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Non-Probability Sampling

Alison Galloway
Queen Margaret University College, Edinburgh, United Kingdom

Glossary the nature of the research problem, the availability


(or otherwise) of a good sampling frame, money, time,
population The group of people/items/units under required level of accuracy in the sample, and data collec-
investigation, about which the researcher wishes to draw tion methods. Each form has its advantages, each its
conclusions. disadvantages.
probability sample A sample in which each member of the
population has a quantifiable or calculable equal chance of
selection.
sampling frame A list of the names and/or addresses of the Introduction
population under investigation; the data should be com-
prehensive and up-to-date. Definition
simple random sample A sample in which each element of
the population is allocated its own number or identifier, and In a non-probability sample, some members of the pop-
then random number tables or computer-generated ran- ulation, compared to other members, have a greater but
dom numbers are used to select a sample; often used as unknown chance of selection. There are five main types of
a standard against which other sampling methods are non-probability sample: convenience, purposive, quota,
evaluated. snowball, and self-selection.
stratified sample A sample whereby the final selection is
made to represent the same proportion with which the
selected strata (or stratum) occur in the population as
a whole.
Comparison with Probability Samples
stratum/strata Group/groups, often demographic, that are The main feature present in a probability sample, but
identifiable within a sampling frame; may be categorized by generally absent in a non-probability sample, is
age, gender, socioeconomic grouping, income, etc. a sampling frame. Probability samples are possible only
systematic sample A form of random sampling whereby,
when there is a complete and up-to-date list of the mem-
instead of random numbers being selected, the researcher
bers (names and/or addresses) of the population under
moves through the sampling frame, picking every nth
entry. investigation. There are, of course, many situations in
which it is not possible to obtain a sampling frame. For
example, when researching football supporters, it is not
feasible to obtain a list of names or addresses of people
When undertaking any survey, it is essential to obtain data who attend games. It should be possible to obtain a list of
from people who are as representative as possible for the people who are official members of the team, but this
group being studied. Even with the perfect questionnaire is unlikely to comprise all supporters. Similarly, there is
(if such a thing exists), survey data will be regarded as not a sampling frame easily available to researchers of
useful only if it can be demonstrated that the respondents all the elderly in a population. Non-probability tech-
used are as representative as possible. As with probability niques therefore have to be used whenever there is no
methods, non-probability sampling encompasses a range readily available and complete list of the population under
of techniques. The choice of method will depend on investigation.

Encyclopedia of Social Measurement, Volume 2 Ó2005, Elsevier Inc. All Rights Reserved. 859
860 Non-Probability Sampling

