shown how Wagner rationalized it to NL grammar, isolated its
distinctive .lexical units of meaning, crudely translated its TL into NL by means of
linear harmonic / semantical analysis, and thereby produced a falsifiable Lexicon that
other investigatprs can now talk about objectively and, if so inclined, further develop
or debunk. This is as far as a lexicographer. The grammatical answer to what it could
even be imagined tp mean that music and mythic cosmology are the same is, that
people talk about botkthe same way and their grammar and lexical content shows
that TL talks as ifmusic were cosmological. Or if you will, that the human emotional
microcosm that emerges when Western music is allowed to speak is, as far as it is
possible to determine, isomorphic with Western cosmological systems by the logic
I have been arguing here.
This is why I’ve taken the tack I have all along. In translating this Lexicon I
have identified much of what Wagner actually used his lexemes to talk about. This
subject turns out to be cosmology or, rather, the human psychic microcosm modeled
on the broadest cultural cosmological concept that remained intelligible to its actual
TL speakers including our composer. A general theme of TL discussion appears to
be human emotional spaces understood as subsets (microcosm) of cosmological
spaces (macrocosm). Even such basic emotions as love and loss are tweaked toward
cosmos via the poetic resonances of their settings.
That cosmos and music are one is no new claim. Joscelyn Godwin documents
the remarkable persistence of music-theoretical efforts to align the seven diatonic
scale degrees with the seven planets, discussing historical zodiacal and planetary-
tonal correspondence schemas of (among others) Pythagoras, Plato, Censorinus and
Theoh of Smyrna, Pliny, Plutarch, Ptolemy, Anatolius, Martianus, Cassio Dio,
Macrobius, Cicero^.^Boethius, Ramis, Nichomachus, Bartolus, Al-Kindl, Ikhwan,
Robert Fludd, Johannes Kepler, Thomas Michael Schmidt, Rodney Collins,
Alexandre Dénéréaz, Rudolf Steiner, Ernest Britt, Hermann Pfrogner, Army von
261
Lange, Alice A. Bailey, and Madame Blavatsky.'* Remarkably enough, in all that
arcane theorizing not one authority appears to have appealed to empirical poetic and
lexical data to see what real people employ musical language to actually say. Thus
as far as I have been able to determine, I appear to be one of few investigators in the
last 2,400 years (Wagner excluded)—^maybe the only one—^to have made the idea of
music as a language the foundation of the planetary/zodiacal theory and therefore
base my claims on cultural arguments and falsifiable lexical data.
Take my MINOR THIRD EQUALS (astrological) SQUARE EQUALS HOSTILITY
argument. This claims that the minor third fimctions semantically like the astrological
square, defines and delimits the sense in which it is claimed so by cultural linguistic
arguments that relate real NL and TL usage, shows that both languages tell the same
story about this relationship, and offers a coherent orientational logic to explain why.
On the other hand, Johannes Kepler and others have devoted considerable thought
to the same question and have arrived at different results. For instance, “In the early
Mysterium Cosmographicum, besides revealing his intuition of the five solids,
[Kepler] tried to set astrology on a rational and harmonic basis. From empirical evi
dence he believed that the most plausible element of the science was the function of
planetary aspects. Already possessed by a vision of world harmony, he explained
them with analogy with the regular plane figures of geometry and with the con
sonances of music. Omitting the geometrical matter, his observation is basically that
one can regard the zodiacal circle as a length to be divided as one would stop a
monochord string. Comparison of the whole length to the greater portion remaining
will then give the interval corresponding to each aspect. Here are the three primary
divisions:
'^Harmonies ofHeaven and Earth, “Intervals and the Astrological Aspects,” p. 148.
really talk in TL. Having done so can attest that insofar as cosmological principles
are being talked about in TL in real time (actual scores), the discourse talks minor
third squares and major third trines and vindicates Haase’s conclusion, arrived at
from fundamentally different methods.^'
The Humpty Dumpty theory of language discussed in Chapter Four is never
more evident than in these linguistically spurious horoscopes from Kepler to Haase.
Such speculations remain nonfalsifiable because they perch on philosophical or
mathematical walls and remain unverified by common linguistic usage. The “horo
scope” that I argue here, however, derives from empirical suppositions and this may
account for the near singularity ofthe results. When actual TL discourse is analyzed
by means of the lexically informed catégorial grammar assumptions discussed in
Chapters Two and Three, this horoscopic form may be observed to emerge
spontaneously as a byproduct of lexical discourse that appears at first glance to be
about other things entirely. This falsifiable structure appears by Itself, unaided by
prior conceptual prejudices, as a spontaneous artifact of simple acts ofTL talking. TL
language users are not obliged to intend such an outcome, they are only obliged to
talk grammatically. The outcome appears to pop into existence by magic, as if it were
a gift of angels. The tonal cosmic map exists not in “fact” but in “Lexicon.” Thus,
however one may like or dislike these results, they are based on a mass of lexical
evidence that I offer here for refutation. If my data, arguments, and conclusions
survive debxmking, then we may possess in this Lexicon the first coherent evidence
for the existence of spontaneous, unconscious horoscopy in a cognitive domain not
directly connected to that body ofpublic cultural linguistic properties known as literal
astrological doctrines, buttending to the same results. The psychological significance
of this will be appreciated by those in a position to understand and evaluate such an
outcome.
Still, it remains important to understand the domain, scope, and limitations
'of the methods, arguments, and evidence that I offer with respect to tonal cosmolo
gies. I have no competence to criticize the arcane speculations ofmathematicians and
philosophers. I must instead report how music appears to be actually used by real TL
^'I say “conclusion” butnot “methods”, for straightforward syntactical and semantic evidence
shows that semitones have nothing to do with tonal “signs” (Wagner’s “Tonal Households”), which
lexical analysis shows to be generated instead by fifths.
264
\
This is of course Wagner’s notorious diminished seventh, the omeriest hombre in
Tonetown. We know what Wagner thought this meant because he told us: it is raw
passion and the restless spiritual unquiet that forces something to try being something
else.^^ What is actually said with the diminished seventh is an unquiet discourse of
affective dissatisfaction. What is actually said with the astrological opposition-plus-
square (e.g., the so-called Grand Cross) is an unquiet discourse of affective dissatis
faction. In Wagner’s TL discourse this generic affective restlessness is given object
by the semantics of poetic key constellations or Tonal Households that it impacts. In
the discourse of astrological natal analysis this generic affective restlessness is given
object by the semantics of sun signs or Houses that it impacts. In this and numerous
other respects the semantics of sign and Household are practically isomorphic. Thus
the two discourses, Wagnerian TL and astrological aspect, appear to be talking about
the same poetic inscape or one formed from the same poetic logic, which ultimately
derives from the core orientational metaphors and their entailments streaming straight
from real-time body language in material social contexts. The mutual corresponden
ces are systematic and to my way ofthinking overwhelming. Other investigators will
no doubt say different things. But however they argue, sooner or later they will have
“Thus Cosima’s report: “... he talks about his Parsifal, saying it has not been possible to
avoid a certain restriction of feeling; this does not mean that it is churchlike in tone, he says, indeed
there is even a divine wildness in it, but such affecting embtions as in Tristan or even the Nibelungen
would be entirely out ofplace. ‘You will see—diminished sevenths were just not possible!” (Diaries,
II, entry of April 17, 1879.)
265
to confront real evidence in the roles ofgrammarians else their arguments will remain
mere nonfalsifiable guesswork.
lexical groups with an UP-DOWN orientational axis. It is by means of this axis that I
intend to locate the remaining cardinal points in Wagner’s map of MUSIC IS SPACE.
Let us first consider what it entails for a map to chart the topographical
positions HIGH and LOW. In such a case highness and lowness as such are imputed
properties ofboth the map and its charted territories. This underscores an interesting
feature of any map; its logical self-referentiality. Since any such chart is typically
read within the spaee it maps, it is logically an element of its own territory and its
own spatial orientation may assert claims or attitudes about its own cdntents. Maps
maybe designed to be read horizontally, as a military map spread across a war-room
table; or vertically, as a map hung upon a wall. Korean tonal maps prove coherent
with a horizontal orientation, such that their pentatonic pitch sets were conceptually
aligned with geographical cardinal points N, S, E, W, plus CENTER. Movement from
pitch to pitch is imagined as a horizontal broadcasting of whatever cultural meaning
Koreans assign to music in the directions East, West, North, or South from a Center.
Does Wagner’s tonal mappa mundi reflect this or another orientation? The
information that can be applied most directly to the question is lexical, specifically
Wagner’s semantics oíspatialized emotion. The example ofTL-lexicalized SQUARE
NESS IS HOSTILITY suggests that we may find our required compass in the HIGH-LOW
emotions oí contempt and humiliation. The Ring’s libretti are supersaturated with
such imagery. People are raked over eoals ofcontempt, physically humiliated, moral
ly degraded, emotionally pummeled, dragged through various degrees ofmud or dirty
water. They grovel and beg, throw themselves at each other’s feet, whine and lament,
and dream of revenge as they stick it to each other. The Rhine Daughters humiliate
the hapless Alberich, who calls them eels and bony fish, whips his groveling brother
while calling him booby, kicks his Nibelung minions around as he derides them as
lazy bums, and threatens to do the same to the gods. His betters do no better. Wotan
266
can’t concoct insults fast enough to keep pace with the demand and so constantly
repeats himself. He calls the giants idiots, Loge ababbler, Alberich a wretch. Women
receive less verbal abuse but more of the real thing; Freia, Sieglinde, Gutmne, and
Brünnhilde are reduced to trophy brides“ and repay such insults at every opportunity.
Fricka seethes under the humiliations of her philandering spouse, degrades her
Valkyrie step-daughters and even her chariot-drawing rams, and publicly hectors her
husband without regard for his reputation. Hunding orders his wife about like a
servant and degrades his unarmed guest, who cuckolds his erstwhile host while
deriding him for being henpecked by goddesses. The Valkyries mock the gag-ordered
corpses they ferry and Brünnhilde ostentatiously spurns Waltraute as her sister abases
herself before her. Gimther drips in a constant fearful sweat as he awaits impending
humiliation, Loge sneers at everyone himself included, and Hagen’s contempt is
beyond calculation.^^ime makes a career of self-abnegation as he gugs and gambles
humiliating memories that Siegfried takes every pain to replenish when he isn’t
calling Wotan an old fogey. Humiliation actually yields physical symptoms and
diseases: the gods respond to the loss of Freia by disintegrating before our eyes to
Logo’s clinical catalogue of their ever-deepening physical repulsiveness, social
degradation, and emotional humiliation. In some instances to degrade someone is
literally to deliver a death warrant, as Wotan’s degradation ofhis daughter transforms
her from an immortal to a death-doomed human being.
This is not Wagner making up colorful details but simply transcribing the
Saga culture that he took such pains to study and understand. It is par for the course
it^ societies glued together by “heroes”, as William Ian Miller describes:
Heroic society... knows of contempt; it depends upon it. Contempt
is the correlative of shame and humiliation. Contempt is what the
honorable have the right to show for the less honorable; it is a part of
the give and take of the acquisition and maintenance of honor. Fear
of contempt or shame is what fuels the engine of honor. The literat
ures of heroic honor only rarely give us a glimpse of those too mean
to be part of the competition for honor: Thersites and Thorkel suffer
grievously for their contemptuous ridicule of the ethics of honor.
Upward contempt of their sort is dangerous and not tolerable. When
one laughs at one’s superiors one had better make sure it is safely
behind thàr backs unless one has been granted the privilege of the
^’Siegmund is the seeming exception, which is perhaps why he has to threaten to kill his bride
in her sleep.
267
fool or madman.^''
Wagner’s chronicles of contempt therefore tell us nothing in particular about his
personal attitude but are simply accurate reportage ofthe heroic society he mined for
his Saga surface narrative. Given that EMOTION IS SPACE, however, they tell us two
things. First, Wagner recognizes Miller’s HIGH-LOW formula as constitutive of the
contempt-humiliation emotions, in which upward contempt is felt to be defiance of
the emotional and social gravity that decrees that HUMILIATION IS DOWN. We know
this not least because in the Ring to be humiliated is to be physically lowered on
stage. Sooner or later nearly everyone finds themselves physically cowering or throw
ing themselves prostrate in supplication at various adamantine knees: Mime at
Alberich’s; Alberich’s and Brünnhilde at Wotan’s, the latter not once but twice,
obviously as a rehearsal for her later collapse at Siegfiied’s feet; Wotan at Fricka’s;
Waltraute at Brünnhilde’s; Gunther and Alberich at Hagen’s. Even when alone they
tend to collapse, sprawl, or slump: Mime on Nibelheim’s rocks; Siegmund at
Sieglinde’s hearth; Sieglinde in the woods; Mime behind the anvil; Erda into the
earth and the Noms into Erda.
The second thing that Wagner’s lexicon of spatialized emotion tells us is of
more far-reaching significance. In lexical terms, and relative to the tonal ZENITH
located at Walhall, Wagner’s lexemes for the humiliated and the abject point over
whelmingly in the same topographical direction; straight downward to a tonal point
directly beneath the gods’ feet. Wagner empirically draws a topographical axis be
tween the lexeme coimected with the high, the exalted, and the overmastering, with
a second lexical configuration connected with the low, the abject, and the impotent.
HUMILIATION IS DOWN lexically identifies the spatial point that can only be described
as the NADIR of Wagner’s Circle of Fifths. The Lexicon shows that the key of choice
^The Anatomy ofDisgust, p. 225, my italics. Miller refers to Shakespeare’s scurrilous and
deformed slave in Troilus and Cressida. He ançlifies as follows: “In the Icelandic sagas Thersites
makes a brief appearance in the guise of a poor farmer named Thorkel of Haffatindar. He has the
temerity to refuse to warn the hero of an intending ambush because he finds the feuds of the honor
able vaguely amusing and proposes instead to have firn firom a safe distance watching them kill each
other off... he is killed for his disrespectful sense of humor.” {Ibid., p. 224.) Wagner knew Thersites
in German translation and Thorkel through his conprehensive study of the Sagas. That he was fond
of them both is suggested by the fact that he used the image of a deformed lowlife hoping that heroes
will kill each other off not once but twice: in Siegfried, Act II (Mime’s fond hopes for Siegfiied and
Father) and in Parsifal, Act II (Klingsor’s sarcastic blessing on his minion knights).
268
for the contemptible is overwhelmingly G minor}^ To this key falls the jackal’s
share of lexicalizing all that is lowdown, inferior, berated, abased, abused, abject,
ashamed, weak, infirm, weary, unworthy, exhausted, submissive, defenseless, naked,
humiliated, impotent, and small. It is likewise the key of last resort for those who
sprawl, collapse, or sink down whether literally humiliated or not. It is the key of
dead mothers sprawled on the turf (#599) or nearly dead sons on the hearth (#530).
Thè common motif is NADIR: thus G MAJOR IS DOWN while G MINOR IS DOWN-
AND-OUT.
How are we to explain this overwhelming lexical directionality? Clearly
Wagner is-using TL grammar to plot points on a virtual map whose first cardinal axis
is UP—DOWN. He is moreover using emotion to do so; since squared-offprotagonists
fight and tritohed abjects grovel emotion is directionalized like a weather vane.
Lexical tonality thus keeps track of the emotional configurations of the stage figures
by recording their body language and positions relative to each other’s geomantic
Tonal Households. Wagner is therefore vindicated in alluding to the immense
expressive potential of this technique, in which key relationships unerringly describe
the relations among emotions. The emotions that most obviously pave the way into
this gêômantized inscape, however, are not quite those one might have been led to
expect. The Lexicon shows the most powerful emotional orienting force in the Ring
to be not Love, but the nadir—zenith defining duo of Humiliation and Contempt.
Now pièces of information that we have previously encountered in their
isolation begin to cohere with respect to a core cartographical metaphor. In our case
ofLoge and the Rhine Daughters TRITONE IS 180°, COMPLEMENTARY OPPOSITE. D b
IS ZENITH is similarly a topographical reference and G minor completes the
cartographic meaning of D b IS ZENITH with G MINOR IS NADIR thus:
^’Thus for instance, g=DEGRADATIONS: Wotan’s {#459)\ submission (#J 703\ #17IS); being
dishonored, Fasolt (#489); deepening weakness (#246); deathly exhaustion, weariness (#530; #535;
#1109); shameful abasement (#3392); extremis (#1181); being publicly berated (#56^; shame (of
being conquered by the unworthy) (#1271); defenselessness, nakedness (#2413); inqjotent rage
(#5527); just rage (#2897); inferior handler (#2745); a conterrçtible wretch (#3398); unworthy enemy
(#3369); unworthy ravisher, robber (#3088); a traitor (#3252); traitor beyond puinshment (#3264);
oath-breaker (#3506); a fool (#5504). For g=LOWLlNESS, LOW po in t , Alberich’s (#230); Alberich,
standing below (#9); —, devalued (#29); brought low (#47); lowly (#48); helpless but issuing threats
(#372); just helpless (#374); crushed (#403); Wotan, morally low (#112); abject moral sprawling,
Wotan’s (#890); sinking low, being laid low (#627); Loge, lowest god on totem pole (#160); sinking
(#1631); abject sprawling (#1957).
269
ZENITH
T
Db Major
©
G Major/minor/E minor
i
NADIR^^
One key locates the other by complementary opposition, and by this UP-DOWN axis
we may trace its topographical lexical detailing. When Wotan decrees that Hunding’s
spirit is useless in Walhall and tells the Valkyrie to cut him loose to go “where he
belongs”, the lexical phrase tells us where the god thinks he belongs: straight down
to the cosmic nadir point directly beneath his own D b Major feet. This is confirmed
By standard tonal triangulation:
Ex. Via: Die Walküre, Act II, scene I
A Minor ______________________________________________________
Ki).......................: =............
Miiïl=.................................... ....:.................... ...............................................................-------------
I V I_______ _______________IVI III I iv i I V |i=iv I
jI Wotan: Nun zäume dein I Ross, reisige I Maid; bald ent- Ibrennt brünstiger I Streit. I
[a=heroic strife (#759)] [d=War Father, hero-leader (#770)] [a=heroic strife (#77/)]
A Minor_________________________________________________________________
b(i)........................................ •
Id(iv) :
|b(H) :....................................................... H
|g(iv/iv) *//......................... //
|e(v)________________________ _________________________________________
I V__________ li v=iv I V li VI// V7__________ I//V
* I Brünnhilde stürme zum I Streit, dem I WälsutiR kiese sie | Sieg! | Hunding wähle sich, | wem er ge-1
#772 [b=Valkyrie, death-angel, death] #773ab [gte=G=Hunding’s place (nadir)]
War Father the leader of striving heroes inherits their death-and-glory D minor as
“E.g., Db=2ENrrH. mountain peak {#72; #334; #2625; #2828); —, ofbliss {#708); —, way
upward to {#2260); mountain apex {#2312); inaccessible (too high falutin) Goddess {#2432); zenith
{#2822); zenith of happiness {#2832); Gutrune, in “heaven” {#3227); C))=zenith {#3125).
270
he goads them toward A minor Sturm und Drang and potential E Major brides, where
B minor death angels may scoop them aloft for their F (t rides to D b Major heaven.
Of all this however Hunding has no share: his measly G minor/E minor is
separated from the general flow of heroic semantics by the unmediated modulations
to and from his sniveling keys and by the sudden piano with which these are set
apart. The two keys G minor and E minor pinpoint the location precisely since in
combination there is no other cartographic point to which the lexical phrase can refer;
e.g., {#773ab) is [{G:i+vi}, G=NADIR]. Another poor unfortunate consigned to the
G minor oubliette is Gutrune, whom Brünnhilde sends toppling from her usurped D b
Major pride of place so fast (#3686 #3687) that the tumble down to G minor
literally kills her with shame.^’ These two lexemes present the Cardinal Axis in its
purest form: the lofty, erect Brünnhilde looming at center stage rear to deliver her
stratospheric D b .Major denunciation to poor “G Minor Girl” abjectly groveling on
the ground beneath. This kind of thing is what spatialized emotion is really all about.
' (V)Db
/ (V)Ab
/ (V)Eb I
l(V)Bb O
s(V)F Í
s (V)C
' (V)G
Similarly the G Major NADIR generates its own D b Major ZENITH by means of its
own recursive dominant modulations:
zenith
' (V)Di ^
/ (V)Ab F#(V) V
/ (V)Eb t B(V) ^
l(V)Bb O E(V)I
s (V) F ■ I A (V) /
s (V)C D(V) ^
' G(V) --
nadir
Thus, to invest a single tonic with cardinal point status is to generate its opposite by
dominant progression. The tritone 180° axis (the opposition, o-o) is likewise an
artifact of such modulation within a virtual tonal C3RCLE: six such scale degree
transformations generate tonics separated by the greatest possible harmonic and
ANGULAR distances. Since key characteristics have rendered all this semantic, such
though no one appeared able to locate it in the foreground. Like “lexicon” itself, this
artifact is not a fact given in surface experience but a virtual intelligible object such
as I have described in Chapter Three. It is constituted not by some occult law but as
an intelligibility condition of real TL grammar. Since it exists only in cultural
Lexicon it could not in fact be located until such a Lexicon was posited and analyzed,
as I have done here. Only a lexical method can extract it from its virtual hiding place.
Having been located however, it is not all that difficult to see and to understand—
anyhow I’m betting on it.
In semantic terms, to derive extended key relationships by dominant
modulation within a chromatic circle differs radically from the alternate method of
deriving them via intervallic motion within a scale. Wagner clearly imagines his key
relationships as “timed” via fifths within the Circle of Fifths and not “placed” within
diatonic or chromatic scales. Although on paper it may seem plausible that persons
may jump from here to there in this Circle, as for instance by modulating directly
from D to D b ,more often Wagner imagines his Circle of Fifths from the perspective
of the human protagonists lodged within it. Such beings must slog from here to there
via dominant or subdominant modulation. This is, for example, why the tritone
contains the implication of six dominant moves within it, and why again the
“Heavenly Quadrant” of the Gods, though “above” the earthly plane, is nonetheless
flat with respect to it (Gb. Db. Ab against the earthly GJ., DL Ahi. Heaven is a
long way from earth—via dominant modulation that is.
Owing to the innate spatialization of the emotional universe which TL is
devoted to expressing, an impressive quota of tonal syntax and semantics is devoted
to mapping out by which precise linear pathways along the UP-DOWN
humiliation/contempt axis these people are to musically degrade or uplift each other.
This filters into the aggregate lexicon with great clarity. It is not simply that keys in
themselves are chosen to express contemptuous or humiliated imagery. The contempt
reaches into abstract common practice key relationships, obliging them to quantify
the precise degree to which this or that character has sunk beneath his station or has
crawled back up the social ladder. Thus for instance, dominant and subdominant
progression assumes the aspect of“forward” or “backward” angular motion, in which
{I-4V} syntactically connotes “to progress,” where “forward” signifies “to succeed”
or “to dominate” and the reverse, {IV(iv)^(I)}, “to regress” or “to be subordinated.”
Such syntax is particularly evident in situations where the poetic keywords suggest
273
continuous travel or motion. Once the cartographic logic of key is established, syn
tactical modulation acquires virtual directional semantics. To modulate is to move
from point A to point N on the CIRCLE OF FIFTHS mappa mundi. Which way you move
depends on the tonal syntax of your Tonal Household relations.
Let us consider more closely the spatial semantics of this most basic of tonal
relationships, the dominantfunction. PROGRESS IS DOMINANCE carries the popular
usage “steal a march” or “get a leg up,” that is, that one may prevail over a rival by
outflanking or outpacing h/her. In the Ring it is often called upon to harmonically
conflrm that this or that person now dominates someone else. To modulate dominant-
ward is to acquire increasing social charisma and power. For Alberich to squat on the
Ek Rhine Daughters’ dominant Bt is to dominate them; and to modulate one
dominant further and stake out the B k Nibelungs’ dominant F is to acquire the title
Lord of the Ring.
Each step from key to key in this social climbing chronicle is modified by the
•key’s lexical entaihnents, which through dominant function constantly redefine what
it means to be dominated. Dominance style changes character from key to key while
the dominance function remains constant. Thus, since [f=greed, grasping, holding
on], the F minor Fafiier dominates the Nibelungs by squatting upon their collective
“soul.”^* Since c IS LIGHT, BRIGHT, INTELLIGENT, the Wanderer and his C Major
Grossen Gedanken confound F minor Fafher and B k minor Alberich by outshining
them. Sieglinde trumps Wotan by giving birth to Siegfiied.^’ The D Major Siegfried
achieves life at the cost of the G Major mother’s; heroes face battles and other trials
in A minor; A Major virgins surrender to love in E Major; the power of love becomes
the power of death in B minor; the dead are ferried upward from B minor to the F }t
Major gate of heaven; they enter in through D k Major and arrive at ZENITH. Heaven
passes in pomp and pride in A k Major and returns to its E k Major matrix at the end
of time (=terminus of the CIRCLE OF FIFTHS). But the dominance motif remains
^’That is, [C=Great Idea (Grosse Gedanken)] tiuitçed by [G=Mother]; hence, “In the
newborn child, which does not remain what it was in the mother’s womb, one can clearly perceive the
idea; all states of being and becoming are nothing, the idea originating in the mother’s womb is
everything.” (Quoted in Cosima Wagner, Diaries, I, p. 141, August 27,1869). For a discussion of G
Major and maternity see my “Sieglinde’s ‘Long Day’s Journey into Night” and “Sieglinde and the
Moon.”
274
C Major
|c(i)
|e(iii).... ...(v/v/v/v/I)
|B(v/iii)
1 2=5 V til IV I 1 V 1
1 _ her: 1 am warmen Herd sie zu hüten. I 1 etc.
UI465 [b=enemy’s hearth]
Again, in the radiant final chorus oí Parsifal, the grail knights ascend in spirit from
the D Major of the king’s healing dominantward through A Major, E Major, Cb
Major, G b Major, and D b Major to reach at last the A b Major Sacred Chalice. Here
scale majority combines with dominantward motion to express the feeling of an
upward and not a downward journey. Here are the last 54 bars of Parsifal:
Ex. Vic: Parsifal, Act III, Scene ii
D minor IIAh Maior
|AbC) H........................
1 l|Eb(V)
1 (V) II I II llvirV llViiV L I 1 vi |V=I IV 1 V 1
löffiitet den IlSchrein! I 1 1 1 J______ 1 1 1_______
1 2 3 4 5 6 7 8
Ah Maior .
lAb(I)
|Eb(V)...............
|D(bIl/IV) .......//
IDb(IV) //....................
II V I iii 1 ii V |I=bll vi IV 1IV//Ü V 1 I 1 Vi |V=1 V IVii V lii I 1
1- Cborus (Réduction): |
9 10 11 12 13 14 15 16 17
Ah IIA minor
lAb(l).....1|.
lEb(V) 1|;
ldb(iv) ||(=c|t=iii/I).........................
PS |1(=IV)
lAfbll/I) ||(=I/0
1 V ||1=V 1 III 1 iv |bll=l 1 VÌ 1 V=I 1 vi________ 1_______
1 HSch- listen IHeiles 1 Heiles [Wunder! | 1 Erlô- [sung dem Erlöser! |
1 II 1 1 lEr 16- Isung dem Er- llöser! 1 Er - - 1
18 19 20 21 22 23 24 25
Ab Major
|Ab(I) :.....................................................................
Ab Maior
Ab Maior
II
lAbrn.................
1____■ 1..-!- II
53 54'
Nothing has changed in either the syntax or the semantics between Siegfried and
Parsifal. Stric^ TL syntax continues to support strict TL lexicality to the last bar.
Semantically D1^ still means “height,” C Major still means “light;” B minor still
means “plight,” jiist as before. Thus [Di=summit, height] is preserved and looks
back to Amfortas’ prayer to his father in Di. heaven, which is now granting to him
in the form of the heavenly vision on the sopranos’ high Ab(jDb.:V). The key
signature change at bar 19 of the example is to A minor, which organizes the vision
of the grail knights’ wonderment as if from the perspective of [a=purityj; this
association is strengthened by the highly eloquent yet ersatz A minor “chord” (in
reality four chromatic neighbor tones against the held D^:I) that accompanies
Kundry dropping dead to the ground before Parsifal and the Grail. This means that
the tired old tone spirit has at last achieved [a=purity] and thus, peace. Her
“fimctionless” A minor non-chofd.bears comparison with Siegmund’s ersatz D minor
non-chord (Ex. 2.14 and discussion) and means “dead girl dropping.” The defunct
feeling-tone of Kundry’s death chord is generated by straightforward TL syntax: no
tonal path leads into it, no tonal path leads out of it, it is therefore completely isolated
and fhe violent fortissimo that marks it serves to disintegrate its fragile chromatic
neighbor tones into their nonviable elements, immediately re-subsumed into the key
of “zenith” (Kundry subsumed into heaven). Here the moimtain height of D b Major
proves to be but a subdominant rest stop in a massive piagai cadence that modulates
beyond the mountain top to the heavens above it, which Wagner imagines as its
dominant, the Grail key of A b Major.^'
The Cardinal Axis and the "Heavenly Quadrant. ” The semantic content with
which Wagner endows his ZENITH-NADIR tonal lexemes provides a clear answer to
hoW the composer imagined his tonal mappa mundi to be properly displayed. Where
Korean musical maps are only coherent on the assumption that MUSIC IS SPACE is
Spread out horizontally, withN-S-E-W arrayed from a central spoke in the manner of
a roulette wheel, Wagner’s map is clearly meant to be interpreted vertically, as if the
Circle of Fifths were inscribed into the spokes of a wagon-wheel and modulation
represented the turning of such a wheel. Wagner is self-consciously aware that the
Ring is in fact a cosmic map of this ^e. This is evident for instance in the
Wanderer’s query to Erda: “Doch deiner Weisheit dankt’ ich den Rath wohl, wie zu
”Within this generic syntax Wagner finds room for subtle details. Thus Alberich’s
subdominantward slide meaningfully skips over the offensive C IS LIGHT, since Alberich is allergic to
light. Contrarily, the Parsifal final tableau allows the chorus to vocalize “Erlösung dem Erlöser on
every key except Cb, since [b=Klingsor, damnation] and the grail knights are allergic to this tone even
in the Major mode. Thus trumpets must sub for them at this Cb iteration, just as Judas’ place remains
conspicuously unoccupied at the Resurrection table.
278
hemmen ein rollendes Rad?”“ Nothing other than TL discourse is required to secure
these geomantic results: the moment keys become lexemes such entailments are
generated syntactically in the very act of Tl^speaking.
What kind ofmap has emerged already given only this single UP-DOWN axis?
Let me borrow the partial map from Chapter Five that sketched the soimdscape of
Loge’s illegitimate appropriation of an Major celestial fire and fill in what we
now know about these two cardinal points:
zenith
/\
AD 1.(1)A
Ab(V) Fd/Gb(IV)
11
© via tritone
li
Gll(tí4)
nadir
Zenith-to-Nadir Axis
Ibelieve this crude sketch accmately represents the essence ofhow Wagner imagined
these sectors of the Ring’s tonal soundscape. Consider the three “heavenly” keys of
G b Major^—b Major—A b Major, which together define the montane quadrant of
this virtual world. As usual, all that we know about these territories is derived from
the Lexicon, that is, fix)m the poetic usages to which Wagner puts these three
lexemes. By this time we are on firm ground in defining each entry in the Lexicon as
the TL equivalent of a cartographic legend, a tabulation of geographical information
inscribed on a map to explain its symbolism. Though his mythic frame of reference
in the Ring is Norse and classical and not Christian, Wagner’s TL lexemes function
in the manner of mediæval legends. In Parsifal however the same cartographic
technique yields a parallel map that may be called a true tonal-mediæval world map.
The soundscape we are now exploring is therefore both cartographic and
legendary, fragments of information describing regions in imaginai space. The
compound lexemes of adjacent Tonal Households thus cohere to depict not compass
points but topographical quadrants. As described by the appropriate lexical legends
therefore, the quadrant
^^Siegfried, Act HI, #2160-1. This in A minor, COMPLEMENTARY OPPOSITE to the Ei Major
of eternal flowing (rolling); hence, arresting flow.
279
ùcastle towers
/\
Ad b (I)A
Ab(V) Gb(rv)
heavenly people © ©©® D front door
is collectively depicted as a montane height and, in tune with the simplicity of Wag
ner’s assumptions and methods, the legendary character of these three conjoined
regions is well expressed in the old nursery rhyme: “There is the church, there the
steeple, open the door, and see all the people.” That is:
G b Major. Threshold of Heaven (the door)
Db Major. Heights of Heaven (the steeple)
A b Major. Interior of Heaven (all the people)
These three “heavenly” keys show marked lexical differences under the rubric of a
single imifying image: height. All three keys are lofty, and the imagery of altitude
acts as a unifying bracket identifying these keys as exalted. Apart from the common
images of lofty spaces, mountain heights, clouds covering mountain tops, and the
like, these lexemes also articulate various metaphoric aspects of height: social
charisma, lofty ideals, superior social status, supreme power, high ideals, exalted
vision, and so on. These lexemes also express highhandedness, snobbery, and other
entailments of the core metaphor SOCIAL SUPERIORITY IS HEIGHT.
’*Thus for instance Gb=HEAVEN'S PORTAL ; WORLD ASH TREE, its spreading branches
(#251Ö); THRONE ofHeaven, foot of(#2947)\ RAINBOWBRIDOEto Walhall (#507); F¿=High heaven’s
clouds (#2976); G b ^t h r e s h o l d o f h e a v e n (#2626); mountainside, heaven’s gate (#2850); heaven’s
doorway, open(#34); heaven, threshold (#724); Summit, entrance to Walhall (#77; #1742); Walhall’s
doorstep (#2941); its Foundation (#2549); Fil=HEAVEN. standing before (#2361); eb=HEAVEN’S
Po r t a l (closed) (#36); f¿=HEAVEN-S po r t a l (#1156); gi=heaven’s gate (#2844). Sometimes the
image of the waiting room or the front stoop is detached from that of height, as in #309, antechamber
ofNibelungs.
280
subdominantward (IV *^I) to return back down the slope of B Major/minor toward
the lowlands of E and A. It is thus a pivotal cartographic point and not a cardinal
one and thus articulates upward and downwardjourneys and specifically those ofthe
messengers of heaven, mostly Brünnhilde when she brings Siegmund news of the
judgment of Wotan or Waltraute when she brings Brünnhilde news of Walhall’s
distress.^’ The key also associates with Loge and his function of guide to the lower
regions, which he is poised to do as he stands on the F¿ slope via his well-trod tonal
path: firom F |t Major to F|t minor thence to A Major and finally A minor.
That this is a dizzyingJieight is indicated by the Gb. Rainbow Bridge which
only gods can use—morteils’ only way upward is via the death and transfiguration
brought about in B Major, which then modulates (carries aloft) the soul by means of
the F }t minor steeds ofthe B'tninor Valkyñes to the Db castle in which in theory they
are to enj oy their everlasting Ab. fevelá. A syntactical entaihnent ofG b IS THRESHOLD
is again that piogress or forward motion is dominantprogression. This is because the
three heaVfenly keys are sequenced accordingly: one must enter the building (I-»^V)
through the door aftd onlywithin the building can you meet (!-► V) its householders.
This synthx helps articulate the pfogreâs'of Wotan’s securing the actual castle,
aôquiring legal title via His strenuous day’s work stealing the Rhinegold for the Giant
bililders. This is suggêsted by the lexical sequence of Wotan’s “Abendlich” aria, as
follows:
#507. [Gb.=Rainbow (entry to Walhall)] (‘Ein Regenbogen-Brücke’)
#508. [Db.=Walhall] (p’assim)
#509. Feb-sunset] (‘Abendlich sfiahlt der Sonne Auge’)
#510. [Gb =glorious light] (‘in prächtiger Gluth prangt glänzend die Burg’)
#511. [Ai.=rhoming shine; a holy day] (‘In des Morgens Scheme muthig er
schimmemdlag sie herrenlos’)
#512. [ab.=span of a fateful day] (‘Von Morgen bis Abend’)
’^ote how F minor (Ab:vi/F:i! semantically pivots to [F=work] and to fAb=heavenlv value].
This connecting fonction between two Households and their core metaphors is a default semantic
usage of the minor keys.
”E.g., A=THEN0RNS (#472: #2157): Wisdom, female (#P75; #2135): Brünnhilde as wise
woman, (#2165): Female Wisdom, thrown away (#2493): a=THE NORNS, powerless (#2]58): ÍÍ.~
standing in need of female wisdom (#2160): a=female wisdom, defonct (#2189): ftt=female wisdom
proven ignorant (#2175). Not insignificantly, as we have seen, Loge rules this Household. This
exaltation of the god of deceit in their own Tonal Household goes far to explain the prevarications,
double entendres, and other evasive strategies that so often render Nomish testimony useless.
282
D b MAJOR IS ZENITH -
L Fjt MAJOR/MINOR IS HEAVEN'S DOOR
D l> Major Tonal Household : The core lexeme ID b=ZENiTHl^° marks this as
the main cardinal point on the world’s CIRCLE OF FIFTHS mappa mundi. The
altitudinal conceit is implicit in the core metaphor itself, and this governs its lexical
usage,throughout both the Ring dramas and Farsi^â/. With respect to the other
cardinal points (E, W, NADIR) his lexical ZENITH point is 1 ikewise semantically
’*The emotion ofcondescension sometimes invests the key; thus F II =condescension (#57 ß);
ofthe gods (#2601); Gb^heaven sinking (#3224); heavenly gift (#55 79; U3509); eb=loss ofheavenly
gift {#3510); gods’ beneficiary {#2602).
^'’We only see Hermes/Loge in action in the bowels of the earth whence presumably once
snatched him. In his native habitat then Loge is a tellurian and not a celestial fire.
"Thus, Db=ZENlTH. mountain peak {#72; #334; #2625; #2828); —, ofbliss (#705); —, way
upward to {#2260); a mountain apex {#2312); inaccessible (still too high falutin) Goddess {#2432);
zehith {#2822); zenith of happiness {#2832); Gutrune, in “heaven” {#3227); C¿=zenith {#3125);
Di=WALHALL(#75; #508; #526; #909; #1023; #1262; #1777; #3209); db.= —, threatened (#557);
—, abandoned or rained {#261); —, Faflier’s memory of (#7 740); db=Walhall {#3065; #3054); c¿=
Walhall on the edge {#2545); —, rained {#3002); db=Throne of Heaven, defimct {#2946); distant
heaven {#2874); clt=heaven. defimct {#2980).
283
^'Indeed its complementary opposite, G, lexicalizes THE TRIVIAL, THE SMALL or Alberich
trivialized (U62; U383); or deposed (U1539); or Wotan overthrown (§860); or humans minions (§830;
§832; §841), imderling (§2672); or in relative minor, enslavement (§922) or Mime as he wishes he
were (§301; §1719); or a conucally trivialized fight (§1141); or Fafher’s teeth mocked (§1942) or
when minor a boaster (§1783) oir in relative minor a braggart (§1324).
ZENITH with the status of the Cirele of Fifth’s HIGHEST POINT. This fact about the
Ring's world map will also prove important in Parsifal, in which the same coordinate
logic is templated onto an extended metaphysical TL lexicon.
^’Thus, A b =HEAVENLY VIRTUES: honor, renown {#74; #2606; #2609); virtue {#2636); moral
principles (W^I^Freia, captured (#254); —, captive forever (#465); G¿=—, perhaps unredeemable
(#16f); Sieg&ied, lofty, treasure ofthe world, life ofthe earth (#2‘#52); gl=HEAVENLY v ir t u e s : Freia
begging for rescue (#1196); ab=HEAVENLY VIRTUES: Friclca’s honor avenged (#889); —, soiled:
Wotan’s guilt(#7774); Ab=GODHEAD,passing(#798; #801);revels,gods’ (#336);revelers(#3082);
HEAD, illuminated (#2277)
285
too holy only to feel the A b- minor reality of her new status dissolve A b Major hoity-
toity to F minor panic.^ Here the standard semantics of the relative minor forces the
poetic object away and downward relative to the Major Tonal Householder. Usage
of the major to connote lofty social status, tonic minor to indicate its demotion, and
the relative minor to show collapse into social ostracism is general. The A b House
thus shows the same I;i:vi correlation among Householder,^’ threatened or
threatening Householder, and Household reject as does its cousin, Alberich and
Mime’s B b Major Household. Thus where the latter’s G minor connotes the lowest
dwarf in dwarfdom, the former’s F minor connotes the high-toned Wish Maiden on
the skids or kicked out of the Old Man’s House.
An interesting conjunctiofi of A¿ and F¿ to denote D b Major Walhall’s two
bracing buttresses occurs in Götterdämmerung, Act HI, at the moment when Brünn
hilde commands the Gibichungs to pile mi^ty logs to raise an heroic funeral pyre.
Lexeme U3695 describes the pile raising heavertward,^’ #3696 their F it bursting into
flame. The earthly pyre corresponds to the heavenly pyre we cannot see but must
imagine and thus stands as the Norse tree Lærâtôr to the World Ash Tree (see below).
Wagner confirms this by using #3695 to conununicate with #2516, fGb=Ash Tree’s
spreading branches] (‘da grossund stark dem Stamm entgrilnte’). Taken in conjunct-
‘^Thus the mini-episode forms an elegant syntactical and lexical phrase: Thus #2427, the
excessively lofty A b Major Wish Maiden (‘Heilig schied sie aus Walhall’; minorizes as she realizes
the reality of her newly menial social standing (#2428, passim + ‘Wehe der Schmach! ’) and collapses
to the suburbs of the relative minor (#2429) as she sees her lofty social status kaput (‘Verwundet hat
mich, der mich erweckt! ’).
‘’E.g., from the E b Rhine bank through the AL slope toward the Db zenith, precisely as in
the semantics of #71 ab: EL AL (765-72) ->Db=ascending from the Rhine to the mountain top. The
funeral pyre sequence follows the earlier sequence (Götterdämmerung, Act II) of #2942, D=heroic
. host/#2943, F=mighty piling labor to #2947, Gb=door of heaven. As an exançle of how carefully
Wagner coordinates his TL and ML semantics, both cases conserve F IS MIGHTY PILING LABOR and D
IS HERO OR HEROES while remaining dramatically relevant in the compositional moment.
286
▲
BUTTRESS Ai (^ ) Ei (;>?) BUTTRESS
’‘Thus for instance, GMajor is the key of Sieglinde’s ash-tree stem, i.e., #642 [G=Tree, Ash,
stem] (‘auf eine Stelle am Eschenstamme’); #685 [Ç=sword-in-Ash] {‘in der Esche Stamm’); #686
[e=the ash-stem] (‘der aus demStamm’); or it is Siegôied’s LINDEN t r e e (#20P0; #3564) and its lower
288
the Circle of Fifth’s primary axis as the entirety of the World Ash Tree as follows:
crown
/\
ADb(i)A
Ali(v) Gb(rv) upper branches
t
GI1014)
root, bass, stem, lower branches
Again, since G MAJOR IS TREE IS SIEGEINDE IS MOTHER, the Hero is bom out of the
root of the maternal Tree. This coheres with world myth, including the Norse, in
which the Tree is associated or even equated with the Mother.
Zenith
Db
Ab F#
Eb B
¡Vest or East B¿ *-> E East or West
F A
C D
G
Nadir
In the event the answer is lexically given. Cardinal Point East is the region bounded
branches {#2093) or stem {#642)-, it is charcoal (tree as fuel) {#¡655)\ hilt, sword {#751): Golden
® (¡^*757); or a tree falling {#1015) or the
woods (W146) or an inferior (from NADIR) fir tree {#2507).
*‘We may conveniently describe the ZENITH point as the North point on the basis of its
coherence with contemporary nineteenth century European cartographical maps familiar to Wagner
as reflected in such common property linguistic usages as “up north” and “down south.”
#2520. [B=descending god] (‘Ein kühner Gott trat zum Trunk an den
Quell’)
#2521. [E=the young Wotan] (motif) .
#2522. [A=feminine Wisdom (alt. Wotan’s Eye)] (‘seiner Augen
Eines’)
From the Nom’s perspective the young God once came down (subdominantward)
from a presmnably prior height (B Ftl D b), treading a path which in that pre-
Curse age was still holy,’® and approached her A Major resting spot, cartographically
opposite to the dismal E b minor rock on which she presently squats. This conserves
the meaning of B/C b as a pivotal key acting as a highway between the two Cardinal
Points of Db and E, which means, from a mountain to a lowland and back. The
Northeastern Quadrant of the Circle of Fifths is thus very well represented in the
Lexicon, according to whose legends it is a busy sector in which messengers, guides,
death angels, and gods travel up and down from the height of heaven to the ends of
the earth.”
Cardinal Point West. E Major thus locates Cardinal Point East. What about
Cardinal Point West? This is occupied by the Bb Major Tonal Household. Such
occupancy coheres with the lexical topography presented in Die Walküre, Act I. In
Siegmund’s narration to Hunding and Sieglinde Cardinal Point West is lexicalized
variously by C Major“, C minor,®' B bMinor,®^ G minor®® and B b Major.®^ The last
three keys together completely define the B b Major Tonal Household, C minor lies
just North of it in the E b Major Household and C Major two points South just West
^’Siegmund however claims that the sun sinks behind the mountains in B minor {#669: ‘bis
hinter Bergen sie sank’). Taken literally this would remove B minor to the West. The meaning
however seems to refer to death: for the sun to sink behind B minor mountains is to die and be
transported by B minor Valkyries “behind Wotan’s mountain”, toward Walhall.
™#577; (“wendest von bier du nach West den Schritt, in Höfen reich hausen dort Sippen.”)
oí the G Major Nadir. Given that ZENITH-NADIR locates an eastern and western
hemisphere of the Circle of Fifths (above), these keys together chart a broad region
centering on B b but including points north and south. It thus roughly mirrors the E
Major/minor -to-B minor territory around Cardinal Point East.
B b Major defines the Cardinal Point in another and unique way, for Wagner
associates C minor with dying Winter and B b with Siegmund’s Spring Song. That
C minor is Winter is evident from the song: WINTER (#702) falls to ruins {U707)-, it
is the frosty winter spell that holds Sieglinde prisoner (#710) as it sends forth its
echoing and frosty tones (#721). This Winter derives not from C Major but from E b
Major, from which chilly maiision the winter-bound Sieglinde sings her longing for
redemption by her newly arrived God of Spring (#709, ‘du bist der Lenz nach dem
ich verlangte’). This uneqmvocally identifies Bb as the dominant of E b Winter, that
is, the SPRING EQUINOX (#707).“
I have already identified E b Major with the Græco-Roman zodiacal sign
Pisces and its dominant B b Major with its successorThese seasonal legends
reconfirm that the coordinates fixed by B b Major correspond to the Spiing Equinox.
Its opposite E Major then corresponds to the Autumn Equinox; the two keys of G
Major and D b fix the Summer Solstice and Winter Solstice respectively.“
Consistent with E MAJOR IS ATTRACTIVE, this Eastern Tonal Household
exerts a fascination on B b Major expressed tonally in the dominantward modulatory
principle that draws Cardinal Point W eastward, and poetically by the magnetic
attractiveness of E Major persons, places, and things. For instance, on the principle
that a Nibelung’s cave is a bit of Nibeheim, Mime sits at home in B b minor
(Siegfried, Vp) brooding on regaining the E minor ring, and Siegfiied stands on B b
y^ajor to sing his song of impending flight with its implied goal ofthe E Major Bride.
Tims Mime’s eastward-pointing E minor finger“ again lets us know that the cave
where is standing is smack on Cardinal Point B b/West (Little Nibelheim) and that
he is pointing across the horizontal axis toward Cardinal Point E while Siegfried
anticipates with precognitive pleasure the prospect of the heart palpitations he is
promised in the East.®’ Again, in Götterdämmerung, Act H, when the Gibichungs
look about for the direction of Hagen’s threat, they gaze E minor-ward, that is, to the
East, and are told that B b Gunther is bringing a newly won E Major bride (and her
ring) from that direction.™ Thus as Mime’s B b minor forest cave is located West of
the Dragon Forest (above), so B b Major Gibich Hall is positioned West relative to
Brünnhilde’s Eastern bridal mountain and its E Major Bridal Fire.
lyhat about Hunding’s homestead and its geographical situation? For this we
turn to thCvtonal “house laws” of the Neidings, to whose clan Hunding presumably
belongs or to whom he is closely related. This clan owns the Tonal Homestead of C
minor, which we know to be Winter and thus related to the C minor darkness that
descended upon Ihe E b Major Rhine Daughters following Alberich’s rape of their
gold. Ontogeny recapitulating phytogeny, it is thus rightly associated with rapists and
abductors of women, "pius Hunding’s homestead is in the relative minor suburbs of
E b, just a tad North of Western Cardinal Point B b. What does this tell us about the
direction from which Siegmund’s fled? We know that Siegmund came into the world
in D minor” and that he understands his founding Householder to be his F Major
father ‘Wolfe’.™ Thus Siegmund’s D minority derives not from D Major as D:i but
from F Major as F:vi, from which tonal coordinate he has been fleeing ever since.
The C minor at which he arrives is a relative minor lexical suburb of Eb.:I and not
CÚ: thus we know that Siegmund has fled subdominantward from F:I toward Eb:vi
and not dominantward toward C:i. Here mythical topography coheres with psycho-
Iqgical dynamics: subdominantward motion Is regression, Siegmund is retreating
from life and his modulatory path is a syntactical regression not a !-►¥
progression, as befits a such retreat. Siegmund’s Spring Song marks the moment
'"‘#3178, fe=peril] (‘Rüstet euch wohl und rastet nicht!’) and #3179 [E=Wife] (‘Ein Weib’)
wlien the would-be hero stops fleeing and turns dominantward again in an effort to
retrace previously lost ground.
By accurately fixing the East-West Cardinal' Axis we can characterize the
Southwest Quadrant from B b to G as the region within which most specifically non
heroic human activities take place. Whether Gibichungs, Neidings, or Wälsungs,
human beings live mostly in the South-West Quadrant, which belongs to those not
touched by Wotan’s divine call to heroic struggle. This commences only in D Minor
and Major, the heart of the South-East Quadrant. When they look Eastward, toward
Ê Major, a more fabulous region opens up of magic, of monsters, of wonders, and
heroic struggle. The East thus possesses a charisma and exoticism not found in the
more humdram and homely West—a detail that will become important when we
come to investigate the valorization of the East in Parsifal. Modulation dominant-
ward from the Nadir of G involves the acquisition of aheroic disposition and abilities
(D Major) and a facing of human struggle and often defeat (A minor) to win a goal
symbolized by a sleeping woman or a magic ring (E Major/minor), which further
draws the heroic explorer into dangerous destiny situations (B minor) having the
character of curse, death, and transformation—^the human being must then either
ascend (F }1 minor) to some high destiny (D b Major) or, like Hunding, hunker down
uncomfortably into G Major or, even worse, minor.
^^Ipid.,p. 155.
’^ere is flirther lexical infonnation on what type of tonal domain Giant-Land is. In
particular the Giants describe themselves taking Freia away forever to the key ofA tMaJor; i.e., {#254)
[M = Captivity (ofFreia)] “Des Gartens Pflegerin ist nun verpfändet”; or again, (#464) [f=Giants fed
295
with an f-b It -fpattern. The altered tones are thus g b (=fÿ )/b, the tonicf-defining tones
of B minor. The meaning is lexically straightforward: the Tamhelm’s magic has
obliged the Giant’s tonic i and dominant V chords to stretch toward those OfB minor;
a bulky B minor monster squatting on top of Cardinal Point East/E minor: the “sodi
of the Nibelungs [e=ring] buried under the belly of an idle Worm [b=monster].’’”
Thus though the murderer has attempted to>flee his former identity and hide out in
a monstrous alias. Something of that former identity cannot be so easily jettisoned,
continues to adhere to the criminal even in his new persona.
How can we reconcile this with the notion that Giant-Land lies westward not
eastward? For this we must haveajwychological theory of the motivation of guilt-
ridden murderers. That Fafiier was in 'fact girilt-ri^den for his brother’s death is
evident from the dying Giant’s sorrowful confession to Siégfried'that his homeland
■and former life was located in F minor, which nowat the point ofrepentant death*has
up] (‘Aus dann ist’s! ’) and {#465) [Ab =Freia forever lost/gained] (“nun folgt uns Freia fUr immer!”).
As we know, A b Major means, among other things, heavenly treasure and heavenly cupbearers; thus
Fasolt’s idea that he has won an A b Major Wish-Maiden is entirely plausible. Thus A b here means
a little smidge ofheavdii. Since in grammatical context A b Major appears here as a dependent phrase
of F minor then it also serves to imagine as it were the fanciest room in F minor Giant-Land. One can
imagine the pathetic Giant fondly dreaming of fixing up these sad digs for his high-toned lady.
™I.e., #/546 [f=Giants] (‘Auf der Erde Rücken wuchtet der Riesen Geschlecht: Riesenheim
ist ihr Land') and #/547 [F=Fasolt and Fafiier, rough Giaht-princes] ( ‘Fasolt und Fafher der Rauhen
Fürsten’).
finally shed its B minor disguise. Cord’s suggestion of an Eastern situation of Giant-
Land depends upon the notion that Fafoer fled from the murder scene toward his own
kin. But Wagner has something more harrowing in mind concerning the devastation
visited upon the soul of this pathetic, victimized villain. In striking his brother to
death, Fafher lost far more than his mere physical self. The murder in effect has
severed all supporting ties with the killer’s own clan, whom he could never again
face, and has exiled him from home, to which he could never hope to return except
in the dying catharsis of a repentant imagination.
’'“Beethoven,” p. 65.
’’’Ancient Philosophy, Mystery, and Magic: Empedocles and Pythagorean Tradition, p. 93.
"The archetype ofthis “true earth” was likewise projected outward onto the celestial spheres
as the twelve-fold division of the zodiac, which, since the inscribed estoires of die ecliptic visualizes
the p oetic v ision o f r eality a ctually found h ere o n e arth ( “as a hove s o below”) m ight b etter b e
understood as a poetic visualization of the twelve-fold “true earth’s” own earthly poetic contents
against the screen of the heavens (“as below, so above”).
299
“We have seen this principle of three-in-one in such prototypical lexicons as Haydn’s The
Creation, “Depiction of Chaos” (Ex. Va), an exançle of why Wagner’s is not a “Hunçty Dunçty”
semantic array but a common practice public linguistic property. It may be described as a “world”
because its TL discomses as if it did in factit-eonstiut^ world.
which presents us with the most varied modulations within the range ofits affinity,
without our being able to trace a line in all its changes. As this colour itself does not
appear in Space, we here are given an image almost as timeless as it is spaceless, an
altogether spiritual revelation; and the reason why it moves us so indicibly is that,
more plainly than all other things, it brings to our consciousness the inmost essence
of Religion free from all dogmatic frctions.”” Wagner’s ground (AKA “surface”)
color perceived only by the Ideal eye-that-is-not-an-eye points to the virtual
intelligibility of its object, which he calls a spiritual revelation, for which we might
synonymize, a virtual intelligible Idea.
Th^ keeping to our semantic descriptive framework: just as Wagner’s “Idea
of the World” is nothing other than a virtual TL Circle ofFifihs, so Plato’s “Idea of
the World” is^thing other than his virtual dodecahedron. Nothing else in Wagner
or Plato remotelj^ answer to the description of “true earth” and both answer the
question identically to the limits of our ability to meaningfixlly quantify these
complex virtual structures. This single Idea shared between Wagner and Plato is
“comprehensive” in being an inexpressible background object that both rationalizes
and intelligibile contains the contents of poetic constellations that are expressible.
