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3
STRUCTURED AND
SEMISTRUCTURED INTERVIEWS
J ULIE N. H OOK , E LISE H ODGES , K RISCINDA W HITNEY,
AND DANIEL L. S EGAL

D
iagnostic interviewing is one of corner­ professionals are decreased (Rogers, 2001; Segal &
stones of modern clinical psychology. Coolidge, 2003). Improvement of diagnostic con­
The earliest forms of interviewing typi­ sistency has helped make the structured interview
cally involved a free-flowing, unstandardized for­ a useful tool not only in clinical practice but also
mat in which professionals relied on their clinical in clinical research and training of professionals
acumen to generate appropriate questions. As (Rogers, 2001).
the field progressed, standardization of clinical In the past few decades, there has been a pro­
diagnosis was emphasized, a concept marked liferation of structured interviews, and a number
by the publication of the first Diagnostic and of important differences between instruments
Statistical Manual of Mental Disorders (DSM; have emerged. First, the structured interview can
American Psychiatric Association, 1952). Since vary in the stringency of the user’s ability to devi­
that time, the DSM has gone through many revi­ ate from the interview protocol. The most strict
sions, and with its growth and development is a fully structured interview, which requires that
structured and semistructured interviews have all questions be asked as written, allowing few
also evolved, mirroring the DSM criteria. or no deviations from the interview format.
The inherent nature of an unstructured inter­ Alternatively, a semistructured interview is less
view leaves the type of questions and manner in strict, typically beginning with standard ques­
which questions are asked to the discretion of the tions but allowing optional probes or follow-up
professional, which can be influenced by the pro­ questions from the interviewer. Second, struc­
or applicable copyright law.

fessional’s theoretical orientation, training, mood, tured interviews vary in the content and depth of
and interaction with the patient. With the advent coverage. For example, some instruments may
of structured interviews, several limitations of include most clinical (Axis I) or personality (Axis
the unstructured interview were addressed. The II) disorders, whereas others focus on a specific
structured interview provides a standardized subset of disorders, such as anxiety or mood dis­
method for asking and answering questions and orders, but with greater depth. Structured inter­
recording and interpreting responses. As a con­ views have also been developed to assess specific
sequence, variability and inconsistency across areas of clinical interest (e.g., malingering, the

24

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Structured and Semistructured Interviews 25


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five-factor model of personality). Third, the ease raters (called interrater reliability) or across differ­
of use for the interviewer, the level of training ent points in time (called test-retest reliability;
needed to administer the measure, and the psy­ Rogers, 2001). In addition, but less often, the inter­
chometric properties also differ between the dif­ nal consistency within a measure is also reported
ferent structured interviews. (called coefficient alpha; Clark & Watson, 1995).
Although there are advantages of structured However, because of the polythetic nature of most
interviews, critics of these instruments point out structured interviews, coefficient alpha is not con­
that their use can damage rapport, particularly in sidered an appropriate statistic in demonstrating
the context of a therapeutic relationship (Rogers, reliability (Rogers, 2001).
2001; Rubinson & Asnis, 1989). Furthermore, Test-retest reliability is a measure of consis­
a structured interview is only as valid as the tency of performance across time, such that a
diagnostic criteria on which it is based. Many client is given a structured interview at time one
researchers have argued that the DSM criteria and then administered the same interview by
should not be the sole determinant of diagnoses a different rater at another time. Two different
or be used as a substitute for clinical expertise raters are needed to ensure independence of
(First, Frances, & Pincus, 2004). A structured assessment. Duration of the test-retest interval
interview can also limit the depth and breadth of depends on the stability of the trait being mea­
coverage of particular diagnostic or clinical issues sured. For example, personality disorders, which
(Rogers, 2001; Rubinson & Asnis, 1989). Although are thought to be quite stable over long periods
there are advantages and disadvantages of relying of time, may necessitate a much longer test-retest
solely on a structured interview, the interviewer is interval than would a measure of an acute stress
not prohibited from following up with individual­ disorder. Interrater reliability is a measure of con­
ized or unstructured questions (i.e., before or after sistency across raters, in which one interview is
the structured interview is completed). performed with two or more raters observing (or
This chapter first provides the reader with evaluating) the interview; this type of reliability is
information to evaluate structured interviews, one of the most commonly used methods of
particularly in regard to psychometric proper­ assessing reliability for the structured interview.
ties. Next, a review of commonly used instru­ Interrater reliability estimates for categorical
ments of Axis I and II disorders is provided, diagnoses typically are reported in terms of
followed by a chapter summary. kappa, although Yule’s Y and intraclass coefficient
(ICC) are also used (Rogers, 2001). The kappa
coefficient is the most commonly reported mea­
PSYCHOMETRIC CHARACTERISTICS sure of agreement between two raters (Cohen,
1960). Although kappa does correct for chance
Reliability and validity are essential aspects of agreements (Bakeman & Gottman, 1989), it may
psychological measurement. Therefore, a review be influenced by base rates, making it difficult to
of these terms as they apply to structured inter­ compare kappas across studies (Thompson &
views is provided. Walter, 1988). Although Yule’s Y is recommended
for use with low–base rate phenomena (Spitznagel
& Helzer, 1985; Summerfeldt & Antony, 2002),
Reliability it is less commonly reported in validation stud­
Reliability is the degree of consistency of a ies. ICCs are used as measures of reliability
measure, such that a perfectly reliable measure when there are more than two raters (Keller et al.,
theoretically would give the same result every time 1981). With large samples, ICCs are considered
or applicable copyright law.

it was used (barring significant changes in the to be similar to a weighted kappa (Fleiss &
measured construct; Segal & Coolidge, 2006a). Cohen, 1973).
The reliability of structured interviews can be
assessed at different levels of analysis, ranging
Validity
from item-specific reliability within an interview
to the resultant diagnoses. The majority of relia­ Validity is the precision of measurement,
bility studies of structured and semistructured how accurately a construct is assessed, and what
interviews focus on diagnostic consistency across can be inferred from the test scores (Anastasi &

