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Reirradiation For Head and Neck
Reirradiation For Head and Neck
e111–e118, 2011
Copyright Ó 2011 Elsevier Inc.
Printed in the USA. All rights reserved
0360-3016/$ - see front matter
doi:10.1016/j.ijrobp.2011.01.004
FRANK HOEBERS, M.D., PH.D.,*# WILMA HEEMSBERGEN, PH.D.,*y SUZANNE MOOR, R.T.T.,*
MARTA LOPEZ, PH.D.,y MARTIN KLOP, M.D., PH.D.,z MARGOT TESSELAAR, M.D., PH.D.,x
AND COEN RASCH, M.D., PH.D.*
Departments of *Radiation Oncology, yBioinformatics and Statistics, zHead and Neck Oncology and Surgery, and xMedical Oncology,
The Netherlands Cancer Institute / Antoni van Leeuwenhoek Hospital, Amsterdam, The Netherlands, #Maastricht University Medical
Center, Department of Radiation Oncology (MAASTRO clinic), GROW School for Oncology and Developmental Biology, Maastricht,
The Netherlands
Purpose: To analyze the effectiveness and toxicity of reirradiation (re-RT) for head-and-neck cancer.
Methods and Materials: A retrospective data analysis was performed of 58 patients who underwent re-RT with
curative intent. Re-RT was given as definitive treatment in 53% of patients, whereas salvage surgery preceded re-
irradiation in 47%. The median cumulative RT dose was 119 Gy (range, 76–140). Concurrent chemotherapy was
administered with re-RT (CRT) in 57% of patients. Event-free survival was defined as survival without recurrence
and without serious toxicity ($Grade 3).
Results: Median follow-up was 57 months (range, 9–140). Locoregional (LR) control was 50% at 2 and 5 years. The
2-year and 5-year overall survival (OS) was 42% and 34%. The following factors were associated with improved OS:
postoperative re-RT (vs. primary re-RT), treatment with RT only (vs. CRT) and interval >3 years between previous
RT and re-RT. For patients treated with postoperative re-RT and definitive re-RT, the 5-year OS was 49% and 20%,
respectively. Patients treated with CRT had a 5-year OS of 13%. Serious (late) toxicity $Grade 3 was observed in 20
of 47 evaluable patients (43%). Three cases of treatment-related death were recorded. The 2- and 5-year serious
toxicity-free interval was 59% and 55%, respectively. Associated with increased risk of serious toxicity were CRT
and higher re-RT dose. The event-free survival rates at 2 and 5 years were 34% and 31%, respectively.
Conclusions: Re-RT in head-and-neck cancer is associated with poor survival rates of 13–20% in patients with
inoperable disease treated with primary (chemo-) re-RT. For this subgroup, however, no other curative options
are available. Long-term disease control and survival can be achieved in patients who receive re-RT as an
adjunct to surgical resection. The rates of serious toxicity after re-RT are high, with an incidence of approxi-
mately 45% at 5 years. Approximately 1 in 3 patients survived re-RT without recurrence and severe
complications. Ó 2011 Elsevier Inc.
Reprint requests to: Frank Hoebers, M.D., Ph.D., Maastricht lands. Tel (+31) 88 4455666; Fax (+31) 88 4455667; E-mail: frank.
University Medical Center, Department of Radiation Oncology hoebers@maastro.nl
(MAASTRO clinic), GROW School for Oncology and Develop- Conflict of interest: none.
mental Biology, Dr. Tanslaan 12, 6229 ET Maastricht, The Nether- Received Aug 12, 2010, and in revised form Dec 29, 2010.
