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Cabres 2010 Ferenczis Contribution To The Concept of Countertransference
Cabres 2010 Ferenczis Contribution To The Concept of Countertransference
To cite this article: Luis J. Martín Cabré (1998) Ferenczi's Contribution to the Concept of Countertransference,
International Forum of Psychoanalysis, 7:4, 247-255, DOI: 10.1080/080370698436754
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Int Forum Psychoanal 7:(247–255), 1998
Martı́n Cabré L.M. Ferenczi’s Contribution to the Concept of Countertransference. Int Forum Psychoanal
1998;7:247–255. Stockholm. ISSN 0803-706X.
On the basis of a historical survey of Ferenczi’s contributions to the concept of countertransference, the
author highlights the most important theoretical shifts present in each of his contributions, from Freud’s
initial formulation in 1910 to the ‘‘Clinical Diary’’. Besides pointing to some key concepts and
characteristics in Ferenczi’s thinking, such as ‘‘the control of the countertransference’’, ‘‘The transference-
countertransference interaction’’, ‘‘the analyst’s narcissism’’, and in particular the view of counter-
transference as a useful therapeutic tool in itself rather than as an obstacle for the cure. The author discusses
Ferenczi’s significant influence on some later analysts, especially on Heimann, Winnicott, Racker and
Searles who stood out precisely for, among other reasons, their contributions to the question of
countertransference.
Luis J. Martı́n Cabré, Ph.D., Joaquin Bau 7, 9D, 28036 Madrid, Spain
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Since the Nuremberg Congress in March, 1910, at remarkable ‘‘silence’’. I shall attempt instead
which Freud employed the term ‘‘countertrans- to show how many of the ideas that emerged so
ference’’ (Gegenübertragung) for the first time in a suddenly in the 1950s, and which generated an end-
scientific paper, up to around 1950, when it reap- less stream of scientific studies on countertrans-
peared in the writings of Winnicott (1), Racker (2) ference right up to the present, had already been
and P. Heimann (3), the idea received scant attention intuited to a large extent by Ferenczi.
from analysts. From that time on, however, the
question of countertransference as an essential tool
in the psychoanalytic technique became a fundamen- Freud’s Point of Departure
tal part of psychoanalytic training and therapeutic Freud knew that emotions arising in the patient
work. during the analytic process could stir others in the
Sándor Ferenczi was one of the few analysts who, analyst. In numerous letters, he wrote of the unease
departing from the ideas postulated by Freud in 1910, this caused him, not only with regard to his closest
endeavoured to elaborate and advance a theory of collaborators such as Jung, Jones, Oscar Pfister and
countertransference that could account for the diffi- even Ferenczi, but also himself. Thus, for example,
culties that were gradually appearing in clinical Ernst Falzeder (4) in a paper from 1994 demonstrates
psychoanalysis, and to put forward a metapsychology the extent of Freud’s emotional and affective invol-
of the analyst’s psychic processes during the analysis. vement in the treatment of his ‘‘great patient’’,
Moreover, he did so well ahead of countless other Elfriede Hirschfeld, over a period of eight years,
analysts who considered countertransference the key which had undoubted repercussions on his theories
to understanding and unravelling the patient’s uncon- on psychoanalytic technique. It is well known that
scious. Nevertheless, as a result of one of the most the term ‘‘countertransference’’ appears for the first
remarkable processes of censorship in the history of time in Freud’s letter to Jung of June 7, 1909 (5), in
psychoanalysis, Ferenczi’s ideas were ‘‘forgotten’’ which he refers to Jung’s affair with Sabina Spielrein
and condemned to silence. Even today, one still finds and the inherent dangers of an excessive emotional
comprehensive papers on countertransference that involvement which not even he himself had managed
fail to mention even the name of one of the most to avoid.