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26 GENERAL ISSUES
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Urbina, 1997; Segal & Coolidge, 2006b). information, and a review of the literature related
Criterion-related and construct validity are the to reliability and validity (when available). Four
two most commonly examined types of validity of the most widely used semistructured inter­
for structured interviews. views are reviewed: the Diagnostic Interview
Criterion-related validity is the degree to Schedule (DIS) for DSM-IV, the Structured
which scores on one measure predict scores on Clinical Interview for DSM-IV Axis I Disorders
another measure considered to be the criterion or (SCID-I), the Schedule for Affective Disorders
gold standard. This can be assessed at the same and Schizophrenia (SADS), and the Anxiety
time (concurrent validity) or at a specified time Disorders Interview Schedule (ADIS) for DSM­
in the future (predictive validity; Cronbach, IV. Each of these instruments assesses a variety of
1990). Most studies that have examined criterion- disorders and is useful in providing differential
related validity of structured interviews compare diagnoses.
the consistency of a diagnosis from the interview
to the diagnosis provided by an expert clinician
Diagnostic Interview Schedule (DIS)
or diagnostician. However, some critics argue
that clinical judgment should not be considered a The DIS is a fully structured interview devel­
gold standard because of the inherent fallibility in oped for clinicians and nonclinicians to assess
clinical decision making (Garb, 2005). Predictive a range of DSM-based psychiatric diagnoses
validity is of particular concern for measures (Robins, Cottler, Bucholz, & Compton, 1995).
designed to forecast future outcomes. An example Because the DIS is completely structured with
would be the use of professional aptitude tests very specific questions and follow-up probes,
in determining a person’s success or failure at a the need for clinical judgment during question­
career. ing is minimized, which reduces reliance on
Construct validity is the degree to which an the examiner’s clinical training. The most recent
obtained score reflects the theoretical true score version, DIS-IV (Robins et al., 1995), is based on
of the phenomena under investigation (Cronbach the DSM-IV major psychiatric disorders.
& Meehl, 1955). Construct validity typically is The DIS was developed in 1978 at the request
examined through convergent and discriminant of the National Institute of Mental Health
validity studies or a multitrait, multimethod (NIMH) in response to the development of the
matrix (Campbell & Fiske, 1959). In general, con­ Epidemiological Catchment Area (ECA) research
vergent validity is demonstrated when the score program. This project resulted in a need for
from one measure of a disorder is more highly a comprehensive assessment tool that could be
related to a score of another measure of the same used for large-scale, multicenter epidemiolog­
disorder than to a score from a measure of a ical studies by interviewers with limited or
different disorder. For instance, scores obtained varied clinical experience. Because the DSM-III
from a new structured interview for anxiety dis­ (American Psychiatric Association, 1980) was in
orders would be expected to be highly similar to use at that time, many DSM-III disorders were
the obtained score from an existing measure of the basis for the DIS and the ECA study. Over the
anxiety disorder. On the other hand, to demon­ course of changes associated with the DSM, the
strate the discriminant validity of a measure, one DIS followed, and upon publication of the DSM­
would expect that the obtained score would be IV (American Psychiatric Association, 1994), the
less related to the scores from a measure of a DIS-IV was developed.
dissimilar trait or disorder. In this example, the The interview begins by having the respon­
obtained score from the new structured interview dent provide demographic information and
or applicable copyright law.

of anxiety disorders should not be highly related includes sections that pertain to chronological
to the obtained scores on an intelligence measure. dates that aid the respondent’s recall of symptom
onset and also includes questions related to risk
factors (e.g., living circumstances). The DIS then
SEMISTRUCTURED INTERVIEWS includes a series of questions that pertain to psy­
FOR AXIS I DISORDERS chiatric symptoms in a standardized order. These
questions are further organized into 19 modules
This section provides an overview of the measures that evaluate 30 DSM-IV Axis I psychiatric disor­
including their development, administration ders including mood disorders, anxiety disorders,

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substance use disorders, and psychotic disorders, Sher, 1991) found median kappa coefficients of
as well as antisocial personality disorder, coded .46 for current diagnoses and .43 for lifetime
on Axis II (Rogers, 2001). In most cases, the DIS diagnoses over a period of 9 months.
modules are independent, unless one module Most studies examining validity for the DIS
precludes administration of another. For each focus on concurrent or convergent validity using
module, if a symptom is reported as present, a kappa rating for a particular diagnosis across
closed-ended questions are asked related to sever­ instruments. Overall, the reported kappas in val­
ity, frequency, and time course, as are questions idation studies are similar to the reliability stud­
that may provide information related to the ies, ranging from moderate to high agreement
potential for organicity (Summerfeldt & Antony, (Gavin, Ross, & Skinner, 1989; Whisman et al.,
2002). Once the core and probe questions have 1989). For example, Robins et al. (1982) reported
been asked, responses are coded as follows: 1 for a mean agreement of .55 between lay-administered
did not occur, 2 for lack of clinical significance, 3 for DIS and medical chart diagnoses. Whisman
medication, drugs, or alcohol, 4 for physical illness et al. (1989) compared diagnoses resulting from
or injury, and 5 for possible psychiatric syndrome. the DIS and the interview version of the
If the number of symptoms for a threshold Hamilton Rating Scale for Depression (Hamilton,
of a diagnosis is met, the interview proceeds. 1960) and reported a high median ICC of .89
Additional questions are asked about the episode (moderate to high agreement).
or disorder, including the frequency of occur­
rence, the respondent’s age at onset, and age dur­
Structured Clinical Interview
ing the last occurrence. These data are then used
of DSM-IV Axis I (SCID-I)
to generate a diagnosis, including current and
lifetime diagnoses. The Structured Clinical Interview for DSM-IV
No clinical experience is needed to adminis­ Axis I Disorders (SCID-I; First, Gibbon, Spitzer,
ter the DIS, but familiarity with the administra­ Williams, & Benjamin, 1997a) is a semistruc­
tion protocol is recommended before use of the tured interview designed for interviewers with
measure (Rogers, 2001; Summerfeldt & Antony, clinical experience. The SCID-I provides diag­
2002). With users who are new to the DIS, noses for many DSM-IV Axis I diagnoses. It is
administration of the entire measure may take reported to be the most widely used diagnostic
up to 150 minutes. The format of the DIS allows instrument in the United States (Rogers, 2001;
omission of specific modules if the diagnosis is Summerfeldt & Antony, 2002). The SCID-I has
not being studied or if a diagnosis falls below the undergone revisions to mirror the most current
clinical threshold. DSM criteria. At present, the SCID-I has two
The psychometric properties of the DIS in its versions: the SCID-CV (Clinician Version; First,
original and revised versions range from poor to Spitzer, Gibbon, & Williams, 1997) and the
excellent. Unfortunately, there have been only lim­ SCID-RV (Research Version; First, Gibbon,
ited investigations of the psychometric properties Spitzer, & Williams, 1996). The research version
of the DIS-IV, but because of the similarities covers more disorders, subtypes, and course
across versions of the DIS, it has been proposed specifiers than the SCID-CV and consequently
that research on the psychometric properties of takes longer to administer.
prior versions is applicable to the DIS-IV (Rogers, The SCID-CV is designed for clinical settings
2001; Summerfeldt & Antony, 2002). and focuses on the most common diagnoses in
Investigations into the reliability of the DIS clinical practice. The organization of the SCID­
have yielded mixed results. Robins and colleagues CV is hierarchical, with very specific decision
or applicable copyright law.

