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Boyer 1996
Boyer 1996
Boyer 1996
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PASCALBOYER
Nationaldela Recherche
Centre Scienttflque
Introduction
In mostculturalenvironments, one findsrepresentations concerning thelife-
likeand human-like featuresof non-living or non-humanobjects:treesthat
protect peopleinexchange forsacrifices,animalsthathavemarriage ceremonies
or funerary rituals,mountains thatbreathe, riversthattalk,statuesthatlistenor
divining wandsthatpredictfuture occurrences, notto mentiongodswho have
meals and fallin love or spiritsthatlive in invisiblevillages.Such repre-
sentations are centralto religiousontologies, althoughtheyare certainly not
limitedto the religiousdomain.The problem,then,is to providea precise
description ofthecognitive processes thatmakeanimistic andanthropomorphic
assumptions so 'natural'.Thereis no clear,psychologically plausibleanswerto
thisquestionin anthropology, despitea longtradition ofreflectionon animism
as a coreprocessin religion.
In thisarticleI discussthewidespread theorythatpeoplehavea spontaneous
tendency to extendhumanattributes to non-human domains,a tendency that
can be observedin an especially clearwayin children's thought processes.The
Piagetiantradition in particular
described thechildas applying an overwhelm-
ingly'animistic'conceptofcausation evento mechanical effects.Childrenwere
also describedas interpreting manyeventsin clearlyanthropomorphic ways.
Four-year-olds, forinstance,seemto use an intentional vocabulary to account
forthecourseof thecloudsin thesky:theclouds'wantto go' somewhere or
'wantto stayput' (Laurendau& Pinard1962).All thiswouldindicatethatthe
childmakesextensiveuse of a defaultassumption thatthingsare aliveand
Inst.(N.S.) 2, 83-97
J. Roy.anthrop.
Theevidence: as counter-intuitive
anthropomorphism
In orderto understand whatis impliedby 'childhoodanimism'or anthropo-
morphism, it is necessary to havea broaderpictureof the child'sontology,
oftheintuitive
particularly ontologicalcategories andprincipleswithwhichchil-
drenand adultsconstruetheirexperienceand makeinferences. In the last
twenty years,thetopichasseenconsiderable advances,bothin termsofexperi-
mentaltechniques and of theoretical
frameworks. On thewhole,theevidence
seemsto cast doubton severalimportant assumptions of the Piagetianap-
proach.In particular, thereis now considerable evidencethat(i) ontological
categoriesareclearly representedfromtheearliest stagesofconceptualdevelop-
ment,and (ii) even young childrenacquire knowledgeon the basis of
quasi-theoretical understandings ofthevariousontological domains.
Let me firstconsiderontologicaldistinctions betweensuch domainsas
PERSONS,ARTEFACTS, ANIMATEBEINGS,EVENTS andABSTRACTOBJECTS.Beyond
thecleardistinctions betweencon-specifics and othertypesof beings,and be-
tweendifferent con-specifics (Morton& Johnson1991),infants seemto make
a distinctionbetweenANIMATE and INANIMATE objects(Bullock1985;Gelman
etat. 1983;Richards& Siegler1986).This abilityis probably groundedin an
earlysensitivity to theperceptual differencebetweenself-and non-self-gener-
atedmovement in physicalobjects(Massey& Gelman1988).Also,Mandler
and hercolleagueshavedemonstrated theexistence of a variety
of ontological
categoriessuch as PLANTS and ARTEFACTS in eighteenth-month-old children
(Mandler& Bauer1989;Mandleretal. 1991).Ata laterstageofdevelopment,
Keil'sexperiments haveshownthatpre-schoolers makeuse ofa complexhier-
archyoftacitontological distinctions(Keil 1979;1986;1989).This is manifest,
forinstance, in 'predicate-spanning'; if theapplicationof a givenpredicateis
relevantto a certainobject,it allowsus to predictthepossibility of applying
otherpredicates to thatobject.As Keil's studieshave shown,pre-schoolers
spontaneously use such predicaterestrictions to makeinferences concerning
imaginary objectstheyknownothingabout.Experiments, forinstance,show
thatyoungchildren areconfident thatan imaginary item,describedas 'sleepy'
maywellbe 'furious', butthatitcertainly cannotbe 'madeofmetal'.
as a paradox
Anthropomorphism
The psychologicalevidencesummarizedherehas consequencesforour anthro-
of animismand anthropomorphism.
pologicalinterpretation In particular,
I will
emphasizetwo importantpoints.First,animismand anthropomorphism cannot
be construedas 'intuitive',as emergingnaturallyfromintuitiveontology.Sec-
ond, anthropomorphismand animism are not based on a unitarycognitive
phenomenon,but on a host of domain-specificprojections.These are not all
cognitivelyequal; thereis a definitehierarchyof psychologicalsalience,with
consequences forculturalrecurrence.
Anthropologicaldescriptionsoftenleave theirpsychologicalaspectsimplicit,
or describethem in termsof common-senseunderstandings of the mind. In
eithercase, a more precise descriptionof the cognitiveprocesses involved is
needed. Consider forinstanceEllen's statement,that
thereis a generaltendency in humanrelationswiththe inanimate worldto attribute and
represent thatworldin organicterms,and to attribute
inanimateobjectswiththeproperties
of livingthings.Thereis nothing mysterious
particularly aboutthis[... .] It happensbecause
we are boundto modelourworlddirectly on thoseexperienceswhichare mostimmediate,
and theseare experiencesof our own body(Ellen 1988:231).
in precisecognitive
mayseem plausible,yetits translation
This interpretation
People in many groups extend a vitalistic
terms is fraughtwith difficulties.
Thecentrality
ofintentional
projections
Before turningto a cognitiveaccount of 'anthropomorphism' and 'animism',
we must establishpreciselywhat projectionsare culturallyrecurrent.This is
why we must returnbrieflyto the questionof domain-specificity. From a cog-
nitiveviewpoint,manycommon anthropologicalnotionsarejust too vague or
general to be empiricallysignificant.This is the case, for instance,with the
common descriptionof anthropomorphism as 'projectingthe human onto the
non-human'. There are indefinitely many aspects under which humans are
construedas differentfrom non-humans,and thereare equally manypossible
projections.Consider the following:
(i) anatomical There are examplesthe world over of featuresof the
structure:
landscapedescribedin termsof theirresemblancewith partsor aspectsof the
human body.
(ii) physiological
processes:
The Aymaraof Bolivia, for instance,say that the
mountainwhere theylive is a livingorganism,which breathesand must be fed
(Bastien 1978). Consider also the countlesscases of gods or spiritssaid to take
meals,have children,and so forth.
Compare, for instance,religioussystemsin which 'the
(iii) personalidentity:
spirits'or 'the ancestors'are treatedas a collectiveagency,with those systems
that recognizea number of identifiedagencies,each with his or her specific
powers,likesand dislikes,and personalhistory.
In many culturalenvironments,spiritsor animals are
(iv) socialorganization:
said to live in villages,to have social hierarchiesand otherfeaturesof human
social life.
(v) intentional
psychology:This is themostcommon projection.Intentionality is
routinelyprojectedonto all sortsof ontologicalcategories,and notjust catego-
ries of quasi-humanagents.See, forinstance,James'sdescriptionof 'listening
ebony' divinationamong the Uduk of Sudan. Here, certaintreesare said to
overhearand recordconversationsbetweenpeople James 1988).
The list is farfromexhaustive,but shows thatsuch termsas animismand
anthropomorphism(and one may add 'vitalism','personification'and other
similarconcepts) are not of much use in a psychologicaldescriptionof these
culturalrepresentations. The termsare misleadingin thattheyignorethe po-
tentialcognitive diversityof projections,that is, the fact that projections of
different featuresare based on significantly differentcognitivemechanisms.As
I said above, a consistentfindingof developmentalpsychologyis thatdifferent
domains are structuredby functionally principles.It is thereforenot
different
reallyplausible thatprojectinghuman intentionalpsychologyonto a ship re-
quires the same cognitiveprocessesas projectinghuman anatomicalstructure
onto a landscape. So the question should be addressed at a lower level of
abstractionthanis generallythe case in anthropology; the projectionsshould be
describedin a way thatmakes it possible to identifypreciselythe source do-
mains,the typesof representations thatstructurethem,and theireffectson the
targetdomains.
By not payingenough attentionto domain-specificity, we may misconstrue
thedistribution of different
anthropomorphic projections.In particular,
we may
be over-impressed by certain'explicit'projections,and neglectfarmore recur-
rent 'tacit' ones. This is in my view a crucial flaw in Guthrie's otherwise
impressivesurvey Guthrie'sbook gives many examples of anthropomorphic
projectionsfromthe most diverseculturalenvironmentsand in the most di-
versedomainsof culturalrepresentations. The accumulationof examplesmight
give the impressionthatall aspectsof human existenceare equally likelyto be
projectedonto non-humandomains. I want to argue thatthis is not the case.
There is a definitehierarchyof projection.Projectionsof psychologicalproper-
ties are more fundamentalin the sense thattheyare almost invariablyentailed
by otherprojections,whilstthe converseis not alwaysthe case.
To illustratethis,let me give a briefexample taken fromKeesing's (1982)
descriptionof Kwaio religion.Ancestorsare a particularkind of agent in that
theyare invisibleand can be in various places at the same time,two features
which Keesing's informantsmentionas theirmain differencefromhumans.
Ancestorshave exceptionalperceptualcapacities,as well as magicalpowers:they
Intuitive andreligious
ontology assumptions
We can now returnto the 'paradox' of anthropomorphism. Some projections
are culturallywidespread(mostlyin the tacitformdescribedabove), yet psy-
chologicalevidenceshows thattheyare not partof an intuitiveor spontaneous
way of representing theworld.To show thatthisis not reallyparadoxical,I will
use an explanatory framework I have presentedin more detailelsewhere(Boyer
1994), to account forthe spreador transmission of religiousrepresentations in
general.
The startingpointof thisaccountis the importanceof culturalselection. Cul-
turalrepresentations are constantlycreatedor modifiedin individualmindsby
virtueof a varietyof contingentfactors.There is no reasonto thinkthatsimilar
representations occur forsimilarreasons,and thattheiroccurrenceis amenable
to a single explanation.On the otherhand, not all mentalrepresentations are
equally likelyto be transmitted. Some generalconstraintsor dispositionsmake
certaintypesof representations more likelythan othersto be acquired,stored
and transmitted. All else beingequal, one should expectthe occurrenceof such
representations, over manycyclesof acquisitionand transmission, to constitute
the roughlystable and roughlyshared sets of representations anthropologists
call 'cultural'.
Intuitiveontologicalprinciplesresultin a seriesof stableexpectationsabout the
behaviour,aspect,internalstructuresand processesof such thingsas artefacts,
plants,persons or animals. Now, the centraltenetsof most religioussystems
generallyconsistin claimsthatviolatetheseintuitiveexpectationsand postulate
counter-intuitivepropertiesfor a varietyof agents or entities.Given a certain
ontologicalcategory, counter-intuitiveassumptionscan be produced eitherby
violatingintuitiveexpectationsconcerningthatcategory, a range
or by transferring
of expectationsthatdo not intuitively apply to the category.The firstcase is
illustratedby conceptsof spiritsand othersuch agentswith counter-intuitive
physicalproperties.An exampleof transfer can be found in the Aymarabody-
mountaindescribedabove; here,counter-intuitive assumptionsare producedby
transferring assumptionsfromintuitivebiologicalprinciplesto the domain of
non-livingnaturalobjects. Other examplesof transfercan be observedwhen
statuesare said to have biologicalprocesses (theyfeed on sacrifices)or inten-
tionality(theylistento prayers).
