FINAL REPORT ON DRAFT REGULATORY AND IMPLEMENTING TECHNICAL

FINAL REPORT ON DRAFT REGULATORY AND IMPLEMENTING TECHNICAL

STANDARDS ON SUPERVISORY COLLEGES

2. Bac gr und and rat na e

Cooperation between authorities at both the EU and global level is key to strengthening the

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FINAL REPORT ON DRAFT REGULATORY AND IMPLEMENTING TECHNICAL
STANDARDS ON SUPERVISORY COLLEGES

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FINAL REPORT ON DRAFT REGULATORY AND IMPLEMENTING TECHNICAL
STANDARDS ON SUPERVISORY COLLEGES

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3. Draft regu at ry techn ca standards
n genera c nd t ns f the funct n ng

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COMMISSION DELEGATED REGULATION (EU) 20xx/xx
of date month year

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of institution applicable in Directive 2013/36/EU, excluding investment firms from
it. Where Articl, 1(2), or, 1(5), of that, Regulnatio, applies, investment firms are how-
ever supervised for, compli

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(10) The attendance of observers at a supervisory college meeting, or participation in a
particular agenda item should depend on the topics to be discussed or addressed. The
consolidating supervisor should decide what information is relevant for the observers
and involve the observers in the relevant college meeting or activity accordingly

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4. The mapping for each financial sector entity, institution or branch referred to in para-

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(e) a description of the arrangements for the treatment of confidential infor-
mation;

(f) a description of the arrangements on entrustment of tasks and on delegation

of responsibilities, where relevant;

(g)

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Article 6

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3. If no agreement could be reached between the consolidating supervisor and the mem-
bers of the supervisory college on the proposed tasks for entrustment or delegation of
responsibilities pursuant to paragraph (1) of this Article, th

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 strategy;

(b) internal governance arrangements and institut3e2pv76.5S

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2014/59/EU, the consolidating supervisor or the members of the supervisory college
shall inform each other whether conditions for application of early interv(r )ention measures
are met

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 Information exchange for the assessment of the group recovery plan

1. The

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(c) the areas of focus of the col/ege wor4g (en-US)>> BDC q0.000008866 0 594.96 842.04 reW* nBT

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 Event of adverse material effect on the risk profile of the group or its entities

1. The consolidating supervisor and the relevant members of the supervisory college sha42.0o( )-49(t) be

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in

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(b) the level of informate21/F5 1

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2. The competent authority of the home Member State may invite the observers of the su-

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(b) the impact or potential impact of the event on the available own funds and liquid-
ity level of the institution and its significant branches and whether it continue toETQq0.0000088

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 situation as referred to in Article 114(1) of Directive 2013/36/EU arises.

3. The minimum set of information referred to in paragraph 2, point (b) shall include the
following:

(a) an outline of the

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of
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 ANNEX I

Correlation table

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47
COMMISSION IMPLEMENTING REGULATION (EU) 20xx/xx
of date month year

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an Annex that should contain the list of agreed indicators.

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54
 number of the new Commission Delegated Regulation repealing Commission Delegated
Regulation (EU) 2016/98].

2. The members

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 basis to be determined in these arrangements.

7. The consolidating supervisor and the members of the supervisory college shall amend
the written coordination and cooperation arrangements by following the process de-
scribed in paragraphs 1 to 4.

8. The consolidating supervisor shall use the template in Annex II to conclude and amend
the written coordination and cooperation arrangements.

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63
65
2. The competent authority of the home Member State shall transmit the information re-
ferred to in paragraph 1 to the member of the supervisory college.

3. If the competent authority of the home Member State deems that any information re-
ferred to in paragraph 1 is not

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referred to in Article 99 of Directive 2013/36/EU in accordance with Article 33 of Del-
egated Regulation (EU) 20xx/xx [PO Please insert just the number of the new
ted Cos36 G

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 Coordination of the supervisory assessment of an emergency situation

For the purposes of Article 38 of Delegated Regulation (EU) 20xx/xx

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 Entry into force

This Regulation shall enter into force on the twentieth day following that of its publication
in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and dire(ialtl)-3(y aialppli)-3(c)4(a)4(ble in )-9(a)4(ll)-3( M

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Acc m any ng d cuments
4.
73enefit
Draft
1.
4.
-b cost
analysis / impifa assessment
supervisory examininatn prtgramme and prepare the joint decisitns. Overall, the supervision
ttaieved through the collaborinaon in the supervistry college should lead to a better supervision of
the crtss -

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analysis focuses on two specific topics on which a decision is needed and for which several technical
options have been edch e 942(d)3(esi(s)1tio)-5(n)3(s )30(t)9(o)-(s )38(b)3(e )2take ecer(en )3i)en ae ps s e elcal

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FINAL REPORT on DRAFT REGULATORY AND IMPLEMENTING TECHNICAL STANDARDS ON SUPERVISORY COLLEGES
FINAL REPORT on DRAFT REGULATORY AND IMPLEMENTING TECHNICAL STANDARDS ON SUPERVISORY COLLEGES

Amendments to
Comments Summary of responses received EBA analysis
the proposals

Question 2. Do you have any other suggestions with regard to the information items to be exchanged in an event of adverse material effect on the risk profile of the

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FINAL REPORT on