Accepted for publication Jan 3, 2011.
e111
e112 I. J. Radiation Oncology d Biology d Physics Volume 81, Number 3, 2011
Table 1. Patient, tumor, and treatment characteristics of 58 with RT. The following selection criteria were applied: histologic
patients proof of recurrent disease or second primary tumor after previous
radiation and no evidence of distant metastases. The diagnostic
No. %
evaluation included physical examination, radiologic evaluation
Patient of the head and neck by computed tomography (CT) and/or mag-
Sex netic resonance imaging, panendoscopy with biopsies and screen-
M 42 72 ing for distant metastases using CT and/or positron emission
F 16 28 tomography—(CT). For previously irradiated patients presenting
Mean age (y, range) 60 (34–81) with recurrent or second primary tumors, surgical salvage has re-
Tumor mained the standard of care in our clinical practice. In cases of ir-
Primary tumor site resectability, primary reirradiation (with or without concurrent
Oropharynx 18 31 chemotherapy) was to be discussed in the multidisciplinary tumor
Larynx 12 21
board meeting and, if deemed appropriate, presented to the patient
Oral cavity 5 9
Nasopharynx 4 7 as a therapeutic option. In general, for patients with recurrent dis-
Hypopharynx 4 7 ease the minimum time interval between previous RT and reirradia-
Esophagus 3 5 tion was 2 years, unless the recurrence occurred in a nonirradiated
Nasal cavity/sinus 3 5 area (e.g., the opposite side of the neck). Postoperative reirradiation
Unknown primary 1 2 was considered only if the pathologic features of the surgical spec-
Other* 8 14 imen indicated a high risk of subsequent recurrence: positive mar-
Histology gins, lymph node metastasis with extracapsular extension (ECE),
Squamous cell carcinoma 51 88 and/or multiple lymph node metastases.
Salivary gland carcinoma 4 7 Between 1998 and 2009, 58 patients with head-and-neck cancer
Nasopharyngeal carcinoma 1 2
underwent reirradiation with curative intent. In 88% of cases, the
Othery 2 3
Treatment histology of the retreated tumor was squamous cell carcinoma.
Indication for reirradiation Head-and-neck tumor sites included oropharynx, nasopharynx,
Second primary tumor 21 36 hypopharynx, larynx, or oral cavity in 75% of cases (Table 1).
recurrence 37 64
Reirradiation setting
Primary/definitive 31 53 Treatment
Postoperative 27 47 Radiotherapy was generally given with 4- to 6-MV photon linear
Indication for postoperative re-RT accelerators using an immobilization mask. Treatment was given
R1 resection 12 44 according to the standard of practice at the time of reirradiation
R2 resection 1 4 using either standard parallel opposing fields, with or without an
Nodal ECE 10 37 adjacent anteroposterior supraclavicular beam, or an intensity-
pN2 (a/b/c) 4 15 modulated (IM) RT technique, depending on resources. From
Concurrent chemotherapy: 2001 to 2002 on, three-dimensional (3D) RT and IMRT were intro-
Cisplatin-based 33 57
duced into the routine clinical practice, and 30 patients were treated
None 25 43
with these techniques. The remaining 28 patients received standard
Abbreviations: ECE = extracapsular extension; RT = radiation techniques with parallel opposing beams. The spinal cord was con-
therapy. sidered the most important organ at risk during reirradiation.
* Other sites included salivary gland (3), trachea (1), vestibulum Depending on the interval between the date of first RT and the re-
nasi (1), and skin (3). irradiation, some degree of repair of sublethal damage to the spinal
y
Other histologies included basal cell carcinoma (1) and Merkel cord was taken into account. The cumulative RT dose of the first
cell carcinoma (1). treatment (including the calculated repair) and the retreatment
was kept below 50 Gy for the spinal cord. Because a substantial pro-
trial available (6), to our knowledge, this treatment approach portion of patients received irradiation and/or reirradiation with
standard parallel opposing fields, no 3D dose information was
has gained acceptance over time.
available for other organs at risk except for the spinal cord. In ad-
The aim of this retrospective single-center study was to
dition, some patients received their first radiation treatment outside
analyze the effectiveness of reirradiation for head-and-neck our center, which again prohibited calculation of cumulative doses
cancer with regard to toxicity, locoregional (LR) control, to organs at risk (e.g., mandible, large vessels, nerves, vertebrae).
and survival. All patients who received reirradiation with Cumulative radiation doses to these structures could therefore not
curative intent with overlapping fields, after a previous radia- be calculated, and no dose restrictions for them were used.
