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eTextbook 978-0078137204

Organizational Behavior: Key Concepts


Skills & Best Practices
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CURRENT ENGAGING SKILLS PRACTICE Angelo Kinicki
Kinicki
Mel Fugate
Kinicki/Fugate, Organizational Behavior: Fugate

Key Concepts, Skills and Best Practices 5e


www.mhhe.com/kinickiob5e

organizational behavior
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ABOUT THE AUTHORS

Angelo Kinicki, pictured on the right, received several awards, including a service as a representative at large for
is a professor, author, and consultant. best research paper award from the the Organizational Behavior division,
He is a professor of management and Organizational Behavior (OB) divi- member of the Best Paper Award com-
is the recipient of the Weatherup/ sion of the Academy of Management, mittee for both the OB and Human
Overby Chair in Leadership. He also is the All Time Best Reviewer Award Resources (HR) divisions, chair of
a Dean’s Council of 100 Distinguished (1996–99) and the Excellent Reviewer the committee to select the best
Scholar at the W P Carey School of Award (1997–98) from the Academy of publication in the Academy of Manage-
Business. He joined the faculty in 1982, Management Journal, and six teaching ment Journal, and program committee
the year he received his doctorate awards from Arizona State University reviewer for the OB and HR divisions.
in business administration from Kent (Outstanding Teaching Award—MBA Angelo also is a busy international
State University. His primary research and Master’s Program, John W Teets consultant and is a principal at Kinicki
interests include leadership, organiza- Outstanding Graduate Teacher Award and Associates Inc., a management
tional culture, organizational change, (2x), Outstanding Undergraduate consulting firm that works with top
management teams to create organiza-
tional change aimed at increasing orga-
nizational effectiveness and profitability.
He has worked with many Fortune 500
firms as well as numerous entrepre-
neurial organizations in diverse indus-
tries. His expertise includes facilitating
strategic/operational planning sessions,
diagnosing the causes of organizational
and work-unit problems, conducting
organizational culture interventions,
implementing performance manage-
ment systems, designing and imple-
menting performance appraisal systems,
developing and administering surveys
to assess employee attitudes, and lead-
ing management/executive education
programs. He developed a 360-degree
leadership feedback instrument called
and multilevel issues associated with Teaching Excellence Award, Outstand- the Performance Management Lead-
predicting organizational effectiveness. ing Graduate Teaching Excellence ership Survey (PMLS) that is used by
Angelo has published more than 90 Award, and Outstanding Executive companies throughout the United
articles in a variety of academic jour- Development Teaching Excellence States and Europe. The survey is used
nals and is coauthor of seven textbooks Award). Angelo also has served on the to assess an individual’s leadership style
(25 including revisions) that are used editorial review boards for the Acad- and to coach individuals interested in
by hundreds of universities around the emy of Management Journal, Personnel developing their leadership skills.
world. Several of his books have been Psychology, the Journal of Management, Angelo and his wife, Joyce, have
translated into multiple languages. and the Journal of Vocational Behavior. enjoyed living in the beautiful Arizona
Angelo is an award-winning Angelo has been an active member of desert for 30 years and are natives of
researcher and teacher. He has the Academy of Management, including Cleveland, Ohio. They enjoy traveling,

vi

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About the Authors vii

golfing, hiking, spoiling Nala, their organizational change and transitions Street Journal, The New York Times, Finan-
golden retriever, and spending time in at work. This includes but is not cial Times, Dallas Morning News, CNN,
the White Mountains. limited to downsizings, mergers and Fox, ABC, and NBC.
acquisitions, restructurings, and plant His consulting work aims to
Mel Fugate is a professor and con- closings. He investigates employees’ enhance individual and organizational
sultant. He is an associate professor change-related cognitive appraisals, performance by utilizing a variety of
of Management and Organizations and emotions, coping efforts, and with- practical, research-based tools related
Dunlevy Fellow in the Cox School of drawal. Another research stream to leadership and management devel-
Business at Southern Methodist Uni- involves the development of a disposi- opment, performance management,
versity. He teaches executive, MBA, tional perspective of employability and motivation, strategic talent manage-
and undergraduate courses. Prior its implications for employee careers ment, organizational culture, compen-
to the Cox School he was a visiting and behavior. Current interests also sation, and exceptional client service.
assistant professor of Organizational include the influence of leadership and Mel’s consulting and research covers
Behavior at Tulane University’s A.B. organizational culture on performance many industries (e.g., legal, energy,
Freeman College of Business. He also and the influence of emotions on healthcare, information technology,
has international teaching experience behavior at work. He has published in and financial services). His research
(e.g., International MBA) at EM Lyon and reviewed for a number of premier and consulting often overlap in the
Graduate School of Management in management and applied psychol- area of change management, where he
Lyon, France. Prior to earning his Ph.D. ogy journals, such as the Academy assists managers in developing, imple-
in Business Administration and Man- of Management Journal, Academy of menting, and evaluating change initia-
agement from Arizona State University, Management Review, Journal of Applied tives designed to enhance employee
Mel performed consulting services in Psychology, Journal of Occupational performance and organizational
marketing and business development and Organizational Psychology, Journal competitiveness, including the integra-
and was a sales representative and of Vocational Behavior, and Personnel tion and realignment of organizational
manager in the pharmaceutical indus- Psychology. He also served on the cultures.
try. He also has a BS in engineering and editorial boards of Personnel Psychol- Mel and his wife, Donna, are
business administration from Michigan ogy and the Journal of Leadership and both very active and enjoy fitness, trav-
State University. Organizational Studies. Mel’s research eling, live music, and catering to their
Mel’s primary research inter- and comments have been featured sweet, savage Jack Russell “Terror,”
ests involve employee reactions to in numerous media outlets: The Wall Scout Dog.

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preface The fifth edition was an important


transition in the life of this textbook.
It represented the end of Bob Kreit-
ner’s role as a coauthor. Bob is a great
friend and a tremendous coauthor
message! Indeed, there is a desire for
shorter and less expensive textbooks
in today’s fast-paced world where
overload and tight budgets are a way
of life. Within the field of organiza-
of contemporary in-text examples, a
strong skills emphasis including Skills
& Best Practices boxes throughout the
text, at least one interactive exercise
integrated into each chapter, a new
who played a major role in crafting tional behavior, so-called “essentials” back to the chapter-opening case fea-
this book into its present form. We texts have attempted to satisfy this ture that has students apply the text to
thank Bob for this contribution. At the need. Too often, however, brevity has a chapter’s opening case, an appealing
same time, the fifth edition is the start been achieved at the expense of up- four-color presentation, interesting
of Mel Fugate’s tenure as a coauthor. to-date examples, artful layout, and captioned photos, instructive chapter
Mel was chosen to work on this learning enhancements. We believe summaries, and chapter-closing Legal/
book because he has a long track “brief ” does not have to mean short- Ethical Challenge exercises.
record of excellent performance changed, outdated, and boring.
across multiple professional roles. He
has published over 20 academic arti-
New Standard Efficient and
cles in journals and books, he received
three teaching awards from the Cox Kinicki and Fugate’s Organizational Flexible Structure
School of Business at Southern Meth- Behavior: Key Concepts, Skills & The 16 chapters in this text are read-
odist University, and he served on Best Practices, fifth edition, repre- ily adaptable to traditional 15-week
the review boards for two academic sents a new standard in OB essentials semesters, 10-week terms, various
journals. Mel also brings a fresh new textbooks. The following guiding module formats, summer and inter-
perspective to the book and he teaches philosophy inspired our quest for this sessions, management development
organizational behavior to both under- new standard: “Create a short, up-to- seminars, and distance learning
graduate and graduate students. His date, practical, user-friendly, interest- programs via the Internet. The book
enthusiasm and passion for teaching ing, and engaging introduction to the begins with coverage of important
and researching organizational behav- field of organizational behavior.” You topics—such as ethics, international
ior will surely improve this text for therefore will find this book to be a OB, and managing diversity. The
both students and professors. lean and efficient coverage of topics topical flow of the text then moves
In our many years of teaching recommended by the accreditation from micro (individuals) to macro
organizational behavior, management, organizations AACSB International (groups, teams, and organizations).
and leadership to undergraduate and and ACBSP, all conveyed with peda- Mixing and matching chapters (and
graduate students in various coun- gogical features found in full-length topics within each chapter) in various
tries, we never had a student say, “I OB textbooks. Among those pedagogi- combinations is not only possible but
want a longer, more expensive text- cal enhancements are current, real-life strongly encouraged to create opti-
book with more chapters.” We got the chapter-opening cases, a rich array mum teaching/learning experiences.

viii

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Preface ix

A Solid Base Chapter 1 and counterproductive work behavior.


Updated research on the impact of
of Fresh and New structure for the chapter. New
material and perspectives on building
stereotypes and diversity within teams.
New examples to illustrate the funda-
Relevant Source social and human capital (Table 1-3). mental attribution bias, self-serving
An expanded and updated section on bias, companies that effectively man-
Material on e-business and its implications for age diversity, and companies that use
Wise grocery shoppers gauge the OB and managing people. A new sec- R. Roosevelt Thomas’s generic action
freshness of essential purchases tion on corporate social responsibility options for managing diversity. Updated
such as bread and milk by checking and ethics includes suggestions on how statistics regarding demographic char-
the “sell by” dates. OB textbooks to confront unethical behavior at work. acteristics of the U.S. workforce and a
similarly need to be checked for Figure 1-4 provides a new model for new Table 4-2 that summarizes genera-
freshness to ensure the reader’s time OB and roadmap for the book. A new tional differences among employees. A
is well spent on up-to-date and rel- chapter-opening case based on Google, new hands-on exercise that measures
evant theory, research, and practical and a new legal/ethical challenge. students’ attitude toward diversity. New
examples. The fifth edition is filled and updated material regarding the
with current and relevant examples Chapter 2 managerial implications of managing
from both research and practice per- Updated statistics regarding the four diversity. New chapter-opening case
spectives. You will find about 339 functions of organizational culture at and legal/ethical challenge. New key
and 171 chapter endnotes dated 2010 Southwest Airlines. New organizational term: implicit cognition
and 2011, respectively, indicating a examples to illustrate four types of
thorough updating of this new edi- organizational culture. New Figure 2-4 Chapter 5
tion. Our continuing commitment that summarizes recent meta-analytic This chapter is now organized
to a timely and relevant textbook results regarding the relationship along a continuum, based on the
is evidenced by the 14 (88%) new between organizational culture and degree to which individual differ-
chapter-opening cases. These cases organizational effectiveness. New ences are fixed versus flexible:
highlight male and female role examples to illustrate the 11 ways man- intelligence, ability, personality,
models and large and small public agers can change organizational culture. core self-evaluations, attitudes, and
and private organizations around the New examples to illustrate socialization emotions, respectively. This is illus-
world. Among the diverse array of techniques and mentoring along with trated in a new Figure 5-1. A new
organizations featured are Google, updated research. New chapter opening section is devoted to the concept of
Chrysler, Tata Consultancy, the U.S. case and legal/ethical challenge. core self-evaluations (comprised of
Navy, Facebook, British Petroleum,
self-esteem, self-efficacy, locus of
and HCL Technologies.
Every chapter contains a host of
Chapter 3 control, and emotional stability).
New material on global mind-sets. Updated research on proactive per-
recent practical examples that high-
Updated section on merging societal sonality and the use of personality
light the application of OB theory
and organizational cultures includes tests. New research and examples
and research. More in-depth exam-
current examples and a “how to” for attitudes. Research and recom-
ples are featured in boxed material
guide for becoming an “ambicultural mendations related to emotions and
labeled Skills & Best Practices. The
manager.” Updated research related emotional intelligence are revised.
fifth edition contains 50 (81%) new
to Hofstede and GLOBE studies. Emotional contagion and emotional
Skills & Best Practices boxes from
Provides new research and recommen- labor material is updated. The new
timely 2010 and 2011 material.
dations for successful foreign assign- chapter-opening case focuses on
Mark Zuckerberg of Facebook. A
New and Improved ments and repatriation. Two new key
terms—emotional and informational new legal/ethical challenge.
Coverage support. Chapter-opening case based
Our readers and reviewers have kindly
on Tata Consultancy Services and the Chapter 6
legal/ethical challenge are new. A new integrated model of motiva-
told us how much they appreciate our
efforts to keep this textbook up-to- tion (Figure 6-1) provides a founda-
date and relevant. Toward that end, Chapter 4 tion for understanding the theories
you will find the following important New coverage of how the “negativ- covered in Chapters 6 and 7. A new/
new and significantly improved cov- ity bias” influences perceptions and revised section on job design covers
erage in the fifth edition: the relationship between perception the new approaches of job crafting