Advantages and Disadvantages of shopping area of an average town, the people on the
Non-Probability Sampling street at that time are likely to result in an overrepre-
sentation of the views of, for example, the unemployed
The most obvious advantage in non-probability samp-
and the elderly retired population. There will be a cor-
ling is clearly the ability to target particular groups
responding underrepresentation of those working in
of the population. Non-probability methods are often
traditional ‘‘9-to-5’’ jobs. This can, of course, be
dismissed or criticized because they do not have the sta-
counterbalanced to some extent by careful selection of
tistical foundations of probability methods. However,
different times and days of the week to ensure a slightly
a survey using, for example, random, systematic, or
more balanced sample.
stratified sampling may adopt methods such as postal
Despite the enormous disadvantage of convenience
delivery, which characteristically has extremely poor
sampling that stems from an inability to draw statistically
response rates. It could certainly be argued that as
significant conclusions from findings obtained, conve-
many valid conclusions can be drawn from a well-
nience sampling does still have some uses. For example,
constructed study using non-probability methods, com-
it can be helpful in obtaining a range of attitudes and
pared with a probability survey to which only 10% of
opinions and in identifying tentative hypotheses that
the sample responded. Researchers would need to be
can be tested more rigorously in further research.
confident that those 10% were truly representative of
Nevertheless, it is perhaps the weakest of all of the
the population as a whole.
non-probability sampling strategies, and it is usually pos-
Non-probability methods also have the advantage in
sible to obtain a more effective sample without a dramatic
typically being less expensive to conduct. Savings, in terms
increase in effort by adopting one of the other non-
of both money and time, can be achieved not so much by
probability methods. The following examples of conve-
the sampling method per se, but rather by the forms of
nience sampling from published research represent the
delivery that are available for these methods. For exam-
wide range of applications in the social sciences and in
ple, face-to-face delivery can be cheaper than postal
business research:
approaches, particularly where oversampling has had to
be used to compensate for the typically poor response  A convenience sample of 1117 undergraduate stu-
rates of a mailed survey. dents in American universities explored associations
between perceptions of unethical consumer behavior
and demographic factors. Instructors on two campuses
were contacted to obtain permission to administer the
Convenience Sampling surveys during scheduled classes.
 Questionnaires were distributed using convenience
Definition
methods in a study of the motives and behaviors of back-
Convenience sampling involves using respondents who packers in Australia. The 475 surveys were delivered in
are ‘‘convenient’’ to the researcher. There is no pattern cafes and hostels in areas popular with backpackers.
whatsoever in acquiring these respondents—they may  Differences in bargaining behavior of 100 American
be recruited merely asking people who are present in and 100 Chinese respondents were explored using the
the street, in a public building, or in a workplace, for ex- Fishbein behavioral intention model.
ample. The concept is often confused with ‘‘random sam-
pling’’ because of the notion that people are being stopped
‘‘at random’’ (in other words, haphazardly). However, Purposive Sampling
whereas the correct definition of random sampling
(using random numbers to pick potential respondents Definition
or participants from a sampling frame) generally results
Purposive sampling is sometimes also referred to as
in a statistically balanced selection of the population, a
a judgment sample. Whereas convenience sampling in-
convenience sample has an extremely high degree of bias.
volves asking people who happen to be convenient to the
researcher (on the street, or using friends and family),
those using a purposive sample will endeavor to direct
Application
their survey at a range of respondents who are ultimately
Typically, somebody undertaking a convenience sample representative of at least the extremes of variables under
will simply ask friends, relatives, colleagues in the work- consideration. For example, a researcher using purposive
place, or people in the street to take part in their research. methods may strive to ensure that older age groups as well
One of the best ways of considering the pitfalls of this as younger ones are contained within the sample selected.
form of sampling is to look at this last approach—stopping This can be done as a ‘‘topping-up’’ procedure, whereby
people in the street. On a typical weekday morning in the the researcher can start with what is more or less
Non-Probability Sampling 861