This is the substantial philosophical background for Wagner’s arguments in
%
“Beethoven,” which Thomas Grey has described as “typically close to tying himself
up in a knot of self-contradiction.”“ Yet as usual Wagner is not talking wooly
•’“Beethoven,” p. 79.
mysticism here but real, empirical stuff, in the sense of coming to grips with such
questions as why Plato imagined the pentagonal “faces” of his “true earth” as
characterized by pretematurally bright Ideal colors. Wagner answers Plato with his
appeal to Palestrina’s tone-colors, whose intelligibility he attributes to an “inner”
organ capable of apprehending something correspondingly Ideal which, though it
may not be a literal “color” caimot be anything else. Plato too inserts a disclaimer
about the literalness ofhis dodecahedron with its supernal “facial” colors, thus: “No
sensible man would insist that these things are as I have described them, but I think
it is fitting for a man to risk the belief—for the risk is a noble one—that this, or
something like this, is true about our souls and their dwelling places, since the soul
is evidently immortal, and a m an should repeat this to himself as if it were an
incantation, which is why I have prolonged my tale.”*’
TL Lexemes, The Four Elements, and the Zodiacal Signs. Thus the Circle of
Fifths answers to Plato’s dodecahedron, which is a comprehensive Idea of the world
itself that contains all other Ideas within it, in the sense of forming the background
cognitive structure without which these Ideas cannot cohere and relate, but whose
backgroimd activity automatically arranges these content-ideas in proper relationship
in the mere act of talking about them.
Within his tonal dodecahedron Wagner’s lexicon empirically categorizes
tonal Households very substantially by means of elemental imagery of Water, Fire,
Earth, and Air (Light). These elemental associations are, moreover, significantly
correlated with psychological, iconic, and gendered ones, such that Eb. is not only
WATER but HYSTERU, FISHES, and FEMALE while Bi is not only FIRE but ANGER,
WARRIOR [Aries C'Y*); Mars (rf')] and MALE. These two poetic key constellations
correspond precisely with PISCES: WATER, STRONG EMOTION, FISHES, and FEMININE
and ARIES; FIRE, ANGER, MARS (Ruler), MASCULINE. T^e comparable parallels are
equally strong between the F Major Household and Taurus, while they require some
slight adjustments with respect to C Major Household and Gemini; for instance, one
the enqjirical evidence of music’s syntax, semantics, lexicon, and TL-NL cognitive inter&ce. The
sense in which this is so is thus that Wagner’s n^ic communicates and is therefore intelligible entirely
^and only according to these principles.
Contained in my claim is therefore the inference that the token lexemes are organized
by higher-order themes in turn organized around a virtual intelligible object, the
‘Tonal Household” of “Bb”, which is itself semantically rationalized by an even
higher-order virtual intelligible objeset or non-representable poetic category, ofwhich
the best possible identification or description is the public cultural property, “ARIES”.
“Both Air and Light arc associated with the zodiacal Gemini by virtue of its procession into
the summer solstice, the season of maximum light. In the Ring the Spring Equinox is signaled by the
modulation E b -»B b (Siegmund’s Spring song) and the'Solstice via C-»G (Die Meistersinger, Act H,
“Johannistag!”), the latter of wdiich is immediately preceded by Walther’s F Major (= May) Spring
song, a further seasonally precise specification.
303
Bb IS FIRE
(#287); —, primitive, Loge as (#1366); —, burning in the heart (#2112); bleaching
clouds (#503); shooting flames {#2275; #3010); —, brightest fires (#2306);
devouring fire (#2572); red glow of dawn (#2595); Sunrise (#3117) DRYNESS :
thirsty gazing (#2408); complete hedonism (#2477); bb=FIRE. of furnace (#1503);
hungry and licking (#519); -, of death (#753); oppressive mists (#502); hissing
steam (#1717); ever-darkening thunder clouds {#506; #1120; #1123; #1220);
thunderstorm {#1174); darkening shadow (#665; 1182); fiery light, swelling
(#1222); a firebrand in the water’s surge, Siegfiied as (#2473); tumultuous storm
(coimoting lighming); {#2971) lightning sky, dimming (#2644); DRYNESS:
bb=failing Spring (#2529); g=FiRE: t h u n d e r b o l t , e.g.. Dormer’s hammer
(#505); —, from Wotan’s spear (#2296); a glowing red light {#1131); sparks
{#1711); fiery billows (#2269); thunder and lightning (#2643); Bb=BLOOD.
304
burning dragon’s (#2224); blood {#2799; #2803); blood brotherhood (#2796;
#2811 ; #2813); mania (#blood gone wild) (#2790); bb =BLOOD: lifeblood (#2800);
goblinlike brother’s blood (#2802); blood brotherhood (#3404); g=BLOOD, hot
(#1699).
F IS EARTH
(#55; #1534); GROUND, Brünnhilde coming to (#1166); —, War Father coming to
(#1231); —, Waltraute coming to (#2885); f= concrete evidence (#1488); hardness
of adamant (#1683; #1716); F=State of Nature (#3446); Loge as Nature Spirit
(#2559); innocent Eden (#2558); innocence (#3283); innocent wooing (#2839;
#Ì396); F=WORK (#1496; #1556; #2512); -, smithing (#276); forging (#1648;
#2233); the smith himself (#7 704; #1730); laborious piling (#7545; #2943); labor,
of cluldbirth (#1467); FORGING, HEROIC (#1671); —, feminine? (#2512); deeds
(#2621); —, heroic (#2661); f=WORK(#7527; #1987); —, evil (#292); —, difficult
(#575); D^ED, the only important (#1393); drudgery (#1425); harder labor, ofchild
birth (#1468); a worker, caregiver (#1416; #1478); workers (#7 778); hewing down
(#2538); heroic action (#5577); d=WORK (#1989; #2207); F=PHYSICAL STRENGTH
(#1388; #2652; #2733; #3154); physical life experiences (#90); courage (#557;
#1936; *#2501); —, restored (#536); boy, valiant (#1597); independence (#827);
strength (#834); refreshment of body and spirit (#555); physical robustness, ironic
(#244); bodily health (#539); life-strength (#105^; physical agility (#1854);
lustiness (#1924); boastful challenger (#1948); fair-eyed youth (#1966); burning
blood (#2088); physical courage (#2883); physical invulnerability (#3378; #3382);
a fearless follower (#2646); f=PHYSICAL STRENGTWIMPOTENCE (#1482); human
lives (#1095) mastery, over fear (#518); eternal powerlessness (#2268)
ÇISUGHT/AIR
(#49; #185; #390; #706; #905; #1574; #*1757; #*1841; #2300; #2364; #2489;
#2870; #2988; #30¡1; #3472); —, DAY (#2366); —, conquering (#2389); —, the
Eye of Wotan (#2248) (#see also f4 for the "missing eye"); —, disorienting
,(#2089); —, last gleam of (#670); lightening (#77); brightening (#425); —, Son of
(#7/7); _ Hero of (#2467); —, kind or clan (#2255); glow, of sword (#661;
#1732); gleam, in woman’s eye (#666); glance, blissful (#668); eyes (#50); seeing
brightness (#2522; #2557); —, bright or gleaming (#1354; #1357); —, awareness
of (#2576); —, opening (#1363); star (#52); a blaze (#2421); laughter, light, and
day (#2505); twilight (#3032); light, exposure (#3395); brilliant shine (#5445);
herald (#5757); shining gold (#5457); gold shining in the waters (#3488); light, eye,
look, knowledge (#5055); light, the norfli (#2587); sword, light, knowledge (#2584);
witness, testimony (#2639); Eye, divine (#5456); sight (#2767); C/g=light, Sieg
fried’s, wáVering and dissipating (#5465); c=LlGHT, extinguished (#67); —, dim
(#184^\ darkness (#69); blind obedience (#977); gathering clouds (#1175);
darkness, ofterror or madness (#2448); moonli^t (#5075); lightning sky (#2645);
a=LlGHT; palor, of Gods (#241); pale light (#3071); palor (#3537); blanched
305
blossoms (#672); blanched sister (#2981); light, expiring (#673); glance, recent
(#736); sight (#1862); glaring, ofWotan (#1234); glance, Siegmund’s (#58(1); blind
obedience (#1972); darkness, of terror (#2441); horrible illumination (#2446); of
moonlight, somnambulistic awareness (#3074; #3092); C=AIR, ELEMENT (#427;
#2123; #*2354); slipperiness, elusiveness (#3(1); swiftness ofmotiön(#5'#3); fleeing
on foot (#572); swift flight (#1206); rushing (#2087); an air-stee4 (#2878);
C=joumeys, firom home (#595); c=goumeys, returning home (#596).
As we have seen in the case of Eb MAJOR IS WATER, this tendency was also
present in common practice and thus was a significant public cultural property. But
Wagner systematizes these elemental associations lexically, inscribing elemental
significance into his Tonal Households such that the first four in particular correlate
with the classic Empedoclean elements, which were likewise inscribed into Græco-
Roman zodiac astrology and in the same sequence. Weaker but measurable elemental
resonances are associated with the succee4ing nine keys; thus, for instance the
Element Fire is strongly concentrated at Bb. D, and while the element Earth
is most strongly concentrated at £, A, and Db..®“ Air is strongly represented in E via
the Forest Bird but the key is likewise associated with Fire, as in Briinnhilde’s Bridal
Fire. G Major shows some feeble affinities with water in a small-time way, e.g.,
brooks and rivulets; while B Major appears to have no elemental associations at all.
An important feature of this elemental lexicon is that the composer associates
specific elements with specific emotional states. Element and emotion tend to
correlate. For instance, the B b Household strongly correlates with the Element Fire
and the emotion anger. This is classic Greek philosophical poetics that Kingsley
identifies as characteristic of Pythagorean and Neoplatoiuc as well as Empedoclean
thinking. Thus remarking on Plato’s borrowing of Empedoclean elemental concepts
in the Phaedo Kingsley argues that,
... he associates the river of fire specifically with anger. This is no
coincidence: in Greek as well as many other languages, fire and anger
are intimately related. But what is njost significant about the
relationship in this particular case is that the correspondence between
the Pyriphlegthon [subterranean River of Fire] and the fires of anger
is mentioned explicitly in the literature of Neoplatonism, centuries
*®That is, Bb »Nibelung fires; D=Solar fires; F tl »illusory fires, firelight, rainbows, etc.
’“That is, /"»Giants, earth movers; pastoral Nature and the like; A=the womb of the Earth
Goddess; Db»the mountain-top; basically a big pile of Earth.
306
after Plato. This interpretation of the river of fire, this idea of a meta-
ph3^ical correspondence between the geography of the underworld
and the microcosm of human passions, is assumed nowadays to be a
uniquely Neoplatonic creation—aprime example ofthe way in which
Neôplatonists read their own extravagant theories and subtleties back
into the simple myths ofPlato.... the allegorical interpretation which
is usually viewed as either Neopythagorean or Neoplatonic not only
goes back to Plato himself, but by Plato’s time had already receded
into the background.”
Wagner likewise associates the Element Water with hysteria and berzerker rage by
way of the analogy between this affective constellation and the raging waters that I
have identiiied in Chapter Four as a public key characteristic of Eb and C minor.
This again sdggests that a common practice association was operating between these
emotions, thesè^keys, and their elemental semantics.
I have argüed for the correlation between E b Major and PiscesAVater and B b
and Aries/Fire at length; a few words on the remaining c orrelates F Major and
Taurus/Earth, and C Major and Gemini/Air [Light] will help balance the general
interpretation, for instance, the reason for including WORK under EARTH and
JOURNEYS under AIR/LIGHT. Consider the association F MAJOR IS ELEMENTAL
■EARTH. Wagner establishes the lexical association via EAR.TH IS MASS and fi'om this
is derived F MAJOR IS PHYSICAL MASS, PHYSICAL BODY; from BODY is derived the
attributes of the body, which are, PHYSICAL STRENGTH, APPETITE, and DESIRE. The
body is the instrument of contention and deeds-, thus F MAJOR IS WORK, DEED,
LABOR, WORKER. Again, EARTH is BIG,BULKY (Giants); STRONG, MIGHTY, HEAVY,
WEIGHTY, and thus you find yourself in the F Major constellation when piling up
huge blocks of stone or forging swords. The striking of the hammer on the anvil is
the archetype of ph5^ical work, standing for action-and-reaction, inertia and
resistance, etc. It is not without meaning that it is only here, in F Major, that we ob
serve the actual forging or commandeering ofreal tools and their transformation into
musical instruments, for instance, Siegfiied’sFMajorhomortheNibelheimFMajor
anvils. Thus the strategy of concretizing themes into material objects is the exclusive
possession of tliis Tonal Household.
EARTH IS LABOR has Some unexpected but logical entailments; thus for
^'Ancient Philosophy. Mystery, and Magic: Empedocles and Pythagorean Tradition, pgs.
101-2.
307
”E.g.', /< Midsummer Night ’s Dream, V, i, MOONSHINE; “This lantern doth the homed moon
present,”
"Musicologists won’t like me for this but anyone really interested in understanding the
empirical semantics of Wagner’s Tonal Households could do no better that to go online and consult
any of the innumerable “teach yourself astrology” websites or actually teach themselves astrology.
Besides giving themselves a second paying occupation as consultants they would understand why,
when all such zodiacal House statements are collated and combined for the twelve major keys, they
pretty duplicate the Lexicoa For instance, here’s one googled up and downloaded at random,
which may be profitably read wifii one eye on Wagner’s F Major Tonal Household: “The Second
House is concerned with what we have in terms ofmaterial possessions and also our ability to use our
special «¡ifitls and talents to bring our possessions to us. It is die House of sustenance and what we must
do to ouipjiysical well being. It can also indicate our self esteem and the value we place not
only on material things but also ourselves.” (htq>:// www.annabelburton.com/astrology_houses.html,
downloadeiî March 25, 2005. Again, “Second House: Possessions of all kinds, and the person's
attitude towards them, and worldly resources which support the physical body, also moral values and
ambitions!” (http://membets.tripod.com/~RavenSilverwing/bos/astrology.html) (downloaded 3/25/05).
Now read the F Major Lexicoa Check out the other astrological houses in sequence with the Lexicon
on the table as see the results. This consistent public cultural property manner of thinking about the
inscribed cosmos hasn’t changed in 2,000 years and more than anytìiing is why I insist on reading
Wagner against what mediæval scholarship calls “idiotae” (or vernacular, popular) discourse.
309
"E.g„ F=APPETrrE(#7J5);—, sexual (#534; #654; #732; #735); 'wandering eye’ (#5P);—,
embrace of (#704); hunger (#74/3); desire, satisfied (#2774); intoxication (#2063); desire to kiss
{#2349): —. a Kiss (#2359); —, True Love (#2358); —, Wisdom through (#2435); —, phallic,
penetrating intentions (#2454); really ardent intentions {#2476): f=APPETJTE, object of (#953);
swallowing (#7852); salivating(#7856); d=APPETnE;DESlRE, foolish(#737); amoney-grabber(#490);
F = GUARDING: {#3072): watcÙng witìi desire {#307S): a Shield Maiden (guarding die rear) {#1253):
f = GUARDING: holding (#4; #11): seizing magical ring fl-om Alberich (#278); holding on to treasure
till deadi {#416): greed, for gold (#333; #1830): watching (#73; #1840): cost, room, and board
{#1492): the hoard’s guardian (Fafiier) {#*1786)
310
Empedoclean model as it was transmitted via classic and mediæval alchemy. Thus
the early alchemistic work Turba philosophorum employs the figure of the poet-
philosopher to present his “scheme of water under the earth and then, at the earth’s
centre, of fire underneath the water.”®*
revolve within it under the impetus of the opposed principles of Love and Strife.
Thus,
. . . these (elements) never cease changing place continually, now
being all united by Love into one, now each borne apart by the hatred
engendered of Strife, until they are brought together in the unity of
the all, and become subject to it. Thus inasmuch as one has been wont
to arise out ofmany and again with the separation ofthe one the many
arise, so things are continually coming into being and there is no
fixed age for them; and farther inasmuch as they [the elements] never
cease changing place continually, so they always exist within an im
movable circle.”'“
I opened this chapter by describing the geomantic effect ofnaming Wotan and Albe
rich as tonal cousins through their shared key of B b minor (I)b:vi = B¿:i). But the
idea that the world is constituted by elements under the command of a universal oath
relates them as cousins in another sense: both of them are masters of the curse.
Alberich’s curses are on love and the ring. Wotan’s take the more general form ofhis
lordship over the oath, for “an oafit is a curse, a magic formula that binds parties to
a given action. As the etymology of the Greek word shows, it is something which
restricts or ties; that power lies in the words themselves, which are magical, as are
the words inscribed on the cursing tablets.”'“' This is part of the mythic logic of
Wagner’s claim that had the gods not been prone to evil in the first place Alberich’s
curse would have been powerless against them. The magic binding force acts on its
master as well as his servants: the more often Wotan swears, the more powerless he
becomes. The binding power of the curse-oath may be part of the logic of Fafiier’s
eternal squatting on the Hoard: bormd (cursed) to hold the treasure in place of Freia,
he is helpless to renounce it. The dragon is cursed fi-om both ends.
This move of locating the origin of the elements in an oath is not the only
such correspondence between Wagner’s virtual intelligible circle and the Empedo-
cleaaSpairos: Empedocles is the primary philosophical source for the doctrine ofthe
Four Elements and the conflict between Love and Strife. The resulting mappa mundi
explains many of the large-scale structural peculiarities of the Ring’s design. Thus
for instance the D b Major of Walhall lords it over two opposing principles lexical-
ized in B b and E, and which may be roughly denoted STRIFE and LOVE. The angular
structure of the relevant lexical keys thus commuiucate the fundamental issue of the
Ring: will the world be ruled by Power or Love? This lexical logic imposes itself
upon the most general structural feature of the Ring, which is that its midpoint—^the
"“Fragment 66, Ençedocles Fragments and Commentary, in Arthur Fairbanks, ed. and trans.
The First Philosophers of Greece, 157-234.
last chord of Die Walküre and the first of Siegfried—is determined by the absolute
balance between these two principles. Thus, the Valkyrie’s E Major Love Fire ofDie
IFa/ilMre’slastchordseguesstraigbttotheNibelung’sB b minormusing on obtaining
the magical ring with which Siegfried opens. The Ring is structurally bisected like
this:
This generieelemental semantics can be shown to be responsible for the largest scale
tonal divisions of the Ring, for instance, this:
The Ring is yoked at the midpoint by the opposing principles of Love [E] and Strife
[Bbl. They are held apart by Walhall’s D b Major, which regulates the opposing
principles through Wotan’s elemental Oath. Such geomantic emotions force feeling-
tones associated with these warring principles away from each other to congregate
around the Western and Eastern cardinal points respectively. STRIFE is overwhel
mingly represented in B b Major'” e.g., #7, the point at which the Rhine Daughters
fly apart as Alberich appears. On lexical evidence Wagner conceives STRIFE as a
separator fh&i forces or tears entities apart. The key denotes the first SEPARATION
in the lexical history of the Ring world. Thereafter this Tonal Household serves to
lexicalize every variety of separating situation or emotion.'“ The general principle
I.e., STRIFE (#2P3S; #377/);batfle {#2698; #2750; #1026; #20IS); —, Siegmund’s last
{#1493); Siegmund feilen {#2098); martial spirit {#2597); masculine valor {#2651); fiery courage
{#2791); weapoh, Brünnhilde’s {#2649); master of horse {#2647); bb=STRiFE. battle {#3097);
battlefield, Siegmund’s last {#1486); battle, to conquer fear {#517); bondage to fear {#2404); g=
BATTLEFIELD, Siegmund’s last (#7 729); dragon-fight {#3460); ahunt {#3426); hunter’s prey {#3448);
its hiding place {#35Í7); fight, finioiis {#1112); badie {#1118); battling heroes {#1128).
I»
'“Thus, SEPARATION {#790; #1002; #1277; #1860); leaving home {#1498); curt dismissal
{#2232); opposition {#2244); bb=SEPARATION {#999; #2259; #2262; #2280; #2564); —, of
combatants {#637y, distancing, avoidance {#988; #991; #1313); splitting apart {#2536; #2541);
distance, cold {#722); opposition {#226); hostility (#777); rejection {#1012; #1435); loathing and
horror {#996; #1338); repulsion {#1275; #2425); ejection {#1329); curt dismissal {#2235); tyranny,
coercion {#121); resentment {#2251); gradge {#2257); disdain {#2613); denial {#3230); accusations
{#3295); g=SEPARATION {#1878; #2250); hostility, opposition, strife {#123; #2284; #2286; #2703;
#2679; #3170; #3181); defiance {#2892); force, coercion {#625); -, useless {#1060); obsessive or
313
which the Nibelungs ispear to command is thus the Empedoclean principle of Strife.
Contrarily, Wagner connects LOVE with E Major, which, as I have already
documented, he likewise personifies as Aphrodite or Venus. This again is a precise
Empedoclean fingerprint, for the Sicilian philosopher-mage also associated the
cosmological principle of love with this goddess; thus his description of the world
as it was under Love’s régime, in which “there was no God ofWar, no Battle-din, not
even Zeus, Cronos and Poseidon, but only Aphrodite. She was worshipped with
pious gifts—^painted animals and perfiunes, myrrh and finnkincense, and libations of
honey. The altar did not nm with blood of bulls, for there was no greater pollution
among men than to eat the limbs of animals fi'om whom they had reft the life. All
creatures, animals and birds, were fiiendly toward men, and affection glowed
between them.”’*” Wagner would consider this the unmodulated Household of E
Major and its householder. Dame Venus; a world without Ares would correspond to
a Circle of Fifths without B b. In the ascendancy of Strife however, “The gods that
‘were not yet’ in the perigee of Amity, are all now seated in Olympus, intriguing,
egging men on to wars and demanding bloody sacrifices.”'*” Wotan describes the
same situation to Fricka (#794 [D¿.=divine authority] (‘denn wo kühn Kräfte sich
regen, da rath’ ich offen zum Krieg’).
The Love described in Wagner and Empedocles embraces all species of
coming-closer, of human cooperation, and of the sense of kinship.'*” lliis gives
elemental resonance to the E minor ring, which Wagner calls the “poison that is fatal
to love.” To Wagner it is this power of Love that animates all tonal motion, for
instance, modulation. Consider for instance his anthroposophy oftones in light ofthe
cosmological interplay of Love and Strife. Here is what Wagner says motivates the
tones to change domiciles within the dodecahedron of the Circle of Fifths:
driven wandering (U2J26); defiance (#2167; #2254); rebellion (#2392); rebellious battle (#2169);
“lookbut don’t touch” bond-breaking (■#/2^4); sleep-breaking (#2727; #2129; #2137;
#2151); consciousness-breaking (#2192).
'“And thus E=K1N (#716; #1976); a chosenkinsman (#687); offspring, illegitiinate (#806);
a Love Child (#916); an assemblage of sisters (#1154); —, Forest Bird among his own (#2095);
contrarily e=NOT KIN (#655); KIN, unknown (#1977); —, without, alone (#2096; #2106); —, enemy,
Siegfiied and Wotan as (#2292; #2294).
314
Parsifal
Out of the mist of the beginning of our era there looms a pageant of mj^cal ñgures
whose vast, superhuman contours might people the walls and ceilings of another Sistine
Chapel. Their countenances and gestures, the roles in which they are cast, the drama
which they enact, would yield images different from the biblical ones on which the
imagination of the beholder was reared, yet strangely familiar to him and disturbingly
moving. The stage would be the same, the theme as transcending: the creation of the
world, the destiny of man, fall and redemption, t^e first and the last things. But how
much more numerous would be the cast, how much more bizarre the symbolism, how
much more extravagant the emotions!... that transcendental drama before all time,
depicted in the actions and passions of manlike figures, would be of intense human
appeal: divinity tempted, unrest stirred among the blessed Aeons, God’s erring Wisdom,
the Sophia... wandering in the void and darkness of her own making, endlessly
searching, lamenting, suffering, repenting, laboring her passion into matter, her yearning
into soul;... the Soul, trapped and lost in the labyrinth of the world, seeking to escape
and fiightened back by the gatekeepers of the cosmic prison,... a Savior from the Light
beyond venturing into the nether world, illuminating Äe darkness, opaiing a path,
healing fiie divine breach: a tale of li^t and darkness, of knowledge and ignorance, of
serenity and passion, of conceit and pity, on the scale not of man but of eternal beings
that are not exempt fi'om suffering and error. The tale has no Michaelangelo to retell it,
no Dante and no Milton___our art and literature and imich else would be different, had
the gnostic message prevailed.”'
'Hans Jonas, The Gnostic Religion: The Message of the Alien God and the Beginning of
Christianity, p. xiii.
CHAPTER SEVEN
“Wondrous Legends He Had Heard”:
The Mediæval Sources of Parsifal
In the morning [of Good Friday], as I set out for church, R, saw me off with the
words “Give your Saviour ray greetings, even if from the very beginning up to
the dean he has caused a lot of confusion.”
—Richard, recorded by Cosima^
’“Wolfimi, Wagner, and the Germans,” in Will Hasty, ed., A Companion to Wolfram's
Parzival, p. 248.
318
be done with it, ‘But a few things stuck in my mind—the Good Friday, the wild
appearance of Condrie. That is all it was.’”^ What sources then did the composer
consider to be more authoritative than Wolfram? In comparing Parzival to the
Nibelungenlied to Wolfram’s detriment Wagner lets us know where these may be
found: “Whoever wrote it [Nibelungenlied] was greater than Wolfram, because he
was inspired by folk poetry and by figures close to the common people.”^ Or again,
“he says he would have been able to write his drama just as well even if Wolfram’s
poem had never existed—from a book of folk tales, like Tannhäuser.
Wagner also tells us why Wolfiam is to be repudiated: Parzival is inauthentic.
Thus “When I declare that Gob-[ineau] has vindicated medieval poetry’s claim to be
regarded as original, R. disputes this and says that it drew very largely on the Orient,
and only the confused ancient heathen traditions were genuine; Wolfram [von
Eschenbach]’s Parzival is not genuine, and that is why it does not make much
impression on one in spite of some very lovely features.”* Parzival's only authentic
sources are oriental details and vernacular writing—or rather, in vernacular writing.
Wagner points to literature that Wolfimn’s courtly culture itself would havé called
illiterati or idiotce, within which such orientalia had always been prominently
featured. Mtiller’s notion that Wagner was wrong about having distilled the essence
of his sources is thus true only if Wagner was also wrong that Wolfram was not his
major source. Clearly he had several sources, among which he ranked Wolfram near
the bottom.' This is unsurprising considering the prior pains he had taken with his
Ring dramas' documented by Magee’ and amounting to a practical knowledge of
almost every work of Saga or S aga interpretation published in German. This resulted
in a critical and comparative approach to poetics and made great demands on the
poet-composer’s scholarship. What is si^rising is that while arguing for a single
source Wagner from whom we may deduce limited self-awareness Müller also argues
'Ibid., II, p. 284, March 28,1879. Richard here was reacting to Schemann’s article, “The
Stage Dedication Festival Play Parsifal' in the Bayreuther Blätter, March 1879.
that “the thoroughness with which he proceeded is clear fiom the books in his so-
called ‘Dresden library,’ which Wagner first began to assemble in 1842 and which
he was obliged to leave behind in 1849 when he fled Saxony because of his
revolutionary activities ... In addition to a number of modem works, it contains
mainly texts, translations and scholarly works dealing with the literature of classical
antiquity and, more especially, ofthe Middle Ages. The completeness and excellence
of the collection would have been the envy of virtually every philologist of Wagner’s
day.”' This was certainly an overdose of preparation merely to neglect a sole source.
Long after the loss of his beloved library Wagner relied on similar sources,
continuing to conflate images from multiple poetic domains onto a single dramatic
narrative, a procedure he had followed from Das Rheingold and intuitively from the
beginning.’ He made use of the literati poems öfWolfium or Chrétien de Troyes, and
considering the composer’s subject, researches into the lives of the saints or Jesus,
the history of Christianity and the Knights Templar,“ or witchcraft, are unsurprising.
Adolf Friedrich’s Poesis und Kunst der Araber in Spanien und Sizilien or Reinhart
Dozy’s /fw/o/re des Musulmans d'Espagne'^ appear more remarkable until we recall
the references to Arabia in Acts I and II arid such orientalist details in Wolfram as the
Grail bearer’s Arabian dress or Gahmuret’s Moorish dalliance, which he would no
doubt have considered authentic. Wagner wished to support each detail of his own
drama by research into its'historical and cultural significance—an approach we may
contrast with Shakespeare’s fanciful references to the seacoast of Bohemia.
^This technique likewise characterized the mediæval artistic iconography of monsters-, for
instance, Strickland discusses the concept of the “hidden allusion” in medieval art whereby “heretics,
Jews, and other controversial frgures appear in ‘multiple disguises.’ The term has been applied to
manuscript marginalia, where various creative iconographical inventions traditionally flourish, but the
concept is also relevant to medieval imagery on the broadest scale. I suggest however that the allusions
were not really ‘hidden’ or else they would have had no contençorary impact. Still, the term does
connote a key feature of this kind of imagery, which is that it requires knowledge of contemporary
thought about the particular figures portrayed in order for it to be fiilly understood.” {Saracens,
Demons, and Jews: Making Monsters in Medieval Art, p. 97). Wagner extends this technique of
multiple allusions of mediæval artistic figures to include musicalfigures as well, as noted below.
‘“For Friedrich see Cosima’s Diaries, I, pgs. 889 & 1137; for Dozy, Ibid., II, pgs. 20 & 1017.
320
Orientalism
'^I include under the alchemistíc rubric such predecessor and contemporary practices as
talismanic and Hermetic magic. The talismanic-alchemistic axis roughly corresponds to the formula,
“spells and potions.” There is a seamless professional and fìmctional continuity between classical and
early mediæval talismanic practitioners and later (and occasionally university-trained) alchemists.
The fìmctional seamlessness was practical and specifically medical: people most consistently used
both talismans and potions as medicine, to cine their physical ailments or cause physical changes in
themselves or others (e.g., falling in love). The educated apofiiecaty-like alchemistic figure ofthe late
middle ages therefore rode into town on the shoulders of his predecessor taUsmanic magicians, who
were often semiliterate. The connection between file two practices can be easily seen by conçaring
alchemistic woodcut illustrations with earlier talismans: the same kind of visual symbolism operates
lends to both artistic genres their perceived and peculiar grotesqueness. Again, both types of
practitioners fell under the watchftxl eye of the orthodox heresy-hunter, and were thus similarly
“othered” and thereby rendered culturally charismatic. The Hermetic influences on Wolfram’s
Parzival are discussed at length by Henry and Renée Kahane in The Krater and the Grail.
322
nothing one can say about why some monk might be trying to crack lead open in a
lab is likely to be meaningful or coherent unless one resorts to category “alchemy”
in addition to “Christianity” (e.g., Christian alchemist, like Romeo’s Friar Laurence).
This hands-on multiple coherence scheme is also intended to represent pretty
accurately the background structure of how Wagner thought about his Parsifal
material. As can be shown by analyzing the finished Music Drama, he actually
worked outtós materials as if such genre or content categories were real. One reason
Parsifal has bpen little understood is that these categories are real and haven’t been
understood either and the literary motives therefore haven’t been properly placed in
the overall conceptual scheme ofthings. Attempts to understand this material without
such a framework arç, I fear, doomed to likely failures of coherence or meaning.
Unsurprisinglyx|here are no pure categories in either Wolfram or Wagner:
everything is genre mixtijre. Wagner’s own eucharist draws ineaning from both
Christian and gnostic frames. So does Klingsor, who draws from astrology as well
(devil, enemy, antichrist, Scorpio HI,). This is why Wagner’s eucharist and Klingsor
are multiple-coherence figures. No part oftheir meaning formally contradicts any of
their composing genres but all of it is only intelligible in terms of all of them. This
in itself is unremarkable; it is just the final iteration of Wagner’s lifelong project of
demonstrating the “grand concordance of all sterling myths.”
Multiple-coherence was embedded in these sources from the start. Consider
“orientalism.” While elsewhere Wagner considers oriental materials to be Wolfram’s
only claim to authenticity, here he contrasts the otherness ofmediæval folk-materials
with its authentic or homelike Germaimess. The contradiction is less in his formula
than in the notion of “culturally authentic.” Lurking at the legendary core of
Germaimess Wagner discovers an ineradicable foreign residue, one source of the
tension his attitude toward German culture. The composer systematically exploited
this tension'iri his composition: like the Ring, Parsifal takes otherness as the escape
route from the literal, which is above all the trap that Wagner maneuvers to avoid:
Wheré Religion becomes artificial, it is reserved for Art to save the
spirit of religion by recognizing the figurative value of the mythic
symbols which the former would have us believe in their literal sense,
and revealitigliieir deep and hidden truth through ah ideal present
ation. '^ere the priest stakes everything on the religious allegories
being accepted as matters of fact, the artist Iws no such concern at all
with such a thing, since he freely and openly gives out his work as his
323
own invention.*^
Crucial to this approach are the notions that Christianity is a myth among others, that
its true language is figurative, and that its misguided literalism has rendered this truth
esoteric. Recalling that Wagner embedded his music theory in psychological theory,
it is hélpfiil to find a parallel psychological structure of thought within which this
seems familiar. Wagner’s agenda was proposed a century later by the school of
Archetypal Psychology, which defines “soul” as innately polytheistic, its nature as
“poetic,” and “soul-making” as “imagining” and “de-literalizing.”''* Wagner’s pre
occupation with the survival of pagan gods into the Christian aeon, exemplified in
Tannhäuser by the coexistence of Vehus and Mary, in Lohengrin by the survival of
Wodan and Freya as vengefiil nature spirits, and by the gnostic and alchemistic
apparitions that pass through the inscape ofParsifal, show the composer’s efforts to
reconfigure the ideal basis of the human religious impulse. Such an enterprise is
encountered only a century after Parsifal in post-Jimgran efforts to
.. . specify and differentiate each [psychic] event, which it can do
against the variegated backgroimd of archetypal configurations, or
what polytheism called Gods, in order to make [psychic] multiplicity
both authentic and precise ... the Gods of psychology are not
believed in, not taken literally, not imagined theologically. Religion
approaches Gods with ritual, prayer, sacrifice, worship, creed... in
archetypal psychology, Gods are imagined. They are approached
through psychological methods of personifying, pathologizing, and
psychologizing. They are formulated ambiguously, as met^hors for
modes of experience and as numinous borderline persons. They are
cosmic perspectives in which the soul participates.’^
From an early twenty-first century perspective therefore, Wagner’s creative thinking
strongly resembles that of a Jungian or post-Jungian psychologist.
Parsifal's finmework of Otherness is orientalism, the tendency ofEuropeans
'^Ibid., pgs. 34-5. Embedded quote from James Hillman, Re- Visioning Psychology, p. 169.
324
“And no doubt even earlier—e.g., the Trojan War, the myth of the Argonauts, etc.
“bewilderment to scholars.”'* Thus where the composer believed that the poet had
failed to come to grips with what he takes to be oriental sources; the scholar holds
similar views about his assumed Celtic sources; “[Wolfram] did not know, it seems,
the meaning of the word grail, and his ignorance was shared not only by other
translators but even by French miniaturists, who depicted the vessel as a chalice or
a covered goblet. He himself mistook the object for a stone; why, no one knows,
though there have been numerous guesses.”” On account of the stone interpretation
Loomis and Wagner consider Wolfram incompetent, though for opposite reasons.
Wolfram’s orientalism consists of more than such decorative details as the
inclusion of Moorish characters or settings. Parzival also contains a demonstrably
orientalist narrative level unremarked by Loomis that caimot be reconciled with
Celtic inspiration. This level comprises an astrological etiology of the Grail King’s
malady drawn from Græco-Roman (zodiacal) and Babylonian (planetary) astral
concepts, and within which background framework the poet’s Grail-stone finds an
orthodox niche. Indeed, merely on the basis of the poet’s transformation scheme,
vessel=stone, Emma Jung and Marie-Louise von Franz found it necessary to attribute
to Wolfiam acquaintance with alchemistic ideas,^“ since the all-important alchemistic
vessel is synonymous with the philosophers-’ stone and both are responsive to the
supercelestial influxes described in Parzival. The planetary coimection is an image
of the macrocosm in the microcosmic heart of man, “the vessel is always One and it
must be roxmd like the vault of heaven so that celestial influences can contribute to
the [alchemist’s] work.”^' This js another indication that Wolfram’s Grail derives
from conflations similar to those descnb^dHjy ^^gnef in “The Wibelungen” to
coimect Hoard and Grail by means of a single utûfied'‘îdeal content.”
That the sources ofthis material were orientalist follows fix)m these consider
ations: the Grail romances were composed between C.E. 1180 and 1230, dates that
Loomis connects with the expansion ofEuropean intellectual life exemplified by the
construction of Notre-Dame, the Rheims and Wells Cathedrals and the choir of
‘“Roger Sherman Loomis, The Grail: From Celtic Myth to Christian Symbol, pgs. 2/& 28/
^'Ibid., p. 142.
326
Lincoln in England, and universities at Paris, Bologna, and Oxford. Under such
auspices these eleventh and twelfth centuries centers of new learning a flood of
classical and original texts poured into Western Europe from the Arabic scholarly
communities in Spain, North Afiica, and Palestine. This development was marked
by fundamental changes in curriculum. Tester defines the position of Arab-trans
mitted astrology in the medieval quadrivium or liberal arts curriculum with a
reference to the encyclopedic syllabus drawn by Thierry of Chartres in 1142:
... not only is the “new logic” (the translations of Aristotle’s major
logical works, just arriving in the schools) included, but we find foin
authorities for geometry, including Gerbert d’Aurillac (the late tenth
century Bishop of Rheims and Pope); and Gerland’s book on the
abacus; and Hyginus, Ptolemy and the Arabic writer al-Khwarizmi (of
whos^^name algorithm is a corruption) all mentioned under
Astronotny.“
The Arab-facilitated rediscovery of Aristotle, whose'physics divided material
existence itito superlunary ^d sublimary spheres and in which physical and human
phenomena alike were subject to the laws oftime and change as opposed to the ideal
stasis of Platonic forms, reintroduced Hellenistic astrology into the Western
European elite (if not vernacular) imagination with a significant impact. Thus,
Pagânistft and Christianity had lived together in the fourth and fifth
centuries, offen in the same individual’s life and mind. Paganism only
disappeared by vanishing into Christianity. The antique gods survived
not only in the heavens but as literary figures, and, as both, as art
'forms'... the great philosopher-theologians of the thirteenth century
—^Bonaventure, Aquinas, Scotus and Gckham were the most impor
tant—^\yere all Aristoteliahs. Aristotle’s ideas on what constituted
scientia, that is, knowledge, were generally accepted in the schools,
and for two hundrdd' years or more Aristotelianism was the
backgiriund philosophy of educated men. And Aristotle... said that
all sublunary change was the result of and dependent upon motions
in Ihe heavens. All ofthis meant that astrology could be and would be
accepted as part of astrologia, hs a science properly belonging to the
Aristotelian scheme of things, so to the whole scientific picture.“
Through its agency the medieval mind engaged ideas ofman’s connection to a living
microcosm and macrocosm; historical evolution within recurring cosmological
°Ibid., p. 176.
327
cycles; the “horoscope of the world;” the changing of ages, the all-importance of
time; and fateful interventions of pagan planetary deities, malefici or benefici, in the
affairs ofthe soul. The astrological, as distinct from alchemistic-talismanic, element
of Parzival thus belongs not to vernacular but to the elite, university-educated, and
Latinate culture including, perhaps strangely, that of the Church itself. In terms of
cultural sources this distinction separates Wolfram’s astrological from his alchemistic
materials, for the former was in general inaccessible to popular culture at the level
of detail that raises them from mere decorations to matters of substance. Thus,
Those who read and assimilated this newly received science,
including astrologia, were mostly churchmen; not priests necessarily,
though many were, but at least in the minor orders. They were clerici,
“clerics”. Our words "clergy” and “clerk” are both derived from this
same Latin word, since in the Middle Ages all clerks were clergy:
“clerical” still preserves both senses. Almost all medieval scholars
were churchmen ... by the time t^ city and cathedral schools had
grown and been formalized and the universities begun in the
thirteenth century, most were secular clergy or belonged to one of the
two new orders of friars, the Franciscans or the Dominicans. So it was
the Church, in a sense, which received and accepted the new science,
including astrology.^“*
Such social facts are relevant to Parzival and Wagner’s Music-Dramatic alternate.
With respect to elite culture we need not guess whether the new universities played
a role in Wolfram’s imaginai geography, since the poet tells us so in the person of
Cundrie, the Grail Messenger. In Book IV we are informed that “the maiden was so
learned that she spoke all languages well, Latin, French, and heathen [i.e., ‘Arabic’
—eds.]. She was versed in dialectic and geometry and even m the science of
astronomy.”^* This tells us that Cundrie is, as it were, a graduate of the modem
university system who has mastered the contents of the liberal arts quadrivium,
perhaps with a minor in Aristotelian rhetoric and logic and a major in heathen
(Arabic) literature, mathematics, and astrology (=astronomy). It is even conceivable
that she studied under Thierry of Chartres. As orientalism personified. Wolfram’s
astrologer-witch provides evidence for the academic source of the astral medicine,
discussed below, which Anfortas’ leeches practice on him to the accompaniment of
^Ibid., p. 175.
^^Parzival, p. 169.
328
his agonized shrieks, and which they could have intelligently discussed with
Dominican medical advisors from the cathedral college just up the street.
A meaningful dialectic between this elite, orientalist “new learning” and
indigenous folk tales was possible because, in returning to Western Europe, this so-
called new philosophy reencountered a residue of pagan folk and fairy tales, beliefs,
and wisdom forged over centuries by a Græco-Roman civilization in which occident
and orient had been politically and culturally whole and the distinction between
notions of“foreign” and “homelike” that Wagner found compelling was more fluidly
drawn. Alchemy, astrology, and gnosticism^* were vindicated by a resurgent, Arab-
transmitted new learning, while this learning was pre-approved by the fact that its
foundations were still alive in the minds ofeager European recipients, many ofwhom
who had already absorbed much of its imagery in the form of the folk tales that they
had heard as it were round the family hearth. At the level of folk culture the “new”
in Hellenistic cosmology was, as Wagner understood, less “Other” than old friend.”
“E.g., the Calhars, whose neo-gnostic and heretical culture embraced parts of Italy and
southern France, whose major defensible fortress Montsegur just happened to occupy the very
Pyrenees mountain that Wolfram and Wagner both understood to be the site ofthe Tençlar-like Grail
castle Monsalvat, and who, in 1243-44 were besieged by ten Üiousand French Catholic troops in the
only Church-sponsored “Crusade” ever undertaken against fellow Christians on European soil, with
their survivors burned alive and their rumored and coveted “treasure” mysteriously vanished into thin
air. The Cathars were thus very much in the minds of Wolfram’s courtly and clerical culture during
the period of his writing of Farziva/ (c. 1197-8).
”I have discussed such cultural coherence between Græco-Roman myth, alchemy, folk tales,
and mining cult lore in connection with Wagner’s multiple-coherence constraction ofAlberich (“The
Genealogy of Chaos,” op. cit.). The same principle applies in Parsifal with a gnostic twist.
329
published texts that he considers to have been drawn from more “authentic” un
published traditions. There is a term for such materials, and in his study of medieval
antisemitism—another culturál property Wagner incorporated imder the imprimatur
of the Folk—^Alan Colin Gow defines it in a way that proves useful to our inquiry:
Historians of ideas still have not addressed the problems posed,
concerning both sources and methodology, by the history of ideas
among the “common people*’, or even among those who, in the
Middle Ages and early sixteenth century, could not read Latin. Such
people (the vast majority) were distinguished from the Latinate
masters of the language of erudition and intellectual endeavom as
idiotae, speakers of an idiom or vernacular language. Also known as
illiterati people ignorant of Latin letters), the common run ofpeople
were defined intellectually by the limits of their idiom and by the type
and “quality” of. reading materials available to them. Yet they
necessarily thought, and therefore had ideas; they believed, so they
must have had beliefs. Whereas in the later Middle Ages and
Reformation era Latinate élites usually could read and write their
vernacular as well, most but certainly not all illiterati were indeed
illiterate. The barrier was porous in both directions, and the non-
Latinate were not necessarily ignorant —^they simply lacked access to
many “original sources”, and réceived certain kinds of information
through the filter of translations, summaries, and, in al likelihood,
oral recounting in the vernacular. This is the sort of “filtered” access
to high theology and natural science which ... most undergraduates
today have to the western textual tradition, despite the best efforts of
translators to bridge the gulf that continues to grow between “now”
and “then.”"*
Tliat Wagner was intrigued by suCfa~materials is evident at every level of the
composer’s compositional practice. Consider simplicity jn terms of the nineteenth
century notion of the natural and, as the composer himself put it, “purely human.”
Music Drama is characterized by theoretical and practical simplicity, tonal
conservatism and rule-boundedness, primitive and discrete imagery, popular and
vernacular sources and the world view expressed in these. This does not mean that
the finished product is itself simpleminded. Theoretical simplicity releases surface
complexity; tonal rule-boundedness achieves seemingly anomalous harmonic effects
by a fanatical consistency of application; simple idiotae ideas are applied with
astounding subtlety. The landscape revealed by taking Wagner in his own terms rubs
our faces in a culture wildly different from that imagined from the ivory tower. A
sense offamiliarity accrues to Wagner’s literati sources and strange differences to the
thinking of common people, with which most ofthe academy has had little to do and
thus has not prepared itself to successfully analyze. Such viewpoints have been
derided as “superstitious” as opposed to “religious”, “naive” as opposed to
“philosophical.” These are the views ofthe idiotae, the constituency which has given
us om; household epithet, “idiot.” To clerical academicians the idiot was (and still is,
believemie) a speaker in the vernacular and his idiom exposed the vernacular mind
for what tlie scholar declared it was: unenlightened, uneducated, uninitiated.
How are idiotae elements relevant to Wagner’s grai7? I have already alluded
to Wolfram’s^courtly orientalism and its overt debt to the new university learning.
Wolfram’s “grai(” is not merely a magic stone but an orientai stone. Its oriental
origin is thus inseparable from its occult properties and it turns out that such a
relationship was nonncontroversial in both literati and illiterati circles. Since the
former culture got its information from the universities via what they thought was
new learning, while the latter drew its conclusions from the folk sources Wagner
stressed as authentic, we may conclude that these materials had been available to
ordinary Germans for centuries irrespective of what they taught up on the hill.
This dialectic between orientalist and indigenous folk images may be
observed in the parallel accounts ofhealing stones in Wolfram’s (b. c. 1170) Parzival
(c. 1197-8) and the PAysica(c. 1140) ofHildegard von Bingen (c. 1098-1179). One
of the most significant extant works of mediæval herbology and folk medicine,
Physica depends for its ideas not on clerical erudition but its author’s spontaneous
visions and i little rudimentary education she received from the Abbess Jutta. This
is why references4o philosophical or theological authorities are mostly absent in
Physica and why we are 6n safe ground in understanding the work to be impervious
to newfangled ideas pushed by the avant-garde literati professors.
With this in mind consider the courtly Wolfimn’s image of the Grail as a
precious healing stone inscribed with the' trappings of Araby-and acting in dialectic
with overtly Hellenistic astrological influences.'In her treatise on “stones” and their
healing powers the abbess contends that every precious stone is oriental. Thus,
Precious stones and gems arise in the Orient, in areas where the sun’s
heat is very great. From the hot sun, mountains there have heat as
powerful as fire. The rivers in those areas always boil from the sun’s
331
“Consider for instance that the existence of the antipodes requires that the Earth be round.
332
’‘C. G. Jung, Aion, 1213. Reference is to Louis Delatte, Textes latins et vieux franc, ais
relatifs aux Cyranides, Bibliothèque de la Faculté de Philosophie et Lettres de l’Université de Liège,
fase. 93, Liège, 1942, p. 56. The parallel to Wagner’s Rheingold account ofthe winning of the magical
gold, in which the fire-demon Alberich wreste the prima materia of the Ring from the Rhine
Daughters and the water element, tormenting them by forging it into a wicked ring in the fires of
Nibelheim, is too precise to be accidental, particularly when we recall the forger’s ability to transform
himself into a serpent and hence his Ring into a draconis lapis.
"Again, it is hard to classify alchemy in genre terms. Despite the fact that its literature was
written in Latín, I would very much like to call alchemy “vernacular,” since unlike astrology it was not
propagated by elite culture but by common practitioners working in local towns and nibbing shoulders
with the common folk ftom'nhomtheybou^t their vegetables and alchemistic ingredients or acquired
their retorts, shoes, and apprentices. This is why Chaucer (c. 1387) or Ben Johnson (c. 1610) can make
alchemists into figures of fun: they were well-known figures like the eccentric apothecary or chemist
down on Hyde Street. Since these people were consulted all the time about aches, pains, and plagues,
and since their advice was tendered in French, German, or Italian, what they had to say leeched into
popular culture in a way that astrological lore did not.
“Such inveisions of orthodox meanings are common all fantastical literature, including
Wagner’s, and is particularly characteristic of orientalist conceits, since the “Other” in question is in
maiiy respects imagined as a mirror ofordinary reality, whence it follows that left-right axes are often
as it were flipped for effect.
*°E.g., “The King in the bath and the connubium with Venus or with the mother are the same
thing; the ‘man encompassed by the woman.’ Sometimes he and sometimes she is hermaphroditic,
because at bottom they are nothing other Üian Mercurius duplex. Venus or the whore corresponds to
the erotic aspect of the lion, who in turn is an attribute of the king.” (Mysterium coniunctionis, H416.)
Amfortas in die bath, Amfortas in the arms of Kundry, Tannhäuser in the Venusburg, Tannhäuser in
the arms of Venus, Tristan slurping the love potion, Tristan in the arms of Isolde, are all variants of
this same alchemistic image.
starting-point in the stream of time, occupied the head of the map.”^^ Wagner is thus
technically correct in imputing authenticity to a mythic view that takes the Far East
as the valorized origin of mankind. Wagner places this point
at the epoch which most Sagas call the “Sint-Fluth” or Great Deluge,
when oiu earth’s Northern hemisphere was about as much covered by
water as now is the Southern, [and] the largest island of this northern
world-sea would have been the highest mountain-range of Asia, the
so-called Indian Caucasus: upon this island, i.e., these mountains, we
have to seek the cradle of the present Asiatic peoples, as also of those
who wandered forth to Europe. Here is the ancestral seat of all
religions, of every tongue, of all these nations’ Kinghood.^
This gambit serves Wagner’s multiple-coherence program in several ways. It
generalized Wagner’s mythic grail framework via the common not particularly
Christian 1 egend o f t he F lood. H is I ndian C aucasus island i s c aused t hereby t o
function in the manner ofthe island Terrestrial Paradise featured on the extreme East
i^
(top) of most mappa mundi, and which Wagner asserts was still there, in the middle
ages, as the blessed realm in which the mysterious Sight-of-God still reigned.
In Wagner’s frame of reference orientalism perse is primafacie authentic in
an artwork based on mediæval sources. In support Wagner could call upon a lively
tradition in German scholarship represented by J. G. Herder (1744—1803), J. J.
Görres (1776-1848), Friedrich Schlegel (1772-1829), and Arthur Schopenhauer.
Wagner read Görres^’ and Schlegel (the first German to btudy Sanskrit on German
soil) and even had coffee with him.'“’ And the composer pursued the Indian thread in
many directions; thus “R’s main pleasure in his books; he showed me Professor
Bachofen’s Tanaquil and said how interesting it was to piursue Oriental traces in
Rome.”^’ As preparations for the composition of Parsifal intensify Richard “talks
continually of India and Indian culture, compared with which we are barbarians, for
‘‘Ibid., I, p. 440, December 17, 1871. For an account of German India studies in the late
eighteenth and early nineteenth centuries see Jean W. Sedlar, India in the Mind of Germany:
Schelling, Schopenhauer, and Their Times, esp. pgs. 1-54.
^’Robert Gutman makes the point of the continuity of ideas between “The Wibelungen”
(1848), “Heldentum” ( 1881 ), and Parsifal. “‘Heldentum’ was built upon an article in Wagner’s Dres
den period, “The Wibelungs," written as a study or the Ring scenario and remarkably anticipating the
later development of his symbolism and racist theorizing. He fiequently brooded over its ideas,
working them into final form in Parsifal and its explanatory essay, ‘Heldentum.’” {Richard Wagner:
Hie Man, His Mind, and His Music, p.42\.)
’’“The Wibelungen,” p. 293. Through the motif of direct knowledge the “lost Sight-of-
God,” is gnostic in inspiration. Wagner again cormects this motif of special divine knowledge, the
essay’s organizing tbeme, with India through the claim that “the spiritual ascension of die Hoard into
the Grail was accomplished in the German conscience, and the Grail, at least in the meaning lent it by
German poets, must rank as the Ideal representative or follower of the Nibelungen-Hoard; it, too, had
sprung from Asia, from the ur-home of mankind; God had guided it to men as a paragon of holiness.”
{Ibid., pgs. 293-4.)
339
^’These were tiie folk sources that the conçoser considered authentic. “Popular books can
scarcely be called an innovation of modem times, for in days when printing was still in its infancy,
enterprising publishers were no less eager than now to bring something on the market that would
appeal to a wide circle of readers. The ancient classics and treatises on religion and science were for
the learned and wealthy, who were always a minority. A large section of potential book buyers was
composed of persons with more modest schooling and means. . . . The stress was on brevity,
cheapness, and timeliness. In these respects they could be taken to represent the remotest ancestors
of our less pretentious magazine. Among these pieces of popular literature was a letter purportedly
written by Prester John, King ofIndia, and addressed to the Enqjeror ofRome and the King of France,
his friends.” (Vsevolod Slessarev, Prester John: The Letter and the Legend, pgs. 3-4.)
^Ibid., p. 33. In the event, the mysterious disappearance of this Philip—^the stock fate of
mortal emissaries to Faerie or to other magical places—on a mission from the Holy See to Prester John
became taken throughout Europe as prima facie evidence of the latter’s existence.
340
describes as authentic, vernacular, and orientalist. The Letter swept through Europe
in numerous translations and within a remarkably short time influenced mediaeval
cartography, geographical exploration, navigation, and even political decision
making with respect to European support for the Crusades and diplomatic relations
with Christian and Muslim realms in the Eastern Empire and the Holy Land.
These primary sources inspired a secondary idiotae literature based upon
them, and consisting mostly of popular travelogues such as the Travels of Sir John
Mandeville, and whose fabulous contents were seriously discussed and empirically
investigated, for instance in the geographical accounts of Marco Polo.” These and
others sources contribute their own highly identifiable materials to the tapestry of
Parsi/a/’s libretto in some of the ways that it is now necessary for me to describe.
This rdultiplicity ofsources makes it possible to evaluate Müller’s description
of Wagner’s “idcreasingly drastic reduction of source material.” In fact, selected
details from multiple stories are templated onto a mosaic narrative surface such that
none of the source? is particularly privileged with respect to the others, Wagner’s
garden variety multiple coherence project. Consider these details from Act n.
A. "Klingsor’s” Castle.
Little of Wolfram’s Clinschor survives Wagner’s multiple-coherence oper
ations, and even is interspersed with other mediæval source materials;
• “Clinschor” becomes “Klingsor”;
• he has a magic castle;
• he holds maidens prisoner in his castle;
• he learned magic in Persia;
• he got himself castrated for fooling around vrith another man’s wife;
Of Wolfram’s figure only decorative details survive Wagner’s drastic surgery: a
name, some maidens, a castle, a castration. For meaningful relationship to Parsifal'5
’’Thus with respect to exploration and cartography. “Just as the legend of St. Brandan led to
exploration in the Wptem Ocean, so did the mystery that gathered round Prester John rouse
an interest in respect to CentraLAsia. The first rumour of Prester John dates firom the middle of the
twelfth century, when he was mentioned by file Bishop of Gabala. It is now tolerably well ascertained
that the potentate referred to was the founder of the Kara Khitai empire, whose official title of
Gurkhan may have been so pronounced as to be mistaken for the Greek form of the name John. The
Prester John of the later half of the twelfth century, of whom Rubmquis and Marco Polo speak, was
another Kemait chief, whose proper name was Ung Khan.... The cartographical notices of Prester
John date from the early part of the fourteenth century.” {Mediæval Geography, p. xxvi.)
341
Klingsor story we must look to the Travels of Sir John Mandeville (c. 1366), a
vernacular text that lifted whole sections finm the popular Letter of Prester John.
