Professional Documents
Culture Documents
5 - Science and Technology in China
5 - Science and Technology in China
Other Inventions
● Simple gadgets
○ Stirrup → allows rider to sit tightly on horse
○ Harness → allow plough animals to pull efficiently
○ Wheelbarrow → 1000 years before it was used in Europe
○ Rotary devices such as steam-mills and cranks
○ Double acting bellow → air forced out of a valve → double-acting means that
it blew out in both push and pull, not just in push
● Iron and Steel
○ Cast Iron known in China since 4th century BC
○ Mix iron ore with burning charcoal
● Nautical Inventions
○ Chinese junk → evolved from bamboo raft, with hull segmentation and
watertight compartments
○ Elevated stern → efficient rudder
○ Paddle-wheel boats → used since 5th and 6th centuries, mostly in lakes and
rivers
● However, while there was careful observation, there was little attention to the “why” of
processes
Mathematics
● Algebra
○ Traditional Chinese mathematics excelled in algebra
○ Han Xin 韓信 Counting Soldiers Problem
■
■ Solution now taught as “Chinese remainder theorem” → however, it
was unknown that all three numbers have to be prime (eg. 3, 5, 7)
○ Liu Hui 劉徽 discovered a method for calculating square roots in the 3rd
century
■
○ 13th century → method for solving polynomials
■
■
■ No attempt to express roots as radicals
■ Focus only on one root
■ No awareness of polynomials as a function
○ Chinese algebra was mostly algorithm with little to no underlying theory
● Geometry
○ Pythagoras’ Theorem
■ Discovered in Greece by Pythagoras in 6th century BCE
■ Discovered independently in China under the name of gou-gu-xian 勾
股弦
■ However, Chinese mathematicians did not have as much of an
elegant proof as Pythagoras
○ Value of Pi
■ Hexagon inscribed inside of circle → gives the value of pi = 3
■ Liu Hui used a 96-sided shape to derive 5 digits of Pi in 3rd century
■ Zu Chongzhi 祖冲之 → used ~30000-sided shape to get 8 digits of Pi
in 5th century
○ Circles
■ Never moved beyond circular geometry to elliptical geometry and
conic sections
● Calculus → never developed in Ancient China, imported from the West
Astronomy
● Background
○ Associated with rituals and the imperial court → phenomena were considered
the “mandate of heaven”
○ Closely guarded court functions → observations, methods, calendar
○ Good records
○ However, there were no independent astronomers, deterring innovations
● 1054 → supernova observed around the “Tianguan” constellation (Zeta Tauri)
● Had successes in predicting ellipses, but Jesuit missionaries did it better because
they had the geometric heliocentric model
● Astronomical coordinates
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○
○ Chinese astronomers made reference to equatorial plane
○ Equatorial system developed in Europe in 16th century → much better →
come to be known as “Right Ascension” and “Declension”
● Armillary spheres for determining coordinates
○
● Cosmological Models
○ Three models
■ Gai Tian 蓋天 → sky is a canopy above earth
■ Hun Tian 渾天 → stellar objects lie on a hemispherical surface above
Earth
■ Xuan Ye 宣夜 → infinite space
○ Each model contains some aspects of modern thinking
○ However, there was no push for quantitative observations
Interchange with the West
● Exchange between West and China happened from mid-16th century onwards from
Europe, unequal
● Two distinct periods
○ Late Ming to Early Qing → first awareness of European advancement
○ Late Qing onwards → full force of EUropean might shattered Chinese
confidence and complacency
The Missionaries
● First period → exchange facilitated by missionaries
○ Matteo Ricci 利瑪竇 in 1582 and Adam Schall 湯若望 in 1619
○ After Copernicus; before Galileo, Newton and Watt
○ Modern Science still in its infancy
● Matteo Ricci
○ Respected local population and culture, learnt Chinese language
○ Modern Map of the World in Chinese → bring knowledge of the New World
and that the Earth is round to China
○ Chinese-Portuguese Dictionary
○ Ricci in Beijing 1598
■ Gained access to court in 1602
■ Predicted eclipses accurately
■ Shared geometry of Euclid
■ Built cathedral and converted senior officials → science was used as a
tool for religious conversion
○ Brought more advanced European mathematics, geographical knowledge
and astronomy, but influence limited to higher echelons of society
● Johann Adam Schall von Bell
○ Landed in Macau in 1619
○ Learnt language and customs before going north to Beijing in 1630
○ Worked with Xu Guangqi 徐光啓 to compile new calendar for the last Ming
Emperor Chongzhen 崇禎
○ Became a court official in the court of Emperor Shunzhi 順治 → first
European to do so → made over 500 thousand converts
○ Former observatory officials had him ousted and imprisoned, he died shortly
after leaving prison
● Xu Guangqi 徐光啓
○ Extraordinary Ming Scholar in agriculture, mathematics, and astronomy
○ Deputy Prime Minister in the era of Chongzhen
○ Converted to Catholicism in 1603, three years after meeting Ricci in 1600
○ Worked with Ricci to translate the Elements by Euclid → translated first 6
chapters on plane geometry
○ Worked with Schall to improve Chinese Calendar
● Rites Controversy
○ Jesuits accepted “catholicism with Chinese characteristics”, and the Qing
court was initially tolerant
○ However, conservative catholics complained to the Pope in 1705 about
Chinese worship of Confucius and ancestors
○ Qing Emperor Kangxi 康熙 banned foreign missionaries except in Macau
○ Ended the first wave of exchange with the West
