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Trigger Point Dry Needling An Evidence and Clinical Based Approach 1st Edition Ebook PDF Version
Trigger Point Dry Needling An Evidence and Clinical Based Approach 1st Edition Ebook PDF Version
Trigger Point Dry Needling An Evidence and Clinical Based Approach 1st Edition Ebook PDF Version
Dommerholt & Shah 2010). Although different defi- motor irritability, spasm, muscle imbalance, and
nitions of TrPs are used among different disciplines, altered motor recruitment (Lucas et al. 2004, 2010)
the most commonly accepted definition maintains in either the affected muscle or in functionally related
that ‘a TrP is a hyperirritable spot in a taut band of muscles (Simons et al. 1999). Lucas et al. (2010)
a skeletal muscle that is painful on compression, demonstrated that latent TrPs were associated with
stretch, overload or contraction of the tissue which impaired motor activation pattern and that the elimi-
usually responds with a referred pain that is per- nation of these latent TrPs induces normalization of
ceived distant from the spot’ (Simons et al. 1999). the impaired motor activation pattern. In another
From a clinical viewpoint, we can distinguish study, restrictions in ankle range of motion were
active and latent TrPs. The local and referred pain corrected after manual release of latent TrPs in the
from active TrPs reproduces the symptoms reported soleus muscle (Grieve et al. 2011).
by patients and is recognized by patients as their
usual or familiar pain (Simons et al. 1999). Both
active and latent TrPs cause allodynia at the TrP and
Neurophysiological basis
hyperalgesia away from the TrP following applied of muscle referred pain
pressure. Allodynia is pain due to a stimulus that
does not normally provoke pain. In latent mus- Referred pain is a phenomenon that has been
cle TrPs, the local and referred pain do not repro- described for more than a century and has been
duce any symptoms familiar or usual to the patient used extensively as a diagnostic tool in the clini-
(Simons et al. 1999). Active and latent TrPs have cal setting. Typically, pain from deep structures
similar physical findings. The difference is that such as muscles, joints, ligaments, tendons, and
latent TrPs do not reproduce any spontaneous symp- viscera is described as deep, diffuse, and difficult
tom. In patients with lateral epicondylalgia, active to locate accurately in contrast to superficial types
TrPs commonly reproduce the symptoms within the of pain, such as pain originating in the skin (Mense
affected arm (Fernández-Carnero et al. 2007), but 1994). Pain located at the source of pain is termed
patients may also present with latent TrPs on the local pain or primary pain, whereas pain felt in a
non-affected side without experiencing any symp- different region away from the source of pain is
toms on that side (Fernández-Carnero et al. 2008). termed referred pain (Ballantyne et al. 2010).
Although latent TrPs are not spontaneously pain- Referred pain can be perceived in any region of
ful, they provide nociceptive input into the dorsal the body, but the size of the referred pain area is
horn (Ge et al. 2008, 2009, Li et al. 2009, Wang variable and can be influenced by pain-induced
et al. 2010, Xu et al. 2010, Zhang et al. 2010, Ge & changes in central somatosensory maps (Kellgren
Arendt-Nielsen 2011). The underlying mechanism 1938, Gandevia & Phegan 1999). Referred pain
is not clear at this point in time and requires more is a very common phenomenon in clinical prac-
research. Certain regions within a muscle may only be tice; most patients with chronic pain present with
connected via ineffective synapses to dorsal horn neu- what is commonly described as ‘a summation of
rons and referred pain may occur when these ineffec- referred pain from several different structures.’
tive synapses are sensitized (Mense 2010b). Latent Understanding at least the basic neurophysiological
TrPs can easily turn into active TrPs, which is at least mechanisms of muscle referred pain is required to
partially dependent on the degree of sensitization and make a proper diagnosis of myofascial pain and to
increased synaptic efficacy in the dorsal horn. For manage patients with TrPs.