enthusiastic pioneers of psychoanalysis and the man Nevertheless, the first time that Freud used the
who for twenty-five years was Freud’s privileged concept ‘‘countertransference’’ in a scientific text
interlocutor. was in a paper he delivered to the Nuremberg Con-
I shall not attempt in this brief paper to elaborate gress on March 30, 1910, entitled, ‘‘The Future
on the scientific and political reasons for such a Prospects of Psycho-Analytic Therapy’’ (6) (‘‘Die
Zukünftigen Chancen der Psychoanalytischen Tera- analytical, of the ‘‘Elma affair’’, in which Freud
pie’’). A careful reading shows, as Etchegoyen (7) was involved as well as Ferenczi, motivated the
has pointed out, that Freud believed ‘‘that a knowl- writing of ‘‘Observations on transference-love’’ (9),
edge of countertransference was closely linked to the in which countertransference is once again presented
future of psychoanalysis and that an understanding as a danger that must be avoided and controlled.
of it would signify a huge advance for psychoanalytic Nevertheless, Freud’s awareness of the complexity of
technique’’. Freud, however, also introduced theo- the subject is plainly seen in his letter to Binswanger
retical and methodological changes that were totally of February 20, 1913:
revolutionary. As well as changing the field of The problem of the countertransference is one of the most
observation of the analyst, who moves from being a difficult in psychoanalytic technique. What is offered to
simple observer to an active participant, psycho- the patient must never be spontaneous affect, rather it must
analytic investigation stops being objective and always be expressed consciously. In some circumstances,
what were formerly observations become experi- a lot should be offered, but never anything arising
ences. For the first time, Freud signals the intrusive directly from the analyst’s unconscious. The analyst
nature of certain psychic phenomena, which have must always be aware of and overcome the countertrans-
ference to be free. However, at the same time, to give too
the capacity to become ‘‘implanted’’ or ‘‘installed’’
little to a patient because the analyst loves him too much
in the analyst’s unconscious. is to confuse him, and is a technical error. It is not easy
Freud adds, as a general rule, that the analyst must
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countertransference. One yields to every affect that proposed the analyst’s countertransferential reaction
the doctor-patient relationship may evoke, is moved by
as an indispensable technical tool in the analytic
the patient’s sad experiences, probably, too, by his fanta-
sies, and is indignant with all those who wish him ill. process. What is more, the analyst’s interpretation
is the direct consequence of his working through of
In these circumstances the possibility of performing the countertransference.
a successful analysis is practically non-existent. In Ferenczi’s test, we also find many references
Ferenczi referred to his second phase as ‘‘resist- to technical problems which as analysts we encounter
ance against the countertransference’’, which is the on a daily basis—silences, resistances, drowsiness,
opposite reaction to the previous one but equally acting out—not only in the patients, but in the analyst
likely to cause the analysis to fail: too. He also cautions against the tendency of some
analysts to get involved in the patient’s real life
If the psychoanalyst has learned painfully to appreciate the
countertransference symptoms and achieved the control of through very direct advice or recommendations that
everything in his actions and speech, and also in his fail to consider the transferential element accomp-
feelings, that might give occasion for any complications, anying the patient’s ‘‘real’’ problems. He then goes
he is threatened with the danger of falling into the other on to suggest a beautiful metaphor in an unmis-
extreme and of becoming too abrupt and repellent towards takably Ferenczian context: the situation of the ana-
the patient; this would retard the appearance of the lyst is similar in many respects to that of the midwife,
transference, the pre-condition of every successful psycho- who, as far as possible, attempts to remain a mere
analysis.
observer of a natural process, until required at critical
Some years later, Racker, too, would describe this moments to intervene with the forceps to aid a birth
idea in his paper ‘‘Transference and Countertransfer- that is not progressing spontaneously.
ence’’ (12). He spoke of the consequences of the However, rather than controlling the countertrans-
analyst’s counterresistance and how, in his view, this ference, Ferenczi was, in fact, to discover it through
aims at preventing the patient’s regression and con- the rigorous application of the active technique, the
verting the analysis into a monotonous process theoretical elaboration and clinical application of
burdened by reiterative interpretations and incapable which revealed a series of problems that had hitherto
of producing the slightest transformation of the been ignored. Starting from certain specific, repeti-
patient’s inner world. Moreover, in the same paper, tive actions of the patient—symptomatic actions that
Racker’s view of the analyst’s ‘‘objectivity’’ is he called ‘‘formation of transitory symptoms’’—
almost identical to that of Ferenczi. According to Ferenczi attempted to infer with the patient’s uncon-
him, it swings between two poles, both of which are scious space into which the libidinal investments
potentially neurotic, either to drown in the counter- withdrawn from the analytic work had been infil-
transference or to repress it in an obsessive attempt trated. Once these were known, he encouraged the
250 LJ Martı́n Cabré Int Forum Psychoanal 7, 1998
patient to eliminate such behaviour, a masturbatory transferential interpretation and the analytic process,
substitute, for example, and thus relinquish the con- to the detriment of the intellectualised identification
sequent substitutive gratification. However, para- of the unconscious content, fantasies and representa-
doxically enough, the more Ferenczi insisted on tions, implies not only a parallel modification of
‘‘activating’’ the patient, the more he activated, the countertransference but a fundamental shift in
unbeknown to himself, his own countertransferential the very conception of analysis itself. Among other
experiences. things, for example, Ferenczi notes that very often
what is stirred is the analyst’s own narcissism
(‘‘narcissistic countertransference’’), which may
The Countertransference-Transference induce the analysand to limit his production to what
Interaction he knows will be gratifying to the analyst. In this
Following the formulation and the introduction of way, analysands attempt to avoid hostile material,
the concept of the ‘‘death drive’’, Freud not only thus reinforcing their unconscious guilt and hindering
modified his conception of the psyche. New theories the analytic process. From this idea, Ferenczi elabo-
of narcissism, masochism and destructive drives, as rated a whole conception of countertranference-
well as the development of the ego through identifi- transference interaction not so much as a therapeutic
cation processes, shaped a much broader conception tool, but rather as the fundamental core of analytic
of the positive and negative transference. Without work.
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doubt, one of the factors that led Freud to develop a A closer examination of this text, chapters II,
new metapsychology had to do with the difficulties IV and VI of which were generally disregarded as
he was encountering in his clinical work, especially being Rank’s, enables us to grasp the full extent of
in dealing with a negative therapeutic reaction. Ferenczi’s intuitions and their striking contemporary
Perhaps for this reason, at the Berlin Congress relevance. In particular, in chapter IV, devoted to the
in 1922, Freud called on all analysts to reflect and interaction of theory and practice, Ferenczi high-
write on the ‘‘relationship between psychoanalytic lights the need for the analyst to leave aside his
theory and technique and to gauge how much tech- theoretical constructs when approaching the analytic
nique had influenced theory and to what extent each situation. Only by starting afresh in each case, or, in
nurtures or detracts from the other’’, instituting a other words, by not retreating from new experiences,
prize for the outstanding paper as he did so. could original discoveries be unearthed. Bion (14)
Ferenczi and Rank, who had been working along expressed Ferenczi’s intuition in clearer terms when
these lines for some time, immediately took up the he says that the analyst must come to the analytic
gauntlet and jointly published one of their most situation ‘‘without memory and without desire’’.
brilliant and far-reaching works, which without Ferenczi’s firm belief that what emerges in the
doubt for many theorists still underpins great many ‘‘here and now’’ of the analytic process derives from
contemporary conceptions in psychoanalysis. They the encounter between the analysand’s transference
entitled it, ‘‘The development of psychoanalysis’’ and the analyst’s countertransference enabled the
(13), with a subtitle fitting Freud’s call: ‘‘On the deepest levels of the psyche to be fully explored. At
interdependence of theory and technique’’. the same time, it justified the need to allow the
In it, the authors elaborate on their scientific analysand to regress to whatever levels are necessary
framework and present a technical and theoretical and confirmed the role of countertransference as an
study of how to conduct the analytic process. Until essential tool for recognising and detecting the most
then, the main objective of analysis had been significant aspects of the patient’s transference as
‘‘remembering’’, to the extent that repetitions were they unfold.
