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Delivering Hypertension Care in Private-Sector Clinics of Urban Slum Areas of India: The Mumbai Hypertension Project
Delivering Hypertension Care in Private-Sector Clinics of Urban Slum Areas of India: The Mumbai Hypertension Project
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In India, the private sector provides 70% of the total outpatient medical care. This study describes the Mumbai Hypertension
Project, which aimed to deliver a standard hypertension management package in private sector clinics situated in urban slums. The
project was conducted in two wards (one “lean” and one “intensive”) with 82 private providers in each. All hypertensive patients
received free drug vouchers, baseline serum creatinine, adherence support, self-management counseling and follow-up calls. In the
intensive-ward, project supported hub agents facilitated uptake of services. A total of 13,184 hypertensive patients were registered
from January 2019 to February 2020. Baseline blood pressure (BP) control rates were higher in the intensive-ward (30%) compared
with the lean-ward (13%). During the 14-month project period, 6752 (51%) patients followed-up, with participants in the intensive-
ward more likely to follow-up (aOR: 2.31; p < 0.001). By project end, the 3–6-month cohort control rate changed little from baseline
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—29% for intensive ward and 14% for lean ward. Among those who followed up, proportion with controlled BP increased 13
percentage points in the intensive ward and 16 percentage points in the lean ward; median time to BP control was 97 days in the
intensive-ward and 153 days in lean-ward (p < 0.001). Despite multiple quality-improvement interventions in Mumbai private sector
clinics, loss to follow-up remained high, and BP control rates only improved in patients who followed up; but did not improve
overall. Only with new systems to organize and incentivize patient follow-up will the Indian private sector contribute to achieving
national hypertension control goals.
1
PATH, Mumbai, India. 2Resolve to Save Lives, New Delhi, India. 3Resolve to Save Lives, New York, NY, USA. 4Columbia University Irving Medical Centre, New York, NY, USA.
✉email: chinmay2210@gmail.com
Fig. 1 Conceptual framework of the Mumbai hypertension project. The framework describes the underlying challenges in hypertension
management in the private sector, the service delivery model, the implementation framework, and the expected outcomes.
services package in the intervention ward would lead to better providers. In the intensive ward, 44 (54%) were AYUSH, 18 (22%) were
cohort BP control and patient follow-up rates compared to the MBBS and 20 (24%) were MD providers. Engagement of the private
lean ward. providers in the lean and intensive wards is depicted in Supplementary
Fig. 2. Additionally, follow-up activities with empaneled private providers
to ensure adherence to protocol are depicted in Supplementary Fig. 3.
Participants were enrolled in the study from January 2019 till February
METHODS 2020. However, due to the COVID-19 pandemic, follow-ups could not be
Study design and setting conducted regularly from February 2020 and the study procedures were
The study was conducted in two wards of Mumbai, India. Mumbai is a stopped. While the project activities continued till February 2020, post
metropolis of 21 million people, with nearly half the population living in November 2019, project activities were gradually phased out.
slums [9]. The prevalence of hypertension in Mumbai is estimated to be
25.9% for adults above 18 years of age [10]. Populations in Mumbai slums
are reported to have poor access to diagnosis and underdiagnosis of non- Project interventions
communicable diseases [11, 12]. PATH, a global non-profit organization, Different intervention models were implemented in the two wards as
had worked with private service providers in the slums of Mumbai through
shown in Fig. 2.
its public private interface agency model to ensure early and accurate
In both the wards, hypertensive patients willing to register under the
diagnosis of tuberculosis, effective case management and successful project received project services such as free drug vouchers, free serum
treatment for patients through universal access to quality services [13]. creatinine test, adherence support, self-management counseling and
Detailed description of this model is available elsewhere [14, 15]. The follow-up call services to encourage patients to regularly follow-up with
current hypertension control study leveraged PATH’s experience in their service provider. The duration of the vouchers was coterminous with
working with the private providers in Mumbai. the next follow-up date. In addition, in the intensive ward, hub agents
After conducting a scoping exercise in six wards of Mumbai, two wards
were placed in selected facilities with high patient load to improve patient
were selected for the project (Supplementary Fig. 1). The first ward, G-
registrations and to support service providers in facilitating uptake of
North, was a dense slum cluster with a population of 602,238. The second services offered under the project. Some hub agents were full time project
ward, the N-ward, had sporadic slum clusters and a population of 622,594. staff, while others were clinic staff and were provided an honorarium to
The project conceptual framework was designed to address anticipated conduct additional duties for the project. Of the 82 providers in the
challenges to the successful management of hypertension in India’s intensive ward, 16 facilities were provided project hub agents, while 14
private sector. A service delivery model was developed with three key
were provided honorarium hub agents. The remaining 52 facilities in
interventions as seen in Fig. 1. The project was designed as an iterative
the intensive ward did not have any hub agents. Hub agents were given a
model to enable quick operational changes and its adaptation to project target for enrollment based on the records and were eligible for incentives
activities to maximize impact. The project on-boarded private-sector if they exceeded those targets.
service providers (doctors, pharmacists and laboratories) in both the wards. Along with the hub agents, the project also provided for treatment
coordinators. The treatment coordinator would call the patient 48 h after
Provider selection enrollment to provide lifestyle management and adherence counseling.