Self-Strengthening Movement
● First Opium War 1839-42 → Humiliating defeat by British forces
● Foreigners had “sturdy ships and fierce cannons” 船堅炮利
● Another defeat in Second Opium War 1856-60 → something had to be done urgently
● Reforms led by Prince Gong 恭親王 with officials such as Zeng Guofan 曾國藩, Li
Hongzhang 李鴻章 and Zhang Zhidong 張之洞
● Developments
○ Buy armaments and products
○ Develop own industrial capability
○ Produce munitions + ship building (Jiangnan Arsenal)
○ Naval vessels purchased from Europe
○ Fleets organised (eg. Shandong’s Northern Fleet)
○ Need for metal works, coal mines, machinery
○ Short stretches of railroads built (eg. between Beijing and Tianjin)
○ Telegraph introduced
● Private sector industries → Matchsticks (known as “Western fire” 洋火),
paper-making, cement, household water, electrical supplies
○ Often controlled by foreigners in treaty ports
● Capitalist system and Middle class
○ China Merchants Group (CMG) 招商局 founded by Li Hongzhang
○ Modern banks such as the HK & Shanghai Bank → first Chinese-owned
modern bank
● Movement lost its momentum in the 1894 Qing defeat in the Sino-Japanese War
Study Abroad
● During the late Qing and early Republican period, students went abroad and brought
knowledge back from the West
● Japan was also important in literature, social science, law, and military studies
● First Chinese student getting a degree from the US was Yung Wing 容閎 from
Zhuhai, studying classics at Yale in 1850~54 → believed that China could be
“enlightened and powerful” with Western education
○ After returning to China, Yung started a modern school in Zhuhai for
translation, law and commerce
○ Advised Zeng Guofan on his purchase of armaments
○ Led a delegation to the US, as well as leading the official scheme of sending
students abroad
○ Four cohorts in 1872 with a total of 120 students → scheme faltered a decade
later because Qing officials were wary of young men being Westernised
○ Zhan Tianyou 詹天佑 → Sent abroad under Yung’s scheme, studied civil
engineering in Yale, responsible for developing China’s railroads
● 1909 Boxer Indemnity Scholarship Fund 庚子賠款 → Increase flow of students to the
US
○ Over 1000 scholars in ensuing decades
○ Similar smaller scheme in UK, France and Japan
● Second half of 20th century
○ 1950s-60s → Students from PRC going to USSR to study
○ Same time → Students from Taiwan going to USA to study (mainly electrical
engineering) → return of students 1980s onwards contributed to Taiwan’s
semiconductor industry
○ 1980s onwards → Mainland students go abroad and return 海歸
● Story: Deng Xiaoping
○ Sent to France on work-study programme at age 16
○ International exposure may have shaped his outward-looking policies (reform
and opening up)
The Needham Question
Needham’s Thesis
● Answer to his grand question was not in his books, but in his lectures
● “Science and Society in East and West” (Volume 6 of SCC) → possibly explained by
Chinese-style feudalism → different from “aristocratic military feudalism” of Europe
● Wittfogel → Chinese “bureaucratic feudalism” was not favourable to mercantile class
or productive industrial enterprises
Recent Achievements
● World Leading?
○ E-payments
○ High speed trains
○ 5G Technology → Huawei 華爲
○ AI → SenseTime 商湯 → spun off from CUHK
● Highly VIsible Projects
○ Space
■ Beidou Navigation System 北斗 for missions to the moon → brought
back samples in 2020
■ Astronauts → first went into space in 2003, and now Chinese
astronauts are now spending months in space station Tiangong
■ Mars rover landed in 2020
○ Deep Sea
■ Unmanned submersible reached a depth of 10,000 m, near the bottom
of the ocean
○ Civil Aviation
■ Regional jet ARJ21
■ The larger C919 → compete with A320 and B737
■ The even larger C929 → compete with A330 and B787
○ Alternative Energy
■ Dominates photo-voltaic (PV) production
■ Largest wind power capacity
■ 3rd largest nuclear power capacity
● Daya Bay → Initially installed French Reactors in 1994 → Gap
in technology, management, capital
● Later installations Chinese-built with core technology licensed
● Further evolution to proprietary reactors
● Potential development of novel reactor models → aim to be
more efficiency and safer
Basic Science
● Near absence of developments in basic science
● Objective criteria → selection is made based on major international prizes
● Only two works have been associated with major international prizes
○ Transmutation of neutrinos → Breakthrough Prize in 2016
■ China had half a share, with CUHK contributing
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■
■ Beat the French Team
○ DNA in blood plasma → Breakthrough Prize in 2021
■ Dennis Lo and colleagues in CUHK
■ Disproved two “facts
● DNA and RNA reside in cells
● Blood circulation of mother and foetus separate
■
■ Now blood sample from mother can be used for prenatal genetic
sampling → Application: Down’s Syndrome
■ Offered worldwide under CUHK’s licence
■ Next Steps
● Leakage of DNA from a foreign body
● Leakage of DNA from tumours
● Tests for Nasopharyngeal Cancer
Looking to the Future
○
● Ten-year vision statement
○ Published by the State Council in 2015
○ Titled “Made in China 2025”
○ Example: Phase II goals for 2035
■ “Reaching average levels among the leading manufacturing nations”
■ “Significant enhancements in innovative ability, major breakthroughs in
key areas,obvious improvements in competitiveness, global
leadership in selected areas of excellence, comprehensive
industrialisation”
■ Ten domains: