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DIABETES TECHNOLOGY & THERAPEUTICS

Volume 12, Number 8, 2010 Review


ª Mary Ann Liebert, Inc.
DOI: 10.1089/dia.2010.0037

Resolution of Type 2 Diabetes Following Bariatric Surgery:


Implications for Adults and Adolescents

Radha Nandagopal, M.D., Rebecca J. Brown, M.D., and Kristina I. Rother, M.D., M.H.Sc.

Abstract
Bariatric surgery is now widely reported to ameliorate or resolve type 2 diabetes mellitus in adults. Some clinical
investigators even suggest its use as an early therapeutic intervention for type 2 diabetes in patients not meeting
standard criteria for bariatric surgery. However, little is known about the exact mechanisms explaining the
metabolic consequences, and much active investigation is underway to identify hormonal changes leading to
diabetes resolution. This review includes a detailed description of various bariatric surgical procedures, in-
cluding the latest less-invasive techniques, and a summary of current data providing insight into the short- and
long-term metabolic effects. We outline current hypotheses regarding the mechanisms by which these surgical
procedures affect diabetes and report on morbidity and mortality. Finally, we discuss the available data on
bariatric surgery in adolescent patients, including special considerations in this potentially vulnerable popula-
tion.

Introduction for bariatric surgery, based on limited evidence that even in


this subgroup, glucose tolerance improves and oral medica-
tions will no longer be necessary for diabetes management.11
B ariatric surgery was first reported to possibly ‘‘cure’’
type 2 diabetes (T2D) by Pories et al.1 in 1992 and re-
visited in 1995.2 The observed improvements in glucose tol-
In addition, as the use of bariatric surgery of all types in-
creases in the adult population, it has become more widely
erance and insulin resistance have been subsequently accepted as an option for obese adolescents.12,13
confirmed by others.3–9 These changes have been observed in
the setting of restrictive procedures (e.g., vertical banded
Indications for Bariatric Surgery
gastroplasty [VBG] and laparoscopic adjustable gastric
banding [LAGB]) and restrictive/malabsorptive procedures Indications for bariatric surgery in the management of
(including Roux-en-Y-gastric bypass [RYGB] and biliopan- obesity were initially outlined by the 1991 National Institutes
creatic diversion [BPD]) (Fig. 1). Strikingly, in restrictive/ of Health Consensus Development Panel.14 Patients poten-
malabsorptive procedures, the changes in insulin resistance tially eligible for bariatric surgery included those who (1)
and fasting glucose appear to occur prior to any significant were well informed and motivated, (2) had a BMI >40 kg/m2,
weight loss following bariatric surgery, with studies reporting (3) had acceptable risk for bariatric surgery, and (4) had failed
an 80% diabetes remission rate after RYGB and correction of previous attempts at nonsurgical weight loss. The consensus
glucose tolerance abnormalities within days of surgery.3,4 The statement also suggested that individuals over 18 years of age
mechanisms underlying this rapid remission, including the with a BMI >35 kg/m2 with obesity-related co-morbidities
role of anatomic alterations, gastrointestinal hormones, and (diabetes, sleep apnea, obesity-related cardiomyopathy, or
postoperative caloric restriction, remain the subject of con- severe joint disease) may be candidates as well.
siderable debate. Bariatric surgery is contraindicated in patients with un-
At the first World Congress on Interventional Therapies for treated major depression, psychosis, binge eating disorders,
Type 2 Diabetes, held in September 2008, a number of experts current drug and alcohol abuse, or severe cardiac disease or in
in the surgical treatment of obesity and in the field of obesity those who have other major anesthesia-related risks, severe
research called for a consensus on the use of bariatric surgery coagulopathy, or an inability to comply with nutritional re-
to treat T2D.10 Indeed, surgeons and some endocrinologists quirements such as lifelong vitamin replacement. Bariatric
are now suggesting that clinicians refer patients who have surgery in children under 18 years of age remains contro-
T2D with a body mass index (BMI) below traditional criteria versial and will be discussed later in this article.

Clinical Endocrinology Branch, National Institute of Diabetes and Digestive and Kidney Diseases, National Institutes of Health, Bethesda,
Maryland.

671
672 NANDAGOPAL ET AL.