(Robins, Helzer, Croughan, & Ratcliff, 1981; trees and discontinuation criteria for each mod­
Robins et al., 1982) examined the test-retest relia­ ule. Like the DIS, it is also arranged in a modular
bility of the DIS-II, which focused on DSM-III format and covers many DSM Axis I diagnoses.
lifetime disorders; results from these studies sug­ Specifically, it includes the most commonly seen
gest moderate kappas for most assessed disorders. diagnoses in a clinical setting: mood episodes,
For later versions of the DIS, results were similar, mood disorders, psychotic symptoms, psychotic
citing mostly moderate agreements between disorders, substance abuse disorders, and anxiety
raters across populations and over time. More and other disorders. The organization of the
recent studies, using the DIS-III (Vandiver & SCID-CV is flexible, which allows an interviewer

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28 GENERAL ISSUES
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to supplement existing questions and alter the the agreement between mood and anxiety disor­
selection and order of administration of modules. ders (median kappa = .22).
The SCID-I begins with a demographic infor­
mation section and provides a 12-item screen to
Schedule for Affective Disorders
help determine which sections to administer or
and Schizophrenia (SADS)
omit. Each module begins with specific diag­
nostic questions and offers additional probes for The SADS (Spitzer & Endicott, 1978) is an
follow-up questions. The related DSM-IV diag­ extensive, semistructured diagnostic interview
nostic criteria for each disorder are presented. covering 23 diagnostic categories. The SADS
Each criterion is rated on a three-point scale: 1 for focuses primarily on the assessment of mood and
absent or false, 2 for subthreshold, and 3 for true or psychotic disorders. The SADS is divided into two
present. A fourth rating, ?, is used if there is insuf­ parts: Part I for current episodes and Part II for
ficient information. Ratings are determined on past episodes. The SADS-II is also known as the
the basis of the probe and the follow-up ques­ SADS-Lifetime version, or SADS-L. In addition,
tions. Administration times range between 45 there is also the Schedule of Affective Disorders
and 90 minutes. and Schizophrenia–Lifetime Anxiety version
Although there is limited research on the reli­ (SADS-LA; Manuzza, Fyer, Klein, & Endicott,
ability for the full DSM-IV SCID-I, a great deal of 1986). The SADS is designed for use by those
data have been accumulated for earlier versions with clinical experience and training.
of the instrument. However, reliability estimates In Part I, symptoms are rated twice, first for
for the current SCID-I are at or above those the worst period of the current episode and sec­
reported for the earlier versions (Levin, Evans, & ond for the full duration of the current episode.
Kleber, 1998; Ventura, Liberman, Green, Shaner, By using comparative ratings, clinicians assess
& Mintz, 1998; Zimmerman & Mattia, 1998). the severity of the disorder (Endicott & Spitzer,
Studies examining interrater reliability generally 1978). The SADS Part I takes approximately
have focused on current, as opposed to lifetime, 45 to 75 minutes to administer, whereas the
diagnoses. Reliabilities reported have been good, SADS Part II takes approximately 15 to 60 min­
ranging from greater than .75 (Riskland, Beck, utes. The SADS scoring results in reliable ratings
Berchick, Brown, & Steer, 1987) to greater than of the severity of symptoms and is useful when
.85 (Sato, Sakado, & Sato, 1993; Williams et al., evaluations are focused on prior diagnoses or
1992; Zimmerman & Mattia, 1998). However, in when issues of response biases may be of con­
one of the largest studies (Williams et al., 1992) cern. The SADS covers 23 psychiatric disorders
of test-retest reliability, moderate reliabilities with subcategories for schizophrenia, schizoaf­
were reported (mean kappa = .61) for assess­ fective disorder, and major depression. The
ment of current diagnoses in a clinical popula­ SADS was developed before the final revisions of
tion, with higher reliabilities reported for panic the DSM-III and does not offer complete cover­
disorder. For the nonclinical group included in age of DSM-IV disorders. However, there is a
this study the reliabilities were low, with a mean large overlap in the range of symptoms in the
kappa reported of only .37. SADS Research Diagnostic Criteria (SADS-RDC;
Regarding validation studies, Maziade et al. Spitzer, Endicott, & Robins, 1975, 1978) and
(1992) examined the concurrent validity of DSM-IV disorders.
SCID-I mood and schizophrenic disorders and In comparison to other semistructured inter­
reported a high level of agreement (kappa = views, the SADS emphasizes the degree of symp­
.83). However, in studies that have examined tom impairment. That is, most mood, psychotic,
or applicable copyright law.