a convenience sample and may decide that there are in- encompassed different ages, levels of education, and gen-
sufficient respondents in a particular age category. ders, and whether the parents had smoked in the past.
Some respondents who will fit into the category are then  Research into the effectiveness of drama in primary
deliberately sought. A number of criteria may be pertinent schools in the introduction of sensitive concepts such as
in accessing a purposive sample. Researchers may, for ex- child protection and personal safety. Participants who
ample, wish to obtain a balanced range of socioeconomic were recruited into focus group research included
groupings or even incomes, although these are clearly teachers, actors, and health promotion staff.
more difficult variables to predict when looking at potential  A purposive sample of respondents from different
respondents on the street or in another public place. levels of service staff. Persons from senior management,
the supervisory level, and front-line operations were
used in semistructured interviews with local authority
Application employees to explore the implications and perceived
benefits of achieving the ‘‘Investors in People’’ standard
Purposive samples do not have to be undertaken in public
(a national quality standard of business practices in the
places or even face to face. Potential respondents can be
United Kingdom).
contacted in a variety of ways and it is perfectly feasible to
use several of these methods to select a range of charac-
teristics. For example, a researcher wishing to contact Quota Sampling
a good sample of the elderly to determine any problems
they were experiencing with their housing would want to Definition
ensure that a range of demographic factors could be
encompassed; this can be achieved with a purposive There are a number of commonalities between quota and
sample. It would clearly be important to include both purposive sampling, but a critical difference lies in the fact
male and female respondents in such a sample. It could that the former is invariably undertaken by groups of
also be considered critical that both the ‘‘young old’’ (the researchers, whereas the latter can be undertaken by
newly retired) and the ‘‘old old’’ (over 80, say) were in- an individual researcher. Quota sampling tries to replicate
cluded. It might also be important to ensure that all hous- proportions of demographic factors whereas, in purposive
ing tenure forms were encompassed when selecting sampling, researchers may be satisfied merely to include
respondents. Accessing such a broad range of variables a reasonable range of the variables being examined.
might require more than one sampling strategy. For ex- Quota sampling is an extremely common technique
ample, access may be given to age/sex registers of medical employed by market research companies, particularly
practices, whereby a range of ages of males and females when they are adopting a face-to-face on-street interview-
could be located. Renters could be accessed through hous- ing methodology. It is generally used for large-scale sam-
ing associations or similar organizations, and owners could ples of 2000 or more and is a useful alternative to
be located in private housing developments for the elderly. probability samples, such as a random stratified sampling.
Social clubs for the elderly could also be used as an access As with a stratified sample, it is necessary to know certain
point, but this would generally lead to those elderly who demographic factors about the sample population (for
might be considered more gregarious. example, proportions of males/females, age composition,
Another example of the useful application of purposive or socioeconomic grouping). This information can be ob-
sampling would be in a study of healthy eating. If the tained easily through census data. The data are used to
researcher were to resort to convenience sampling, re- calculate quotas for each of the demographic groups that
spondents might be of a fairly narrow age band and are considered pertinent to the subject of the research
a limited range of socioeconomic groupings. A purposive being undertaken. Each researcher can then be given
sample would ensure that people falling within a good a brief that specifies the number of people to interview
range of ages (e.g., from 18 to 80 years) were contacted with these characteristics. Complex quotas can be devel-
and that the group included professionals as well as man- oped to incorporate all of the critical demographic or
ual workers. It might even be considered useful to make other variables.
sure that the sample included people who take plenty of
exercise (by delivering some surveys in a health club, for Application
example), as well as those who do not, by contacting social
The main objective in a quota sample is to try to repli-
organizations with a more sedentary focus. The following
cate the proportions of particular critical variables in
examples of purposive sampling have been reported in
the population as a whole. Imagine, for example, that
research literature:
researchers want to undertake a survey in a town with
 A study of nonsmoking parents of adolescents a population of 64,746 people. They wish to ensure that
who smoke. A purposive sample of 25 respondents their sample is representative with respect to three
862 Non-Probability Sampling

main variables: gender, age, and housing tenure (owner- survey. A quota sample ensured that gender as well as
occupiers, social renters, and private renters). Using cen- proportional student faculty membership were reflected
sus or similar data, they can determine the numbers of in the final choice of respondents.
people representing these variables in a particular area
Tables I and II). Researchers would not necessarily be
targeting a particular percentage of the population and
could start instead with a total sample number (e.g., 500 or
Snowball Sampling
1000). For the sake of simplicity, though, imagine that
Definition
a 1% sample is the goal. This would mean that, for their
quota sample, the entire group of researchers would have Just as a snowball gets bigger when rolled in snow,
to find the numbers of people shown in Tables III and IV. a snowball sample increases in size as a small number
These figures would be divided up among the team un- of potential respondents suggest the names and/or ad-
dertaking the fieldwork (perhaps based in different parts dresses of other people who fulfill particular criteria. It
of the town). Although gender is usually quite apparent is a particularly useful technique when looking for re-
and an approximation of age can be made by the re- spondents with unusual interests/faiths/medical condi-
searcher, as the fieldwork progressed and the different tions and so on. The researcher begins by contacting
quotas were met, the researcher would have to establish two or three people who are thought to fulfill the criteria
housing tenure and confirm age fairly early on in the being sought and asking them if they know of other people
interview with a short filtering question. The following with the same interest/condition, etc. If each of three
examples of quota sampling have been reported in re- people supplies the names of another three, and those
search literature: contacts subsequently supply names of potential respond-
ents, a healthy number of participants soon results.
 Research into the perceived efficacy of sales promo-
tions in UK supermarkets. This research used a quota
sample that took account of gender and age. The popu-
lation profile in the United Kingdom was used to ensure
Application
that the study’s sample would reflect the general popula- There are countless situations in which a snowball sample
tion in these demographic variables. can be considered an appropriate strategy, particularly
 The way in which students shop for food. This where a criterion for research may be very widely
demographic was explored in a questionnaire-based dispersed and difficult to track down using conventional