Consider the sinister castellan who lives at the edge of Prester John’s blessed realm:
There was dwelling, sometime, a rich man... of subtle deceits. And
he had a full fair castle . . . [and] the fairest garden that any man
might behold . . . And ... the fairest damsels that might be found,
... and the fairest young striplings that men might get, of that same
age .. . And he said they were angels.. . . And that place he dept
Paradise. And when that any good knight, that was hardy and noble,
came to see this royalty, he would lead them into his paradise, and
show him these wonderful things to his disport, and the
marvelous . . . fair damsels . . . And then would he make them to
drink of certain drink, whereof anon they should be drunk. And then
would he say to them, that if they would die for him . . . that after
their death they should come to his paradise; and they should be of
the age of those damsels, and they sbould play with them, and yet be
maidens. And after that yet should" he put them in a fairer paradise,
where that they should see God of nature visibly, in his majesty and
in his bliss ... if they would slay... his enemy... that they should
not dread to do it and for to be slain therefore themselves. For after
their death, he would put them into another paradise, that was an
hundred-fold fairer than any of the together; and there should they
dwell with the most fairest damsels that might be, and play with them
ever-more... thus went many diverse lusty bachelors for to slay great
lords in diverse countries, and were his enemies, and made
themselves to be slain, in hope to have that paradise.^*
Evidently this popular, often translated vernacular tale and not Wolfram’s literati
romance is the source for Wagner’s treatment of Klingsor. Relevant details include:
• an evil lord has a castle at the vicinity of the Earthly Paradise;
• a supematurally attractive garden boasts a bevy of supematurally beautiful,
sexually available young girls and boys;
• the castle groimds are finudulently constracted to resemble Paradise;
• noble knights are dragged, befuddled, ensorceled, and seduced;
• he uses this debauched crew of ex-knights to advance his nefariops ends.
Clearly Wagner relied on Mandeville for the plot and theme structure absent in
Wolfram. "Klingsor” is grafted onto the nameless villain along with Wolfram’s
Persian magic and coloristic castration, Wagner converts the latter to a morality play
detail addressing his Grail theology, the sources of which I will discuss presently.
^Richard Wagner; The Man, His Mind, and His Music, p. 438.
“Cosüna Wagner, Diaries, I, p. 576, December 26,1872. Again, “In the evening, [read] two
ofbemosthenes's Corinthian speeches and parts ofPfaffe Lançrecht’s poemAlexander.’’ Or, ‘“I must
do something that pleaseth me well,’ [R.] says, quoting from the poem Alexander [of Pfaffe
Lanqnecht].” (Ibid., H, p. 322, June 12, 1879), or “In the evening [R.] reads to us from Jacolliot a
somewhat overdetailed account of the frmeral of a Brahman, a repellent picture of exploited
superstition; after that ‘to restore your spirits,’ the dialogue in Thucydides between the Athenian and
the Melian... This reminds R. of Pfaffe Lamprecht, and he reads aloud his favorite passage between
Candacis and Alexander.” (Ibid., p. 706, August 15,1881.)
343
they chatted and coaxed as maidens of about twelve do, and they were
truly beautiful. I have never seen such lovely eyes and faces, and their
arms, legs, and feet were as white as ermine. There was not one who
was not well-mannered and charming. Light-hearted and joyful, they
laughed and sang, such sweet voices have never been heard before.
If you can believe it, these maidens always had to be in the shade;
otherwise they could not survive, for those on whom the sun shone
perished.... We made them our wives and were happier than ever
before in our lives.... At the end of [three months and twelve days]
the flowers withered and the beautiful women died.”
Here again it proves impossible to understand Parsifal without factoring in medieval
vernacular sources which, notwithstanding Müller, areauthentically reproduced.
Act n then proves to be a pastiche of details drawn partly from Wolfram but
mostly from at least three vernacular, tales, the Letter of Prester John, Mandeville’s
Travels, and the Ge,xmwci Alexander legends, Wagner’s alterations of original details
serve to systematize his poetic cosmology. Clinschor thus acquires his decorative
castration from an exasperated cuckold, whereas Klingsor self-medicates out of
exasperation at his lack of sexual self control. This alteration has at least three points.
• It brings Klingsor closer to the mediæval talismanic-alchemistic image ofthe
self-wounding scorpion to balance parallel alchemistic details given to
Kundry (red skin, snakeskin girdles) that align her with the serpent, thereby
addressing the references to Scorpio and the malefici that appear in
Wolfram’s astrological aetiology of the Grail King’s malady.“
• Klingsor’s amateur surgery considerably ups the ante for entrance into the
Grail Kingdom via chastity, and thereby tightens the coimection between
Wagner’s Grail religion and the gnostic theology of the St. Thomas sect
poetically articulated in Wagner’s primary sources, the vernacular legends of
Prester John.
• Klingsor’s castration is a recursive iteration of the gnostic division of God;
his self-inflicted wound duplicates, “as above, so below,’’ the split in
Amfortas’ side and the division of the Blood of God between Grail abnd
Spear. It thus lends him something of the creative power of the Deity,
permitting him to act the role of Demiurge in creating his illusory magic
®J. W. Thomas, ed., The StrassburgAlexander and Munich Oswald: Pre-courtly Adventures
ofthe German Middle Ages, 5ZA\ff, pgs. 65-6.
“Discussed below; the relevant TL association is [b=scotpion HI.]. In the Ring B minor has
already been assigned the job of lexicalizing monsters and dangerous animals.
344
kingdom.
Klingsor is thus a typical multiple-coherence structure, comprising elements chosen
from multiple sources on the basis of their mutual coherence within the unity of all
“sterling myths” that Wagner considered it his artistic business to impart on stage.
C. The Grail Castle and the Temple ofSt. Thomas the Apostle
There has been suspicion for years that Wagner’s Erlöser is not, or is not
quite, Jesus. For instance Gutman: “... to use in the temple scenes the still recog
nizable oi^tlmes of the Mass while filling them with an alien content close in spirit
to the séancp was, at the very least, a serious lapse of taste... Though the journey
from crapulertce to the altar is often short, it is nonetheless amazing that Parsifal was
ever considered'a Christian work. ‘IfWagnerwasaChristian, then Liszt was perhaps
a Church Father! ’ Nietzsche cried.”*' Again, David Lewin analyzes Amfortas’ Prayer
to Titurel on the assumption that Parsifal is an heretical text that renders basic tonal
procedures theological or at least occult.“ One of Lewin’s conclusions is that the
opera’s heresy is most evident where a Christian text ought to look most Roman
Catholic (Lutheranism, Wagner’s national religion, is not discussed).“ Once the real
sources ofParsifal are established however, it is a short step to identifying Wagner’s
strange Erlöser and the religious literature that he represents.
What do Wagner’s sources tell us of the identity of Der Erlöser! All legends
concerning Prester John agree on the fact that he presides over the temple of St.
Thomas the Evangelist, who according to legend brought Christianity to India. The
association is literal; Prester John guards the Apostle’s uncorrupted corpse within a
^'Richard Wagner: The Man, His Mind, and His Music, p. 439.
“‘‘Amfortas’ Prayer to Titurel and the Role ofD inParsifal: The Tonal Spaces of the Drama
and the Enharmonic C b /B.” Lewin proceeds from the assumption that Wagner’s heretical intentions
motivate a special technique of “key substitutions’’ throughout this short episode presumably not
generalizable to the rest of the opera. The point of these key substitutions is to musically mirror what
Lewin assumes to be a series of “blasphemous” theological “substitutions”, foremost of which is the
substitution ofTiturel-for-Virgin. Lewin’s argument has been criticized in Marshall Tuttle, Musical
Structures in Wagnerian Opera, pgs. 145-205.
"Lewin argues, for instance, that for Amfortas to pray that Titurel in particular should
intercede for him with the l?.edeemer usurps the function of Maty and thus makes the text heretical,
despite the feet that Titurel is a saint and Roman Catholics daily pray to saints for intercessions, a
practice faithfully reflected in Elgar, Gerontius, Part I.
345
magic silver vessel in this temple. Before discussing what it means to possess the
dead body of St. Thomas let us consider John’s temple with one eye to Monsalvat:
The city over which [Prester John] ruled... vfas the capital of India
and its name was Hulna.... Through the middle of the city flowed
the river Physon on its course from the earthly paradise. Its waters
were crystal clear and they were füll of gold and precious stones.
Hulna’s population consisted exclusively of Christians among whom
there were no heretics or unbelievers, because such persons came to
their senses or died. A short distance outside the wall was a mountain
with the mother church of St. Thomas on its suimnit. The mountain
was surrounded by a deep lake.“
Prester John’s home town looks much like Monsalvat with its mountain-girt grail
temple and sacred swan-haunted lake. Again, except on religiously sensitive days
Prester John’s Holy ofHolies is as magically inaccessible as is Wagner’s Grail castle:
Nobody was able to approach the church of the Apostle except a
week before and after his feast day when the waters receded and
opened a pass for the pilgrims and sick to enter the sanctuary. Here
in the most sacred place under a richly decorated canopy himg a silver
vessel suspended by silver chains. In the vessel was the uncorrupted
body of the Apostle and in front of it burned a lamp full of balm that
replenished itself.“
Prester John’s Shrine contains a magic vessel itself containing something to do with
God, enlightenment, and salvation, and a most peculiar Eucharist is celebrated there:
On the Saint’s feast day the Patriarch together with his suffragan
bishops let the vessel be lowered and while all were singing solenrn
hymns and prayers they 1 ifted the body with great reverence and
placed it on an armchair. When the time came to administer the Euch
arist die Patriarch placed before St. Thomas a golden plate with the
host. Through God’s dispensation the Apostle took the wafer with his
outstretched right hand, as ifit were alive, and administeréd the wafer
to each one present. If a heretic or unbeliever chanced to come up to
him, he closed and withdrew his hand. The sinner either repented or
died on the spot.“
The multiple conflations by which Wagner constructs his depiction of the Grail
‘‘^Ibid.
“Ibid.
346
Kingdom are fairly straightforward. The miraculous mountain church of St. Thomas
becomes the "Mount of Salvation.” The river flowing from Paradise into the temple’s
lake becomes the lake of the sacred swans. Wagner substitutes Wolfram’s Good
Friday for St. Thomas’ telltale feast but rejects Wolfram’s Grail stone for John’s
silver vessel, hands over its ever-burning balsam to Kundry, replaces censers with
Wolfram’s bleeding Spear, and assigns its candelabra function to the Grail, which
mysteriously glows. The solemn hymns sung by the faithful at the mystic Eucharist
become Wagner’s ravishing Grail choruses.
Wagner’s borrowings from the Letter extend to magical and thaumaturgical
details. Thus for instance, Klingsor’s magic mirror, in which he divines the approach
of his enemiesi is lifted from the description of the “tower with a magic mirror in
which the intrigues and plots of Prester John’s enemies can be seen.”®’ Kundry’s
balsam is a classic dccult substance featured in mediaeval alchemy; thus Jung records
that “Paracelsus attributes incorruptibility to a special virtue or agent named
‘balsam.’ This was soniething like a natural elixer, by means of which the body was
kept alive or, if dead, incorruptible. By the same logic, a scorpion or venomous snake
necessarily had it in an alexipharmic, i.e., an antidote, otherwise it would die of its
own poison.”®* This is why Prester John carries a stash of it in his temple: to occultly
keep St. Thomas’ corpse fresh and potent. The red-hued, snake-skin-girdled Kundry
too presumably keeps some on hand to avoid poisoning herself when puckering up
for one of her knockout serpent-kisses.
As so often, in his account of Kundry’s balsam Wagner shows himself
sensitive to the cultural meaningofgeographicalspace.Inmediævaltraditionbalsam
is Indian,^ and Prester John’s fabulous Indian realm caught Europe’s attention by
purporting to signal the existence of a powerful Christian empire to the strategic rear
of the hostile Muslim realms against whom Christians were pitted in a series of
p. 37.
“Thus speaking of the cartographjri of the Hereford mappa mundi, Bevan and Phillott note
that “With the metrical romance of Alexander, or at least with the tradition on which it was founded,
our author was probably acquainted. In this Alexander is represented as visiting a forest in India, in
ndiich grew trees of wondrous size (cf. Virg. Georg, ii. 123), distilling balsam... further on still he
meets with the trees of the sun and moon, from one of Much, as from an oracle, he learned bis own
destiny.” {Medicsval Geography, pgs. 25-6.)
347
Crusades. Wagner appears to be aware that removing the ointment from Prester
John/Titurel’s keeping to that of the witch is to remove it from the topography of the
good guys to that of the bad—^that is, from India (fabulous Christian) to Arabia
(fabulous Muslim). Wagner makes that adjustment with the heathen (bad) Kundry’s
comment that if the halsam fails, Arabia (bad) has nothing hetjer to offer.
In working out such magical swaps Wagner had to make certain mortuary
arrangements for his dearly and nearly-departed demi-diviiuties. Thomas’ stay-fresh
corpse is disguised as Titurel and removed from vessel to alcove to accommodate the
Blood of Christ in the new-christened “Grail.” The ghoulish detail of the thauma-
turgically reanimated apostolic stiffraising its dead hand to dispense salvation to the
reverentially traumatized barelymissed the final cut when Wagner mercifully decided
against yanking Titurel’s corpse from its coffin to bless a horrified rather than edified
opera house. As consolation prize the composer retained the morbid detail of the
sinner-snuffing magic vessel, directing poor heatìien Kundry to drop dead before it.
Such exploitation ofthe “Barbarossa” sources extends to the costume design.
He thus describes the pains he and his staff took to get the 1882 Pamyä/production
Grail Knights’ duds neither too haughty nor too humble but just right:
Though our utmost diligence was spent on giving the height of
solemn dignity to the ideal temple of the Grail, whose model could
only be taken from the noblest monuments of Christian architecture,
yet the splendour of this sanctuary of a divinest halidom was by no
means to be extended to the costume of its knights themselves: a
noble templar-like {klosteritterliche) simplicity arrayed their figures
with a picturesque severity, yet human grace. The significance of the
kingship of this brotherhood we sought in the original meaning ofthe
word ‘King’ itself, as head of the race, a race here chosen to protect
the Grail: nothing was to distinguish him from the other knights, save
the mystic import of the lofty office reserved for him alone, and his
sufferings imderstood by none.™
Wagner intended his Grail King to look like an ideal Grand Master of the Knights
Templar—^not the least use to which the composer put his extensive readings on
mediæval culture. Many of these ideas recall those of his 1848 Grail scenario, in
which an instinct of sacral kingship arose in mankind in its prehistoric island home
in Farthest Asia only to be garbled over the course of the centuries, yet is still present
in the ideal realm of the Indian King.’’ A more direct source of this ritual lowliness
however is the Letter of Prester John, which describes the Indian Potentate’s ideal
humility “YouT Prudence should not wonder why our highness does not want to be
called by a worthier title than priest___It is on account of our humility that we have
chosen to be called by a less important name and title.”’^
’'Thus Caesar’s “divine descent was grounded on an ut-old Roman saga, according to which
the Romans issued from a primordial race that, coming once from Asia, had settled on the banks of
the Tiber and Amo. The quick of the religious halidom committed to the offspring of this race
indisputably made out for ages the weightiest heritage ofthe Roman nation: in it reposed the force that
bound and knit this active people; the ‘sacra’ in the keeping of the oldest immemorially-allied
patrician familiesi conçelled die heterogeneous masses of plebeians to obedience. Deep awe and
veneration of the holy things„whose sense enjoined a vigorous abstemiousness (as practiced by the
sorely-tried ur-father^make out the oldest, inconceivably effective laws whereby the headstrong folk
was governed; and the 'pontifex maximus’—die unchanging successor of Numa, the moral founder
ofthe Roman State—^was the virtual (spiritual) king ofthe Romans.” (“The Wibelungen,” pgs. 278-9.)
"Richard Wagner: The Man, His Mind, and His Music, p. 423.
1
350
which does magical things that cure their ailments and give them insight into what
God is all about. Evraything in Wagner’s somces revolves around Thomas. It was he
who traveled to India and converted the inhabitants, who founded Prester John’s
magic city, and whose body forms the substance of John’s miraculous healing fetish.
Wagner exports all this Thomas-drenched imagery to Parsifal by multiple
351
coherence moves no different from those by which he had earlier cobbled together
his Ring. It took him years of research to do this and the question is why he should
bother. The answer has to do with the type of theology that Thomas represents. It has
been called “gnostic,” which signifies a “knower [of God],” and Layton identifies
broad and narrow senses of the term as denoting either any of a number of early
religious sects both alternative-Christian and pagan, or the strictly historical name of
certain ancient Christian sects called gnostikoi. My borrowing of the term to
explain Wagner’s Grail-religion refers first to his attitude of possessing special
personal knowledge of spiritual matters (a psychological category); second, to his
employment of empirically gnostic (in Layton’s broad sense) images, themes, plot
structures, and protagonists in the libretto; and third, to a tonal-lexical transfer of
imagery such that the pagan images oftheiîmg reappear in/*arj(/â/with new gnostic
inflections. Parsifal’s images and plot show the composer to be trafficking in
gnosticism. Thus we are now obliged to determinbfh^ level of engagement at what
Wagner pushes his gnostic agenda and how this affects his lexical tonality.
Carl Jung describes the gnostic fimnework in terms indistinguishable from
the multiple coherence principle, referring to Hippolytus’s beliefthat gnosticism was
a philosophical religion, ". . . which, with the help of Greek philosophy and the
mythologies of the Near and Middle East, together with Christian dogmatics and
Jewish cabalism, made extremely interesting attempts, from the modem point of
view, to synthesize a unitary vision of the world in which the physical and the
mystical aspects played equal parts.”’* Wagner also aimed at such synthesis, which
he called the “grand concordance of all sterling myths.”
Another of Layton’s insigjits pinpoints ^ffhy Parsifal not only is gnostic but
feels gnostic. Generally both opera and gnostic scriptures are the same type ofpoetry.
For all Wagner’s expressed admiration for the ‘T6\k” Parsifal is the composer’s least
folksy text. Instead it is modeled on or independently rediscovers the Hellenistic
notion of poetry in the service of theosophy. For “the gnostic myth is the literary
creation of theological poets—an elaborate theological symbolic poem, and not the
spontaneous product of a tribe or culture. ‘Philosophical myth’ of this kind was
’‘ylion.11267.
352
^Ibid., p. XVÜ.
^Richard Wagner: The Man. His Mind, and His Music, p. 432.
‘’‘Ibid.
353
toward evil, knowledge toward ignorance. The reversal ofthis process, called
“Redemption,” is equated with the return of light from darkness and gnosis
from ignorance, and is connected with remembering what has been forgotten.
• The abduction of the divine spark into darkness is equated with the creation
of “the world,” and therefore, this “world” is both evil and an illusion, as
opposed to the godhead which is both good and real.
• The ultimate purpose of gnosis is to lead the soul (the light) out of the world
l(the dark) and back to the sphere of light (Pleroma). Thus gnosis aims above
all to show the light not how to live in the world but how to escape from it.
These gnostic assumptions combine to create Parsifal's plot and numerous details
of its treatment. In addition to their appearances in the Music Drama Wagner
discoursed on most of them to various persons including Cosima and his friends.
They frequently appear in such diverse contexts as the composer’s social critiques,
cultural attitudes, an|i-Catholicism, and antisemitism. Since gnostic sects were
characterized by a philosophical anti-Judaism, the composer’s statements may be
parsedTor gnostic subtexts to determine in exactly what senses Wagner was anti-
Catholic and antisemitic, and I will point to some of these presently.
Wagner’s gnostic concept is evident in what the composer does that Wolfram
does not do: no divisible divine essence whose abduction into darkness causes the
calamities suffered by the kingdom nor any notion that redemption involves an
occultly endowed hero who, having first made his entry into the divine realm, must
then jqumey into a dark realm with the specific purpose of rescuing and fetching
back God or a part of him. Wagner’s contribution to the Grail stories is definitively
gnostic, which why Wagner thought that Wolfiam had failed to engage his material:
the poet’s gnosis was shrouded in darkness.
In some respects most mystçrious correlation between Wagner’s work and its
vernacular sources lies in the crucial relationship between the contents of the magic
vessels as presented in the Letter and inParsifal. The one contains the uncorrupted
corpse ofthe Apoptle Jhomas, the other the Blood ofthe “Redeemer” (Der Erlöser),
whom Wagner takes care not to name, in the libretto at any rate, as Jesus. There are
presumably those vi^ho think they know what the “Blood of God” means and even
what it mean? when such a substance is kept uncorrupted in a cup, but what could it
possibly mean to contain the uncomrpted corpse of an Apostle in a magic silver
vessel? The answer depends on who Thomas “really” is, and of this too there is no
doubt. Thomas is Christ, or, rather, a virtual copy of Christ. We have this on the
355
authority ofJohn 20:24-29, in which Thomas is called the “Twin.” Thus Paul-Hubert
Poirier remarks that “ it is clear that the Johannine double name is one of the
main sources of the Thomasian apocryphal traditions, all of which portray Thomas
as Christ’s double, or twin, and, consequently as Christ’s privileged spokesperson.”*^
Since the idea that Thomas is Christ’s Poppelgänger is the most consistent
claim in the tradition that bears his name, then to contain his corpse in a vessel is to
contain a physical copy of Christ. As the guardian of this figure Prester John
possesses the physical body of God. Thus by importing a variant of this figure into
his own operatic theology Wagner avails himself of a Savior who possessed the
miraculous qualities of Jesus Christ yet who does not have to be, literally, Jesus
Christ. Both Parsifal and the Letter therefore advance the pult of the mirror-God.
However literally Christ, you can see both corpse of Thomas and blood of
God with your own eyes. Parsifal shares with the Letter a theological fi:amework in
which to see is to believe, which is why Wagner balls his Erlöser the “Lost Sight of
God.” This couldn’t be more appropriate, for the corpse stuck in Çrester John’s vessel
is none other than Doubting Thomas, described by Elaine Pagels: “When [the other
Apostles] tell Thomas about their encoimter with Jesus, he answers in the words that
mark him forever—in John’s characterization —^as Doubting Thomas: ‘Unless I see
the marks of the nails in his hands, and put my fingers in the mark of the nails, and
my hand in his side, I will not believe.’ A week later, the risen Jesus reappears and,
in this climactic scene, John’s Jesus rebukes Thomas for lacking faith and tells him
to believe: ‘Do not be faithless, but believe.’ Finally Thomas, overwhelmed,
capitulates and stammers out the confession, ‘My Lord and my God! ”’*^
Pagels argues that the legend of Doubting Thomas arose in political hostility
between the Cluistian faction centering around John, who believed that Jesus was
divine and that salvation came fixim a source outside the condemned soul, and the
““The Writings Ascribed to Thomas,” in The Nag Hammadi Library Afler Fifly Years:
Proceedings of the 1995 Society ofBiblical Literature Commemoration, p. 296. Again, “The Acts
Thom, developed on the basis of Thomas’s name, a full-fledged twin symbolism, which is absent from
the Gos. Thom. The omnipresence of this symbolism is the main thread of the narrative of the Acts
Thom. There are many instances of a clear identification of Thomas with Jesus, in chap. 11-12,31,39,
54-57. But, more striking than tiiese is the fact that the Acts Thom., as a whole, are built upon a
network of subtle analogies drawn between Jesus and his apostle, to the point that Thomas’s destiny
appears as a mirror image of his Lord and master’s fate.” {Ibid., p. 302).
356
faction living in Odessa where the apocryphal Book of Thomas was compiled, and
who believed that every human soul was a child of God and contained the Imago Dei
within it. The idea of the Thomas faction was, that the God-hnage is infinitely
divisible, such that each soul can contain the entirety of God without loss to any
other. John posthumously won the day through the exertions of his heroic defender
Airiness, whose polemics precipitated at length into what we know as the Catholic
church.'Pagels thus argues that Thomas and John stand as theological pugilists. If
Pagels has her second century Christian political science right then John’s “Doubter”
is a piece of anti-Thomasian propaganda and the Letter of Prester John reads
remarkably like a twelfth-century comeuppance against a fourth century exegetical
coup d'etat. WÈere first we have a fellow named John deriding a fellow named
Thomas for crying'“show me! ’, here we have a fellow named Thomas sitting in the
cup of a fellow namW John and who, promoted to Imago Dei, shows him. This is
too piquant to be accidental, and we are on solid ground in recognizing in the Letter's
anonymous author a covert Thomasian gnostic or gnostics*^ engaged in mischievous
baiting of the papal bear. That Prester John can describe himselfofficiating at masses
that feature a mirror God he can see with his own eyes censers with sarcasm a letter
addressed in part to the pope, who must take his God on faith.
Wagner is at one with his gnostic sources in their anti-Catholicism. The
anti-Roman subtext of the Letter is clear, and it is no accident that a parallel anti
papist mocking tone and technique shows up in Parsifal. Thus Wagner’ s “Lost Sight-
of-God” sleight-of-hand relegates the Bishop of Rome to the role of Antichrist,
whose ambitious priests stalk Europe garbling true religion at will. Such shared anti-
Catholicism is completed by an alternative reading of the nature of Deity. In fact it
was the existence of this alternative reading that motivated the establishment of
Roman Catholicism in the first place, since such Church Fathers as Airiness hated
it as intensely as Hanslick, Nietzsche, or Gutman have hated Parsifal, and for similar
reasons.*’ The Thomasian content ofWagner’s sources is a theology of a containable
‘’Thus speakidg of thé distinctively gnostic nanative style and why the orthodox Airiness
hated it, Cyril O’Regan cites its “Relative inçenetrability or lack ofpenetrability. By contrast with the
putative sinplicity, pellucidity, and'fixed nature ofthe Bible as canon, for instance, Valentinian texts,
Irenaeus judges, are complex in their organization, obscure in their expression, and evidence of a
commitment to continued production that ndes out ofcourt the closure to textual production necessary
357
and visible God, and this has even given rise to a notion of “topological theology”
in gnostic studies. Thus Schoedel quotes a passage from Irenaeus that “constantly
jujctaposes gnostic error with orthodox truth; and this characterization of God is one
ofthree that clearly reflect Irenaeus’ own opinion in opposition to gnostic theology”:
You shut up [in numbers, etc.] the Word of God, the Founder and
Framer and Maker of all things', and then again cutting him up
piecemeal into four syllables and flurty elements; and bringing down
the Lord of All who founded the heavens to the number 888, so that
he should be similar to the alphabet; and subdividing the Father, who
contains all things, and is not contained, into a Tetrad . . .” {Adv.
Haer. 1.15.5).*‘
This notion is in opposition to orthodox Christianity, where God is imagined as an
indivisible Trinity or a single indivisible Person. Nor is the gnostic idea that God
“him”self enters into Creation by lending to it “his” own substance permissible in
orthodox Christianity, in which God is rigidly Creator and everything else tinkered
together out of a non-divine Chaos. But it is typical ofgnostic literature including the
books of St. Thomas and t heir successors, including on the evidence Wagner’s
Barbarossa literature and, indeed, the composer himself.” An exam{)le from the
for scripture to be scripture, and to have the kind ofauthority scripture has, or ought to have. For these
reasons, the self-consciously difficult Valentinian texts encourage as well as justify a distinction
between esoteric and exoteric forms of Christianity . . .” [Gnostic Return in Modernity, p. 146.)
O ’Regan ençhasizes Irenaeus’ antipathy toward the “creativity” of gnostic texts, which multiply their
rich networks of allusive poetic associations instead of sticking to basic and relatively invariant
imagery {Ibid., pgs. 146-7). Similarly “A consideration of Wagner’s musical evolution has already
pointed to the nonconceptual tendency gradually gaming in* his work, the motif departing fiom the
relative obviousness ofthe naturalistic and the conventionally allegorical to become, instead, a vague
but rich symbol of inexhaustible intimations. Between Rheingold and Parsifal his style underwent a
change from the explicit to the allusive and evocative. In the Ring he had too often felt the need for
a threefold identification of a concept in text, orchestra, and action, a technique, as Nietzsche
observed, that said a thing again and again until one despaired and then believed. On the other hand,
in Parsifal little is directly named by the mysterious text or elusive motifs, and the audience is left to
divine meanings. Musically and poetically, Wagner was following the path from high romanticism to
impressionism and symbolism.” {Richard Wagner: The Man, His Mind, and His Music, p. 433).
"Articulated in the Letter as in Parsifal by poetry not argument. Thus the idea that Thomas
is a copy of God means that God himselfhas to enter into Creation for knowledge to be possible. And
since Thomas is copy of God, the fact that he has to remain stuck in Prester John’s tureen to make
things work suggests that God himselfmust enter into the bowl ofthe world to give the stew its “secret
ingredient.” The idea that he then must drag out existence as a corpse further suggests that this no
358
gnostic Tablet of Seth shows what Irenens was talking about; “O you who are non
existent fiem an undivided, thrice-[powerful] One, You are a threefold power! You
are [a] mighty unit from [an] uncontaminated unit! You are a superior unit!... Y6u
have been a cause of multiplicity: And you have found and remained One, while yet
being a cause of multiplicity in order to become divided.”“
From the orthodox pew this all appears decidedly sci-fr, the kind of religion
one might expect from androids or sentient computers. In Thomasian texts the
object(s^of such numerological genuflections is(are?) given a(some?) human
face(s?); thus (and this is presumably God speaking, or his twin, clone, understudy,
savior, or someone) “Suddenly I saw my garment reflected as in a mirror, I perceived
in it my whole self as well. And through it I recognized and saw myself. For, though
we derived from one and the same we were partially divided; and then again we were
one, with a single form. Nay, also the treasurers who had brought the garment 1 saw
as two beings, but there existed a single form in both, one single royal token
consisting of two halves.”“ This points to another cmcial fact about gnosticism: the
need for sudden “Eureka!” moments like the light bulb that explodes in Parsifal’s
ringing skull at the touch of Kundry’s lips and sends him crashing to his penitential
knees. In Wagner as in neo-gnostic alchemy the generator that pumps the current is
compassion: the hero suddenly knows Amfprtas’ suffering but more, suddenly knows
that this suffering is only a front for the suffering of God, who is in the same fix. In
other words, the divided god is reflected in a divided guardian and both project their
composite images onto the mind of a divided meta-savior, whose act of redemption
essentially depends upon his ability to put the whole picture puzzle back together.
bargain for Gqd. Only tbis gnostic concept of God entering into and then getting trapped in the
Creation can tnake sense out of these bizarre ideas. The Letter is the product of audior or authors
acquainted with gnostic ideas, which remained alive in tmderground Europe ftom the fourth century
to die time of the Cathais and into the present day (for which see Gnostic Return in Modernity.)
"“The Second Tablet of Seth, Hymn 3: Praise of the Barbêlô” (lines 121.30-122.1,8-9), in
The Gnostic Scriptures, pgs. 154-5.
Act in swathed in Taliban-like wrappings and allowed to sing but two words;
“Service, service!” Much has been made ofParsifaPs absolutist sexual absti-nence,
including much fun’“ and even occasional attempts to account for it. Thus Gutman
assumes that “in his final opera Wagner adopted the fierce misogyny of
Schopenhauer, the great Frauenhasser,"^' without pointing out that the period of
Wagner’s most intense engagement with Schopenhauer was that of his most
outrageous operatic orgy (Tristan) or explaining why the composer might wish to
emulate the philosopher’s misogyny just now, after all those years.
Parsifal's misogyny is straightforward lifting of the male-only attitude of
Thomistic theology, which exceeds even Wagner’s female-excluding tendencies.
Thus the Gospel ofThomas asserts(l 14:18-24) that “The female element must make
itself male-. ‘Simon Peter said to them, “Mary should leave us, for females are not
worthy of life.” Jesus said, “See, I am going to attract her to make her male so that
she too might become a living spirit that resebibles you males. For every female
(element) that makes itself male will enter the kingdom of heaven.’””” Poirier de-
'scribes the typically Thomasian exploitation of the idea of virginity and purity as a
•way out of attachment to the material world: “... the theme of sexual asceticism be
comes increasingly more pronounced from the Gos. Thom, through the Book Thom.
to the Acts Thom. On the basis of these observations. Turner concludes that ‘these
three works reflect a growing tradition centered on the Apostle Thomas, twin ofJesus
and recipient of his secret words, and which increasingly understands him as a
contender and missionary for the cause of abstinence from all that is worldly, es
pecially sex’.”” The male-only attitude of gnostic texts including the gospels of
Thomas inspired studies of a gnostic “female fault”; for instance, “Logion 15 has
Jesus say, ‘When you see one who was not bom of woman, prostrate yourselves on
your faces and worship him. That one is your Father. ’ Here, Jesus seems to talk about
®E.g., “Does chastity work miraclesl Nietzsche wondered while contençlating the
astounding fact that Parsifal was Lohengrin’s father.” (Richard Wagner: The Man, His Mind, and His
Music, p. 435.)
”lbid. For that matter, ^^dly not the fierce misogyny ofBeethoven? (See, e.g., Chapter Four).
”Paul-Hubert Poirier, “The Writings Ascribed to Thomas,” in The Nag Hammadi Library
After Fifty Years, p. 298.
360
himself. However, his devotees, too, may have the potential to become like him, to
be ‘not bom of woman.’ If being reborn through the spirit includes obtaining a new
set of parents, or a new (male) parent, the disciples may escape the human
condition.”’^ Though it would be hard to prove, the Gospels ofThomas—^theological
literature most implicated in the constmction ofWagner’s primarysources—
appear to articulate this male-only theology most persistently and directly, and it is
no surprise to find it displayed in the opera.
^Ibid.
361
Fig. 7a: The swästika and variant early cruciform amnietic signs’“®
Although this is hard to prove, the composer’s voluminous and now impossible to
recons'tract readings make it overwhelmingly likely the Aryan fantasies in his
“Wibelungen” extended to an informed knowledge of the earlier Aryan cruciform
images, their meanings, and their talismanic usefulness in banning monstrous cosmic
demons such as thb scorpion-like, self-mutilating Klingsor and his serpentine female
ally. Unsurprisingly then such demonic images also figure prominentlyin specifically
gnostic or gnosis-inspìred popular talismans, for instance ‘The Arch-demon Set or
Typhon-ass-headed. He has four wings, and he holds by its tail a scorpion in each
hand. Above his head is a beetle with outstretched wings. Close to his neck are the
crescent moon and the morning star. This was an amulet against scorpions and other
reptiles.”'“' Budge refers to this figure, reproduced fi-om an earlier source;
detail next chapter. Here I want merely to suggest the degree to which Parsifal’s
stagecraft is based on talismamc concepts that contribute to the wholeness of his
gnostic ideas. By means of this specifically iconographie style of stagecraft Wagner
impresses his shadowy gnostic figures perhaps most strongly upon the audience and
aligns it with the gnostic inspiration that gave rise to all three visual forms.
Thus the nonspiritual being’s (Klingsor’s) theft ofpart ofdivinity (the spear);
the recovery of the missing godhead (Parsifal’s journey through the wilderness of
error); the gradual return of the scattered knights to the vicinity of the Grail which,
with the healing of the king, and numerous other details that form the substance of
Act in, are all cribbed fi'om the gnostic corpus and endowed by talismanic stagecraft
and alchemistic tonal lexicality with its idiomatic gnostic content. Wagner’s working
of these gnostic elements into a theatrical plot, replete with protagonists, dramatic
motives and reversals, theosophical settings, and tableaux, is what most differentiates
the gnostic fi'om the alchemistic elements in Wagher’s conceptual firamework.
Ch a pt er Ei g h t
The Gospel of St. Richard
Though [my] paths were those of wandering and illusion, again and again have
they proved the justice of my previous estimate of Art’s relation to our Life. So,
un-misled by any divagation, I return to ideas conceived just thirty years ago,
and openly avow diat later life-experiences have been unable to tone down aught
in their expression.
—Richard Wagner'
’Letter to Hans von Wolzogen, January 17,1880, mSelectedLetters ofRichard ffagner, pgs.
898-9.
who awaits redemption at the hands of a chaste boy: this boy himself
who brings redemption, this guileless fool, so very different from the
awakened youth who wakes up Brimnhilde, and in his own way an
other case of remote peculiarity*
Mann’s single word of value here is “remote.” And this seemingly bizarre
atmosphere surrounded the composer wherever he went. Consider this siuppet of
domestic musing from Cosima concerning Richard’s predestined place in the
universal mappa mundi: “. . . with Beethoven musical creation became human,
Mozart is the world of animal, vegetable, and mineral, the innocent, naive world,
unknowing both in gladness and sorrow; in the whole panoply Wagner appears as the
revelation, as religion. In this history of creation the venerable Bach appears some
what like the entire planetary system, before it separated itself from the sun.”® A
remote and grotesque confabulation if ever there was one. Yet Cosima’s placement
of Richard on a linear scale from inanimate matter to vegetable states to animals to
spirit and revelation would not surprise Paracelsus, Michael Maier, Robert Fludd, or
a host of other European alchemists. The alchemistic world is one in which stones
are alive, the Mercurial spirit proceeds from this living mineral as the spiritus vegeta-
tivus'^ and this spirit proceeds through animal and human representations until it
congeals into thefilius Philosophorum, the redeeming child of the philosophers or
“of God. The alchemists then imagined the progress of spirit to extend from inanimate
matter through the vegetable, animal, and human to the estate of the children of god.
Thus, speaking ofthe alchemistic motif ofthe wounded king that Wagner was shortly
to transmute into the protagonist Amfortas, Jimg notes that
When we are told that the King is exanimis, inanimate, or that his
land is unfruitfìil, it is equivalent to saying that the hidden state is one
•Thomas Mann, “The Sorrows and Grandeur ofRichard Wagner” (Pro and Contra Wagner,
p. 129.) Again, Alan David Aberbach has written two books on Wagner’s religious ideas and his
mysticism widiout, however, mentioning either “gnosticism” or “alchemy,” which together form the
joint cultural wellspring of systematic European mysticism (Richard Wagner’s Religious Ideas: A
SpiritualJoumey and Richard Wagner; A Mystic in the Making.)
^Diaries, I, p. 121, July 6,1869.1 will discuss the planetary and astrological inçUcations of
such references will be discussed in due course. Such references appear âequently and are often overt,
as in the poet-composer’s designation ofWotan as a “jovial god,” i.e., a variant of the Graeco-Roman
Jupiter. (Letter to August Röckel, January 25,1854, reprinted in Wagner on Music and Drama, op.
cit, p. 292.)
'^Consider Wagner’s Rhine-dream from this perspective: the composer himself playing the
role of the sleep&g god dreaming Creatioa The idea that the Creator is then enmeshed in what he has
fashioned finds its expression in the composer’s studied unwillingness to perceive the world through
any other lenses than his literary sources, his personifying tonal syntax as aerie tone-spirits, and his
lifelong insistence that reality was mythic and could only be explained through mythic imagery
(including antisemitism).
369
claimed were among his primary sources even had the bibliophilie composer never
leafed through any ofthe second-hand alchemistic manuscripts sold for pence at local
book dealers throughout Europe. The very Mercurial material that provided the
mineral and vegetative prima materia for Cosima’s election of Richard to the office
of Son of the Philosophers appears in Grimm's Fairy Tales in the story, “The Spirit
in the Bottle,” in which the spirit that the poor woodcutter finds trapped in the bottle
and firees actually calls himself “the great and mighty Spirit Mercurius.”^^ The same
is true ofgnostic materials, which had never gone out of circulation in Europe despite
the Church’s best (or worst) efforts to eradicate heresy. It was not necessary to be a
kabbalistic specialist to find this material: anyone with a taste for the esoteric and a
moderate love of reading could pick it up any time. Even in the early twentieth
century Jung had no problem amassing the world’s greatest collection of old alche
mistic tracts, in both Latin and the vernacular, for pennies a page fi'om booksellers
grateful to imload such moldering stuff. Sonïe of Jung’s best finds had been sitting
on back shelves since the nud nineteenth century. In that respect nothing had changed
since the days of Hildegard von Bingen. Cosima was converted to Wagner’s admit
tedly original version of alchemy and gnosticism, whose source materials lay ready
to hand. The evidence is in the composer’s unmistakable combinations ofimages and
the coherence of the backgroimd world view which he used them to express. These
contexts included, of course, his Lexical Tonality.
Meanwhile, the composer describes the 1876 Ring as “a mystic web of des
tiny encompassing a world,”'^ and Cosima criticizes Doepler’s costumes for the same
as producing an insufficiently mystical impression.'^ Parsifal is a mystich bedeut
same,^^ its king’s sacred office one of “mystic import,”” its Prelude a “ming
ling ... of mysticism and chivalry.”'* Wagner claimed the right of apostolic success-
”“1116 Sprit Mercurius,” H239. -Many details that Wagner lifted from fairy tales had them
selves already been lifted by their anonymous talesmiths from gnosis and alchemy.
'’’Ibid., p. 309.
word!”^^ Cosima’s report suggests that what appealed to Richard was the Meister’s
theory of the relation of the soul to God: Soul is a reflection of God, and at the same
time the container and home of God. This is the default Thomasian view, which is
just one of many reasons why it is relevant to read Wagner’s mediæval mysticism as
neo-gnosticism.
“/Wrf., I, p. 690, October 26,1873. Jung’s discussion ofEckhart {Psychological Types, •¡427)
is relevant here; thus, “Eckhart states bluntly that God is dependent on the soul, and that the same time,
that the soul is the birthplace of God... The organ of perception, the sotti, apprehends the contents
of the unconscious, and as the creative function, gives birth to its dynamics in the form of a symbol.
The soul gives birth to images that from the rational staiu^oint of consciousness are assumed to be
worthless. And so they are, in the sense that they cannot immediately be turned to account in the
objective world. The first possibility of making me of them is artistic, if one is in any way gifted in
that direction; a second is philosophical speculation-,'Zl third is quasi-religious, leading to heresy and
the founding of sects; and a fourth way of ençloying the dynamics of these images is to squander it
.in every forni of licentiousness.” Jung’s description of the syndrome of a quasi-religious
philosophically speculative licentiousness-obsessed artistic type defines Wagner remarkably well;
indeed, Jung’s own examples ofthe artistic response ate Spitder, Goethe, and Wagner himself {¡bid.,
11427b ).
372
these sources is true of Parsifal, and to engage the one is to engage the other. This
also sanctions treating his lexical tonality as a imified tonal language employing a
single vocabulary of mythic images drawn directly from these sources, distributed
evenly across Parsifal, the Ring, and Tristan, and intended to express the unity of
world myth.
We meanwhile segue from Wagner’s mediæval, gnosticism-drenched sources
to Parsifal’s gnostic content on our way toward a reckoning with the composer’s
antisemitism, a tragic feature of his thinking that caimot be fully understood outside
these sourcès and the composer’s borrowed religious system. Anti-Judaism is
implicit in all of them including Wolfram, and Wagner the anti-Judaic theosophist
wove it Nortdike into libretto and lexical tonality using the lexicon of religious
esoterica. Thus to get to the heart of the antisemitic convictions requires us to treat
Parsifal as a gnostic gospel—Whence the chapter title.
Antisemitism is above all a moral problem, and a good ingress is through
Wagner’s theory ofgood and evil from the perspective ofhis sources and his gnostic
temper of mind. For instance, as Richard told Co sima, “I do not believe in God, but
in godliness, which is revealed in a Jesus without sin.'^* He has a definition for “sin”
too: it is the Schopenhaurean will to life in opposition to the will to death, which is
righteous. Struggle for life expresses the Will, which is mostly desire and which is
necessarily and irremediably blind and ignorant,“ the Creation which file Will
conjures" itself into being irremediably bad.“ This places virtue at the service of
escape from its confines, but since the world holds the contrary opinion inculcated
by that perennial pair Gog and Magog (Judaism and the religion-garbling priests of
Rome) virtue comes to appear an abeiration and virtuous persons as nut-cases, as
““Nature wills, but sees not Had she foreseen that Man would some day call forth artificial
light and fire (a vivid instance adduced by Schopenhauer), she would have endowed the poor insects,
and other animals that rush on destruction in our flame, with an instinct safe against that peril.” (“Shall
We Hope?", p. 127.)
““As their Weightiest exercise the Jesuits set the piçils who enter their school the task of
imagining with all their might and main the pains of eternal damnation, and expedite it by the most
ingenious devices. A Paris workman, on the contrary, after ray threatening him with Hell because he
had broken his word, replied; 'O monsieur, ¡’enfer est sur la terre.' Our great Schopenhauer was of
the same opinion, and fotmd our world of life quite strikingly depicted in Dante’s 'Inferno'." (Ibid.,
p.117.)
373
Wagner specifies in a lugubrious letter to Liszt, written just six years after he
published ‘The Wibelungen”:
We may allow that Christianity is such a contradictory phenomenon
because we know it only through its contamination by narrow-minded
Judaism and through its resultant distortion, whereas modem research
has succeeded in proving that pure, uncontaminated Christianity is ho
more and no less than a branch of that venerable Buddhist religion
which, following Alexander’s Indian campaign, found its way, among
other places, to the shores of the Mediterranean. In early Christianity
we can still see the clear traces of a total denial of the will to live, and
a longing for the end of the world, i.e., the cessation of all life. The
unfortunate part about it, however, is that such profound insights into
the nature of things are vouchsafed only to those individuals who are
totally abnormal in the sense described above, as a result of which
they can be fully understood by them and by them alone; in order to
convey these insights to others, the sublime founders of the world’s
religions must therefore speak in such images as are accessible to
people’s ordinary—^normal—powers of fcomprehension; Whereas
much is distorted in this way (although the Buddha’s teaching relating
to the transmigration of souls almost certainly expresses the truth),
the vulgarity and licentiousness of general egoism that characterizes
normal people means that, in the end, the image is necessarily
distorted to the point of grotesqueness and—^1 feel sorry for the poet
who takes it upon himself to restore this grotesque distortion to its
original form.”
Here, dolefully but correctly predicting that Parsifal should be received by the
orthodox as a travesty, Wagner takes as his model an early form of Christianity,
heretical and abnormal-seeming, historically and thematically associated with the
conquests of Alexander the Great and the religion of India, which is therefore a
syncretistic blending of dominant Eastern philosophy articulated by subordinated
Western imagery. Practitioners ofunorthodox Christianity harbor specia/knowledge,
the possession of that small elite who really get it. All these elements combine in the
mediaeval Barbarossa literature of Préster John and the German Alexander
literature, both ofwhich the composer had already encountered and which, by 1855,
constituted the bulk of his primary source materials.
The only theological system answering to this description is gnosticism, the
definitively world-renoimcing form of Christianity. Wagner was attracted to the
"Letter to Franz Liszt, May 16, 1855, in Selected Letters ofRichard Wagner, pgs. 346-7.
374
element of Schopenhauer’s philosophy in which he could detect comparable Indian
resonance, which the philosopher himself confessed was real and important to the
proper understanding ofhis system. Thus for instance, “I owe what is best in my own
development to the impression made by Kant’s works, the sacred writings of the
Hindus, and Plato.”^* Along with Schopenhauer himself, Wagner mentions these
three philosophical sources most frequently when describing his philosophical
influences.
This then is the gnostic complex of attitudes and ideas that Wagner
understands to be “mystical.” Wa^er considered Schopenhauer to be a gnostic as
well, and th^ composer’s “Christianity” is in some respects a footnote to Arthur,
whose admission into the composer’s fundamental religious concept suggests the
term “philosophical Christianit/’ and comparison with gnosticism’s ongoing
engagement with Plato’s creation myth, the Timaeus. The composer uses philo
sophical terminology to describe theological factors, for instance, “I did not need the
hypothesis o f C hristianity—as L aplace d id n ot n eed t he hypothesis o f G od—to
express the negation of the will in the Wagner’s attraction to gnostic-style
tpap.tiings thus turns on what such heretical writings have in common with Schopen
hauer.
The connection is not obscure: gnosticism is theology’s most significant
expression of cosmic pessimism and the denial of the world. Gnostic world
renunciation is one reason that Catholic descriptions of their beliefs have always
taken the form of criticisms or even attacks: it was seen as amoral, for instance,
“Among the reproaches which Plotinus raises against the Gnostics ... is that they
lack a theory of virtue; and he maintains that it is their contempt of the world that
prevents them from having one . . . The absence of virtue in gnostic teaching is
connected with the anti-cosmic attitude, that is, the denial of any worth to the things
^The World as Will and Representation, p. 417, discussed in Moira Nicholls, “The Influences
ofEastern Thought on Schopenhauer’s Doctrine ofthe Thing-in-Itself,” rnThe Cambridge Companion
to Schopenhauer, p. 179. In her note 44 Nicholls likewise cites Dorofljea W. Dauer, Schopenhauer
as Transmitter ofÊuddhist Ideas, that “while Schopenhauer claims that his own doctrines are
indppi-tidpnt of the influence of Hindu and Buddhist thought, he is probably much more indebted to
them than he realizes.” {Ibid., p. 208.)
of this world and consequently also to man’s doings in this world.”^“ The Catholic
Encyclopedia links Schopenhauer and von Hartmaim to Gnosticism through their
common philosophical Pessimism thus:
The world is not, as Schopenhauer considered it, the worst possible,
but the best, as is shown by the adaptation of means to ends in the
evolutionary process. Nevertheless it is altogether bad, and had better
not have been. The imconscious of von Hartmaim is involved in the
same self-contradiction as the will of Schopenhauer. It is difficult to
attach any real significance to the conception of consciousness as a
fimction of the imconscious, or to that of purposive action by the
unconscious. Considered simply as a reasoned basis for a doctrine of
Pessimism, von Hartmann's system appears much like a Gnostic
mythology, or such quasi-mystical imagery as that ofJacob Boehme,
representing the pessimistic aspect of the actual world. From this
point of view it may be said that both Schopenhauer and Hartmann
rendered some service by emphasizing the perpetual contrast between
desire and achievement in human affaás, and by calling attention to
the essential fimction of suffering in human life. Schopenhauer and
von Hartmann stand alone as the originators ofmetaphysical systems
of an essentially pessimistic character.^'
But this is only partly true: the philosophical Godfather of both was “St. Thomas”
and his gnostic fellow-travelers, which is why Wagner troubled to gnosticize his
•score. Wagner, gnosticism, and Schopenhauer agree that this world is evil and its
creation the mistake of a deranged and subordinate heavenly entity, which gnostics
called laldabaôth or the Demiurge, Schopenhauer called “the Will,” and which, in
Parsifal, Wagner aligns with Klingsor. This “Creator” is variously depicted as blind
and ignorant (Schopenhauer), blind, ignorant, and crazy (gnosticism), or blind,
ignorant, crazy, and wicked (Wagner). The gnostics also called their Demiurge Yah-
weh, the God ofIsrael, and depicted this god as alternately a demon, fallen angel, just
plain angel, or unspiritual being. In any event the “Creator” was as far firom god as
we fi-om him: God was not a being but, as Wagner argued, an uncreated—and un
creating—godhead.
^‘7ieCaiÄo//c£nc)'c/o/7erfiaonline,littp://www.newadventorg/ca1hen/11740b.htm,accessed
March 19,2005.
376
The basis then for Wagner’s attacks on the Jewish God are from this perspect
ive philosophical and reasoned: the composer modeled his theology on that of the
early Church with its strong gnostic resonances. I want to discuss how this philo
sophical anti-Judaism works itself out in Parsifal presently, but first it will be useful
to take a short detour through the other aspect of Wagner’s attitude toward Jews, his
rank antisemitism, which was not reasoned but attitudinal. Such antisemitism is
equally present in Wagner’s sources, and the point of this detour will be to show how
these sources specify Wagner’s antisemitic discourse.
"Scott D. Westram, The Hereford Map, esp. legends #142, #212, and #306.
Jews since the first century C.E., as recorded by Josephus.” Heilig notes that “this,
the first ritual murder charge against Jews known to history, inaugurated themes that
would be picked up later.”^* They were imported wholesale, for instance, into the
mediæval Alexander legends, which combined such materials as those ofHerodotus
and Josephus with legends of the Ten Lost Tribes to reconfigure the Caspian Isse-
dones as the bestial Gog and Magog, who thereafter obtained the sanction of German
folk belief to run roughshod over its cowering cultural imagination. So powerful in
fact was the legend of the cannibal Jews that, when news reached Germany of the
approach of Genghis Khan and his Mongol armies, it was widely believed that Gog
and Magog had at last burst forth firom their Caspian prison to ravage the world.”
But the cannibal Jews were most strongly present in the very literature
Wagner relied upon for much oîParsifùVs lexical mulch. Andrew Colin Gow quotes
the twelfth century/.«ciVJanws, as follows:
In India is a moimtain called Caápius, after which is named the
Spanish Sea. Between the sea and this mountain, king Alexander
walled up two nations, called Gog and Magog. These people eat
nothing but raw animal and human flesh.’*
The geographical garbling here is entirely typical of mediæval thinking and greatly
contributes to the distinctive atmosphere of unreality and dreamlikeness of its
literature, answering to the modem “a long time ago, in a galaxy far, far away...”
A more detailed description of the cannibal Jews and their relation to Alexander,
^’Thus the Jewish historian describes the story of Antiochus IV Epiphanes, who heard from
the mouth of a Greek in the Tençle of Jerusalem that “of the unutterable law of the Jews for the sake
of which he [the Greek] was being fed. The practice was repeated annually at a fixed season. They
would kidnap a Greek foreigner, frtten him up for ayear, and then convey him to a wood, where they
slew him, sacrificed his body with their customary ritual, partook of his flesh, and, while immolating
the Greek, swore an oath of hostility to the Greeks.” (Josephus, Omtra Apionem 2, pp. 94-6, quoted
in Jocelyn HelUg,77ie Holocaust and Antisemitism, p. 136.)
^Ibid.
^’(“In India ist ein bere der heizet Caspius, da von heizet daz Speniche mer. zwissent dem mer
unde dem berge, vermurte der kunic Alexander zueiger slaste lût, die hezent Goc unde Magoc. Die
lüte ascent nith wen rowe tier unde menischen fleisch.”) Quoted and translated in Andrew Colin Gow,
The Red Jews, pgs. 303-4.
378
’’See, e.g., Diaries, I, p. 576, December 26,1872; II, p. 322, June 12,1879; p. 706, August
15,188Í, etc.
““The identification of tbe Ten Tribes with Gog and Magog provided a new perspective on
an unsavoury episode in the history of medieva} anti-Jewish propaganda, namely the accusation of
ritual cannibalism leveled at Jews—siimlar to charges of a sacred or even liturgical caimibalism
directed at Christians in the second century, Montanists in the fifth, Paulicians in the eighth, the
Bogomils in file eleventh, and those burnt as heretics in Orléans in 1022. These accusations reached
a watershed in the thirteenth century. Gavin Langmuir has examined the first accusation of ritual
cannibalism known to have been aimed at Jews: in 1235 at Fulda. Thirty-four Jews were convicted of
this imaginary crime andVere judicially murdered.... The Fulda accusations of ritual cannibalism
were neither novel, nor spontaneous, nor simply an echo of earlier, similarly ‘chimeric’ charges....
the Ebstorf map of file world depicted the ‘gentes immundas gog et magog’, enclosed by a mountain
range and a great wall, eating human body parts that are spurting blood. The caption states that they
eat human flesh and drink human blood.” {Ibid., pgs. 49-50).
379
camivorism that enabled them to become the sinister agents of human degeneration
that they are today:
To explain this sorry constitution of all human things our Old-
testament Christian Church reverts to the fall of the earliest pair,
which Jewish tradition derives—^most strange to say by no means
from a forbidden taste of animal flesh, but from that of the fruit of a
tree; whereupon we may conclude the no less striking fact that the
Jewish God found Abel’s fatted lamb more savoury than Cain’s
offering of the produce of the field. From such suspicious evidences
ofthe character ofthe Jewish tribal god we see areligion arise against
whose directly employment for regeneration of the human race we
fancy that a convinced vegetan of nowadays might have serious
complaints to lodge.^^
Here Wagner infers that an ignoramus Hebrew God penalizes vegetarians who obtain
gnosis through right eating, a giant step for mankind that no self-respecting, apo
plectic old Semite demiurge could be expected to a1)ide. Such antisemitic mumblings,
in which the presumed dietary habits of Jews explain a presumed universal human
species decay, led Gutman to describe Wagner as ftmctionally insane. Yet all this
would have seemed perfectly reasonable to the mediæval culture of his sources.^^
. *^This antisemitic stuff is all drawn ffom the idiotce sources that Wagner reified as the Folk,
an excellent account of which has been presented by Carlo Ginzburg’s The Cheese and the Worms,
cited in Chapter One. Again, with respect to the conçoser’s ofi-mocked vegetarianism and anti-
vivisectionism and the slightly less-mocked morality-play appearances of slaughtered and solemnly
buried swans and redeitfttion-seeking wild flowers, Jung recounts a significant “last outcropping of
the medieval view ofthe world” in an anecdote fi:om his own youth: “We had at that time a cook fi-om
the Swabian part of the Black Forest, on vhom feel the duty of executing the victims firom the poultry
yard destined for the kitchen. We kept bantams, and bantam cocks are renowned for their singular
quarrelsomeness and maUce. One of these exceeded all others in savagery, and my mother
commissioned the cook to dispatch the malefactor for the Sunday roast. I happened to come in just as
she was bringing back the decapitated cock and saying to my mother, ‘He died like a Christian,
although he was so wicked. He cried out, “Forgive me, forgive me!” before I cut off his head, so now
he’ll go to heaven.’ My mother answered indignantly: ‘AVhat nonsense! Only human beings go to
heaven.’ The cook retorted in astonishment: ‘But of course there’s a chicken heaven for chickens just
as there’s a human heaven for humans. ’ ‘But only people have an immortal soul and a religion, ’ said
my mother, equally astonished. ‘No, that’s not so,’ replied the cook. ‘Animals have souls too, and fiiey
all have their special heaven, dogs, cats, and horses, because when the Saviour of men came down to
earth, the chicken saviour also came to the chickens, and that’s why they must repent of their sins
before they die if they want to go to heaven.’ The theology of our cook is a remnant of that folklore
mentality which saw the drama of redenqition going on at all levels and could therefore discover it
even in the mysterious and inconqirehensible transformations ofmatter.” {Psychology and Alchemy,
T[494-5.) July’s cook’s grandmother undoubtedly served up Richard and Cosima’s lettuce and bean
sprout buffets at the tellingly christened “Wahnfiied.”
380
Kundry, Red Jews, and Other Snakes in the Grass.
To properly assign Wagner’s “cannibal Jews” to these sources likewise
permits us to evaluate Parsi/a/’s alleged but never demonstrated anti-Jewish content
in a way that is both authentic and precise. I would like to use Kimdry as our ingress
to Wagner’s mediaeval detailing in a way that takes full account of the sources from
which Wagner drew most of her characteristics, commencing with the image of
Kundr>\as a typical mediaeval Jew-nightmare. It is not that everything about Kundry
spells “Jeyir.” Rather, identifying the precise type of Jew to which a significant part
of Kundry does refer permits a more accurate appraisal of her other qualities and of
her integral contribution to the mediaeval mappa mundi that is Parsifal.
Recently ^thony Winterbourne has re-opened the longstanding debate about
whether Kundry is a Jew and thus an antisemitic figure. His excellent discussion of
this protagonist takes.painstaking account of the rich detailing with which Wagner
inscribed her, including her multiple names and her iconic visualizations, and readers
interested in Kundry and her world could do no better than to consult Winterbourne’s
chapter.“” The author translates Klingsor’s call to his demon-woman as follows:
Arise! Arise! To me!
Your master calls you, nameless woman,
first she-devil! Rose of Hades!
Herodias were you, and what else?
Gundryggia then, Kimdry here!
Come here! Come here now, Kundry!
Your master calls: arise!^’
Winterbourne focuses some discussion on each ofher six separate epithets: Nameless
Woman, First She-Devil, Rose of Hades, Herodias, Gundryggia, and Kundry. In
addition he mentions a couple of Kundry’s iconic images: her red skin and her
snakeskin girdles. His discussions are upefiil but incomplete, for they do not factor
in the primary sources whose cultural context permits us to bind these elements
together into a single coherent whole. I would like to complete this then, using
Kundry’s anti-Judaic content as an ingress to her multiple-coherence wholeness.
"In particular Chapter Three: “Kundry—and What Else?” in A Pagan Spoiled: Sex and
Character in Parsifal, pgs. 60-82.
*>Ibid., p. 62.
381
”For instance, mediæval artistic iconography typically depicted the Red Jews by means of
the red skin that Wagner offers in Parsifal-, thus, “Possibly owing to the limited transmission of the
legend, there are not many extant unequivocal images of the Red Jews. One imposing exanqile,
though, appears in an early fifteenth century German book ofweapons {Offenbachsches Wappenbuch),
broadly conceived to include the imagined weapons of Biblical and Eastern rulers. In the upper
register of the folio, eight Jews are visible as half-lengths peering from both sides of a large, grey,
rocky mountain... the Jews are rendered with mddy skin and grotesque profiles... the knobs oftheir
hats resemble the yellow finials of the red-tiled buildings in the lower register, which continues the
red-yellow color scheme of in&my... from the inscription at the top of die folio, we assume that this
is the urban location in India behind which the mountain is situated. ‘This is the hidden mountain
under which the Red Jews lie; it is in India where Saint Thomas the Apostle is buried.’ Although the
inscription asserts that the mountain is in India, it visually recalls images ofthe Caspian mountains,
where Alexander was said to have inqirisoned Gog and Magog, with whom the Red Jews were
ultimately conflated.” (Saracens, Demons, and Jews: Making Monsters in Medieval Art. pgs. 233-4).
382
the Red Jews, enclosed between two mountains called Gog and
Magog... These Red Jews are numerous; they are “keen fighters and
savage,” and their large armies could swarm across “the whole
world”; they threaten both Christians and the barbarous “heathen”.
They are enclosed “so that they cannot march war-like and proud
across the earth.”^®
Gow links the debut of Red Jewry to our major focus, the German Grail literature,
the Alexander legends, and the Letter of Prester John.« This is the same literature
that includes theLamprechtandStrassburg^/exa«i/ers, with which Wagnerwas also
familiar, and iVhich had provided the composer with his image of those nasty former
cannibals now running the businesses of the world. The site of their imprisonment
is Wagner’s bid haunt, the Caspian (= Causacus) Mountains. They have a unique
relationship to dangerous and warlike women such as Kundry, for they are subject
to the Queen ofthe Amazons who herself is a vassal of the ^níic/iráí and who “will
be the first, at the end of time, who will worship the damnable Antichrist as the Lord
God and offer him her assistance along with the Jews and heathens. As for their
other attributes, “The Red Jews are pilloried as an evil-looking, foul and unnatural
people. In modem depictions offoreign peoples, American anti-J^anese propaganda
of the second World War, or Tolkein’s ores, come close—very close. A subliminal
racism, or a well-developed xenophobia, that associates foreign features (eyes, skin,
hair colour, customs) with evil is at work in both instances.”®* The cannibalism and
redness of mediseval German Jew-iconography refute the claim that Kundry’s
Herodias-red-snakiness-“devouring vamp” complex does notpreciselyfingerprint her
as, in this aspect at any rate, a classic mediaeval German Red Jew fantasy.
What about the combination of redness and serpent-skins trailing fi-om her
waist, which, in combination with her creeping horse and snakelike movements mark
her as woman above, serpent below? Again, the serpent was a classic Red Jew
association, particularly through its associations with poisoning and venom. Thus in
”Ibid.
’°Jbid.,v. 73.
^'Ibid.
383
mediæval Germany the Red Jews were understood to have been the instruments of
the Black Death:
In an entry concerning the second great year of the Black Death,
1349, an anonymous chronicler echoes the widespread contemporary
belief that the Jews were responsible for the plague: they had
poisoned the wells, springs, and streams. This entry documents the
absolute horror of this unheard-of sickness, so contagious that even
the breath of an infected person was known to be deadly. The
chrotucler is at a loss to explain such incredible virulence except by
poison, a poison which itself must be exceptional. It was not enough
that the Jews spread it, as he and many others claimed. To explain its
extraordinary effects, he had recoxnse to die exotic, the outlandish and
bizarre: the poison could be no ordinary one. He says it had bçen
augmented (‘spiked’) with the venom of serpents or basilisks, ex
pressing an idea fairly common in his time concerning the source of
the plague. Like the Red Jews, the peison was unrain, unclean or evil
beyond all imagining. This descriptk^ was especially appropriate
because the Jews are said by the chronicler to have obtained the poi
son from the Red Jews.’^
The Red Jews are thus physically redpersons associated with reptiles, basilisks, and
poisonous serpents, with eating animalfood and human flesh, and with poisoning
water sources. Applying this to Kundry obtains the following transformation schema:
• [KUNDRY IS HERODIAS = KUNDRY IS A JEW] +
• [KUNDRY IS RED = A RED JEW] +
• [KUNDRY IS A SERPENT = A TREACHEROUS RED JEW POISONER] +
• [KUNDRY IS A WATER POISONER = A POISONER OF THE GRAIL]
As a venerable Germanic antisemitic bogie the Red Jews speak directly to the
motif ofpurity that serves as the central pillar for Wagner’s Grail universe. As Gow
suggests, the Red Jews were above all impure (unrein). In Wagner’s terms Kundry
definitively belongs in the company ofKlingsor, the very wellspring of impmity. Her
very presence is a plague.
“ÆW.,p. 82.
384
““Syphilis, Suffering, and the Social Order,” in Opera: Desire, Disease, Death, pgs. 61-93.
“Astrology had been a core coirqjonent ofmedicine from the beginning. Galen, for instance,
wrote that "Astrology is the foreseeing part of their [i.e., physicians’] art, and if not all, but at least
most of them have accepted this astrology as part of medicine . . . Hippocrates said that [any
physician’s] mind strays into darkness, who has not used physiognomy. But the physiognomical part
of astrology is its major part” (“Prognostics,” voi. 19, pp. 529-73 (Kühn), tr. F. H. Cramer, quoted
in Tamsyn Barton, Ancient Astrology, p. 185.) That medical practice remained the most consistent
haven for astrological practice through the mediaeval and renaissance periods is evident finm analysis
of its ongoing relationship with European university and court cultures. Thus Hilary M. Carey notes
with respect to the general ecçlesiastical ban on astrological practice, that “... religious foundations
seem to have made an exception in the case of medical astrology. It is not uncommon to find in
monastic fibraries tracts on bleeding according to the mansions of the moon, or on the influence of the
planets on the progress of disease, sometimes bearing the name of the infirmarian.” {Courting Dis
aster: Astrology at the English Court and University in the Late Middle Ages, p. 44). This intimacy
between medicine and astrology provides context for Wolfram’s extended astrological diagnoses.
planetary demon is implicated in the kind of activities Kundry has been set up to
suggest?
In the event Wagner sets Kundry imder the rubric ofMars, as Winterbourne
lets us know in translating Kundry’s old Valkyrie-name Gundryggia as “Instigator
of Wars.”^* The malefic context, in combination with her trailing snake-skin and a
scary reptilian horse fiuther identifies her with Scorpio, the negative House ofMars,
which in the Ring is aligned with the B minor Valkyrie (Gundryggia) camp. Such an
alignment triangulates between Wagner’s two Kimdry aliases, Gundryggid and
Herodias thus:
is GUNDRYGGIA is MARS is RED
KUNDRY < is HERODIAS is BLOODY is JEW
Kundry is red anyway you look at her, Whether as Mars or as Jew—^another dollop
of multiple coherence that overdeteimines a single image via multiple outsourcing.
Holding that thought while turning to' Parzival, the prevailing mediæval
cultural understanding that disease is visited upon the sufferer by an astrological
demon connected with poisoning is, I propose, the proper medical fi-amework from
which to parse Wolfram’s diagnosis of the Grail îGng’s mysterious malady:
There is a beast called the unicorn, which is so attracted by the piuity
of virgins that it falls asleep in their laps. We took a portion of this
animal’s heart to heal the king’s pain. And we took the garnet from
the same animal’s forehead where it grows beneath the hom. We
rubbed the edge of the wound and even inserted the stone into the
wound, which seemed to be full of venom . . .Then we got an herb
called trachonte. Of this herb we heard it said that when a dragon is
slain, it springs up from the blood. The herb is inclined to have the
characteristics of air. Perhaps the Scorpion’s orbit in the sky would
*“The name Gundryggia is formed &om Scandinavian linguistic material, 6om the stem
Gunn (Old Norse Gunnr) meaning battle, or combat; and diyggia, meaning to prepare or excite. One
of Cosima’s Diary entries has Wagner calling Kundry ‘Gundrigia (sic) Strikerin des Krieges,’ or
‘weaver ofwars. * And so we have Kundry—perhaps somewhat surprisingly—as a Valkyrie; female—
just—but hardly soft and welcoming to a man’s embrace in the fashion of Kundry as ferrtme fatale;
for, like all Valkyries, Gundryggia would embrace a man only in death.” {A Pagan Spoiled: Sex and
Character in Wagner's Parsifal, p. 64.) In addition the name obviously rationalizes the stage namp
Kundry [=G 'und 'ri '] which otherwise would be a meaningless garbling of Wolfinm’s Cundrie and
serve no multiple-coherence propose.
386
help us too in the time before tìie planets turn backward and the
change ofthe moon begins—this was when the wound pained most.”
In Dr. von Eschenbach’s professional opinion the king is suffering from chronic
purity anefnia owing to the malignancy ofan unrain planetary demon that has stuffed
his wound with yucky astral sludge. On the principle of “fight fire with fire” a strict
regimen of dragonwort is indicated which, since Scorpio is also thefall ofthe moon,
may be expected to soak up the pus with the limar spongewhile the wound is being
daubed with unicomian purity-extract.”
But does this diagnosis agree with that of Dr. Wagner? Only up to a point.
Both authorities concur on the areinavinosis syndrome but differ significantly on its
aetiology. Dr. von Eschenbach fails to connect Cundrie with the scorpion/serpent
because he thinks the Grail Messenger is not a public health problem but a nurse on
his own medical staff who can therefore own no role in the Grail King’s illness,
whose aetiology of poisonous venom and scorpions he explains to his own
satisfaction by his self-consistent astral diagnosis. Dr. Wagner however lets us know
what his este^ed colleague apparently does not, which is that this impurity is to be
found in the body ofKundry. She is the source of the illness and thus must bear the
burden of conveying to us what Dr. von Eschenbach relies upon his astrology of the
Scorpion to dO.
All of this’may be observed in the sea-changes suffered by Wolfram’s
Cundrie in her metamorphosis into Wagner’s Kundry. Wagner claims the “wildness
of Condrie” as one of the few details in Wolfram’s poem that made an impression on
him. La sorcière is a'mass of deformities indeed, but none of them have anything to
do with Wagner’s crawly reptiles;
’*I’m hot making this up, for the plant Lunaria is a sponge to soak up poison. Thus (Artis
Auriferœ, I, p. 141, quoted in Mysterium Coniunctionis, 1157): ‘“In the lunar sea there is a sponge
planted, having blood and sentience [sensum], in the manner of a tree that is rooted in the sea and
moveth not from its place. If you wouldst handle the plant, take a sickle to cut it wth, but have good
care that the blood floweth not out, for it is the poison of die Philosophers’.” Thus when the moon-
sponge waxes it sucks up poisons; when it falls (wanes in Scorpio) it takes them away with it.
387
Over her hat swung a braid of her hair, so long that it touched the
mule. It was black and hard, not pretty,-md soft as the bristles of a
pig. She had a nose like a àog’s and two boar’s teeth stuck out from
her mouth, each a span in length. Both eyebrows were braided and the
braids drawn up to the ribbon that held her hair... Cundrie had ears
like a bear’s... In her hand she carried a whip ... and the hands...
looked hke monkey’s skin.”
Wagner has however embodied the astrological aetiology presented in Parzival,'
Book IX, in Kundry, by unifying Cundrie’s polyglot deformities under the sole rubric
of the snake. She is now the “wilde Reiterin,” her mount a “Teufelsmähre” that
alternately flies (“Flog sie durch die Luft?”) and creeps snakelike (“Jetzt kriecht sie
am Boden hin”). Kriecht aUgns the beast to the reptile world {Kriechtiere, reptiles):
the horse is a flying serpent such as we see in Græco-Roman mythology in the
genesis of the flying Pegasus from the blood of the severed head of the ^erpent-
woman Medusa. Dismounted she creeps snakelike (“Was liegst du dort wie ein wilde
Thier?”) and is graced with symbolic snake tail (“Gürtel von Schlangenhäuten lang
herabhängen”).
We can weave “Red Gundryggia/Herodias Girl” into this medico-mediæval
coat of many colors by virtue of her asfrologically reptilian qualities: Kundry’s
redskin (“tief braunröthüche Gesichtsfarbe”) can only pertain to the master of the
Scorpion (lU.), Mars, whose glyph depicts (d^ the male genitaha and whose flery
return signals that of Anfortas’ red bleeding. Kundry’s serpentine creeping and red
skin are related to blood and their vampiric resonances render them demonic too; i.e.,
***A moment of demonic absoiptiMTl. u^ls^the bars which accompany Kxmdry’s
kiss and in which the fatal motive of love’s lon^n^creeping like a poison through
^Diaries, U, p. 85, June 4, 1878. The Kiss is delivered on an enharmonic Cb/B minor
imperfect cadence: the Tonal Household of the Serpent (ÏÏL).
388
^^Physica^ p. 232. It may signify that both Wolfram’s trachonte and Hildegard’s Tree Frog
are drawn from the element Air.
389
The diabolical reptile enters the human psyche through the laughter-organ, always
tunable to mockery and ridicule. One can only neutralize its baleful buffoonery by
locating the “living water” which Christ gave to the woman ofSamaria and drowning
it there, just as mocking jibes can only be drowned by a contemplation of something
too, innately profound to inspire a wisecrack. In other words, next time you see a
giggling fiog, chuck it into the Grail.
t Fig. 8a: A melusine piercing the fllius Philosophorum with Longinus’ Lance*^
Kundry thus suffers multiple afflictions visited upon her from the reptile
quadrant of the universe that disqualifies her for salvation in part by rendering her
unable to take it seriously. Thiffconnecfion^one would mark the Grail-illness as
psychological one: it is in one’s attitude that one ftiockg God. Mediaeval reptiles are
among other things theriomorphic representations ofunhealthy attitudes. The reason
is theological:
In the beginning, every creature God made was good. Then, by means
of the serpent, the devil deceived the human being so that he was
thrown out ofparadise. After that, in revenge, creatures testing divine
will were made worse with humans. Whence, seeds of crael and
poisonous vermin rose up for this revenge, revealing infernal punish
ments with their death-bearing cruelty. Striking hellish terror in
“Source: Woodcut from Reusner’s Pandora .-Darisí, die edelst Gab Gottes, oder der werde
und heilsame Stein der Weysen (Basel, 1588), in C.G. Jung, ‘Taracelsus as a Spiritual Phenomenon,”
Plate B4. /
390
people, with divine pennission the vermin used their poison to
kill. . . . Vermin that are a bit like diabolic arts in their nature kill
other animals, as well as humans, with their poison.*^
Nurse Hildegard posits a cycle of revenge between man and serpent down the
generations from Paradise to Monday last and in “Wibelungen” Dr. Wagner concurs,
describing heroic dragon-slaying as motivation for the dragon’s heir to slay him and
be re-punished in his turn “just as Christians punish the Jews for the murder of
Chrisi.” By 1849 Wagner had already kneaded Hebrew yeast into his dragon dough,
permitting Sun-God vs. Dragon to morph into Just Plain God vs. Jew. Redskin
malefica Kundry is only the composer’s last iteration of this recursive “ideal event.”
‘^Physica, p. 229.
‘’From Reusner's Pandora: Das ist, die edelst Gab Gottes, oder der werde und heilsame
Stein der Weysen (Basel, 1588), p. 249, reproduced in “Paracelsus,” op. cit., as plate B4. For more on
the meaning of “Pandora” see above. Chapter Five.
““Refutation of All Heresies”, quoted in Jorunn Jacobsen Buckley, Female Fault and Ful
filment in Gnosticism, p. 4.
392
to those very daddy and mommy-munching Issedones so soon to be advanced up the
mediaeval German antisemitic cursus honorum to take office as the cannibal Jews of
the Alexander legends—and Religion and Art.^’’
There are meaningful psychological and affective correspondences too. Take
Kundry’s horrific harridan hectoring as symptomatic ofa deeper psychological com
plex than mere generic infantility, homicidal negative transferences to paternal
Redeèmer-figures, or bipolar fits of guffaws and dumps. Echidna and the snake
bodied gnostic Edem’s independent psychological test results have just returned, and
these ladies score identically in traumatic life history profiles and concomitant psy
chotic reaction formations. Both fell for high-minded, quest-oriented heroes (Hera
kles and Elohim), were callously abandoned by their high-minded beaus for the re
demptive destinies beckoning to them, and in consequence both ladies went stark-
raving bonkers, firing poisoned arrows and curses wildly in all directions. This gives
gnostic context to such otherwise unexplained features of Kundry’s relations with
Parsifal as their joint epithets Nameless or her more than this-ain’t-^ersonal-just
-business meltdown at being repulsed by the prig in Act H. Their Namelessness
fingers them as twin detached essences firom the higher uncreated realm somehow
stuck slumming down here in our dirt-and-smut sublunary world. Kundry clearly
recognizes Parsifal as someone with whom she has shared quite a few lifetimes of
prior intimacy and can’t believe that der Thor doesn’t recognize her but seems put
out that he can’t get rid of her. Logically enough therefore she curses him to be like
herself, wandering endlessly in circles with all his footsteps leading nowhere but
back to her. Significantly Parsifal only finds the Grail again when Kundry beats him
to it. Her curse is therefore fulfilled when, orbiting back toward yet another
astrologically piophecied planetary conjunction, the wanderer twain once again
collide and collapse at the very foot ofMonsalvat. The question is, how does the lady
possess the power of the curse, whose patent we were led to assume was owned by
Klingsor alone? The answer is, that Kundry is cursed by virtue of being a Red Jew
and curse-delegated by virtue of being a gnostic archon or planetary demon. Her
"In the Caucasian sector of the Hereford mappa mundi appears a snake-bodied figure who
may well be Echidna; however, the figure appears to lack a written legend and so it is inçossible to
say for certain.
393
cursor divides the screen precisely alon^ the fault-line sketched by the Mars/Red Jew
schema offered above.
Such correspondences identify defendants Kundry and Melusina as identical
with the precision of mytho-forensic DNA tests. Such iconic and thematic parallels
ought therefore to project themselves directly into the lexical tonality as well. In fact,
given the astrological resonances informing the Ring’s TL it would have been
astoimding had Wagner not further developed and specified these in Parsifal’s tonal
lexicon. Fortunately this'is not difficult to show, since our gnostic-alchemical
Pandora picture also encrypts an additional astrological semantics independent of
its alchemistic or gnostic content, and which may be extracted and compared with
Wdgner’s parallel TL lexemes that reference the four objects Kundry, the Spear, the
Son (King), and Grail. The presence of such zodiacal encryptions is in no way
retnarkable, since the alchemistic opus or process of redemption was always
coordinated with the solar year such that, for instance, “the synthesis ofthe elements
is effected by means of the circular movement in time {circulatio, rota) of the sun
through the houses of the Zodiac.”“ In particular “in the spring all the forces of life
are in a state of festive exaltation, and the opus alchymicum should also begin in the
spring (already in the month of Aries, whose ruler is Mars).”
^ply:
(1) The serpent-melusine says,
(la) precisely what Wolfi-am says about Anfortas’ astrological assailant;
that is, “Serpent/Scorpio”;® and,
(lb) precisely what Wagner says about Amfortas’ protagonistic assailant:
that is, “Kundry/Melusina”; and,
“This specification is in fact a single transposition since Anfortas’ assailant is, literally.
Scorpio.
395
When read out as a sentence in which four asteological icons are understood as four
generic (non myth-specific) lexemes, the result may be read: “Scorpio (IH., serpent)
uses Sagittarius (>?, spear, sword, arrow)’“ to wound Capricorn CVlo, god-image)”
before Aquarius (233, temple/vessel).”
The astrological lexemes may be simply derived: Scorpio is cognate with
sexuality, which when used as a wounding weapon may be read sexual knowledge
or knowledge derivable fi:om same; Sagittarius is cognate with “knowledge” or
“wisdom” via “sag,” fi:om sagit, arrow, fi’om which root also comes our wisdom-
lexicon that includes, sage (wise man), sagacious (wise, knowing), and saga (a
telling, as of a scripture); Capricorn is cognate with the God-image through a logic
that I shall be devoting much of this chapter to further specifying; and Aquarius the
Water Carrier is the higher Godhead who bears all of this within his heavenly Urn
(again, AKA Grail).
This maybe directly translated into Wagner’s astrological TL thus: [B=ïïl.];
[Gb=^]; [Db.=\k>]; [Ab=233], What this formula asserts is simple: each of these
lexemes will “mean,” in the context of Parsifal’s linear harmonic TL syntax,
precisely what I have just outhned. If I am correct, this will be easily falsifiable. Let
t
us see then how far it is in fact falsifiable.
I have aheady described 11=111,]: it is simply the semantic logic of all of
Wagner’s B Major/minor curses, love-deaths, stabbing villains, or death-dealing
Valkyries and female vampires. However, some further specifications will give ad-
™This alchemistic weapon kills and likewise healS.-Thi^There is a picture in the ‘Speculum
veritatis’ of Mercurius killing the king and the snake with the sword—‘gladio proprio se ipsum
interficiens.’ Saturn, too, is shown pierced by a sword. The sword is well suited to Mercurius as a
variant of the telum passionis, Cupid’s arrow---- Since Ae Logos, the Word of God, is ‘sharper than
any two-edged sword’ (Hebrews 4: 12), the words of the Consecration in the Mass were interpreted
as the sacrificial knife with which the offering is slain. One finds in Christian symbolism the same
‘circular’ Gnostic thinking as in alchemy. In both the saciificer is the sacrificed, and the sword that
kills is the same as that which is killed.’'’ (“The Visions of Zosinws,’’ f 110.)
’’For instance, in early alchemy the vessel is likewise a temple, for “the temple built of a
‘single stone’ is an obvious paraphrase of the .lapis. The ‘spring of purest water’ in the tençle is a
fountain of life, and this is a hint that die production of the round wholeness,' the stone, is a guarantee
ofvitality. Similarly, the light that shines within it can be understood as the illumination which whole
ness brings. Enlightenment is an increase of consciousness. The temple of Zosimos appears in later
alchemy as the domus thesaurorum ox gazophylacium (tréasure-house).’’ (“The Visions of Zosimos ’’
tll2)
396
is a spiritual symbol that points to wisdom (sagit-; sagacity). To retrieve the fetish
is thus to reconvert the former back to the latter, e.g., to redeem the power of the
male to prefer spirit over carnality. A motivic entailment is that in redeeming the
Spear-God Parsifal has likewise redeemed the meaning of Ex. 8.1, that is, Kundry’s
downward-striking motif, thereby as it were pulling her fangs. For Parsifal to be
crowned in B Major thus employs this lexeme in the sense ofthe “redeemed dragon.”
Parsifal is worthy of kingship by virtue of this redemptive deed.
This usage is entirely coherent with default alchemistic doctrine. For instance,
in the “Scriptum Alberti” of 1602, in a commentary on an engraving now
unfortunately lost, and Jung describes the Parsifal-Vike spiritual redemption of the
cauda draconis in terms of th6 return of its phallic image to the domain of the
godhead;
It [the “Scriptum” passage] begins with the statement, “This is a
picture of heaven, which is named thèJieavenly sphere, and contains
eight most noble figures, viz., the first figure, which is named the first
circle and is the circle of the Dejty,” etc. It is clear fi:om this that it
was a picture of concentric circles. The first, outermost, circle
contains the “verba divinitatis,” the divine world order; the second the
seven planets; the third the “corruptible” and “creative” elements
(generabilia)', the fourth a raging dragon issuing fi'om the seven
planets; the fifth the “head and the death” of the dragon. The head of
the dragon “lives in eternity,” is named the “vita gloriosa,” and “the
angels serve it.” The caput draconis is here obviously identified with
Christ, for the words “the angels serve it” refers to Matthew 4:11,
where Christ has just repudiated Satan. But if the dragon’s head is
identified with Christ, then the dragon’s tail must be identical with
Antichrist or the devil. According to our text the whole of the
dragon’s body is absorbed by the head, so that the devil is integrated
with Christ. For the dragon fought against the imago Dei, but by the
power of God it was implanted in the dragon and formed its head:
“The whole body obeys the head, and the head hates the body, and
slays it beginning from the tail, gnawing it with its teeth, until the
whole body enters into the head and remains there forever.”*“
Here as always Wagner’s mediæval mappa mundi is entirely coherent with German
alchemy and mysticism, for instance in the cosmology of Jakob Boëhme, in which
the dragon is the uroboros and also desire, for the body to be devoured by the head
““Scriptum Alberti,” quoted and discussed in C. G. Jung, “The Philosophical Tree,” f416.
400
is for desire to be withdrawn from the created world (tail) back to the godhead
(Wagner’s “god who leads us out of [the world]”). This is trae down to the anti
papist insinuations of its details, as in the “Scriptum’s” anti-Roman gibe concerning
the “secret” of this doctrine, that “Wise women hide it, foolish virgins show it in
public, because they wish to be plundered. Popes, certain priests, and monks revile
it, because it was so commanded of them by God’s law.”** The alchemist would
definitely have enjoyed Wagner’s religion-garbling Romish priests.
Ex, 8.2: Parsifal is crowned king of serpents
[Gb=x']. As in the Ring Wagner lexicalizes G b as the heavenly messengers
descending to Titurel, which topographically locates it again on the upward-
downward pathway between heaven fDb'=^aiith] and the vale of the dragon
[b=serpent, Klingsor, Kundry], For Gumemanz to annoint Parsifal’s head in B Major
is thus to certify that the reclamation of the cauda draconis [ b=dragon (tail)] is now
accomplished. Like the Scoipionic serpent-glyph this symbol for Sagittarius points
to the virtual intelligible object without which the surface semantics cannot
meaningfully cohere. In Parsifal this semantic field centers around the Lance of
Longinus, which likewise carries straightforward alchemistic and gnostic
implications. Wagner makes this lexical association plain at the two dramatic
moments when the Spear is revealed to have been rescued and returned, i.e., the
revealing of the Spear to Gumemanz and its return to the custody of the Grail.
Here [Gb =Lance ofLonginus] while surrounding lexemes conserve old Ring
resonances. The Parsifal map is a recycled Ring map with new lexical specifications
of the cardinal axes. G Major signature the wilderness of ignorance and error and is
again topographical in concept, projecting the same high-low axis as in the Ring’s
mappa mundi: it is as always nadir, situated as far as possible fi-om the D b Major
zenith. Again topographical features automatically emerge in acts of TL discourse
and the high-low axis carries the same gendered significance as in the Ring only more
so. Where [G=Sieglinde (mother)], here [G=Herzeleide (mother)] and these two
personifications of maternity dutifully situate themselves opposite the paternal D b,
since as Jung and von Franz have observed, the Grail kingdom is specifically the
■ 402
“realm of the/âi/iers.”*’ Wagner therefore associates Herzeleide’s environment with
the ignorance in which his mother brought him up and with the maternal forest,'
associations also found in Wolfram, alchemy, the gnostic gospels and especially the
Book of Thomas. Indeed,.as we have seen, the “Twin” even considers females to be
ineligible for salvation unless they literally become males. Heaven is thus attained
by dominantward progression from a G Major nadir associated with mothers and
children, through the D Major estate of the hero, and upward through A, E, and B.
B minor indexes fateful transformations of the hero brought about by agents of the
dark powers or heavenly representatives demanding death and transfiguration as the
price for Anther ascent toward the heavenly summit. Though from the perspective of
the Circle ofFifths G b Major indexes the approaching summit and is topographically
high, in scalar tertns it reads out beneath the G Major forest of ignorance and error.
It is so however only from the earthly perspective of the chromatic scale, which is
again reconfirmed as a lower-order orgaiuzing principle than the heavenly dominant
tuning by which the mappa mundi itself is semantically realized.
Parsifal paces towards the centre, the Spear raised high before him.
404
hodgepodge and hereby remands her to the joint custodies of Messrs. Herakles/
Elohim/Parsifal (in the event that any of these gentlemen can be located and
subpoenaed).
“ Thus “R. plays me what he has composed of ‘Amfortas’ Lament’; the modulation on the
words ‘nach ihm’ (‘after him’) occupied him the whole morning.” {Diaries, Voi. II, p. 18, January
12, 1878); Or, “He was looking for a certain key, and mechanical modulation is something he finds
inçossible! ‘I’m such a fine musician,’ he says... addingIhat it is only when he is working without
reflection that he finds what he wants—if he starts to consider how to transpose a theme into another
key, he gets confused!” (p. 18—9, January 13.); Or, “A ‘modulation’ causes him difficulties... I hear
him cry aloud, ‘It must be Ab, Gb,F’.”(p. 21, January21); Again, “He exclaims, ‘A mistake, it will
be Ab major!’ (p. 50, March 27.); Or, “‘I have found a transition,’ he tells me.” (p. 58, April 4) (a
similar quote appears on p. 59, April 6); Or, “To him it is only... his tme work which is really sacred,
even if a day’s work produces just a single modulation or turn.” (p. 61, April 12); Or, “‘Stupid fellow,
not D minor, it must be C minor!” (p. 90, June 9); or “‘The [Good Friday] meadow will be in D
major.’” (p. 185, October 30).
406
Castle signifies gnosis, that is “true religion,” then the imposition of Titus as Grail
King signifies the gnostic anticipation of the destruction of the God of Israel. Thus
the world had been created by a cabal of ignoramus angels under the direction of
“their chief.. .the one who is known as the god of the Jews. And since the latter
wanted to subject all nations to his own, the Jews, all the rest of the rulers resisted
and opposed it; and so all the other nations, too, resisted (the Jewish god’s) nation.”*’
IFor which reason Christ came “for the destraction ofthe god ofthe Jews.’”® To attain
true gnosis therefore requires the prior dismantling of the edifice symbolized by the
Jewish Temple which, in the context of a gnostic opera, is at the same time the
artistic demolition ofeverything that Judaism in Music had been written to repudiate.
Wagner is thus alluding here to the artistic destruction of Israel’s religion,
which Richard, like his gnostic exemplars, imderstands to be based on the ignorance
not only of the worshipers but of the object ofworship itself. But this isn’t Wagner’s
original idea. When Gutman sees in Parsifal a Black Mass he is sensing the
resurrected presence of Helleiustic gnosticism, as described by Helling:
[Gnosticism] is a system of thought in which the entire Jewish value
system is inverted. The Jewish God is seen as an evil, inferior creator
of the material world, called the Deniiurge. In some gnostic sects,
contemporaneous with the birth of Christianity, Jewish religion is
regarded as the primary source of evil. Gnosticism arises from a fim-
damental dualism in which the universe is conceived as the arena of
conflict between two powers—one good, one evil. The evil power
created the earth and rales over it. He is the God worshiped by the
Jews, who are. his chosen people and to whom he gave the evil
revelation, the Torah. The Jewish religion is the direct expression of
evil, from the source of evil. Jews were chosen to act as the represen
tatives of the Demiurge, the evil God, in his straggle against Light.”
The gnostic origin of Wagner’s borrowed ideas must therefore be taken into account
in any attempted reckoning with the composer’s attitudes toward Judaism, for
instance this of Gutman:
*^e ^osis ofBasilides, from St. Iianaeus, Against Heresies, quoted in Layton, The Gnostic
Scriptures, p. 423.
^Richard Wagner: The Man, His Mind, and His Music, p. 424.
regarded as sin and guilt,This opinion dôes more than show that the composer did
not genuflect to Hindu materials simply because they were Indian: his objection to
“creator gods” was distributed across Christian, Hindu, or Jewish mythologies
generally. Thus when Cosima tells him that she loves God and is grateful to bim.
Wagner replies, “Yes, not thé God who created the world, but the one who leads us
out of it.”'“
Proto-Catholics bristled from similar heretical heckling emahating from the
pews of their gnostic nemeses. Thus, fulminating as ever against heresy, Irenaeus
accuses the gnostic Satominos of denigrating the God ofIsrael: “And—^he says—^the
god ofthe Jews is one ofthe angels. And because the parent wished to destroy all the
rulers, the annointed (Christ) came for the destruction of the god of the Jews and for
the salvation of those who might be persuaded by him: and these are the ones who
h%ve the spark of life within them.”'®'
Der Erlöser’s gnostic sandals fit Titus to a tee. Thus Layton refers to
gnosticism’s “open hostility to the god of Israel and its views on resurrection, the
reality of Jesus’ incarnation and suffering, and .the universality of Christian
salvation.”'®^ Such hostility was expressed most directly by gnosticism’s demotion
of Yahweh to a minion of the uncreated and upcreating Godhead.
Thus ‘The gnostics’‘nonspiritual being’(laldab^th) is the god of Israel”'®^
and also Saturn,'®^ which in the Hellenistic philosophical context often meant the
same thing. Such ideas give rise to anti-Jewish theology, and gnostics never tired of
”Schopenhauer’s Early Fourfold Root [1813 eA], quoted in Ibid., n. 58, p. 210.
'°'Sl. Irenaeus, “Against Heresies,” quoted in Layton, The Gnostic Scriptures, p. 162. Or,
again, “And certain ofthe prophecies (he says) were spokephy the angels who crated the world, others
by Satan. The latter—he postulates—was itself also an angel, which opposed the ones that created the
world and opposed above all the god of the Jews.” {Ibid)
'"See Jung, Aion, ^325-7. In the belief that the name means “child of chaos”, Jung refers to
Mephistopheles as “strange son of chaos” (Ibid) Layton considers the name to connote “creator of
Sabaoth” (heavenly armies) (The Gnostic Scriptures, p. 75n.) '
412
panning the God of Israel for his insistence that, “I am the Lord thy God; thou shalt
"*Ibid., p. xix.
413
who lies captive in the darkness of matter, the deity or that part of the
deity which has been, swallowed up in his own creation.”'*"
A fourth and specifically mediæval synonym was Satan; thus, “Saturn is not only a
maleficus but actually the dwelling place of the devil himself. Even as the highest
archon and demiurge his Gnostic reputation is not the best. According to one
Cabalistic source, Beelzebub was associated with him.”'®* Such a move demoted
Yahweh to a planetary demon condemned to orbit through his own “creation” like
any other subordinate—a variant on the gnostic notion that the Demiurge could only
create by pouring something ofhis own substance into the creation, which thereafter
controls part of God, and gods are bom in conjunctions; thus, “According to
mediæval tradition, the religion of the Jews originated in a conjunction of Jupiter
wjth Saturn, Islam in (Jupiter conjunct Venus), Christianity in (Jupiter conjunct
Mercury), and the Antichrist in (Jupiter conjunct Moon).”'®® The Islantic “5” was
understood in much this latter sense in the ifliddle ages.
Despite the nasty cleverness of this strategy, which explains the Creator as a
robotic entity remote-controlled by higher order potencies emanating fi’om the fixed
spheres, the transformation schema SATURN IS YAHWEH was by no means a mere
astrological aspersion cooked up by hostile gentiles and forced down Jewish throats,
since Jewish mysticism itself agreed that Saturn could act as a synonym for the God
of Israel. Thus,
Don Isaac Abarbanel, who was bom in Lisbon in 1437 and died in
Venice in 1508 ... explained ... that the House of the Fishes is the
house of justice and of brilliant splendour. Further, that in anno
mundi 2365 [corresponding to 1396 B.C.] a great conjunction of
Saturn and Jupiter took place in Pisces. These two great planets, he
says, are also the most important for the destiny of the world, and
especially for the destiny of the Jews. The conjunction took place
“"C. G. Jung, "Transformation Symbolism in the Mass”, H350. Again, “James of Saiug (d.
521) says the Israelites worshiped Saturn. The Sabaeans called him the ‘god ofthe Jews. ’ The Sabbath
is Saturday, Saturn’s Day. Albumasar testifies that Saturn is the star of Israel___Between the god of
the Naassenes and the god of Apelles' there is evidently a close relationship, and als, it appears, with
Yahweh, the demiurge of the Old Testament.” And, “Also, Pierre d’Ailly, Concordantia astronomie
cum theologia, etc., fol. g4 (Venice, 1490): ‘But Saturn, as Messahali says, has a meaning which
concerns the Jewish people or their faith.” {Ibid., 1f436 & 436n.)
"°C. G. Jung, Aion, ^128. This kind of dilution of the Jewish God was probably admitted as
a rhetorical device to accommodate the post-Hellenistic syncretism that rendered religious discourse
in the Roman world uniform much as did the Latin language.
appear... And the change ofthe moon]... A great chill torments him
so that his flesh becomes colder than snow. At such times, since they
know the poison of the iron spear point is hot, they lay it on the
wound. That draws the frost out ofthe body and it hardens to ice, like
glass, around the spear. But no one was able in any way to break this
ice off from the spear. Then Trebuchet the wise man forged of silver
two knives which could cut rightthroOgh it. A charm engraved on the
king’s sword had taught him this skill... never before nor since has
the king suffered such p^ as the, when with a hard frost, the Star
Saturn heralded its coming. It did not help to lay the spear on the
wound as had been done before; they had to thrust it right into the
wound. Saturn climbs so íñgb aloft that the wound knew of its
coming before the other frost arrived. The snow ... did not fall till
the following night, but still during sununer’s reign.
Wolfram diagnoses a malefic planetary intruder whose imtimely visitation brings
down winter’s frost in midsummer, the season of Sol, as winter^s chill invades the
King’s body. Wolfram’s audience knew by this that Mimsalvaesche had fallen under
the dominion of Capricorn, the winter solstice and the negative Mansion of Saturn.
The modality of intrusion is the imposition of one solstice upon another—a
catastrophe that imagines a material disordering of Time. This aspect of the king’s
malady thus depehds upon what Saturn introduces into the king’s body and soul.
There can be no question what Saturn means to Anfortas: it is Titurel, the undead
father, who in planetary disguise imprints on him the harrowing implications of a
decrepit and dying God-Image. Wolfram’s Saturn thus returns in Parsifal in the guise
of Kronos, which is Time; thus “the central idea of the Saturn myth from Classical
mythology is that, since creation tSes^aCe-in^time and is thereby cyclic, it
mevitably invokes the inverse process of destmction. The'devouring nature of time
in its destmctive aspect is symbolized by Saturn devouring his own children.”' ’’
Maim, Gutman, and others have protested agaiiist Wagner’s grotesque
religious symbolism and its deliberate emotional intensification by means ofhis tonal
language, which makes its grotesqueness stick to your face. But the more grotesque
Parsifal may seem, the closer it is to its gnostic and alchemistic models. An example
is the cannibalfather motifwithin the alchemistic discourse that has already given
"^Bom Under Saturn, p. 103. "niis generic cultural idea that artists are especially privileged
to pronounce upon the texture of melancholy makes it possible to accurately translate the subtext of
the “melancholic” Beethoven’s designation of the D minor slow movement. Largo e mesto, of his
Piano Sonata in D major, Op. 10, No. 3 as “the state of a melancholy person's soul” as follows; “I’m
a genius.”
"*E.g., “By associating the humours with psychology, they became determinants of man’s
tençerament; predominance of blood, it was believed, engenders sanguine types, of phlegm,
phlegmatic types, ofyellow bile, choleric types, and ofblack bile, melancholic types. From here it was
a short step to the linking of tenq)eiaments not only widr physiological characteristics but also with
intellectual and professional predispositions.” (Bom Under,Satum, p. 102.)
418
most distant of the planets, the maleficus and abode of evil, the mysterious and
sinister Senex (Old Man), and from there he ascends to the region of the sun, to look
for the Boy Mercurius, the longed-for and long-sought goal of the adept.”"’ In
Parsifal Wagner depicts this planetary transitas as a progression from King Titurel
(Saturn) through King Amfortas (dead Sol) to King Parsifal (living Sol, see Ex. 8.3,
D Major), which since the latter is der reine Thor, is to say. King Fool. But this is
simply a journey from dead to living Saturn since “Fool” itself is popular occultese
fnr nifi Man Satiun and for our favorite old demon fanuliar, the anti-Judaic YAHWEH
IS SATURN, as follows:
If we consider... the daemonic features exhibited by Yahweh in the
Old Testament, we shall find in them not a few reminders of the
unpredictable behaviour of the trickster, of his senseless orgies of
destruction and his self-imposed sufferings, together with the same
gradui, development into a saviour and his simultoeous
humanization. It is just this'transformation ofthe meaningless into the
meaningful that reveals the trickster’s compensatory relation to the
“saint.” In the early Middle Ages, this lead to some strange
ecclesiastical customs based on memories of the ancient saturnalia.
Mostly they were celebrated on the days immediately following the
birth of Christ—that is, in the New Year—with singing and dancing
... By the end of the twelfth century, the subdeacons’ dance had
degenerated into a realfestum stultorum (fools’ feast)-----“Even the
pnests and clerics elected'an archbishop or a bishop or pope, and
named him the Fools’ Pope” (fatuorum papam).'’^
Despite the surface elitism of Parsifal’s gnostic pretensions, nowhere is Wagner
more connected to his “Folk” than in the person ofhis “Fool,” which is just the pagan
demon Saturn on temporary leave from Tartarus to preside as Master of Ceremonies
over the populist “witch’s sabbath”"' that made Gutman, Mann, and Pope Innocent
m tear their critical hair. The major difference between mediæval pseudo-saturnalia
and Parsifal’s Mass of the Fool is that in the latter no one has any fun and this
because Wagner was obUged for brevity’s sake to conflate it with the prima materia
"’¡Mysterium Coniunctionis,V’^%.
'”C. G. Jung, “On the Psychology of the Trickster-Figure,” in The Archetypes and the
Collective Unconscious, ^58-9.
'^'E.g., “It is not surprising that this veritable witches’ sabbath was uncommonly popular, and
that it required considerable time and effort to free the Church from this pagan heritage.” {Ibid., H459.)
419
via Tedious Tiurel the old sol niger. Here for instance is Wagner’s rendition of the
“passion ofmelancholy,” which inaugurates what Gutman considered to be Wagner’s
“Black Mass”:
TITUREL
'^Ibid.,p. 13.
422
the common practice period. Consider the composer’s D b zeniths and castles, by
which he meant spiritual dwelling places, in terms of this generic evaluation by
Gustav Schilling:
The pure chord of D b major has only to ring out, and the sensitive
soul will see itself, as it were, surroimded by pure luminous spiritual
creatures, which perceive it in a shape or apprehend it in a form to
which [the soul], by virtue of its momentary mood, caused by various
inner or outer circmnstances, is attracted most of all... The key, by
and of itself—^we would like to maintain—appears here only as a
splendidand glistening, as it were, heavenly and beautifully decorated
structure or as a transparent garment, showing offthe beautiful forms
still more beautifully, in which the actual art work as such is elevated,
or with which it is wrapped up to its most exalted perfection. For it
is in ghostly tones, in an ethereal language, that the key of D b major,
like no other, speaks.
This passage, based on Schilling’s culling of key characteristic testimony from
contemporary criticism, was intended as a public cultural property consensus
statement. Here is what the critic has to say about the dominant successor A b Major:
The psychical expression of aesthetical character of Ab major is a
sense of piety, on its sound waves, spirit and soul appear to swing
over into the heavenly and spiritual homeland. The wounded heart
prays ih it, and devout lamenting sympathetically lends it its soimds.
But it is also the key of the grave: death, grave, putrefaction,
.judgement, and eternity with all its secrets lie in its radius. Therefore,
it also likes to modmate to F minor’s melancholy and grave-desiring
longing, to Db major’s grief and rapture, and, through enharmonic
transformation, to E major, the key -which is not yet complete,
although granting more than partial enjoyment and satisfaction.'“
It is unnecessary to work all this out in boring analysis: anyone who has read this far
can, armed wjth the piano-vocal score and seyeral borrowed volumes of C. G. Jung’s
alchemical tomes, track these common practice musico-poetic logics back to their
European mystical sources. Sufficient to italicize piety, sound waves, swing over,
heavenly homeland, wounded heart, devout lamenting, grave, death, grave, putre
faction,judgment, eternity, and secrets as poetic contents to be rev^ently laid in the
‘”I.e., #2472 [Ab =BrOnnhiIde, a glorious flood into which to plunge] (‘Dich! Ein herrlich
Gewässer wogt vor mir, mit allen Sinnen seh’ ich nur sie, die wonnig wogende Welle’). Welle here
nicely conserves the original meaning (“Weia, Wala, woge du Welle’’); the legends of Siegfried’s
ascent to the mountain bride likewise reinteipretthe A b cloud covered heights {#1554, #2261, #2274)
as a rarefied water-cloud proceeding from the Goddess’ breath {#2351) and denotes her lips as a
Chalice from which to drink kisses {#2409). In general the liquid in which one bathes or which one
424
The idea that At contains Eb waters as a cloud contains rain is prefigured
long before Parsifal's [Ai=Redeemer’s Chalice] by step-by-step associations of
Ab with mythic or magic waters, cloud-covered heights and holy clouds (and thus
with WATER-AIR or WATER VAPOR), goddess’ breath, heavenly treasure and holy
values, and so on. Semantic analysis of A b Major in the Ring shows its core lexical
meaning to be “container” or “cup-bearer” fAb=container, cup-bearer], meaning
variously the substance, the container ofthe substance, or the bearer of the container
(who is herself sometimes the container she bears). Such are the “Wunschmädchen”
who serve fallen heroes in D b Major Walhall. The Heavenly Messenger’s report of
the Wish-maidens motivates#7057[Db=Walhall](‘Wunsch-mädschen walten dort
hehr’) and #1038 [Ai=Cup-Bearers] (‘Wotan’s Tochter reicht dir traulich den
Trank!’); thus [Db=Walhall fI->-VÌ-»Ab =cup-bearer1. Db embraces “dorf' (i.e.,
Walhall) and “Wotans Tochter” while A b Major is gives the cup-bearer at “reicht dir
traulich den Trank!”'^* This lingers on the Gtt =A b dominant of [C (D b_)=Walhall],
favoring the chord in a fermata-like pause which in the context of this complex of
lexical key-dialectics would normally proceed to tonicize itself, raising the cup
bearer key from chord level to key level. This move is prohibited by the dramatic
situation; Siegmund’s imagination takes him to the cup-bearer’s door but declines to
pass through, which denies key-status to the chord.
In Die Walküre, Act H, Fricka’s denunciation of Wotan employs [Ai=cup-
bearer] to denounce his Wunschmadchen Töchtern as well,’^’ while enharmonic alter
ation of original lexical material subserves TL semantics; in common practice the
sign (1 was considered durum (hard) and the sign b molle (soft) and transition from
sharp to flat keys was not simply a modulation but a change oí genus. Thus Fricka
receives as a drink is a holy substance, a highest treasure, via A b Major’s association with heavenly
treasure (See Lexicon for exançles). This is typical of mythic uses of generic WATER to denote any
magical liquid, e.g., the Blood ofthe Redeemer, as in the mythic dispensation of blood and water from
the Cmcified’s wounded side.
'“Contrarily Siegmund’s response, that the Messenger greet the maidens/or him, pushes past
their key, rejecting it in his own dominant [A= heroic struggle]. I.e., #1050 [C¿=heavenly host]
(‘Wälse’ und alle Helden’); #1051 [*Gt/£U (‘grüss’ auch die holden Wunschesmädchen’); #1052
[A=rejection of messenger] (‘zuihnen folg’ ich dir nicht!').
'”I.e., #S20.[G¿=CUP, Fricka’s runnelh over] (‘So führ’ es denn aus’); #52i[c¿ = POURER,
-Wotan as] (‘FüÙe das,Maas!’); #822 [gi=FRICKA, shamed] (‘less’ auch zertreten!’); #823 [a=bad
Student] (‘Nicht lerntest du, wollt’ ich dich lehren, was nie du erkennen kannst’).
425
denies her step-daughter’s genus with her hardened attitude, standing like Siegmund
and Lx)ge on the outside looking in as she offers [g¿=cup of shame] (“So führ’ es
dem ais! Fülle das Maß”). Recalling Wagner’s intentionally archaic poetics brings
to mind that “Maß” implies “pot, tankard,” as in Zwei Maß Bier, “two tankards of
beer.” Fricka’s G ji minor thus says that Wotan has hurled his so-loverly cup-bearer’s
bitter dregs in her face. Wotan’s response is typical: He accuses Fricka of being a
poor student in the dim-witted A minor (from [C=Intelligence]).
Again, Sieglinde fills Hunding’s horn in A b (#640 [Ab.=drink-hom, (female)
preparer] (‘Sie...filllt ein Trinkhom’). Or the cupping key (Wotan: “das Trinkhom
nicht reich’st du traulich mir mehr”) falls to relative F minor (#1266, “.. .aus meinem
Angesicht bist du verbannt”) in token of Wotan’s rejection of his Ab Major cup
bearer daughter. Contrarily, Brünnhilde’s claim to be the holiest wish-maiden in
heaven‘s® robes her for a poignant moment in her old A b Major charisma. Taking her
tonal meaning, Siegfiied likewise resorts to her flagon key to flatter her with the
image of a rolling flood into which he yearns to plimge, thereby neatly burdening her
stand-offish cup-key with a new and sexual point.Having won cup-bearer apd its
contents he reverts to lAb=cup1 to toast her in Gunther’s hall.
Thus almost every reference to cups, cup-bearerSj or cup-derived metaphors
observe A b Major house-laws. lAb=cup] transfers directly to the successor drama
as the Redeemer’s Chalice. The Ring locates its ultimate orienting cadential tonic at
the D b mountain fortress of Walhall, and this pitch defines the entire pre-Christian
epoch of the pagan gods. The move to its dominant A b marks an epochal shifi from
the Age of the Gods to that of the Châlicerïfie mountain castle-fortress of Walhall
is an enclosme containing the entire meaning of the godS and the epoch over which
they preside. Now the mountain castle-fortress of Monsalvat, raised in the glorious
past reign of a now defunct and entombed mountain-king whom the poet-composer
specifically identifies with Wotan, yields its meaning to the more spiritual container
™#2427 FA b-Wish Maiden, excessively lofty] (‘Heilig schied sie aus WalhaU’); #2428
[a¿=her lofty social status dissolving] (passhn+‘WehederSchniach.f’); [f=her lofty social status kaput]
(‘Verwundet hat mich, der mich erweckt!’) [g=breast plate]; (‘Er erbrach mir Brünne’)
'^'#2472 [Ak=Brünnhüde] (a glorious flood into which to plunge, ‘Diehl Ein herrlich
Gewisser wogt vor mir, mit allen Sinnen seh’ ich nur sie, die wonnig wogende Welle’)
426
of the Redeemer’s Chalice. Wagner’s New Age subsumes the castle’s meaning into
itself, creating the paradox that Monsalvat is spiritually contained within its Chalice.
Yet [Ak=grail] does not exhaust this key’s lexicality. It tonalizes Kundry as
she “comes from the hut, carrying apitcher, and goes to the spring,’’ or Parsifal as he
“fills his hand with water from the spring, bends forward to Kundry.. .and pours it
overhear head” (Act HI). Thus Wagner is apt to understand the key as a container for
any kind of liquid, for which reason the generic astrological Water Carrier S35 is
precisely the right virtual intelligible object to rationalize the key’s general usage.
Wagner derived the Wunsch core of his Ab Wunschmädschen from Jakob
Grimm’s Deutsche Mytholgie, which he began to study in 1843. Grimm informed
him that Wotan’s names included Wunse and from this he realized that the god’s
paradoxical psychological dynamics were to be fomid in deep-structured paradoxes
inherent in the act of wishing. The figure of the one-eyed (half blind) Wotan has
probably never been surpassed as a poetic personification of the unconscious dyna
mics of the “wish.” Thus Wagner’s Wishing God’s greatest creation is a wish that
he both perish ahd survive.’”
That fAb=Wunsch1 is a central tonal lexeme to Wagner is suggested by the
composef hifnself: “The key to my music is the A b major from Tristan-. Beethoven,
Bach, and Mozart, well and good, but that is my music.’”” Wagner refers to the Act
n love duet, in párticular its climax, “Niewiedef-erwaschens wahnlos hold bewußter
Wunsch." The swains perceive their magic gohlet as ingress to the A b Wunsch that
Brilnnhilde once offered to Siegmund in vain. Thus Ab Major lexicalizes wish-
poetics in the* Ring and Tristan. This wishing-axis marks two-thirds of a tonal
mythologem of the Wunsch, -w\à\e Parsifal cämpletes the tonal trinity by promoting
the key to the tonic through which Wagner summed up his lifelong creative opus.
’’“Thus Gordon notes that “Not only is it possible to be ambivalent in what one wishes, that
is, concurrently to wish it to be the case that p and to wish it not to be the case that p. Mote interesting,
wishes are rationally blind to each other. That is, ifI recognize that getting a certain wish ofmine will
exact an exorbitant cost in terms of öfter wishes of i^e, this is no reason tc^ give up or even to
weaken ftatwish.ForI may wish that getting that wish did not exact so high a cdst; indeed, 1 may wish
fte world to be such that fulfillment of all my present wishes would be' mutually conçosèible. (Robert
M. Gordon, The Structure ofEmotions, p. 31.) Gorden refers to R. S. Peters (1961-2), “Emotions and
fte Category of Passivity.” Proceedings ofthe Aristotelian Society 62:117-42, p. 127.) My italics.
'"I.e., the conçoser claimed confíete independence between his and Wolfram’s versions
of the Grail (Diaries, Ü, p. 327, March 28, 1879.)
428
may be understood as a poetic further elaboration of the ambivalent nature of the
“Wimsch,” which magically wishes opposite and incompatible rewards at once. In
addition, the Yahweh-SatumW niger complex imposes upon the god-image a
darkness, blindness, and state of ignorance that prescribes gnosis as its remedy. The
god image sought by the Fisher King both rewards and punishes fealty, and the only
of damnation.
To both Wolfram and Wagner, then, Saturn represents a formidable/aíAer-
complex deriving from a previous generation and reign. Consider the following
personality characteristics in comparison to the psychologies of Titurel and the one-
eyed Wotan:
In astrology Saturn is... characterized by the qualities of profundity,
austerity and remmciation, by pessimism, diffidence and selfishness.
Saturn is represented as an old man with a white beard and white hair,
often with signs ofbodily infirmity... He corresponds to the father’
or to an important and aged person. Many of his characteristics tend
toward a single point: a passionate concern, deep and continuous, in
his own destiny, he is the tendency toward thorough examination of
his own thoughts and feelings, continually dissecting his own actions,
tormenting without rest himself and others.'^*
'“Augusto Vitale, “Saturn: The Transformation ofthe Father,” pgs. 14-15. Again, “Another
important aspect of the saturnie depression is the inhibition of the will... an unpossibility to get free
from the snarls and obstacles that hinder, a wracking of one’s brains about possible ways out, and a
continuous collision with a greater and stronger obstacle.” (Ibid., p. 18.)
429
Saturn’s austerity, profiindity, renunciation, and pessimism make him a personifi
cation of the religious attitudes that rule the Grail Kingdoms in both Wolfi-am and
Wagner—that is, the ideology proper to the “realm of the fathers”'^’—and again
associates Anfortas’ Satum-at-zenith with the God of Israel.”® Whatever Wolfit
says about Saturn may therefore be said ofYahweh and, since Saturn is a major agent
of Anfortas’ never-closing wound, we are justified in understanding the King’s
affliction as originating in the malefic activities of the Demiurge or Creator of the
World in the guise ofthe Father. Since Titurel is the creator ofthe Grail’s world, then
Anfortas’ malady arises in part out of his involvement with this world: like Saturn
and the Demimge, he is himself crucified within the fom elements, pierced by a
sword (or spear).
'““The connection with Saturn is highly significant, since in the astrology ofantiquity Saturn
was considered to be the star of Israel and of the Old Testament Yahweh. In the medieval view,
however, Saturn was thought to be the domicile of the devil. He was depicted as lion-headed, like the
demiurge laldabaôth of certain Gnostic systems, and was considered to be a ‘black star’ and an
evildoer, to whom belonged donkeys, dragons, scorpions, vipers, foxes, cats, mice, night birds and
other devilish creatures.” {Ibid., pgs. 205-6.)
'"In judicial astrology “succession” is SatumiaiL Thus the seventeenth century English
astrologer Jolm Lilly, operating on assunqttions likewise current in both Wolfinm’s and Wagner’s
days, defines questions falling under the jurisdiction of Capricorn and the Tenth House (ruled by
Saturn) as, “Whether a Person shall remain in the Office he holds, or not,” “Whether a iCing expelled
from his kingdom, or an Officer having lost his Place, shall be restored,” (William T illy, An
Introduction to Astrology (1647), p. 270.)
430
score: first, through iimate arcanity and second by the difficulty of translating the
composer’s TL, as I have here.
A theoretical apostrophe is apt. Saturn’s closet antisemitism offers an
objective way to evaluate how much the composer thought he could bet on his
antisemitic message being received by his audience. If he thought we were going to
get it without scholarly assistance he was sadly mistaken. For to do so requires
understanding not both the mediæval cultural references and the lexical TL. Time
was for instance when I smiled at Gutman’s unremittingly antisemitic interpretation
.And
my lexical work on the Ring had found no evidence for antisemitic content. I think
I have shown by rigorous source arguments that critical opinions Ûiat Alberich means
Jew have no basis. Alberich is entirely explainable as a multiple-coherence confla
tion from traditional mining cult lore, alchemy, Græco-Roman mythology and
dramaturgy, and Neoplatonic astrology and, given this satisfactory explanation there
is no room for Jew in Alberich’s imaginai portmanteau.'^ So I expected a similar
dearth of antisemitic content in Parsifal. The same linear-lexical technique caused
the antisemitic materials discussed here to burst out like raw sewage. I would liken
us, Wagner’s audience, to Wolfimn’s courtly audience to ask how njany of either of
us got that ‘Titurel is Saturn is Yahweh” and drawn appropriate conclusions? We
want a good yam and Saturn and Mars make good surface story, so there they are.
Even so if Wolfram’s thinking was tending in the heretical direction evil-minded
people might suspect, then considering the fates of Kmghts Templars and Cathars,
and times being what they were, had he been too well understood he might well have
been eligible for an all-expense trip to the stake, courtesy of the orthodox Church.
Similarly, by this stage in Wagner’s life the composer was old and expressed
himself tired ofbeing publicly pilloried by “the Jews” and the capitalists for what he
took to be the reasonable racist opinions he had been broadcasting for years. Besides,
by now he didn’t much care whether we got the antisemitic point or not. He was in
his own mind a Knower and if we didn’t get it we were not, QED. Since what he
Knew was Real the fate ofJudaism was set in Wolfimn’s and Titurel’s stones what
ever the rest of us^ought we knew. However that may be, we must take Wagner at
his own word not Schenker’s or anyone else’s, and that the only way to do that is by
'■“Thus “Saturn is the cold, dark, heavy, injure element. Sol is the opposite. When this
separation is conqileted and the body has been purified by Melissa and fireed firom Saturnine
melancholy, then the coniunctio can take place with the long-living inner, or astral, man.” “Paracelsus
as a Spiritual Phenomenon,” ^190.
432
is expected, he is also a purifier, because true purity is attained only through
repentance and expiation of sin.”'^^
This alchemistic and astrological connection of Saturn to the expiation ofsin
underscores a subtle difference between Wagner’s gnostic sources and those drawn
from astrology, alchemy and indeed, orthodox Catholicism, with which alchemy
shares many of its images and ways of thinking. Sin is stressed in Parsifal as it is not
in gnosticism. Thus “for most Gnostics, sexual indulgence was not so much a sin (a
word not often found in Gnostic writings) as a distraction. We do not find in their
texts the lists ofprohibited acts and relationships characteristic of orthodox Judaism
and Christianity and Islam. The sexual urge, so powerful an aspect of bodily this-
worldliness, is the very archetype of ‘ignorance’ and diverts the seeker fi:om the
search for gnosis. Wit is one ofthe most potent devices invented by a wily creator-
god to keep sparks of spirit in thrall. Procreation perpetuates the false god’s rule, the
continuation and extension of spiritual seeds’ imprisonment in corporeal form.
Alchemy on the other hand often weaves “sin” into its sagas of the living
metals, as in Aurora consurgens: “Then the rivers disappeared in dry land, which
make the city of God joyful; when this mortal shall put on immortality, and the
corruption of the living shall put on incorruption, then ineed shall that word come to
pass which is written. Death is swallowed up in victory. O death, where is thy
victory? Where thy Sin abounded, there now grace doth more abound.”'^ The con
trast between alchemy and Parsifal with gnosticism is well explained by the
differences in their surroimding cultures. Alchemy and Parsifal were produced
amidst a dominant Christian culture, as gnosticism was not. It is reasonable then that
both should absorb some of the public cultural property concepts of the dominant
paradigm. Thus Amfortas looks to Titurel-Satum not merely as the source of the
intolerable spiritual pressure that characterizes his miserable life as the unwilling
filius Philosophorum, but also as the opportunity for attaining the purity that will
release him from bondage to the terrible world in which he finds himself, as in his
<■
'^’Note: The —to—D modulation is a standard syntactical usage for “Sun at Zenith” or
the replacement ofsomething bright at noon by something even brighter, e.g., #474 : Twilight of the
Gods #476: —, fear of it #961: Twilight of the Gods, prophecy of.
435
Ex. 8.7: Parsifal on his penitential knees, eternally cadencing in Cii Minor.
Parsifal’s interminable Cji minor cadence tells ns more about Saturn than any
number of esoteric tracts. It tells us that the Old Man has tottered in to squat down
on the opera s tempi to the degree of virtual fossilization. Parsifal frozen in kneeling
position tells us that “Capricorn rules the knees and this is symbolically true, for only
when the Capricomia subject learns to kneel in all humility and with his knees upon
the rocky mountain top to offer his heart and life to the soul and to human service,
can he be permitted to pass through the doonof initiation and be entrusted with the
secrets of life.”““ The extraordinary emphasis on time (die Zeit) that characterizes
this drama; thus thephrase "die Zeit ist da" is sungbyKlingsor, Gumemanz, Kundry,
and Amfortas; or Klingsor informs Kundry “Meinem Banne wieder verfielst du heut
zur rechten Zeit (Act H). Time mysticism reaches greatest density in the exchange
between Parsifal and Gumemanz: Parsifal-. “Ich schreite kaum, doch wähn ich mich
schon weit.” Gumemanz: “Du siehst, mein Sohn, zum Raum ^ird hier die Zeit.” This
connects to the motif of cyclic return-, thuTthe^Grail’^s prophecy, "Durch Mitleid
wissend, der reine Tor; harre sein, den ich erkor’’ is not fulfilled until Parsifal has
first appeared and then returned, thus completing a cycle which, given the
astrological conceits of its imagery, can best be described as a solar return. Aqilarius
is understood as the “water-bearer” and is Hellenistic astrology’s closest approach
to “Grail bearer,” who in Wagner (as distinct ffom Wolfram) is Titurel (=Wotan/
Saturn) himself.
As Titurel’s tomb Monsalvat is the House of Saturn and the karmic refugee
Wotan-Titurel is thus lord oftwo Saturnian Tonal Households: D b Major (the Ring's
/
---------------------------------------------------- —------------ /
"’Thus {Lexicon): Db.=ZENrm, mountain peak {#72; #334; #2625; #2828); —, of bliss
{#708); —, way upward to {#2260); a mountain apex {#2312); inaccessible (still too high falutin)
Goddess {#2432); zenith {#2822); zenith of happiness {#2832); Gutrune, in “heaven” (#3227)- C H=
zenith (#5/25).
'“That is, “the quintessence of this constant motion [of day to night, summer to winter, life
to death]” (“The Wibelungen”, p. 275.)
'“I discuss this in detail in “The Genealogy of Chaos: Multiple Coherence in Wagnerian
Music Drama,” pgs. 86-9.
'“Wagner likewise projected Barbarossa significance onto his patron King Ludwig H, for
instance, in confessing that “I must needs seek my only conçanion [e.g., Ludwig] on lofty mountain
peaks where no one can find him save he who was ever destined to do so!” (Letter to King Ludwig II
ofBavaria, Hohenschwangau, Bayreuth, February 9,1879, in Selected Letters ofRichard Wagner, p.
887.)
439
empires. It is Wotan who is waiting to reappear in this world meaning
that the shadow aspect of the suffering Grail King is connected with
a dark heathen god-image that has not been taken into account by the
prevailing attitudes of consciousness.'^*
Wagner reverts to the sleeping god who periodically awakens in his response to the
news of the anticipated 1870 bombardment ofParis—a quote that gives substance to
Fricka’s “Wotan, Gemahl, erwachel" {Das Rheingold, scene ii): “Yesterday R. said,
with regard to the hymns our soldiers sing after their battles: ‘If someone were to ask
me whether there is a God, I should reply: “Can you not hear him? At this moment
in which thousands of human beings are singing to him, God is alive, he is there. To
imagine him as someone watching and calling things good or bad is foolish; he exists
in and of himself, but at certain moments in the life of nations or individuals, he is
there, he awakes.’”'” As Parisians were about like poor Amfortas to discover, the
awakening of Wotan/Satum portends serious trouble, prefigured in his construction
of Walhall in a dream, predestined to go up in flame. It is thus proper to speak of
Capricorn as the sign of the Ragnarök and Db as its key. Similarly Capricorn’s
connection with the world-consuming conflagration is ancient; thus “Berôssôs is
reported by Seneca to have learned firom the old books of Sargon that the world
would be destroyed by a great conflagration when all the planets met in this sign,”'“
and other ancient authorities connected the sign with the “burhing south wind
Auster.”'*' Again apropos the D b Major Wotan in particular, “Capricorn holds in
itself the seed of death and finaity—^the death which takes place finally and
eventually in Pisces... When crys-taUisation has reached a certain degree of density
and so-called ‘hardness’, it is easily shafted und destroyed and man, bom in
Capricorn, then brings about his own destraction.”'®
'^The Grail Legend, pgs. 196-7. Reference is to Martin Ninck, Wodan und germanischer
Schikalsglaube, Jena, 1935, pgs. 133-5.
'‘'¡bid.
'^Esoteric Astrology, p. 158. Conçare Wagner to August Röckel, January 25, 1854: “We
must learn to die, and to die in the fullest sense of the word. The fear of the end is the source of all
lovelessness, and this fear is generated only when love itself begins to wane.”
440
In both Wolfram and Wagner then the etiology of Amfortas’ malady impli
cates a state of darkness contained within the “Sight-of-God” that contradicts the
God-image’s overt luminescence. Wagner’s God-image sleeps and wakes like an
opening and closing eye. The image occurs as early as the frrst scene of Das
Rheingold in the “person” ofthe Gold itself described by its guardians as an “Alp von
des Goldés Auge” and thus as a living element), transmutes itself into the one-eyed
Wotan, and ultimately into the waking and sleeping Grail. A cyclic element therefore
clings to this Image wherever it wanders along its predestined course. This element
is Kronos, Time, Saturn, hi the Ring much is made of Wotan’s need to separate
himself from Siegfried (=Sol) and, inParsifal, Act m, a similar process of separation
reaches a crisis in the death of Titurel, which the King Amfortas describes as the
release of an entombed spirit to act as purifrer in the highest heaven.
sinners.
C minor. Where ek is the sinner, c is the punishment or torment of sin. It is
the wound, or the act ofwounding, or the threat of a wound. Since this wounding key
is geomantically located at the tritone from [Gk=SPEAR] then this wounding only
occurs when the Spear has been removed to the opposite side of the Circle of Fifths
and to the minor mode. Again, where Ak is the ChaUce C minor is associated with
its Blood, as in “Des Weihgefásses göttlicher Gehalt erglüht mit leuchtender
which likewise conserves theD MAJORIS LION image but turns thepredator as it were
vegetarian in the manner of the ‘Tawny Scrawny Lion.”'“ This usage shows a do
mestication of the martial hero-type and his subordination to the higher task of
redemption ofthe human community articulated in its tritone-opposite A b Major, the
Grail key. To get what Wagner was driving at in his tonal metaphysics we may
usefully template a “Body of Christ” concept onto his Circle-of-Fifths mappa mundi
to Christianize the tonal-Platonic dodecahedron “ideal human form,” by noting that
astrologically Leo-D Major has always been associated with the HEART while its
opposite Aquarius-A b Major has always been associated with the BLOOD. D Major
is thus the engine that drives (modulates) the life-giving A b BLOOD OF THE REDEEM
ER through the world.
D minor. As in the Ring, D minor is related either to D Major ©:i) or F
Major (F;vi). In both cases the key cascades down onto Amfortas, who is D minor
in a double sense. As a “fallen hero” he is a failed D Major (D MAJOR IS HERO) and
as a seduced man he is a fallen F Major (via F MAJOR IS DESIRE).
A MAJOR. As in Lohengrin and the Ring, this key retains its peculiar
coimection with purity and virgini^. In Parsifal these images are aligned with
healing and A Major marks the moment when Amfortas’ wound closes. Healing and
health are thus coequal with purification and purity and thus to A MAJOR IS PURITY
we may add A MAJOR IS HEALING. Thus, e.g., “Gesegnet sei dein Leiden, das
Mitleid’s höchste Kraft, imd reinsten Wissens Macht dem zagen Thoren gab!”
A Minor. As intheÄmg, [a(A;i)=virginity threatened], e.g., Kundry’s allergic
reaction to Amfortas’ E Major-soaked gratitude for her balsam (“Nicht Dank!”). The
fact that the king is surreptitiously slipping Venus into his lexical deck here certainly
helps explain the violence of her lexical sneeze.
'"It doesn’t seem right, but this demotion of D Major fiom swotd-swinging superman to
enand boy and spear-bearer for a cup is unmarked by any conçaiable Puff the Magic Dragonish
trivialization of arch-nemesis B minor, which stays as spry, serpentine, and scorpion-like as ever.
Similar asymmetry with respect to the roles ofGood am] Evil shows,up in Bram Stoker’s Dracula and
myriad Hollywood vanqrire, zombie, and exorcism ripoffs, in which monsters are for some reason
issued tourists visas to physically prowl tbrou^ Transylvania or London while Jesus is held at the
border by Immigration. As Wagner no doubt appreciated, the Devil is much more at home on the
planet that gnosticism assures us He created. Hum is God, Which gnosticism assures us he didn’t. Or
maybe ghouls are just better blockbuster draws.
444
F ft minor. Just as A Major is purity and healing, so by the straightrforward
this-is-like-that metaphoric strategy that we have seen all along, its relative minor
Fit is impurity and self-castration, as in Klingsor’s “Ungebändigten Sehnes Pein,
schrecklichster Triebe Höllendrang, den ich zum Todesschweigen mir zwang, lacht
und höhnt er mm laut durch dich, des Teufel’s Braut?” As A Major is the Virgin-key
the relative minor the witchy key, and this particular usage appears at the moment
when Kundiy momentarily gets the psychological upper hand over her B minor
master per the default domination-syntax, F minor=biV. Thus Klingsor’ s impurity
is semantically A:vi and not Fi:i- This contrasts for instance with F(t minor
semantics 'mDie Walküre, Act H, in which the F|1 minor Heavenly Messenger is
semantically Fi^:i not A:vi.
G h MAJOR.^ This key is the angels who descend from heaven bearing the
Grail (Act I, bars SlSff). Modally adjusted (Mu-b) to correspond to their exalted
station, these Gb. angels recapitulate the Ring’s [^=HEAVENLY MESSENGER]
(Waltraute, Brünnhilde, Loge) who tread the pathway to and from the “outer limits
of the musical world”. In all such usages the geomantic property [Gb.=threshold of
heaven] applies. Thus [Gb=holiness1. a condition to be contrasted with the corollary
[b(Gk:iv)=damnation]. The key likewise signifies the Spear itself once it has been
recovered; thus this key visualizes the astrological symbol (í ?, Sagittarius),which
falls on the zodiac precisely where G b falls on the Circle of Fifths.
Fft Minor. This can appear when Kundry wears her messenger hat.
Otherwise, the tonic minor casts doubt on [Gi=holiness], as when Kundry claims
kinship with the holy Cb. beasts only to be doubted by the Esquire.'“
'"Bars 383-91: the use of Gb:I-i to contradict a claim of [Gb.=holy] appears at the little
exchange. Kundry: “Sind die Thieie hier nicht heüig?” Esquire: Ja, doch ob heilig du, das wissen wir
grad’ noch nicht.”
445
for instance, the beautiful interactions between [Ei= CRUSADER] and [El=LOVE
GODDESS] commencing with “ein furchtbar schönes Weib” (Act I), in which
Amfortas’ crusading Ei falls to [e¿= SIN], is dissolved into Kundry’s [E1=SEX]
only to be reconstituted (spat out) as the unrecognizable Such usages help
explain the highly ornamented and thus difficult to detect E Major that accompanies
Amfortas’ acceptance of Kundty’s balsam (“Den Balsam nun versuch’ ich noch; Jer
sei aus Dank für deine Treue,” bars 357-9): [E=Goddess ?] indexes the subliminal
memory of their previous intimacy.
E Major also partakes of topographical associations, left over fixim the Ring:
in both Act I and Act m it appears briefly to denote the beginning of Parsifal’s
upward climb to the Db zenith ând it’s Ab Chalice. From the cartographical
discussions in Chapter Six the mappa mundi logic of this will be evident.
EMinor (E:i). This lexeme participates in the composite lexical depiction of
illness by adding the specifically Cytherean element: E minor is the painful (wound
ing) memory of E Major sexual intercourse. This is particularly evident in the E
minor of Amfortas’ Act I aria.
'”Thisisgranmiaticallyaccoinplishedbytheeb,:bn chord(bar422,“furchtbar”),tonicizing
the chord with its own accessories (e¿: bn= ^;I, viio7, viix7,1...) then detonicizing it again by
giving those accessories back to eb. (1= bII, viio7 ...), vdnch has meantime suffered the sexual sea-
change back to a major key that now has wears the enharmonic “Scarlet Letter” (E¿ = enh. Dll').
446
highly significant things to say by means of his tonal discourse—socially significant
claims for instance concerning the future of Judaism in what he took to be the
universal scheme of things. Without wishing to commit the error of anachronism by
joining the faction that clàims Wagner as a contributor to aNazi movement that only
emerged half a century after the composer committed his major thesis to score, I
think t^e comparison between Wagner and Hitler does serve to make an intentionally
limited methodological point. Imagine that Hitler had written Mein Kampf noi in
German but in some arcane occult language not immediately intelligible to people
but capable'of being translated by normal linguistic assumptions. Now further
imagine that ílitler had repeatedly warned us that “if you want to understand me,
look upon me no otherwise than as I am, and in my communications on politics
regard as essential precisely what, in accordance with my general aim and as far as
lies within my powers of exposition, has been put forth in them by myself,” and
further told us exactly according to what principles he had written Mein Kampf,
enjoining us "never to forget that I treat form exclusively as a function of content.”
Finally, imagine “Hitler theorists” dismissing his claims with hilarity and imposing
their own ad hoc structuralist assumptions upon the work, the logic of which
discounted the very possibility that the work had been written to convey semantic
information. But this is no different fl-om the way Wagner has been treated, and we
can only thânk heaven that Wagner was a composer and not a politician.
Thus consider that outside my theoretical fiumewoik—which is, again,
nothing more than Wagner’s own theoretical fi-amework developed with the
harmonic rigor and cultural reach that the composer’s claims require—^nothing of
these insights into Wagner’s comprehensive antisemitic content would be even
expressible, let alone intelligible. All is based on recognition that Wagner’s tonality
constitutes the language that the composer always claimed it was and that it obeys the
default rules ofcommon practice tonal syntax combined with public cultural property
TL lexicon and default TL metaphoric core metaphor entailment-construction.
Nothing whatever changes in these practices between Das Rheingold's first note and
Parsifal’s final chord. Only the surface sonorities increase in complexity and this
precisely because the composer’s syntactical rules have remained in the same state
of simplicity and clarity that he planned in Opera and Drama. Because of this, if one
does not believe in the lexical tonality it will be logically difficult to believe in the
antisemitism that I allege here.
447
I have engaged alternate theories with the directness and thoroughness that
I have largely on the basis of these considerations. Current Wagner tìieory—^the Four
Theories of the Ragnarök and their constantly mutating ilk—act as so many speed
bumps on the road to understanding both the glorious heights and the harrowing
depths ofthis remarkable man’s true artistic and cultural achievements. The fact that
Wagner used his lexical tonality to say the often pernicious things that he did in no
way subtracts from the brilliance of his theory or the incomparable eloquence of his
TL discourse. I confess that the adrmttedly inadequate linear translations I have
offered in my book only scratch the surface of this eloquence, and it is to be hoped
that my project of understanding Wagner strictly in the terms which the composer
himself set forth, will eventually become the prevailing musicological paradigm.
APPENDIX la:
Linear Tabulation of Tonai Lexemes in Das Rheingold
grau, greis und grämlich’, 1863) Ho-ho! Nibelungen all’, neigt euch
262. [a b =dying gods] (‘welkend zum nun Alberich!’, 2096)
Spott aller Welt’, 1865) 284. [B b =Alberich (triunçhant)]
263. [g=dead gods] (‘erstirbt der Götter 285. [ebH^ibelung Lord] (‘der
Stamm’, 1868) Nibelungen Herr!’, 2119)
264. [g=Nibelheim] (‘Auf, Loge! hinab
mit mir! NachNibelheim’, 1883) XXXI. Bb Major [2140-2328]
265. [c=Rhine Daughters] (‘gewinnen 286. [a=Loge] (‘Wotan und Loge lassen
wiU ich das Gold’, 1887) sich aus einer Schlufi von oben
266. [f=Rhine Daughters’ plea] (‘Die herab’, 2140)
Rheintöchter riefen dich an’, 1888) 287. [g=Nibelheim] (‘NibeUieimhier’,
267. p b =Wotan as Judge] (‘so dürfen 2145)
Erhörung sie hoffen?’, 1890) 288. [f=smithies, forging] ‘Durch
268. [A=Loge] (‘Schweige Schwätzer!’, bleiche Nebel was blitzen dort
1892) feurige Funken?’, 2145)
269. [E=Freia’s &eedom] (‘Freia die 289. [a=Loge] (‘Hei, Mime!’ etc., 2155).
Gute, Freja gilt es zu lösen’, 1892) 290. [e=helpless-hopeless] (‘Wir hülfe
270. [A=Loge] (‘Wie du befiehlst’, mir!’, 2162)
1894) \ 291. [g=Mime subservient] (‘dem
271. [F=Giants’ route (through the leiblichen Bruder, der mich in
Rhine)] (‘stell hinab’, 1896) Bande gelegt’, 2166)
272. [e=magic ring] (‘erjag’ ich erlösen 292. [fi=work, labour] (‘Mit arger List
des Gold’, 1910) schuf sich Alberich’, 2174)
273. [A=Loge] (passim, 1928-30) 293. [g=Nibelung host
(subservient)](‘der Nibelungen
XXDL Bb Major [1931-1944] nächtges Heer’, 2190; and 293a:
274. [Bb=Nibelheim] (passim.) “Sorglose Schmiede, schufen wir
snst wohl Schmuck unsero
Dritte Scene. Nihelbeim. Weibern, wonnig Geschmeid’,
2195)
XXX. Bb minor [1947-2139] 294. [c=cleft,abyss] (‘in Klüfte zu
275. [b b ^NIBELHEIM] (‘Dritte Scene. schlüppen’, 2211)
Nibelheim’, 2008) 295. [b b=Nibelung (wicked and
276. [F=anvil, smithing, work] (‘zur greedy)] (‘Durch des Ringes Gold
Stund’ das feine Geschmeid!’, erräh seine Gier’, 2217)
2020) 296. [d=pile of gold] (‘dem Heem zu
277. [F=a work, artifact] (‘Her das häufen den Hort’, 2232)
Geschmeid!’, 2037) 297. [g=Mime’s most wretched
278. [fb=Tamhelm] (‘Schau, du bondage] (‘Mich Ärmsten! Ach!
Schelm! Alles geschmiedet und Mich zwanget zum Ärgsten’, 2244)
fertig gefügt’, 2048) 298. [c=dark, unthought-out insight]
279. [G b =deceit] (‘So wollte der Tropf (‘für mich drum hüten wollt’ ich
schlau mich betrügen?’, 2052) den Helm’, 2259)
280. [C=knowing, knowledge] (‘Kenn’ 299. [a=dark, unthought-out insight]
ich dich dummer Dieb?’, 2060) (‘vielleicht den Lästigen selbst’,
281. [b=night and darkness] (‘Der Haupt 2264)
fügt sich de;.Helm: ob sich der 300. [e=magic ring] (‘den Ring ihm zu
Zauber auih zeigt? “Nacht und entreissen’, 2269)
Nebel, Niemand gleich!’’’, 2065) 301. [G=Mime (as he wants to be)]
282. [b b=Alberich (tyrant)] (‘So fühle (‘Freien er selber dan ftöhn! ’,
iinchjloch’, 2080) 2273)
283. [g=Alberich invisible] (‘Ho-ho! 302. [e=magic] (‘den Zauber, der ihm
457
entzückt’, 2283) 320. [e b “öiend ofNibelung foes] ( ‘Bist
303. [b b =Alberich (as master of magic)] du Falscher ihr Freund’, 2443)
(‘der lehrte mich mjn doch leider zu 321. :[a“Loge’s lies] (‘Deiner Untren
spät welche List läg' in dem trau’ ich, nicht deiner Treu’!’,
Helm...’, 2295) 2448)
304. [B b=Alberich, master of Mime
[=g]] (‘doch Schwielen dem XXXIV. A Major [2451-2535]
Blinden schlug unscliaubar sein 322. [A=Loge (Alberich’s enemy)]
Arm., .das schuf ich mir Dumnœn (‘Doch getrost trotz’ich euch
schSn zu Dank!’, 2301) Allen!’, 2450-1)
305. [B b =enemy] (‘Doch ä-liegt der 323. [D(chord level)=Hoard, Gold]
Feind’ 2317) ^Siehst du den Hort?’, 2460)
306. [B b “Nibelungen] (‘der Niblungen 324. [c)t »joyless Nibelheim] (‘da
Volk!’, 2328) fieudlos nibelheim, und nichts für
Schätze hier feü?’, 2483)
XXXn. B b minor [2329-2417] 325. [c ^.“Walhall (‘shadow’)] (‘Schätze
307. [f=Alberich’s foes] (‘Nehmt euch in zu schaffen, und Schätze zu bergen
Acht’, 2324) nützt mir Nibelheim’s Nacht’,
308. [bb=Alberich] (‘Alberich naht’, 2490)
2325) 326. [A=cunning plan], (‘die ganze Welt
309. [G b “meeting-place (between Gods gewirm’ ich mit ihin mir zu eigen!’,
and Nibelungs] (‘Sein’ harren wir 2507)
hier’, 2328) 327. [f)l“a cunning plan described]
310. [b b “Alberich] (‘Alberich...treibt (‘Wie beginnst du. Gütiger, das?’
mit geschungener Geissei aus der 2515)
unteren’, 2332) 328. [E=vam'toj, luxuriousness, courtly
311. [Cb“dark enemy] (‘He! Wer ist love] (‘Die in linder Lüfte Weh’n
dort?’, 2353) da oben ihr lebt, lacht, und liebt’,
312. [g=Mime] (‘Schwatzest du gar nüt 2522)
dem schweifen den Paar?’, 2357). 329. [D=golden fist] (‘mit gold’ner
313. [bb “Alberich (giving orders)] Faust’, 2532)
(‘Fort, du Fauler!’, 2359) 330. [g=Nibelung captor] (‘euch
314. [F=the Lord of the Ring] (‘Zitt’re Göttliche fang’ ich mir alle!’, 2534)
und zage, gezähmtes Heer! Rasch
gehorscht des Ringes Herrn!’, XXXV. C inlnor [2536-71]
2388). 331. [g=Nil5elung renouncer of love]
(‘Wie ich der Liebe’, 2542)
XXXin. A minor [2418-40] 332. [c=reirunciation oflove]
315. [a=Loge, deceit] (‘Von Nibelheim’s (^abgtòagf, 2546)'
nächt’gem Land vernahmen wir 333. [Agreed, desire](‘Mit Golde
neue Mär’, 2419) gekiirt, nach'Gold, nur sollt ihr
316. [B=Alberich’s guests (“cnerrties)] noch gieren!’ 2559)
(‘daran uns zu weiden trieb uns
Gäste die Gier’, 2426^ XXXVI. D b Major [2572-2613]
317. [F)t=Loge-fire] (‘...und wärmende 334. [D b“Gods, WalhaU] (‘Auf
Lohe, wenn Loge irie dir gelacht?’, wonnigen Höh’n’, 2571)
2435) 335. [db=Gods’ underlings](‘den
318. [a=Loge] (‘Dir bin ich Vetter, und Schwatzalben’, 2578)
war dir Freund: nicht fein drum 336. fA b=Gods’ revelling] (‘ewigen
dünkt mich dein Dank!’, 2438) Schwelger!’, 2580)
319. [F=Light-elves] (‘Den Lichtalben 337. [db“Walhall threatened] (‘Habt
lacht jetzt’, 2441) Acht!’, 2583)
458
338. [bl>=Alberich (tìbie Ûiteat)] (‘sie 361. [a=Loge] (‘Mein Zitter’, 2695)
zwingt zur Lust sich der Zwerg’, 362. [A“Loge] (‘willig glaub’ ich dem
2590) Wunder’, 2704)
363. [b=small creature] (‘kannst du auch
XXXVn. A Major [2614-2822] wimiig und klein dih schaffen?’,
339. [b=Alberich’s work] (‘Wen doch 2726)
fasste nicht Wunder, erfahrter 364. [ctl=a toad] (‘wo bang die Kröte
^erich’s Werk?’, 2619) sich birgt’, 2753)
340. [r^=niagnificent cunning] (‘deiner 365. [e=magic] (passim., 2759)
herrlichen List’, 2628) 366. [g#=a toad] (‘eine Kröte auf sich zu
341. [D^çightiest man] (‘den kreichen, 2763)
Mächtigsten muss ich dich tühnen’, 367. [A=Loge trmnçhant] (‘Den
2634) \ Geknebelten,’ 2785)
342. [Ftt=stara] (‘Stem”, 2634) 368. [F=hammers and anvils, labouring]
343. [B b iNibelnng host] (‘der (passim., 2811)
Niblungen Òeer’, 2654)
344. [f=Lord of thè Nibelungs](‘Einen Vierte Scene. Freie Gegend auf
Reif röhrtest dirWhn’, 2660). Bergeshöhen.
345. [db=Gods(e.g.,ffl^nanent thieves
of the Ring)] (‘wie rrahrtest du XXXVra. C Major [2823-2956]
Weiser dich dann?’, 2676) 369. [Ovista point, view] (‘Luge,
346. [C=wisdom] (‘dass sein’ ich Liebster, dort liegt die Welt’, 2897)
bedOrfte zu Rath und Dienst, um 370. [A=Loge] (‘ScMndlicher
harten Dank...’, 2688) Schächer!’, 2907)
347. [a=Loge] (‘...das hörte der Dieb 371. [d=fetters] (‘In Banden liegst du
jetzt gern!’, 2692) vor mir’, 2919)
348. [e=Tamhe!m] (‘Den hehlenden 372. [g=Nibelung helpless but
Helm’, 2695) threatening] (‘Soll Rache dir
349. [bb=AIberich] (‘Niemand sieht frommen’, 2928)
mich, weiin er mich sijcht’, 2606) 373. [D=Gold] (Er zeigt ihm, mit den
350. [g=Alberich (small)] (‘So ohne Fingern schnalzend, die Art der
Sorge bin ich....’) Lösung an’, 2937)
351. [a=Loge] (‘geborgen dem 374. [g=Alberich helpless] (‘So heischt
BlicI^...vor dir’, 2628-2634) was ihr begehrt!’, 2939)
352. [D=mightiestmantiiunçhing] 375. [e=magic ring] (‘Doch behalt’ ich
(passim, fpllows from No. 341) mir nur den Ring’, 2994)
353. [Bb=(wonderful) Alberich]
(‘Vieles sah ich’, 2640) XXXDCBb minor [2957-3027]
354. [a=Loge] (‘doch solches Wunder 376. [b b=Albbrich giving orders]
gewahrt’ ich nie’," 2644) (‘Alberich berOhrt den Ring’, 2957)
355. [f)t=deceit] (‘Mein’st du, ich lüg 377. [F=Lord of the Ring] (‘Er küsst
und prahle wie Loge?’, 2656) seiner Ring’, 2957 etc)
356. [gtì=a deceptive shape] (‘nur mach’
vor Staunen mich stumm!’, 2667) XL. A minor [3028-3153]
357. [e=Tamhelm] (passim 2668) 378. [a=Loge] (‘nun lass’ mich zieh’n’,
358. [gtt=serpent] (‘eine ungeheure 3028)
Ries^ehlange’, 2677) 379. [e=Tamhelm] (‘und das Helm
359. [g=AIberich (inside serpent)] geschmeid’, 3030)
(“Loge stellt sich von Furcht 380. [a=Loge] (‘Verfluchter Dieb!’,
ergriffen’, 2684) 3034)
360. [E=magic] C‘He-he! Ihr Klugen! 381. [e=Tamhelm] (‘Der den alten mir
Glaubt ihr mir nun?’, 2692) schuf, schafft einen andern’, 3037)
459
382. [ctt=God-foes] (‘Schlinnnzwar mäcdgsten Herrn’, 3137)
ist’s dem schlauen Feind zu lassen,’ 406. [F Jt “delusions of grandeur] (cont.
3040) 3138)
383. [G=Elf] (‘ hörst du, Alp?’, 3049) 407. [e=illness, sickness?] (‘fiei fahre
384. [Eb=R^ lost] (‘Der Ring?’, 3050) dahin!’, 3152)
385. [e b=Ring lost indeed] (‘musst du
ihn lassen’, 3051) XXXX. B minor [3153-3244]
386. IE=magic Ring] (‘Das Leben, doch 408. [b=curse] (‘Bin ich nun frei?’,
nicht den Ring!’, 3052) 3153)
387. [c=Rhine Daughters] (‘Dein Eigen 409. [fjl“delusion] (‘Wirklich frei?’,
nennst du den Ring?’, 3060) 3156)
388. [E b :Rhine] and, 410. [e=magic ring] (‘Wie durch Fluch
389. [Bb Rhine thief (Nibelung)] er mir gerieth, verflucht sei dieser
(‘Nüchtern sag’, wem entnahmst du Ring!’, 3162)
das Gold’, 3065) 411. [c)t=carewom Wotan] (‘Wer ihn
390. [C=light (of Rhinegold)] (‘Bei des besitzt, den sehre die Sorge...’,
Rheines Töchtern’, 3073) 3175)
391. [a=shanœfiil trickery] 412. [a=envious Loge] (‘...und wer ihn
(‘Schnâbliche Tücke!’, 3078) nicht hat den.’, 3180)
392. [Bb=Nibelimg maligned] (‘Wirfst 413. [e=magic ring] (‘...nage der..’,
du Schächer lUe Schuld mir vor’, 3181)
3081) 414. [f|f “delusional desire?] (‘Jeder
393. [e=magic ring] (‘Wie gern raubtest giere nach seiem Gut, doch
du selbst dem Rheine das Gold’, keiner....’, 3182)
3085) 415. [d=loss of value/guarding in vain]
394. [B b (chord level)=defeated (‘...geniesse mit Nutzen sein! Ohne
Nibelung] (‘der Niblung, ich’, Wucher hüt’ ihn sein Herr,’ 3184)
3093) 416. [f=deadly guardianship] (‘doch den
395. [d=work, result of labour] (‘dess Würger ?ieh’ er ihm zu! ’ 3188)
Werk’, 3097) 417. [Db“Fear-consumed Wotan (f:VI)
396. [a=the tricksters] (‘..so sie fröhlich (‘Dem Tode verfallen fessle den
dir taugen...’, 3105) Feigen die Furcht’, 3190)
397. [bb=Nibelung’s wretchedness] 418. [g=a trembling, wasting
(‘dir frommen mein Fluch?’ 3105) coward](‘so lang’ er lebt sterb’ er
398. [a=ultimate crime] (‘doch an Allem lechzend dáhin’; 3194)
was war, ist und wird, frevelst. 419. [b=LordoftheRing(Cuised)](‘des
Ewiger du entreissest du frech mir Ringes Herr als des Ringes
den Ring!’, 3112) Knecht!’, 3196)
399. [F=Lord of the Ring] (‘Her den 420. [b b “Albejfich’s hand] (‘Bis in
Ring!’, 3119) meiner Hand den geraubten weider
400. [a=thief) (‘Er ergreift Alberich’, ich halte!’, 3199)
3123) 421. [C=growing light] (‘Der dichte
401. [e=magic ring] (‘..Gewalt den Nebelduft...klärt sieh albnählicb
Ring’, 3123-4) auf, 3225 passim)
402. [g=Alberich (stricken)] (‘Ha!’, 422. [b=Alberich’s curse] (‘Lauschtest
3128) du seinem Liebesgruss?’ 3240)
403. [bb “Alberich (crushed)]
(‘Zertrümmert!’, 3130) XXXXI.C Major [3245-97]
404. [F(bb;V)=Alberich’s Lord, Lord of 423. [C=brightening light] (‘Es wird
die Ring] (‘Nun balt’ich, was mich immer heller’, 3245)
eAebt’, 3035) 424. [G=approach of Freia] (‘Freia
405. [D=Mighty Lord] (‘der Mächtigen führen sie her’, 3258)
460
462
APPENDIX Ib:
Linear Tabulation of Tonal Lexemes in Die Walküre
5340)
1374. [E=bridal fire] (passim)
APPENDIXIc:
Linear Tabulation of Tonpl Lexeme» in
1588. [e b=dragon] (‘Fafcem soll er ihm 1608. [ab “defeat of skill] (‘schafT ich es
ßllen’, 1708) nicht?’, 1838)
1589. [f=Lord of the Ring] (‘dass den 1609. [bb“defeatedNibelung] (‘Das
Ring er erränge...des Hortes Wunder wie soll ich’s’, 1841)
Herrscher sein’, 1710)
1590. [C*=sword, dra^on-slaying] XXVn. C Major [1846-1941]
(‘Welches Schwert muss Sieglriend 1610. [A=Three Questions] (‘Dreimal
nun schwingen’, 1715) solltest du flagen’, 1846)
1591. [f=Fafiier] (‘taug’ es zu Fafner’s 1611. [g=Mime’s mercy] (‘Dreimal stand
Tod?’, 1718) ich dir fiel’, 1849)
1592. [C*=sword, dragon-slaying] (‘ ein 1612. [gjl ““distant matters] (‘doch
neidliches Schwert’, 1722, passim eitlen’, 1851)
) 1613. [a=empty knowledge] (‘Femen
1593. [Eb=ash Stern] (‘Esche Stamm’, forschtest du’, 1852)
1726) 1614. [g=Mime’s doorstep] (‘doch was
1594. [C=sword]_(‘Siegraund, der Köhne, zunächst dir sich fand, fast dir
konnt’s allein’, 1737) nützt’, 1854)
1595. [c=sword, broken] (‘an Wotan’s 1615. [OSword, as The Problem] (motif
Speer«s zersprang’, 1742) + ‘nun ich’s errathe’, 1858)
1596. [C*=sword, Wqtan’s] (‘Wotan’s 1616. [a“a half-witted head] (‘gewonnen
Schwert’, 1751) hab’ ich das witzige Haupt!’, 1862)
1597. [F=valipt boy] (‘ein kühnes 1617. [f=Faflier] (‘Jetzt, Fafner’s kühner
1598. [f=stupid boy] (‘dummes Kind’, Bezwinger, 1866)
1753) 1618. [g“Mime, doomed] (‘hör.
1599. [f=Fafiier] (‘den Wtrnn versehrt’. verfall’ner Zwerg! ’, 1868)
1758) 1619. [C=The Answer] (‘“Nur wer das
Fürchten nie erfuhr, schmiedet
XXV. D minor [1768-95] Nothung neu’’, 1871)
1600. [C=genius] (‘wer käm dir an 1620. [f)t “forfeited head] (‘Verfallen
Klugheit gleich?’, 1772). lass’ ich es dem’, 1883)
1601. [d=heroJ (‘den kindischen Helden’, 1621. [D*“Siegflied] (‘dem’, 1885)
1777) 1622. [A=Three Questions] (‘der das
1602. [g=Mime] (‘du weiser Waffen- Fürchten nicht gelernt!’, 1886)
schnteid’, 1785)
1603. [B=Mime confounded] (‘wer wird Dritte Scene.
aus den starken Stüken Nothung
das Schwert, wohl schweissen?’. 1623. [d)t “dragon] (motif, 1896)
1789) 1624. [c“dragon] (‘Fafeer! Fafher!’,
1938)
XXVI, B b minor [1796-1845]
1604. [F=sword fragments] (‘Die XXVm. Bb Major [1942-2068]
Säcken!’, 1797) 1625. [B b“Mime, idler] ‘Hethi! Du
1605. [bb=Mime, thief] (‘Verfluchter Fauler!’, 1944)
Stahl! Dass ich dich gestohlen! ’, 1626. [Osword, tefoiging] (‘schmiedet
1806) Nothung neu’, ,1989)
1606. [F/f=adamanVfailed hammer] (‘Mir 1627. [fl=work] (‘Zu weise ward ich für
bleibt er hart, ich kann ihn nicht solches Wprk!’, 199'7)
hämmern’, 1816) 1628. [D*=Siegfiied] (‘4en’, 2015)
1607. [gbHntellectual defeat] (‘Der 1629. [g=Mime] (‘Sind mir das Flausen?
weiseste Schmeid weiss sich nicht Willst du piir fljeh’n?’, 2019)
Radi! Wçr schweisst nun das 1630. [B b“Mime, Ôie lovable] (‘Liebe zu
Schwert’, 1824) mir sollt’ er lernen’, 2031)
491
1631. [g=sinking] (‘versank ich in 2115)
Sinnen’, 2043) 1651. [d=fearless hero] (‘Wér das
Fürchten rucht kennt der find’ wohl
XXIX. D minor [2069-91] eher die Kunst’, 2230)
1632. [e=mother] (‘Deiner Mutter’, 2073) 1652. [g=Mime, bungler] (‘dass er ein
1633. [C=counsel] (‘Rath’, 2074) Stünçer sollt’ er gesteh’n’, 2242)
1634. [f=ignorance] (‘Ist’s eine Kunst,
was kenn’ ich sied nicht?’, 2087) XXXV. G Major [2254-2419]
1653. [Osword] (‘Des Vaters Stahl fügt
XXX. E minor [2092-2144] sich wohl mir: ich selbst schweisse
1635. [G=feai] (‘Heraus! Was ist’s mit das Schwert’, 2256)
dem Fürchten?’, 2090) 1654. [g=Mime, failed teacher] (‘Hättest
1636. [e=feai] (‘das Fürchten blieb dir du fleissig die Kunst gepflegt, jetz
nochfreind’, 2133) käm’ dir’s wahrlich zu gut’, 2271)
1637. [C=knowledge, wonderful] 1655. [G=charcoal (dead tree)] (‘Er hat
(‘Sonderlich seltsam naiss das eine grosse Menge Kohlen auf dem
sein!’, 2138) herd aufgehäuft’, 2294)
1656. [D=Siegfiied, hero] (‘was entzwei
XXXI. E Major [2145-8] ist, zwing’ ich mir so’, 2324)
1638. [E=love fire, palpitations] (‘Das 1657. [E l>=inçotence, Nibelung] (‘Hier
Griesein und Grausen’, 2146) hilft kein lUuger’, 2335)
1639. [F tl “glowing] (‘das Glüthen’, 1658. [E=magic?] (‘Nun ward ich so alt
2148) wie Höl’ und Wald, und hab’ rucht
so was geseh’n!’, 2355)
XXXn. C Major [2149-50] 1659. [d=heroic fearlessness] (‘das lem’
1640. [C=buming and fainting] (‘Hitzen ich wohl; furchtlos’, 2372)
und Schwinden’, 2149) 1660. [a=heroic stmggle and success]
(‘fegt er’s zu ganz’, 2374)
XXXm. E minor [2151-89] 1661. [C=Wanderer] (‘Der Wand’rer
1641. [E=love longing] (‘sehnend wusst’ es gut’, 2377)
verlangt mich der Lust!’ 2155) 1662. [b b =Mime] (‘Wie berg’ ich nun
1642. [C=meditating] (‘sinnend fand ich mein banges Haupt?’, 2381)
es aus’, 2164) 1663. [f=Fafiier] (‘lehrt’ ihm rucht Fafiier
1643. [F/Mragon] (‘Ich weiss einen die Furcht!’, 2385)
schlimmen Wurm’, 2167) ^ V664. [g=Mimé’s woe] (‘Doch weh’ mir
1644. [F=Neidhöle] (‘Neidhöle wird es ' Armen’, 2391)
genannt’, 2178) 1665. [f“törd of the Ring] (‘Wie erräng’
1645. [e=East] (‘im Ost, am Ende des ich mir*den Ring?’, 2396)
' Wald’s’, 2180) 1666. [e“tnagic ring] (‘Verfluchte
1646. [F=Neidhöle] C^ei Neidhöle liegt Klermne’, + rrxrtif, 2398)
sie ganz nah’, 2183) 1667. [b=ring trap(=curse)] (‘Da klebt’
ich fest, fäid ich nicht klugen Rath,
XXXIV. D minor [2190-2253] wie den Furchtlosen selbst ich
1647. [D=heroic action] (‘dann fort in die bezwäng’, 2401)
Welt!’, 2189) 1668. [Bb“Mime] (‘Hei Mime!
1648. [F=forging] (‘Schaffe das Schwert, Geschwind!’, 2409)
in der Welt will ich es schwingen’, 1669. [c“sword] (‘Nothung nermt sich das
2195) neidliche Schwert’, 2413)
1649. [B b “Mime’s extremity] (‘O 1670. [g*-a*=mother] (‘deine Mutter’,
Noth!’, 2203) 2418)
1650. [e=magic] (‘den zähen Zauber
bezwingt keines Zwergen Krafi’,
492
XXXVI. D minor [2420-2568] Knabe lehrt’, 2634)
1671. [d=lieroic forging] (passim, 2420ff) 1689. [Bb=Mime, cook] (‘Mit der Kunst
1672. [b b =Mime] (‘das seh’ ich nun nun ist’s beim’ Alten aus, als
deutlich voraus’, 2508) Koch’, 2637)
1673. [e=magic ring] (‘Hort und Ring 1690. [D=Hero, master] (‘dient er dem
erringt er im Harst’, 2511) Kind’, 2640)
1674. [a=cunning’ (‘wie erwerb’ ich mir 1691. [a=cunning] (‘aus Eiern braut’ der
ded Gewinn?’, 2519) Alte ihm Sud’, 2646)
1675. [e=magic ring] (‘gewiim’ich
beides’, 2520) XXXXI. 0 Major [2651-81]
1676. [b=dragon-fi¿ht] (‘Rang er sich 1692. [b=Mime, enemy] (‘Mime, der
müd’ mit dem Wurm’, 2528) Künstler lernt jetzt kochen’, 2654)
1677. [a=flowers and herbage] (‘von der 1693. [C=swords] (‘Seine Schwerter all
Müh’ erlab’ ihn ein Trunk; aus hab’ ich zerschmissen’, 2661)
wüiz’gen SïHen, die, ich 1694. [f=Fafiier] (‘Das Fürchten zu lernen
gesammelt, brau’ ich den Trank für will er, 2669)
ihm’, 2532) 1695. [g=Mime, guide] (‘...mich führen’,
1678. [E b t=sleep] (‘weing Tropfen nur 2672)
braucht er zu trinken sinnlos sinkt 1696. [c=distant teacher] (‘ein Ferner soll
er in Schlaf, 2540) es mich lehren’, 2673)
1679. [C=sword] (‘Mit der eig’nen 1697. [a=half-wit] ( ‘was am besten er
Waffe’ + motif, 2548) katm, mir bringt er’s nich bei’,
1680. [a=half-wit] (‘Hei Weiser 2678)
Wanderer! Dürfet ich dich dumm?’,
2559) XXXXH. F Major [2682-2771]
1698. [F=hatrimer/phallus] (‘Schmeide,
XXXVn. D Major [2569-77] mein Hammer, ein hartes
1681. [D=HERO (via Sword)] (‘Bald Schwert!’, ^689)
schwing’ dich als mein Schwert!’, 1699. Lex:g=blood] (‘Einst färbte Blut
2569) dein falbes Blau’, 2695)
1700. [d=blade] (‘sein rothes Riessein
XXXVm. D minor [2578-96] rothete dich’, 2697)
1682. [Eb=water] (‘In das Wasser floos 1701. [a=ironic coldness] (‘kalt lachtest
ein Feuerfluss’, 2578) du da das warme lecktest du kühl’,
1683. [F=solidity, earth] (‘in des Wassers 2699)
Fluth fliesst er idcht mehr’, 2589) 1702. [c=blushing] (‘Nun hat die Gluth
1684. [Db/db=hardness] (‘Starrwarder dich rolh geglOth’, 2706)
und steif, 2593) 1703. [g=submission] (‘deine weiche
Härte dem Hammer weicht; zornig
XXXIX. D Major [2597-2626] sprühst du mir Funkeri’, 2710)
1685. [D=hot blood] (‘heiseses Blut’, 1704. [F=the smith himself] (‘dass ich
2598) dich Spröden gezähmt’, 2712)
1686. [B b=Mime, booby] (‘Was schafft 1705. [C=sword] (motif, 2717)
der Tölpel dort mit den Topf? 1706. [f=Faflier, dwarfs foe] (‘Fa&er zu
Brerm’ ich her Stahl, brau’st du fäUen’, 2720)
dort Sudel?’ 2623) 1707. [Bb=Mime, the giant’s foe] (‘der
Zwerge Feind’, 2721)
XXXX. D minor [2627-50] 1708. [c=poison] (‘ich,braut’ ein
1687. [B b =Mime, demoted] (‘Zu Tmggetränk,’, 2722)
Schaiiden kam sein Schmied’, 1709. [C=resolution] (‘Siegflied zu
2631) fangen, demFafiier fiel’, 2724)
1688. [d=Hero, teacher] (‘den Lehrer sein 1710. [F=harmner] (‘Schmeide, mein
Hammer, ein hartes Schwert! Sohn’, 2866)
2738) 1731. [Osword] (‘schuf ihn neu’, 2869)
1711. [g=sparks] (‘Der frohen Funken 1732. [C=light] (‘nun lacht ihm sein
wie freu’ ich mich’, 2744) heller Schein’, 2873)
1712. [d=anger] (‘es ziert den Kühnen des 1733. [F=sword-edge] (‘seine Schärfe
Zornes Kraft’, 2746) schneidet ihm hart’, 2879)
1713. [a=ironic laughter] (‘lustig lach’st 1734. [a=inflation] (‘Mime, der Kühne,
du mich an, stellst du augh grim Mime ist König, Fürst der Alben,
dich und gram! ’, 2748) Walter des All’s!’, 2882)
1714. [c=seduction] (‘Durch Gluth und
Hammer glückt’ es mir’, 2755) XXXXV. D Major [2889-2973]
1715. [g=submission] (‘mit starken 1735. [D=Sword] (‘Nothung! Neidliches
Schlängen streckt’ ich dich; nun Schwert!’, 2889)
schwinde die rothe Scham’, 2757) 1736. [A=cunning triunçhant] (‘Hei!