tion treatment to the head-and-neck area for a recurrence or In the majority of cases, target volume definition for reirradiation
secondary primary tumor, were included in this study. included the gross tumor volume (GTV) for both the primary tumor
and the lymph nodes. Given the differences in treatment techniques,
a uniform description of the GTV to clinical target volume (CTV)
METHODS AND MATERIALS expansion could not be given, but a maximum margin of 1.5 cm was
applied to the GTV to define the CTV. The CTV to planning target
Patients volume margin was 5 mm in 3D RT and IMRT patients. In addition
Patients were selected who received external beam reirradiation to this CTV, in most cases elective areas were also included of re-
to the head-and-neck area with curative intent (intended RT dose gions that were considered to be at risk for microscopic disease.
$50Gy) to overlapping areas that had previously been treated This included other neck levels of the ipsilateral or contralateral
Reirradiation in head-and-neck cancer d F. HOEBERS et al. e113
side of the neck. In a postoperative setting, the localization of the ber of patients who had benefited from reirradiation, we defined
tumor was reconstructed on the simulator films or planning CT, a composite endpoint: event-free survival (EFS), which was defined
and the target volume included the (resected) GTV (with a maxi- as survival without disease recurrence and without serious toxicity
mum 1.5-cm margin for CTV) and the entire surgical bed including (CTC $Grade 3).
the neck. Because some of the patients were treated with conven-
tional parallel opposing fields and others with IMRT, a semiquanti- Statistical analysis
tative descriptive method was chosen to assess the degree of Kaplan-Meier plots and log-rank testing were used to describe
overlap. This was based on the amount of the head-and-neck area survival. Univariate Cox proportional hazard regression analysis
being reirradiated (Fig. 1). was performed to establish factors that were associated with LR
In general, the radiation dose to the elective areas was 46 Gy, control. Given the small sample size (n = 58), no multivariate anal-
followed by a boost of 14 to 20 Gy to the high-risk area in a postop- ysis was performed. We considered p values <0.05 to be statistically
erative setting or a boost of 24 Gy in a definitive RT setting. significant.
The median dose of the first treatment was 67 Gy (range, 35–70).
The median delivered dose of the reirradiation was 66 Gy (range,
RESULTS
16–70), resulting in a median cumulative dose of 119 Gy (range,
76–140). The median interval between first RT and reirradiation The median follow-up was 17 months (range, 0.5–140) of
was 3.0 years (range, 0.3–43). all 58 patients and 57 months (range, 9–140) among 20 sur-
Concurrent chemotherapy with reirradiation was given in 57% of viving patients. At the time of last follow-up, 20 patients had
cases. This included daily low-dose intravenous cisplatin at a dosage
no evidence of disease (35%), 1 patient was alive with dis-
of 6 mg/m2 in 24 patients according to our previously reported
protocol (7). Seven patients received standard high-dose intravenous
ease (2%), and 37 patients were deceased (63%). The cause
cisplatin (100 mg/m2) in weeks 1, 4, and 7. In 1 patient, cisplatin was of death in these patients was LR tumor in 65% of cases, dis-
administered intra-arterially at a dosage of 150 mg/m2 in weeks 1, 2, tant metastases in 9%, both LR disease and metastases in
3, and 4, according to the RADPLAT protocol (RADiotherapy and 9%, treatment related in 9% (n = 3), and unrelated causes
concurrent intra-arterial cisPLATin) (8). One patient was treated (e.g., pulmonary or cardiac disease) in 8%. For all patients,
with cisplatin and 5-fluorouracil concurrently with radiation. The the estimated LR control was 50% at 2 and 5 years. The DFS
planned treatment was completed in 95% of all patients. was 36% at 2 years and 34% at 5 years. Overall survival (OS)
was 42% at 2 years and 34% at 5 years (Fig. 2).