example, the pain pressure threshold of latent TrPs in
the forearm muscles decreased significantly after only
20 minutes of continuous piano playing (Chen et al. Clinical characteristics of muscle
2000). Active TrPs induce larger referred pain areas referred pain (Arendt-Nielsen &
and higher pain intensities than latent TrPs (Hong
et al. 1997). Active TrPs and their overlying cutane- Ge 2009, Fernández-de-las-Peñas
ous and subcutaneous tissues are usually more sensi- et al. 2011)
tive to pressure and electrical stimulation than latent
TrPs (Vecchiet et al. 1990 1994). 1. The duration of referred pain could last for as
Both active and latent TrPs can provoke motor dys- short as a few seconds or as long as a few hours,
functions, e.g. muscle weakness, inhibition, increased days, or weeks, or occasionally indefinitely.
4
Basic concepts of myofascial trigger points (TrPs) CHAPTER 1
5
PA R T O N E Basis of trigger point dry needling
6
Basic concepts of myofascial trigger points (TrPs) CHAPTER 1
apply (Kadefors et al. 1999, Chen et al. 2000, sensitization (Durham & Vause, 2010). It also stimu-
Hägg, 2003, Zennaro et al. 2003, Treaster et al. lates the phosphorylation of ACh receptors, which
2006, Hoyle et al. 2011). Smaller motor units are prolongs their sensitivity to ACh (Hodges-Savola &
recruited first and de-recruited last without any Fernandez 1995). In addition, CGRP promotes the
substitution of motor units. This would lead to release of ACh and inhibits ACh-esterase.
local biochemical changes without muscle break- Interestingly, myofascial tension, as seen with
down, especially in those parts of the muscle that TrPs, may also stimulate an excessive release
are not substituted and therefore most heavily of ACh, which suggests the presence of a self-
worked (Gerwin 2008). sustaining vicious cycle (Chen & Grinnell 1997,
Under normal circumstances, acetylcholine Grinnel et al. 2003). Experimental research of
(ACh) is released in a quantal fashion, which is a rodents demonstrated that excessive ACh in the
calcium-dependent process (Wessler 1996). ACh synaptic cleft leads to morphological changes
stimulates specific membrane-bound protein mol- resembling TrP contractures (Mense et al. 2003).
ecules, such as nicotinic ACh receptors (nAChR), Consuming excessive amounts of coffee in combi-
which leads to miniature endplate potentials nation with alcohol triggers a similar response pat-
(MEPP). A summation of MEPPs causes a depo- tern, which has been attributed to the ability of
larization of the muscle membrane, an action caffeine to release calcium ions from the sarcoplas-
potential, stimulation of ryanodine and dihydro- mic reticulum (Oba et al. 1997a, 1997b, Shabala
pyridine receptors in the T-tubuli, activation of the et al. 2008).
sarcoplasmic reticulum, a release of calcium, and There is some evidence that TrPs are also associ-
eventually a muscle contraction. The nAChRs are ated with increased autonomic activity (Ge et al.,
temporarily inhibited following stimulation by ACh 2006), which is likely to be due to activation of
(Magleby & Pallotta 1981). adrenergic receptors at the motor endplate (Gerwin
With myofascial pain, an excessive non-quantal et al. 2004). Stimulation of these adrenergic recep-
release of ACh is released from the motor endplate tors triggered an increased release of ACh in mice
at the neuromuscular junction. Acetylcholinester- (Bowman et al. 1988). Nociceptive stimuli of latent
ase (ACh-esterase) is inhibited, while nAChRs are TrPs can lead to autonomic changes such as vasocon-
up-regulated. These and several other factors are striction (Kimura et al. 2009). The local or systemic
thought to cause the localized muscle fiber con- administration of the alpha-adrenergic antago-
tractures in the immediate vicinity of the involved nist phentolamine to TrPs caused an immediate
motor endplates. It is conceivable that the limited reduction in electrical activity, suggesting that TrPs
non-quantal release of ACh is sufficient to trigger indeed have an autonomic component (Hubbard
contracture without inhibiting the nicotinic ACh, & Berkoff 1993, Lewis et al. 1994, McNulty et al.