We established a network of private practitioners in the study area who The treatment coordinator would also contact all patients who missed
reported diagnosing more than ten hypertensive patients a month at their appointments. In the intensive ward, three treatment coordinators
baseline and were willing to comply with the study protocols. These were provided to conduct adherence and monthly follow-up calls to
included practitioners with Doctor of Medicine (MD), Bachelor of Medicine registered patients, whereas, in the lean ward, only one treatment
and Surgery (MBBS) and Ayurveda, Homeopathy and Unani degrees coordinator conducted adherence and quarterly follow-up calls.
(together termed as AYUSH providers). All practitioners in the study Based on the performance of the project sites, over the course of the
received training on hypertension management according to the study project, several modifications were made to the project operations. The
protocols. A validated digital sphygmomanometer was provided to all changes included prioritization of field visits to providers based on their
practitioners. The frequency of follow-up visits depended on the number performance and potential to deliver targets, incentivization of hub agents
of patients being enrolled by the practitioners—those who enrolled fewer for patient registration, simplification of data collection tools, introduction
patients were visited more often. A total of 82 practitioners were enrolled of fixed dose combinations (FDCs) to increase project hypertension
in each ward over the course of the project. Among these, in the lean ward, protocol drug prescriptions and voucher utilization, intensive follow-up call
60 (73%) were AYUSH, 10 (12%) were MBBS and 12 (15%) were MD week, call center services, and setting up of community kiosks for BP
Follow up BP monitoring
services
Human resource support:
Human resource support: 3 Treatment Coordinators,
1 Treatment Coordinator, No Hub Agents, Honorarium Hub
Hub Agents Agents, Community Kiosk
Coordinator and Volunteers
Fig. 2 Intervention models in lean and intensive wards in the Mumbai hypertension control project. This figure illustrates the
interventions offered in the lean and intensive models.
measurements. The FDCs available through the project included Telmi- Kaplan–Meier curves were used to describe the time to BP control among
sartan 40 mg and Amlodipine 5 mg, Telmisartan 40 mg and Chlorthalidone patients with at least one follow-up visit. The cohort enrolled till December
6.25 mg, Telmisartan 40 mg and Hydrochlorothiazide 12.5 mg, Amlodipine 2019 was considered for logistic regression and survival analysis.
5 mg and Telmisartan 40 mg and Chlorthalidone 6.25 mg. In addition, Data were analyzed using R. Categorical variables among demographic
some strategies that did not work were discontinued. The mid-course and clinical variables are summarized using numbers and proportions, and
corrections and their effect on patient enrollment is shown in Supple- continuous variables are described using the median and interquartile
mentary Fig. 4. range. Logistic regression controlling for the ward, age, gender, voucher
utilization, hub agent, provider type, and follow-up phone calls was used
to describe the factors associated with controlled BP and age, gender,
Study participants voucher utilization, hub agent, provider type, BP measurement at
Patients above the age of 18 years and diagnosed with hypertension were registration, proportion of follow-up phone calls, proportion of follow-up
enrolled after written consent was provided. Hypertension was defined as visits, duration of treatment, and ward for patient follow-up (at least once).
systolic BP ≥ 140 mmHg or diastolic BP ≥ 90 mmHg on two successive Irrespective of the number of follow-up visits, the last available BP
occasions. Patients who were known hypertensives were also included. measurement was taken as final for this analysis.
Patients with secondary hypertension were excluded.
Total
the 6036 patients with uncontrolled BP at baseline, 25.6%
16%
21%
24%
16%
20%
27%
38%
44%
36%
38%
achieved BP control on the last recorded follow-up visit
(Supplementary Fig. 5).
1029
1972
4071
4595
# of Patients followed
(5.1 months).
up in next quarter
under control then lean ward (Table 4). Compared to those with
an age less than 45 years, patients in the higher age groups
Intensive
enrolled
enrolled
# of Pts
# of Pts
1338
2609
3174
7693
572
572
1.48; p < 0.001) and MD (aOR: 1.41; p < 0.001) providers showing
better control than those visiting AYUSH providers.
