Nirula Mayberry 2010 Article Commentary Rib Fracture Fixation Controversies and Technical Challenges

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Invited Commentary
Rib Fracture Fixation: Controversies
and Technical Challenges
RAMINDER NIRULA, MD,* JOHN C. MAYBERRY, MD†

From the *Department of Surgery, Burns/Trauma/Critical Care Section, University of Utah, Salt
Lake City, Utah and the †Department of Surgery, Trauma/Critical Care/Acute Care Surgery,
Oregon Health and Science University, Portland, Oregon

Rib fractures are a common injury affecting more than 350,000 people each year in the United States and are
associated with respiratory complications, prolonged hospitalization, prolonged pain, long-term disability, and
mortality. The social and economic costs that rib fractures contribute to the health care burden of the United
States are therefore significant. But despite this measurable impact on patients' quality of life, current treatment
of the majority of patients in the United States with rib fracture syndromes is supportive only. Even the most
severe of chest wall injuries have historically been treated non-operatively. Recently, however, several reports
from American centers support an increased application of operative fixation. With this resurgent in-terest of
American surgeons in mind, we review the clinical presentations, potential indications, controversies, and
technical challenges unique to rib fracture fixation.

trauma centers, were treated nonoperatively. In fact,


R IB more
FRACTURES ARE people
than 350,000 A common
eachinjury
year affecting more
in the United most active academic trauma surgeons in the United
States.1 At least a third of patients with rib fractures will States have neither performed nor observed a rib
require hospital admission and a third of these will suffer fracture operative procedure and are unfamiliar with the
nosocomial pneumonia, prolonged respiratory failure, literature on surgical indications.9 The majority of
prolonged hospitalization, or death depending on their published experience with rib fracture fixation, in-cluding
associated injuries, age , and comorbidities.2–4 In two randomized trials, has come from centers outside
addition, patients with rib fractures are significantly more the United States.10–15 Recently, however, several
disabled at 30 days postinjury when compared with reports from American centers support an in-creased
patients with chronic medical illness and lose an average application of operative rib fracture fixa- tion.16–20 With
of 70 days of work or usual activity during their acute this resurgent interest of American surgeons in mind, we
recovery.5 Long- Term outcome studies of patients with review the clinical presentations, potential indications,
flail chest indicate that 50 to 60 per cent of patients controversies, and technical challenges unique to rib
develop long-term morbidity, the most common problem fracture fixation.
being persistent chest wall pain or deformity. Furthermore,
20 to 60 per cent of patients do not return to full-time
employment.6, 7 The social and economic costs that rib Rib Fracture Syndromes
fractures contribute to the health care burden of the
Flail chest is radiographically defined by at least three
United States are therefore significant.
consecutive ribs fractured in two or more places.
Clinically, a flail chest is diagnosed when the para-
Despite this measurable impact on patients' quality of doxical motion of an incompetent segment of chest wall
life, current treatment of the majority of patients in the is visible with the patient's respiration. Flail chest can
United States with rib fracture syndromes is sup-portive occur laterally or anteriorly and the most common causes
only.8, 9 Even the most severe of chest wall injuries are motor vehicle crash or fall from a height (Fig. 1). In a
have historically, in the majority of American sternal flail the sternum is dissociated from the
hemithoraces because of bilateral, multiple anterior
cartilage or rib fractures. This injury was in the past most
Address correspondence and reprint requests to John C. Mayberry,
MD, Department of Surgery/L611, Oregon Health & Science Uni-
commonly seen from contact of the motor vehicle driver
versity, 3181 SW Sam Jackson Park Road, Portland, OR 97239. E- with the rigid steering wheel,21 but with the advent of
mail: mayberrj@ohsu.edu. seatbelts and airbags, the risk of serious

793
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794 THE AMERICAN SURGEON August 2010 Vol. 76

weeks duration and manifestation as multiple fractures in


half the patients. Serious complications associated with
cough fractures include chest wall hematoma, hemothorax,
pneumomediastinum, and pulmonary herniation.30–33
Rib fracture nonunions occur in an unknown but small
percentage of patients.34–36 Although a fibrous capsule
may envelope the fracture, bony union has not occurred
more than 3 months after injury (Fig. 2).
Nonunions may result in pain associated with move-ment
of the fracture and can be quite disabling for the patient.
Additionally, anterior chest trauma (eg, chest compressions
during cardio-pulmonary resuscitation),37 may fracture or
dislocate the cartilaginous segment bridging the gap from
the anterior rib to the sternum. A minority of these
cartilaginous injuries may also be-come nonunions.