dihydropyridine and ryanodine receptors, which 1994, Banks et al. 1998). Such increased autonomic
would provide a mechanism for sustained contrac- activity may facilitate an increased concentration
tures (Dommerholt 2011). of intracellular ionized calcium and be responsible
The potential role of calcitonin gene-related again for a vicious cycle maintaining TrPs (Gerwin
peptide (CGRP) in myofascial pain and other pain et al. 2004, Gerwin 2008). Muscle spindle afferents
conditions, such as migraines, cannot be underes- may also contribute to the formation of TrP taut
timated. CGRP is found in higher concentrations bands via afferent signals to extrafusal motor units
in the immediate environment of active TrP (Shah through H-reflex pathways (Ge et al. 2009), but
et al., 2008). It is a potent microvasular vasodila- are not considered to be the primary cause of TrP
tor involved in wound healing, prevention of isch- formation.
emia, and several autonomic and immune functions
(Smillie & Brain 2011). CGRP and its receptors are
widely expressed in the central and peripheral ner- Local twitch response
vous system. For example, CGRP Type I is produced Manual strumming or needling of a TrP usually
in the cell body of motor neurons in the ventral horn result in a so-called local twitch response (LTR),
of the spinal cord and is excreted via an axoplasmatic which is a sudden contraction of muscle fibers in
transport mechanism. CGRP is also released from a taut band (Hong & Simons 1998). LTRs can be
the trigeminal ganglion and from trigeminal nerves observed visually, can be recorded electromyo-
within the dura and as such contributes to peripheral graphically, or can be visualized with diagnostic
7
PA R T O N E Basis of trigger point dry needling
ultrasound (Gerwin & Duranleau 1997, Rha et al. which leads to a vicious cycle as these chemicals
2011). The number of LTRs may be related to the also activate peripheral nociceptive receptors and
irritability of the muscle TrP (Hong et al. 1997), potentiate dorsal horn neuron sensitization. As
which in turn appears to be correlated with the such, muscle nociceptors play an active role in
degree of sensitization of muscle nociceptors by muscle pain and in the maintenance of normal tis-
bradykinin, serotonin, and prostaglandin, among sue homeostasis by assessing the peripheral bio-
others. Hong and Torigoe (1994) reported that, chemical milieu and by mediating the vascular
in an animal model, LTRs could be elicited by supply to peripheral tissue.
needling of hypersensitive trigger spots, which The responsiveness of receptors is indeed a
are the equivalent of TrPs in humans. LTRs were dynamic process and can change depending upon
observed in only a few of the control sites. In the concentrations of the sensitizing agents. As
addition, LTRs could not be elicited after tran- an example, under normal circumstances, the BK
section of the innervating nerve. LTRs are spinal receptor, knows as a B2 receptor, triggers only a
cord reflexes elicited by stimulating the sensitive temporary increase of intracellular calcium and
site in the TrP region (Hong et al. 1995). Audette does not play a significant role in sensitization.
et al. (2004) reported that dry needling of active When the BK concentration increases, a B1 recep-
TrPs in the trapezius and levator scapulae muscles tor is synthesized, which facilitates a long-lasting
elicited bilateral LTRs in 61.5% of the muscles, increase of intracellular calcium and stimulates the
whereas dry needling of latent TrPs resulted only release of tumor necrosing factor and other inter-
in unilateral LTRs. leukins, which in turn lead to increased concentra-
Eliciting LTRs has been advocated for effective tions of BK and peripheral sensitization (Calixto
TrP dry needling (Hong 1994). Following LTRs, et al. 2000, Marceau et al. 2002). There are many
Shah et al. (2005) observed an immediate drop interactions between these chemicals making mus-
in concentrations of several neurotransmitters, cle pain a very complicated phenomenon. Babenko
including CGRP and substance P, and several cyto- et al. (1999) found that the combination of BK and
kines and interleukins, in the extracellular fluid of 5-HT induced higher sensitization of nociceptors
the local TrP milieu. The concentrations did not than each substance in isolation.