regarded as obstacles arising from the patient’s Ferenczi’s postulations were echoed in the psycho-
resistances that needed to be ‘‘neutralised’’ by the analytic output of the time. One text that normally
analyst. In contrast, Ferenczi believed that the funda- goes unnoticed is that by H. Deutsch entitled,
mental aim of analytic working through, and thus of ‘‘Occult process occurring during psychoanalysis’’
the analyst’s interpretations, was the repetition com- (15). The author shows how the analyst’s identifi-
pulsion and the multiple transference manifesta- cation with the patient’s infantile drives and his self-
tions, which should be treated as ‘‘real unconscious analytic working through do not hinder the treatment
material’’. The key role that Ferenczi ascribed to but rather form the basis for a fruitful development
Int Forum Psychoanal 7, 1998 Ferenczi’s contribution to the concept of countertransference 251
of the analyst’s intuition and empathy. It is interest- forward certain technical modifications. First, as a
ing to note that several of his ideas foreshadow therapeutic goal, he proposed the substitution of
the concepts of concordant and complementary a rigid parental super-ego by a more flexible analytic
countertransference as elaborated by Racker. one. Next, he suggested that an omniscient attitude
In early 1928, Ferenczi wrote ‘‘The elasticity of should be given up in favour of a more friendly
psychoanalytic technique’’ (16), confirming his intuitive approach. In ‘‘The adaptation of the
almost complete departure from the active technique. family to the child’’ (21), when discussing the adult’s
It was a precursor to what two years later he would inability to understand the child, he draws a parallel
refer to as ‘‘neocatharsis’’. In a few pages he des- to the analytic situation. If the ‘‘first mistake of the
cribes a great many clinical observations and techni- parent is to forget his own childhood’’, the first
cal recommendations which may be summarised as mistake of the analyst would be to attempt a cure
the need for the analyst to acquire ‘‘Einfühlung’’ without taking into account, and without sufficient
(empathy, capacity to ‘‘feel with’’ or be attuned to analysis of, certain psychic conflicts, adopting
the patient). Once again, Ferenczi employs one of instead an attitude of omniscient, hypocritical author-
Freud’s terms, from a paper in 1910 (17). Never- ity that precludes listening to the patient’s psychic
theless, whereas Freud’s ‘‘Einfühlung’’ appeared to pain. Particularly striking is his criticism in ‘‘The
be closer to the idea of an ‘‘indulgent sympathy’’ on problem of the termination of the analysis’’ (22) of
the part of the analyst, Ferenczi extended it further. those analysts who bring about the termination of the
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His conception of the term is almost synonymous analysis before the analysand feels that his life and
with the notion of ‘‘empathy’’ in everyday use conduct has undergone substantial psychic change.
among contemporary analysts. Ferenczi not only Analysis should adapt to the needs of the patient and
stresses its importance, but locates it right at the should ‘‘die from exhaustion’’.