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x Preface

and idiosyncratic deals. Table 6-1 and recommendations. New research case highlights the role of profes-
outlines approaches for job crafting. and examples for cross-functional sional legal managers in companies.
A new major section on employee and virtual teams. A new section on New legal/ethical challenge. New
engagement discusses the causes and facilitators of team effectiveness. New key terms: economic value, subjec-
consequences of engagement and key terms: team adaptive capacity, tive value, and work-family conflict.
includes a new hands-on exercise team charters, team composition, and
measuring student engagement. New
section on dual career ladders. New
team performance strategies. The new
chapter-opening case uses Geisinger
Chapter 12
key terms: job crafting, idiosyncratic Health System as an example. Legal/ A “how to” guide is provided for
deals, employee engagement, PE fit, ethical challenge is new. communication in job interviews.
and dual career ladders. New research and examples for
interpersonal (verbal and non-verbal)
Chapter 7 Chapter 10 communications. A new section
New discussion of the rational model related to gender and generational
The latest research on equity theory is of decision making, including a new communication differences and chal-
discussed and new examples illustrate Figure 10-1, and updated research on lenges includes research and recom-
its six key practical applications. The decision making models. New exam- mendations. A new section focuses
latest research on expectancy theory is ples illustrate decision making biases, on information communication
reviewed and new examples are used and new major section on evidence- technologies (ICT) and their implica-
to demonstrate the theory’s applica- based decision making (EBDM). tions for OB, productivity, managing
tion. Goal setting research is updated The latest research on intuition is teleworkers, and the advantages and
and new examples document its prac- reviewed and new examples demon- disadvantages associated with social
tical use. New chapter-opening case strate its application. New section media at work (e.g., using Facebook
and legal/ethical challenge. regarding the practical application of in your professional life). The new
creativity. New section discussing a chapter-opening case involves Brian
Chapter 8 road-map to ethical decision making, Dunn, the CEO of Best Buy, and
The most current research and including a decision tree for making his experiences and views on social
practical guidance on feedback is ethical decisions. Updated research media. A new legal/ethical challenge
provided, such as “How to Respond and examples regarding group deci- focuses on criticizing coworkers/
to a Negative Performance Review” sion-making. New chapter-opening managers/employers in social media.
and how to provide “upward feed- case and legal/ethical challenge. New New key term: social media.
back.” Organizational rewards were key terms: decision tree, evidence
updated to include the concept of
“total rewards.” New research and
based decision making (EBDM), and
opportunity.
Chapter 13
Research and practice are updated
guidance are provided for alternatives
for nine influence tactics. Current
to money and promotions. Research
is updated on pay-for-performance
Chapter 11 research, examples, and applications
The discussion, research, and for the five bases of power are dis-
programs. Section on reinforcement
examples related to functional v. cussed, especially coercive, expert,
is modified and presented differently.
dysfunctional conflict are updated. and referent. Updated research and
Figure 8-4 is a new illustration of
Research and advice for dealing examples on employee empower-
reinforcement schedules. Both the
with/avoiding conflicts is reviewed. ment. The scope of the organizational
chapter-opening case on Sprint and
Particular attention is given to politics discussion is broadened to
the legal/ethical challenge are new.
workplace incivility (e.g., bullying). more appropriately include both
Recent research and recommenda- negative and positive implications.
Chapter 9 tions for dealing with intergroup A new section is included for impres-
Material related to group functions, conflict are provided. A new section sion management with advice on
development, and roles is updated with on work-family conflict includes avoiding and managing bad impres-
new examples. Latest research on trust the most recent research and guid- sions. New chapter-opening case
is discussed and includes new recom- ance. Specific guidance is given for involves Raj Gupta, former CEO of
mendations for building it with others. implementing alternative dispute specialty chemical company Rohm &
Section on teamwork competencies resolution (ADR). Recent Added- Hass. Legal/ethical challenge focuses
and being a team player is revised Value Negotiation (AVN) literature is on the influence of an elite group of
and updated. Team building cover- reviewed and practical implications bankers that control the derivatives
age is refreshed with new research discussed. The new chapter-opening markets.

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Preface xi

Chapter 14 Chapter 15 used to illustrate a systems model


of change as well as Lewin and Kot-
New discussion of implicit leadership New overview of organizational ter’s models of change. Material on
theory and a new section discusses design and new examples to illustrate organizational development (OD)
traits possessed by bad leaders. New the various forms of design used was revamped, including a new
summary Table 14-1 of positive traits by organizations. New examples of section and Figure 16-2 to explain
associated with leadership emergence mechanistic and organic organiza- how OD is put into practice. New
and new sections review the take- tions. New examples used to illus- examples are used to highlight the
aways of Fiedler’s and House’s mod- trate the application of the various 11 reasons people resist change. A
els of leadership. Two new sections generic effectiveness criteria within completely revised section with new
cover the practical application of organizations. New chapter-opening examples on strategies for overcom-
situational-based theories. Research case and legal/ethical challenge. New ing resistance to change was written.
on transformational leadership and key term: organizational design. Material on creating a learning orga-
emerging theories was updated, and nization is almost totally rewritten
new examples were used to illustrate Chapter 16 and includes a new Table 16-3 that
these theories’ practical applications. New updated material and examples outlines the reasons organizations
Expanded discussion of the role of of the external forces of change, do not learn from failure, and a new
followers, and new chapter-opening including a new section on the social section on how to learn from suc-
case and legal/ethical challenge are and political pressures for change. cess. New chapter-opening case.
used. New key term: implicit leader- All new material on the internal New key terms: change agent and
ship theory. forces of change. New examples resilience to change.

Chapter Ethics Diversity International OB Internet/Social Media Teams/Teamwork


1 18–25, 28–29 5, 8–9, 13, 17 15–16 14–18, 28–29 4, 15–16
2 33–35, 40–44,55 50, 51 39 44, 46,52 33, 35–38, 43–51
3 64, 80 56–57, 59–66 56–68, 71–73, 76, 80 61
4 82, 83, 89, 94, 95, 99, 82, 83, 87, 89, 90, 82, 92 91, 106
109, 111–112 91, 96–110
5 122, 133–134, 143 116–117, 122, 131 120, 124 114–115,
6 149, 167, 170 146, 152–154, 157, 151 146–148, 152, 154, 158,
159 160, 161
7 172, 173, 178, 179, 194 178 177, 178, 178, 182, 189
8 205–206, 212, 217– 202 208 203, 204 203
218, 220–221
9 231, 248–249 226, 230, 231–232, 233, 234, 242 227, 242–244 224–225, 226–227, 231,
242–243, 246 234–238, 239–241,
242–243, 243–247
10 250–253, 261, 262, 265 269, 279, 280 250, 251, 263, 270,
270–273, 282 273–279
11 290, 300–302, 306 284–285, 286 291, 294–295, 300 286 286, 289, 292–294
12 332–333, 336 314–315, 318, 319, 316, 318, 321, 327, 308–309, 311, 325, 331–332
320–321, 324–326, 328, 331 327–334, 336
328
13 338–339, 344–345, 342–345 346–347, 350, 353, 356 350, 360
352–353, 354, 356, 360
14 362–363,366– 382,384 377,378,386 382 362–363, 369, 375, 380,
367,369,381–382,392 386–387, 389
15 416 399–400, 404, 406–407, 404–406 394–395, 402, 406
409–411, 413–414
16 423,444 418–420, 422–423, 421–422, 437 425, 431, 437, 440, 443
432, 434–435

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xii Preface

Emphasis on Ethics legal/ethical challenge


in the Fifth Edition
We have continued (and updated) two Credit-Card Issuers Have Cultures That Focus on
features from the fourth edition—we Growth by Targeting Financially Strapped People55
inserted the learning module on ethics into
Chapter 1 to provide upfront coverage of FPO
The troubles sound familiar. Borrowers falling behind on
their payments. Defaults rising. Huge swaths of loans sour-
issuer bought by Bank of America in 2005, says her job
was to develop a rapport with credit-card customers and
this important contextual issue. We also ing. Investors getting burned. But forget the now-familiar advise them to use more of their available credit.
include 11 new legal/ethical challenge tales of mortgages gone bad. The next horror for beaten- Colleagues would often gather around her chair when she
down financial firms is the $950 billion worth of outstand- was on the phone with a customer and chant: “Sell, sell.”
cases (69%) at the end of every chapter— ing credit-card debt—much of it toxic. . . . The consumer “It was like Boiler Room,” says Colombo, referring to the
debt bomb is already beginning to spray shrapnel through- 2000 movie about unscrupulous stock brokers. “I knew
to set a proper moral tone for managing out the financial markets, further weakening the U.S. econ- that they would probably be in debt for the rest of their
people at work. The 16 legal/ethical omy. “The next meltdown will be in credit cards,” says lives.” Unless, of course, they default.
Gregory Larkin, senior analyst at research firm Innovest Assume that you are member of Congress. What would
challenge cases raise contemporary ethical Strategic Value Advisors. . . . you do in light of the facts in this case?
But some banks and credit-card companies may be
issues, ask tough questions, and have exacerbating their problems. To boost profits and get ahead
1. Create legislation that does not allow credit-card issu-
ers to raise interest rates for those who cannot pay their
corresponding interpretations on our of coming regulation, they’re hiking interest rates. But
bills.
that’s making it harder for consumers to keep up. . . . Sure
Web site at www.mhhe.com/kinickiob5e . C l il i h k i i f l lik

McGraw-Hill teaching. With Connect Manage-


ment students can engage with their
• View scored work immediately
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Connect coursework anytime and anywhere, performance with assignment and
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Management accessible and efficient. Connect • Access an instant view of student
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kin37209_ch02_030-055.indd 55
practice material when they need it, 7/8/11 1:31 PM

ment solution that connects students intermediate steps throughout each where they need it. When it comes
with the tools and resources they’ll exercise, as well as comprehensive to teaching, your time also is pre-
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so faculty can spend more time you to: quizzes.

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Preface xiii

Simple assignment Lecture capture via Tegrity Campus:


management Tegrity Campus
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Tegrity Campus is a service that
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and anywhere by computer, iPod,
Student Study Center ing, and student learning. Connect
or mobile device.
Management also offers a wealth of
• Offers students quick access • Increase intent listening and class
content resources for both instructors
to lectures, practice materials, participation by easing students’
and students. This state-of-the-art,
eBooks, and more. concerns about note taking. Lec-
thoroughly tested system supports
• Provides instant practice material you in preparing students for the ture Capture will make it more
and study questions, easily acces- world that awaits. likely you will see students’ faces,
sible on the go. For more information about Con- not the tops of their heads.
• Gives students access to the Per- nect, go to www.mcgrawhillconnect. To learn more about Tegrity
sonalized Learning Plan described com, or contact your local McGraw- watch a 2-minute Flash demo at
below. Hill sales representative. http://tegritycampus.mhhe.com.

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xiv Preface

Assurance of leaves content coverage and


assessment within the purview of
McGraw-Hill’s Connect and
Create right from within your
Learning Ready individual schools, the mission of the Blackboard course—all with one
Many educational institutions school, and the faculty. While Orga- single sign-on. Say goodbye to
today are focused on the notion of nizational Behavior: Key Concepts, the days of logging in to multiple
assurance of learning, an important Skills & Best Practices, 5e and the applications.
element of some accreditation teaching package make no claim of 2. Deep integration of content
standards. Organizational Behavior: any specific AACSB qualification or and tools. Not only do you
Key Concepts, Skills & Best Practices evaluation, we have within Organiza- get single sign-on with Connect
is designed specifically to support tional Behavior: Key Concepts, Skills and Create, you also get deep
your assurance of learning initiatives & Best Practices, 5e labeled selected integration of McGraw-Hill con-
with a simple, yet powerful solution. questions according to the six general tent and content engines right
Each test bank question for Orga- knowledge and skills areas. in Blackboard. Whether you’re
nizational Behavior: Key Concepts, choosing a book for your course
Skills & Best Practices maps to a McGraw-Hill or building Connect assignments,
all the tools you need are right
specific chapter learning outcome/
objective listed in the text. You can use
Customer where you want them—inside of
our test bank software, EZ Test and EZ Care Contact Blackboard.
3. Seamless gradebooks. Are you
Test Online, or in Connect Manage-
ment to easily query for learning out-
Information tired of keeping multiple grade-
comes/objectives that directly relate to At McGraw-Hill, we understand that books and manually synchroniz-
the learning objectives for your course. getting the most from new technology ing grades into Blackboard?
You can then use the reporting features can be challenging. That’s why our We thought so. When a student
of EZ Test to aggregate student results services don’t stop after you purchase completes an integrated Connect
in similar fashion, making the collec- our products. You can e-mail our assignment, the grade for that
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AACSB Statement website. For customer support, call
4. A solution for everyone.
Whether your institution is already
The McGraw-Hill Companies is a 800-331-5094, e-mail hmsupport@ using Blackboard or you just want
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accreditation, Organizational Behav- you in a timely fashion. can now offer you easy access to
ior: Key Concepts, Skills & Best industry leading technology and
Practices, 5e recognizes the curricu-
lum guidelines detailed in the AACSB
McGraw-Hill content, whether your campus
hosts it, or we do. Be sure to
standards for business accreditation Higher Education ask your local McGraw-Hill
by connecting selected questions in
the text and/or the test bank to the six
and Blackboard representative for details.
general knowledge and skill guide- have teamed up.
lines in the AACSB standards.
The statements contained in Orga- What does this
nizational Behavior: Key Concepts, mean for you?
Skills & Best Practices, 5e are pro-
vided only as a guide for the users of 1. Your life, simplified. Now
this textbook. The AACSB you and your students can access

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features
Active Learning
Key Concepts, Skills & Best Practices
We have a love and passion for teaching organizational behavior in the classroom and via textbooks
because it deals with the intriguing realities of working in modern organizations. Puzzling questions,
insight, and surprises hide around every corner. Seeking use-
ful insights about how and why people behave as they do in
“Students relate to this textbook…
the workplace is a provocative, interesting and oftentimes fun they thank me for choosing this
activity. After all, to know more about organizational behavior book; they say it’s a book they will
is to know more about ourselves and life in general. We have hold onto for future use!”
designed this text to facilitate active learning by relying on the —Kathleen M Foldvary, Harper College
following tools throughout every chapter of the text:

Engage Students with Current,


Relevant Cases “Excellent. These cases really
Brief real-world cases open every chapter with timely, rel- seem to set the tone with relevant
evant situations providing that needed hook to get students and interesting situations.”
engaged into the chapter materials. The text’s Instructor’s —Tom Myers, Champlain College
Manual also features interpretations for each case.

Skills and Practice


This text presents clear application of the theory presented throughout its carefully crafted narrative.
Additionally, the boxed feature “Skills & Best Practices” delivers additional readings and practical
application items that are designed
to sharpen users’ skills by either rec- SKILLS & BEST PRACTICES
S
SK
ommending how to apply a concept,
Really?! I Decide How Many Hours I Work?
theory, or model, or by giving an
This title suggests employees have a choice. But most employers around the world tell employees when
exemplary corporate application. and how much they will work rather than ask. The Netherlands, however, provides an interesting alterna-
tive. Not only do 3 out of 4 Dutch women work part time, but many men work only four days a week. For
example, Remco Vermaire is 37 and is the youngest partner at his law firm. His clients expect him to be
available any minute of the day or night—but only the four days a week that he works. When he is “off the
clock” they do not expect him to be available.This is in part because many of his clients work similarly flex-
“Yes, it exceeds my expectations ible schedules. Moreover, 14 of the 33 attorneys at his firm work part time. This evidence suggests that the
in this regard. Excellent job of Dutch have particular norms related to work schedules. And as you learned in Chapter 2 norms are mani-
festations of a culture’s underlying values.
linking concepts to practical The Dutch have managed to effectively blend traditional and modern values. While laws kept women
application (a clear distinguishing out of the workplace for much of the 1900s, legislation in 2000 allowed all employees (men and women) to
determine the number of hours they work. Employers can object if they have a compelling reason, but most
factor of this text).” challenges are not granted. Today most female-dominated jobs (e.g., nursing and education) are staffed via
job sharing between two or more part-time employees. Of course, reduced schedules result in reduced
—Karen S. Markel, income. The Dutch do not provide full-time pay for part-time work. Nevertheless, many working age peo-
ple with and without kids would gladly trade money for more free time. A third of Dutch men either work
Ph.D. SPHR part-time or squeezes a full-time job into four days. More generally, 25% of workers in the Netherlands
Oakland University have reduced hours compared to only ten percent across the rest of Europe and the U.S.
While flexible schedules typically have been used to accommodate female employees, both in the
Netherlands and elsewhere, Dutch companies now widely use flextime to attract and retain both male and

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Personalize and Expand Key HANDS-ON EXERCISE


H

Concepts Have You Been Adequately Socialized?


INSTRUCTIONS: Complete the following survey items by considering either your current job or one
Sixteen hands-on self-assessment exercises you held in the past. If you have never worked, identify a friend who is working and ask that individual to
complete the questionnaire for his or her organization. Read each item and circle your response by using
the rating scale shown below. Compute your total score by adding up your responses and compare it to
encourage active and thoughtful interaction the scoring norms.

rather than passive reading, and personalize the Strongly


Disagree Disagree Neutral Agree
Strongly
Agree

study experience for students while they evalu- 1. I have been through a set of
training experiences that are
specifically designed to give
ate their own skills, abilities, and interests in a newcomers a thorough
knowledge of job-related skills. 1 2 3 4 5
2. This organization puts all
variety of areas. newcomers through the same set
of learning experiences. 1 2 3 4 5
3. I did not perform any of my
normal job responsibilities until I
was thoroughly familiar with
“Love these! They are one of the best departmental procedures and
work methods. 1 2 3 4 5
elements of the K&K text. Students 4. There is a clear pattern in the way
one role leads to another, or one
job assignment leads to another,
like them as well, and they like in this organization. 1 2 3 4 5
5. I can predict my future career
discussing their results.” path in this organization by
observing other people’s
experiences. 1 2 3 4 5
—Mary Ellen Segraves, National-Louis University 6. Almost all of my colleagues have
been supportive of me personally. 1 2 3 4 5
7. My colleagues have gone out of
their way to help me adjust to this
organization. 1 2 3 4 5
8 I i d h id f

Ways of Building Your Human and Social Capital TABLE 1–2

Types of Human Capital


1. Training
Examples and Purposes
Software certification to gain
Effective Illustrations
knowledge and skills to improve

2. Work-based development
performance in current job
Job rotation (Chapter 6), shadowing,
Over 90% of the 32 instructors who reviewed
opportunities and cross-functional project teams
(Chapter 9) to build your knowledge
and your relationships
this text rated the tables and graphs as above
3. Learning activities outside of work Fluency gained in a second language
to increase opportunities within and
outside of current employment
average to excellent in terms of their effec-
4. Career planning Opportunities identified inside or
outside of your current place of
employment and assess your strengths
tiveness to convey key concepts.
kin37209_ch02_030-055.indd 49 7/8/11 1:31 PM

and weaknesses
Types of Social Capital Examples and Purposes
1. Internal Mentoring relationship to provide
guidance and opportunities (see
Chapter 2)
Membership in company softball team
to build relationships outside of your
“Excellent use of tables and graphs.
2. External
work area
Conference attendance to meet The graphs tend to be multi-dimensional
people at other companies and learn
of other job opportunities
Join local, industry specific
(shadowing) and not boring, but very
organizations to identify new
customer (business development) The Four Layers of Diversity FIGURE 4–3 clear in the conveyance of important
data. The cartoons were very funny
Functional level/
classification
and appropriate…”
Geographic —Tom Myers, Champlain College
location
Work
Management l dimension Income content/
status Marital erna s*
status Int field
Age

Race Gender Personal


Parental habits
status
Personality
Union Division/
Recreational department/
affiliation Appearance
Ethnicity
Sexual
orientation
habits unit/
group
“Wow! These are very well done;
Work Physical
ability Religion
make for excellent slides and
experience
kin37209_ch01_001-029.indd 11 7/8/11 1:25 PM overall chapter discussions.”
Educational
background
Work
location
Seniority —Kathleen M Foldvary, Harper College

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Imaginative Writing Style for Better Readability

“Very readable. Upbeat tone. A somewhat ‘interactive


style’ (use of in-text questions to the reader).” “I think that the readability of
this book is excellent. Some of
—Mary Ellen Segraves, National-Louis University the examples are very rich,
which gives the theory more
grounding in reality.”
“Among the most readable texts on the market.” —Daniel Morrell,
—Joseph C. Rode, Miami (OH) University Middle Tennessee State University

Up-to-Date Real-World Examples


Nothing brings material to life better than rich in-text examples featuring real companies, people, and
situations. This text delivers the most current and pertinent examples of any text on the market today.

Contemporary Ethical Issues


Legal/Ethical Challenges at the end of every chapter raise contemporary issues, ask tough questions,
and have corresponding interpretations in the Instructor’s Manual.

“These were very good. Brief yet meaty.”


“Thoughtfully engaged students
in a more comprehensive —Daniel Morrell, Middle Tennessee State University
dialogue of the issues than my text
currently does surrounding
ethical dilemmas.”
“Loved all of the situations in the
—Karen S. Markel, chapters I reviewed.”
Ph.D. SPHR
Oakland University —Janice S. Gates, Western Illinois University

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supplements
Instructor & Student
Organizational Behavior 5e gives you all the support material
you need for an enriched classroom experience.

Instructor’s Resource Guide


The Instructor’s Manual is a creative guide to understanding organizational behavior. It has
been completely updated in order to save instructors time and support them in delivering
the most effective course for their students. Each chapter includes a chapter summary, lec-
ture outline, solution to the opening case, video resources, and much more. Each element
will assist the instructor and students in maximizing the ideas, issues, concepts, and impor-
tant organizational behavior approaches included in each chapter. We’d like to thank Mindy
West of Arizona State University for helping us update our Instructor’s Guide.

Computerized Test Bank


We’ve aligned our test bank with new AACSB guidelines,
tagging each question according to its knowledge and
skills areas. Categories include Communication, Ethics,
Analytic, Technology, Diversity, and Reflective Thinking.
Previous designations aligning questions with learning
objectives, boxes, and features still exist as well, with over
1,200 questions from which to choose.

PowerPoint
A newly developed PowerPoint presentation created by Brad
Cox of Midlands Tech allows for new functionality and
variety in the classroom. With the inclusion of video usage
suggestions and links to additional information, instructors
have the availability to tailor their presentations to their class
needs.

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McGraw-Hill’s Expanded Management Asset Gallery


McGraw-Hill/Irwin Management is excited to now provide a one-stop shop for our wealth of
assets, making it quick and easy for instructors to locate specific materials to enhance their
courses.

All of the following can be accessed within the Management Asset Gallery:

Manager’s Hot Seat


This interactive, video-based application puts students in the
manager’s hot seat, builds critical thinking and decision-making
skills, and allows students to apply concepts to real manage-
rial challenges. Students watch as 15 real managers apply their
years of experience when confronting unscripted issues such as
bullying in the workplace, cyber loafing, globalization, inter-
generational work conflicts, workplace violence, and leadership
versus management.
Self-Assessment Gallery Unique among publisher-
provided self-assessments, our 23 self-assessments give stu-
dents background information to ensure that they understand
the purpose of the assessment. Students test their values,

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beliefs, skills, and interests in a wide variety of areas, allowing them to personally apply
chapter content to their own lives and careers.
Every self-assessment is supported with PowerPoints and an instructor manual in the Man-
agement Asset Gallery, making it easy for the instructor to create an engaging classroom dis-
cussion surrounding the assessments.
Test Your Knowledge To help reinforce students’ understanding of key management
concepts, Test Your Knowledge activities give students a review of the conceptual materials
followed by application-based questions to work through. Students can choose practice mode,
which gives them detailed feedback after each question, or test mode, which provides feedback
after the entire test has been completed. Every Test Your Knowledge activity is supported by
instructor notes in the Management Asset Gallery to make it easy for the instructor to create
engaging classroom discussions surrounding the materials that students have completed.
Management History Timeline This Web application allows instructors to present and
students to learn the history of management in an engaging and interactive way. Management
history is presented along an intuitive timeline that can be traveled through sequentially or by
selected decade. With the click of a mouse, students learn the important dates, see the people
who influenced the field, and understand the general management theories that have molded
and shaped management as we know it today.
Video Library DVD McGraw-Hill/Irwin offers the most comprehensive video support for
the organizational behavior classroom through course library video DVDs. This discipline has
library volume DVDs tailored to integrate and visually reinforce chapter concepts. The library
volume DVD contains more than 40 clips! The rich video material, organized by topic, comes
from sources such as PBS, NBC, BBC, SHRM, and McGraw-Hill. Video cases and video
guides are provided for some clips.
Destination CEO Videos
Video clips featuring CEOs on a variety of topics. Accompanying each clip are multiple-choice
questions and discussion questions to use in the classroom or assign as a quiz.

Online Learning Center (OLC)


www.mhhe.com/kinickiob5e
Find a variety of online teaching and learning tools that are designed
to reinforce and build on the text content. Students will have direct
access to the learning tools while instructor materials are password
protected.

eBook Options
eBooks are an innovative way for students to save money
and to “go green.” McGraw-Hill’s eBooks are typically 40%
off the bookstore price. Students have the choice between an
online and a downloadable CourseSmart eBook.
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Through CourseSmart, students have the flexibility to access an exact replica of their
textbook from any computer that has Internet service, without plug-ins or special software,
via the online version, or to create a library of books on their hard drive via the downloadable
version. Access to the CourseSmart eBooks lasts for one year.
Features CourseSmart eBooks allow students to highlight, take notes, organize notes, and
share the notes with other CourseSmart users. Students can also search for terms across all
eBooks in their purchased CourseSmart library. CourseSmart eBooks can be printed (five
pages at a time).
More info and purchase Please visit www.coursesmart.com for more information and to
purchase access to our eBooks. CourseSmart allows students to try one chapter of the eBook,
free of charge, before purchase.

Create
Craft your teaching resources to match the way you teach! With
McGraw-Hill Create, www.mcgrawhillcreate.com, you can easily rearrange chapters, combine
material from other content sources, and quickly upload content you have written, like your
course syllabus or teaching notes. Find the content you need in Create by searching through
thousands of leading McGraw-Hill textbooks. Arrange your book to fit your teaching style.
Create even allows you to personalize your book’s appearance by selecting the cover and adding
your name, school, and course information. Order a Create book and you’ll receive a compli-
mentary print review copy in three to five business days or a complimentary electronic review
copy (eComp) via e-mail in about one hour. Go to www.mcgrawhillcreate.com today and regis-
ter. Experience how McGraw-Hill Create empowers you to teach your students your way.

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Grateful Emilio Bruna


University of Texas at El Paso
Lucy Ford
Rutgers University
Appreciation Mark Butler Thomas Gainey
San Diego State University State University of West Georgia
Our sincere thanks and gratitude go Holly Buttner Janice S. Gates
to our editor, Mike Ablassmier, and University of North Carolina– Western Illinois University
his first-rate team at McGraw-Hill/ Greensboro
Jacqueline Gilbert
Irwin who encouraged and facilitated John Byrne Middle Tennessee State University
our pursuit of “something better.” Key St. Ambrose University
contributors include Kelly Pekelder, Leonard Glick
Diane Caggiano
Developmental Editor; Anke Weekes, Northeastern University
Fitchburg State College
Marketing Manager; and Dana Pauley, Debi Griggs
Dave Carmichel
Senior Project Manager. We would Bellevue Community College
Oklahoma City University
also like to thank Mindy West of Ari- Barbara Hassell
zona State University for her work on Xiao-Ping Chen
University of Washington IUPUI–Indianapolis
the Instructor’s Guide, Brad Cox of
Jack Chirch Hoyt Hayes
Midlands Tech for developing the Pow-
Hampton University Columbia College–Columbia
erPoint presentation slides , and Floyd
Ormsbee of Clarkson University for his Bongsoon Cho Kim Hester
work on Connect. SUNY-Buffalo Arkansas State University
A special thank you also goes out Savannah Clay Chad Higgins
to those colleagues who gave their Central Piedmont Community College University of Washington
comments and suggestions over the Ray Coye Kristin Holmberg-Wright
years to help us create all five edi- DePaul University University of Wisconsin–Parkside
tions. They are: Denise Daniels Kristine Hoover
Seattle Pacific University Bowling Green State University
Abe Bakhsheshy
Timothy Dunne
University of Utah David Jalajas
University of Missouri
Jodi Barnes–Nelson Long Island University
Trudy F. Dunson
NC State-Raleigh Andrew Johnson
Gwinett Technical College
Joy Benson Bellevue Community College
W. Gibb Dyer, Jr.
University of Illinois–Springfield Brigham Young University C. Douglas Johnson
Stephen C. Betts Georgia Gwinett College
Dr. Jodie L. Ferise
William Paterson University University of Indianapolis School Raymond Jones
James Bishop of Business University of Pittsburgh
New Mexico State University Mark Fichman Dong Jung
Linda Boozer Carnegie Mellon University San Diego State University
Suny AG & Tech College–Morrisville Kathleen M. Foldvary Jordan Kaplan
Susan M. Bosco, Ph. D. Harper College Long Island University
Roger Williams University Gabelli David A. Foote John Keeling
School of Business Middle Tennessee State University Old Dominion University

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Claire Killian Joy Oguntebi Kostas Voustsas


University of Wisconsin– Rochester Institute of Technology Dickinson State University
River Falls Regina Oneil Teresa A. Wagner
Howard J. Klein Suffolk University Miami University
The Ohio State University Joseph Petrick Andrew Ward
Bobbie Knoblauch Wright State University Emory University
Witchita State University Dave Phillips
John Washbush
Todd Korol Purdue University–Westville
University of Wisconsin
Associate Professor Monroe Christine Probett
John Watt
Community College San Diego State University
University of Central Arkansas
Arlene S. Kreinik, Ph. D Amy Randel
Western Connecticut State University Wake Forest University Judith U. Weisinger, Ph.D.
New Mexico State University
Frances Kubicek Clint Relyea
Kalamazoo Valley Community Arkansas State University Ken Weidner
College Patricia Rice St. Josephs University
Gerald Levy Finger Lakes Community College Scott Williams
Franklin Career Institute Joseph C. Rode Wright State University
Karen S. Markel Miami (OH) University Lynn Wilson
Oakland University Janet Romaine Saint Leo University
Tom McDermott St. Anselm College
Pittsburgh Technical Institute Mary Ellen Seagraves Finally, we would like to thank our
Dr. Lisa D. McNary National-Louis University wives, Joyce and Donna. Their
North Carolina State University Paula Silva love, support, and experience are
(College of Management) University of New Mexico instrumental to everything we do.
They lift our tired spirits when
Edward Miles Randi Sims
needed and encourage and coach us
Georgia State University Nova University
at every turn.
Leann Mischel Peggy Takahashi This project has been a fun
Susquehanna University University of San Francisco challenge from start to finish.
Linda Morable Jennie Carter Thomas Not only did we enjoy reading
Richland College Belmont University and learning more about the latest
Dan Morrell Susan C. Thompson developments within the field
Middle Tennessee Champlain College of organizational behavior, but
State University Tyra Townsend completion of this edition has
Tom Myers University of Pittsburgh deepened our friendship. We hope
Champlain College you enjoy this textbook. Best wishes
Brian Usilaner
for success and happiness!
Jay Nathan University of Maryland-University
St. John’s University College
Angelo & Mel
Arlene J. Nicholas, Ph. D. Matthew Valle
Salve Regina University Elon University

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brief contents
Part One Chapter Six Chapter Twelve
Motivation I: Needs, Job Design, Communicating in the Digital
Managing People and Satisfaction 144 Age 308
Within the External Chapter Seven Chapter Thirteen
and Organizational Motivation II: Equity, Expectancy, Influence, Power, and Politics: An
and Goal Setting 172 Organizational Survival Kit 338
Context 1
Chapter One Chapter Eight
Needed: People-Centered Improving Performance with Part Four
Managers and Workplaces 2 Feedback, Rewards, and Positive
Reinforcement 196 Managing for
Chapter Two
Organizational
Organizational Culture,
Socialization, and Mentoring 30 Effectiveness 361
Part Three
Chapter Three Chapter Fourteen
Developing Global Managers 56
Managing Group Leadership 362
Level Factors Chapter Fifteen
and Social Designing Effective
Part Two Organizations 394
Processes 223
Managing Chapter Sixteen
Chapter Nine
Individual Level Effective Groups and Teams 224 Managing Change and
Organizational Learning 418
Factors 81 Chapter Ten
Chapter Four Making Decisions 250 Endnotes 446
Understanding Social Perception Photo Credits 472
Chapter Eleven
and Managing Diversity 82
Managing Conflict and Glossary/Subject Index 474
Chapter Five Negotiating 284 Name and Company Index 483
Appreciating Individual Differences:
Intelligence, Ability, Personality,
Core Self-Evaluations, Attitudes,
and Emotions 114

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contents Part One Chapter Summary 27


Discussion Questions 28
Managing People Within the Legal/Ethical Challenge 28
External and Organizational Chapter Two
Context 1 Organizational Culture, Socialization, and
Mentoring 30
Chapter One
Organizational Culture: Definition and Context 32
Needed: People-Centered Managers and
Dynamics of Organizational Culture 33
Workplaces 2
Layers of Organizational Culture 33
The Field of Organizational Behavior: Past and Present 5 SKILLS & BEST PRACTICES: Williams-
The Human Relations Movement 5 Sonoma’s Espoused Values Focus on Employees,
The Contingency Approach to Management 7 Customers, Shareholders, Ethical Behavior, and the
New Directions in OB 8 Environment 34
The Age of Human and Social Capital 8 Four Functions of Organizational Culture 35
The Emerging Area of Positive Organizational Behavior 11 Types of Organizational Culture 37
SKILLS & BEST PRACTICES: Separating the Best from SKILLS & BEST PRACTICES: 3M Attempts to
the Rest 12 Reconcile Adhocracy and Hierarchy Cultures 40
E-Business and Implications for OB and Managing People 14 Outcomes Associated with Organizational Culture 41
SKILLS & BEST PRACTICES: Collaborating The Process of Culture Change 42
for a Cure 17 SKILLS & BEST PRACTICES: Zappos Works Hard to
The Ethics Challenge 18 Recruit and Select People Who Fit Its Culture 45
A Model of Global Corporate Social Responsibility and Ethics 19 The Organizational Socialization Process 45
An Erosion of Morality? 20 A Three-Phase Model of Organizational Socialization 45
General Moral Principles 22 Practical Application of Socialization Research 47
SKILLS & BEST PRACTICES: Confronting HANDS-ON EXERCISE: Have You Been Adequately
Questionable Conduct at Work 23 Socialized? 49
How to Improve the Organization’s Ethical Climate 23 Embedding Organizational Culture through Mentoring 50
A Personal Call to Action 24 Functions of Mentoring 51
Learning about OB: Research, Road Map, and Model 25 Developmental Networks Underlying Mentoring 51
Five Sources of OB Research Insights 25 Personal and Organizational Implications 52
A Road Map and Model for Understanding and Managing OB 26 SKILLS & BEST PRACTICES: Building an Effective
Key Terms 27 Mentoring Network 53

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xxvi Contents

Key Terms 53 Causal Attributions 92


Chapter Summary 54 Kelley’s Model of Attribution 92
Discussion Questions 54 Attributional Tendencies 94
Legal/Ethical Challenge 55 SKILLS & BEST PRACTICES: Increase Personal Success
through Planning and Accurate Attributions 95
Chapter Three
Defining and Managing Diversity 96
Developing Global Managers 56 Layers of Diversity 96
Developing a Global Mind-Set 59 HANDS-ON EXERCISE: What Is Your Attitude
A Model of Societal and Organizational Cultures 59 Toward Diversity? 98
SKILLS & BEST PRACTICES: Really?! I Decide How Affirmative Action and Managing Diversity 99
Many Hours I Work? 60 Increasing Diversity in the Workforce 100
Ethnocentrism: Removing a Cultural Roadblock in the Global SKILLS & BEST PRACTICES: Sodexo Ranked as Best
Economy 62 Company for Managing Diversity 101
Becoming a Global Manager 62 SKILLS & BEST PRACTICES: CVS Caremark
HANDS-ON EXERCISE: How Strong Is Your Potential Implements Programs to Retain and Transfer
for Ethnocentrism? 63 Knowledge of Older Employees 103
Becoming Cross-Culturally Competent 63 Organizational Practices Used to Effectively Manage Diversity 106
SKILLS & BEST PRACTICES: The Ambicultural Barriers and Challenges to Managing Diversity 106
Manager of the 21st Century 64 R Roosevelt Thomas Jr’s Generic Action Options 108
Cultural Paradoxes Require Cultural Intelligence 64 SKILLS & BEST PRACTICES: UnitedHealthcare
Nine Basic Cultural Dimensions from the GLOBE Project 65 Fosters Mutual Adaptation 109
GLOBE and the Hofstede Study 66 Key Terms 110
Individualism versus Collectivism: A Closer Look 68 Chapter Summary 110
High-Context and Low-Context Cultures 69 Discussion Questions 111
Cultural Perceptions of Time 70 Legal/Ethical Challenge 111
Leadership Lessons from the GLOBE Project 71
Preparing for a Foreign Assignment 72 Chapter Five
A Poor Track Record for Expatriates 73 Appreciating Individual Differences: Intelligence,
Avoiding OB Trouble Spots in the Foreign Assignment Cycle 73 Ability, Personality, Core Self-Evaluations,
Attitudes, and Emotions 114
SKILLS & BEST PRACTICES: Key Cross-Cultural
Competencies 75 A Model for Studying Individual Differences 116
Key Terms 78 Intelligence and Cognitive Abilities 117
Chapter Summary 79 Key Mental Abilities 117
Discussion Questions 79 Practical Implications 118
Legal/Ethical Challenge 80 Personality Dynamics 119
The Big Five Personality Dimensions 119
Proactive Personality 120
Part Two HANDS-ON EXERCISE: Your Own Big Five
Profile 121
Managing Individual Level Research and Managerial Implications 122
Factors 81 Core Self-Evaluations 123
Self-Esteem 124
Chapter Four
Self-Efficacy (“I Can Do That.”) 125
Understanding Social Perception and Managing
Diversity 82 SKILLS & BEST PRACTICES: Investments in Self-
Efficacy Training = Investments in Success 126
A Social Information Processing Model of Perception 84 Locus of Control: Self or Environment? 128
Stage 1: Selective Attention/Comprehension 85 SKILLS & BEST PRACTICES: Thomas Mathes Fights
Stage 2: Encoding and Simplification 86 the Financial Crisis with Service and Style 129
SKILLS & BEST PRACTICES: Nutrisystem and Emotional Stability 130
Unilever Use Everyday People Instead of Celebrities The Whole Is Greater Than the Sum of the Parts: CSEs, Its
in Their Ads 89 Component Traits, and Outcomes 130
Stage 3: Storage and Retention 89 SKILLS & BEST PRACTICES: A Female Wall Street
Stage 4: Retrieval and Response 90 Financial Chief Avoids the Pitfall That Stymied
Managerial Implications 90 Others 131

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Contents xxvii

Attitudes 132 Discussion Questions 169


The Nature of Attitudes 133 Legal/Ethical Challenge 170
When Attitudes and Reality Collide: Cognitive
Dissonance 133 Chapter Seven
How Stable are Attitudes? 134 Motivation II: Equity, Expectancy, and Goal
Attitudes Affect Behavior via Intentions 134 Setting 172
Determinants of Intention 135
Adams’s Equity Theory of Motivation 174
Intentions and Behavior Research—Lessons and
Implications 136 The Individual–Organization Exchange Relationship 174
OB Gets Emotional 137 Negative and Positive Inequity 175
Positive and Negative Emotions 137 Dynamics of Perceived Inequity 175
Developing Emotional Intelligence 138 SKILLS & BEST PRACTICES: Feelings of Consumer
Inequity Can Go Viral 177
SKILLS & BEST PRACTICES: Developing Emotional
Intelligence 139 Expanding the Concept of Equity: Organizational Justice 177
Practical Research Insights about Emotional Contagion and Practical Lessons from Equity Theory 178
Emotional Labor 140 Expectancy Theory of Motivation 179
Key Terms 141 HANDS-ON EXERCISE: Measuring Perceived Fair
Chapter Summary 142 Interpersonal Treatment 180
Discussion Questions 142 Vroom’s Expectancy Theory 180
Legal/Ethical Challenge 143 Research on Expectancy Theory and Managerial
Implications 182
Chapter Six SKILLS & BEST PRACTICES: GM’s Incentive System Is
Motivation I: Needs, Job Design, and Consistent with Expectancy Theory 184
Satisfaction 144 Motivation through Goal Setting 185
The Fundamentals of Employee Motivation 146 Goals: Definition and Background 185
An Integrated Model of Motivation 146 How Does Goal Setting Work? 185
Need Theories of Motivation 147 Insights from Goal-Setting Research 186
SKILLS & BEST PRACTICES: High-Achievement SKILLS & BEST PRACTICES: Chris Liddell Executed
Needs Can Lead to Negative Outcomes 149 Detailed Plans to Complete GM’s IPO 187
Motivating Employees through Job Design 150 Practical Application of Goal Setting 188
Top-Down Approaches 150 Putting Motivational Theories to Work 191
Bottom-Up Approaches 154 SKILLS & BEST PRACTICES: AIG Implements New
Idiosyncratic Deals (I-Deals) 155 Motivation System 192
Cultivating Employee Engagement 156 Key Terms 193
SKILLS & BEST PRACTICES: RSM McGladrey Chapter Summary 193
Encourages I-Deals 157 Discussion Questions 194
What Contributes to Employee Engagement? 157 Legal/Ethical Challenge 194
HANDS-ON EXERCISE: Are You Engaged in Your
Studies? 158 Chapter Eight
What Are the Consequences of Employee Engagement? 159 Improving Performance with Feedback,
SKILLS & BEST PRACTICES: UnitedHealth Group Rewards, and Positive Reinforcement 196
Focuses on Improving Employee Engagement 160
Providing Effective Feedback 198
Practical Takeaways 160
Two Functions of Feedback 200
Job Satisfaction 161 Three Sources of Feedback: Others, Task, and Self 200
The Causes of Job Satisfaction 161
HANDS-ON EXERCISE: Measuring Your Desire for
Major Correlates and Consequences of Job Satisfaction 163 Performance Feedback 201
SKILLS & BEST PRACTICES: Steps for Implementing a The Recipient’s Perception of Feedback 201
Dual Career Ladder 166 Behavioral Outcomes of Feedback 202
Counterproductive Work Behavior 167 Upward and 360-Degree Feedback 202
Mistreatment of Others 167 SKILLS & BEST PRACTICES: Responding to a Bad
Violence at Work 167 Performance Review 203
Causes and Prevention of CWBs 168 SKILLS & BEST PRACTICES: How Can I Know if You
Key Terms 168 Don’t Tell Me? 205
Chapter Summary 169 Feedback Do’s and Don’ts 206

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xxviii Contents

Organizational Reward Systems 206 SKILLS & BEST PRACTICES: How to Prevent
Types of Rewards 207 Groupthink 245
Distribution Criteria 209 Facilitators of Effectiveness 246
Desired Outcomes 209 Key Terms 247
SKILLS & BEST PRACTICES: Making Pay for Chapter Summary 247
Performance Work 210 Discussion Questions 248
Pay for Performance 210 Legal/Ethical Challenge 248
Why Rewards Often Fail to Motivate 211
SKILLS & BEST PRACTICES: Best Practices for Chapter Ten
Recognition and Rewards 212 Making Decisions 250
Principles of Reinforcement 212 Models of Decision Making 252
Thorndike’s Law of Effect 213 The Rational Model 252
Skinner’s Operant Conditioning Model 213 SKILLS & BEST PRACTICES: Reed Hastings Seizes
Contingent Consequences 213 Opportunities to Grow Netflix 254
Schedules of Reinforcement 215 Nonrational Models of Decision Making 255
Shaping Behavior with Positive Reinforcement 218 Integrating Rational and Nonrational Models 256
Key Terms 219 Decision-Making Biases 257
Chapter Summary 219 SKILLS & BEST PRACTICES: Overconfidence Bias
Discussion Questions 220 Partly to Blame for Oil Rig Disaster 259
Legal/Ethical Challenge 220 Evidence-Based Decision Making 260
A Model of Evidence-Based Decision Making (EBDM) 260
Part Three Seven Implementation Principles 261
SKILLS & BEST PRACTICES: A Retailer Experiments
Managing Group Level Factors with Discount Promotions 262
and Social Processes 223 Why Is It Hard to be Evidence-Based? 263
Dynamics of Decision Making 263
Chapter Nine General Decision-Making Styles 263
Effective Groups and Teams 224 Intuition in Decision Making 265
Fundamentals of Group Behavior 226 HANDS-ON EXERCISE: What Is Your Decision-
Formal and Informal Groups 227 Making Style? 266
Functions of Formal Groups 227 Creativity 269
The Group Development Process 228 Road Map to Ethical Decision Making: A Decision Tree 270
SKILLS & BEST PRACTICES: Tragedy Halted SKILLS & BEST PRACTICES: Martha Beck’s “Kitchen
Development . . . Or Was It an Accelerator? 230 Sink” Technique Increases Creativity 271
Group Member Roles 231 Group Decision Making 273
Norms 233 Group Involvement in Decision Making 273
Teams, Trust, and Teamwork 234 HANDS-ON EXERCISE: Assessing Participation in
A Team Is More Than Just a Group 235 Group Decision Making 274
SKILLS & BEST PRACTICES: Eight Characteristics of Advantages and Disadvantages of Group Decision
Effective Team Players 236 Making 275
Developing Teamwork Competencies and Being a Team Player 236 SKILLS & BEST PRACTICES: John Mackey, CEO of
Team Building 236 Whole Foods Market, Believes in Consensual Decision
Making 276
Trust: A Key Ingredient of Teamwork 238
Group Problem-Solving Techniques 277
Self-Managed Teams 239
Key Terms 280
SKILLS & BEST PRACTICES: Reina’s Seven-Step
Model for Rebuilding Trust 240 Chapter Summary 280
HANDS-ON EXERCISE: How Autonomous Is Your Discussion Questions 282
Work Group? 241 Legal/Ethical Challenge 282
Virtual Teams 242
Chapter Eleven
Threats and Facilitators of Group and Team Effectiveness 243
Managing Conflict and Negotiating 284
SKILLS & BEST PRACTICES: Tips for Effectively
Managing Virtual Teams and Meetings 244 A Modern View of Conflict 286
Threats to Effectiveness 244 A Conflict Continuum 286

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Contents xxix

Functional versus Dysfunctional Conflict 287 ICT and Productivity 327


Antecedents of Conflict 287 Managing Teleworkers 328
Why People Avoid Conflict 288 SKILLS & BEST PRACTICES: Optimize versus
SKILLS & BEST PRACTICES: Avoiding Conflict is Like Maximize Your Time 329
Ignoring Cancer—It Grows! 289 Social Media at Work—Pros and Cons 331
Desired Outcomes of Conflict 289 SKILLS & BEST PRACTICES: Using Facebook in Your
Major Forms of Conflict 290 Professional Life 334
Personality Conflicts 290 Key Terms 334
HANDS-ON EXERCISE: Workplace Incivility: Are You Chapter Summary 334
Part of the Problem? 291 Discussion Questions 335
Intergroup Conflict 292 Legal/Ethical Challenge 336
SKILLS & BEST PRACTICES: How to Deal with
Personality Conflicts 293
Chapter Thirteen
Cross-Cultural Conflict: Why it Happens and How to Influence, Power, and Politics: An
Overcome It 294 Organizational Survival Kit 338
SKILLS & BEST PRACTICES: How to Build Influencing and Persuading Others 340
Cross-Cultural Relationships 295 Nine Generic Influence Tactics 340
Work–Family Conflict 295 Three Influence Outcomes 341
Managing Conflict 296 Practical Research Insights 342
Programming Functional Conflict 296 How to Do a Better Job of Influencing and Persuading Others 342
Alternative Styles for Handling Dysfunctional Conflict 298 SKILLS & BEST PRACTICES: Increasing Your
Third-Party Interventions: Alternative Dispute Influence 343
Resolution 300
Social Power and Empowerment 344
SKILLS & BEST PRACTICES: Implementing ADR at Five Bases of Power 344
Your Company 301
HANDS-ON EXERCISE: How Much Power Do You
Negotiating 302 Have? 346
Two Basic Types of Negotiation 302 Practical Lessons from Research 346
Added-Value Negotiation 303
SKILLS & BEST PRACTICES: From Teammate to
Recent Research Findings and Implications 303 Manager: Taking Charge 347
SKILLS & BEST PRACTICES: Negotiating Your Employee Empowerment 347
Salary 304 Participative Management 348
Key Terms 305 Empowering Leadership 350
Chapter Summary 305 Making Empowerment Work 350
Discussion Questions 306 Organizational Politics and Impression Management 351
Legal/Ethical Dilemma 306 Definition and Domain of Organizational Politics 351
Impression Management 354
Chapter Twelve Keeping Organizational Politics in Check 357
Communicating in the Digital Age 308 SKILLS & BEST PRACTICES: Make Politics Work for
Basic Dimensions of the Communication Process 310 You 358
A Perceptual Process Model of Communication 310 Key Terms 358
Barriers to Effective Communication 312 Chapter Summary 359
SKILLS & BEST PRACTICES: Communication Counts Discussion Questions 359
in Landing a Job 313 Legal/Ethical Challenge 360
Interpersonal Communication 316
HANDS-ON EXERCISE: What Is Your Business
Etiquette? 317 Part Four
Assertiveness, Aggressiveness, and Nonassertiveness 319
Sources of Nonverbal Communication 320 Managing for Organizational
Active Listening 321 Effectiveness 361
SKILLS & BEST PRACTICES: Advice to Improve
Nonverbal Communication Skills 322 Chapter Fourteen
Gender, Generations, and Communication 324 Leadership 362
Information Communication Technology and OB 327 What Does Leadership Involve? 364

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xxx Contents

Trait and Behavioral Theories of Leadership 365 HANDS-ON EXERCISE: Mechanistic or Organic? 408
Trait Theory 365 Getting the Right Fit 409
Behavioral Styles Theory 368 Striving for Organizational Effectiveness 411
SKILLS & BEST PRACTICES: Peter Drucker’s Tips for Generic Effectiveness Criteria 411
Improving Leadership Effectiveness 369 Mixing Effectiveness Criteria: Practical Guidelines 414
Situational Theories 370 Key Terms 415
Fiedler’s Contingency Model 370 Chapter Summary 415
Path–Goal Theory 372 Discussion Questions 416
SKILLS & BEST PRACTICES: Cascade Engineering Legal/Ethical Challenge 416
Uses the Principles of Path-Goal Theory to Help People
Transition from Welfare to a Career 375 Chapter Sixteen
Applying Situational Theories 375 Managing Change and Organizational
Caveat When Applying Situational Theories 377 Learning 418
The Full-range Model of Leadership: From Laissez-faire to Forces of Change 420
Transformational Leadership 377
External Forces 420
How Does Transformational Leadership Transform
Followers? 379 SKILLS & BEST PRACTICES: Telepresence Enhances
Collaboration and Reduces Travel by Linking People
SKILLS & BEST PRACTICES: Barriers to an Ethical around the Globe 422
Work Environment 381
Internal Forces 423
Research and Managerial Implications 381
Models of Planned Change 424
Additional Perspectives on Leadership 383
Lewin’s Change Model 424
The Leader–Member Exchange Model of Leadership 383
SKILLS & BEST PRACTICES: Application of Lewin’s
Shared Leadership 384
Model: Creating Customer Focus within a Call
HANDS-ON EXERCISE: Assessing Your Center 425
Leader–Member Exchange 385 A Systems Model of Change 426
Servant-Leadership 386 Kotter’s Eight Steps for Leading Organizational Change 429
The Role of Followers in the Leadership Process 388 Creating Change through Organization Development 429
SKILLS & BEST PRACTICES: Nancy Lublin Believes Understanding and Managing Resistance to Change 433
That Her Followers Make Her Successful 389 Why People Resist Change in the Workplace 433
Key Terms 391 Alternative Strategies for Overcoming Resistance to
Chapter Summary 391 Change 435
Discussion Questions 392 HANDS-ON EXERCISE: Does Your Commitment to a
Legal/Ethical Dilemma 392 Change Initiative Predict Your Behavioral Support for
the Change? 436
Chapter Fifteen
SKILLS & BEST PRACTICES: Hospitals Work to
Designing Effective Organizations 394 Overcome Docs’ Resistance to Using PCs 437
Organizations: Definition and Dimensions 396 Creating a Learning Organization 439
What Is an Organization? 396 Learning from Success 439
Organization Charts 397 SKILLS & BEST PRACTICES: Admiral Thad Allen
An Open-System Perspective of Organizations 398 Changed Mental Models When Dealing with the
SKILLS & BEST PRACTICES: Managing a Wide Aftermath of Hurricane Katrina 440
Span 399 Learning from Failure 440
Organization Design in a Changing World 400 Leadership Is the Foundation of a Learning Organization 441
Traditional Designs 401 Key Terms 443
Focus on Collaboration: Horizontal Design 402 Chapter Summary 443
Designs That Open Boundaries between Organizations 403 Discussion Questions 444
SKILLS & BEST PRACTICES: Virtual Structures Are Legal/Ethical Challenge 444
Being Used by Entrepreneurs 405
The Contingency Approach to Designing Organizations 405 Endnotes 446
Mechanistic versus Organic Organizations 406 Photo Credits 472
SKILLS & BEST PRACTICES: Has Toyota Become Too Glossary/Subject Index 474
Mechanistic? 407 Name and Company Index 483

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part 1
Managing People
Within the External and
Organizational Context
1 Needed: People-Centered Managers and Workplaces

2 Organizational Culture, Socialization,


and Mentoring
EXTERNAL CONTEXT
3 Developing Global Managers
ORGANIZATIONAL CONTEXT

EXTERNAL CONTEXT

ORGANIZATIONAL CONTEXT

Understanding
and managing
Individual Level
Factors

Y O U Understanding and
Performance at
Three Levels
Current Work-Related managing 1. Individual
Beliefs, Attitudes, and Group Level 2. Group
Experiences Factors 3. Organization

Understanding
and managing
Organization
Level Factors

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chapter 1

Needed: People-Centered
Managers and Workplaces
After reading the material in this chapter, you should be able to:

LEARNING OBJECTIVES
LO1.1 Contrast McGregor’s Theory X and Theory Y assumptions about employees.
LO1.2 Contrast human and social capital and describe three ways you can develop
each.
LO1.3 Explain the impact of the positive psychology movement on the field of
organizational behavior (OB).
LO1.4 Define the term e-business, and explain its implications for organizational behavior
and managing people.
LO1.5 Describe the four levels of corporate social responsibility.
LO1.6 Explain at least three ways to improve an organization’s ethical climate.

Why are Employees Leaving Google?


What can Management do about It?
While many organizations recite a planet, is acutely aware of this fact. its staff, a reversal for a company
common mantra—“Our employees Google’s talent (i.e., its employees) is that has long been one of Silicon
are our most valuable asset”— largely responsible for the company’s Valley’s hottest job destinations
relatively few align their policies tremendous success to date and will . . . Competition for experienced
and practices with this statement. largely determine the company’s future engineers . . . is especially strong as
Nevertheless, employees are indeed success. It is no wonder then that Web startups ramp up their hiring and
the most valuable assets of many many other companies are competing poach from established companies
knowledge-based companies, whose very intensely for Google’s talent to like Google. Facebook and other
value resides in the experience, skills, drive their own growth and success. startups have a recruiting tool that
and abilities of their employees. “Google is fighting off Facebook Google can no longer claim: They
Google, one of the hottest companies and other fast-growing Internet are private companies that haven’t
and most admired employers on the companies that are approaching yet gone public, and they can

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lure workers with pre-IPO stock.


Recruiters say Facebook and others
also pay competitively, with average
annual salaries for engineers typically
starting at $120,000.
“‘There’s a huge shortage of
engineers,’ said Valerie Fredrickson,
a recruiter in Silicon Valley. She said
a recent client of hers who received
a masters in engineering this spring
from Stanford University got caught
in a bidding war between Google,
Facebook, and others. He got hired
with a $125,000 salary, and is now
being offered $175,000 by the
companies that lost out initially. of Google Maps. Google Chrome up-and-coming startups for workers.
Facebook today (in late 2010) has architect Matthew Papakipos, Android A few years ago, Google was snaring
about 1700 employees, up from senior product manager Eric Tseng, workers from Yahoo, Microsoft and
1000 a year ago. Twitter now has and top Google ad executive David others. Now, as Google’s growth has
300 employees, up from 99 a Fischer also decamped to Facebook slowed it is finding the tables have
year ago. LinkedIn said it started earlier this year. turned.‘Google isn’t a hot place to
the year with 450 employees and “To help attract new recruits work’ and has ‘become the safe place to
expects to end the year with 900. and preempt defections, Google’s work,’ said Robert Green, who recruits
‘It definitely is a little easier for us then-Chief Executive Officer Eric engineers for startups such as Facebook.
right now, compared to a lot of Schmidt wrote in an all hands e-mail, “Google and Facebook’s recruiting
companies’ to recruit, said Colleen ‘We want to continue to attract the battles come as the two companies
McCreary, the chief people officer best people to Google.’ To be sure, increasingly appear to be moving
of online gaming company Zynga Google is also on a hiring spree and onto each other’s turf. Among other
Game Network. The San Francisco increased its work force by 19%, things, Mr. Schmidt has spoken about
company said it began the year or 3600 people, over the past year. adding social networking elements
with 500 employees and now has To acquire some high-profile talent, to Google’s services. In recent days,
1250, including hires from large firms Google has ramped up acquisitions the companies have engaged in a
like Google and Microsoft. of startups such as social app maker public war of words over data sharing
“Much of the most recent hiring Slide Inc. And while Facebook is a practices. Google has complained
battles have centered on Facebook huge draw now, it too has become that Facebook is engaging in ‘data
and Google. According to data from too large for some employees who protectionism’ by not allowing its
LinkedIn, 137 Facebook employees have left to start other projects. users to export their friends’ e-mail
previously worked at Google. Among “Hiring wars aren’t uncommon addresses to other websites, including
Google’s recent departures to in Silicon Valley, with mature tech Google’s.”1
Facebook: Lars Rasmussen, cofounder companies long battling with

kin37209_ch01_001-029.indd 3 02/09/11 1:08 PM


Another random document with
no related content on Scribd:
DANCE ON STILTS AT THE GIRLS’ UNYAGO, NIUCHI

Newala, too, suffers from the distance of its water-supply—at least


the Newala of to-day does; there was once another Newala in a lovely
valley at the foot of the plateau. I visited it and found scarcely a trace
of houses, only a Christian cemetery, with the graves of several
missionaries and their converts, remaining as a monument of its
former glories. But the surroundings are wonderfully beautiful. A
thick grove of splendid mango-trees closes in the weather-worn
crosses and headstones; behind them, combining the useful and the
agreeable, is a whole plantation of lemon-trees covered with ripe
fruit; not the small African kind, but a much larger and also juicier
imported variety, which drops into the hands of the passing traveller,
without calling for any exertion on his part. Old Newala is now under
the jurisdiction of the native pastor, Daudi, at Chingulungulu, who,
as I am on very friendly terms with him, allows me, as a matter of
course, the use of this lemon-grove during my stay at Newala.
FEET MUTILATED BY THE RAVAGES OF THE “JIGGER”
(Sarcopsylla penetrans)