Fracture Morphology
Rib fractures are either complete or incomplete
FIG. 1. Three-dimensional reconstruction of chest CT scan (''hairline'') and may be in near perfect alignment or have
demonstrate flail chest in a patient kicked by a horse. varying degrees of displacement (overlap). The fracture
line may be perpendicular or oblique to the rib body and
will occasionally ''spiral''. If the fracture ends are
thoracic injury during motor vehicle crash has dra- overlapping, the fracture is described as dis-placed (Fig.
matically decreased.22, 23 3a). The fracture ends may be displaced up to several
Chest wall implosion is a unique injury caused by centimeters depending on the location and severity of
posterolateral impact to the shoulder and upper thorax injury, the number of adjacent rib fractures, and the
and is characterized by multiple, displaced rib frac-tures degree of comminution. Distracted fractures occur in more
creating a fixed chest wall deformity behind the scapula, severe cases where the fracture ends are separated, in
a clavicle fracture or dislocation, and variably a scapular some cases by a significant distance (Fig. 3b). If the
fracture. 20 Paradoxical motion of the chest wall is not separation is more than 1 to 2 centimeters, the likelihood
present but the majority of patients with chest wall of primary fracture healing is diminished. Comminuted
implosion will require mechanical ventila-tion for fractures are those with multiple fracture lines within the
respiratory failure. Clinically these patients have acute same rib resulting in one or more bone fragments.
sequelae and long-term outcomes similar to patients with
flail chest.
Open chest wall defects occur after penetrating mis-
sile trauma, explosions, or blunt trauma where there is an
impalement.24 These patients are expected to have
displaced rib fractures, which may be comminuted and
may also have a portion of the chest wall missing with
exposed lung.
Pulmonary herniation (without an open wound) can
appear acutely, subacutely (within several weeks), or
chronically (several years) after injury.24–29 The
herniation of lung between fractured ribs is secondary to
damaged intercostal muscles. An anterior herniation due
to severe costochondral separation at the sternum usually
due to seatbelt trauma has also been described.
Cough fractures can be as debilitating as traumatic
fractures and although they more commonly occur in
patients with osteopenia, they have also been described
in the young and healthy.30 Cough fractures are more FIG. 2. Right postero-lateral rib fracture nonunion 3 years after
likely to occur in patients with cough of more than 3 motorcycle crash.
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No. 8 RIB FRACTURE FIXATION 795


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Nirula and Mayberry

years of age and progressively increased with in-creasing


age to a mortality rate of 22.5 per cent in those
85 or older. Patients over the age of 65 have almost a 2-
fold increase in mortality compared with younger pat-tients
when more than five ribs are fractured.43 The
risk of pneumonia and effusions as well as resources
utilization are considerably increased among the el-derly
with rib fractures compared with similarly in-jured younger
patients.

Management of Rib Fractures


Acute Pain Control
Few nonsurgical conditions cause more pain than rib
fractures and the pain may be more debilitating and
potentially harmful than the injury itself. Thank you
there are many options for chest wall analgesia.45, 46
Epidural pain control is the cornerstone of acute man-
agement and has been shown to improve pulmonary
mechanics and reduce pneumonia rates and ventilation
days.47, 48 Many trauma patients, however, for a variety
of reasons are not candidates for an epidural catheter.48
Severe rib fractures are thus optimally managed by
a multidisciplinary team including trauma surgeons,
pain management specialists, respiratory therapists, and
physical therapists.8, 46, 49 Patients older than 65 years
with two or more rib fractures or older than 45 years
with four or more rib fractures are optimally managed in
an intermediate or intensive care unit.4, 50–52