Endpoints of survival, tumor control, and toxicity
Acute and late toxicity was scored retrospectively and converted Toxicity and complications after reirradiation
to the Common Terminology Criteria for Adverse Events (CTC), The incidence and worst grades of acute toxicity were
version 3.0. For late Grade $3 toxicity, the first date of occurrence Grade 3 mucositis in 49% of patients (n = 26), Grade 3
was recorded for actuarial analysis. Severe toxicity that could be at- skin in 22% (n = 12), tube feeding (nasogastric or by percu-
tributed to the reirradiation but that occurred within 6 months was taneous radiologic gastrostomy) in 48% (n = 27, mainly in
also regarded as an event. Patients with less than 6 months follow- patients treated with concurrent chemoreirradiation: 67%
up and no evidence of severe toxicity at that time were censored vs. 20% in patients treated with RT alone), Grade 2 renal
from the severe toxicity analysis. Follow-up was calculated from
toxicity in 13% (n = 4, in CRT patients only). One patient
the start of reirradiation. LR control was measured from start of
retreatment until LR recurrence. Disease-free survival (DFS) was required tracheotomy during treatment because of airway
defined as the time from start of retreatment until LR recurrence, obstruction due to tumor and/or edema.
distant metastasis, or death, whichever came first. For serious Late toxicity data are presented in Table 2. The most
toxicity-free interval, patients were at risk from start of treatment frequent late toxicities were stricture/stenosis of the pharynx,
until serious toxicity (CTC $Grade 3, event). To evaluate the num- vascular (transient ischemic attack, cerebrovascular accident,
e114 I. J. Radiation Oncology d Biology d Physics Volume 81, Number 3, 2011
treatment with reirradiation alone (vs. concurrent chemo- Location of LR recurrence relative to radiation dose levels
reirradiation), longer interval between first course and reirra- For patients with LR recurrence and for whom treatment
diation, and lower cumulative RT dose. plans were available, the radiation portals or IMRT plans
were reviewed to locate the recurrence relative to the deliv-
Prognostic factors for serious toxicity ered radiation dose. In 18 cases (82%) the recurrence oc-
Univariate analysis for serious toxicity ($Grade 3) was curred locally within the high-dose area ($60 Gy), in 4%
performed for the following factors (Table 4): indication within the intermediate-dose area (46–59 Gy), none within
for reirradiation, reirradiation setting, reirradiation dose, the area that was treated electively for suspected micro-
dose of first radiation, concurrent chemotherapy, cumulative scopic disease (46 Gy), and 14% out of the RT field.
radiation dose, degree of overlap between first radiation and
reirradiation, and interval. Increased risk for serious toxicity DISCUSSION
was associated with concurrent chemoreirradiation and The current study represents a single-center data analysis
a higher reirradiation dose. Definitive reirradiation and of experience with reirradiation in patients with head-and-
higher cumulative dose were of borderline significance. neck cancer with reasonable long-term disease control and
When serious toxicity endpoints were evaluated sepa-
rately, stricture or stenosis of the pharynx was associated Table 4. Univariate analysis for serious toxicity ($Grade 3)
in 47 patients by Cox regression
with chemoradiation, treatment for recurrence, larger over-
lapping areas, more dose, and longer intervals. Osteoradio- Parameter HR p value
necrosis was associated with chemoradiation, primary RT,
more dose, and shorter intervals. Vascular damage was asso- Indication for re-RT
Second PT 0.55 0.19
ciated with treatment for recurrence (data not shown). Recurrence Reference
Concurrent chemo-RT
No, RT alone Reference
Subgroups analysis
Yes 2.84 0.032
As clearly demonstrated from the univariate analyses pre- Re-RT setting
sented in Tables 3 and 4, patients treated by concurrent Definitive re-RT Reference
chemoreirradiation had the worst outcome: OS was only Postoperative re-RT 0.39 0.05
20% and 13% at 2 and 5 years, respectively (Fig. 4), and Interval
#3 years 0.99 0.66
LR control was only 22% at 2 and 5 years. The serious >3 years Reference
toxicity-free interval for these patients was 32% at 5 years, Overlap
and EFS was 11% at 5 years. Bilateral 1.69 0.30
For patients in whom salvage surgery could be performed, Unilateral 1.07 0.92
followed by postoperative reirradiation, a more favorable Partial Reference
Re-RT dose
outcome was observed: LR control was 76% at 5 years, Continuous 1.11 0.036
OS was 49% at 5 years, serious toxicity-free interval was Dose first RT
72% at 5 years, and EFS was 53% at 5 years. Patients who Continuous 1.04 0.58
received postoperative reirradiation for recurrence in the Cumulative RT dose
neck had better outcomes than did those who were retreated Continuous 1.06 0.06
because of recurrent primary tumor: LR control at 2 years Abbreviations: HR = hazard ratio; RT = radiation therapy; PT =
was 84% vs. 35%. primary tumor.