convergent validity of newer interview measures and behavioral symptoms are rated on six-point
using the SCID-I as the gold standard, the scales ranging from 1 for not at all to 6 for extreme
reported values were not optimal. For example, (unremitting symptoms of high intensity).
Ross, Swinson, Larkin, and Doumani (1994) Within this scale, a score of 3 is required to be
compared the computerized version of the DIS clinically significant, and a score of 0 can be used
with the SCID-I among a group of substance to designate no information. Most questions also
abusers. A median kappa of .56 was reported for include a description and provide representative
the most common substance abuse disorders; examples for ease of administration. The major­
however, they reported poorer values in terms of ity of other symptoms are rated on a three-point

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Structured and Semistructured Interviews 29


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scale (1 = absent, 2 = suspected or likely, and criterion-related, convergent, and construct


3 = definite), with 0 indicating no information. validity. For example, in terms of construct valid­
The SADS-II (lifetime) is rated dichotomously ity, Hokanson, Rubert, Welker, Hollander, and
(yes or no) because of the difficulties patients Hedeen (1989) found chronically depressed first-
often experience when asked to provide a retro­ year college students who met criteria for depres­
spective rating of symptom severity. Finally, a sion on the SADS also had low social contact and
global assessment scale is included that provides increased stress. In terms of concurrent validity,
a single rating of functioning ranging from 1 to Hesselbrock, Stabenau, Hesselbrock, Mirkin, and
100, based on 10 levels of impairment, with Myer (1982) examined concordance in diagnoses
lower scores reflecting more severe impairment. between the SADS-L and the DIS; they reported
The structure of the SADS includes three levels moderate to excellent kappas ranging from .72 to
of inquiries, with optional probes that clarify 1.0 (median of .76). In contrast, studies that have
incomplete or unclear responses. Furthermore, examined substance abuse populations have
the SADS provides questions that the interviewer reported mixed findings. In a study comparing
may ask if a particular response is unclear. diagnoses based on the Personality Assessment
Development of the SADS stemmed from the Inventory (Morey, 1991) and the SADS, Rogers,
need for a standardized clinical and research Ustad, and Salekin (1998) found moderate
method for DSM psychiatric diagnoses and correlations ranging between .40 and .67. Rogers,
was devised as a method to differentiate between Sewell, Ustad, Reinhardt, and Edwards (1995)
mood and psychotic disorders for the NIMH col­ used the multitrait, multimethod matrix and
laborative study of the psychobiology of depres­ found excellent discriminant validity with the
sion (Rogers, 2001; Summerfeldt & Antony, SADS for depressive, schizophrenia, and bipolar
2002). NIMH researchers conducted several disorders and moderate to good convergent
studies examining the reliability of the SADS validity.
(Andreasen et al., 1981; Endicott & Spitzer, 1978;
Keller et al., 1981). These investigations focused
Anxiety Disorders
on three issues: symptoms, summary scales, and
Interview Schedule (ADIS)
diagnoses across current and lifetime episodes.
The NIMH studies were comprised of large The ADIS was developed by Di Nardo,
participant samples and a variety of psychiatric O’Brien, Barlow, Waddell, and Blanchard (1982)
diagnoses. Generally, results of these studies to provide reliable diagnoses of anxiety disorders
supported the reliability of the measure. For and to distinguish between anxiety disorders and
example, Andreasen et al. (1981) used a sample of other frequently encountered comorbid mood
50 inpatients and 50 outpatients to assess current disorders. In addition, this measure is designed to
and lifetime diagnoses; ICCs were strong, with establish more precise information about symp­
values of .81 and .87. In another study examining toms of anxiety. The ADIS is a semistructured
the test-retest reliability of lifetime anxiety disor­ interview organized by diagnosis including
der diagnoses using the SADS-LA, Manuzza et al. generalized anxiety disorder, posttraumatic stress
(1989) reported moderate to excellent reliability disorder, acute stress disorder, panic disorder,
ratings. Their group included 104 patients from agoraphobia, specific and social phobias, and
an anxiety research clinic, with reliabilities rang­ obsessive-compulsive disorder. The ADIS also
ing from .60 to .90 for generalized anxiety disor­ includes sections that cover mood disorders,
der, social phobia, panic disorder, agoraphobia, hypochondriasis, somatization, substance abuse,
and obsessive-compulsive disorder. These authors and psychosis. Furthermore, there are two ver­
or applicable copyright law.

also reported that the major sources of disagree­ sions of the adult ADIS-IV: the standard version,
ment between raters included variation in patient which provides information about current diag­
reports and criterion ambiguity. In a review of the noses only (Brown, Di Nardo, & Barlow, 1994),
SADS, Rogers (2001) reported median kappas of and the lifetime version (ADIS-IV-L; Di Nardo,
.85 for diagnoses and .70 for individual symp­ Brown, & Barlow, 1994), which provides diagnos­
toms and concluded that this measure is highly tic information about past and current problems.
reliable. The ADIS-IV begins with questions pertain­
Validity of the SADS has been examined ing to demographic information, description of
through a number of studies that focused on the presenting problem, and information about

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current stressors. This portion is followed by sec­ Lazar, Grubea, and Kesselman (1992) reported
tions for evaluating the presence of Axis I disor­ more disappointing findings regarding the ADIS.
ders. Many of the ADIS items are dichotomously Specifically, these researchers examined the diag­
formatted, and it includes nine-point scales to nosis of panic disorders using the ADIS-R and
determine the intensity of specific symptoms for compared these results to intake diagnosis. This
both severity and frequency. After symptom study reported that 25% of those diagnosed with
endorsement, more detailed questions regarding panic disorder by the ADIS did not receive this
the DSM-IV criteria are asked. Symptom denial diagnosis at the intake evaluation.
results in omission of that particular section. For
patients with an anxiety disorder, the ADIS-IV
can take approximately 2 hours to complete and
can be administered by clinicians or trained SEMISTRUCTURED INTERVIEWS
paraprofessionals. The ADIS-IV also includes FOR AXIS II PERSONALITY DISORDERS
a treatment section (Summerfeldt & Antony,
2002), which offers a template for treatment and There are several well-constructed and popular
assessment of treatment progress. semistructured interviews for the assessment and
The reliability studies examining the ADIS differential diagnosis of the DSM-IV Axis II per­
generally involve current diagnoses and have sonality disorders. These instruments are partic­
supported the reliability of the instrument. ularly valuable because clinicians and researchers
Kappa coefficients generally range from moder­ alike have struggled with their ability to accu­
ate to high. For example, Brown, Di Nardo, rately diagnose personality disorders and distin­
Lehman, and Campbell (2001) studied the inter- guish one personality disorder from another
rater reliability of the ADIS-based anxiety and (Coolidge & Segal, 1998; Westen & Shedler,
mood disorders in a group of 362 outpatients. 2000; Widiger, 2005; Widiger & Samuel, 2005).
For most of the diagnostic categories, reliabili­ Interviews described in this section include the
ties ranged from good to excellent, with kappas Structured Clinical Interview for DSM-IV Axis II
between .60 and .86. However, there were lower Personality Disorders, the Structured Interview
kappas in regard to dysthymic disorder and in for DSM-IV Personality, the International
some cases kappas as low as .22. In another com­ Personality Disorder Examination, the Personal­
prehensive study of this instrument, Di Nardo, ity Disorders Inventory–IV, and the Diagnostic
Moras, Barlow, Rapee, and Brown (1993) exam­ Interview for DSM-IV Personality Disorders.
ined the test-retest reliability of the ADIS-R with Before describing these instruments, we describe
a large group of participants (n = 267) across several options for how the selected personality
varying time points (e.g., 0–44 days) for six disorder interview may be used in clinical and
diagnoses. The median kappa was .65, with research settings.
poorer findings for mood disorders than for The full semistructured interview may be used
anxiety disorders. Di Nardo et al. (1993) pro­ as part of a comprehensive and standardized
posed that the poorer reliability probably intake evaluation. Although this strategy offers
resulted from a low base rate of occurrence of a wealth of diagnostic data and is common in
mood disorders in the study sample. Better reli­ research settings, routine administration is
abilities were reported by Abel and Borkovec uncommon in the clinical setting because of
(1995) in their study examining 40 outpatients the time needed for full administration. A more
with respect to generalized anxiety disorder. palatable variation on this theme is that sections
There are no validity studies examining the of an interview may be administered after a tradi­
or applicable copyright law.

full ADIS-IV. However, studies that have used the tional unstructured interview to clarify and
ADIS to examine features of specific anxiety dis­ confirm the diagnostic impressions. Widiger and
orders are thought to provide support for its con­ Samuel (2005) recommended the strategy in clin­
struct validity (Summerfeldt & Antony, 2002). ical practice to first administer an objective self-
Rapee, Brown, Antony, and Barlow (1992) found report inventory followed by a semistructured
that those diagnosed with panic disorder using interview focusing on the specific personality
the ADIS-R were more likely to react strongly disorders that received elevated scores from the
to panic induction. However, Paradis, Friedman, self-report screening. This strategy is responsive

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Structured and Semistructured Interviews 31


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to time constraints in clinical practice but also absent or false, 2 indicates subthreshold, and
allows collection of standardized, systematic, and 3 indicates threshold or true. Twelve personality
objective data from the semistructured interview. disorders are covered on a one-by-one basis. Each
A final point to highlight is that before disorder is assessed completely, and diagnoses
administration of any Axis II interview, the are made before the clinician proceeds to the
respondent’s present mental state or Axis I con­ next disorder. This modular format permits
ditions should be fully evaluated. Given that the researchers and clinicians to tailor the SCID-II to
self-report of enduring personality characteris­ their specific needs and reduce administration
tics can be seriously compromised in a respon­ time. Clinicians who administer the SCID-II are
dent who is acutely distressed or disorganized, expected to use their clinical judgment to clarify
this practice should not be surprising. The aim of responses, gently challenge inconsistencies, and
personality assessment is to rate the respondent’s ask for additional information as needed to rate
typical, habitual, and lifelong personal function­ accurately each criterion. Collection of diagnos­
ing rather than acute or temporary state. tic information from collateral sources is permit­
ted. Complete administration of the SCID-II
typically takes less than 1 hour.
Structured Clinical Interview for
Training requirements and interviewer quali­
DSM-IV Axis II Personality Disorders
fications for the SCID-II are similar to those of
The Structured Clinical Interview for DSM­ the SCID-I. There is no clinician version of the
IV Axis II Personality Disorders (SCID-II; First, SCID-II. The psychometric properties of the
Gibbon, Spitzer, Williams, & Benjamin, 1997b) SCID-II are strong, and the interested reader is
was designed to complement the Axis I version referred to First and Gibbon (2004) for a com­
of the SCID (described earlier). The SCID-II has prehensive review. Given the extensive coverage
a similar semistructured format as the SCID-I, of the personality disorders, modular approach,
but it covers the 10 standard DSM-IV personal­ and strong operating characteristics, the SCID­
ity disorders and depressive personality disorder II is likely to remain a popular and effective tool
and passive-aggressive personality disorder for personality disorder assessment.
(listed as disorders to be studied further in an
appendix of the DSM-IV).
Structured Interview
The basic structure and convention of the
for DSM-IV Personality
SCID-II closely resemble those of the SCID-I.
An additional feature of the SCID-II is that it The Structured Interview for DSM-IV
includes a 119-item self-report screening com­ Personality (SIDP-IV; Pfohl, Blum, & Zimmerman,
ponent called the Personality Questionnaire, 1997) is a comprehensive semistructured diag­
which may be administered before the interview nostic interview for DSM-IV personality disor­
portion and takes about 20 minutes. The pur­ ders. It covers 14 DSM-IV Axis II diagnoses,
pose of the Personality Questionnaire is to including the 10 standard personality disorders,
reduce overall administration time because only self-defeating personality disorder, depressive
the items that are scored in the pathological personality disorder, negativistic personality
direction are further evaluated during the struc­ disorder, and mixed personality disorder.
tured interview portion. Interestingly, the SIDP-IV does not cover DSM
During the structured interview component, personality categories on a disorder-by-disorder
the pathologically endorsed screening responses basis. Rather, the DSM-IV criteria are reflected in
are pursued to ascertain whether the symptoms items that are grouped according to 10 topical
or applicable copyright law.

are experienced at clinically significant levels. sections that reflect a different dimension of per­
The respondent is asked to elaborate about each sonality functioning: interests and activities,
suspected personality disorder criterion, and work style, close relationships, social relation­
specified prompts are provided. Like the Axis I ships, emotions, observational criteria, self-
SCID, the DSM-IV diagnostic criteria are printed perception, perception of others, stress and
on the interview page for easy review. The ratings anger, and social conformity (Pfohl et al., 1997).
of each diagnostic criterion are coded as follows: These categories are not scored. Rather, they
? indicates inadequate information, 1 indicates reflect broad areas of personal functioning under

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32 GENERAL ISSUES
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which personality disorder items can logically be own maladaptive personality traits and distort
subsumed. facts about their strengths and limitations.
For the most part, each SIDP-IV question cor­ Informants can also provide diagnostic data that
responds to a unique DSM-IV Axis II criterion. can help resolve the state-trait distinction about
The specific DSM-IV criterion associated with specific criterion behaviors.
each question is provided for interviewers to eas­ If discrepancies between sources of informa­
ily see. All questions are always administered, and tion are noted, interviewers must consider all
there are no skip-out options. Most questions data and use their own judgment to determine
are conversational in tone and open ended to the veracity of each source. Making this distinc­
encourage respondents to talk about their usual tion can be one of the challenges faced by SIDP­
behaviors and long-term functioning. In fact, IV administrators. Given the multiple sources of
respondents are specifically instructed to focus diagnostic data, final ratings are made after all
on their typical or habitual behavior when sources of information are considered. Such rat­
addressing each item and are prompted to ings are then transcribed onto a summary sheet
“remember what you are like when you are your that lists each criterion organized by personality
usual self.” Based on patient responses, each cri­ disorder, and formal diagnoses are assigned. As
terion is rated on a scale with four anchor points. required by the DSM, diagnoses are made only if
A rating of 0 indicates that the criterion was the minimum number of criteria (or threshold)
not present, 1 corresponds to a subthreshold level has been met for that particular disorder.
where there is some evidence of the trait but it is Administration requires knowledge of mani­
not sufficiently prominent, 2 refers to the crite­ fest psychopathology and the typical presenta­
rion being present for most of the past 5 years, and tion and course of Axis I and II disorders (Pfohl
3 signifies a strongly present and debilitating level. et al., 1997). The SIDP typically takes 60 to 90
The SIDP-IV requires that a trait be prominent minutes for the patient interview, 20 minutes for
for most of the past 5 years to be considered a interview of significant informants, and 20 min­
part of the respondent’s personality. This “5-year utes to fill out the summary score sheet. Studies
rule” helps ensure that the particular personality documenting the strong psychometric proper­
characteristic is stable and of sufficient duration, ties of the SIDP are plentiful, and they are sum­
as required by the general diagnostic criteria for marized in the manual for the instrument (Pfohl
a personality disorder described in DSM-IV. et al., 1997).
A strong point of the organizational format
by personality dimensions (rather than by disor­
International Personality
ders) is that data for specific diagnoses are min­
Disorder Examination
imized until final ratings have been collated on
the summary sheet. This feature can potentially The International Personality Disorder
reduce interviewer biases, such as the halo effect Examination (IPDE; Loranger, 1999) is an exten­
or changing thresholds, if it is obvious that a sive, semistructured diagnostic interview to eval­
respondent needs to meet one additional crite­ uate personality disorders for the DSM-IV and
rion to meet the threshold for diagnosis. This the International Classification of Diseases, 10th
topical organization also makes the intent of the edition (ICD-10; World Health Organization,
interview less transparent compared with the 2004) classification systems. The IPDE was
disorder-by-disorder approach of some other developed within the Joint Program for the
semistructured interviews. Diagnosis and Classification of Mental Disorders
Significant clinical judgment is needed to of the World Health Organization (WHO) and
or applicable copyright law.

properly administer the SIDP-IV because inter­ U.S. National Institutes of Health, aimed at pro­
viewers are expected to ask additional questions ducing a standardized assessment instrument to
to clarify patient responses when necessary. measure personality disorders on an interna­
Also, data are not limited to self-report. tional basis. As such, the IPDE is the only per­
Significant others who know the respondent well sonality disorder interview based on worldwide
should be consulted when available, and a stan­ field trials. The IPDE Manual contains the inter­
dard informed consent is included for informant view questions to assess either the 10 DSM-IV or
interviews. Collateral information is particularly the 10 ICD-10 personality disorders. The two
prized when one is evaluating personality disor­ IPDE modules (DSM-IV and ICD-10) contain
dered people, who may lack insight into their both a self-administered screening questionnaire

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Structured and Semistructured Interviews 33


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and a semistructured interview booklet with Each criterion is rated on a scale with the fol­
scoring materials. lowing definitions: 0 indicates that the behavior
The Screening Questionnaire is a self- or trait is absent or within normal limits, 1 refers
administered form that contains 77 DSM-IV or to an exaggerated or accentuated degree of the trait,
59 ICD-10 items written at a fourth-grade read­ 2 signifies criterion level or pathological, and
ing level. Items are answered either True or False, ? indicates that the respondent refuses or is unable
and the questionnaire typically is completed in to answer. Comprehensive item-by-item scoring
about 15 minutes. The clinician can score the guidelines are provided in the manual (Loranger,
questionnaire quickly and identify respondents 1999). At the end of the interview, the clinician
whose scores suggest the presence of a personality records the scores for each response on the
disorder. Subsequently, the IPDE clinical inter­ appropriate IPDE answer sheet. Ratings are then
view is administered. summed by hand or computer. The output is
The IPDE interview modules (for either the quite extensive, including the presence or absence
DSM-IV or ICD-10 systems) contain questions, of each criterion, the number of criteria met for
each reflecting a personality disorder criterion, each personality disorder, a dimensional score
that are grouped into six thematic headings: (sum of individual scores for each criterion for
work, self, interpersonal relationships, affects, each disorder), and a categorical diagnosis (defi­
reality testing, and impulse control (Loranger, nite, probable, or negative) for each personality
1999). Because disorders are not covered on a disorder (Loranger, 1999). Such comprehensive
one-by-one basis, the intent of the evaluation is output is especially valued by clinical researchers
less transparent, similar to the SIDP-IV. At the and is an attractive feature of the IPDE.
beginning of each section, open-ended inquiries The IPDE is intended for use by experienced
are provided to enable a smooth transition from clinicians who received specific training with the
the previous section and to encourage respon­ IPDE. Average administration time is 90 minutes
dents to elaborate about themselves in a less for the interview, which can be reduced through
structured fashion. Specific questions are subse­ use of the screening questionnaire (omitting
quently asked to evaluate each diagnostic crite­ interview items associated with unlikely personal­
rion. For each question, the corresponding ity disorders). Because the IPDE has been selected
personality disorder and the specific diagnostic by the WHO for international application, it has
criterion are identified with precise scoring been translated into numerous languages to facil­
guidelines. itate transcultural research. Ample evidence of
Respondents are encouraged to report their reliability and validity of the IPDE has been doc­
typical or usual functioning rather than their umented (Loranger, 1999; Loranger et al., 1994).
personality functioning during times of episodic Because of the instrument’s ties to the DSM-IV
psychiatric illness. The IPDE requires that a trait and ICD-10 classification systems and adoption
be prominent during the past 5 years to be by the WHO, the IPDE is widely used for inter­
considered a part of the respondent’s personal­ national and cross-cultural investigations of per­
ity. Information about age of onset of particular sonality disorders and their features.
behaviors is explored to determine whether a
late-onset diagnosis (after age 25 years) is appro­ Personality Disorder Interview–IV
priate. When a respondent acknowledges a par­
ticular trait, interviewers follow up by asking for The Personality Disorder Interview–IV (PDI­
examples and anecdotes to clarify the trait or IV; Widiger, Mangine, Corbitt, Ellis, & Thomas,
behavior, gauge impact of the trait on the 1995) is a semistructured interview for assessment
of the 10 standard personality disorders in the
or applicable copyright law.

person’s functioning, and fully substantiate the


rating. Such probing entails significant clinical DSM-IV and the two proposed personality disor­
judgment and knowledge on the part of inter­ ders (passive-aggressive and depressive) presented
viewers about each criterion. Items may also be in the DSM-IV appendix as criteria sets provided
rated based on observation of the respondent’s for further study. The PDI-IV is appropriate for
behavior during the session, which also takes respondents age 18 years and older, and adminis­
clinical expertise. To supplement self-report, tration time is about 90 to 120 minutes.
interview of informants is encouraged. Clinical A unique feature of the PDI-IV is that it is
judgment is needed to ascertain which source is available in two separate versions, each with its
more reliable if inconsistencies arise. own interview booklet. The PDI-IV Personality

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34 GENERAL ISSUES
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Disorders Interview Booklet arranges the diag­ 10 standard DSM-IV personality disorders as
nostic criteria and corresponding questions well as depressive personality disorder and passive-
by personality disorder. The Thematic Content aggressive personality disorder in the DSM-IV
Areas Interview Booklet organizes the criteria appendix. Before administration of the DIPD-IV,
and questions by thematic content. The nine assessment of the Axis I disorders and the respon­
topical areas are attitudes toward self, attitudes dent’s general functioning (e.g., in the areas of
toward others, security of comfort with others, work, school, and social life) is advised (Zanarini
friendships and relationships, conflicts and et al., 1996).
disagreements, work and leisure, social norms, Like the SCID-II, the DIPD-IV interview is
mood, and appearance and perception. The conducted on a disorder-by-disorder basis. The
questions for each diagnostic criterion are the interview contains 108 sets of questions, each
same in each interview form, but the organiza­ designed to assess a specific DSM-IV personality
tion is different. The modular approach easily disorder diagnostic criterion. The initial question
lends itself to focused and rapid assessment of for each criterion is dichotomously formatted
particular personality disorders of interest to the and is followed by open-ended questions for fur­
researcher or clinician. A screening questionnaire ther exploration. The interview covers the past
is not provided for the PDI-IV. 2 years of the respondent’s life with regard to
The PDI-IV administration book includes thoughts, feelings, and behaviors that have been
questions for each of the 94 individual personal­ typical. Although respondents are the sole source
ity disorder diagnostic criteria, cross-referencing of information for most of the diagnostic criteria,
the DSM-IV. Instructions to interviewers and if a particular behavior exhibited during the
prompts and suggestions for follow-up ques­ interview contradicts the response, this may be
tions are included. During administration, each used instead. Probing on the part of the adminis­
criterion is rated on the following three-point trator is encouraged if responses appear incom­
scale: 0 indicates not present, 1 indicates present plete or untrue.
at a clinically significant level, and 2 indicates Each diagnostic criterion is rated on the follow­
present to a more severe or substantial degree. A ing scale: 0 indicates absent or clinically insignifi­
particular strength of the PDI-IV is its compre­ cant, 1 indicates present but of uncertain clinical
hensive manual (Widiger et al., 1995), which significance, 2 indicates present and clinically signif­
extensively discusses the history and rationale icant, and NA indicates not applicable. After all 108
for each diagnostic question and problems that criteria are rated, final categorical diagnosis for
often arise in the assessment of each criterion. each personality disorder is made based on the
After the interview is completed, the clinician number of criteria met. The final output is
summarizes responses to individual PDI-IV cri­ recorded as 2, indicating yes or met full criteria,
teria and plots the overall dimensional profile. 1 indicating subthreshold (one less than the
According to the manual, this profile may help required number of criteria), or 0 indicating no.
clinicians rank multiple diagnoses by order of Information about administration and scor­
importance and identify characteristics in the ing of the DIPD-IV is sparse compared with the
respondent that are relevant to psychopathology other Axis II semistructured interviews. Experi­
and treatment. Output provided is both a ence and knowledge of personality disorders
dimensional rating for each personality disorder are recommended for use of the DIPD-IV,
and a categorical rating. Reliability and validity and administration time typically is 90 minutes.
data, as summarized in the manual (Widiger The DIPD-IV is selected as the primary diag­
et al., 1995), are solid, although few psychomet­ nostic measure for personality disorders in the
or applicable copyright law.