The water-supply of New Newala is in the bottom of the valley,


some 1,600 feet lower down. The way is not only long and fatiguing,
but the water, when we get it, is thoroughly bad. We are suffering not
only from this, but from the fact that the arrangements at Newala are
nothing short of luxurious. We have a separate kitchen—a hut built
against the boma palisade on the right of the baraza, the interior of
which is not visible from our usual position. Our two cooks were not
long in finding this out, and they consequently do—or rather neglect
to do—what they please. In any case they do not seem to be very
particular about the boiling of our drinking-water—at least I can
attribute to no other cause certain attacks of a dysenteric nature,
from which both Knudsen and I have suffered for some time. If a
man like Omari has to be left unwatched for a moment, he is capable
of anything. Besides this complaint, we are inconvenienced by the
state of our nails, which have become as hard as glass, and crack on
the slightest provocation, and I have the additional infliction of
pimples all over me. As if all this were not enough, we have also, for
the last week been waging war against the jigger, who has found his
Eldorado in the hot sand of the Makonde plateau. Our men are seen
all day long—whenever their chronic colds and the dysentery likewise
raging among them permit—occupied in removing this scourge of
Africa from their feet and trying to prevent the disastrous
consequences of its presence. It is quite common to see natives of
this place with one or two toes missing; many have lost all their toes,
or even the whole front part of the foot, so that a well-formed leg
ends in a shapeless stump. These ravages are caused by the female of
Sarcopsylla penetrans, which bores its way under the skin and there
develops an egg-sac the size of a pea. In all books on the subject, it is
stated that one’s attention is called to the presence of this parasite by
an intolerable itching. This agrees very well with my experience, so
far as the softer parts of the sole, the spaces between and under the
toes, and the side of the foot are concerned, but if the creature
penetrates through the harder parts of the heel or ball of the foot, it
may escape even the most careful search till it has reached maturity.
Then there is no time to be lost, if the horrible ulceration, of which
we see cases by the dozen every day, is to be prevented. It is much
easier, by the way, to discover the insect on the white skin of a
European than on that of a native, on which the dark speck scarcely
shows. The four or five jiggers which, in spite of the fact that I
constantly wore high laced boots, chose my feet to settle in, were
taken out for me by the all-accomplished Knudsen, after which I
thought it advisable to wash out the cavities with corrosive
sublimate. The natives have a different sort of disinfectant—they fill
the hole with scraped roots. In a tiny Makua village on the slope of
the plateau south of Newala, we saw an old woman who had filled all
the spaces under her toe-nails with powdered roots by way of
prophylactic treatment. What will be the result, if any, who can say?
The rest of the many trifling ills which trouble our existence are
really more comic than serious. In the absence of anything else to
smoke, Knudsen and I at last opened a box of cigars procured from
the Indian store-keeper at Lindi, and tried them, with the most
distressing results. Whether they contain opium or some other
narcotic, neither of us can say, but after the tenth puff we were both
“off,” three-quarters stupefied and unspeakably wretched. Slowly we
recovered—and what happened next? Half-an-hour later we were
once more smoking these poisonous concoctions—so insatiable is the
craving for tobacco in the tropics.
Even my present attacks of fever scarcely deserve to be taken
seriously. I have had no less than three here at Newala, all of which
have run their course in an incredibly short time. In the early
afternoon, I am busy with my old natives, asking questions and
making notes. The strong midday coffee has stimulated my spirits to
an extraordinary degree, the brain is active and vigorous, and work
progresses rapidly, while a pleasant warmth pervades the whole
body. Suddenly this gives place to a violent chill, forcing me to put on
my overcoat, though it is only half-past three and the afternoon sun
is at its hottest. Now the brain no longer works with such acuteness
and logical precision; more especially does it fail me in trying to
establish the syntax of the difficult Makua language on which I have
ventured, as if I had not enough to do without it. Under the
circumstances it seems advisable to take my temperature, and I do
so, to save trouble, without leaving my seat, and while going on with
my work. On examination, I find it to be 101·48°. My tutors are
abruptly dismissed and my bed set up in the baraza; a few minutes
later I am in it and treating myself internally with hot water and
lemon-juice.
Three hours later, the thermometer marks nearly 104°, and I make
them carry me back into the tent, bed and all, as I am now perspiring
heavily, and exposure to the cold wind just beginning to blow might
mean a fatal chill. I lie still for a little while, and then find, to my
great relief, that the temperature is not rising, but rather falling. This
is about 7.30 p.m. At 8 p.m. I find, to my unbounded astonishment,
that it has fallen below 98·6°, and I feel perfectly well. I read for an
hour or two, and could very well enjoy a smoke, if I had the
wherewithal—Indian cigars being out of the question.
Having no medical training, I am at a loss to account for this state
of things. It is impossible that these transitory attacks of high fever
should be malarial; it seems more probable that they are due to a
kind of sunstroke. On consulting my note-book, I become more and
more inclined to think this is the case, for these attacks regularly
follow extreme fatigue and long exposure to strong sunshine. They at
least have the advantage of being only short interruptions to my
work, as on the following morning I am always quite fresh and fit.
My treasure of a cook is suffering from an enormous hydrocele which
makes it difficult for him to get up, and Moritz is obliged to keep in
the dark on account of his inflamed eyes. Knudsen’s cook, a raw boy
from somewhere in the bush, knows still less of cooking than Omari;
consequently Nils Knudsen himself has been promoted to the vacant
post. Finding that we had come to the end of our supplies, he began
by sending to Chingulungulu for the four sucking-pigs which we had
bought from Matola and temporarily left in his charge; and when
they came up, neatly packed in a large crate, he callously slaughtered
the biggest of them. The first joint we were thoughtless enough to
entrust for roasting to Knudsen’s mshenzi cook, and it was
consequently uneatable; but we made the rest of the animal into a
jelly which we ate with great relish after weeks of underfeeding,
consuming incredible helpings of it at both midday and evening
meals. The only drawback is a certain want of variety in the tinned
vegetables. Dr. Jäger, to whom the Geographical Commission
entrusted the provisioning of the expeditions—mine as well as his
own—because he had more time on his hands than the rest of us,
seems to have laid in a huge stock of Teltow turnips,[46] an article of
food which is all very well for occasional use, but which quickly palls
when set before one every day; and we seem to have no other tins
left. There is no help for it—we must put up with the turnips; but I
am certain that, once I am home again, I shall not touch them for ten
years to come.
Amid all these minor evils, which, after all, go to make up the
genuine flavour of Africa, there is at least one cheering touch:
Knudsen has, with the dexterity of a skilled mechanic, repaired my 9
× 12 cm. camera, at least so far that I can use it with a little care.
How, in the absence of finger-nails, he was able to accomplish such a
ticklish piece of work, having no tool but a clumsy screw-driver for
taking to pieces and putting together again the complicated
mechanism of the instantaneous shutter, is still a mystery to me; but
he did it successfully. The loss of his finger-nails shows him in a light
contrasting curiously enough with the intelligence evinced by the
above operation; though, after all, it is scarcely surprising after his
ten years’ residence in the bush. One day, at Lindi, he had occasion
to wash a dog, which must have been in need of very thorough
cleansing, for the bottle handed to our friend for the purpose had an
extremely strong smell. Having performed his task in the most
conscientious manner, he perceived with some surprise that the dog
did not appear much the better for it, and was further surprised by
finding his own nails ulcerating away in the course of the next few
days. “How was I to know that carbolic acid has to be diluted?” he
mutters indignantly, from time to time, with a troubled gaze at his
mutilated finger-tips.
Since we came to Newala we have been making excursions in all
directions through the surrounding country, in accordance with old
habit, and also because the akida Sefu did not get together the tribal
elders from whom I wanted information so speedily as he had
promised. There is, however, no harm done, as, even if seen only
from the outside, the country and people are interesting enough.
The Makonde plateau is like a large rectangular table rounded off
at the corners. Measured from the Indian Ocean to Newala, it is
about seventy-five miles long, and between the Rovuma and the
Lukuledi it averages fifty miles in breadth, so that its superficial area
is about two-thirds of that of the kingdom of Saxony. The surface,
however, is not level, but uniformly inclined from its south-western
edge to the ocean. From the upper edge, on which Newala lies, the
eye ranges for many miles east and north-east, without encountering
any obstacle, over the Makonde bush. It is a green sea, from which
here and there thick clouds of smoke rise, to show that it, too, is
inhabited by men who carry on their tillage like so many other
primitive peoples, by cutting down and burning the bush, and
manuring with the ashes. Even in the radiant light of a tropical day
such a fire is a grand sight.
Much less effective is the impression produced just now by the
great western plain as seen from the edge of the plateau. As often as
time permits, I stroll along this edge, sometimes in one direction,
sometimes in another, in the hope of finding the air clear enough to
let me enjoy the view; but I have always been disappointed.
Wherever one looks, clouds of smoke rise from the burning bush,
and the air is full of smoke and vapour. It is a pity, for under more
favourable circumstances the panorama of the whole country up to
the distant Majeje hills must be truly magnificent. It is of little use
taking photographs now, and an outline sketch gives a very poor idea
of the scenery. In one of these excursions I went out of my way to
make a personal attempt on the Makonde bush. The present edge of
the plateau is the result of a far-reaching process of destruction
through erosion and denudation. The Makonde strata are
everywhere cut into by ravines, which, though short, are hundreds of
yards in depth. In consequence of the loose stratification of these
beds, not only are the walls of these ravines nearly vertical, but their
upper end is closed by an equally steep escarpment, so that the
western edge of the Makonde plateau is hemmed in by a series of
deep, basin-like valleys. In order to get from one side of such a ravine
to the other, I cut my way through the bush with a dozen of my men.
It was a very open part, with more grass than scrub, but even so the
short stretch of less than two hundred yards was very hard work; at
the end of it the men’s calicoes were in rags and they themselves
bleeding from hundreds of scratches, while even our strong khaki
suits had not escaped scatheless.

NATIVE PATH THROUGH THE MAKONDE BUSH, NEAR


MAHUTA

I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.

MAKONDE LOCK AND KEY AT JUMBE CHAURO


This is the general way of closing a house. The Makonde at Jumbe
Chauro, however, have a much more complicated, solid and original
one. Here, too, the door is as already described, except that there is
only one post on the inside, standing by itself about six inches from
one side of the doorway. Opposite this post is a hole in the wall just
large enough to admit a man’s arm. The door is closed inside by a
large wooden bolt passing through a hole in this post and pressing
with its free end against the door. The other end has three holes into
which fit three pegs running in vertical grooves inside the post. The
door is opened with a wooden key about a foot long, somewhat
curved and sloped off at the butt; the other end has three pegs
corresponding to the holes, in the bolt, so that, when it is thrust
through the hole in the wall and inserted into the rectangular
opening in the post, the pegs can be lifted and the bolt drawn out.[50]

MODE OF INSERTING THE KEY

With no small pride first one householder and then a second


showed me on the spot the action of this greatest invention of the
Makonde Highlands. To both with an admiring exclamation of
“Vizuri sana!” (“Very fine!”). I expressed the wish to take back these
marvels with me to Ulaya, to show the Wazungu what clever fellows
the Makonde are. Scarcely five minutes after my return to camp at
Newala, the two men came up sweating under the weight of two
heavy logs which they laid down at my feet, handing over at the same
time the keys of the fallen fortress. Arguing, logically enough, that if
the key was wanted, the lock would be wanted with it, they had taken
their axes and chopped down the posts—as it never occurred to them
to dig them out of the ground and so bring them intact. Thus I have
two badly damaged specimens, and the owners, instead of praise,
come in for a blowing-up.
The Makua huts in the environs of Newala are especially
miserable; their more than slovenly construction reminds one of the
temporary erections of the Makua at Hatia’s, though the people here
have not been concerned in a war. It must therefore be due to
congenital idleness, or else to the absence of a powerful chief. Even
the baraza at Mlipa’s, a short hour’s walk south-east of Newala,
shares in this general neglect. While public buildings in this country
are usually looked after more or less carefully, this is in evident
danger of being blown over by the first strong easterly gale. The only
attractive object in this whole district is the grave of the late chief
Mlipa. I visited it in the morning, while the sun was still trying with
partial success to break through the rolling mists, and the circular
grove of tall euphorbias, which, with a broken pot, is all that marks
the old king’s resting-place, impressed one with a touch of pathos.
Even my very materially-minded carriers seemed to feel something
of the sort, for instead of their usual ribald songs, they chanted
solemnly, as we marched on through the dense green of the Makonde
bush:—
“We shall arrive with the great master; we stand in a row and have
no fear about getting our food and our money from the Serkali (the
Government). We are not afraid; we are going along with the great
master, the lion; we are going down to the coast and back.”
With regard to the characteristic features of the various tribes here
on the western edge of the plateau, I can arrive at no other
conclusion than the one already come to in the plain, viz., that it is
impossible for anyone but a trained anthropologist to assign any
given individual at once to his proper tribe. In fact, I think that even
an anthropological specialist, after the most careful examination,
might find it a difficult task to decide. The whole congeries of peoples
collected in the region bounded on the west by the great Central
African rift, Tanganyika and Nyasa, and on the east by the Indian
Ocean, are closely related to each other—some of their languages are
only distinguished from one another as dialects of the same speech,
and no doubt all the tribes present the same shape of skull and
structure of skeleton. Thus, surely, there can be no very striking
differences in outward appearance.
Even did such exist, I should have no time
to concern myself with them, for day after day,
I have to see or hear, as the case may be—in
any case to grasp and record—an
extraordinary number of ethnographic
phenomena. I am almost disposed to think it
fortunate that some departments of inquiry, at
least, are barred by external circumstances.
Chief among these is the subject of iron-
working. We are apt to think of Africa as a
country where iron ore is everywhere, so to
speak, to be picked up by the roadside, and
where it would be quite surprising if the
inhabitants had not learnt to smelt the
material ready to their hand. In fact, the
knowledge of this art ranges all over the
continent, from the Kabyles in the north to the
Kafirs in the south. Here between the Rovuma
and the Lukuledi the conditions are not so
favourable. According to the statements of the
Makonde, neither ironstone nor any other
form of iron ore is known to them. They have
not therefore advanced to the art of smelting
the metal, but have hitherto bought all their
THE ANCESTRESS OF
THE MAKONDE
iron implements from neighbouring tribes.
Even in the plain the inhabitants are not much
better off. Only one man now living is said to
understand the art of smelting iron. This old fundi lives close to
Huwe, that isolated, steep-sided block of granite which rises out of
the green solitude between Masasi and Chingulungulu, and whose
jagged and splintered top meets the traveller’s eye everywhere. While
still at Masasi I wished to see this man at work, but was told that,
frightened by the rising, he had retired across the Rovuma, though
he would soon return. All subsequent inquiries as to whether the
fundi had come back met with the genuine African answer, “Bado”
(“Not yet”).
BRAZIER

Some consolation was afforded me by a brassfounder, whom I


came across in the bush near Akundonde’s. This man is the favourite
of women, and therefore no doubt of the gods; he welds the glittering
brass rods purchased at the coast into those massive, heavy rings
which, on the wrists and ankles of the local fair ones, continually give
me fresh food for admiration. Like every decent master-craftsman he
had all his tools with him, consisting of a pair of bellows, three
crucibles and a hammer—nothing more, apparently. He was quite
willing to show his skill, and in a twinkling had fixed his bellows on
the ground. They are simply two goat-skins, taken off whole, the four
legs being closed by knots, while the upper opening, intended to
admit the air, is kept stretched by two pieces of wood. At the lower
end of the skin a smaller opening is left into which a wooden tube is
stuck. The fundi has quickly borrowed a heap of wood-embers from
the nearest hut; he then fixes the free ends of the two tubes into an
earthen pipe, and clamps them to the ground by means of a bent
piece of wood. Now he fills one of his small clay crucibles, the dross
on which shows that they have been long in use, with the yellow
material, places it in the midst of the embers, which, at present are
only faintly glimmering, and begins his work. In quick alternation
the smith’s two hands move up and down with the open ends of the
bellows; as he raises his hand he holds the slit wide open, so as to let
the air enter the skin bag unhindered. In pressing it down he closes
the bag, and the air puffs through the bamboo tube and clay pipe into
the fire, which quickly burns up. The smith, however, does not keep
on with this work, but beckons to another man, who relieves him at
the bellows, while he takes some more tools out of a large skin pouch
carried on his back. I look on in wonder as, with a smooth round
stick about the thickness of a finger, he bores a few vertical holes into
the clean sand of the soil. This should not be difficult, yet the man
seems to be taking great pains over it. Then he fastens down to the
ground, with a couple of wooden clamps, a neat little trough made by
splitting a joint of bamboo in half, so that the ends are closed by the
two knots. At last the yellow metal has attained the right consistency,
and the fundi lifts the crucible from the fire by means of two sticks
split at the end to serve as tongs. A short swift turn to the left—a
tilting of the crucible—and the molten brass, hissing and giving forth
clouds of smoke, flows first into the bamboo mould and then into the
holes in the ground.
The technique of this backwoods craftsman may not be very far
advanced, but it cannot be denied that he knows how to obtain an
adequate result by the simplest means. The ladies of highest rank in
this country—that is to say, those who can afford it, wear two kinds
of these massive brass rings, one cylindrical, the other semicircular
in section. The latter are cast in the most ingenious way in the
bamboo mould, the former in the circular hole in the sand. It is quite
a simple matter for the fundi to fit these bars to the limbs of his fair
customers; with a few light strokes of his hammer he bends the
pliable brass round arm or ankle without further inconvenience to
the wearer.
SHAPING THE POT