e116 I. J. Radiation Oncology d Biology d Physics Volume 81, Number 3, 2011
were treated with definitive chemoreirradiation to a higher the ‘‘standard’’ echelons. Other series on reirradiation have
dose (Table 3). It could be possible that the higher rate of also included nodal areas of subclinical disease within the re-
toxicity might be explained by the fact that these patients irradiation volume (18, 25, 27), whereas most have not (10–
had inoperable disease, indicating larger radiation fields, 12, 16, 17, 19, 26, 28) or have included only the first nodal
larger overlap, and higher dose. area (6). Based on the above, we have decided to adopt
Several limitations of our study have to be acknowledged. our treatment policy not to include all areas of potential sub-
The retrospective design resulted in a heterogeneous study clinical disease within the target volume. It can be antici-
population in terms of tumor site, histology, and treatment. pated that this reduction in retreated volume may result in
Especially with respect to treatment, selection bias was pres- fewer complications.
ent: patients with inoperable disease were obviously not can- Based on the available literature and our own experience,
didates for surgical salvage and were therefore treated with the following recommendations can be made for patients
definitive chemoreirradiation. The scoring of toxicity from with recurrent disease or a second primary tumor after previ-
retrospective data is difficult by nature, with a risk of missing ous irradiation: If the tumor is resectable, salvage surgery is
data, at least for minor toxicities and complications (Grade the mainstay of treatment. Postoperative reirradiation should
1–2), which may be underestimated. For severe complica- be considered in patients at high risk of subsequent recurrence
tions ($Grade 3), this risk is probably low because these (e.g., in cases of positive resection margins and/or extranodal
complications need medical attention and/or treatment and spread). If the disease is irresectable, definitive reirradiation
will therefore be documented in the medical charts. with concurrent chemotherapy can be offered to the patient.
In our series of reirradiation, the target included the gross Even though the likelihood of a positive outcome is limited
tumor (or high-risk volume in the postoperative setting) and in these cases, it should be realized that no other curative
elective areas of the neck in most cases. This resulted in treatment options are available. Treatment within the context
overlapping volumes encompassing the bilateral neck or of clinical trials remains warranted to establish evidence-
unilateral neck in almost 50% of cases. The need for elective based treatment policies. This may include alterations in
treatment of nodal echelons in the setting of reirradiation can radiation fractionation, more effective chemotherapy, and/or
be questioned, first, because it was noted in the reirradiation other modalities like photodynamic therapy (30).
series from the University of Michigan that in cases with re- In conclusion, reirradiation in head-and-neck cancer is as-
current disease, 96% recurrences were within the GTV (28). sociated with poor survival rates in patients with inoperable
No reirradiation to areas of potential subclinical disease was disease who are given definitive (chemo-) reirradiation. For
given. In our series, also, more than 80% of recurrences de- this subgroup, however, no other curative options are avail-
veloped within the high-dose region. Elective nodal treat- able. Long-term disease control and survival can be achieved
ment will result in a larger volume being retreated, and in patients who receive reirradiation as an adjunct to surgical
this in turn may be associated with increased toxicity from resection. Rates of serious toxicity ($Grade 3) after reirra-
reirradiation. Secondly, drainage patterns after previous ra- diation are high, with an incidence of approximately 45%
diation (and/or surgery) may be altered (29), and thereby un- at 5 years. Approximately 1 in 3 patients survived re-RT
expected nodal metastases could occur despite coverage of without recurrence and severe complications.
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