Surgical Procedures prevent any expansion.16 The risks of VBG include bleeding,
infection, leakage, perforation, anastomotic stenosis, and in-
LAGB
ternal hernia/small bowel obstruction.15 Patients may also
LAGB is a purely restrictive procedure in which a silicone develop a foreign-body reaction to the mesh material, and
device with a band and inflatable balloon is placed around the dilation of the stoma may lead to weight regain.
upper portion of the stomach (Fig. 1a). The band compart-
mentalizes the proximal stomach, creating a small gastric RYGB
pouch (approximately 30 mL), and connects to a subcutane-
The RYGB procedure has both malabsorptive and restric-
ous injection port. The outlet diameter into the remainder
tive components and remains the gold standard for bariatric
of the stomach is adjusted by injecting or removing fluid
surgery in the United States. The procedure consists of three
from the access port.15,16 For example, when weight loss
basic steps. First, a 15–30-mL gastric pouch is created, ac-
plateaus, the band is inflated further, thus impeding the
counting for the restrictive component. A separate biliopan-
passage of food into the distal stomach. Bleeding, infection,
creatic limb is then fashioned, extending about 50 cm from the
leakage, and gastric perforation are the major risks, requiring
ligament of Treitz to allow passage of biliary and pancreatic
reoperation at rates of 2–8.9%.15 Rarely, the portion of the
secretions until they are mixed with chyme at the distal
stomach distal to the band may herniate, causing an
anastomosis (Fig. 1c). Finally, part of the jejunum measuring
obstruction (‘‘slipped’’ band).
approximately 75–150 cm in length is brought up to the gastric
pouch to carry food from the pouch to the distal anastomosis.
VBG
The malabsorptive aspect arises primarily from the delay in
VBG is another purely restrictive procedure. A small pouch mixing of chyme and digestive enzymes.16 This surgery is
of 50 mL or less is created to reduce the flow of food to the now primarily done laparoscopically. Complications partic-
distal stomach (Fig. 1b). The gastric pouch is generally sta- ular to the RYGB include anastomotic leaks and gastric per-
pled, cut, and divided from the remainder of the gastric fun- foration, although these are reported in <5% of cases, and in
dus, and the stoma is covered with polypropylene mesh to some centers at rates of <1%.15 Nutritional problems occur in

FIG. 1. Bariatric surgical procedures: (a) laparoscopic adjustable gastric banding, (b) vertical banded gastroplasty, (c) Roux-
en-Y gastric bypass, (d) biliopancreatic diversion, (e) biliopancreatic diversion with duodenal switch, (f) laparoscopic sleeve
gastrectomy, (g) ileal interposition with sleeve gastrectomy, and (h) Santoro III.
BARIATRIC SURGERY FOR TYPE 2 DIABETES 673

many patients and include deficiencies of iron (20–49%), vi- distal small bowel (Fig. 1h).13 The principle behind omen-
tamin B12 (26–70%), and folate (9–35%); anemia due to these tectomy is to reduce the amount of visceral adiposity, known
deficiencies may be present in 18–54% of patients who have to be generally associated with the development of the met-
undergone RYGB.17 abolic syndrome.27