External Appliances
Chest wall taping or strapping for the stabilization of
multiple rib fractures and the relief of pain were common
FIG. 3. (A) Displaced left lateral multiple rib fractures in a
patient thrown from a horse. (B) CT scan demonstrating left posterior previously but its effectiveness has not been established.53–
severely distracting rib fracture in a patient involved in a tractor 56 Surgeons of the modern era became reluctant to tape
mishap. the chest wall because of concerns about excessive re-
spiratory restriction, the potential for increasing the
magnitude of rib fracture displacement, and because of
Associated Injuries a perceived lack of efficacy in the reduction of pain and
Half of all patients admitted to a hospital with rib mortality.57, 58 Drewes reported the spirographic com-
fractures have associated injuries that will be significant promise caused by chest wall strapping and recom-mended
impact their recovery.5, 38–40 Pneumothorax and/or its use cautiously and only in ambulatory
hemothorax is found in 30 to 40 per cent of inpatients patients.59 More recently, two small randomized trials
with rib fractures.40, 41 The risk of delayed hemothorax have indicated that commercially available rib belts
occurring more than 24 hours after injury is 4 per cent.42 may be effective in reducing rib fracture pain, but also
increase the risk of hemothorax.60, 61 It is reasonable to
assume that displaced or unstable rib fractures could be
Rib Fractures, Age, and Outcome
further displaced by rib belts and thereby cause iatro-genic
A number of studies have identified the increase bleeding or pulmonary damage.
mortality risk of rib fractures in the elderly.2, 4, 43
According to the 2006 Healthcare Cost and Utilization
Project National Inpatient Sample, 78,856 people were Operative Fixation: Historical Perspective
admitted with multiple rib fractures or flail chest.44 In Flail chest, known historically as ''stoved-in'' or
patients where flail chest was the principal diagnosis, ''crushed'' chest, had a high mortality up until a few
in-hospital mortality was 9.6 per cent for those 18 to 44 decades ago. Unilateral flail chest was treated with
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796 THE AMERICAN SURGEON August 2010 Vol. 76