SMOOTHING WITH MAIZE-COB

CUTTING THE EDGE


FINISHING THE BOTTOM

LAST SMOOTHING BEFORE


BURNING

FIRING THE BRUSH-PILE


LIGHTING THE FARTHER SIDE OF
THE PILE

TURNING THE RED-HOT VESSEL

NYASA WOMAN MAKING POTS AT MASASI


Pottery is an art which must always and everywhere excite the
interest of the student, just because it is so intimately connected with
the development of human culture, and because its relics are one of
the principal factors in the reconstruction of our own condition in
prehistoric times. I shall always remember with pleasure the two or
three afternoons at Masasi when Salim Matola’s mother, a slightly-
built, graceful, pleasant-looking woman, explained to me with
touching patience, by means of concrete illustrations, the ceramic art
of her people. The only implements for this primitive process were a
lump of clay in her left hand, and in the right a calabash containing
the following valuables: the fragment of a maize-cob stripped of all
its grains, a smooth, oval pebble, about the size of a pigeon’s egg, a
few chips of gourd-shell, a bamboo splinter about the length of one’s
hand, a small shell, and a bunch of some herb resembling spinach.
Nothing more. The woman scraped with the
shell a round, shallow hole in the soft, fine
sand of the soil, and, when an active young
girl had filled the calabash with water for her,
she began to knead the clay. As if by magic it
gradually assumed the shape of a rough but
already well-shaped vessel, which only wanted
a little touching up with the instruments
before mentioned. I looked out with the
MAKUA WOMAN closest attention for any indication of the use
MAKING A POT. of the potter’s wheel, in however rudimentary
SHOWS THE a form, but no—hapana (there is none). The
BEGINNINGS OF THE embryo pot stood firmly in its little
POTTER’S WHEEL
depression, and the woman walked round it in
a stooping posture, whether she was removing
small stones or similar foreign bodies with the maize-cob, smoothing
the inner or outer surface with the splinter of bamboo, or later, after
letting it dry for a day, pricking in the ornamentation with a pointed
bit of gourd-shell, or working out the bottom, or cutting the edge
with a sharp bamboo knife, or giving the last touches to the finished
vessel. This occupation of the women is infinitely toilsome, but it is
without doubt an accurate reproduction of the process in use among
our ancestors of the Neolithic and Bronze ages.
There is no doubt that the invention of pottery, an item in human
progress whose importance cannot be over-estimated, is due to
women. Rough, coarse and unfeeling, the men of the horde range
over the countryside. When the united cunning of the hunters has
succeeded in killing the game; not one of them thinks of carrying
home the spoil. A bright fire, kindled by a vigorous wielding of the
drill, is crackling beside them; the animal has been cleaned and cut
up secundum artem, and, after a slight singeing, will soon disappear
under their sharp teeth; no one all this time giving a single thought
to wife or child.
To what shifts, on the other hand, the primitive wife, and still more
the primitive mother, was put! Not even prehistoric stomachs could
endure an unvarying diet of raw food. Something or other suggested
the beneficial effect of hot water on the majority of approved but
indigestible dishes. Perhaps a neighbour had tried holding the hard
roots or tubers over the fire in a calabash filled with water—or maybe
an ostrich-egg-shell, or a hastily improvised vessel of bark. They
became much softer and more palatable than they had previously
been; but, unfortunately, the vessel could not stand the fire and got
charred on the outside. That can be remedied, thought our
ancestress, and plastered a layer of wet clay round a similar vessel.
This is an improvement; the cooking utensil remains uninjured, but
the heat of the fire has shrunk it, so that it is loose in its shell. The
next step is to detach it, so, with a firm grip and a jerk, shell and
kernel are separated, and pottery is invented. Perhaps, however, the
discovery which led to an intelligent use of the burnt-clay shell, was
made in a slightly different way. Ostrich-eggs and calabashes are not
to be found in every part of the world, but everywhere mankind has
arrived at the art of making baskets out of pliant materials, such as
bark, bast, strips of palm-leaf, supple twigs, etc. Our inventor has no
water-tight vessel provided by nature. “Never mind, let us line the
basket with clay.” This answers the purpose, but alas! the basket gets
burnt over the blazing fire, the woman watches the process of
cooking with increasing uneasiness, fearing a leak, but no leak
appears. The food, done to a turn, is eaten with peculiar relish; and
the cooking-vessel is examined, half in curiosity, half in satisfaction
at the result. The plastic clay is now hard as stone, and at the same
time looks exceedingly well, for the neat plaiting of the burnt basket
is traced all over it in a pretty pattern. Thus, simultaneously with
pottery, its ornamentation was invented.
Primitive woman has another claim to respect. It was the man,
roving abroad, who invented the art of producing fire at will, but the
woman, unable to imitate him in this, has been a Vestal from the
earliest times. Nothing gives so much trouble as the keeping alight of
the smouldering brand, and, above all, when all the men are absent
from the camp. Heavy rain-clouds gather, already the first large
drops are falling, the first gusts of the storm rage over the plain. The
little flame, a greater anxiety to the woman than her own children,
flickers unsteadily in the blast. What is to be done? A sudden thought
occurs to her, and in an instant she has constructed a primitive hut
out of strips of bark, to protect the flame against rain and wind.
This, or something very like it, was the way in which the principle
of the house was discovered; and even the most hardened misogynist
cannot fairly refuse a woman the credit of it. The protection of the
hearth-fire from the weather is the germ from which the human
dwelling was evolved. Men had little, if any share, in this forward
step, and that only at a late stage. Even at the present day, the
plastering of the housewall with clay and the manufacture of pottery
are exclusively the women’s business. These are two very significant
survivals. Our European kitchen-garden, too, is originally a woman’s
invention, and the hoe, the primitive instrument of agriculture, is,
characteristically enough, still used in this department. But the
noblest achievement which we owe to the other sex is unquestionably
the art of cookery. Roasting alone—the oldest process—is one for
which men took the hint (a very obvious one) from nature. It must
have been suggested by the scorched carcase of some animal
overtaken by the destructive forest-fires. But boiling—the process of
improving organic substances by the help of water heated to boiling-
point—is a much later discovery. It is so recent that it has not even
yet penetrated to all parts of the world. The Polynesians understand
how to steam food, that is, to cook it, neatly wrapped in leaves, in a
hole in the earth between hot stones, the air being excluded, and
(sometimes) a few drops of water sprinkled on the stones; but they
do not understand boiling.
To come back from this digression, we find that the slender Nyasa
woman has, after once more carefully examining the finished pot,
put it aside in the shade to dry. On the following day she sends me
word by her son, Salim Matola, who is always on hand, that she is
going to do the burning, and, on coming out of my house, I find her
already hard at work. She has spread on the ground a layer of very
dry sticks, about as thick as one’s thumb, has laid the pot (now of a
yellowish-grey colour) on them, and is piling brushwood round it.
My faithful Pesa mbili, the mnyampara, who has been standing by,
most obligingly, with a lighted stick, now hands it to her. Both of
them, blowing steadily, light the pile on the lee side, and, when the
flame begins to catch, on the weather side also. Soon the whole is in a
blaze, but the dry fuel is quickly consumed and the fire dies down, so
that we see the red-hot vessel rising from the ashes. The woman
turns it continually with a long stick, sometimes one way and
sometimes another, so that it may be evenly heated all over. In
twenty minutes she rolls it out of the ash-heap, takes up the bundle
of spinach, which has been lying for two days in a jar of water, and
sprinkles the red-hot clay with it. The places where the drops fall are
marked by black spots on the uniform reddish-brown surface. With a
sigh of relief, and with visible satisfaction, the woman rises to an
erect position; she is standing just in a line between me and the fire,
from which a cloud of smoke is just rising: I press the ball of my
camera, the shutter clicks—the apotheosis is achieved! Like a
priestess, representative of her inventive sex, the graceful woman
stands: at her feet the hearth-fire she has given us beside her the
invention she has devised for us, in the background the home she has
built for us.
At Newala, also, I have had the manufacture of pottery carried on
in my presence. Technically the process is better than that already
described, for here we find the beginnings of the potter’s wheel,
which does not seem to exist in the plains; at least I have seen
nothing of the sort. The artist, a frightfully stupid Makua woman, did
not make a depression in the ground to receive the pot she was about
to shape, but used instead a large potsherd. Otherwise, she went to
work in much the same way as Salim’s mother, except that she saved
herself the trouble of walking round and round her work by squatting
at her ease and letting the pot and potsherd rotate round her; this is
surely the first step towards a machine. But it does not follow that
the pot was improved by the process. It is true that it was beautifully
rounded and presented a very creditable appearance when finished,
but the numerous large and small vessels which I have seen, and, in
part, collected, in the “less advanced” districts, are no less so. We
moderns imagine that instruments of precision are necessary to
produce excellent results. Go to the prehistoric collections of our
museums and look at the pots, urns and bowls of our ancestors in the
dim ages of the past, and you will at once perceive your error.
MAKING LONGITUDINAL CUT IN
BARK

DRAWING THE BARK OFF THE LOG

REMOVING THE OUTER BARK


BEATING THE BARK

WORKING THE BARK-CLOTH AFTER BEATING, TO MAKE IT


SOFT

MANUFACTURE OF BARK-CLOTH AT NEWALA


To-day, nearly the whole population of German East Africa is
clothed in imported calico. This was not always the case; even now in
some parts of the north dressed skins are still the prevailing wear,
and in the north-western districts—east and north of Lake
Tanganyika—lies a zone where bark-cloth has not yet been
superseded. Probably not many generations have passed since such
bark fabrics and kilts of skins were the only clothing even in the
south. Even to-day, large quantities of this bright-red or drab
material are still to be found; but if we wish to see it, we must look in
the granaries and on the drying stages inside the native huts, where
it serves less ambitious uses as wrappings for those seeds and fruits
which require to be packed with special care. The salt produced at
Masasi, too, is packed for transport to a distance in large sheets of
bark-cloth. Wherever I found it in any degree possible, I studied the
process of making this cloth. The native requisitioned for the
purpose arrived, carrying a log between two and three yards long and
as thick as his thigh, and nothing else except a curiously-shaped
mallet and the usual long, sharp and pointed knife which all men and
boys wear in a belt at their backs without a sheath—horribile dictu!
[51]
Silently he squats down before me, and with two rapid cuts has
drawn a couple of circles round the log some two yards apart, and
slits the bark lengthwise between them with the point of his knife.
With evident care, he then scrapes off the outer rind all round the
log, so that in a quarter of an hour the inner red layer of the bark
shows up brightly-coloured between the two untouched ends. With
some trouble and much caution, he now loosens the bark at one end,
and opens the cylinder. He then stands up, takes hold of the free
edge with both hands, and turning it inside out, slowly but steadily
pulls it off in one piece. Now comes the troublesome work of
scraping all superfluous particles of outer bark from the outside of
the long, narrow piece of material, while the inner side is carefully
scrutinised for defective spots. At last it is ready for beating. Having
signalled to a friend, who immediately places a bowl of water beside
him, the artificer damps his sheet of bark all over, seizes his mallet,
lays one end of the stuff on the smoothest spot of the log, and
hammers away slowly but continuously. “Very simple!” I think to
myself. “Why, I could do that, too!”—but I am forced to change my
opinions a little later on; for the beating is quite an art, if the fabric is
not to be beaten to pieces. To prevent the breaking of the fibres, the
stuff is several times folded across, so as to interpose several
thicknesses between the mallet and the block. At last the required
state is reached, and the fundi seizes the sheet, still folded, by both
ends, and wrings it out, or calls an assistant to take one end while he
holds the other. The cloth produced in this way is not nearly so fine
and uniform in texture as the famous Uganda bark-cloth, but it is
quite soft, and, above all, cheap.
Now, too, I examine the mallet. My craftsman has been using the
simpler but better form of this implement, a conical block of some
hard wood, its base—the striking surface—being scored across and
across with more or less deeply-cut grooves, and the handle stuck
into a hole in the middle. The other and earlier form of mallet is
shaped in the same way, but the head is fastened by an ingenious
network of bark strips into the split bamboo serving as a handle. The
observation so often made, that ancient customs persist longest in
connection with religious ceremonies and in the life of children, here
finds confirmation. As we shall soon see, bark-cloth is still worn
during the unyago,[52] having been prepared with special solemn
ceremonies; and many a mother, if she has no other garment handy,
will still put her little one into a kilt of bark-cloth, which, after all,
looks better, besides being more in keeping with its African
surroundings, than the ridiculous bit of print from Ulaya.
MAKUA WOMEN

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