1716. [F=adamant] (‘werde kalt und hart, Mime, wie glückte dir das!’, 2916)
wie du kannst’, 2760) 1737. [b=villains] (‘Zeige den Schächern
1717. [g=hissing steam] (‘Er lacht bei nun deinen Schein! ’,2919)
dem Gezische laut auf, 2768) 1738. [D=sword] (‘So schneidet
Siegfried’s Schwert!’, 2939)
XXXXm. Fjt minor [2772-2809]
1718. [fjt =cunning coming to fiuition]
(‘Den der Bmder schuf, den
Zweiter Aufzug.
schimmerden Reif, 2775) Vorspiel und erste Scene.
1719. [G=Mime] (‘Ihn hab’ ich
gewonnen, ich walte sein!’, 2782) XXXXVL F minor [2974-3027]
1739. [f=Fafiier] ¿assim. Giant motif,
1720. [b=Alberich, Mime’s enemy]
(‘Alberich selbst, der einst mich 2974ft)
band’, 2793) 1740. [db=Walhall, Fafiier’s memory of]
1721. [A=cunning triunçhant] (passim, 2993)
(‘gehorchen soll mir alles Herr’, 1741. [B b b=Loge’s bargain] (passim,
2799) 2998)
1742. [G b =moimtain peak, foundation of
XXXXIV. D minor [2810-88] Walhall] (passim, 2999)
1722. [Ab=minions] (‘wie wird er 1743. [c=renunciation of love for the
geehrt!’, 2809) ' ' magical ring] (passim, 3005-3011)
1723. [a=inflation] (‘Vor meinemNicken 1744. J^Freia, exchanged for ring]
neigt sich die Welt; vor meinem (passim, 3012-16)
Zorne zittert sie hin!’, 2819) 1745. [ft“Fafiier] (passim, 3016-17)
1724. [d=sword] (‘Nothung!’, 2826) 1746. [e b =an abyss, sleep, the
1725. [F=hilt] (‘Jetzt haftest du wieder im [imconscious] (passim, 3017-25)
Heft!’, 2837)
1726. [aHnflation] (‘Dann wahrlich müht XXXXVn. B minor [3038-57]
sich Mime nicht mehr’, 2841) 1747. [e?=magic ting] (passim, motif,
1727. [d=sword] (‘War’st du entzwei, ich 3028-32)
zwang dich zu ganz’, 2845) 1748. [b=Curse] (passim, motif, 3032)
1728. [C=indestructible sword] (‘kein
Schlag soll nun dich mehr XXXXVra. F minor [3058-77]
zerschlagen’, 2851) 1749. [f=Lord of the Ring, Fafiiet]
1729. [g=battlefield, last] (‘Dem (passim, 3065) •
sterbenden Vater zersprang der
Stahl’, 2864) XXXXIX. B minor [3078-3139]
1730. [F=living son, smith] (‘der lebende 1750. [e=Eastem Forest] (‘In Wald und
Nacht’, 3078)
494
1751. [a=watching] (‘vor Neidhöhl halt’ 1774. [ab=Wotan’s guilt] (‘mit meined
ich Wacht’, 3079) Schätzen zahltest du Schulden’,
1752. [d=eye] (‘müh’voll lugt mein Aug’, 3187)
3084) 1775. [fb •=Ring] (‘Schätzen’, 3187)
1753. [b=death-day] (‘Banger Tag, heb’st 1776. [fN3iants] (‘mein Ring zuhlte der
du schon auf?’, 3089) Riesen Müh’, 3189)
1754. [D=light] (‘Welcher Glanz glitzert 1777. [Db“Walhall] (‘deine Burg’,
dor auf?’, 3098) 3191)
1755. [f#=steed] (‘es rennt wie ein 1778. [f=workers] (‘dir gebaut’, 3193)
leuchtendes Ross’, 3105) 1779. [e b “treaties, runes] (‘Was mit den
1756. [b=dragon-slayer] (‘Naht schon des Trotz’gen einst du vertragen, dess’
Wunnes Würger? Ist’s schon der Runen wahrt noch heut’ deines
Fafherfällt?’,3112) Speeres herrischer Schaft’, 3194)
1757. [C*=Light] (‘Das Licht erlischt’, 1780. [D*=destruction, of Wotan] (“in
3122) deiner Hand der herrische Stab’,
1758. [b=Night] (‘Nacht ist’s wieder’, 3210)
3129) 1781. [f=Alberich’s master] (‘Durch
Vertrages Treue-Runen band er
L. F minor [3140-3230] dich Bösen mir nicht’, 3215)
1759. [c=Wanderer by night] (‘Zur 1782. [c=Spear’s might] (‘dich beugt’ er
Neidhöle fuhr ich bei Nacht’, 3141) mir durch seine Kraft; zum Krieg
1760. [b b ’^Alberich] (‘Wen gewahr ich drum wahr’ ich ihn wohl’, 3223)
im Dunkel dort?’, 3143) 1783. [g=a boaster] (‘Wie stark du dräu’st
1761. [DbfWotan] Alberich erkennt in trotziger...’, 3228)
den Wanderer,’ 3145) 1784. [D=Hero] (‘Stärke’, 3230)
1762. [f=Neidhöle] (‘Du selbst lässt dich
hier seh’n? Was willst du hier! U. A minor [3231-4]
Fort, aus dem Weg!’, 3147) 1785. [a=dismay] (‘und wie dir’s im
1763. [0=Wanderer] (‘schamloser Dieb!’, Busen doch bangt! ’,3230)
3151) 1786. [F*=Fafiter] (‘des Hortes Hüter’,
1764. [g*=Alberich] (‘Schwaizalberich’, 3236)
3152)
1765. [f=guarding, Fafiier, Neidhöle] LH. E minor [3234-52]
(‘Hütest du Fafner’s Haus?’, 1787. [E=magical ring] (‘wer wird ihn
3154) becrbçn? Wird der neidliche Hort
1766. [C=Wanderer, traitor] (‘du dem Nib’lungen wieder gehören?’,
Frecher’, 3163) 3239)
1767. [Db =Wotan] (‘wer wehrte mir 1788. [a=dismay] (‘Das sehrt dich mit
Wand’rer’s Fsirt’?, 3169) ew’ger Sorge!’, 3244)
1768. [F=stupidity] (‘Wür ich dir zu Leib’ 1789. [d=possessor] (‘Denn, fass’ ich ihn
doch noch dumm, 3174) , wieder einst in der Faust’, 3248)
1769. [C=Wanderer] (‘wie damals’,
4175) LHI. F ndnor [3253-62]
1770. [d=gnllible fool] (‘wie leicht 1790. [f=stupid Giants] (‘anders als
gerieth’ es’, 3178) dumme Riesen üb’ ich des Ringes
1771. [f=stupid victim] ([den Ring mir Kraft’,'3250) ^
nochnoals zu rauben?’, 3179) 1791. [D b *=Wotan] (‘dann zitt’re’,
1772. [g=Alberich, wised up] (‘Hab 3256)
Acht!’, 3181) 1792. [D*=Heroes] (‘der Helden ewiger
1773. [E/e b=Wotan’s bad treaties] (‘doch Hüter!’, 3256)
wo du schwach bist, blieb mir auch
nicht verschwiegen’ ,3184)
495
LIV. B minor [3263-9] 1814. [d=covetousness] (‘Ausser dir
1793. [B=Hella] (‘mit Hella’s Heer, der begehrt er einsig das Gold’, 3337)
Welt walte dann ich’, 3261) 1815. [g=Alberich, failure] (‘Und
dennoch gewänn’ ich ihn nicht?’,
LV. F Major [3270-98] 3339)
1794. [bb=Alberich’s plans] (‘Deinen 1816. [g=Nibehmgs] (‘Ein Heide naht,
Sinn kenn’ ich wohl, doch sorgt er den Hort zu befiei’n; zwei
mich nicht’, 3269) Nibelungen geizen das Gold’,
1795. [F=Lord of the Ring] (‘Des Ringes 3341)
waltet, wer ihn gewinnt’, 3275) 1817. [f=Fafiier] (‘Fafiier fäUt’, 3346)
1796. [c fl =Wotan, ohscuritanist] (‘Wie 1818. [F=Fafher] (‘der den Ring
dunkel sprichst du’, 3280) bewacht’, 3347)
1797. [D*=Hero] (‘An Heldensöhne’, 1819. [f=Lord of the Ring] (‘wer ihn rafft,
3285) hat ihn gewo^a Willst du noch
1798. [F=Human household] (‘die traut mehr? Dort liegt der’, 3349)
deinem Blute entblüflt’t?’, 3287) 1820. [d=Fafiier, hi's impending death]
1799. [Q b=plotting?] (‘der klug die (‘Wimm Wam’st du ihn vor dem
Frucht dir pflücke’, 3291) Tod, willig wohl liess’ er den
1800. [c=forbidden fruit] (‘die du nicht Tand’, 3352)
brechen darfst?’, 3293) 1821. [b=mortal danger] (‘Fafiner! Father!
Erwache, Wurm!’, 3361)
LVI. C Major [3299-3320] 1822. [Bb=Alberich] (‘Was beginnt der
1801. [a=Wanderer] (‘Mit mir nicht’, Wilde? Gömit er mir’s wirklich?’,
3298) 3369)
1802. [e=ring-haggling] (‘had’re mit 1823. [g=Alberich] (‘Wer stört mir den
Mime’, 3?01) Schlaf?’, 3375)
1803. [G=boy] (‘Einen Knaben’, 3303)
1804. [C“Wanderer] (‘Nicht weiss der LVm. C Major [3380-91]
von mir’, 3307) 1824. [c ft =Wotan] (‘der Höhle
1805. [b=dark plots] (‘der Nib’lung nützt zugewandt’, 3380)
ihn für sich. D’rum sag’ ich dir. 1825. [fft =attençted bargain] (‘er lohnt
Gesell, thue frei wie dir’s frommt!’, dir’s mit dem Leben, lohnst du das
3308) Leben ihm’, 3381)
1806. [C=curiosity] (‘Alberich macht ein 1826. [d=guarded gold] (‘mit dem Horte
Gebärde heftiger Neugierde’, 3313) _ den du hütest?’, 3384)
1807. [e=magic ring] (‘Höre mich wohl 1827. [g=Al^rich] (‘Was v^l er?’, 3390)
sei auf der Hut! Nicht kennt der
Knabe den Ring’, 3315) LIX. F minor [3392-3433]
1828. [b b =Alberich, threatening]
LVH, F Major [3321-79] (‘Wache, Faôier! Wache, du
1808. [d=grasping hand] (‘Deine Hand Wurm! Ein starkêr Heide naht, dich
hieltest du vom Hort?’, 3321) heil’gen will er besteh’n’, 3392)
1809. [D-Hero] (‘Wen ich liebe lass’ich 1829. [0=Wanderer, sword] (‘Kühn ist
für sich gewähren’, 3325) des Kindes Kraft, scharf schneidet
1810. [F=Lord of Oneself] (‘er steh’ oder sein Schwert’ + sword motif, 3400)
fall’, sein Herr ist er’, 3329) 1830. [f=covetousness] (‘Dengol’nen
1811. [D*(g:V)=Herò] (‘Helden nur Reif geizt er allein’, 3403)
können mir frommen’, 3331) 1831. [e*=magic ring] (‘ReiF, 3404)
1812. [b b=Nibelungs] (‘Mit Mime räng’ 1832. [c=sleep (‘Lasst mich schlaffen’,
ich’, 3335) 3421)
1813. [ffLord of the Ring] (‘allein um 1833. [b=scheme, blow] (‘Nun Alberich!
den Ring?’, 3336) Das schlug fehl’, 3428)
496
1834. [al>=rogue] (‘Doch schilt mich 1852. [6=swallowing] (‘mit Haut auf
nicht mehr Schelm!’, 3430) einen Happ, verschlingt der
Schlimme dich wohl’, 3544)
LX.Eb Major [3434-45] 1853. [d=heroic resistance] (‘Gut ist’s,
1835. [E b =Nature] (‘Alles ist nach seiner den Schlund ihm zu schliessen’,
Art: an ihr wirst du nichts ändern', 3547)
3434) 1854. [F=physical agility] (‘dmm bief ich
1836. [c=knowledge] (‘der Art ja mich nicht dem Gebiss’, 3549)
versieh’st du dich besser’, 3445) 1855. [c=T5oison foam] (‘Giftig giesst sich
ein Geifer ihm aus’, 3550)
LXI. F Major [3446-62] 1856. [ft=salivating] (‘wen mit Speichers
1837. [c=Wanderer, departing] (‘Er Schweiss er bespei’t,’ 3552)
verschwindet schnell im Walde’, 1857. [d=hero] (‘dem schwinden wohl
3452) Fleisch und Gebein’, 3554)
1838. [b=Öirse] (‘ihr leichtsinges 1858. [c=poison foam] (‘Dass des
lustgieriges Göttergelichter’, 3460) GeHer’s Gift’, 3555)
1859. [d=hero] (‘mich nicht sehre’, 3556)
LXn. C Major [3463-71] 1860. [B b “Separation] (‘weich’ ich zur
1839. [ Euch seh’ ich noch Alle Seite dem Wurm’, 3557)
vergeh’n!’,) 1861. [bb=aserpent-tail](‘Ein
1840. [f=^tching, guarding] (‘So lang’ Schlangenschweif schlägt sich ihm
das Gold am Lichte glänzt, hält ein auf: wen er damit umschlingt’,
Wissender Wacht’, 3469) 3558)
1841. [C*=light] (‘Lichte’, 3470) 1862. [a=sight] (‘Vor des Schweifes
Schwang mich zu wahren, half ich
LXm. F minor [3472-93] den Argen im Aug’, 3563)
1842. [c=light, dim] (‘Morgendämme 1863. [F=Fafiier’s heart] (‘Doch heise
rung’, 3479) mich das: hat der Wurm ein Herz’,
3567)
Zweite Scene. 1864. [d=hero] (‘Noüiung stoss’ ich dem
Stolsen in’s Hetz!’, 3577)
LXIV. D minor [3494-3693] 1865. [g=Mime] (‘Hei! Du Alter!’, 3582)
1843. [d=Sieg&ied] ( ‘Bei ambrechendem 1866. [a=no learning] (‘das Fürchten
Tage treten Sieg&ied und Mime lern’ ich hier nicht’, 3588)
auf.3494) 1867. [e=fear, sexual] (motif, 3597)
1844. [c=leaming, unpleasant](‘Hier soll 1868. [d=Siegflied] (‘den dank’st du’,
ich dj^ Fürchten lernen?’, 3513) 3605)
1845. [E=feat, sexual] (passim, motif, 1869. [Bb=Mime, best face] (‘gedenk’st,
3518-9) wie Mime dich liebt’, 3610)
1846. [g=Mime] (‘Fern hast du mich 1870. [d=Siegfiied, angry] (‘Du sollst
geleitet’,^3519) mich nicht lieben! Sagt’ ich’s dir
1847. [d=SieglMed] (‘Lem’ ich hier nicht, nicht?’, 3612)
was lernen soll, allein zieh’ ich 1871. [Eb=spring] (‘Ich lass’dich
dann weiter’, 3526) schon.Am Quell dort lagr’ ich
1848. [B b =Nibehmg] (‘dich’, 3528) mich; steh’ du nur hier: steigt dann
1849. [a=dich endlich werd’ ich da los!’, die Sonne zur Höh’, merk auf den
3528) Wurm’, 3629)
1850. [c=leaming, unpleasant] (‘lem’st du 1872. [g“cave] (‘aus der Höhle wältz er
heut’ und hier das Fürchten nicht’, sich her’, 3638)
3529) 1873. [Bb=path to stream] (‘am Brunnen
1851. [b=dragon, wild] (‘Darin wohnt ein sichzu trilnken’, 3643)
gräulich wilder Wurm’, 3538) 1874. [c=spring, dangerous] (‘Mime,
497
weil’st du am Quell’, 3646) 1895. [c)t “heavenly vision]
1875. [d=hero] (‘dahin lass’ ich den (‘schimmernde Augen?’, 3752)
Wunn wohl geh’n’, 3647)
1876. [g=Müne] (‘Nothung stoss’ ich ihm LXVm. G Major [3756-98]
erst in die Nieren, wenn dich selbst 1896. [e=painfiil childbirth] (‘Da bang sie
dort mit’ weg gesofifen’, 3649) mich geboren’, 3760)
1877. [Eb=spring] (‘amQuell’, 3657) 1897. [b=death] (‘Sterben die Menschen
1878. [g=separation] (‘und komm’ nie mütter’ 3766)
mehr zu mir! ’,3658) 1898. [C=seeing] (‘Ach, möchf ich Sohn
1879. [B b =Mime’s drink] (‘wirst du mir meine Mutter sehen!’, 3775)
wohl nicht wehren?’, 3664) 1899. [D=hero-son] (cadence, 3781)
1880. [c=counsel. Mime’s] (‘Rufe mich 1900. [G=Sieglinde, Mother] (‘Meine
auch, darb‘st du des Rathes’, 3667) Mutter, ein Menschenweib!’, 3783)
1881. [d=Siegfiied, angry] (‘Siegfried 1901. [C=seeing] (passim, 3791)
erhebt sich’, 3672)
1882. [d=Siegfried and Fafiier] (‘Fafirer LXK. E Major [3799-3841]
und Siegfried, Siegfried und Fafiier: 1902. [E=Eastem Forest, beautiful]
Oh! brächten Beide sich um! ’, (passim, 3799)
3675) 1903. [E=a ir ] (‘Wachsendes Wald
wehen’, 3900)
1904. [E=F0REST b ir d ] (‘der Waldvögel’,
LXV.E Major [3694-3718] 3801)
1883. [F=father] (‘Dass der mein Vater 1905. [A=Forest Bird] (‘Du holdes
nicht ist’, 3692) Vöglein’, 3824)
1884. [E=Eastem Forest, beautífiil] (‘Nim 1906. [b=death song] (‘Verstund’ ich sein
erst gefällt mir der fiische Wald’, süssen Stammeln! Gewiss sagt’ es
3697) mir ‘was, verlleicht, 3826)
1885. [F)l=iather, unknown] (‘Wie sah 1907. [D=son, longing] (‘von der lieben’,
mein Vater wohl aus?’, 3715) 3829)
1908. [G*=Mother] (‘Mutter’, and
LXVI. E minor [3719-31] passimi 3834)
1886. [C=idea] (‘Ha! Gewiss, wie ich
selbst!’, 3718) LXX. A Major [3842-90]
1887. [Bb*=Mime] (‘denn wär wo von 1909. [B b *=dwarf] (‘Zwerg’, 3842)
Mime’, 3719) '-,1910. [D=men] (‘der Voglein Stammeln
1888. [d=son] (‘ein Sohn’, 3720) ' gufra vdrsteh’n, dazu körmte man
1889. [B b =Nibelung] (‘G’rade so domrrfin’, 3843)
garstig’, 3723) 1911. [Oidea] (‘Hei! Ich versuch’s’,
1890. [b=goblin] (‘Fort mij dem Alp! ’, 3847)
3729) 1912. [E=Forest Bird, bird song] (‘sing’
1891. [e=ugliness] (‘Ich mag ihn nicht ihm nach; auf dem Rohr tön’ ich
mehr seh’n!’, 3730) ihm ähnlich’, 3848)
1913. *[A=foreign language; ersatz bird
LXVH. E Major [3732-55] song] (‘entratii’ ich der Worte,
1892. [E=Eastem Forest, beautiful] (‘Er achte der Weise; sing’ ich so seine
lehnt sich tiefer zurück uhd blickt Sprache, versteh’ ich wohl auch
durch den Baipnwipfel auf, 3732) was es spricht’, 3850)
1893. [b=mother-image] (‘Das kann ich 1914. [b=sword] (‘Er springt an den
nun gar nicht mir denken!’, 3745) naben Quell, schneidet mit dem
1894. [E=mother-attraction] (‘Der Schwerts ein Rohreb’, 3855)
Rebhindin gleich gläntzen gewiss 1915. [A=a reed; a pipe] (‘ein Rohrab’,
ihr’ hell ’, 3747) ‘eine Pfeife’, 3855)
498
1916. [E=Forest Bird] (‘Er schweigt’, 1937. [C“leamtag] (‘Doch dir fahr’ ich
3869) zu Leibe, lehrst du das Fürchten
1917. [F=pipe (=hom) call] (passim, mich nicht’, 3996)
3872) 1938. [c=drink] (‘Ha! Trinken wellt’ ich’,
1918. [A=pipe] (‘Das tönt nicht recht’ auf 3998)
dem Rohre tangt die wonnige 1939. [b=raventag maw] (‘Nun trefF ich
Wiese mir nicht’, 3883) auchFrass!’, 4001)
1919. [f)i=stupid](‘Vöglein, mich dünkt,
ich bleibe dumm’, 3887) LXXTV. C Major [4003-18]
1940. [b=dangerous teeth] (‘Eine
LXXI. E Major [3891-3902] zierliche Fresse zeigst du mir da,
1920. [E=Forest Bird] (‘Er hört den lachende Zähne im Leckermaul!’,
Vogel wieder’, 3893) 4002)
1941. [C=idea] (‘Gut wär’ es, den
LXXn. C Major [3903-6] Schlund dir zu schliessen’, 4005)
1921. [C=idea] (‘Heida!’, 3903) 1942. [G=not so raventag maw] (‘dein
1922. [F=hom] CSo höre nun auf mein Rachen recktisch zu weit’, 4006)
Horn’, 3903) 1943. [d=Siegflied] (‘Zu tauben Reden
taugt er schlecht: dich’, 4007)
LXXra. F Major [3907-4001] 1944. [c=devouring] (‘dich zu
1923. [B b=forest song] (‘Einer verschlingen, frommt der Schlund’,
Waldweise, wie ich sie kann’, 4009)
3907) 1945. [a=bad idea] (‘Hoho! Du grausam,
1924. [F=lustiness] (‘dçr lustigen sollst du grimmiger Kerl! Von dir verdau’t
nun lauschen’, 3909) sein dünkt mich übel!’, 4012)
1925. [C=comrades, society] (‘nach 1946. [C=better idea] ( ‘Räthlich und
heben Gesellen lockt’ ich mit ihr’, fromm doch schetat’s,’, 4014)
3912) 1947. [f=Fafher] (‘du verrecktest hier
1926. [b=wolf] (‘als Wolf, 3916) ohne Frist’, 4015)
1927. [C=comrade, fiiend] (‘ob ¿is mir 1948. [F=braggart] (‘Früh! Komm,
ein lieber Gesell’, 3921) prahlendes Kind!’ ‘Hab’ Acht,
1928. [F=hom] (passim, 3928) Brüller! Der Prahler naht! ’4016)
1929. [eb=abyss] (dragon motif, 3971)
1930. [f=Fafiier] (‘Fafiier hat beta LXXV, D minor [4019-69]
AmbUck Siegfiieds auf der Höle’, 1949. [F=hom] (motif, 4019)
3983) 1950. [eb=Fafiierristag] (motif, 4021)
1931. [])b=enemy (alt: Siegf. as 1951. [c=dthgon spit] (‘speiht aus den
Nibelung)] (‘Du wär’st ein saub’rer Nüstern’, 4025)
Gesell!’, 3985) 1952. [d=Siegfiied] (‘Siegfried weicht
1932. [c=dim awareness] (‘Was ist da?’, dem Geifer aus’, 4027)
3987) 1953. [bb=dragon tail] (‘Faflier sucht ihn
1933. [c=human speech] (‘Hei, bist du ein mit dem Schweife zu erreichen’,
Ihier, das zum Sprechen tangt, 4030)
wohl Hess’ sich von dir ‘was 1954. [D=Siègfried] (Siegfried, welchen
lernen?’, 3988) Fafiier fesst erreicht hat, springt mit
1934. [bb“challenge] (‘Hier kennt Einer einem Satze über dibssen hinweg’,
das Fürchten nicht ¡cann er’s von 4043)^
dir erfahren?’,' 3990) 1955. [a=swOTd stroke] (motif, 4056)
1935. [f=Fafiier] (‘Hast du Obetmuth?’, 1956. , [c=mortal wound] (‘Fafiier bäumt
3993> sich vor Schmerz’, 4058)
1936. [F=courage] (‘Muth oder 1957. [g=abject’sprawltag] (‘Da lieg’,
Übermuth, was weiss ich! ’, 3995) neidlischer Kerl!’, 4062)
499
1958. [D=sword] (‘Nothung tiäugt du im noch’ weise ja scheinst du Wilder
Herzen’, 4065) im Sterben’, 4125)
1959. [c=mortal wound] (‘Herzen!’, 1977. [e=unknown household] (’rath’es
4067) nach meinen Namen’, 4130)
1978. [C=information] (‘Siegöied bin ich
LXXVI. F minor [4070-6] genannt’, 4132)
1960. [D b=Wotan] (‘Wer bist du, kühner 1979. [d=Siegfried] (‘So leite mich derm
Knabe’, 4069) min lebendes Sword!’, 4140)
1961. [bb=Alberich] (‘der das Herz mir 1980. [C*=Sword] (motif, 4143)
traf? Wer’, 4072) 1981. [d=fire, blood] (‘Wie Feuer bremit
1962. [D=Siegfiied] (‘reizte des Kindes das Blut!’,4146)
Muth’, 4075)
LXXX. E Major [4147-82]
LXXVn. C Major [4077-87] 1982. [E=Forest Bird, song] (‘der
1963. [b=murder] (‘zu der mordiichen Waldvögel angezongen’, 4147)
That? Dein Hirn brütete nicht, was 1983. [E=magical objects] (‘Wollt er den
du vollbracht’, 4077) Tamhelm gewinnen der traught’
1964. [D=Siegfried] (‘Viel weiss ich noch ihm zu wonniger That, doch wollt’
nicht, noch nicht auch, wer ich bin’, er den Ring sich errafhen, der
4084) macht’ ihn zum Walter der Welt! ’,
1965. [bb=enemy] (‘mitdirmordlichzu 4170)
ringen reiztest du selbst meinen 1984. [f)t=wise advice] (‘Dank, liebes
Muth’, 4085) Vög’lein für deinen Rath!’, 4176)
APPENDIX Id:
Linear Tabulation of Tonal Lexemes in Götterdämmerung
F
519
1139) firoh, o Held, die Halle meines
Vater’s’, 1283)
xxxxvn. F Major [1144-1208] 2747. [D=Siegfiied] (‘das achte nun dein
2731. [F=Siegfiied’s hom, “nature boy”] Eigen’, 1289)
(motif, 1144) 2748. [B b =Gü)ichungs] (‘Mich selbst
2732. [a=a boat] (‘In einem Nachen Held geb’ ich zum Mann’, 1294)
und Ross!*, 1162) 2749. [d^Siegmund] (‘Nicht I^d noch
2733. [F=physicîd strength] (‘Ein Leute biete ich, noch Vater’s Haus
gemächlicher Schlag, wie vom und Hof, 1299)
müssiger Hand treibt Jacht den 2750. [g=Nibelungish smithing] (‘Nur ein
Kahn wider den Stroimso rütiger Schwert hab’ ich’, 1308)
Hand in des Ruder’s Schwung 2751. [bb=Nibelungs] (‘Doch des
lOhmt sich nur der, der den Wurm Nibhmgen hortes nennt die Märe
erschlug’, 1182) dich Heim?’, 1314)
2752. [f=Fafiier] (‘In einer Höhle liess’
XXXXVm. Bb Major [1209-23] ich’s liegen, wo ein Wurm es einst
2734. [B b=Son of Gibich] (‘Zu Gibich’s bewacht’, 1322)
starkem Sohne.’ ‘Zu seiner Halle 2753. [c=dark tidings] (‘Und nichts
entbiet’ ich dich’, 1208) entnahm’st du ihm?’, 1326)
2735. [Cb=enemy (Hagen)]‘Hieher!’, 2754. [g=Nibeiimg artifact] (‘Diess
1218) Gewirk, unkund seiner Kraft’,
1328)
XXXXIX. E minor [1224-35]
2736. [e=magic ring] (motif + ‘Heil! ’, LH. B minor [1332-48]
1225) 2755. [b=Nibelungs’ devilish cunning]
2737. [b=Alberich’s Curse] (motif + ‘Alle (‘Der Tamhelm kenn’ ich, der
sind in gegenseitiger stummer Niblungen künnstUches Werk’,
Betrachtung gefesselt’, 1230) 1331)
2756. [g(t/E/g)t=Tamhehn] (‘er taught,
L. B minor [1236-42] bedeckt er dein Hatipt, dir zu
2738. [b-D=Siegflied] (motif + ‘Wer ist tauschen jede Gestalt; verlangt
Gibich’s Sohn?’, 1236) dich’s an fernsten Ort, er entführt
2739. [b-D=Gundier] (‘Günther ich, den flugs dich dahin’, 1334)
du such’st’, 1240) 2757. [e=magic ring] (‘Sonst nichts
entnabm’st du dem Hort?’, ‘Einen
LI.Bb Major [1243-1331] Ring’, 1342)
2740. [dKjunther, diminished hero] 2758. [E=love-bride] (‘Den hüten ein
(‘Dich hört’ ich rOhmen weit am hehres Weib’, 1345)
Rhein’, 1242)
2741. [B b=Gibichimg, battle] (‘nun ficht Lm.Bb Major [1349-55]
mit mir, oder sei mein Freund! ’, 2759. [Bb=Ounther] (‘Nicht, Siegfried,
1244) sollst du mir tauschen’, 1347)
2742. [e=cursed ring] (motif + ‘Du riefst
mich Siegfiied’, 1256) UV.GMajor[l256-72]
2743. [B bÆ b-Alberich] (‘...sah’st du 2760. [Gb=Gutrune] (‘Gutrune tritt
mich schon?’, ‘Ich kannte dich nur heraus’, 1356)
an deiner Kraft’, 1257) 2761. [c=°contençlation] (‘Er hält das
2744. [D b=the gods] (‘von edlerer Zucht Hom gedankenvoll vor sich hin’,
am Zaume ein Ross’, 1269) 1372)
2745. [g=inferior handler] (‘Hagen führt
das Ross’, 1272) LV.Eb Major [1373-87]
2746. [B b =Gibichung Hall] (‘Begrüsse 2762. [Eb=Brünnhilde, wonder-woman]
520
(‘Vergäss ich Alles was du mir 2781. [b^VaUcyrie] (‘und einer Frau soll
gab'st von einer Lehre lass’ ich ich mich schwerlich freu’n auf
doch nie’, 1374) Eine...’, 1459)
2763. [f=drinlcing vessel] (context, 1378) 2782. [D=hero’s heart] (‘setzt’ ich den
2764. [Db=sacredness] (context, 1379) Sinn’, 1461)
2765. [A b =drinking vessel] (‘den ersten 2783. [b=Valkyrie, unattainable] (‘die
Trunk zu treuer Mhme, Brfinnhilde, kein RaÜi mir je gewinnt..’, 1463)
bring ich dir!’, 1379) 2784. [D=conquering hero] (‘Was wär’
dir versagt, steh’ ich zu dir?’, 1466)
LVI. G Major [1388-1402] 2785. [B=Valkyrie] (‘Auf Felsen hoch
2766. [b=ensorceling] (‘Er reicht das ihr Sitz’, 1470)
Trinkhom an Gutrune zurück’, 2786. [B b =malc conqueror] (‘Nvu: wer
1388) durch das Feuer bricltf, 1477)
2767. [C=sight] (‘Die so mit dem Blitz 2787. [b=Valkyrie] (‘darf Brünn-hilde’s
den Blick du mir seng’st, was Freier sein’, 1477)
senk’st du dein auge vor mir?’, 2788. [A b “moiuitain space] (‘Nun darf
1394) ich den Fels nicht erklimmen’,
2768. [G=Gutrune] (‘Gutrune schlägt 1482)
erröthend das Auge zu ihm auf, 2789. [a=heroic hopelessness] (‘das Feuer
1401) verglimmt mir nie!)
Ende Götterdämmerung
APPENDIX II:
A Lexicon of Poetic Key Referents in
Der Ring des Nibelungen
I.£l> MAJOR diminished (2612); —, distressed (2577);
(E b Minor, C minor) divine female spinning (2511); goddess’s
a. Persons c^lmning spirit (2530); goddess,
Eb=RHINEDAUGKreRS (2, *187, 229, 2965, clinging by e ftiread (2543); —, cowed
3470,3478,3502, 3740), —, triunçhant (3207,3212); —, betrayed (3013); an
(45) inferior bride (3225); inferior female
e b=RHlNE DAUGHTERS, Cause woe (16, per lover (2769); all-giving woman (2614);
No.l5),—left in lurch (189), —, bereft BRONNHILDE (2888,2890); — ,
(522), cruel nixie (39), traitorous nixies supplicated (2972); —, beside herself
(44), —, sorrowing (2664) (3261)
C=RHINE DAUGHTERS (266, 387), —, c =e t e r n a l w o m a n : fewarted (431); —,
complaining (460) shamed (882); —, wronged (3679); —,
Eb=NORNS (2557,2575,2591,3339,3348, longing for Spring (709); radiance, of
3678abc) Sieglinde (726); wpmen (1239); a
e b=Nom fete (3507); precognitive woman, sorrowing (624); —t prostrate
knowledge (3512) (630); —, bereft (3660); —, fleeing
ÒOOO); —, unfortunate (3684);»—,
Eb=GREATMOTHER(1210); Womankind
(2686) terrified (1276); Valkyrie pursued
E b “ETERNAL WOMAN [incL “BRONNHIUJE’T (1457, 1159, 1226, 1233);—, weak-
(881,2131,3700); —, triimmhant (886); hearted and womanly (1237); rebellious
—, seduced (2163); —, wanmg (2190); Wish Maiden (1252); —.mother,
Woman’s will (2610); —self-assertion Hagen’s (963); Brünnhilde sorrowing
(2696); —, strength (2605); —, (Freia) (2887, 3286);—, her Judgment (888); —,
emerging ftom captivity (484); a blessed her will'(969); —, Wotan’s inqiotence
maiden (2414); Wish Maiden (1251); against her (965); —, the Wanderer
Woman’s will 2610); —, sefttassertion whispering her last feet in her ear (2191);
(2696); —, strength (2605); Gutnme in Brûimhilde, sm>plicant (3275);
BrOnnhilde’s place (3345); Ladies in Brünnhilde siçplicated (2974); Eternal
Waiting (3342); b r On Nh il d e , “Wonder- Woman in extremis (3000,3005); B.
woman” (2615,2617, 2630,2650,2762, resisting rape (3035); —, defending
2872,3277 ); —, erstwhile wonder- (3042); —, r^ed (3050); —, in action
woman (3356); —, Wish Maiden, (3278); Eternal Woman’s fool’s paradise
successftil (2^); —, Wotan’s fulfilled firaying (2909); —, unwilling bride
Wish (2896); —, her protection (2894); (3229); PURSUING (FEMALE) FATE (1305);
—, seduced, won (2608); —, her fool’s Norn, Siegmund’s (621); ill-fortune,
paradise (2908); —, Bride (3215); Siegnamd’s pursuer (551,553, 846); —,
Gunther’s Bridq (3199); Eternal Woman, wedlock’s guardian (788, 880)
Eternal Rival (3432,3434,'3683) E b=HUNDiNG : his look (562)
eb=ETERNAL WOMAN, her'wjll (951); —, her e b “HUNDING, kinsman of maid (632)
decree (971); —, goddess, sick (247); in C=HUNDING (561, 567,622,643,863); —,
decline (2508,3068); —, defimct (2581); Siegmund’s host (576); —, his honor
—, deserted (2655,3350); —, devastated (578); —, his blood vengeance (1006);
(3654); —, victim (3047) —, taped Us dogs (1013)
(3051)—, her spinning (2511); girl, eb=HAGEN ( 3079,3081,3093,3101,3173,
foolish (1314); wife, sa'ddest 0075); 3202,3236,3259); —, a cold-blooded
Woman seduced (2608); e b=wojnan. creature (2819); —, waiting (2840,
2847); —, and BrihmUld (3257) —,
548
Nibelung’s Son (960,2852); holds the c=DEPTHS, a cleft, abyss (294); —, descent
Hoard (3443) into (500); —, of the heart (674);
dtt”god, sick (248); (e k)=—, defunct dissolution, of identity (2431); —,
(2187); bad Valkyries (812) ripples (2458); UQUIDS, drink-hom
(1264); a driiÁ (1938); a poison drink
e b=Alberich as Nibehmg Lord (285);
deposed (3448); guardian of night (3450) (1707,2048,3688); poison foam (1855,
eb=Loge, as ftiend of Nibelung foes (320); 1951); a sluggish, injure liquid (2816);
cunning (Nibelung) council (1421) Wotan blood- sacrifice (3190,3446);
E b“A WISE OLD MAN, Wotan (2220); —, his storm, nearing (1193); tears, flowing
occult knowledge (2247) wildly (628,478); berzerker raging (660,
1408); need, ultimate (752); chaos,
b. Places or Seasons confusion (3265); BrOnnhilde, beside
E b =RIVER, RHINE (388,2663, 2834,3462); a herself (3250)
stream (1450); a spring (1871,1877) Eb“DEPTHS“SLEEP(2142,2188): —,
eb “RHINE, long ago (*3242); Rhine-booty wondrous (111 1); —, eternal, the World
(3255); Ring-in-Rhine (2966); Rhinegold Unconscious (2134)—, poisoned (1678);
(3491, 3493) rest (987); unconsciousness of need
eb=^e primæval Spring of Wisdom (2518) (1518); Magic Sleep (2899); eb “sleep
c =STREAM (2474,2808); —, dangerous
eb=SLEEP (3595); —, dangerous (2010); —,
(1874); —, gold stolen from (1988); endless (2179); slumber (2143); dreams,
sacred Spring, defunct (2542); setting darkened (2162); deathlike surrender
saU(2829) (2358); depfiis of forgotten memory
Eb “THE EARTH* (902,1512); —, its (3584)
circumference (171); world-circle c “SLEEP(1832, 2153,2963); —, persistent
(2729); dtl=the sublunary world (1045); (2355) UNCONSCIOUSNESS : the back
origin, lineage, proof of (1489); Mother (3383); evil dream (3634)
Earth (3555) (*e.g., “wholeness”, not E b “ORIGIN, FOUNDATION: the Past (2228);
“elemental earth”) —, Wotan’s (124)
dlt=everydiing, all filings (3731) eb “ORIGIN, FOUNDATION, of Wotan’s power
Eb=WORLD ASH TREE (2514,2548); an ash’s (118); childbirth (1469);-rained
stem (1593); a POLE, or poles (438) foundations (2937)
eb=WORID ASH TREE (2515,2573,2940); c=ORIGlN, FOUNDATION, Wotan’s, collapsing
—, sickening (2528); —, inferior (463); ruined (2954); measureless might
substihite (2513) (906); ROOTS, LINEAGE (1456,1480);
c=W0RlD ASH TREE, its Stem (1557); —, its origin, unknown (1485); birth-giver
corpse (2540); c=forbidden fruit (1800) (2673)
e b “threshold of Gibich’s Hall (2837) (n; for Eb “ENDING (Q) (959,3753); Walhall, in
“Gichich’s Hair see B b) evening light (501); Wotan, his
inheritance (2195); —, his successor
c. Qualities or Actions (2196)
Eb “WATER, ELEMENTAL (1, 1682, 2459, e b“ENDING (ß), of Gods (137); a sunset
3745); —, as retreat fiom FIRE (2279) (509); doom (3727)
eb “WATER, ELEMENTAL : dousing passion c=ENDiNO (P): nightM (514,2547,3603);
with a woman’s love (2423) —, dream of (2206); fading ponç (957);
Eb“DfePTHS: Ultimate Depfiis (2132);
wasted patrimony (968); tree, split
UQUID=STRONG EMOTION: storming (1016); —, extinction, as of Light
(170); flood of passion (2422); emotional (2258); —, Wotan’s last moment of
frenzy (2922); DRINK, good (2047); free- power (2297); ultimate ending (3091,
flowing, pure liquid (2817)
3095,3166); funeral (3618,3630,3647,
eb=DEPTHS=abyss, profound (658); UQUiDS 3650,3681)
c=WINTER (702); -, ruined (707); -, frosty
: Spring, of love (1308); storming
assailants (629); imiversal sin (3419) (710); echoing tones of (721)
í
I
549
E b “WORLDONENESS, HOLDING TOGETHER implement of Oafti (3114); —, its might
(=^ONDS, OATHS^ (789) (1782)—, broken (3089)
Ek=ONENESS=NATURE, natural law (434, eb “SPEAR, Wotan’s (2264); —, Wotan’s its
1835); custom (1568); Bond, natural inscribed treaties (1559); Wotan’s bad
(797); bonds (3361); female binding treaties (1773,1779); —, its power
(2713); ultimate oneness (2659); bonds threatened (2257)
of love (2598); Eternal Woman, fulfilled c=HEA0,'Wotan’s (1527); HEART, Wotan’s
(=bonded) (2656); normal binding 2719); (2182)
bonds (2627,2711); ETERNAL BOND eb=HEAD, Wotan’s (1525)
(Siegfined and Brünnhilde); their sunrise Eb=ABYSMALANIMALS; fishes (1454);
(2596,3711) dragon (3564)
eb=BOND (3666); —, broken (800); eb=ABYSMALANiMALS: dragon, immense
Siegfiied’s oath (3308, 3312) bulk of (1386, 1588, lè23, 1929,2227);
c=Siegfiied’s oath (3665); BrOnnhilde’s oath —, sleeping (1746); —, rising (1950); a
(3320) dragon-glance (569)
E b =bon(lsman (2567) c=ABYSMAL ANIMALS: eel (32); a toad
c=bondsman (853); Gibichung vassals (1453); dragon (1624); —, devouring
(3169,3176,3184,3188); (1944); —its corpse (2082)
Eb=Gibichung Vassals (3177,3194) c=“darit elves (1537)
E b=BiNDiNG LAW=Hospitality, law of (568); c=an un|mown enemy (3354); defense
-, conventional (634) against attack (3296)
eb “BINDING LAW, reluctant (565); fetters, of C“not ‘Friedmund’ (585,743)
fear of woman (2405)
C=BINDING LAW, customary (566) n.B Ir MAJOR
Eb“punishment, customary (636); c=—, (B b Minor, G minor)
demanded by Fricka (785);
a. Persons
eb “repossession, of Sword (1073); a Bb=ALBERICH(8,19, *212, *1538,1822,
dead slave (850) 2069, 2580,2725); —, dirty old man
E b =EROS=^EXUALITY & MISOGYNY: a girl’s (17); —, handsome (ironic) (40); —, his
mouth (1265); a woman’s breath or wooing (962); —, master of magic (60);
atmosphere (2352); —, her sweet song —,'triunphant (283); —, Mime’s boss
(2401); longing for woman (2223,2225); (304); —, so wonderful (353); —, thief
inpotence, Nibelung (1657); —, divine: (389); —, much maligned (392); —, I
pre-natal love (2379) defeated (*396); —, thief (2578,2656);
e b=EROS: wedlock, profaned (792); bb “ALBERICH (308,310, 349,952,. 1548,
virginity threatened (1273) shame 1760,1961,1965,2005 2743,3094);—,
(1079); —, of goddess (859); goddess’ ironically praised (38); —, devastated
rights and honor (885) (43); —, emaged and chasing (46); —,
c=EROS : hateful dishonor (996); blushing ascendant (66); —, lonj-down (220); —,
(1702); seduction (1714); renunciation, sadist (282); —, wicked and greedy
of woman (59,211,1743?); -, of a (295); —, master of magic (303);
woman (437); a renounced object (451) giving orders (313, 376);—, poisoner of
Eb=Ring lost again (384,482) love (3628); —, threat to Walhall (338);
eb=Ring lost again indeed’(385); —,
—, his wretchedness (397); —, stricken
purified in fire and water (3743) to the heart (402); :—, his plans (1794);
c=winning Ring again (934); theft of Ring —, threatening Faftier (1828); —, his
(2666,3087,3670); Rhinegold’s forging hand (419); —his grudge (2194);
(3482) b b /e b “Alberich/Hagen (=b:i/iv,
father/son)
d. Things grALBERiCH, as unwotihy antagonist (216,
c=SPEAR, Wotan’s(1524, 2285,2527, 2533, 1823, 1827); —, invisible (283); —,
2537,2562,2565,2936, 3508); —, as gods’ ensnarer (330); —, renouncer
É
550
(331); —, careôee (350); —, as homonculus subservient (293); —, happy smith
inside serpent (359); —, black (*1763); —, (1420); Nibelungish smithing (2750);
wised up\\117)-, —, a failure (1815) Nibehmg arti&ct (2754); —, cuiming
Bb=MIME(1426, *1438, 1515, 1517, (2794); —, plots (2854); shameless
*1522, 1565,1668, *1887, *1909, 1990, (3674)
2226,2239,2241); —, idler (1625); —, B b “RHINE DAUGHTERS given power over
the booby (1686); —, demoted (1687); flieir destiny (3739)
—, his extremity (1649); —, as cook Bb “‘Frohwalt’ (586)
(1689); —, Fafher’s foe (1707); —, g=‘Wehwalt’ (587,618, 740, 1124)
puffed up (2000); —, his best face b b “father, unknown and nameless
(1869); —, his drink (1879); —, the (“Siegmund, probably in Hella) (1484)
helpful (2049)
bb=MlME(1378,1469,1494,1499,1662, b. Places
2007); —, the thief (1605); —, defeated B b=WORLD ASH TREE’S surrounding
(1609); —, deflated (2001); —, dead primaeval woods (2517)
(2079) B b “NIBELHEIM (274)
g=MIME(312, 1449, 1455, 1457, 1459, b b=NIBELHEIM (275); Brünnhilde, in “hell”
1629, 1672,1865, 1876, 1993,2000, (Nibelheim) (3228)
2046,2058,2065,2071,2099, 3582); g“NIBELHEIM(264,287);nightof(10); a
—, inferior smith (3562, 3567); —, nasty cavern(1872)
(1428); subservient (291); his most B b“GlBiCHUNG HALL (2746,2827); House
wretched bondage (297); —, smart guy of Gibich (3206,3211)
(1602); —, his mercy (1611); —, his bb“HELLA (1080); World, Won* of (913)
doorstep (1614); —, doomed (1618); —, Bb“a path to a stream (1873); w o r l d a s h
bungler (1652); —, failed teacher (1654); TREE, its surrounding woods (2517)
—, his woe (1664); —, as guide (1695); B b “SPRING EQUINOX (tallying Siegmud's
—, murdered (2076) wooing) (701); SPRING (1113); a new
B b=GUNTHER(2709,2759,2835, *3203, cycle (796); brightness of day (inçlying
3216,3276); —, son of Gibich (2734); Sieg&ied’s wooing) (2445)
Gunther, Gibichungs (2709); —, and b b=SPRlNO (Siegmund); his fatal look (712)
battle (2741); g=SPRING, his martial strokes (703); —,
A)I(B b)=Gunther/Nibelui^ lord (3020) dread of (711)
b b =GUNTHER, at a loss (3237); —, B b •'-+e“WEST-EAST AXIS (1535)
imperilled (3186); —, a treacherous B b“Hunding’s house (575); a forest song
husband (3279); —, traitorous brother (1923)
. (3659) bb“a trackless wilderness (573); a lair
g=GUNTHER, inferior husband (3239); (3460)
cuckolded and shamed (3601) g=an unknown country (574); a hiding place
B b “GIBICHUNGS (2748); CHbichung brothers (3530)
(2674); Gibichnng, battle (2741)
Bb=NIBELUNG(s)(306, 1375,1536,1560,
1848, 1889, *2044,2715,3107); —, host
c. Qualities or Actions
B b“lTRE, ELEMENTAL (287); —, penetrated
(343); —, forging (3566); —, ring (3511)
(3593); —, burning in the heart (2112);
bb=NlBELUNG(s)(1399, 1812,1986,1992,
bleaching clouds (503); shooting flames
1998,2009,2751,2778,2818,2843, (2275,3010); —, brigjhtest fires (2306);
3064,3066, 3077,3218,3220,3427, devouring fire (2572); red glow of dawn
3490,3639); —, skills (1382);—,
(2595); Sumise (3117) d r y n e s s : thirsty
separation (2812); —, snuth (1392,
gazing (2408); conqtlete hedonism
1395); —, hateful (2011,2013); — lord
(3034y, —, treachrày (3437); Nibelung (2477)
bb“FiRE, of furnace (1503); hungry and
inqjotenee (1508)
licking (519); -, of death (753);
g=NIBELUNO(s) (931,1817,2635,3022); —,
oppressive mists (502); hissing steam
551
(1717); ever- daikening thunder clouds (506, splitting apart (2536,2541); distance,
1120, 1123, 1220); thunderstorm (1174); cold (722); opposition (226); hostility
darkening shadow (665, 1182); fiery light, (111); rejection(1012, 1435); loathing
swelling (1222); a firebrand in the water’s and horror (996, 1338); repulsion (1275,
surge, Siegfiied as (2473); tumultuous storni 2425); rejection (1329); curt dismissal
(connoting lightning) (2971) lightning sky, (2235); tyranny, coercion (121);
dimming (2644); DRYNESS : b t=failing resentment (2251); grudge (2257);
Spring (2529) ; a firebrand (3747) disdain (2613); denial (3230);
g=FIRE; THUNDERBOLT, e.g.. Donner*« accusations (3295); bond-breaking
hammer (505); —, from Wotan*s spear (3714); broken blood bond (3406)
(2296); a glowing red light (1131); g=SEPARATION (1878,2250,3669); hostility,
sparks (1711); fiery billows (2269); opposition, strife (123,2284,2286,
thunder and lightning (2643); Spear’s 2703, 2679,3170,3181); defiance
power (1366) (2892); force, coercion (625); -, useless
B t=BLOOD, burning dragon’s (2224); blood Ó060); fight, furious (1112); battle
(2799,2803); blood brotherhood (2796, (1118); battle-call (1118); battling heroes
2811, 2813); mania (blood gone wild) (1128); bond-breaking (1244,3715);
(2790) violent sleep-breaking (2127,2129,
bb=BLOOD: lifeblood (2800); goblinlike 2137,2151); consciousness-breaking
brother’s blood (2802); blood (2192); obsessive or driven wandering
brotherhood (3404) (2126); defiance (2167,2254); rebeUion
g=BLOOD, hot (1699) (2392); rebellious battle (2169); “look
B b =STR1FE (2938, 3171); battle (2698, but don’t touch” (2464)
. 2750); battlefield (1026,2018); —, B b=POWER, might (3099)
Siegmund’s last (1493); Siegmund fallen bb “POWER (2973)
(2098); martial spirit (2597); masculine B b “AFFLICTIONS; penalty, pain (6);
valor (2651); fiery courage (2791); delighted sight, Siegmund’s (537);
weapon, Brünnhilde’s (2649); master of wickedness (*615)
horse (2647) bb=AFFUCnONS: vulnerability to attack
bb = STRIFE, battle (3097); battlefield, (1121); fiightful danger (1185);
Siegmund’s last (I486); battle, to inçotence, of god (851); eternal grief,
conquer fear (517); bondage to fear Wotan’s (894); anxiety, goddess’s (73);
(2404) utter exhaustion (1158); obliviousness to
g=BA1TLEFIELD, Siegmund’s last (1729); others (1162); woeful loss (453); burning
dragon-fight (3471) woe (1307); foreboding, goddess’s
B b =SEXUAL VIOLENCE: violent wooing (2531)
(2793,2820,2831); male conqueror Bb=EVlLS: injustice, Wotan’s (458); pride
(2786,2901); "Nibelung" robber/rapist (78); suspicion (582); deadly hatred
(♦3038); —, attacking (3041); wooing (3109)
(2623); bride-winning (2600); battle, bb=EVILS: fiery rage, Wotan’s (1232);
booty-winning (3256) Wotan, traitor (3028); villainy (115);
b b “Violent wife (comic) (3477); bad discontent (450); Alberich-likeness, the
mockery (3481) last gasp of (480); vengeance (787);
bb=male thiet seducer (2607); Eternal unholiness (793); shame (1003,1005);
Rapist, in action (3048) treason (1074); traitorousness (1078,
Bb “SEPARATION (7,790, 1002, 1277, 1258,1272); rebel-sheltering (1230); a
1860); —, leaving home (1498); curt self-inqjosed sentence, exile (1246);
dismissal (2232); opposition (2244); rebellious coimtermanding (1250); guilt
disabling, of heart (2415) (3515); condemnation to doom (3725)
b b “SEPARATION (999,2259,2262,2280, g=EviLS: condemnation, supreme (795);
2564); —, of combatants (637); double-cross (843); crime (1241);
distancing, avoidance (988, 991,1313); sentence, Briinnhilde’s (1334); wounding
552
blow (2571); ravishnKint, force (inferior) servile (1418)
(2825,3142); revenge (3271); unworthiness g=THE UNWORTHY: slaves (921); minions
(2777); woe 0358); shame (3363); power, (976,2539); menials, gods as (439);
frittered away (3100,3102) gods, dead (263); unworthy people
B b “DEGRADATIONS: supplication, beiugn (1407); a tretribling, wasting coward
(897) (418); unwordiy sexual approach (2426)
bb=servile bondage (1423) g=a prison bolt (648); prisoner (653); fetters
g=DEGRADAT10NS: self-demeaning, Wotan’s of cowardice (477)
(459); submission (1703,1715); being g=WEAPONS(1077); a snare (727); a
dishonored, Fasolt (489); deepening neighing war-steed (1184); war-riders
weakness (246); deathly exhaustion, (1348); —, suicide with (1097); shield,
weariness (530,535 1109); shameful hero-protecting (2411)
abasement (3392); extremis (1181); b b “WEAPONS shield and helmet, being
being publicly berated (564); a seized without (2418); steel, envious (755)
heart (655); a freakidi caprice (804); g=WEAPONS : being without (862)
shame (of being conquered by the bb=false pride, Wotan’s (75)
unworthy) (1271); defenselessness, b b “youth, dieft of (260)
nakedness (2413); iirçotent rage (3327); B b“boat-on-Rhine (3128)
just rage (2897); inferior haiwUer (2745); b b =a bad fish (31); the tail of a dragon
unworthy enemy (3369); imworthy (1861, 1953)
ravisher, robber (3088); a traitor (3252); B b “twins (590); g“a pair of wolves (602)
traitor beyond punishment (3264); oath- g“Alberich’s Ring (2983); Nibelung ring
breaker (3506) (2986)
b b =a wish, for gold’s return (524) g“Gundier/Nibelung lord (3019)
g“Rope of Fate (motif, 18) (alt, inferior
tree, fir tree) (2507)
c. Things
Bb=NlBELONG HOARD (455, 1387, 1551);
Ring, thrown onto the Nibelung Hoard m. F MAJOR
(483) (F Minor, D minor)
bb=NtBELUNG H0ARD(1969); Nibelung ring a. Persons
(3423,3524) F“THE GIANTS (*82,104,108,122,129,
g=NIBELUNO h o a r d : Tamhelm (448); booty, 133,167, 175, 1995); —, determined,
a last smidgen of (459) (140); advantaged, 227, giving orders,
g=W0LFINGS, as threats (603) 234); FASOLT AND FAFNER, BROTHERS
Bb=AN ENEMY (18, 305, 1579); —, slain (1547)
(609); —, an outrageous (633); —, a f=THE GIANTS (1379, 1546, 1776);—,
dangerous (973); —, a beloved sexual crossed and dumfoimded (114); turning
(2492); — (successors); of die gods ugly (236); stem but trustworthy (433);
(2657) protesting (462); fed up (464); —, extinct
bb=AN ENEMY (641,1007,1931,1965, (1967)
2266); an opponent, unworthy (847, d=THE GIANTS, Subordinated (83); threatened
854); an enemy husband (124); gesture, (192); impotent (193,231)
direatening (645); a half-dark spirit F“Fa s o l t (96)
(256); —, a challenge to (1931); —, fi=FASOLT, grieving (436)
Siegfried as Wotan’s (2211); divine d=FASOLT, wooing (97)
criminal (3418) F“FAFNER (1818, *2038); —, his heart
g=AN ENEMY (258, 1288,3183); Siegfried’s (1863)
game (3459); a fool (3517); an oath- f=FAFNER(1385, 1501, 1550, 1591, 1599,
breaker (3519) 1663,1695, 1739,1745,1795,1817,
B b=a good jioy (1410); an audacious boy 2752, 3241,3096, 3108); —, dragon
(2198); Siegfried’s True Self (2384) (1643,1930,1935,1947);—, the
bb=THE UNWORTHY: bass persons (856); dwarfs foe (1706); —, the last Giant
553
(1970); —, his corpse (2081) F=Ught (2276); Light-elves (319)
d-=FAFNER, his intending death (1820); F=WILL, motivating power (79)
Fafiier and Siegfried (1882', 3574); —, F=DESIRE (3707,3770); APPETTTE (155); —,
Biiinnhilde as a stand-in for the dragon sexual (534,654,732,735); ‘wandering
(2493) eye’ (89); —, embrace of (704); hunger
F=L0RD o f t h e RINQ, Alberich as (314,377, (1413); desire, satisfied (2714)f
399,3451,3516); —, Mime wants to be infokicätion (2063); desire to kiss (2349);
it (1665); —, Wotan as (404); —, —, a Kiss (2359); —, True Love (2388);
Siegfried as (1999,2199) —, Wisdontthrough (2438); —, phallic,
f=LORD OF THE RING (1589, 1813, 1819, penetrating intentions (2454); really
3112); —, Fafher as (1749); —, doomed ardent intentions (2476)
(3489) f=APPETlTE, object of (953); swallowing
F=LORD OF ONESELF (1810); a husband as (1852); saUvating (1856)
lord (2171) d=APPETlTE, DESIRE, foolish (131); a money-
fKiNESELF, as a lost possession (no longer gnibber (490)
master of oneself) (2471) F=GUARDING: (3072); watching (3075); a
F=d o m in a t o r , of Nibelungs (2014) Shield Maiden (guarding the rear) (1253)
F=d o n n e r , Lord of the Clouds (504) f=GUARDiNG: holding (4,11,3444); seizing
F=w o l f e , his clan (588,744, 1798); —, magical rii^ fixim Alberich (2FS);
warlike and strong (594); Siegfried’s holding on to treasure till death (416);
fantasy &ther (1883) greed, for gold (333, 1830); watohing
f=WOIFING(651) (13,1840, 3067); cost, room, and board
f=RHINE FATHER (12) (1492); the hoard’s guardian (Fafiier)
F=SIEGFRIED, “Nature Boy” (2586,2693, (♦1786); grasping and hurling a torch
2836,3012,3123,3126,3121,3453, (3754)
3480,3529); —, Siegfried’s d=GUARDiNG, all in vain (415); an
hom=“natore boy” (2731) unguarded prize (1268); a guarded
d=°a son of Alberich (964); a hypothetical treasure (1826); GUARDING: a rebellious
son of Mime (1888) sUeld-maiden (1254);*SE1z in g , a sleeping
f=fieedmen, inçudent (857) maiden (1270); —,-gold (488, 1789); a
f=a rescuer (1004); a sÙeld maiden (1253) grasping hand (1808); covetousness
F=husband (2900) (1814); guardian (3565)
F=eyes, closing (1361)
b. Places f=eyes, darkening (2439)
F=g ia n t -l a n d (237); route, of Giants d=eyes, watchful (1752)
toward Rhine (271) F=W0RK(1496, 1556; 2512); -, smithing
F/f=NEiDHöLE(1644,1646,1762);—, (276); forging (1648,2233); the smith
guarding Fafiier’s house (1765) himself (1704,1730); laborious piling
f=Toute, Siegmund’s fleeing (571) (1543,2943,3694); labor, of childbirth
fr=Earfrt’s surface, not-Nibelheim (1572) 0467); FORGING, HEROIC (1671); —,
feminine (2512); deeds (2621,3590); —,
c. Qualities or Actions heroic (2661)
F=EARTH, ELEMENT (55, 1534); GROUND, f=WORK(1627,1987,);—, evil (292); —,
Brihmhilcle coming to (1166); —, War difficult (513);^ DEED, the only inçortant
Father coming to (1231); —^.■'Waltraute (1393); drudgery (1425); harder labor, of
coming to (2885) childbirth (1468); a worker, baregiver
f=concrete evidence (1488); hardness of (1416,1478); workers (1778); hewing
adamant (1683,'1716) down (2538); heroic action ($); an
Pestate of Nature (3457,3527); Loge as in^ssible deed (3509 (+ d, 3510)
Nature Spirit (2559); innocerfr Eden d=woRK;(1989,2207)
(2558); innocence (3283); innocent F=PHYSICAL STRENGTH (1388, 2652, 2733,
wooing (2839) 3154); physical life experiences (90);
554
courage (531,1936, *2501); —, restored d=FORGING IMPLEMENTS : work, artifact,
(536); boy, valiant (1597); independence undone (395)
(827); strength (834); refteshment of F=a horn (1922, 1928, 1949,2304); a pipe
body and spirit (533); physical (1917)
robustness, ironic (244); bodily health F=Siegmund’s cognomen (579)
(539); life-strength (1059); physical f=foes (of Alberich, 307); master of
agility (1854); lustiness (1924); boastful Alberich (1781); bad fnend (3394);
challenger (1948); fair-eyed youth foeman (3385)
(1966); burning blood (2088); physical d=fetters, Alberich’s (371)
courage (2883); physical invulnerability F=STEED, BrOnnhilde’s emtbly (2406)
(3378); a fearless follower (2646) fr=HORSE, Hunding’s (560)
f=PHYSICAL STRENGTH/IMPOTENCE (1482);
human lives (1095) mastery, over fear d=brofh(1414)
(518); eternal powetlessness (2268) F=Curse, antidote to (3489)
pleading, of Rhine Daughters (266); a fmeceit (3263); daikness (3454), bond,
scream (998,3653,3658,3682); whining broken (3713)
(1240); supplicating (1341) fr=Siegfried’s oa¿(3306, 3310);
d=PHYSlCAL STRENGTH, Siegfried’s (3371); BrOnnhUde’s oath (3317)
physical assistance (1164) fNmequalled shams (3269)
F=s t u pid it y (1768); wisdom given away
(3359) IV. C MAJOR
f=STUPlDnY (*791); foolish rebel (1278); (C Minor, A minor)
stupid victim (1771); stupid boy (1598); a. Persons
stupid giants (1790); ignorance (1634); C=THE WANDERER (UGHT) (1509, 1661,
questions, honest (1519, 1528, 1563, 1804,1829, 1837,2185, 2236,22); —,
1570,1577,1582,1586) as ftief (1763,1769,2243,2283); —, as
d=STUPŒ)m', gullible fool 0^70); —,
traitor (1766); —, object of vengeance
Siegfried’s assumed (2055) (2293)
F=happiness (616); a broken heart (3273) c=THE WANDERER (2935); —by night
f=heart’s deepest bliss (1306); loving (1759);—, mocked (2238)
anxiety (1018); loving kiss (1020); a=THE WANDERER, haggled with (1801)
intense synqsathy, wifri sexual resonance C=w Al s e (746, 1035); —, Wotan’snew
(581) name (818); SIEGFRIED, mostly as Light
f=hostility (1076); obstinacy (2240) (1584,3187)
F=antidote to curse (3500) a=WÄLSUNGS (esp. Siegf.) (759,1584,
2305); “Wolf-Son” (2072)
d. Things C=wise guy (1430)
F=A prize, treasure (3396); reward (3594); C=a husband (994)
booty (3533) C=adopted child (2037)
f=prize (3362); —, worthless (967); sword,
abandoned (1014); payment (3728) b. Places
F=Sword (1070); —, as phallus (2329) C=a vista, viewpoint (369) •
f=Sword, fragments (1376, 1381,1604);—, c=Giant-land’s towering border (432)
,hilt (1724); —edge (1732); adamantine C=the Western lands (577)
(1606)
F=weapon (1105); f=moming of battle,
c. Qualities or Actions
difficult and evil labor (646) Ou g h t , e l e m e n t a l (49,185,390,706,
F=EORGING IMPLEMENTS : hammers and 905,1574, *1757, *1841,2300,2364,
anvüs (276,368,1697,1710); woik, 2489,2870,2988,3011,3483,3702);
artifact (277) —, DAY (2366); —, conquering (2389);
fr=FORGiNG IMPLEMENTS : smithies, forges Light in frie dmkness (3499); —, growing
(288) (3641); —, the Eye of Wotan (2248,
555
3447) {see also //for the “missing chamber (647); sleep, fetters of (1337);
^e"); —, disorienting (2089); —last sleeping maiden (1340); rest (992);
gleam of (670); lightening (71); c/eb=swobn (1017); c=unconsciousness
brighteninè (423,3757,3789?); —, Son (inb); deafiiess (1163); sflence(1330);
of (117); —, Hero of (2467); —, kind or slumber (2624)
clan (2255); glow, of sword (661, 1732); C=KNOWLEDGE, INTELLIGENCE (109, 210,
gleam, in woman’s eye (666); glance, 280,1460, 1553, 1564, 1566,3431,
blissful (668); eyes (50); seeing 3487,3497); —, wonderfirl (Í637); —,
brightness (2322,2551); —, bright or through seeing (728,1898, 1901);—,
gleaming (1354, 1357);—, awareness of sexual (3600); learning (1529,1937);
(2316); —, opening (1363); star (52); a understandh^ (1520, 3249,3558);
blaze (2421); laughter, light, and day remetpbering (1318,2620); recollection
(2505); twilight (3032); light, exposure (3254); medita^ (1642,2685);
(3395); brilliant shine (3456); herald slyness, intelligence (126); wits (1523);
(3157); shining gold (3468); light, eye, genius (1600); enlightenment (*195,
look, knowledge (3053); light, the north 3029, 3690); wisdom (346,2387,2437,
(2587); sword, li¿it, knowledge (2584); 2678,3360); unnrisking (3673);
witness, testimony (2639); sight (2767) curiosity, violent (1806); information
c=UGHT, extinguished (67); —, dim (1842); (1978,3270); pondering (2017);
—, baleful (3644); darkness (69); blind investigating (2242); fearlessness
obedience (977); gathering clouds (=°supreme wisdom) (2202); independent
(1175); darkness, of tenor or madness discovery (2216); wandering and seeking
(2440); moonlight (3073); lightning sky (2218); inquiring (3299,3546,3632);
(2645) Wotan, all-knowing (3449)
a=uaHT, dim (3640); palor (3550); —, of C=KNOWLEDGE (1836); —, LnTLE(592,
Gods (241); pale light (3071); palor 1458); —, fatal (3716); awareness, dim
(3537); blanched blossoms (672); (1932); incomprehension (2402); duU-
blanched sister (2981); darkness and wittedness (1571); a teacher, distant
solitude (649); light, eiqtiring (673); (1696); ignorance (211,2252, 3246);
glance, recent (736); sight (1862); stupidity, unfliought-out plan (298);
glaring, of Wotan (1234); glance, learning, unpleasant (1844, I860);
Siegmund’s (580); blind obedience intelligent speech (1933); cuiuiing
(1972); darkness, of tenor (2441); (1996); falsehood (2178); wisdom, losing
horrible illumination (2446); ring it (2436); forgetfulness (2706,2710);
glittering on finger (3469, 3486); memory, weak (2629); bidden
moonlight, somnambulistic awareness intelligence (2704); cbntenqilation
(3074,3092) (2761); nasty revelation (3663); sad,
C=AIR.ELEMENT(427, 2123, *2354); wisdom (3729)
slipperiness, elusiveness (30); swiftness a=KNOWLEDGE, (3477,3488); —, pa r t ia l
of motion (543); fleeing on foot (572); (912); —, none (*1431); —, useless
swift flight (1206); rushing (2087); an (1521,1530); —, dark (3657); nofliing to
air-steed (2878); O^oumeys, from home learn (1866); searching in vain (2105);
(595); c=joumeys, returning home (596) half-wit (1567,1680,1697); half-witted
C=AWAKENING (51, 1189, 1335,2172,2362, head (1616); delusions of grandeur.
2373,2375,2865,2902, 3608, 3645); Mime’s (1723,1725,1734); a half-baked
awakener (Siegfried) (1339, *1351, ideà (299); an ignoramus (3520); light,
2119,2203a, 2377); consciousness unknown (54); a clouded will (898);
(*1974,2Ì52?) surprise, concealed (570); the certitude
a=AWAKENING maiden (1269); —, in doubt of &lse knowledge (3429); Ugbt,
(2337); awakener (3609); knowledge, hazy (2585); bad student
a/Osleeping/awakening 2881) (823); dull-witted sight (833); being
c=SLEEPiNG, dimming (5, 639); sleeping without gitidance (2215); understanding;
556
fetal question (2770);—, feded (3560); a Btünnhilde’s idea (2893); —, its failure
direction indicated (by the Forest Bird) (2895 )
(2217); virtigo, going a little loony a=lDEA, bad (1945); —, half-baked (2015)
(2435), consideration, thinking (3573); C=SWORD, WOTAN’S (677,758, 872,949,
dark advice (3589) 956,972, 1119, 1127, 1333, 1398,
C=OATH, truth (3370,3712); confession *1491,1594,1626,1653,1679,1693,
(3581); oath (Siegftied) (3302); justice 1705, 1731, *1980, 3285,3289,3062,
(2807) 3386, 3571; 3708); —, as the Problem
C/c=Briinnhilde’s oath (3315,3316, 3322) (1615);—as the Answer (1617); —, in
Siegfried’s oath (3305,3309) ash tree (685); —, of Wälse (749); —, of
a=oath (3301,3298, 3303) Wotan (1596); —, false and trusty
C=TTOINGS (425, *606, 623,786,2691, (1104);—, false protection of (1106);
2779,2891,2926,3244; 3538); —, —, bestower of (1072); —, trusty
present (2544); —, good (1062); fragments of (1212); —, new-forged
promise, of hero (1209); tales (3561); (1215); —, unbreakable (1728);
herald (3180); Cpunter Message (2999) shieldlessness (*875); —, dragon-slaying
c=TIDINGS, bad (887, 896,1061; 3540); —, (*1590, *1592)
searching in vain for (173); —, dark c=SWORD (1405, 1495, 1669); —, broken
(2753) (1132,1742); —, worthless (3288); —,
a=TiDiNGS, dark (605); —, watching for fee one trae (1389), —, as proof (1487);
(1751); —, obscure (2676) C=ADVICE ■ —mortal wound from (1956,1959)
(1633); decision (1709) a=SWORD, promised (650); —, in tree
c=ADVICE, Mime’s (1880) (1126); —, useless (873); —, failed
C=viCTORY (933); absence of bad luck (1092); —, two-faced (1093); —, false
(556); Good People (1513); purity and trusty (1103); a sword-stroke (1955);
(2200) —, former (2287)
c=pure one (1090); bright loveliness (1542) C=Society, longed for (612,1400,1925,
a=Alberich’s curse, powerless against purity 1927); a=Society, rejecting (613); public
(22Ô1) acclaim (3133); Wedding Feast (3341);
OJOY(53, 3196, 3344); exuberance of friendship (3705)
youfrj (427); delight (781); laughter C=veins, twisting in fee tenqile (729)
(2376); total rapturous love (2487); Joy Obutring and fainting (1642)
(3196,3344); celebration (3045); good
fortune (3198); over-fullness (3554); V. G MAJOR
festivities (3452) (G Minor, E minor)
c=JOY: levity, spoiled (14); woe (3164)
a. Persons
a=JOY: sweet delight, longed for (430); G=SIEGUNDE, as Mother (675,761, *1168,
spirit, sinking (251) 1200,1900, *1908,2373,2382); —, fee
a=conqueror. Giants’ (194,214) glory of her beating heart (700); —, her
wonder (1217); her woe (1218); as Sister
d. Things (*1043); —, Sister-Wife (1088)
C=the physical brain (2149) g=SŒGLINDE(583, 1179, 1670); —, in
Oa g r e a t id e a , WOTAN’S (Grosse extremis (1461); in extremis on
Gedanken) (515, 825, *844,2395) horseback (1161)
a=A GREAT IDEA, WOTAN’S, perceived only e=SIEGLINDE, as Mother (676,691,1632);
dimly (2390) —, her painful childbirth (1896)
C=IDEA, right (614); —, good (1941); —, G=GUTRUNE (2707,’2727,2760, 2768,2771,
better (1946); —, about oneself (1259); 2773, 2776,3044,3134, 3138,3156,
—, a bright flash of (1886,1911,1921); 3161, 3213,3343,3430, 3631.3646,
image, numinous (731); insight, sudden 3649, 3691)
(734) g=GUTRUNE, insecure (3135); —, lowdown
c=IDEAS, none (1991,1994); —, (3433); —, let down (3633a); mourning
557
(3655); —, put in her place (3687) (trivialized) fight (1141); Fafiier’s teeth,
e=GUTRUNE (3132); —, let down (3633b) mocked (1942)
G=a m o t h e r (1442,2336); —, a mother g=THE TRIVIAU THE SMALL: a boaster (1783)
like lover (2386); a sister (2880) e=THE TRIVIAL, THE SMALL: a braggart
g=A MOTHER, unfortunate (591); —little (1324)
known (593); —, dead on the ground G=underling (2672); e=enslavement (922)
(599); —, grim (2675); a daughter
(2962) d. Things
e=A MOTHER (1444, 3402); —, her G=FEAR(1635, 2025); (see also E Major)
inçregnated womb (1190); —, dead G=the slain (1155); a death-field (1214)
(2381,3402), a mottier-like guardian e=FEAR(1636, 1866, 3643); —, of Wala
angel (2451) (918)
G=motherhood (696); specifically G=TREE, U NDEN (2090,3577); —, branches
impregnating intercourse (765) (2093); —, stem of (642); Charcoal (tree
g=motherhood (697) as fuel) (1655); hilt, sword (751); Golden
G=a defended or armored woman (2321) Apples, absent (253,259); approach of
G=Siegfiied, hated by Mime (2035) Freia (meaning, increasing possibility of
g=boy Siegfiied, a spoiled brat (1380,1394, eating her Golden Apples) (424,426);
1409) g=^meal, heavenly (1263)
g=Tft£E, stem (757); —, falling (1015); the
b. Places woods (1146); —, inferior, fir tree
G=Na d ir (Hunding’s proper place) (773); (2507); inferior tree, fir tree (2507)
nadir (2851,2590); Hero’s fall (3441) G=a ihaiden, blooming (663); e=woman,
g=HOME: a wolf- nest, desolated (597); departed (663); a hoped-for son (768)
birth, lineage, clan (1328) G^Brtinnhilde, now human and wisdom's
g=NADiR ; Oodlikeness con^letely gone chfld(2204)
(2488); e/g=precipice (2884) g=Brünnhilde, under arrest (1225); e=—,
g=LOW POINT, Alberich’s (230); Alberich, her extremis (12281
standing below (9); devalued (29); G=THE EVER-yoUNO (2208); a fair youth?
brought low (47); lowly (48),' helpless (26); a boy (1803); Sieved, unborn
but issuing fiireats (372); just helpless 0216); first entrance (1396) g=a wild
(374); crushed (403); Wotan, morally boy (601);^ hero (943); a trivial toy
low (112); abject moral sprawling, (J406); foolish youth (1446); a faithful
Wotan’s (890); sinking low, being laid (female) servant (1285); young ones,
low (627); Loge, lowest god on totem infants (1436); a whimpering babe
pole (160); sinking (1631); abject (1447); a child’s kiss (1355); e=foster
sprawling 0957, 3399); Siegfiied laid chüdÓ041)
low (3403,3439,3605) G=SC0LDS (3159); Scolds triun^hant
e=abject sprawling (3398,3400); Siegfiied (3335); wheedlmg women (3473)
laid low (3438,3606,3648) G=a fiivial matter (bird speech) (3545);
e=bird speech forgotten (3547,3583)
G. Qualities or Actions G=Nom 2 (“spinning) (2574)
G=eiribracing breast-to-breast (2484) G=Tarnhelm/Women (3338)
G/e=solicitude (‘maternal’) (2599)
G=warmth and day (667) VI. D MAJOR
G=water reflections (1451); a reflecting (D Minor, B minor)
stream (2457) a. Persons
G=miE TRIVIAL, THE SMALL: ALBERICH, D=f r e ia (102); bright (128); trophy bride
trivialized (62,383); -, deposed (1539); (134)
minions, humans as (830, 832, 841); d=FREiA (228,235,257,428,435);
MIME, as he wishes he were (301,1719); threatened (80); demeaned (8'^; the good
WOTAN, overthrown (860); a comic (93); object ofbarter (113,1744?);
558
loveliest goddess (127); beauty of (130); fire (2278); —, fearftrl and uncertain
in peril (141); wilting Ó48); as Giants’ (2346); —, his face’s image, marred
wage (168); (generic) a desirable wife (2460); —, object of self-love (2468);
(2350) —, passionately embracing (2485)
d=FRElA’S CLAN, Loge’s enemies (161); b=SlEGFRIED (2907; 3552); dragon-slayer
D=FROH, with heroic flourish (142, (1756); —, too duthb to know fear
3192) (2122); —, wakener bringing doom
d=Donner (3193) (2203b); —, himself sexually
d-shame, BrOnnhilde’s (1320) unawalœned (2347); —, hero chided
D=‘RHINE DAUGHTERS’ (meaning ‘Freia’ (3463); b-D=Siegfried and Gunther
224); Rhine Daughters 3103 (heroic posturing) (2738,2739)
D=SIEGMUND, Hero (626,747, 878,1047) D=HERO(690, 920, 1130, 1138, 1143,1681,
d=SIEGMUND(527,528, 538, 584,604,620, 1784, *1792, *1797,1809, *1811,1997,
631,826,861,948,970,974, *984, 2671,2677,2682,3124, 3130,3139,
*1021, *1042,1213, 1298,3572); —, 3158,3160,3167,3204,3331,3368);
purest man (1001); —, unlucky man —, Sieglinde’s avenger (694); —,
(548);—, in tableau (1019); his journey conquering (1390,2784); —,
(550,554); alarm, taking attention from foreordained (698); success, heroic
him (559); his birth, witìi sister (586); his (742); heroes (1032); heroic relief
homestead (598); his vardshed sister (2724); —, courage of (831);—, heated
(600); he remains (557); —memory of (* 1149); heroic action (1647); the most
(733); —, faUen (1134,1178,1188) heroic deed,(2205); heroic host 2942,
b=SIEGMUND (748); —, slipping away hero’s heart (2782); heroic friend (2806);
(1010) heroic pretensions 3018, D*=heroes
D=SIEGFRIED(1452, 1473, *1621, 1628, (=g;V)(2849)
1656,1954,1962,1964,2024,2031, d=HERO (1601,1857,1864, *2535); heroes,
strug^ing (835); —, armed (1125); —,
2040,2043,2061,2320,2385,2726,
2747,2772,2792,2830,2958,3043, problematical (932); —, heroic clan
3231, 3234, 3410,3465,3536,3549, (1582);—, cooling (1150);—, not there
3552,3563,3613,3677,3693,3697, (1160); —, fearless (1652,1659); heroic
3759,3761,3764>, —, Mime’s master resistance (1853); heroism, weak (2346);
(1690); —, Sieglinde’s child (1899); —, Heroes 2977, —, feiled (2912, 2690,
his mother-longing (1907); —, his heart 3391,3036, inferior 3243,3287,3281,
(2113); —, inçortunately making love 3365,3397); —, Siegfried as 3238,
(2434); —, his face’s image (2456); —, 3240, diminished (3127,3143); —,
physically invulnerable (3382) Gunther as 2740, incomplete 2683, —,
d=SIEGFRlED(1427,1429, 1843,1847, 1868, inappropriate 3556, —, masculine and
1870,1875, 1881,1943,1952,2040, feminine 2653, —, on die spot 3297
2092,2213,2219,2253,2331,2478, b/D=hero, fake (3027); —, defunct (2932)
2708,2749,3122,3559,3635,3642, d=Wälsungs as hero-clan (1331); SIEGMUND
3641,3661, 3680,3689.3710); —, and a n d s ie g u n d e , their birth (589); heroes
Fafiier, 1882, —, diminished hero 3238, out of their depth (3672)
3240,3445,3458,3503, feilen hero, b=HEROES, perverted (937)
3663, —, Sieglmde’s child (1192,2343, d=WAR FATHER (770,774,777,784,1186,
2383); —, awakener (1336); —, Mime’s 1224, 1235,2944, 2959,2961); — just
new teacher (1688); —, threatened like Siegmund (840); —, his tortured
(2050,2052,2074); —, a dead duck he^ (891); —, as hunter (1172,1176,
0436,3442); stubborn (2059); —, blind 1183,1194,1205); —, the storm-
and foolish (3518); —, hated (2067); —, controller (2168); —, Lord of the Ravens
hot and erthausted (2086); —, only child (2263)
(2097); —, chosen by Wotan (2197); —, D=A friend worthy of a hero (1401,1403);
his path (2249); —, to be devoured by the best boy (1411); d=not-so-good boy
559
(1412); a son of a moúier (1445) Gods, prophecy of (961)
D=mightiest man (341); —, in triunq>h D=BLOOD, hot (1685); HEART, heroic
(352); a mighty lord (405); men in (1085); -, Siegfried’s (1434); —,
general (1910); menfolk (3333) slowing (252); blobdlessness, of Gods
D=A Valkyrie (1345); —, joyously received (242)
(2882) d=BLOOD, fiery (1981)
d=Rhine Daughters (2987) b=grief, heroic (1086)
d=the Tree-Breaker (2526) d=a bass fi^t (982)
D/d=ending(2555) D^animal frither (1441)
d=Sun (2592); b=daybreak (2593)
D=fidehty, tmth, eternity (2628) Vn. A MAJOR
(A Minor, F )t minor)
b. Places a. Persons
None obvious A=l o g e ( 98, 101, *139,150, 169,268,270,
273,322,362,370, 1310,2568, 2905,
c. Qualities or Actions 3751); —, thief, 184; —triunqihant,
D=FIRE (1344); —, HEARTH (558); b=—, 367); -, iitqtassable (1373); -, his
Mime’s (1465); D=—, smilight(107); inclinations (154); -, his bad bargain (84,
SUNRISE, Siegfried as (2308); brightness, 110,144,908, -, reconfirme4 147,
of soaring vision (25); sunrise, *187,188)
anticipated (1754); ASHES of Pyre a=LOGE(255,286, 289, 318,321,346,351,
(3741); bright flames (3756,3758) 354,361, J78,3748); —, as slippery fire
d=FiRE: fiery anger (1712); flames (2490); (1367); —, his deceit (315); as thief
—, of Brünnhilde’s ardor (2497) (380); Èis en^ (412); his bad bargain
D=VALUE, women’s (88, 132,176); peace (81,172); —, renounced (94); —,
(1115); d=worthiness, devalued (27); reluctantly recognized (146); Loge’s
woman’s, demeaned (91) slippery fire (2566)
D=courtship, animal (1439) fjl=LOGE, threatened (159, 1365); at a loss
D=prowess, heroic and free (99) (164); demeaned (165); his advice about
D/d=Freia’s worth, debating (225) ting (208); his deceit (355)
D=inescapable, hidden decay of the gods A=THE NORNS (472,2157): Wisdom, female
(468) (915,2135); a wise woman, Brünnhilde
d=heroism, undone (213,215, 245) as (2165)
d=Brihmhilde’s hidden guilt (loving a a=THE NORNS, powerless (2158);
forbidden hero) (1282) f|t=standing in need ofIemale wisdom
d=unequalled anguish (3268) (2160); a=femafe wisdom, defimct
(2189); ftt=female wisdom proven
d. Things ignorant (2175)
D=g o l d e n a ppl e s (136); Golden hoard A=b r ü n n h il d e , b r id e , Wotan’s Wish Bride
(323); golden fis( (329); d=gold, pile of (815); —, Siegfried’s Wish Bride (2303,
(296); golden eye (56) 2394,3596); —, Wish Bride’s Eyes
D=SW0RD, SIEGFRIED’S (1497, 1735, 1738); (3611); Pure Bride (3766); ftt=-, her
—, driven into a heart (1959); —, breath (3612); —, as WOTAN’S WILL
flourished at Mipie (2075) (899); a=—his eternal self (1319); -, an
d=SWORD, SIEGFRIED’S, blade (1700); —, intimate confession with (900); —,
Siegfried’s new (1723,1727,2290) Brünnhilde’s defiance (975); —, betrayer
b=SWORD, SŒGFRiEp’S, used to^^QUt a reed ofWotan(1242); f(l=—, pride of
(1914) Wotan’s heart (1346)
D=frie s t r a n g e r ’s name (739) A=s ie g u n d e (1046,1463); —, hero’s Lady
D=Twilight of the Gods (474); —, fear of it Sun (545); —, her secret heart (717); -,
(476); grip, Wotan’s lost (803, ’*1780); the Stranger’s child (738)
Wotan failing (1321); d=Twilight offrie a=SIEGLINDE (529,656,741, 1177,1332); -
560
, as nurse (532); at her side (555); her questions (1545); intellectual conimdrum
bitter pain (692); her purity (695); “a (1607); BARGAIN, imsuccessful (1825);
woman” (1036); Wälungs (2692) calculating (2020); witlessness (2064)
f)t=SlEGUNDE, sharing drink, with desire A=BIRDS0NG, ersatz or practice (1913,
(546) 1918); f)t=—, ineffective (1919); bird’s
A=WAR FATHER, found (1029); Heroes, advice (1984)
fellowship of (926); a=comrades (1031); A-hero’s successful escape (1068); his
a=WOLFE, missing and sought (610); a victory (1101); battle-facing hero, 3384
father, lost (611) a=STORM AND STRESS, hero’s (542, 608,
a=FRICKA, as War Father’s dominatrix 769,771,780, 836, 1292, —, human,
(778); GRIMHILD (3078) 782); fearful storm (1221); hero’s woe
(61^; his pathway (2369); —, woeful
a=ALBERiCH, defeated (3083)
a=slaves (947) (619); hunger and thirst (1208); his need
(750,1084); shield and spear, hero’s
b. Places (540); heroic deed, longed for (1304);
A=HOUSE or HOME: the Forest Bird’s home his affliction (842, 845); his gathering
(1905,2091) enemies (1008); heroic battlefield (1107,
a=HOlréEor HOME: parents’ nest(1437); 3367); stmggle (946,1660); distress
burning homestead (1122); nest-love (1295, 1516); heroic hopelessness (1358,
(1443); siblings (2094); a foeman’s 2789); defeat (935,980,985); his
house (762) farewell (1117); his returning courage
A=earth’s surface (1052); BRAVE NEW (2500)
WORLD, VIRGIN EARTH (2372) A=WIRGIN1TY, and the desire to keep it
A Major=The Rhine’s bank (2662); (2453); penetration (3592,3585,3598);
Siegfried’s Rhine Jountey (2660); water- magic armor (3380); FEMININE
birds (3539) AVAILABILITY; WAKE-SONG, or waking a
woman (2133,3390); ravishment, •
abduction (138); pl e a s u r e s , hero’s:
c. Qualities or Actions
B b b/A=CUNNING, deceit, firaud (35,2022); Good rest and sweet repose, Siegmund’s
—, triunçhant(17Zl, 1736); —, plan (meaning woman) (549); vain wooing
(326); trickery (2033); fraudulent love (180); Woman to be awakened (2222); a
0477); crafliness (3084); wicked hearts tme conqianion (meaning woman)
(1514); Three Questions, cunning and (2104); Love, of Siegmund (1291);
insincere (1610,1622); three-questions, blissful penetration of a woman (2475);
insincere, as weapons (1532,1552, fantasy love (2995,2998); purity (3718);
1569); B b b=a liar (865); A=promise, purification by fire (3774)
Logo’s (184); BARGAIN, Loge’s (1741); a=FEMININE CHASTTIY or DIFFICULT WOMEN;
—, betrayed (116); Art, Loge’s (166, Woman to be awakened, but with
217, ironic) difficulty (2270); coldness, sexual
a=CUNNING(1674. 1691, 2039,2051,2068, (ironic) (1701); celibacy (3606);
2070,2078,3372,3374); shady advice laughter, ironic (1713); womanly armor
(2723); trickery, shamefril (391); (2319); helmet, maiden- hiding (2412);
tricksters (396); thieves (400); frieft woman’s breasqilate (2419); —, violated
(941); ultimate crime (398); —, deceit (2330,2430); a coerced wife (1323);
(907); seizing Freia (233); a scoundrel chaste nursing, caring for hero (532,
0404); trust in a liar (1448); BARGAIN, 1170,1180); upstart women (1236);
Wotan’s bad (942); á liar (2054); shamefully illuminated defilement (2446)
betrayal (3262); a thief (3248) (see also C Major); imrequited love,
f#=cuNNlNG(222,13777);—.magnificent virginal intentions (2470); awakening
(340) —, coming to fruition (1718); maiden (3599); sexual awakening
cunning plan, described (327); Mime’s (2866); chastity (3135); virgin42780,
cunning and forfeited head (1620); three 2910); rejected suit (2774); female
561
defenselessness (3057); a pure betrayer (475) (see also D t Major)
(3703,3709); purity defUed (3719); —, E=FASCINATING STRANGER (=Wotan) (679,
couqjlamt about such (3722) 737); -, recognized (689); -, his glance
f)l=FEMININE CHASTITY Or DIFFICULT (745); reunited in heaven (1034);
WOMEN: aversion to women (2333); WOTAN, Father in (a distant, offstage, and
sbamefìilly illuminated defilement unknown) Heaven (1048); Walhall
(2447); purification (3440) (distant, offstage, and unsown) (1030)
a=War Father’s finished work (958,2920); e^FASClNATING STRANGER: Sieglinde’s
his wralh (978); Wotan’s worries or Father, tidings of (607); —, his
dismay (499, 1785, 1788) displeasure (2256)
E=THE FOREST BIRD (1904, 1916, 1920,
d. Things 1986,2019,2107,3575,3588); —, his
a=tirelessnéss. Giants’ (105) birjlsong (1912); *Fb=—, his path,
a=bad blood, Alberich’s (191); his army terminated (2265)
(929) e=THE FOREST BIRD, appealed to with pain
A=a meal (3532); thirst (3542) a=slop (2103)
(1415): flowers and herbage for slop E=b r id e , b r On n h il d e a s (2120, 2125,2307,
0677); wineskins (3534; 3548); a mixed 3610); —, as “VENUS” (232'^; —, Lady
drink (3553) Love (3762)
A=a reed (1915) E=KIN (716,1976); a chosen kinsman (687);
A=hand, wearing Ring (3235,3237); ring- offspring, illegitimate (806); a Love
in-hand (3578); woman’s hand (3253); Child (916); an assemblage of sisters
Brilnnhilde’s hand (2982); magic ring, (1154); —, Forest Bird among his own
rejected (2991) (2095)
A=Brilnnhilde’s memory (2648); Love-Fire, e=KIN, not (688); —, unknown (1977); —,
remembered (2622); feminine Wisdom without, alone (2096,2106); —, enemy,
(2522) Siegfiied and Wotan as (2292,2294)
a=vengeance (2582) e=womenfolk (3475); —, excluded (86);
A=World Ash Tree’s branch or power woman, defenseless and pursued (95);
(2525) —, just defenseless (2420); bride,
a=bond-breaking (2805,2815); magical purchased (678); repulsive wooing (103)
binding (2718,2720)
A=wedding pair, approaching [e.g., E;iv] b. Places
(3155) E=ftie ends of the Earth (171)
a=flying cloud-steed (2879); a boat (2732) e=THE EASTERN FOREST 0202, 1750,2116);
A=0estiny longed for [in^ilying death and —, beautiful (1884, 1892,1902); the
union with the Bride after death], (3615); dragon-hole (1202); the woods (1432);
a=a rolling wheel (i.e., destiny) (2161) Mime’s cave therein (1464); Mime’s
A=call to Rhine Daughters (3482) hearth(1510); EAST()645)
a=dark undermining war (3985)
a=women (3332) c. Qualities or Actions
A=hero mocked by Rhine Daughters (3472) E=e l e m e n t a l a ir (1903)
E=BEAUTY (64,2326); —, of Gods (240);
Vm.E MAJOR image, marvelous (730); vanitas,
(E Minor, C|J minor) luxuriousness, voluptuous courting (328);
a. Persons a pleasing picture (2450); a pleasing
E=ERDA, the great Ancestress (471); —, her picture of narcissistic self-love (2466)
primal virgin womb (472); —, her e=UGUNESS (1891); appearance, disparaged
wisdom (2155) (28); —, aged (249); repulsiveness (24);
e=ERDA, Mother of Fear (2209) sickliness (243,250,2930,2948,3219);
c#=ERDA (910) —, her appearance, her sickly God (2951,2953)
aspect (467); —, her prophecy of doom F b (E)=l o v e (*903, 2036,2611,2619,
562
3061,3292,3347, 3587); —, mairied c |l =lirrutless pain ( 1297)
(2997) —, Mystery of (2114); E=Good E=motivation, hero’s (1256);
Tidings (=Love) 2957, F b=holy runes c demotivation, perverted (1257)
2603, love, palpitations of (1638); —, E=frcedom, of Freia (269); e=escape, of
longing for (1642); —, Wotan’s (1353); Sieglinde (763); -, Sieglinde’s difiicult
—, true (1303); —, greeting (1347); —, (1207)
limitless (1296); —, vs. Will (1301); —, E=tears and corrrfort, mingled (implying
decisive cleaving fast to (1056,1197); profound kinship love, 684); e=helpless-
—, labor of (981); —, Siegfried as hopelessness (290); despondency to the
persoiuflcation of (2371); F b =embracing point of insanity (407); darkening senses
Love, rejecting Power (481); sexual (544); need (652)
mating (2109) e=Brünnhilde’s heroic deed (1284);
E=couttship, marriage (2775,3214); love- decision; life to Siegmmd (1286)
bride 2758, Wife 3174, Love-Fire
(2633); Love-Light (3765); mystic d. Things
marriage (3769) F belustrous, beautifuL but mysterious eyes
E=Bride (3597); Goddess Bride (3597) (2398)
e=love diminished (3137); wedding, not E=life (2148); Good Tidings (=Briinnhilde
happening (2684); Bridal Fire, fading chooses Love) (3750)
(3140); Wedding 3197, Gutrune, object E=FEAR(1845, *2186,2344,2340); —, of a
of marriage (3134); ill-fated marriage sleeping woman (2344); —, now
(3557); Bridal Fire (3137); wedlock forgotten (2502)
betrayed (3704) e=FEAR(1636,1866,2181,2184,2332,
e=LOVE0580); —helpless (1290); —, 2339,2449) {see also G Major)
absence of (1083); kiss (1360); kiss, last ctl=FEAR, Sie^ed’s teacher of (2026)
(1116); divorce, loving separation (1326, E=MAGIC(360, *1658?, 2139a, 2721); —,
1362); —, hidden (705); —, longing gold, stolen (178); —, flash, joyftd (662);
(21 loy, —, waking or softening to —, frivolous (197); —, ring’s (58);
(2170); —, suffering (2391); —, magical jewelry for women (200,202);
troublirlg and undesired (2465); fondness magical objects (1983); —, sleep (2174,
(3052) 2344,2367); love magic (2717); Wotan’s
cÿ=LOVE, decision to (1058,1300); marital magic (2570); magic fire (2553)
consummation in death (3768) e=MAGIc(302,1650,2139b, 3141); —,
E=WIFE, WOOING: fascination with the sleep (1108,2353,2356,2393); —, sleep
female (454); woman, pursued (1171, dissolving (2360); —, sleep, last moment
1173,1198); wooing, wife-seeking (92); of (2363); —, sweet (657); —serious
wife, regard for (814); —, cajoling (198);—, shape-changing (365);—,
(204); magic bridal fire (1350, 1372, useless (*874); —, spell, broken (1133);
1374,2108,2118, 2221,2318); bridal sulphur, hissing (63); bad magic (3337);
bed (1364); Siegfried’s wife, magic charm (3381);
immediately (2483); marriage (ironic) c)l=MAGlC, love (914); Love-Drink (1311);
(3464) the Noms’ rope of destiny (2156)
e=WOOING,'called off (2471) E=RING, MAGICAL (386,936,3576)
E=(EDIPAL FASCINATION (sexual fascination e=RiNG, MAGICAL (61,65,70,272,300,375,
with mother-image) (1894); 393,413,491,938, 1540,1544,1666,
c # iíaácinating maternal gaze (1895) 1675, 1747, *1787,1806, *1831,2084,
e=WffB A BRIDE (1352) gold vs. wife, 2159,2583,2588,2634,2638,2640,
con^aring Value (486); woman-chasing *2701,2736,2757,2864,2868,2871,
(21); female sacrifice (1199); woman, 2924,2990,3037,3039,3049,3104,
helpless (1203); wedding oath (699); 3245,3251,3258, 3260,3421,3473,
wifç, subordinate (3326); c)l=magical 3484, 3492,3495,3498,3513,3629,
dominatrix (201,203) 3636,3668, 3671,3675, 3732,3778);
563
—, master of Sieg&ied 284,2853, cursed —, mountain-woman (2632)
ring (2742,2797,2810); cause of sin C b=BRONNHiLDE, Wotan’s Will (1247);
(3721); tilings of doom (3735); ring- Valkyrie (2618)
winner 3106, peril (ring) (3168); —, b=BRÜNNHiLDE and Valkyries (Death
haggling over (1802); fb=ring, magical Angels) (776,783, 917, 1129,1135,
(*1775,2846); e=—, of vengeance (68); 1145, 1165,1195,1243,2271,2217,
—, cursed (410,494,498); —, fieeing of 2370,3760); Angel, merciless (1082);
(828,837); —, Alberich’s grudge about shield-maiden (1089); —, rescuing angel
(930); tune, magical (209); gold, magical (1191)
090); magic threat (928); peril (the ring) B=v a ix y r ie s (817, 1039, 1136,1279,
P172,3175); ctt=magicring lost (3105); 1299, 1345,2504,2689,2785)
e/b=Alberich’s power (2667) B=Siegfiied, Lord of Lady Love (3763)
E=TARNHELM 2705,2824,3024, C b “VALKYRIES, also “death” (2631)
Fb=TARNHELM ^78 3014); b=VALKYRlES (2781,2783,2787,2913,
e=ri'ARNHELM(348, 357,379,381,3119, 3007, —, fiighteited (2921); —, lightning
3152) (2876); Valkyrie thunder (2886);
e=bauble, trinket (57); Wotan’s legacy Valkyries, cursed heroes (2911);
(966); -, his possession (1317) Valkryie in fear (2916);
E=Nodiung (magical name?) (754) ab=BRÜNNHlLDE, his rebellious will
e=bargain, Donner’s ironic (145) (1248), Valkyrie steed (3699)
e=broken weapons (541); dirty work (983); B=Btiinnfiilde’s sentence (2898);
enemy, call of (1102) B=Wotan’s curse (2906)
e=a grazing steed (1137) b=HAGEN (2669,3^92); —, his wisdom
e=goblin (kobold) (20, 3329,3353); rams, (2680); ensorcéling (2766)
Fricka’s terrified (779); c)t=a toad (364,
366) b. Places
F baking, idea of Mime as, derided (2003) B=Hella (1793); b=HeUa (3025); prison
e=a sickening coward (3397); b/e=cowar^ (1368)
(3334) b=DRAGON FOREST ( 1201 ); a dreaded place
e=Hagen’s spear (3388); danger of murder (1204)
(3551) B=distant (deaüi-haunted) country (764)
e=Sieg&ied’s oadr (3304) b=upwatd journey, toward mountain top
e=Gibichungs in peril (3163, 3165) (2115); —, the'end ofthe Forest Bini’s
E=price of wisdom (2524) journey (2214)
E=the young Wotan (2521) B=the Valkyrie woods (2314)
e=dead wood (5550)
e=heavenly concourse (2546) c. Qnalities or Actions
e=once-Valkyrie steed (2642) Cb=PRlMÆVALHOLINESS (2519);
e=Rhinegold (2665) knowledge, past (alt.. First Nom?)
e=Bruimhilde’s oath (3314) (2532); awakening, nocturnal (2506);
blindness (2576); cb=Light, nocturnal
(2509);
IX.B/CbMAJOR B“descending god (2520); b=generic
(B Minor, Ab/Gjt minor) descending firom mountainside (3139)
a. Persons Cb=woe (*15); baseness (*41); treason (42)
B=SIEGLINDE, her essence (718) Cb “enemy opposition, to Giants, *232); —,
B=BROn n h il d ç (1325); —, Valkyrie (3412); to Mime (1478,1603); B=—by Wotan
Life Angel (2380, 3200); [Cb] (2234); ab=Mime flummoxed (1608)
Siegfiied’s promised love (2481); [B] —, B=4nagic spell of the ring (205j; hidden
Siegfiied’s promised love (2482); —, power of ring (199)
personification of sexual fear and lust B=enemy guests (316); Cb“cnemy,
(2498); Btünnhüde’s love (286,2863); adoption of (1476)
564
b=power, malicious (196) physical distress ab “ENEMY: rogue, Wotan maligned as
(22); ab=need and sweat. Mime’s (1834)
0506); b=sacrilege (85); spite, envy b=CURSE, generic (23); CURSE, Alberich’s,
000); mercilessness (149); inçiety, on magic ring (408,419,422,495,904,
outrageous (805); concupiscence, jeering 1748,1838,2077,2589,2728,2737,
and sickening (809); cogitation, wicked 2862,2925,3496,3105,3420,3514,
(1533) 3528,3602,3637,3676, 3733); power,
b=betrayal (158); treason (955,3409, 3411); of ring (1541); trap, of ring (1667,3422);
falsehood (3282); vengeance (181); —, blessing, diminishing 671); the Curse
heaven’s (1009); nefarious labors (2826); (topographized) (2668); —, on sexual
b=devilish cunning (2755); shame, love (2867,2869, 2996); —, of
Sieglinde’s (693); evil magic (2722); lovelessness (3004); —, as secret enemy
B=fatal magic (3585) (Hagen) (2856); cursed God (2950,
C b=dark meanings (2397); shining wisdom. 2952,2955); Curse, blood-vengeance
Mime’s, ironic (1422); uncovered eyes (3407,3017); curse effect (2702); death-
(looking sex in the fece) (2444); an curse (3494); Hagen, murderer (3664)
apprentice’s cloudy knowledge (3569) cb=a curse (3435); Alberich’s curse (3747)
b=night and darkness (281,1758); evening B=CURSE, Alberich’s, given away for free
light (671); hidden purpose (135); (497); Nibelung Hoard, cursed (2699)
darksome meanings (829); dark weapons Cb “CURSE (2004,2939; 3511); CURSED
(221); dark mists (239); dark works GOLD, with a flourish (479); spite (1502)
(339); dark plots (1805); —, schemes a b “CURSE -induced fiatemal strife (485);
(1833); b/e=Tamhelm (2795); enerr^ (3351); Hagen, murderer (3604,
c b =noctumal light (2509); a b “nocturnal 3662,3667); DEATH (1025); murder, of
dawn (2510); g|t=dark councils (2021) dragon (1587); gtl “death (3616); curse-
b=battling for ring (492); victory in battle inheriting deed (3724); the curse,
(772); battle-strength (919); storm and BrOnnhilde’s legacy (3738)
strife, divine (924); dragon-fight (1676); ab=DEATH(1025, 3701); murder, of dragon
a fruitless chase (3536) (1587);g)t “death (3616)
Cb“DEATH(1471); a dead mother (1481)
b=DEATH(1044, 1063, 1067,1472, 1474,
d. Things 1975,3580); death field (775); — by
B=buming sexuality (2281); burning sexual
consummation (3767) eneir^ action (876); -, glance of (1054,
b=FEAR, the real filing (2122); —, 1057);—day of (1753); a dead hero
bewildering (1359); a sexual fi'enzy (839); decision: death to Siegraund
(2111); shocking sensual beauty (2325); (1287); a dead father (1033); dead
—, sexual terror (2334); outright sexual mothers (1897); rrwrtal danger (1821);
paniq (2442); dangerous female gaze —, a death song (1906); mirrder (1973,
(2338); a sexual kiss (2486); real sexual 2034,2042,2045,2066,2073,2102);
fi-enzy (2499) —of dragon (1963); corpse, Mime’s
Cb=ENEMY, dark (311) —, evasive (1483); (2079)
—, Hagen (2735,2814); a taunter **Gb=master of fire Curse (3098)
(2712); B=enemy, Wotan as Siegfiied’s b=hatted, fixity, monomania (THE SHADOW)
(3055,3056,3059,3070,3129,3140,
(2291)
Cb “night, hostile (635); nocturnal 3162, 3324,3330,3336,3063, 3352,
awakening (2506); treason (1289) 3366); shadow council (3375); B=The
b=ENEMY (223,940, 1139,2032,2053, Shadow, looking good (3131); C b “The
2060,2085,2100); enemy of women Shadow (3217,3346,3401); —, denied
(177,179); purchaser of gold with (3060); B=Shadow ascendant (3325)
women (487); a thief of one’s honor C b “invisible enemy (2848); C b “cunning
(1281); —, Alberich as Mime’s (1720); plot (2687); a b “dark council (3267)
villains (1737); —, flatterer (2023); B=destroying enemy (2552); dragon (2637)
565
b=dangerous enemy (2561); dragon, journeying with (1053); —, asleep,
Neidhöle (2697); traitor (2809); dark leading to life and transformation (2357)
schemes (2823) untrustwort4iness (2716) FU “HEAVENLY MESSEbiGER [Waltraute]
B=t h r e a t , heavenly (1071) (2889)
b=T™EAT (143); -, of destruction (1229); fit “HEAVENLY MESSENGER [Waltraute]
—, Wotan’s (2288) (2877,2927,2969,2989,2992,3003);
B=poison (2062); b=a poisoner (1692) —, departing (3006); —, afraid (2918);
C b =EVIL, an axis of (2006); —, no axis of her report (2975); —, inconprehensible
(2012) (2979); heavenly meetings (2931); a
Cb “weapons, missing (644); Wotan’s eye, sister Valkyrie (1169)
missing (2245); B=wedding-sword d(J“HEAVENLY MESSENGER [Btünnhilde]
(760); dead sword (1211); sword- changed decision of Û iOO);
splinters (3570); cutting weqton (2798); eb=[Waltraute], frightened (2923);
b=hero chided (3474); scolding wife heaven’s gate/messenger (2914)
(3476) (perhaps fium “cutting” remarks); G b “Gods, demoted (884)
a b=heavetdy skill (1505) F )t “an unimaginable father(1885);
b=promise, Loge’s (186) ftt=strangers (714)
b=back, the unconscious (1293)
B“Mo n s t e r s , or s t r a n g e o r d a n g e r o u s b. Places
ANIMALS; a bear (1397); Cb=a deadly G b=HEAVEN’S PORTAL : WORLD ASH TREE,
boar (3652) its spreading branches (2516); THRONE of
b=MONSTERS,_ or STRANGE OR DANGEROUS Heaven, foot of (2947);
ANIMALS; a small creature (363); an ugly RAINBOW BRIDGE to Walhall(507);
elf (1890); a bear (1402); Wolves and F It “High heaven’s clouds (2976);
foxes (1440); wolf and bear (1926); G b “THRESHOLD OF HE^^VEN (2626);
dragon, wild (1851,2026); —dark and mountainside, heaven’s gate (2850);
dead (2083); —, his a ravening maw heaven’s doorway, open (34); heaven,
(1939); —, his threatening teeth (1940); threshold (724); Sunjnut, entrance to
Ravens (2956); death-birds, ravens Walhall (.77,1742); Walhall’s doorstep
(3734) (2941); its Foundation (2549);
g # “MONSTERS, or STRANGE OR DANGEROUS antechamber (of Nibeluñgs) (309);
ANIMALS; a toad (366); a giant serpent standing before heavenly maiden (3428);
(358); ab=adragon (1384) Ftt=HEAVEN, standing before (2361);
b=a fantasy mother (1893) g b “HEAVEN'S PORTAL (closed) (36);
B=splitting apart (3136) f|l=HEAVEN’S PORTAL (1156);
b“Gunther’s power (2670) g b “heaven’s gate (2844)
B=North(2556) F |l “condescension (816); —, gods’ (2601);
b=Brünnhilde’s oath (3313) G b “heaven sinking (3224); dispensation
B“Drink-hom (3195) from above (3414)
B=Gibich’s (Shadow) house (2730) G b “heavenly gift (3379); eb “gods’
beneficiary (2602); g ¿“heavenly gift
X.Fÿ/Gb MAJOR borne away (3069); freely given ring
(Fÿ Minor, Dtt/Eb'minor) (3515)
a. Persons G b -D b “MOUNTAIN SLOPE/SUMMIT (2654);
Gb“HEAVENLY MESSENGER [Brünnhilde] mountainside (2821); mountain height
(1027); F)t“—, repents (1099); —, Good (3201); Ftl“mountamside (3138);
BrüntMde’s mountain (2688); f¿“lofty
Greeting of (1041); —, Siegfried’s
guardian angel (2378); fjl “HEAVENLY height (3046); F|t “mountain woman
MESSENGER [Brünnhilde], leading to (3328)
death and transformation (1022, 1024, F|t=BRONNHiLDE'S FELL (2117); —, barred
1040, 1049,1053, 1069, 1081,1087, by flame (2273); —, a lofty height or
1091,1294); -, following after (1028); scene (2311,2313)
566
£S=BROn n h il d e ’S f e l l , upward path toward f|l“a divine goad (925)
(2272) Ftt“STEEDS: horseback riding (1152)
G l> "“transport to heaven, weaker (2875); G b “STEEDS; Grane awakened (2401^
f)i =Valkyries (going to and &o) (2928); f)l=STEEDS, of Valkyrie (879,1140,1142,
restless wandering (2934); journeying, 1148, 1167); —, of Wanderer (1755)
following (1322) ftt“a message to heaven (3717)
Gb=heavenlyjustice; Gb/gl>>=—, wisdom, f)l“death-blow, to Fasolt (493), eb=—, to
treasure of (2604,3522); eb=—, lost Fasolt (1549); -, to Siegmund and
(3523); f)i=heavenly judgment (3030) Sieglinde (1096); to Siegfried (3607);
curse, fieedom fiom 3485)
c. Qualities or Actions d|l “an eagle (3023)
F )I=FIRE (1343,1466,3696,3698,3772); F )t “distant memory (3586)
—, glowing (1639); —, delusory (151); ftl “insincere question? (3408)
Loge-fire (317); stars (342); racUance, f|)=&ding light, eye, look, knowledge
holy (725); motion or activity, incessant (3054)
(157); firelight (3008); Logo’s firelight, G b “Hagen’s fair-seeming council (2694)
feding (2594); false brightness (2993); G b “feminine self-effacement (2695)
f)l=Loge, domesticated (2560); G b “Courage (3080)
delusions of grandeur (406)
Gb=FIRE (3742); —, mad-m¿ing (2424); XI.Db MAJOR
light, glorious (510) (Db/C)t minor, Bb minor)
G b “false lover (3280) a. Persons
gb=false, dastardly glory (525); false Db“WOTAN(72, 824, 852, *858, *871,
fieedom (867); self-deception (*950) 1526, 1573, 1761, 1767, *1791,1960,
f|l“revealed but ersatz sword (*756); *2984,3189,3737); -, supreme lord
f(I “enemy sword (3364); a wavering, (1561);-, The Wanderer (1511); -,
dissipating image (2462); a psychically pawn of Giants (*238); -, as Judge (267);
divined juture (470) -, his Commands (1249); -, consumed by
G b “rescuer. Mime as (witìi suggestion of fear (*417); -, fleeing fiom everybody
ftaudulence) (1475) (466); —, crazed and helpless (*893); -,
Gb=Wisdom(1315); Deception(279); patriarch bestowing courage (1238);
divine plotting (1799); wicked cunning Db“Siegfiied’s surrender (to Wotan’s Will)
(2101)' (3614); Siegfried’s oath (3303,3311);
fit “Wish to win ting, witíi inçlication of BrOnnhUde’s oath (3318,3321);
kidding oneself (207,414); delusory eft “Hagen’s Spear (3300)
fieedom (409); delusory obedience or C|1 “WOTAN, his eye (680); —, Master
worship (923) (1369, 1371);—, unknown helper (1500)
G b “attempted bargain (2008) db=WOTAN (954); Wotan, bond-breaker
f)t “heroic hunting (3535); heroic deed (802); —, demoted (849); —, defunct
(3723) (2967); —, wiggling (864); —, damned
fÿ=fear, human, of the divine (681) (3726)
gb=envy, Nibelung (1506) ctl=WOTAN(808, 1531, 1824,2569 ); —,
obscuritanist (1796); —, object of
d. Things pleading (183); —, careworn (411); —,
FU “NEAR OR OF THE HEAD : a goddess’ hair shaming his wife (811); —, shamed
(2324) (819); —, pouring his wife’s cup of
G b “NEAR OR OF THE HEAD : a goddess ’ bittemess (821); —, fearful (939); —,
breath (6136); head-wounds (2416) judge (3031); —his judgment
ftl “NEAR OR OF THE HEAD : eye, ofWotan countermanded (1098); Wotan defimet
(683) (2917,2929,2933,2949); —, his need
eb “NEAR OR OF THE HEAD; eye, ofWotan (3730)
(2246) Db=OODS(883,1555, *1968,2563,2744,
567
3086,3191, 3638); —, honorable at last conclusion (3274); heavenly gift; godlike
(449); Wish-Maidens (1037); —, in brother’s blood (2801); c|t=most valued
decline (2183); —, gone (*2298) thing (182); Ctl=WiU, vs. Love (1302);
Ctt=GODS(2554) godlike pretensions (3021); db“honor,
db=oODS, intending thieves (345); gods tmfti doubted (3294); blessedness (3771)
(3076); —, defimct (3090) C )t “gazing at heaven (547); c )t “world
c)t=GODS, failing (927); —, prayed to but withotn end (469); db“exile, ftom
unavailable (2335) heaven (713); deadly physical trauma
(1470)
b. Places Db “self-knowledge (720)
D b =ZEN1TH, mountain peak (72,334,2625, db=fiising, uniting (1504)
2828); —, of bliss (708); —, way upward
to (2260); a mountain apex (2312); d. Things
inaccessible (still too high falutin) Db“Head, Siegfiied’s (2416); a heavenly
Goddess (2432); zenith (2822); zenith of gift (3521)
happiness (2832); Qutrune, in “heaven” Db“Castle (72); Possession, Wotan’s (219);
(3227); C)»=zenith (3125) Glance, -, goddess’s (452j; Judgment,
Db “WALHALL (72,508, 526, 909, 1023, Wotan’s (521); Glory, divine_(523);
1262, 1777, 3209,3752,3755,3782); Salvation, vision of (723); C# “bargain,
db=—, threatened(337);—.abandoned Wotan’s (153); db“thought, Wotan’s
or ruined (261); —Fafiier’s memory of hidden p99)
(1740); db=Walhall (3065,3054); db “underlings, of gods (335); ctt=foes, of
c)t=Walhall on the'edge (2545); —, gods (382); repercussions, heavenly
ruined (3002); db=Throne of Heaven, (1151)
defimct (2946); distant heaven (2874); c)t“Brümihilde defimct (3058)
c)t “heaven, defimct (2980); heaven’s c|) “unknown wizard (3^55)
disgrace (3720)
Db=HEAVEN (990,3221, 3223,3525); —, Xn. Ab MAJOR
vision of (33); —, emotional (37, 552); (Ab/Gÿ Mihor, F minor)
—, rapture of (995); con^)any of (1050); a. Persons
—Siegfned’s upward path toward Ab“THE WALA (2128,2150); —, her
(2301); c|t“—, unmemorable (152); —, musings (2154); —, Wotan’s Mother
disintegrating (3233); C)l “Walhall (2180)
(2994); Heaven (2978) A b “RHINE DAUGHTERS, refused (3479,
c|l=Nibelheim, joyless, probably as shadow 3501)
of Walhall (324, 325) A b “BRÛNNHILDE, Cup-Bearer or Wish-
C|t=Erda rising (2138) maiden (2164, 2479,2480, 3033, 3040);
—, Wala-daughter (2173); —,
c. Qualities excessively lofty (2427); —, too
D b /d b “EARTH, ELEMENT: hardness of inaccessible (2433); herself a flood into
adamant (1684) which to plunge (2472); —, her blinding
D b “achievement (76); authority (120, -, eyes (2494); her wondrous tone (2396);
divine, 794, 1558, 1561); kingship (156); heavenly maiden (2985,3151 3182,
supreme power (2534); —, (Mime's 3208,3210,3222,3232,3340,3389,
desired reward) (1383); master (1417); 3290); —, scornful (3393); a b “heavenly
cjt “supreme poW (2523); —, defimct bride (2845,3349,3387); —, degraded
(2289); D b=heavenly law (3377) justice, (2842); Gutrune, ersatz “heavenly”
Wotan’s (457,3413,3417,3424); maiden (3226, 3426,3526,3656)
fi:eedom &om bondage (1424) ab “BRÛNNHILDE, Erda and Wotan’s child
D b“sacredness (2764); holy oath (2804, (2166); — demoted (1316, 1349);—,
3405); eternal vows (3686); apostrophe her lofty social status dissolving (2428);
to Gods, beginning (3266); —, Valkyrie in fear (2915)
568
f=BRONNHILDE, demoted by Fricka (866); avenged (889); —, soiled; Wotan’s guilt
—, exiled from Walhall (1261); —, ex (1774)
ctq)-bearer (1245); —her lofty social Ab=GODHEAD, passing (798,801); revels,
status kaput (2429); pleading Wish gods’ (336); revelers (3082); HEAD,
Maiden (2903); supplicant Valkyrie illuminated (2277)
(2960) a b “aspiration for godly power (901);
G|t=SlEGLINDE, God’s daughter (682) Wotan’s final departure into darkness
f=SlEGUNDE, hounded by heaven (986) (2299)
Ab=a (female) cup-bearers (563, 1038) A b “Waves, ripples, floating in water (3);
Ab=Rhine Daughters (3461,3463) resting (989,993); return to River
G#=Wish Maidens (*1051) (2964); flood of waters (3744); 3777,
g)i=FRiCKA, scorned and demoted (807, 3781)
813); -, saddened in spirit (810); shamed
(822); ab=FRlCKA, punisher (848) d. Things
Ab=W0TAN, Self-judging suicide (2193); Ab “VESSELS: drink-horn (640); f=night-
Wotan’s release (2968) drink(638); drinking vessel (2763,
ab=W0TAN, unjust judge (2176); gtt=^, his 2765); Gjt“flagon, Fricka’s runneth over
oppressed heart (911) with gall (820); ab “container, heart as
f=W0TAN, unjust punisher (2177); —the (1309); a goddess’ helmet (2323);
punished (892); his divine sorrow (895) Ab “intoxication, emotional, as from
Ab=Gods, dying (262); —, as Mime’s drinking (1310); gall, of a drink (1312);
fantasy minions (1722) goddess’s mouth as chalice (2409)
Ab=treasure, heavenly (2855,2658); over
b. Places abundant giving (2616); host, — (2970,
Ab=HEIGHTS, HTODEN BY CLOUDS (1554, 3001); assistance, — (3376); transport
2261); a mountain space (2788); to heaven (2873) f=weapons, goddess’
Ab/f^ountain height (2510,3591), a discarded (2410)
mighty pile (3695)
A b“a morning light (511); a holy day (719);
Ab=upward path to Walhall (3749) twilight of a day (3009); ab=span of a
ab=final path to Walhall (3736) single fatefiil day (512); eye-star (1011)
g|)=HElGHTS: distant matters (1612); junç- Ab “lost Rhinegold, with inçlication that it
off point for heaven (1153) is above the waters (520); upward
f=HElGHTS: distant (inçlying high, exalted) journey (1023)
matters (2403); exile fi'om heaven (1266) gtl/E/gtl“Tamhelm(2756,3016) ,
Ab=A wondrous cavern (1985,2016,2210); Tamhelm (3120); a b “Tamhelm magic
waters (3455); riverside (3531) (3153)
a disguise, deceptive shape (356)
c. Qualities or Actions Ab“to3fs (1419)
A b=BATHING, in Fire-Clouds (2302) Ab=a fallen Giant (1971); old man (2237)
Ab=AIR, ELEMENT: CLOUD (1554); —, Ab=a hero’s heart trembling in hand (2341);
glowing (2274); —, a goddess’ breath a b =an unknown hero (2368)
(2351) g)l=WaltTaute unafiuid (2919)
Ab=HEAVENLY VALUES: honor, renown (74, Ab/E/C“The Noms, Fate (3291)
2606,2609); virtue (2636); Freia, Ab “rock, end of rope (2579)
captured (254); —, captive forever (465); Ab=Siegflied as prize (2833)
G#=—, perhaps unredeemable (163); ab“COsmic rage (3272)
Siegftied, lofty, treasure of ftie world, life ab“Hagen’s subordinates (3174)
of the earth (2452); A b -+a b =values Ab=watmabe master smith (3568)
tarnishing (3685ab) g (I “Hoard-master (2700)
g)l=HEAVENLY VALUES; Freia begging for
rescue (1196)
ab=HEAVENLY VALUES: Fricka’s honor
APPENDIX III:
Miscellaneous Percepts, Methods, and Problems
in the Compilation of the Lexicon
The following miscellaneous notes, with some brief citations culled from
Wagner’s theoretical dicta, will be relevant to estimating whatever may be of value
in it, since it was from Wagner’s theory that I have derived the linear harmonic
methodology that produced the Lexicon. I only cite a few representative sample
quotes for brevity. Also, Marshall Tuttle has published a more structuralist variation
of the theory that we jointly cobbled together during the 1990s, and sipce he argues
most ofour shared syntactical assumptions there, I can direct those who are interested
to his Musical Structures in Wagnerian Opera for more elaborated synt^tical dis
cussions and demonstrations. Om two books differ si^ifrcantly in practical approach
within the same general paradigm, which will give insight into how divergently even
the most unitary theory may be legitimately understood and applied.