BPD and BPD with duodenal switch Additional methods


The BPD and BPD with duodenal switch (BPD/DS) pro- Other, less invasive techniques such as endoluminal duo-
cedures also include both malabsorptive and restrictive denal sleeve placement are currently under study.10
components. A partial gastrectomy is performed, leaving a
150–200-mL gastric pouch. About 150–200 cm of ileum is used Morbidity and Mortality
as the enteric limb to carry chyme from this pouch to the distal
anastomosis and common channel. The alimentary limb may In the comprehensive meta-analysis of bariatric surgery
be anastomosed either to the proximal stomach after distal and obesity co-morbidities by Buchwald et al.,3 operative
gastrectomy (BPD, Fig. 1d) or to the duodenal stump, pre- mortality at 30 days after surgery was 0.1% for purely re-
serving the pylorus (BPD/DS, Fig. 1e). The BPD/DS variant strictive surgeries, 0.5% for gastric bypass procedures, and
may reduce symptoms of dumping, including epigastric pain, 1.1% in biliopancreatic diversion or duodenal switch opera-
nausea, palpitations, sweating, dizziness, and malnutri- tions. Other published series of the RYGB procedure report
tion.16,18,19 Side effects of the procedure are similar to those of postoperative mortality rates as low as 0.25%.8,28 Thus, there
other bariatric surgeries and include leakage, anastomotic remain major differences between surgical techniques and
problems, and nutritional deficiencies at similar rates as with individual centers.
RYGB. Data regarding postoperative re-hospitalization and mor-
bidity outcomes are more difficult to assess. Severe obesity
Sleeve gastrectomy itself is a risk factor for adverse events following surgery28,29;
it therefore follows that patients undergoing bariatric surgery
The laparoscopic sleeve gastrectomy was originally con- are by definition at risk for postoperative complications, even
ceived as a first stage for achieving weight loss in superobese as they reduce their risk of obesity-associated co-morbidities
(BMI >60 kg/m2) patients and those with severe co-morbidities in the long-term. The short-term risk of mortality for the av-
to reduce perioperative morbidity and mortality.20,21 The pro- erage patient having bariatric surgery (40 years old, 80% fe-
cedure is relatively new, initially described in 200322 (Fig. 1f). male, BMI of 47 kg/m2) may be low,30 but subgroups of
It was often a first step prior to duodenal switch or RYGB, or a patients may experience a 30-day mortality risk of 2.0% or
rescue after another failed bariatric procedure,20,23 but it has more.3 This especially applies to patients with a BMI >50 kg/
become the primary choice of some surgeons, replacing gastric m2, those over 65 years of age, those with multiple co-
banding. morbidities, and patients who are beneficiaries of Medicaid or
Medicare.30–32 Between 10% and 20% of patients undergoing
Emerging Technologies bariatric surgery may have a perioperative medical or surgical
complication.33 This is countered by evidence of increased
Ileal interposition with sleeve gastrectomy
longevity following bariatric surgery: obese diabetes patients
Ileal interposition with sleeve gastrectomy (or a variant— in the Swedish Obesity Subjects Study had 9% mortality at
ileal interposition with diverted sleeve gastrectomy) involves 9 years; the control group had 28% mortality, most of which
the placement, or interposition, of a segment of ileum into the could be attributed to cardiovascular disease.3,28 Table 1 lists
proximal jejunum (Fig. 1g). After sleeve gastrectomy, a sili- potential complications following bariatric surgery.
cone band is placed 3–4 cm below the gastric cardia and ad-
justed according to the desired diameter of the gastric pouch. T2D Outcomes
The jejunum is then divided from the ligament of Treitz, and a
In general, studies of bariatric surgery and T2D define
100-cm ileal segment is removed about 50 cm proximal to the
ileocecal valve. This ileal segment, with its vascular and ner- ‘‘resolution’’ of T2D as the ability of patients to discontinue all
vous supplies intact, is surgically interposed into the proximal diabetes-related medications and maintain blood glucose
jejunum, greatly increasing the exposure of the ileal segment levels within the normal range postoperatively. In the meta-
to relatively undigested nutrients. The operation is hypothe- analysis by Buchwald et al.3 of studies reporting on diabetes
sized to be superior to purely restrictive gastric procedures by resolution, 1,417 of 1,846 patients (76.8%) experienced com-
diminishing associated gastroesophageal reflux and avoiding plete resolution. Regardless of procedure type, patients ex-
the significant malabsorption present in procedures that in- perienced significant reductions in hemoglobin A1c, fasting
clude small intestinal bypass.24 glucose, and fasting insulin in the short-term (<6-month)
follow-up period.
In general, restrictive-malabsorptive procedures have
Santoro III
higher diabetes remission rates than purely restrictive proce-
Initially in 2003 and subsequently in 2006, Santoro et al.25,26 dures. Rates as high as 98.9% have been reported for bilio-
proposed a new surgical strategy for extreme obesity that pancreatic diversion or duodenal switch,34 although it should
combines preexisting surgical procedures. The technique be noted that far fewer patients have undergone this proce-
consists of laparoscopic sleeve gastrectomy and en- dure compared to RYGB or gastric banding. In a 2008 study35
teroomentectomy, reducing gastric capacity to about 150 mL using BPD, the percentage of patients cured of diabetes
and the small bowel length to just 3 m, and preserving the (fasting serum glucose reduced to 110 mg/dL, without
674 NANDAGOPAL ET AL.

Table 1. Adverse Effects and Complications the restrictive component of the surgery) curing T2D in non-
of Bariatric Surgery obese humans.43
Another hypothesis (the ‘‘hindgut hypothesis’’) for rapid
Immediate postoperative complications
diabetes resolution suggests that early contact of distal bowel
Hypovolemia
Pneumonia and other pulmonary disease with relatively undigested food enhances some signal that
Prolonged mechanical ventilation results in improved glucose metabolism. Incretins (such as
Intestinal leakage glucagon-like peptide-1 and glucose-dependent insulinotropic
Deep vein thrombosis and pulmonary embolism polypeptide), hormones secreted by the gastrointestinal tract
Hemorrhage that increase insulin secretion in response to oral, but not in-
Wound infection travenous, nutrients, are likely candidates accounting for part
Renal failure of this improvement. Our understanding of these changes is
Retained foreign body complicated by the observation that incretins, as well as other
Small-bowel obstruction gastrointestinal hormones (oxyntomodulin, cholecystokinin,
Perforation
ghrelin, peptide YY), appear to be affected differently by
Port infection
Sepsis various surgical procedures due to variations in anatomical
Death rearrangements. Even minor changes in surgical technique,
Nutritional consequences such as differing lengths of connecting jejunal limbs, can affect
Protein malnutrition metabolic outcomes and may explain the, at times contradic-
Micronutrient deficiencies (iron, vitamin B12, folate, tory, findings in the existing literature.
thiamine, calcium, vitamin D) The influence of gastrointestinal hormones on insulin sen-
Dehydration sitivity following bariatric surgery cannot be discounted. This
is a subject of much active investigation, although currently
no consensus exists on the role of these hormones. Differences
in surgical procedures, research methodologies, and hor-
dietary restriction and without medical therapy) was 74% at 1
monal assays all contribute to the discrepancies in circulating
month, 97% at 1 and 10 years, and 91% at 20 years. The 26%
gastrointestinal hormone levels observed among studies.44
of patients not cured at 1 month were those with the most
However, one highly plausible reason for not only improved
severe T2D preoperatively. A more recent randomized con-
insulin secretion, but also higher insulin sensitivity, is the
trolled trial of medical therapy versus gastric banding for T2D
increase in glucagon-like peptide-1 response to oral glucose in
demonstrated a 73% remission rate (defined as hemoglobin
gastric bypass patients. The latter is much more pronounced
A1c levels <6.2%, fasting glucose <126 mg/dL, and cessation
in surgical patients than in individuals with equivalent, diet-
of diabetes medications) in the group undergoing gastric
induced weight loss.39 Beyond incretins, increased bile acid
banding at 2 years.36 Other studies have shown that eu-
reabsorption may also improve insulin sensitivity.45 Levels of
glycemia and normal insulin levels occur within days after
serum bile acids are higher in humans with prior gastric by-
surgery, and these effects persist.1,2
pass, suggesting a potential contribution to improved glucose
and lipid metabolism.
Hypotheses on the Resolution of T2D
Recently it has been shown in an animal model that im-
Resolution of diabetes following bariatric surgery is pre- proved insulin sensitivity resulted from enhanced gastroin-
dominately caused by marked weight loss resulting in im- testinal gluconeogenesis following bariatric surgery.46 In
proved insulin sensitivity. However, the beneficial effects of mice, enterogastric anastamosis (an analog to RYGB), but not
bariatric surgery on glucose metabolism cannot be accounted gastric banding, increased gastrointestinal gluconeogenesis.
for entirely by weight loss. This is best demonstrated by the Thus, enteral glucose was secreted directly into the portal
observation that in many gastric bypass patients, resolution of vein, resulting in decreased hepatic glucose production, as
diabetes occurs within 1 week following bariatric surgery, well as central nervous system signals to suppress food in-
before any clinically significant weight loss.37–41 Rapid reso- take. Whether or not this mechanism plays a significant role in
lution of hyperglycemia in these patients may be due in part humans remains to be determined. Furthermore, rat studies
to acute caloric restriction in the immediate postoperative demonstrated that duodenal exclusion reduced the capacity
period. Severe caloric restriction has long been known to of the entire remaining intestine to absorb glucose. This may
improve glycemia control in patients with diabetes and was be due to down-regulation of the function of the Naþ/glucose
used therapeutically for type 1 diabetes prior to the discovery co-transporter SGLT-1.47 Another intriguing area of novel
of insulin. research is the study of the gastrointestinal microbiome and
Several researchers have suggested that the rapid resolu- its role in surgically induced metabolic changes.48
tion of diabetes following malabsorptive bariatric procedures For further reading, we recommend several excellent
is due to bypass of the proximal small intestine, through as- reviews.49–52
yet unclear mechanisms (the ‘‘foregut hypothesis’’). This hy-
pothesis is supported by data showing higher rates of rapid
Bariatric Surgery in Adolescents
diabetes resolution in patients undergoing malabsorptive
bariatric surgery (which involves bypass of the proximal Few reports have described bariatric surgery outcomes in
small intestine) versus those undergoing purely restrictive obese patients younger than 18 years of age. Typically, patient
procedures (e.g., gastric banding), in which the flow of nu- cohorts are small (<30 patients), and follow-up periods are
trients through the small intestine remains intact.4,42 In ad- short (<5 years).53–56 Even fewer data have been published on
dition, there are recent reports of duodenal bypass (without diabetes resolution in this age group. Much will be learned
BARIATRIC SURGERY FOR TYPE 2 DIABETES 675