ric studies by independent researchers have been Collaborative Longitudinal Personality Disorders
conducted. Study, which is a large, multisite, prospective nat­
uralistic longitudinal study of personality disor­
ders and comorbid mental health problems.
Diagnostic Interview for
DSM-IV Personality Disorders
The Diagnostic Interview for DSM-IV Person­ SUMMARY
ality Disorders (DIPD-IV; Zanarini, Frankenburg,
Sickel, & Yong, 1996) is a semistructured interview The interview in its broadest terms is an interac­
designed to assess the presence or absence of the tion between a professional and a client. As noted,

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Structured and Semistructured Interviews 35


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the interview can take many forms, ranging from Reliability of lifetime diagnosis. Archives of General
an unstructured interaction leaving the questions Psychiatry, 35, 400–405.
Bakeman, R., & Gottman, J. M. (1989). Observing
up to the interviewer to a fully structured ques­ interaction. Cambridge, UK: Cambridge University
tion-and-answer format leaving no room for an Press.
off-the-cuff exchange. Certainly, structured and Brown, T. A., Di Nardo, P. A., & Barlow, D. H. (1994).
semistructured interviews have their drawbacks. Anxiety Disorders Interview Schedule for DSM-IV
Their use can detract from the first encounter, (ADIS-IV). San Antonio, TX: Psychological
Corporation.
making it feel more sterile or distant. As previ­ Brown, T. A., Di Nardo, P. A., Lehman, C. L., & Campbell,
ously noted, the validity of a structured interview L. A. (2001). Reliability of DSM-IV anxiety and mood
depends on the accuracy of the diagnostic criteria disorders: Implications for the classifications of
on which it is based. Furthermore, the structured emotional disorders. Journal of Abnormal Psychology,
110, 49–58.
interview may be considered fallible in that most
Campbell, D. T., & Fiske, D. W. (1959). Convergent
are heavily reliant on self-report data. and discriminant validation by the multitrait­
Despite these criticisms, structured and semi- multimethod matrix. Psychological Bulletin,
structured interviews offer a number of sig­ 56, 81–105.
nificant advantages. Most notably, structured Clark, L. A., & Watson, D. (1995). Constructing
validity: Basic issues in objective scale development.
interviews minimize the variability between pro­ Psychological Assessment, 7, 309–319.
fessionals with standardization of assessment. Cohen, J. (1960). A coefficient of agreement for nominal
Greater reliability of diagnosis is a precursor for scales. Educational and Psychological Measurement,
greater validity or meaningfulness of the diagno­ 20, 37–46.
sis. Advanced degrees typically are not required Coolidge, F. L., & Segal, D. L. (1998). Evolution of the
personality disorder diagnosis in the Diagnostic
for the administration of these interviews, allow­ and Statistical Manual of Mental Disorders. Clinical
ing their wider use. In addition, the psychomet­ Psychology Review, 18, 585–599.
ric properties of these instruments, particularly Cronbach, L. J. (1990). Essentials of psychological testing
measures reviewed in this chapter, are quite (5th ed.). New York: Harper & Row.
promising. If the past several decades are a pre­ Cronbach, L. J., & Meehl, P. E. (1955). Construct validity
in psychological tests. Psychological Bulletin,
dictor of the future of structured interviews, then 52, 281–300.
the field probably will continue to see new struc­ Di Nardo, P. A., Brown, T. A., & Barlow, D. H. (1994).
tured interviews and updates on existing mea­ Anxiety Disorders Interview Schedule for the DSM-IV:
sures. With the upsurge in the use of structured Lifetime version. San Antonio, TX: Psychological
Corporation.
interviews, it is important to keep in mind that
Di Nardo, P. A., Moras, K., Barlow, D. H., Rapee, R. M., &
the administration of a structured interview does Brown, T. A. (1993). Reliability of DSM-III-R anxiety
not prevent the user from supplementing with disorder categories: Using the anxiety Disorders
unstructured questions, before or after the struc­ Interview Schedule–Revised (ADIS-R). Archives of
tured interview, perhaps blending the best of General Psychiatry, 50, 251–256.
Di Nardo, P. A., O’Brien, G. T., Barlow, D. H., Waddell, M. T.,
both worlds. & Blanchard, E. G. (1982). Anxiety Disorders Interview
Schedule (ADIS). Albany: Center for Stress and
Anxiety Disorders, State University of New York at
Albany.
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