3–6 months BP control of
DISCUSSION
Cohort blood pressure control achieved by 3–6 months after enrollment.
20%
32%
31%
29%
29%
1462
1421
3974
1973
257
351
709
656
sooner.
Several interventions succeeded in improving the likelihood
Quarter of enrollment
Q4 (Oct–Dec 2019)
Q3 (Jul–Sept 2019)
Q3 (Jul–Sept 2019)
Q1 (Jan–Mar 2019)
Q1 (Jan–Mar 2019)
Q2 (Apr–Jun 2019)
Q2 (Apr–Jun 2019)
Total
Total
N= 1609
N= 2808
Fig. 3 Kaplan–Meier curve describing the time to blood pressure control in intensive and lean wards in the Mumbai Hypertension
Project. This figure shows the time to BP control patients whose BP was uncontrolled at the time of registration and who came for follow-up.
medications [18]. Another cross-sectional study conducted in the government run public sector, due to issues relating to poor
Kolkata slums showed higher adherence rates among patients accessibility, long waiting times, poor quality of care, and non-
provided free antihypertensive medications [19]. The placement of availability of doctors, many patients with hypertension prefer the
hub agents was also an important driver of better follow-up rates. private sector [22].
A study on perspectives of private providers in the state of Our project had several limitations. Selection of the two wards
Madhya Pradesh revealed that an increase in the number of staff compared was based on convenience, was not randomized, and
for patient follow-ups, employee incentives and provision of free as a result, the two arms were not equivalent in terms of
hypertension protocol drugs were some of the key actions that demographic and socio-economic profiles, baseline BP control,
could facilitate the adoption of IHCI strategies [20]. In facilities and likely other unmeasured factors. Once the study began, a
with AYUSH and MBBS providers, the follow-up rate was better as higher number of MBBS and MD providers were onboarded for
compared to MD providers, however, this may have been the project in the intensive ward. The effect of consultation fees
influenced by higher MD provider consultation charges. Despite charged by providers on follow-up rates was likely important but
these interventions, overall patient retention rates were low in not directly analyzed. The disaggregated data for previously
both wards. Almost half of the enrolled patients failed to follow-up diagnosed and new hypertensive patients were not captured. The
at least once across both wards. Similar high loss to follow-up follow-up details and the treatment history of the registered
rates have been reported by other studies conducted in public patients who were not provided or did not utilize the free drug
health facilities [5, 21]. vouchers under the project was not collected. The results come
Despite interventions targeted to improve follow-up and from two urban settings which might not be generalizable to
retain patients in chronic hypertension care, loss-to-follow-up other contexts. The COVID-19 pandemic further affected and
was high, and in the end, the Mumbai Hypertension Project did interfered with project interventions and follow-up call services in
not demonstrate success in improving BP control overall. The the last quarter of the study.
program did improve BP control for those patients retained in
care: average 3–6 monthly cohort BP control rate improved from
24% at baseline to 38% among those who followed up. While CONCLUSION
phone calls and drug vouchers improved follow-up rates, these In conclusion, despite multiple project interventions to improve
interventions were not seen to lead to improved BP control. In cohort hypertension control and retention in care, loss-to-follow-
facilities with MD and MBBS providers, BP control of patients was up remained high, and BP control rates improved over time only
better as compared to AYUSH providers. As AYUSH providers among those who followed up. To reach India’s national
had high patient follow-up rates but lower BP control rates, hypertension control goals, the private sector must be engaged
there is potential to explore further engagement strategies with by training private sector health care providers in standard IHCI
this category of providers to improve the quality of care for BP treatment practices, providing chronic care financial incentives to
control. these providers (e.g., from insurance reimbursements), and
Overall high loss-to-follow-up and low cohort BP control in both retaining patients in care with good quality and affordable
the lean and intensive wards of the project may be explained by services and medications.
the fact that many primary care clinics in India’s private sector are The Mumbai Hypertension Project also demonstrated the
not geared to deliver services for hypertension and other chronic feasibility of implementing a standard package of chronic
conditions. Patients seeking care in the private sector may have hypertension care services among private sector service providers
limited knowledge and opportunities to learn about the in two wards of Mumbai. The private sector clinics are not
consequences of leaving a condition like hypertension uncon- currently designed for chronic hypertension treatment delivery,
trolled, which might have led to loss-to-follow-up. Patients are also and despite the efforts of the program, it was difficult to overcome
required to pay out of pocket for consultation fees and the systematic obstacles, especially the lack of provider incentives
medications, which may not be financially sustainable for chronic to provide follow-up care and patient financial and convenience
diseases requiring life-long care. Though most services are free in barriers.
ACKNOWLEDGEMENTS
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