Table III Number of Respondents Required for a 1% Sample


Table I Quota Sample of Housing Tenure Data for Malesa of Malesa
Age (years) Owner-occupier Social renter Private renter Age (years) Owner-occupier Social renter Private renter
18 25 2149 788 645 18 25 21 8 6
26 35 2338 857 701 26 35 23 9 7
36 45 4573 1677 1372 36 45 46 17 14
46 55 2869 1254 659 46 55 29 13 7
56 65 2845 1435 2241 56 65 28 14 22
Over 65 1865 1697 1611 Over 65 19 17 16
a a
Number of people in the sample who represented a particular Relative to quota sample data in Table I.
variable.

Table IV Number of Respondents Required for a 1% Sample


Table II Quota Sample of Housing Tenure Data for Femalesa of Femalesa

Age (years) Owner-occupier Social renter Private renter Age (years) Owner-occupier Social renter Private renter
18 25 2053 920 566 18 25 21 9 6
26 35 2247 1007 620 26 35 22 10 6
36 45 4217 1890 1163 36 45 42 19 12
46 55 2859 1282 789 46 55 29 13 8
56 65 4104 1673 1299 56 65 41 17 13
Over 65 3759 1884 838 Over 65 38 19 8
a a
Number of people in the sample who represented a particular variable. Relative to quota sample data in Table II.
Non-Probability Sampling 863

approaches. The following examples are again taken from (‘‘spamming’’). Similarly, Web pages can be used, provided
the literature: that they are publicized sufficiently to encourage respond-
ents to participate. The following examples of self-selec-
 An exploration of the ethical precepts held by
tion sampling have been reported in research literature:
a sample of Chinese professionals. This study used a snow-
ball sample by asking participants in a management de-  Research into international mobility among business
velopment program to complete a questionnaire and to and education professionals. Self-selection sampling was
persuade their peers to do the same. accomplished by the use of institution-wide emails to all
 A study of factors influencing substance use in 16- to academic staff in a sample of higher educational institu-
22-year olds. This study used snowballing techniques to tions in four different countries.
include students and even a drug seller as their contact  Major Internet surveys. These surveys have adopted
points. self-selection as a sampling strategy, the most notable
 Two studies of professional women with children being that done by the Georgia Institute of Technology’s
(one focusing on lone mothers). This research drew on Graphics, Visualization, and Usability (GVU), in which
snowball techniques to acquire sufficient numbers of Internet usage is monitored on a regular basis.
respondents.
 A cross-cultural study of consumer decision making.
Conclusions
This research used a snowball sample because of the dif-
ficulty in contacting Indian-Tamil wives located in India. Although researchers may feel constrained when the lack
Initial contacts were asked to provide referrals of female of an available sampling frame rules out the possibility of
married friends and relatives who would be willing to a probability sample, there are still a number of options
participate. available in the range of non-probability samples.
Although non-probability samples do not carry the same
weight as probability samples, in statistical terms, they do
Self-Selection still provide the opportunity to draw from a representative
selection of the population. A true random sample with an
Definition extremely low response rate may have no greater chance
of being representative than, for example, a carefully
A self-selected sample is simply one in which the respond-
constructed quota sample. Not all research requires
ents put themselves forward for participation in a survey
high degrees of accuracy, and for exploratory research,
or similar form of research. The possibility of bias in the
in particular, a non-probability sample may be a perfectly
sample is extremely high, because those most likely to put
appropriate strategy.
themselves forward are those who have a particular
interest in the subject. Whereas this interest can
be a necessary criterion for some research, there may See Also the Following Articles
be instances when only those respondents who have ex-
tremely positive or extremely negative experiences per- Population vs. Sample  Randomization  Sample Size 
taining to the study subject volunteer for the study, and Snowball Sampling  Stratified Sampling Types
the ‘‘average’’ viewpoint may thus not emerge.