quite reach the levels of normal muscle tissue. The Referred pain occurs at the dorsal horn level
reductions were observed during approximately and is the result of activation of otherwise quies-
10 minutes, before they appeared to slowly rise cent axonal connections between affective nerve
again. Due to the short observation times, it is not fibers dorsal horn neurons, which are activated by
known whether the concentrations stabilized or mechanisms of central sensitization (Mense & Ger-
increased again over time. win 2010). Referred pain is not unique to myofas-
cial TrPs but, nevertheless, it is highly characteristic
of myofascial pain syndrome. Usually referred pain
Muscle pain happens within seconds following mechanical stim-
Muscle pain follows noxious stimuli, which acti- ulation of active TrPs suggesting that the induction
vate specific peripheral nociceptors. Nociceptive of neuroplastic changes related to referred pain is
impulses are transmitted through second order a rapid process. Kuan et al. (2007a) demonstrated
neurons in the dorsal horn, through the spinal that TrPs are more effective in inducing neuroplas-
cord, and to primary and secondary somatosen- tic changes in the dorsal horn neurons than non-
sory areas in the brain, including the amygdala, TrPs regions.
anterior cingulated gyrus, and the primary sen- The multiple contractures found in muscles of
sory cortex. Locally, activation of receptors leads patients with myofascial pain are likely to com-
to the release of neuropeptides, which also causes press regional capillaries, resulting in ischemia
vasodilatation and increases the permeability and hypoxia. Recent Doppler ultrasound studies
of the microvasculature (Snijdelaar et al. 2000, confirmed a higher outflow resistance or vascular
Ambalavanar et al. 2006). When neuropeptides restriction at active TrPs and an increased vascular
are released in sufficient quantity they trigger the bed outside the immediate environment of TrPs
release of histamine from mast cells, BK from kal- (Sikdar et al. 2010), which is consistent with the
lidin, serotonin (5-HT) from platelets, and PGs measurement of decreased oxygen saturation levels
from endothelial cells (Massaad et al. 2004), within TrPs and increased levels outside the core
8
Basic concepts of myofascial trigger points (TrPs) CHAPTER 1
of TrPs (Brückle et al. 1990). Hypoxia may trig- and inflammatory mediators, among others. In
ger an immediate increased release of ACh at the experimental research, different substances are
motor endplate (Bukharaeva et al. 2005). Hypoxia commonly used to elicit local and referred muscle
also leads to a decrease of the local pH, which pain (Babenko et al. 1999, Arendt-Nielsen et al.
will activate transient receptor potential vanil- 2000, Arendt-Nielsen & Svensson 2001, Graven-
loid (TRPV) receptors and acid sensing ion chan- Nielsen 2006). In fact, induced referred pain
nels (ASIC) via hydrogen ions or protons. Because areas obtained in these experimental studies have
these channels are nociceptive, they initiate pain, confirmed the empirical referred pain patterns
hyperalgesia and central sensitization without described by Travell and Simons (Travell & Rinzler
inflammation or any damage or trauma to the mus- 1952, Simons et al. 1999).
cle (Sluka et al. 2001, 2002, 2003, 2009, Deval Peripheral sensitization is described as a reduc-
et al. 2010). Research at the US National Insti- tion in the pain threshold and an increase in respon-
tutes of Health has confirmed that the pH in the siveness of the peripheral nociceptors. Scientific
direct vicinity of active TrPs is well below 5, which evidence has shown that pressure sensitivity is
is sufficient to activate muscle nociceptors (Sahlin higher at TrPs than at control points (Hong et al.