external strapping, the placement of sandbags, or by the uncontrolled selection of patients for fixation,
positioning the patient laterally with the injured side and the lack of comparison to patients treated non-
down. Bilateral flail or sternal flail could be treated operatively in a modern, tertiary ICU.81 There are also
with external fixation combined with traction.62–65 The several nonrandomized, cohort-comparison trials that
complications of external fixation/traction, the pro-longed have generally confirmed the potential benefit of acute
bedrest necessary for fracture union, and the fixation.12, 17, 82 For example, when preoperative me-
occasional failure or inapplicability of this technique, chanical ventilation days were subtracted from both
however, led surgeons to consider internal fixation. A the operative patient and their case control, operative
series of patients receiving wire suture fixation of rib patients were weaned from the ventilator on average 6
fractures were reported in 195058 and intramedullary days sooner.17 Patients with severe associated injuries
''Rush nail'' fixation was reported in 1956.66 The de- and patients with significant pulmonary conditions as
velopment and success of positive pressure mechanical well as elderly patients with significant comorbidities
ventilation, however, brought investigation of the ef- were, however, in general excluded from the operative
ficacy of both external and internal fixation tempo-rarily arm of these comparative trials, emphasizing the im-
to a halt.67–70 portance of patient selection for an expectation of a
In the 1960s and 1970s, a minority of surgeons rec- successful outcome.83
ognized that select patients with flail chest might still The optimal number of days postinjury at which to
benefit from surgical fixation if a trial of ''internal sta- perform repair is not known. In the two randomized
bilization'' with mechanical ventilation fails. Sporadic trials mentioned above, one trial randomized patients
series of rib fracture repair using a variety of plating, wir- at 5 days14 and the other at 36 to 48 hours.15 Only 34
ing, and intramedullary techniques were reported.71–79 per cent of academic trauma, orthopedic, and thoracic
Patients with severe deformities were also considered surgeons, however, chose flail chest with failure to
candidates for fixation if the displaced rib fractures wean from mechanical ventilation after 7 days as
or chest wall defect was considered too severe to heal a valid indication for operative fixation.9 Certainly if
on its own, even with external fixation and traction.74 a surgeon waits too long to perform flail chest fixation,
''On the way out'' or ''thoracotomy for other indication'' days of potential liberation from mechanical ventila-tion
was reported as a valid indication for rib fracture re- may be lost, but in our experience it is difficult to
pair.71, 74, 75 Applying the used to reconstruction predict early in the patient's hospital course whether
pectus excavatum with a substernal stainless steel pros- prolonged mechanical ventilation will be necessary.
thesis, Brunner et al. successfully repaired sternal flail.80 Several authors have postulated that regardless of
the early benefits of operative fixation, patients with
Operative Fixation: Current Indications severe fractures may benefit in the long-term with
and Controls lesser degrees of chest wall pain and disability. In one
Flail Chest series of flail chest fixation, 95 per cent of patients
reported 100 per cent working capacity and 86 per cent
Two small, single-center randomized trials suggested had returned to preoperative levels of activities without
that select patients with flail chest will benefit from chest wall pain in a mean of 28 months.11 In another
operative fixation. Tanaka et al.14 randomized 37 flail series, operative patients reported equivalent or better
chest patients require mechanical ventilation to sur-gical physical and mental outcomes than a reference pop-
stabilization or nonoperative management. The ulation of comparable adult patients with one or more
surgically repaired group demonstrated significantly chronic medical problems and equivalent health status
Fewer days on the ventilator and in the intensive care with the one exception of role limitations affected by
unit (ICU), had a lower incidence of pneumonia, had their physical problems compared with a younger co-
better pulmonary function at 1 month, and had a higher hort of adults reflection of the general population.19 In
return to work percentage at 6 months than the non- contrast, the reported, historical long-term outcome of
operative group. Granetzny et al.15 reported a ran- a strictly nonoperative approach to severe chest wall
domized trial of 40 patients in which the operative injury is problematic. Fifty to 60 per cent of patients
group demonstrated significantly less mechanical ven- with severe chest wall fractures treated nonoperatively
tilation, ICU and inpatient days, and pneumonia develop long-term morbidity, the most common prob-
compared with a group of patients treated with an lems being persistent chest wall pain or deformity.6, 7
external adhesive plaster. Visual chest wall deformity These nonoperative results are nearly 25 years out of
or persistent flail chest were less in the operative group date, however, and need to be updated to be compa-
whereas forced vital capacity and total lung capacity rable to the more modern operative results. Table 1
were significantly higher at 2 months. Criticism of summarizes the potential benefits of and criticisms
these centers test on the small numbers of patients, against flail chest operative fixation.
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No. 8 RIB FRACTURE FIXATION Nirula and Mayberry 797

TABLE 1. Potential Benefits and Criticisms of Flail Chest defect/pulmonary herniation is a valid indication for chest
Fixation
wall fixation in select patients.9
Potential Benefits
1. Less days of mechanical ventilation Non-union
2. Less pneumonia
3. Less inpatient hospitalization Whether fixation of nonunions will consistently pro-
4. Less long-term pain and disability
Criticisms duce positive outcomes has not been established, but re-
1. Randomized trials are small and not comparable ported experience has been encouraging.18, 34–36, 89, 90
to current intensive care standards
2. Associated injuries contribute more to disability
Thoracotomy for Other Indications
than chest injury
3. Current long-term outcome of nonoperative The proposal that a patient with multiple rib frac-tures
treatment is unknown
or a flail chest who needs a thoracotomy for an-other
4. Flail chest repair is meddlesome and unnecessary
in most patients indication (eg, pulmonary laceration, retained hemothorax,
or diaphragm laceration) is a candidate for rib fracture
fixation has received a mixed review.
Acute Intractable Pain Although this indication was supported as a Level III
The possibility that select patients with displaced and recommendation by the Eastern Association for the
movable rib fractures who do not require assisted Surgery of Trauma Practice Management Guidelines,
ventilation, but rather are experiencing persistent pain only 18 per cent of academic trauma, orthopedic, and
with breathing, coughing, or mobilization from re- thoracic surgeons selected it as a valid indication in select
cumbency, could have their fractures surgically stabi- patients.9, 91 Table
lized and thereby have their pain alleviated and return to 2 summarizes the current status of the poten-tial
indications for rib fracture fixation.
work/usual activity sooner than if the fractures were not
stabilized has been proposed but is unproven.19 Only 10
per cent of academic trauma, orthopedic, and thoracic Technical Challenges
surgeons consider this a valid indication for surgical Human ribs have a relatively thin (1–2 mm) cortex
intervention.9 surrounding soft marrow and are classified as mem-
branous bone.16 Individual ribs, therefore, do not have
Open Chest Wall Defect high stress tolerance nor are they expected to hold screw
as well as cortical bone. Many techniques of rib fracture
An open chest wound with exposed and displaced rib
repair have been described, including using wire sutures,
fractures is an obvious indication for operative in-
intramedullary wires, staples, and various plates made of
tervention but these patients are rare.19, 84 Rib frac-
metal or absorbable materials but none has been proven
tures in these potentially contaminated wounds can be
proven superior to another.
repaired with absorbable plates and absorbable suture
cerclage.85 Larger chest wall defects such as those
resulting from close-range shotgun blasts or explosions Anterior Plates with Wire Cerclage
are a formidable therapeutic challenge.86 A thorough Several series report fixing rib fractures with a va-riety
debridement of devitalized muscle, bone, skin, and of malleable, flat plates cerclaged to the anterior surface
removal of foreign bodies will result in a large defect over of the rib for a distance of several centime-ters.17, 35,
which soft tissue coverage by rotation of myo-cutaneous 74 Wire cerclage, however, is an imperfect
flaps will likely be necessary. A biologic tissue patch may
also be used to bridge the defect. TABLE 2. Current Status of Potential Indications for Operative
Rib Fracture Fixation
1. Flail chest—supported in select patients but
Pulmonary Herniation expert opinion divided
Intercostal muscle defects may be closed by suturing 2. Reduction of acute pain and disability—unproven
and controversial
the surrounding ribs together or by placing an in- 3. Open chest defect—supported by case series
trathoracic biologic tissue patch.19, 25, 31, 32, 87 In and expert opinion
children, repair is not always necessary; spontaneous 4. Pulmonary herniation—supported by case series
resolution has been observed.26, 29 Anterior herniation and expert opinion
5. Non-union—supported by case series but
has been successfully repaired with wire suture, ab- expert opinion divided
sorbable mesh patch, and biologic tissue patch.19, 24, 6. Thoracotomy for other indications (ie, ''on the
27, 28, 88 Fifty-eight per cent of academic trauma, or- way out'')—supported by case series but expert
opinion divided
thopedic, and thoracic surgeons agree that chest wall
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798 THE AMERICAN SURGEON August 2010 Vol. 76

means of stabilizing the fracture because of the risk of


wire breakage and plate dislodgement. In addition,
cerclaging the rib with a permanent material will po-tentially
impinge the intercostal nerve and lead to
chronic pain. For this reason, in one instance, we have
had to remove plates cerclaged with wire. An alternative
is to drill holes through the rib and anchor the strut to the
rib with interrupted wire suture.17

Anterior Plating with Bicortical Screws


This is the standard, time-tested technique against
which innovations should be compared12, 13, 16, 75, 92–94
(Fig. 4). Dynamic compression osteosynthesis is a variation of
anterior plating where eccentric plate holes and
conical screw heads combine to impact and immobilize
FIG. 4. Multiple rib fracture fixations utilizing standard ante-
the fracture ends.92 Locking screw designs are a rela-tively rior plates with locking bicortical screws.
recent innovation where threads in the screw
head ''lock'' to threads in the plate hole that may im-prove fixation
in softer bone.16

Intramedullary Fixation
Intramedullary wire or plate fixation of rib fractures
with or without subsequent wire/plate removal has been
used successfully.15, 77, 82 This technique, however,
carries a risk of wire dislodgement and is technically possible
demanding. demanding. Internal wire fixation has also been
critical because it does not provide rotational stability.16
Additionally, in a series of rib fracture repair in newborn
foals, migration of an intramedullary Steinmann battery
injured the heart of one pony and resulted in its death.95