core of the psychoanalytic technique. A careful reading of Ferenczi’s writings from
It is not difficult to establish the similarity between this time, without doubt his most fascinating and
the concept of ‘‘Einfühlung’’, as postulated by polemic from a psychoanalytic standpoint, reveals
Ferenczi, and Kohut’s description of ‘‘empathy’’ in the desperate struggle of a clinician with psycho-
‘‘The Analysis of the Self’’ (18), Zetzel’s ‘‘therapeu- analysis as his raison d’être to help his patients as
tic alliance’’ (19) and, in particular, the concept of efficiently as possible. His idealisation of and abso-
‘‘concordant countertransference’’ developed by lute belief in the therapeutic powers of psychoanaly-
Racker (2) twenty years later. P. Heimann herself, sis had brought about a sort of ‘‘furor sanandi’’ that
in one of her last works (1980) (20), points to the led him, on occasions, to compare the analyst with
need for each analysand to feel that ‘‘the analyst is a father, or rather an adoptive mother, whose task
attuned to his emotions’’. was to permit the patient to enjoy the benefits of
Ferenczi thus attempts a thorough study of the a normal childhood. This seems to be Ferenczi’s
significance of the analyst’s countertransference in objective in one of his most thought-provoking
the analytic process and, consequently, delves into works, ‘‘The principle of relaxation and neo-
the question of the analyst’s own analysis, the so- catharsis’’ (23), in which he combines Freud’s ‘‘clas-
called second fundamental rule. In this area, his ideas sical technique’’ with a responsive therapeutic atti-
are once again remarkably up-to-date, in that he tude facilitating the patient’s regression, provided
defends the notion of the training analysis as a that the analyst controls his ‘‘countertransference’’
therapeutic analysis that should not be confused and ‘‘counterresistance’’.
with a process of intellectual or theoretical study. In addition to his radical reversal of the surgeon
According to Ferenczi, this analysis, more even than metaphor, Ferenczi lays the groundwork for a theory
that of the analysand, should continue and penetrate of countertransference as a maternal formation. More
far enough for the future analyst to enter in contact than benefiting from the lifting of the repression, the
with the deepest, most recondite, aspects of his patient may, in the course of analysis, accede to a
psychopathology. His firm conviction that the best reparatory experience of that which was denied to
analyst is a patient well analysed, gradually became him during his childhood. Winnicott’s contribution,
an ideal, and began to be reflected in subsequent too, introduced a therapeutic technique in which
scientific writings. the analytic process is likened to the mother-child
From then on, Ferenczi gradually began to put relationship and the constant interactions therein. He
252 LJ Martı́n Cabré Int Forum Psychoanal 7, 1998
describes what he called ‘‘primary mother preoccu- to assume too quickly that the patient either is in love
pation’’, which enables the mother to actively adapt with us or hates us.
to the child’s needs in a natural spontaneous manner. Paul Heimann (3), in her renowned paper on counter-
Like Ferenczi, Winnicott (24) held that the analyst transference, pointed out that analysts who pay little
and patient constitute an intersubjective relationship attention to their own psychic conflicts and the
with similar characteristics, particularly the analyst’s dynamics of their own inner world risk attributing
capacity for empathy in relation to the analysand’s to their parents what in fact belongs only to them-
primary needs. Further derivations of this conception selves. According to Heimann, this danger can be
are Bion’s ‘‘reverie’’ (25), Paula Heimann’s ‘‘uncon- neutralised: ‘‘if the analyst has worked through his
scious perceptions of the analyst’’ (20), or more own infantile conflicts and persecutory and depres-
recently, Leon Grinberg’s ‘‘projective counteridenti- sive anxieties in his personal analysis so that he can
fication’’ (26, 27, 28). Bollas also offers an analogous enter in contact with his own unconcious . . .’’.
theory of countertransference in his conception of However, Ferenczi goes even further. To the extent
the analyst as a ‘‘transforming object’’ (29). that the countertransference constitutes the basis for
his interpretations, he begins to consider the hypoth-
The Clinical Diary esis that the analyst not only fails to become a good
father or mother for the patient but, in fact, becomes
Ferenczi’s Clinical Diary (30), which can be con-
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transferential experiences. As in later writings by tional participation of the analyst and the possibility
Langs (32) and Searles (33), he postulated that, and to penetrate the patient’s transference and to observe
one can almost hear the echo of Ferenczi’s mutual and interpret the countertransferential reactions.