from a prospective natural history study similar to the Long- Additionally, although morbidity rates have improved,
itudinal Assessment of Bariatric Surgery (LABS), which records access to bariatric surgery remains sparse. Medicaid patients
bariatric surgery outcomes in adults. Teen-LABS is now col- have limited access to bariatric procedures and had higher
lecting coordinated epidemiological, clinical, and behavioral body mass and greater incidence of serious co-morbid con-
data on adolescent patients undergoing bariatric surgery.57 ditions at outset.62 Of patients worldwide who meet National
Inge et al.53 reported that extremely obese (mean BMI, Institutes of Health criteria for bariatric surgery, only about
50 kg/m2) adolescents experienced significant weight loss 1% undergo a surgical procedure.
and improvement in glucose tolerance after the RYGB pro- For diabetologists and other physicians interested in con-
cedure. The study was conducted in 11 adolescents (surgical sidering referral for surgical intervention, evidence is growing
arm) at five centers, and these patients were compared to 67 for its use to promote the resolution or remission of T2D, but
adolescents with T2D who were treated medically for 1 year. questions remain about surgical morbidity. Certainly, hor-
At 1 year, the surgical group had improved insulin resistance monal and anatomic considerations play a role in the im-
and cardiovascular risk factors compared to the medically provement of glucose tolerance and insulin resistance, as
treated group. The improvements are encouraging, but the demonstrated by the differential outcomes following various
effect of this procedure on patients with lower BMI and over surgical procedures. For adolescent patients, pediatric endo-
longer follow-up requires further clarification. crinologists and others eagerly await the results of the Teen-
LAGB is now gaining prominence as a means of treating LABS study, but in the meantime must continue to extract
obesity in adolescents. Because T2D remains a relatively rare meaningful clinical information from small pediatric and
disease in pediatrics, even among obese children, sufficient larger adult trials.
data do not exist to come to evidence-based conclusions. Al- Finally, given the knowledge that so few qualified patients
Qahtani55 conducted a retrospective review of all children and have access to bariatric surgery, especially in the developing
adolescents who underwent LAGB in his center between world, it seems most reasonable to think of bariatric surgery
January 2003 and December 2005. Among the 51 patients as a model to better understand the physiology of appetite
(mean age, 16.8 years; mean BMI, 49.9 kg/m2), 15 had the and glucose homeostasis. Elucidating the mechanisms un-
metabolic syndrome. Frank T2D was present in seven pa- derlying the improvements in obesity and diabetes following
tients, all of whom had disease resolution after a mean follow- various surgical procedures may lead to a better under-
up of 16 months. The author reported no postoperative standing of the interplay between gastrointestinal anatomy
complications, and patients were compliant with postopera- and neuroendocrine hormones, potentially leading to the
tive dietary protocols. A subsequent prospective study58 in 73 development of novel therapeutic targets for T2D.
adolescents who underwent LAGB demonstrated similar
resolution of co-morbidities; five patients had impaired glu- Acknowledgments
cose tolerance that resolved by 1 year postoperatively. A
study from the same group59 focused specifically on im- This work was supported by the Intramural Research
proving metabolic status in adolescents who undergo LAGB. Program of the National Institutes of Health, National In-
None of the patients had diabetes; 23% had impaired glucose stitute of Diabetes and Digestive and Kidney Diseases. We
tolerance, which resolved postoperatively. As in previous thank Leann Sutphin for her contributions to this manuscript.
studies of LAGB, the procedure was well tolerated and safe,
although emphasis was again placed on the need for adoles- Author Disclosure Statement
cents to be well informed and well followed throughout the The authors have no financial or other conflicts of interest to
pre- and postoperative periods. disclose.
The first randomized controlled trial investigating LAGB
versus lifestyle modifications in adolescents was recently References
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