Judet Strut
The Judet strut is a bendable metal plate that grasps FIG. 5. Multiple Judet struts removed from a patient with
the rib with tongues both superiorly and inferiorly chronic chest wall pain several years after failing chest repair.
without transfixing screws.12, 14, 73, 96 The fixation of
this plate around the inferior margin of the rib, how-ever, like a
The RibLoc may facilitate the application of a lot
cerclaging wire, could crimp the intercostal
less invasive rib fracture fixation than the anterior plate
neurovascular bundle and therefore has a potential for
technique. technique. In this sense, its application is similar to the
intercostal nerve injury and subsequent chronic pain
Judet strut, but without the potential for crimping of
(Fig. 5). A variation of the strut that has been used the intercostal nerve. Both the Judet strut and the
successfully is a self-gripping, elastic band that enve-lopes the
RibLoc plate can be placed with minimal dissection
rib like a ribbon around a maypole.97
of the rib in the extrapleural space and with preser-vation of the
periosteum.
RibLoc
The u-shaped design of the RibLoc fixation sys-tem (Acute
Absorbable Plates
Innovations, LLC, Hillsboro, OR) retically overcomes the inherent
softness of the human Absorbable alpha esters, especially the various pol-ylactide
rib by grasping the rib over its superior margin and by polymers, have been successfully used in the
securing the plate with anterior to posterior locking fixation of maxillofacial, tibia, and rib fractures.85, 99–102
screws that do not rely on screw purchase in bone. Print Polylactide and polydioxanone prostheses have also
a simulation of an unstable rib fracture with a small been successfully used in the reconstruction of chest
bony gap, RibLoc fixation was superior in durability wall deformities and in rib reapproximation after thora-cotomy
to anterior plate fixation, despite its reduced length.98 for nontraumatic indications.103–106 Absorbable
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Nirula and Mayberry

plates have practical and theoretical advantages over ti- have expertise in trauma, orthopedics, and thoracic sur-
tanium plates. First, they do not need to be removed, as gery will address this gap in capability.
may be the case in the minority of metal plates. Addi-
tionally, because metal plates are much stiffer than bone,
''stress-shielding'' of the plated bone is possible.107 Summary
''Stress-shielding'' occurs because the plated bone is
Resurgent interest in the operative fixation of rib
protected from normal stress and therefore does not heal
fractures has paralleled technological advances in rib
as robustly as nonplated bone. Animal models support fracture stabilization hardware. Randomized trials in-
the concept that fractures heal faster and stronger with
dicate that operative fixation of flail chest is associated
absorbable plates as compared with metal.108, 109
with improved outcomes although these trials consist of
small numbers of patients. Cohort comparisons and
Complications retrospective case series also demonstrate improved short
term outcomes and reduced resource utilization in
Among 704 rib fracture repairs reported since 1975, 14 surgically managed rib fracture patients.
superficial wound infections (2%), four cases of wound Given the degree of long-term pain and disability
drainage without infection (0.6%), two pleural empyemas associated with severe rib fracture syndromes, we believe
(0.3%), one wound hematoma, and one per-sistent clinical trials should include not only tradi-tional outcome
pleural effusion have been reported.9, 11–18, 20, 34–36, measures such as inpatient morbidity and hospital
74–76, 82, 85, 92–94, 96, 101, 102, 110–116 Fixation
resource utilization but also functional outcomes measuring
fail-ure including plate loosening, wire migration, or frac- long-term pain, disability, and quality of life. A multicenter,
ture nonunion occurred in nine patients (1.3%) and randomized, controlled trial in a country developed such
surgical chest wall ''stiffness,'' ''rigidity,'' or ''pain'' as the United States will be necessary to confirm the short
necessitating plate removal were reported in nine patients term benefits of rib fracture fixation as well as to properly
(1.3%). Rib osteomyelitis was reported in one patient and evaluate its potential long term benefits.
was ascribed to operative contamina-tion from a
preoperative chest tube that was colonized
by Staphylococcus aureus. 19
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