et al. 1976, Gautam et al. 2010). Different kinds 1996), suggesting an increased nociceptive sensitiv-
of ASICs play specific roles (Walder et al. 2010) ity at TrPs and peripheral sensitization. The concen-
and it is not known which ASICs are activated in trations of BK, CGRP, substance P, tumor necrosis
myofascial pain. It is likely that multiple types of factor-α (TNF-α), interleukins 1β, IL-6, and IL-8,
ASICs are involved in the sensory aspects of TrPs 5-HT, and nor-epinephrine were significantly higher
(Dommerholt, 2011), such as the ASIC1a, which near active TrPs than near latent TrP or non-TrP
processes noxious stimuli, and the ASIC3, which points and in remote pain-free distant areas (Shah
is involved in inflammatory pain (Shah et al. 2005, et al. 2005, 2008). These chemical mediators may
Deval et al. 2010). A low pH down-regulates partly be released from peripheral sensitized noci-
ACh-esterase at the neuromuscular junction and ceptors that drive the pain, but also from the sus-
can trigger the release of several neurotransmitters tained muscle fiber contraction within the taut
and inflammatory mediators, such as CGRP, sub- band (Gerwin 2008). Interestingly, the concentra-
stance P, BK, interleukins, adenosine triphosphate tions of these biochemical substances in a pain-free
(ATP), 5-HT, prostaglandins (PG), potassium and area of the gastrocnemius muscle were also higher
protons, which would result in a decrease in the in individuals with active TrPs in the upper trape-
mechanical threshold and activation of peripheral zius muscle compared to those with latent TrPs or
nociceptive receptors. A sensitized muscle noci- non-TrPs (Shah et al. 2008). These studies confirm
ceptor has a lowered stimulation threshold into not only the presence of nociceptive pain hyper-
the innocuous range and will respond to harmless sensitivity in active TrP, but also establish that TrPs
stimuli like light pressure and muscle movement. are a focus of peripheral sensitization. Substances
When nociceptive input to the spinal cord is associated with muscle pain and fatigue, are appar-
intense or occurs repeatedly, peripheral and cen- ently not limited to local areas of TrPs or a single
tral sensitization mechanisms occur and spread anatomic locus. Li et al. (2009) reported nocicep-
of nociception at the spinal cord level results in tive (hyperalgesia) and non-nociceptive (allodynia)
referred pain (Hoheisel et al. 1993). hyper-sensitivity at TrPs, suggesting that TrPs sen-
sitize both nociceptive and non-nociceptive nerve
endings. Nevertheless, painful stimulation induced
Sensitization mechanisms higher pain response than non-noxious stimulation
of TrPs at TrPs (Li et al. 2009).
Wang et al. (2010) reported that ischemic com-
pression, which mainly blocked large-diameter
TrP as a focus of peripheral myelinated muscle afferents, induced increased
sensitization pressure pain and referred pain thresholds at the TrP,
but not at non-TrP regions. After decompression, the
As stated, muscle pain is associated with the acti- pressure sensitivity returned to pre-compression lev-
vation of muscle nociceptors by a variety of endog- els. In other words, non-nociceptive large-diameter
enous substances, including several neuropeptides myelinated muscle afferents may be involved in
9
PA R T O N E Basis of trigger point dry needling
the pathophysiology of TrP pain and hyperalgesia sensitization also increased the TrP pressure sensi-
(Wang et al. 2010). As non-nociceptive afferents are tivity in segmentally related muscles (Srbely et al.
involved in proprioception, excitation of the large- 2010a). Additionally, Fernández-Carnero et al.
diameter myelinated afferents by TrPs may explain (2010) reported that central sensitization related
the presence of altered proprioception in some to TrPs in the infraspinatus muscle increased the
patients with chronic musculoskeletal pain. amplitude of electromyographical (EMG) activity
of TrPs in the extensor carpi radialis brevis.