I. KEY IS SCALE
Sample source: “The bond-of-kinship ofthose tones whose rhythmic-moving
chain, with its links of‘ridge and hollow,’ makes out the Verse-melody, is first of all
made plain to Feeling in the Key {Tonart)', for it is this which prescribes the particular
tone-ladder [or scale] in which the tones of that melodic'chain are contained as
separate rungs.”'
Analytical Application and Problems: Wagner consistently describes keys as
scales. Since “scale” is a categorical concept while “key” is a semantic unit of
meaning, the presence of a defiiutive scale (elfrier as a linear scale or as a pitch set)
means the presence of the key. “Definitive” can thus only refer to accessory
syntactical material that sqrves to restricting possible meanings of the scale to a
single or at most a pair of meanings. ‘TL syntax” is thus mostly an intelligibility
constraint as indeed it is in NL. Ip many cases pariicularly in the later dramas there
is insufficient syntactical information to rule out all but a single meaning. In such
cases so-called preference rules apply: the meaning is in all casés the simplest,
easiest, or most coherent with the surrounding flow of keys. Additionally, lexical
human family or kinship units. The most obvious reason for this is that he had been
immersing himself for a decade in mediæval literature both Christian and pagan
Geimanic-Norse and this literature is drenched in the social particulars of the
patriarchal clan and the honor system. What he has to say about keys is thus very
much what the Saga writers had to say about héros, their alliances, and their
household clans. Since he wanted to write an heroic pagan Gomanic Saga {The
Nibelung’s Ring) the composer, ever pragmatic, theorized his keys as if they were
mediæval Germanic clans. His “instinctive inclinations” ofkeys for one another, the
straightforward application of his theory of Affinity, is literal transliteration of the
feuding and allying Saga personæ that he was about to depict on stage. Since what
was true of the one was true of the other, it relieved the composer of innumerable
arbitrary and unsystematic key relationship decisions and thereby pretty much did his
tonal-planning work for him in advance.
None of this has anything to do with such speculations as Jean-Jacques
Nattiez reduction of Opera and Drama the single term, “androgyny,”^ the vacuity of
which may be estimated when one attempts to operationalize it in the context of the
actual music and librettos. A glance through the present Wagner-based book will
yield a hundred precise and relevant entailments ofWagner’s tonal clan metaphor for
every dubious distortion dredged up by Nattiez’ “extended sexual metaphor.” What
of any conceivable interest could “Wagner the Androgyne” have to say about
• Alberich the Lord to Alberich the punk (Bb/gi. Wotan the Judge to Wotan
the criminal (Db./H), Loge the Lawyer to Loge under indictment (A/fi),
Brünnhilde Daddy’s Little Darling to Brünnhilde booted out of heaven
(Ab/f). Wotan the Wise to Wotan the hare-brained (C/a), Fasolt the Wooer
to Fasolt the impotent (£/d), Woglinde the Swim Champ to Woglinde dead
in the water Œb/c~): Siegfiied the Noble to Siegfiied the schmuck ®/b), or,
• Alberich the Ravager to Rhine Girls the ravaged (Bb/Ebl. Gunther the Big
Shot to Hagen the doorman fBb/ebJ. Fafiier the Nibelung-Squasher to
Alberich the minimus fF/Bbl. Wotan the Brilliant to Fasolt the fooled (Ç/F),
Sieglinde the Implementrix to Wotan the idea guy (G/Ç), Siegfiied the
Product to Sieglinde the producer (D/©, Wotan the Lot Chooser to Hunding
the short stick (d/g), Brünnhilde the Lost Chance to Siegfiied the defunct
'James Hillman, Healing Fiction, pgs. 4-5. Wagner was aware of the rhetorical useflilness
of emotiolially charged “foreign” terms like Freud’s romanó clefor Grey’s Geschichtsphilosophie.
He comically analyzes German critics’ recourse to foreign terminology to account for the inçact of
keyerbeer’s music: “The secret ofMeyerbeer’s operatic music is,—Effect. Ifwe wish to gain a notion
of what we are to understand by this ‘Effect’ {‘Effekf), it is inçortant to observe that in this
connection we do not as a rule employ the mote homely word ‘Uîrfa/ng’ [lit. ‘a working ]. Our natural
feeliilg can only conceive of ‘ Wirkung' as bound up with an antecedent cause: but here, where we are
instinctively in doubt as to whether such a correlation subsists, or are even as good as told that it does
not subsist at all, we look peqilexedly around us for a word to anyhow denote the ingression we think
we have received ffom, e.g., die music-pieces of Meyerbeer; and so *we fall upon a foreign word, not
directly appealing to our natural feeling, such as just this word ‘Effect’ If, then, we wish to define
what we understand by dqs word, we may translate ‘Effect’ by ‘a Working, without a cause.’
('Wirkung ohne Ursache’).” (Opera and Drama, p. 95.)
575
and psychological theory but his own neurotics as well.
This is by no means a stupid strategy—provided only that the target audience
is not a dissertation committee. There is no mysticism about it; the strategy is entire
pragmatic. His entire lexical technique depends upon drawing intelligible
comparisons (iÂw-is-like-fAa/); such comparisons are what make TL lexemes
possible, e.g., [D=Siegfried]. His personifying theory does much ofthat work for him
before he has penned a single note. KEY IS HOUSEHOLD is thus his core semantical
met^hor. Every kind of usefiil metaphoric entailment streams from it. Since KEY IS
HOUSEHOLD then *B b IS NIBELUNG HOUSEHOLD. If MAJOR is IMPORTANT then B b
MAJOR is HEAD OF HOUSEHOLD, Alberich. If Bb IS HEAD OF HOUSEHOLD then
RELATIVE MINOR is a minor relative such as a down-and-out little brother and thus
G MINOR IS MIME. And SO on the TL lexemes march past om doors, like so many
rabbits and foxes on parade, until the entire Circle of Fifths is populated by,a ready-
to-hand cast of smiling, waving fairy-tale figures whose dramatic relationships are
quantified with Euclidean precision by empirical TL key relationships.
Wagner’s KEY RELATIONSHIP IS HOUSEHOLD principle is not without some
practical problems of translation. The most persistent of these is how to translate a
Tonal Household’s relative minor into consistent real-time TLlexemes. The problem
derives from the fact that one Household’s relative minor is another Household’s
tonic minor and thus to translate a minor-key lexeme requires a determination of
which Household is controlling its metaphoric entaihnents. Most ofthe time a minor
key lexeme expresses a complex semantics derived from a blending of the core
metaphors proper to the two Major keys to which it relates, as when [c=SLEEP /
DEPTHS] is rational both from [¡C=UGHT / waking] and IEb= WATERS / sinking
(into)]. Though hard to quantify I should guess that perhaps 15% of the minor-key
lexeme translations are still somewhat tentative in my mind. In the event I’ve found
it most difficult to puzzle out the semantics of Cf{ minor. I don’t know why that
should be so; it is just the fact.
’The tenns are culled ftom Grey’s discussion of the dichterisch-musikalische Periode that
appears on pgs. 181-2 of Wagner’s Musical Prose.
578
“annihilated by a human Action.” Instead we X out all the Junk and leave the
meaning: the Glance, the Affair, the Proposal, the Wedding, etc., which are real to
us by virtue of their common Feeling-tone. In other words, we edit out Reality,
leaving the Story. Nobody does anything else. My own life is filled with just such
Moments as Wagner describes: Carmel’s bright, winning smile; the telephone talks;
the First Date; Moving In; the Life Together, the Proposal; the Wedding; the Special
Moments; e tc. T hese w idely s eparated Moments e xist a s a s ingle c oherency o f
Meaning confirmed by their unitary Feeling-tone. They all live in my memory as if
they happened yesterday. They thus comprise a single virtual intelligible object, a
unitary poetic-feeling Period. Interwoven with this Period are others unified by, e.g..
The Kids; The Parents; The Job; The Wagner Research; The Traveling; etc. All the
rest is junk, erased fi'om my memory, non-existent. As Wagner declares. Time and
Space have been annihilated by emotionally meaningful Human Action.
Since Wagner is a dramatist and fanatically logical as well, he does the same
thing in his Music Dramas. Moments connected by Expression, that is by Feeling-
tone, appear as discontinuous Moments of shared meaning interspersed with other
Moments made intelligible by their otvn proper Feeling-tones. To understand his
musical-poetic periods one has only to think of one’s life and substitute “key” for
“feeling tone.”
Ex. 1 and£ic. 2 show two such Moments in asingle dichterisch-musikalische
Periode. The first is the last bit of Alberich’s Curse, Das Rheingold, iv. The relevant
syntax and semantics are simple enough: The Curse consists of a harrowing
subdominantward collqjse backward fi^om B minor to deposit on a shocking B^.
ininor:i-6/4 chord disappearing into pregnant silence. This is (#420) [M.=Alberich’s
hand]. The point ofthe 6/4 is that it is a classic demand for resolution: Alberich (B b
minor) will spend the rest of his life in suspense, waiting for “justice” (6/4).
Compare this with Ex. 2, which occurs in Götterdämmerung, I, three operas
later. Here Hagen sits waiting for Siegfiied to bring the Ring to him. He sits in the
subdominant holding-bin of [B b =Alberich/Gunther1. The lexical key cues his
subordinated position relative both to his B¿ father and his Bb. older Erother (see
Ex.3). The relationship is shown in the key signature, that forces Hagen’s EJ^ into the
menial subdominant role. There he sits, fiozen on a humungous eb:16/4 chord. It
is a vastly expanded discourse on his father’s single eighth-note bb:16/4 and here too
it means the same thing: waiting, waiting for “justice.” The Alberich clan has been
579
suspended in this state of waiting—^this dichterisch-musikalische Periode—since
long before Hagen was bom.
This is a textbook example of Wagner’s poetic-musical Period. It is unified
by every expressive technique possible to music: key relationship, orchestration,
rising tremolando fi-oufiou in the bass. Even the distorted “Walhall” motifmakes use
of an echo of the “Lord of the Rings cursed” pattem. As a tonal technique it is
perfectly intelligible; there is nothing conceptually difficult about it. The only false
problem is the analyst’s disbelief that a coherent “musical period” can be anything
but strictly continuous. The false difficulty derives fix)m the fact that no one in music
school is ever told that music can be anything but temporally and spatially
continuous, unless the lucky student should have read and understood Opera and
Drama.
Ú
Bibliography
SELECTED BIBLIOGRAPHY
Abbate, Carolyn. “Wagner, ‘On Modulation,’ and Tristan,” in Cambridge Opera
Journal, 1,1989.
-------. Unsung Voices: Opera and Musical Narrative in the Nineteenth Century.
Princeton, New Jersey: Princetqn University Press, 1995.
Abbate, Carolyn and Roger Parker, editors. Analyzing Opera: Verdi and Wagner.
Berkeley and Los Angeles: University of California Press, 1989.
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333"
EARTH Element, and the physical body, 306 fishes, 189«; in Cathar myth, 193«; and
East, 340; Barbarossa lurged toward, 173, Christ, 333; Cinedian, 331/ 429;
I 338; Giant-Land in, 293; mamelons, 257, goddesses, and Virgin, 243«; House of,
294,320, 33^, in Korean music, 265; 412; in Hildegard von Bingen, 330/
\ valorized in mediæval culture, 283„283, Mahler, 179; and mother archetype,
f 320; eastern Mediterranean, and mining 197«; in mediæval magic stone imagery,
cults, 244n; eastern philosophy, 371; and 332; orientalism and, 332 passim
orientalism, 324, in European dreams, Five-Element Tendiate, 259
324r , and Grail, 325, and Earthly flat-sign (b), as SINKING, 217«
Paradise, 331; see also mappa mundi, Flosshilde, 241
Wagner’s Foreboding, 27/
Eberhardt,G.F., 170,193 Forest Bird, 120,290,305,314«
Echidna, 387 forms, Platonic, 93
ecliptic, 174 Forte, Alan, 41
Edda, Prose, 229 Franck, César, Sixtième Béatitude, 222«
.[
604
Freia, 204/; ‘Troia complex”, 209; her see also Monsalvat; Graft King, 324,
GOLDEN APPLES, 207; Valkyries’ leader, 334,342, 381,411,414,425,433; Grail
209 Knights. 82,267«, 275/ 346,435,
Friedrich, Adolf, 317 allergic to B Major, 277«; Grail
Messenger, 328; Grail-stone, 324«, 326,
G 329/ 415; alchemistic motifs, 388, 390;
and Aquarius, 392,420,423,426; and
Gaea, 235 Kundry, 394; theology, 342,355, 362,
galante, 189/ 396; and Lance of Longinus, 397, Ex.
Galeazzi, Grancesco, 197n 8.3, Ex. 8.4,400,439; in “Die
Garin, Eugenio, 230n Wibelungen”, 337; and Barbarossa, 338;
Gathy, August, 171 and Prester John, 379; and St. Thomas
Gemini II, 210n, 230 the Apostle, 351; and serpents, 386; as
geomancy, geomantic space, 68,253,278, “wish of Paradise”, 425; Time motif,
299n, 311,312,439,440,442; 428,433,436
geomantic discourse of emotions, 256, Grand Cross, 264
311/ Grey, Thomas, 21/ 300,586
Genghis Khan, 375 Grimm, Jakob, 209,229
Giants, 234n, 280; as Taurus, bulls, 305; Grossen Gedanken, Wotan’s, 124,127, 144,
Giant-Land, 293 passim, 296 273,273«, 274«, 437; see also C Major
Gibichungs, 285; in West, 292,293 Gundryggia, 378, 382, 382«, 384
gift-giving, 238/, 240 Gunther, 58#, 110#; Ex. 2.8, Ex. 3.2; 114,
Gilbert, Steven E., 78 266267; and Mass, 60; his Hall, 423;
Gluck, W. F., Ipkegenia in Taurus, 121 Vassals, 58
gnosticism, 37n, 175n, 179n, 320,321,322, Gutman, Robert W., 350, 353,407
323, 329, 335, 338«, 344,349 passim, Gutrune, 266,270,270«, 285«
361 passim, 364,397,400; and alchemy, gynephobia, 190
368,390«; and anti-Judaism, 369
passim, 4Q6ff, 409ff, 427«; and Christian H
culture, 428; divisibility of God, 352
passim, 394; euchaiist, 426; and folk- Haase, Rudolf, 262
motifi, 415; grotesqueness of, 414; Hagen, 114,129,266,267,277,292, 307
literary style, 356«; persistence of, 365; Handel, G. F., Deborah, 182,197«; Israel in
and mysticism, 370; and pessimism, Egypt, 121; Jeptha, 193; Samson, 121
yi2ff, and philosophy, 374; sin vs. Haydn, Joseph, 121; The Creation (Die
ignorance, 429; and “topological Schöpfung), 121,204, 211, Ex. Va (211),
theology”, 358; ««</Wagner’s sources, 216; Depiction of Chaos, 181
364,429 Heinischen, Johann David, 252«
gnostics, 349«, criticized by Plotnius, 372; Heinzei Johan Jakob, 170,184
criticized the God of Israel, 410; beliefs Helen of Troy, 240
in Satan, 411; “knowers” and elitists, Hermes, 227 passim; as love god, 240; as
350; and St. Thomas, 357; mythological thiefr 234; and Loge, 232,234, 234«;
dramas of, 362 and nynçh triad, 238/ treaties, 235/ and
Goethe, Johann, 368 Wotan, 235
Gönes J. J., 335 hero, female, 195
Gow, Andrew Collin, 36 Herodotus, 374
Graces, Three, 187/, Fig. 5c, 240 Herder J. G., 335
Grail, motif, 84, 84«, 86,176; romances, Herodias, 378-83,385
321,323,331,333, 379,384,438; Grail heroic culture, 234
Eucharist, 319; Grail Bearer, Wolfram’s, Hereford map, see mappa mundi
317,422/ Graft Castle, 327«, 342ff, 345, Herzeleide, 26,399,439,
390,404, as realm of “the fethers," 397; hexachord theory, 255
605
u
4 high-low axis, 265/ 108,116# 118,119;—, rules, 2;
Hillman, James, 573 Wagner obsessed with, 31; —, musical,
Hinduism, and Schopenhauer, 370,370n, 53,55.62«, 67, 88, 98; 89,217,246,
407 252,253,272; and catégorial grammar,
Holst, Gtistav, The Planets, 188 52,128; and cosmological concept, 260;
Homer, 8n, 34n, 37; —, Iliad, 240 and Feeling, 92, 103, 191; and Mythos,
Homeric Hynms to Hermes, 234 104; and Phantasy, 103,103«; and
homonyms, TL, 11, 144,150,580 poetic experience, 166; and public
horn, 17,177,178,306,307; homed animal, cultural properties, 176,187,204; and
307; steer-horn, bull, 307; unicorn's, 383 tonal lexemes, 91,92,99,123, 140#
as moon, 307n; drink-hom, 422 146,148, 155, 156, 158, 159,171,201;
horoscopy, tonal, 260ff Schenker, 81, 84
hostility, see square intentional object, 158
Households, Tonal, 23n, 60n, 98, 118,124, interval, as angular distance, 256
129, 134,144, 150/, 153, 155,202,205, intervals; perfect fifth, 262,297; perfect
, 210n, 213 passim, 263n, 264, 268, 273, fomth, 262; major third, 67,81, 84«,
278,298, 301, 302,305,310, 312,325; 231; minor third, 81, 83, 153,254«,
of A Major, 203^^, of A b Major, 284-6; 256«, 261,262,263,264; augmented
ofB Major, 154,385n, 412n; ofBb fourth (tritone), 242,262,264,268,271,
Major, 154,251«, 290, 303,444, —, and 272,278, 314,439
Db,172«, 252,256; ofCMajor, 126; of Irenaeus, St, 358, 358«, 410,410«
D Major, 201ff; of Db Major, 282-4; of irony. Romantic, 26/
Eb Major, \16ff, of E Major, 120,140jf, Isolde. 24, 144, 147«, 334«
149,291,313; of F Major, 292, 294, Issedones, 374, 389
306; of Gb/Ftt Major, 279-82; ofG
Major, 286-8; of Saturn, 419,434; and J
popular astrology, 308«
humiliation and contenait, 265 passim', as Jackendoff, Ray, 47
up-down axis, 268 Jesus, hero, 206
HimçtyDunçty language, 157 Jove, 234,235, see Zeus
Hunding, 129, 207,266,269/ 290,292, Judaism, and gnosticism, 349«; anti-
293,294,423, 572 Judaism, see antisemitism
hysteria, and Neptune, 193«; a«dEb key Jung, Carl Gustav, 94. 104, 161,172«,148,
constellation, 181 passim, 301, and 180,324, 348, 365
berzerker rage, 306; and C minor, 187; Jung, Emma, 326, 333
a«d misogyny, 193 Der Jüngere Titurel, romance, 377
I K
laldabadlh, 361,401; and demiurge, 371; as Kant Emmaimel, 407
God of Israel, 408; as Will and “Id”, Kara Khitai entire, 338«
409; and Saturn, 409,425 Kellner, C. G., 246/
IChing, 185 Kepler, Jobaimes, Mysterium Cosmographi-
idiotae, 235«, 308«, 318, 339,340, 211n cum, 261
illiterati, 318,330 key characteristics, 159, 165, andTL
India, 325, 331, 336,337.337«, 338,338«, lexemes, 211
339«, 348,350,351,369/ 373,405«, keys, 2, 52; background, 60; constellations,
409; Alexander in, 371; n«d balsam, 347, 176,210; lexical, 96; feeling tones of,
347; and Schopenhauer, 372; and Red 170; modularity of, 170
Jews, 375 keys, as individual lexemes;
intelligibility, 2,27,77; —, background, C Major, 21, 125/ as AIR, as EYE. 34#
91#; 135,—, linguistic, 50,90, 91,93,
f Exs. 1.1—7.5; as GAZE, open, 34; as
I
I
606
INTELUGENCE, 126^ 144,273; as 302n; and hysteria, 306
JOY, 125,306; as KNOWING, 129, Eb minor, as CHAOS, 212; as Noms, 19,
193; as UGHT, 4,14, Exs. J.I-I.5, 290, as Nature in decline, 130; and
100,107,108,120 passim, 122, 123, Götterdämmerung opening analysis,
125,148,149,150,204,207,274, 62 passim; Ex. 2.10, 66, 66n, 68/ and
277,306; —, in Handel, 182; in tomi triangulation, 130,134;
Haydn, 181; as SWORD, 23,127 as transitioml key, 23 In; and Alberich,
WAKING; as WANDERER, 126;lexical 252n; and B b (dominant), 277; and
specifications of, 122n, 122j^ 126, sunset, 280,281
128,138,301; E Major, 59, 168n; as Bride, 225,270;
C minor, as CHAOS, 182, 185, 193; as os Aphrodite, “i2f, 150,273; and
ignorance and confusion, 193; and LOVE, a Cardinal Point East, 288/
pathos, 194; and revolution, 195j^, 289n; and A Major, 129; Torn!
and Hunding, 207; “C minor mood” Household, 140#, and a ppe a r a n c e s ,
in Beethoven, 190^ 141,143; and attractiveness, 39, 145,
Dk Major, as Capricorn, 436; as HOUSE 146; and tmgic, 147n, 150;andBb,
OF SATURN, 172n, 427 passim, 433; 60n; C Major, 149; and fascimtion,
as kingship, 145; as oath, 312; or 150
Walhall, 217/ 227, 311,421; as E minor, as cross, 255; and NADIR, 269;
Wotan, 130, 144,153, 154,204,225, Cardinal Point East, 296; and Eastern
251,251n; as z e n it h , altitude, apex, Forest, 274n, 290,295; and ring, 292,
height, 14,158,269,270,271,275, 314; ugliness, 143; disease, 143
278,279,281,282, 288, 310,399, passim
and Amfortas, 434 F Major, as desire and greed, 306, lexical
C)l minor, 144; and Amfortas, 81ff, and specifications of, 306n; as EARTH
Saturn, 435 Element, 37,303; as Giants, 217,
D Major, as FIRE, warm and inspiring, 302n; as Nature (earthy), 305; as
223, Circular, 206; as Freia, 217, Taurus, 299, 300, lexical correlates
226n; as GOLDEN APPLES, 207; as of, 300,303,305
HEART, 206,208; as HERO, 207; as F minor, as Giants, 295n; as Giant-Land,
HOPE, 208; as Leo, 210; as SUN, 294,295n
205,207,210,225 F)l Major, as glamor, 222; as FIRE,
D minor, as Freia diminished, 226n flame, flicker, flash, 223,230; as
E b Major, as CULTURE HERO, 176; as height, 246,247; and rainbow, 248/
NATURE, PEACE, 186; OS PISCES, path begtween heaven and earth, 246;
fishes, 210, 291,306; as RHINE, 163, outer limits of musical world, 245/j
285n; as ORIGIN, WATER, DREAM, F ft minor, as impurity, 438
PSYCHE, 37,159; as Alpha, 281, as G Major, as m o t h e r , t r e e , m o o n , 207,
Rhine Daughters, 242,244,292; as 273n, 288,288n; 399,439, as NADIR,
waters, 167,211,303 passim, 421, 37, 239,291; and Freia’s (D Major)
437; and chaos-complex, 182; and apples, 277; and water, 305; Tonal
TRINITY, 171; Queen Juno, 181,184; HousehoU, 286#
tranquility of, 187; and Venus, 184, G minor, as NADIR, 269# 293; and
187/ 240; and stars, 200; in linear contenqit, 228 passim, 285; and
harmonic analysis, 71 ; and tonal Nibelungs, 25 In; difflcult
triangulation, 135; and galante/ motherhood, 274n
rococo, 190,195; feminized, 190, Ab Major, as Cup-Bearer, 325/ 424 as
301; and A Major, 242j^, and B b Vessel, 167,388,422,422n, 423m
(dominant), 273; and end of tins, 442; as Aquarius, 400; Tomi
274; and flowing, 278n; transitional Household, 420; house of Saturn,
key, 289; and winter, 291 ; and 428# 435; public cultural properties
Hunding, 292; and Spring Equinox, of, 421; Wagner’s central lexeme.
607
425 Kronos, see Saturn
Ab minor, 285; ani/Titurel, 42^ Kuhnau, Johannes, 252«
A Major, as VKGINrrY, 203 passim, 242, Kundry, 28,276,325,334/ 334«, 344,346,
243, 245,273,437; as virgin purity, 347f 359,374 passim, 378; waiting for
128,438; and “Lohengrin conçlex”, Redeemer, 428,437; her motif, 396, Ex.
203; as LOGE, 218, Èxs. 5b,c,d,ef, 8.1; as ‘Tcnower”, 437os Mars, 382,
223,225 382«,; as a Red Jew figure, 379 passim;
A minor, 278; or‘armor, breastplate, 128; as seipent-Scorpio, 384 passim, 392/
as GAZE, averted, 34; as UGHT, dim, Fig. 8c, 397; as nynçh and melusine,
7; as thief, 5,5«; as virginity, 24, 387 passim, 391; cursing and cursed,
137, 138, 139; as pinity, 276; as 390; demonic and gnostic, 394; her
treachery, 221; and expressive shift, multiple-coherence functions, 403; and
213; anrf Loge, 221,222,225,227, reincarnation, 405,406«; as servant, 423;
228«, 237, 238«, 252«, virginity and and incest motif, 438, mocking Klingsor,
inçurity combined, 243; Sturm und 440
Drang, 270,273,293; Kundiy’s Kuretes, 244«
“death chord”, 276; ignorance, 424 Kyfthäuser (mountains), 171
B b Major, as Alberich/Nibelungs, 130, Kyllenios, 37«
139, 143,151,153,216/ 241,251,
251«, 252«, 285; as Aries, 210«, 291,
299,300,303,306; as Cardinal Point
L
West, 288JK 292,294; as FIRE, 223, Laerad (tree), 258
302, i03ff, 305«, and dnger, 301, and Lakoff, George, 123
hostility, 302; as Gunther / Lançrecht, Pfeife, Alexander, 342,342«,
Gibichungs, 60«, 114,233«, 277; as 343«, 376, 380
Mars (power), 60«, 152,221; as
Landowska, Wanda, \6Sff
e STRIFE, Empedoclean, 311/^314, Lao-Tze, 186
lexical correlates of, 300; and tonal Laplace, Pierre-Simon, 407
triangulation, 60«; and Spring Song, Lauer, Hans Erhard, 258
79, eqiráox, 189«, 291, 302«; Lehrs, Saimiel, 377
I
masculinized, 183; dominant of Eb Leo ¿1, IWff, 210«; see sun
women, 197«, 273; in linear harmotuc Lerdahl, Fred, 56«
analysis, 212; and Db (square), 251, Lewis, Christopher, 29ff
256,403; Winter, dominant of 291; lexemes, TL, 91,124; core, 124; andkey
in Parsifal, 440^ characteristics, 165; spatialized, 265
B b minor, as Alberich/Nibelungs, 214, passim
130, 134/, \5\ff, 227, 231, 233«, Lexical Tonality, 1,2, 17,24,44, 62, 68.79,
234«, 273; as Spring, fetal, 291«, as 80, 92,96,98,110, 111, 114,128,135,
Wotan’s shadow, 144,228, 311; and 141,164, 210,213,221,225«, 227,268,
Ï expressive shift theory, 213jf; os
Capricorn (via Db), 426,434
325,352,370,390,403#, 412,429;
makes antisemitism intelligible, 441#
B Major, 154,154«, 210«, 280,289, lexical unit, definition of, 156
290,305,393,396,397 lexicality, 1,3
B minor, as enemy, 221; as dragon, 411 lexicon, 1; tonal, 98,155; definition of, 156;
key relations, direct vs. indirect, 215; I-VI as and culture, 204
indirect, 2\5ff Liberty, goddess, 196#, Statue, 195; and
Í
King of the Sea, see Rex marinus CHAOS, 196
Edopstock, F. G., 158 UGHT, 273,274; a«d WATER, 193«;
Knecht, Justin Heinrich, 170 synonym for a ir , 299, 303; see also C
Komarios, 332 Major
Koran, 44 linear harmonic analysis, 164
Korean music, 259,265,277,299« Lindsay, Jack, 238
i
608
Loge, 203 passim; 213 passim; and inhospitable, 235; lexicality, 252n
Alberich, 2\^ff; andHeitnes, 211ff mines, 244
Logi (Norse fire god), 229 misogyny, 193, 194,360
Lohengrin, 358n; “Lohengrin conçlex”, 203 mode, minor as MAJOR MODE WEAKENED,
Loki (gods’ conçanion), 229 205; semantics of, 124
Lord Chesterfield, 190 modulation, 12j^ 13n, 17,20,22,98,203;
Love, Ençedoolean, 3100“, necessary law of, and cadence, 107; circular, 252n, 2'^!/,
314 Ill; and dramatic motivation, 88,115,
LÜ tonal system, 258 217,225, 313; and emotion, 99ff, 110;
and genus ()t / b), 423; iaParsifal,
M 403n; semantics of, 9, 106, 270,273,
281,302n, 432n; spatial, 282,293; —,
Mahler, Gustav, “Resurrection” Synçhony, Wagner on, 300; Wagner’s minute scale
179 of, 77, 83, 87,98,403
Mandeville, Sir John, Travels, 44, 207n, Monsalvat, 329n, 350, 388,390,392,403,
340,341fr, 351,374 405n, 423,433n; built on the ruins of
mappa mundi, medñevaL 158,265,270 Judaism, 406; and House of Saturn, 420,
433; and Tençle 'of Apostle Thomas,
passim; as “esothe”, 257, CIRCLE OF
FIFTHS as, 273, in, 294,297,298,308;
345; and WalhaU, 421
Hereford, 283,387n, 334n Montsegur, Catiiar fortress of, 329n, 405n
mappa mundi, Wagner’s TL; East, Cardinal mother, 108,114,127, 139,150; —, and
NADIR, 151,152
Point far, 288 passim 295,312; eastern
forest in, 274n, eastern hemisphere in, mother-son incest, 439,440
289, fescinating, 291/ 293; Quadrants in, Mozart, W. F., Figaro, 193; Jupiter
; West, Cardinal Point in, and Bridal Synçihony (C), 122; The Magic Flute,
Fire, 292, in Parsifal, 293; east 31n, 121,169,199; Piano Concertos, K.
(E)—^west (B b) axis, 293,294 467 (Q, 122; K. 482 (Eb). 184, 186; —,
Marco Polo, 340, 340«, 351 C Major in, 37n
Mark, King, 86,205 Müller, W. C„ 170, 246
Mars, 60n, 118,119,174n, 221,301,302; MUSIC IS SPACE, 257
flKdKundry, 382,384, 387; and Red Mythos, 104
Jews, 390,396,403,405,413,416,441
McCreless, Patrick, 17/, 23,28,61ff, 69/ N
Medusa, 385
Melot, 144 Narmour, Eugene, 78n
melusines, lilff Nattiez, Jean-Jacques, 572
Memory, 100,101,102,103,125; cultural, Nebular Hypothesis, 198/
104; and linear harmonic analysis, 215n; Neoplatonism, 305
and metaphor, 125,253 Neptune, 193n
Mendelssohn, Felix, Elijah, 168 Newcomb, Anthony, 41
Merciny (Mercmius), 37n, 229 Newman, Ernest, 26
metaphor, 118; conduit, 104; core, 118,119, Nibelungenlied, conqiared with Parzival,
entailments, 116ÍL 118,123/; 316
orientational, 251; and thought, affect, Nietzsche, Friedrich, 344,357,358n, 360n
memory, 253n Noms, 55ff, 67,71/
metonymy, 96,118 nynçhs, 245, 335,388; nyiiph triads, 23&ff,
Mime, 10,108, Ex. 1.3, Ex. 3.1,109,137, 240; and melusines, 387
138,139,144; humiliated, 266,274,289,
289n, 291,292,294,295; minion, 143, o
256n, 283n, 285,426; and Loge, 228n,
and mother, 151; house-laws, ISXff; oath, “skill at,” 236; mtiversal, ilOff
Thorkel and Thersites, 267n, thief, 234, opposition 0-0,254
609
orient, 329 passim-, and precious stones, 329 R
passim, 336
orientalism, 318, 319,320 passim, 321,322, rainbow, 248; bridge, 249; as deceit,/249
324jg^, 328; and folk sources, 330passim, Rebel, Jean-Ferey, Elemens, 121
336,339; ant/Wagner’s thinking, 337 Red Jews, 378 passim, 379, 380,381; and
Orpheus, 180/ Grail literature, 379; and malefici, 382,
Osiris, 178/ 403
Otto, Bishop of Freising, Historia de Reddy, Michael J., 105
Duäbus Civitatibus, ì36f, 7ßln, 349 relative minor, 7, 8, 12, 14, 113, 123,125,
Ovid, Metamorphoses, 235 126,128,129,140# 143, 148,151, 152,
166,181«, 190,193n,201,211,225«,
P 252,282,283«, 284,285, 285«, 292. See
tonic minor
Pachelbel, Johann, 51-4, 81, 83 Repanse de Schoye (Grail Bearer), 425
Pandora, 240 reptiles, 381,383«, 384,386, 383«
Paracelsus, 347,365,388 Rex Marinus, 333,433
Paris, Judgment of, 238/ reincarnation, 383; Cathar sources for, 403«,
perfect fifth, see intervals and TL semantics, 403
perfect fourth, see intervals tight angle, see square
phantasmagoria, 32 ring, magical, 240, 289
Penna, Lorenzo, 252n revolution, as CHAOS, 190/
Perseus, 240 ' Rhine, 163; Father Rhine, 240
Philemon and Baucis, 234/ Ribock, J. J. H, 192
Phorcys, 240 Riesenheim, see Giant-Land
Pisces K , 188/ 183,193n, 230,303/ rivers, 244
exaltado of Venus, 188/ robbeiy, see theft and robbery
Plato, 254n, 260,298,302,303; Phaedo, Rosarium philosophorum, 332, 334
298n, trae earth of, 297; Platonic solids, rules, 45#; constitutive, 49, 60; preference,
296 passim, and Circle of Fifths, 299; 56
Idea ofthe World, 299#
Poetic Aim, 96 S
Prester John, 44,331,379,394; Letter, 339,
339n, 340n, 341,344,349, 371, 374; Sagittarius 210«, 230, Fig. 8b, 392,396,
and Parsifal, 342# and St. Thomas the 397
Apostle, 345# ?48, 351,354/ 357 Satan, as serpent, 206,386
propositions, background, 122, 163, 164 Saturn, 171 171«, 172«, 175,175«, 322,
public cultural properties, 163,205 332,335«, 392«, 403, maléficas, 382;
purity, of unicorn, 332,381, Ex. 5.6; ««(/Kronos, 175,235«; ««(/lead, 321;
obsession with, 348; and St'Thomas, and Yahweh, 403; anti-Ju(tom and, 405
358; of Christ, 362; and Jews, 379; passim, 410 passim
impurity, Klingsor, Kundry and, 379, scale, scale degree alterations, 60, 83
382; and the Grail Bearer,'423; and Scandella, Domenico “Meno'cchio”, 43
Saturn, 427; andfilius Philosophórum, Schenker, Heinrich, 19,61# 76/
428 Schilling, Gustav, 193,246, 247
Pythagoreans, 185,260,298 ^chlegel Friedrich, 335
Schoenberg, Arnold, 40; Fundamentals of
I Q Harmony, 40,215
Schopenhauer Arthur, 7,27,93,135, 199«,
t quintessence. Db/Saturn as, 434 297,300«, 337,370,370«, 372# 372«;
misogyny ofi 360; and Hinduism, 409;
and gnosticism, 411
Scbubart, C. F. D., 169
J
610
Schubert, Franz, Songs; Op. 80, No. 3,168; snake, see reptiles
“On the Lake,” 168; Op. 59, No. 8,168; snake-bite, 440
Op. 96, No. 1,201; Op. 98, No. 1, 200 Sophia, 392
Schumann, Robert, Songs: Frauenliebe und son, 335,407,439; —, king’s, 388,429; —,
Leben, No. 2, No. 3,200; Op. 25, No. 2, of chaos, 409«. See also filius
No. 25,200; Op. 35, No. 1, 168; No. 9, SPACE, 104; interplanetary, 199
200; No. 6,179n, Op. 98a, No. 5, 168; Space and Time, 96
Op. 90, No. 6,201; No. 7,201; Op. 101, spear, Wotan’s, 301, 307; syntax of 130#
No. 4,200; Rhenish Synçhony in E b, see abo Wotan
163n Spring Song, 293
Schraeder, J. A., 170 Spurgeon, Carolyn, 94
Schweitzer, Albert, 169, 171 square , 252# as hostility, 253, 255,261,
Scorpio tn., 210n, 322,344,382, Ex. 8.1, 265; as minor third, 257
391/ 397,413,427; in Wolfram, 383/ Stabreim, 106
scorpion-motif, 385 Strauss, Richard, Abo Sprach Zarathustra,
Scruton, Roger, 45^ 48n, 50«, 51,217n 121
Searle, John, 49, Ä), 61 Strife, Ençedoclean, 310# 312«, 313; and
semantics, tonal, 52 Love, 314
serpents and snakes, 197«, 332,344,380, Sturluson, Snorri, Skábkaparmál, 229
381 passim-, serpent-girdle, 335; serpent- structure, cognitive, 104; semantic, 104;
kiss, 347; serpent-woman, 385,393, syntactical, 91
395,412,439 subdominant function, 167, 210,215,216;
sextile ♦, 254 as precursor, 207,298; as regression,
Shakespeare, William, 94; All's Well Thai 208
Ends Well, 117; Antony and Cleopatra, sulfur, 24# 245«, and rainbow, 248
96«, 118; Hamlet, 96n; Henry V.2,95n; sun, 162,186,205-10; a«d Bonaparte, 173,
Julius Caesar, 96«; Lucrece, 95; Merry 174,174«
Wives of Windsor, 117; Troilus and sun-god, 206; Siegfhed as, 206
Cressida, 95 sun-tree, 207«
Siegfried, 24, Ex. 2.4, Ex. 4.1,56, 58, 86, surface, sonorous, 52
120,124«, 127,128, 139, 151,172, 205, Swain, Joseph P., 90«
266,280«, 284«, 289,291«, 292,296, sword, 139,172, 174«; see also C Major, D
301,302, 303,421; his house-laws, ,Major
\5lff-, as culture-hero, 169passim, 173, synesthesia, 217«
175,176#, 181,197,429; and synonyms, TL, 124
Brünnhilde, 183,196,423; «nd Freia,
209,225; and Giants, 308; and Mime, T
267; and Sieglinde, 207,208,273, 287«;
and Wotan, 313; dragon-fight, 206, Tacitus, 229,234
256«, 295-, as “free Hero,” 233; as tamhelm, 238
“Nature Boy,” 305; as Sol, 435; and Tarot, 185
Perseus, 240 Taurus 'If, 210«, 299
Sieglinde, 5, 8«, 37,37n, 137, 151,205, Telchines, 244«
207,209,20?«, 243,266, 267, 273, Templar, Knights, 317, 346
273«, 274,274«, 287«, 288,290,291, dieft, 234; and robbery, 234
399,423,439,572; —, and Mime, 150 theories, “Four Theories of the Ragnarök,”
Siegmund, 5,8«, 37«, 75# 84,120, 204 16
passim, 266«, 267,274,276,280,290«, Thersites, 267
291,292^94,302«, 305, 312«, ;—, Thomas, Apostle, 342, 367; Tenqjle of,
andMercurius, 37« 343# 392; and misogyny, 358,359,397;
Simitiere, Eugene de, 195 and pessimism, 371; and Prester John,
Smith, Leland, 53 349, 352; Scriptures, 349,356; ‘Twin”
611
of Christ, 353,354jK 354n, 357«, 358 uroboros, 185
Thoricel, 267
three, number, and Chaos, 184 V
Titurel, 80, 172, 345, 345«, 347,348,397,
413,414,415,416, Ex. 8.6,433; —, as Vaughan Williams, Ralph, A Sea Symphony,
Wotan, 405,427,429; —, and Saturn, 168, 199; Sir John in Love, 188
426,427,428,430,438; —, as Vedas, 407
antisemitic code, 405 Venus, goddess, 187, 188/, armata, 196;
Titurel, Der Jüngere, i79 birth, 189«; Birth of Venus, 187;
Titus, 406,408 exaltado, 189; and artists, 196; and
tonic minor, 8, 8«, 12,125,140,141,151, Graces, 188; and key characteristics,
152,193«, 221,281,282, 285; and 193«; and Goddess Liberty, 196; and
Alberich, 251«; and duress, 305 peace, 188; a«<f Pisces, \%9',pugnax,
topological theology, 356; see also 196; unfolded, 188,240; planet, 189;
gnosticism exaltation of, 189«. See also E b Major.
topological theology, 358 Verdi, Giuseppe, A Masked Ball, 200
Tovey, Donald F., 51 vernacular literature, 36
tree, 288»; Freia’s, 148; Lærâtdr, 285; root virgin, awakening, 129; virgin birth, 406;
of, 153, 172«; Sun-and-Moon, 207, virgin womb. Earth Mofiier’s, 281,
207«; upper branches of, 247,279« ni^tmarish, 334; unearthly, 360/; and
Tree, World Ash, see Yggdrasil unicorns, 383; and serpent, 393,394; in
triangulation, 60«; tonal syntax of, 127^ alchemy, 397; virgin boys, 438
269 Virgin Mary, 394; Titurel as substitute, 343
trine a, 254,261,262,263 virtual intelligible object, 9\ff, 93,94,96,
trickster, 232 101; and Aquarius, 423; a«d Aries, 302/
Tricolor, 196 and Circle of Fifths, 296,297; cognitive
tritone, 242 . stmctures, 14^ an^.core metaphors,
Trinity, 169,170, 171,175, 181; female, 105,124,135; and dodecahedron, 299;
188; andE\> Prelude and Fugue (Bach), and Ençedoclean Spairos, 311 ; and
169«) lexicon, 272; and Platonic Ideas, 136,
'li
Turba philosophorum, 309 300; and psychological archetypes, 163;
'
and space, 251,302; relation to
u “content”, 300«; onJ TL lexical
coherence, 3§7
umyang ohaeng, 259 Virgo, 210«, 242,243«, and Mercury, 254;
Unconscious, 35,93,94,102«, 103«; body as Earth Mother, 230
language, 254«; horoscopy, in music Vishnu, 407
analysis, 263; justification ofi 161«;
alchemistic CHAOS, 193«, linguistic
understanding, 53jf, oriental contents in
w
European dreams, 324; tonal mapping, Wagner, Richard, anti-Judaism and
271; poetically reified, 161; unconscious antisemitism, 36,364, 369 passim, 377,
audience response, 156; in Meister 407; “Dresden library,” 319; and gnostic
Eckhart, 369«; imconsciousness, C minor maimer of thinking, 355,370,408,427,
and, 126; El> and, 160«; as WATER, 161,
î 441, and Wagner’s sources, 370,371,
366; C. G. Cams’ imagé of, 162; and the 374,427; attitude toward science, 199;
dead, 178«; and public cultural linguistic toward Indian philosophy, 407; toward
í properties, 183; and triadic divinities, Catholicism, 361/ toward “creator
185; disturbances in, 192; von gods”, 409; toward Lutheranism^ 361; on
Hartmann’s, 373; dynamics of the Wish, “Alexandrine, Judaic, and Roman
424 despotism”, 364
Ung Khan, 338«
612
Music Dramas Y
Das Rheingold, Prelude, 165
Die Meistersinger, 122,193 Yahweh, 373,407,409-12,416,425,426-8
Lohengrin, 315, 321 Yggdrasil, 130,134,286, 310, Fig. 6b, see
Siegfried, 62,207,208, Ex. VIb, 309, also World Ash Tree
312
Tannhäuser, 321 z
Tristan und Isolde, Vorspiel, 21ff
zodiac, 37«, 188,189«, 193«, 210,210«,
Prose Works, quoted 230,258,260# 291,298«, 299, 300«,
The Art-Work ofthe Future, 98, 102^; 301,302, 302«, 303,305,308, 325,326,
A Communication to My Friends, 164«; 390,421, 425,434,440,442
“Beetìioven’s ‘Heroic’ Synçhony,” 177; Zosimos, 392«, 411
Letters, to von Zigesar, 156«; to Röckel,
154n; Judaism in Music, 406; Mein
Leben, 160; “Music Applied to the
Drama”, 4, 88^; “On Conducting,"
186; “On Modulation,” 115; Opera
and Drama, 29,32,35,92,97,99,
100,101, 102,103, 103«, lll;.“The
Wibelungen,” 172, 173, 205«;
“Zukunftsmusik”, 25,203
WalhaU, 107
Wälsungen, 209«
WATERS, Element, 240; and EARTH, 240;
daughters of, 240
Weikert, Henri, 170
West, Cardinal Point, 291 ; see also mappa
mundi
■ White, David A., 130
Winterbourne, Anthony, 378/ 382
woman, is society and chaos, 195
Wotan, 43,43«, 88/, 130,145,148, 149, Ex.
3.1, 3.3,422; anti-Judaic element of,
405j^, 423; his brilliant mimi, 137; his
dominant, 154; his eye, 108; his head,
135; his judgment, 280; his oath, 309;
criminal and magistrate, 144; master and
spy, 108«; young, 290; and Alberich,
25 Iff, 256/ 308,403; and B b Major,
227«, and Barbarossa, 171; and
BrOnnhilde, 422; and Freia, 204/ 205«,
209, 213,217; and Kundry, 394; and
Loge, 221#; 224/ 241,248; and Fricka,
154«, 421/ o«d Nature, 130,134,305;
and Siegfried, 437; as Jove, 365«, as
Mercury, 234# as Saturn, 172«, 426,
433# 436; as Titurel, 405/ 416,426/
428,433; as Wunse, 151«, 153,204/
233,266# 269, 273,293,300,310,424;
as Zeus, 235, see also Spear
Dr. Jonathan Christian Petty receivèu
h is Ph.D. from Mellen University and
his B.A. in music from the University
of California, Berkeley. He has pub
lished articles on opera, Korean
music, and music theon’. His musical
compositions include “Five Elements”
for woodwind quintet, “Magnificat”
for chamber orchestra, soloists, and
chorus, and “Rabindra Sangeet” for
orchestra. He is an Administrator at
the Universityty of California,, .........
---------------- Berke-
ley’s Center for Korean Studies and
Director of Music at Shepherd of the