analysis, the patient could bring interpretations to At the end of his ‘‘Diary’’, Ferenczi states that
the analyst that would greatly facilitate his gaining an the therapeutic failure of many analyses is not due
insight into the countertransference. More recently, to inaccessible resistances, nor to the patient’s
analysts like Epstein (34) and Gorkin (35) have put impenetrable narcissism, but rather to the analyst’s
forward the need to include countertransferential own difficulties, in particular, his insensibility, lack
confessions as an important part of the psychoanaly- of tact and empathy. By stressing the emotional
tic technique. participation of the analyst in the analytic process
The author who may well have taken furthest and the role of countertransference, Ferenczi also
some of the intuitions contained in the Clinical highlighted the importance of the persona of the
Diary, though without mentioning Ferenczi, is analyst and, in particular, of his own analysis as a
Searles, an analyst who like Ferenczi has devoted a fundamental part of the work.
large part of his work to treating severely psychotic After Ferenczi’s death, some of his most brilliant
patients. In ‘‘The patient as therapist to his analyst’’ clinical intuitions, especially those addressing the
(33), he postulates the hypothesis that in the course countertransference, were practically forgotten. Yet,
of the analysis the psychotic patient needs to ‘‘create for the sake of accuracy, it is worth pointing out
a made-to-measure analyst’’ in order to be able to that Melanie Klein, who had been in analysis with
introject and reconstruct in him a safer, less perse- Ferenczi, was employing countertransference after
cutory, inner world as an essential condition of 1919, or, in her words, ‘‘the communication from
overcoming the psychosis. Like Ferenczi, he departs unconscious to unconscious’’, from which she would
from the hypothesis that every patient experiences later develop many of her well-known theories of
the unconscious desire to become his analyst’s the infantile mind and psychotic states. Fanny Hann-
therapist and to ‘‘cure’’ him. Kende (37), for her part, also emphasised the possible
Besides the underlying criticism of Kleinian utility of countertransference in the psychoanalytic
theory, which states that the fantasy of curing the technique, taking into account Freud’s thoughts
analyst is nothing more than a reparatory act by on telepathy, while Alice and Michael Balint (38)
the patient due to his own sadism, and Bion’s idea stressed ‘‘the inevitable intrusion of the analyst’s
of a ‘‘parasitic relationship’’ in psychosis, Searles personality in the analytic relationship’’ and Izette
proposes an essentially symmetrical psychoanalytic de Forest (39, 40) highlighted the ‘‘interactive
relationship. Thus, the ‘‘therapeutic alliance’’ is nature of transference and countertransference’’.
equally applicable to each member of the analytic However, it is only after the decade of the 1950s
254 LJ Martı́n Cabré Int Forum Psychoanal 7, 1998
that contributions on countertransference begin to position to join the countries practising psycho-
appear more or less simultaneously, based on some analysis. He certainly could not have imagined that
of Ferenczi’s intuitions but modifying substantially seventy years later an International Congress would
their clinical and theoretical dimension. be held in Madrid to study his contributions. Let us
Thus, at the 16th Congress in Zurich, Paula hope that all of us together can reclaim his enthu-
Heimann stressed that countertransference was the siasm and belief in analysis, his faithfulness to
essential tool in order to gain an understanding of Freud, his clinical honesty and his scientific oeuvre
the patient’s unconscious material and for the formu- as a living heritage of psychoanalytic theory and
lation of adequate interpretations. Around this time, practice and as a breath of fresh air and hope in the
Racker postulated, although less radically than future possibilities of our ‘‘impossible’’ profession.
Paula Heimann, the hypothesis that the main source
of the analyst’s feelings lies in the mind of the
patient, and anticipated the idea of analysis as a References
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the Barangers (41). M. Little (31), too, challenged the 1947;30:69–74.
classical idea of the analyst-mirror and stressed 2. Racker H. Los significados y usos de la contratransferencia.
In: Estudios sobre técnica psicoanalı́tica. Buenos Aires: Paidós,
the need to use countertransferential feelings 1960.
when formulating interpretations. Sullivan (42), 3. Heimann P. On countertransference. Int J Psychoanal 1950;31:81–4.
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