Current evidence suggests that TrPs induce
TrP nociception induces central central sensitization, but sensitization mecha-
sensitization nisms can also promote TrP activity. It is, however,
more likely that TrPs induce central sensitization,
Central sensitization is an increase in the excit- as latent TrPs are present in healthy individuals
ability of neurons within the central nervous sys- without evidence of central sensitization. Finally,
tem characterized by allodynia and hyperalgesia. active TrP pain is, at least partially, processed at
Hyperalgesia is an increased response to a stimu- supra-spinal levels. Recent imaging data suggest
lus that is normally painful. Allodynia and hyper- that TrP hyperalgesia is processed in various brain
algesia are observed in patients with TrPs. In fact, areas as enhanced somatosensory activity involving
emerging research suggests a physiological link the primary and secondary somatosensory cortex,
between the clinical manifestations of TrPs, such inferior parietal, and mid-insula and limbic activ-
as hyperalgesia and consistent referred pain, and ity, involving the anterior insula. Suppressed right
the phenomenon of central sensitization, although dorsal hippocampal activity is present in patients
the causal relationships and mechanisms are still with TrPs in the upper trapezius muscle compared
unclear. Additionally, Arendt-Nielsen et al. (2008) to healthy controls (Niddam et al. 2008, Niddam
demonstrated that experimentally-induced muscle 2009). Abnormal hippocampal hypo-activity sug-
pain is able to impair diffuse noxious inhibitory gests that dysfunctional stress responses play an
control mechanisms (Arendt-Nielsen et al. 2008), important role in the generation and maintenance
supporting an important role of muscle tissues in of hyperalgesia from TrPs (Niddam et al. 2008).
chronic pain. Current data suggest that a TrP is more painful
Mense (1994) suggested that the presence of than normal tissue because of specific physiological
multiple TrPs in the same or different muscles or changes, peripheral and central sensitization, and
the presence of active TrPs for prolonged periods of not because of anatomical issues.
time may sensitize spinal cord neurons and supra-
spinal structures by means of a continued periph-
eral nociceptive afferent barrage into the central Muscle referred pain is a process
nervous system. Both spatial and temporal summa- of reversible central sensitization
tions are important in this pattern. Although the
relationship between active TrPs and central sensi- A sensitized central nervous system may modulate
tization has been observed clinically for many years, referred muscle pain. Infusions with the N-methyl-
neurophysiological studies have been conducted D-aspartate (NMDA) antagonist ketamine in indi-
only during the last decade. Kuan et al. (2007a) viduals with fibromyalgia reduced their referred
reported that spinal cord connections of TrPs were pain areas (Graven-Nielsen et al. 2000). As noted
more effective in inducing neuroplastic changes previously, the appearance of new receptive fields
in the dorsal horn neurons than non-TrPs. In addi- is characteristic of muscle referred pain (Mense
tion, motor neurons related to TrPs had smaller 1994). Since the referred pain area is correlated
diameters than neurons of normal tissue. It appears with the intensity and duration of muscle pain
that TrP may be connected to a greater number of (Graven-Nielsen et al. 1997b), muscle referred
small sensory or nociceptive neurons than non-TrP pain appears to be a central sensitization phenom-
tissues (Kuan et al. 2007a). Mechanical stimula- enon maintained by peripheral sensitization input
tion of latent TrPs can induce central sensitization for example from active TrPs.
in healthy subjects, suggesting that stimulation of It is important to realize that central sensitiza-
latent TrPs can increase pressure hypersensitivity tion is a reversible process in patients with myo-
in extra-segmental tissues (Xu et al. 2010). Central fascial pain, although animal studies suggest that
10
Basic concepts of myofascial trigger points (TrPs) CHAPTER 1
11
PA R T O N E Basis of trigger point dry needling
previously, Gerwin et al. (2004) suggested that reflex arcs that are sustained by complex sensiti-
the presence of α and β adrenergic receptors at zation mechanisms (McPartland & Simons 2006).