Religiousontologicalassumptionsare counter-intuitive in the precisesense that
theyviolateintuitiveontological deliveredbydomain-specific
expectations principles.
Thenaturalness
ofanthropomorphism
The cognitiveaccount of religiousontologies presentedhere has one major
consequence for our understandingof culturaltransmission.It implies that
religiousontologiesneed verylittleactual transmissionin order to be repro-
duced fromgenerationto generation.All thatis necessaryfor transmissionis
thatpeople are givenspecificcues thatindicatewhich aspectsof theirintuitive
ontologicalexpectationsare violatedby thereligiousentitiespostulated.Beyond
this,the normaloperationof all otherprinciplesof intuitiveontology(activated
by default,since theyare notviolated)will be powerfulenough to completethe
representation of the religiousentities.Because intuitivedomain-specificprin-
ciples are roughlysimilarin all human subjects,such cues normallyresultin
roughlysimilarinferencesin most of the subjectsexposed to them,and should
thereforeproduce roughlyconsistentversionsof the local 'tradition'.All else
being equal, the most locally stable (and thereforethe cross-culturally most
recurrent)culturalrepresentations should be the ones forwhich thisinferential
processyieldstherichestdomainof inferences, even fromlimitedculturalcues.
This is where the 'hypertrophy' of intentionalinferences,mentionedin my
descriptionof the 'theoryof mind' module, has crucialeffectson the shape of
religiousrepresentations. Cultural representations for which intentionalpsy-
chology is used as tacit backgroundshould be more easily acquired than
representations thatdo not allow thisbackgrounduse; theyshould thereforebe
more recurrent.This predictionis confirmedby two particularaspectsof the
actual distributionof typesof religiousontologies.First,religiousontologies
thatpostulateagencieswithcounter-intuitive physicsor biologytogetherwitha
tacitbackgroundof intuitivepsychology, arewidespreadtheworld over.Indeed,
NOTES
Thanksare due to MichaelHouseman,Carlo Severi,SimonHarrisonand two anonymous
reviewers who werepatientenoughto reada first, ratherawkwardversionof thisarticleand
suggestmanycorrections.
1 This does not implythatpeoplewho hold anthropomorphic beliefsthinklikechildren;it
onlyimpliesthattheymakeuse of cognitiveresources, the entrenchment of whichis made
particularlyclearby the factthattheyappearveryearlyin cognitivedevelopment. Hallpike
(1979) has arguedat lengththat'primitive' mentality, supposedlycharacteristic of cognitive
processesin low-technology groups,is formally similarto pre-operational stagesin childhood.
However,neithertheanthropological evidencenor the psychological dataare consistentwith
thisdescription;see Boyer(1994) on thispoint,anda detaileddiscussionof Hallpike'sassump-
tionsin Shweder(1982).
2 For instance,evenpre-schoolersassumethatmembership of a kindis moreimportant than
observable featuresin predicting
thetypicalbehaviour of an unknownanimal(Becker& Ward
1991; Gelman& Markman1986;Massey& Gelman1988).Also,theyassumethatsuch kind-
based inductivegeneralizationsare more plausibleif the properties projectedare 'inherent'
propertiesof theexemplars,such as waysof breathing and feeding, ratherthanweightor speed
(Gelman& Markman1987;see also Gelman1988).
3 In otherpassagesof Guthrie'sbook,the linkbetweencomplexity and significanceis at
timesleftaside and replacedwiththeverykindof intellectualist assumptions thata cognitive
accountshouldmakeredundant. Guthrieargues,forinstance,that'anthropomorphism may
bestbe explainedas theresultof an attempt to see notwhatwe wantto see or whatis easyto
to see: whatmayaffectus forbetteror forworse' (1993: 82); or
see, but whatis imlportant
again:'I believewe anthropomorphize becausewe perceivetheworldin termsof our interests,
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