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Key stages in: Trade Lifecycle of an Equity Explained in simple terms. Whatis Trade Lifecycle (TLC) of an Equity ? TLC of an equity refers to the series of stages that a trade involving equity securities goes through, from initiation to completion. It encompasses the entire process involved in buying or selling equities in the financial markets. Key Stages... 1. ORDER GENERATION ¢ Investors or traders create buy/sell orders ¢ Orders can be market, limit, or stop orders 2. ORDER ROUTING ¢ Orders are sent to the right market or exchange ¢ Electronic platforms and algorithms help with efficient routing 3. ORDER EXECUTION ¢ Orders are matched with counterparties ¢ Trade happens on an exchange or in other markets HT. eiz= Continued... 4. TRADE CONFIRMATION ¢ Both parties agree on the trade details ¢ Price, quantity, and settlement terms are confirmed 5. TRADE CLEARING ¢ Making sure both parties fulfill their obligations ¢ Checking trade details and resolving any issues 6. TRADE SETTLEMENT e Actual transfer of ownership and funds e¢ Done through a central Q clearinghouse or custodian I 8 8@ Continued... 7. TRADE REPORTING ¢ Reporting trade details to relevant parties ¢ Complying with regulations and ensuring transparency 8.TRADE RECONCILIATION ¢ Matching trade details between parties e Ensuring accuracy and resolving any differences 9. TRADE SURVEILLANCE ¢ Monitoring for market abuse or irregularities ¢ Following rules and preventing fraud oS & ez - ~ Mnemonic ORDER-GRE Exam & TRADE-CCS with RRS ORDER-GRE ¢ Order Generation ¢ Order Routing e Order Execution TRADE CCS RRS e Trade Confirmation e Trade Clearing e Trade Settlement ¢ Trade Reporting e Trade Reconciliation e Trade Surveillance Thank you! Was it helpful to you ? Show some love by liking this post ®@ in| Krushna Akele Follow for more such content Leave a comment below

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