Further Reading
Application
Boys, A., et al. (2002). The relative influence of friends and
Self-selection can be implemented in a number of ways. functions: Modelling frequency of substance use in a non-
When research is in the form of a survey, questionnaires treatment sample of 16 22 year olds. Health Edu. 102(6),
can simply be left in a variety of appropriate locations (e.g., 280 288.
medical practice waiting rooms and public libraries). This Callen, K. S., and Ownbey, S. F. (2003). Associations between
relies to a high extent on altruism, although incentives such demographics and perceptions of unethical consumer
as a prize drawing can play an important part in increasing behaviour. Int. J. Consumer Stud. 27(2), 99 110.
the size of a self-selected sample. Another form of self- Douglas, A., et al. (1999). The impact of Investors in People on
Scottish Local Government services. J. Workplace Learn.
selected sampling involves publicizing through posters or
11(5), 164 169.
flyers. Details of projects can be given with a request for
Ganesh, G. (1997). Spousal influence in consumer decisions:
volunteers to contact the researcher by telephone, post, or a study of cultural assimilation. J. Consumer Market 14(2),
email. Finally, self-selection can be incorporated into In- 132 155.
ternet-based surveys. Emails can be sent to appropriate Gilbert, D. C., and Jackaria, N. (2002). The efficacy of sales
distribution lists or newsgroups, although care has to be promotions in UK supermarkets: A consumer view. Int. J.
taken to avoid doing this in an inappropriate manner Retail Distrib. Mgmt. 30(6), 315 322.
864 Non-Probability Sampling

Gill, S., and Davidson, M. J. (2001). Problems and pressures Orme, J., and Salmon, D. (2002). Child protection drama in
facing lone mothers in management and professional primary school—An effective educational approach? Health
occupations—A pilot study. Women Mgmt. Rev. 16(8), Edu. 102(4), 187 196.
383 399. Richardson, J., and McKenna, S. (2002). Leaving and
Gordon, J. R., et al. (2002). The midlife transition of experiencing: Why academics expatriate and how they
professional women with children. Women Mgmt. Rev. experience expatriation. Career Dev. Int. 7(2), 67 78.
17(7), 328 341. Small, S. P., et al. (2002). Struggling to understand: the
Lee, D. Y. (2000). Retail bargaining behaviour of American experience of non-smoking parents with adolescents who
and Chinese customers. Eur. J. Market 34(1), 190 206. smoke. Qual. Health Res. 12(9), 1202 1219.
Mohnsin, A., and Ryan, C. (2003). Backpackers in the Ward, M. R., and Lee, M. J. (2000). Internet shopping,
Northern Territory of Australia—Motives, behaviours and consumer search and product branding. J. Product Brand
satisfactions. Int. J. Tourism Res. 5, 113 131. Mgmt. 9(1), 6 20.
Ness, M., et al. (2002). The student food shopper: Segmenta- Wright, P. C., et al. (2003). Ethical perceptions in China: The
tion on the basis of attitudes to store features and shopping reality of business ethics in an international context. Mgmt.
behaviour. Br. Food J. 104(7), 506 525. Decis. 41(2), 180 189.

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