the endplate could provide a possible mechanism The first EMG study of TrPs, conducted by Hub-
for autonomic interaction (Maekawa et al. 2002), bard and Berkoff (1993), reported the presence of
although this has not been confirmed in humans. spontaneous EMG activity in a TrP of the upper
trapezius muscle. The authors described two com-
ponents of this spontaneous EMG activity, namely
Pathophysiology of TrPs: the a low amplitude constant background activity of 50
integrated hypothesis µV, and intermittent higher amplitude spike-like of
100–700 µV. Others confirmed the constant back-
The activation of a TrP may result from a variety ground activity of 10–50 µV and occasionally 80
of factors, such as repetitive muscle overuse, acute µV in animal TrPs (Simons et al. 1995, Chen et al.
or sustained overload, psychological stress, or other 1998, Macgregor et al. 2006) and in human TrPs
key or primary TrPs. Particular attention has been (Simons 2001; Couppé et al. 2001, Simons et al.
paid to injured or overloaded muscle fibers follow- 2002). The origin of this spontaneous electrical
ing eccentric and intense concentric contractions activity (SEA) is still controversial; however, clear
in the pathogenesis of TrPs (Gerwin et al. 2004). evidence supports that SEA originates from motor
Hong (1996) hypothesized that each TrP contains endplate potentials (EPP). Simons concluded that
a sensitive locus, described as a site from which a the SEA is the same than endplate noise (EPN)
LTR can be elicited when the TrP is mechanically (Simons, 2001, Simons et al. 2002). EPN is more
stimulated, and an active locus described as an area prevalent in active TrPs than in latent TrPs (Mense
from which spontaneous electrical activity (SEA) is & Gerwin, 2010). EPN seems to reflect a local
recorded. In this model, the sensitive locus contains depolarization of the muscle fibers induced by a
nociceptors and constitutes the sensory component, significantly increased and abnormal spontane-
while the active locus consists of dysfunctional ous release of ACh (Ge et al. 2011). Kuan et al.
motor endplates, which would be the motor com- (2002), in an animal model, showed that SEA can
ponent (Simons et al. 1995, Simons 1996, Hong & be decreased by botulinum toxin, which inhibits
Simons 1998). the release of ACh at the neuromuscular junction.
Muscle trauma, repetitive low-intensity muscle Additionally, analysis of the motor behaviors of a
overload, or intense muscle contractions, may cre- TrP shows that the intramuscular EMG activity at
ate a vicious cycle of events, wherein damage to TrPs exhibits similar motor behaviors to the sur-
the sarcoplasmic reticulum or the cell membrane face EMG activity over a TrP, which supports that
leads to an increase of the calcium concentra- the origin of the electrical activity is derived from
tion, a shortening of the actin and myosin fila- extrafusal motor endplates and not from intrafusal
ments, a shortage of ATP, and an impaired calcium muscle spindles (Ge et al. 2011). An interesting
pump (Simons et al. 1999, Gerwin et al. 2004). In study found higher pain intensities and pain fea-
1981, Simons and Travell developed the so-called tures similar to TrPs when noxious stimuli were
‘energy crisis hypothesis’ which reflects this vicious applied to motor endplate areas compared with
cycle. Since 1981, the energy crisis hypothesis has silent muscle sites (Qerama et al. 2004). Kuan
evolved into the so-called integrated trigger point et al. (2007b) reported a high correlation between
hypothesis, which is based on subsequent scientific the irritability, pain intensity and pressure pain
research (Simons, 2004). The integrated hypothesis thresholds, and the prevalence of EPN loci in a TrP
is the most accepted theoretical concept, although region of the upper trapezius muscle. Lower pres-
other models have been proposed (Dommerholt sure pain thresholds were associated with greater
& Franssen 2011). The integrated hypothesis is a SEA. From a clinical perspective, several studies
work in progress and continues to be modified and showed that treatment of TrPs can eliminate or sig-
updated as new scientific evidence emerges (Ger- nificantly reduce EPN (Kuan et al. 2002, Gerwin
win et al. 2004, McPartland & Simons 2006). et al. 2004, Qerama et al. 2006, Chen et al. 2008,
The integrated hypothesis proposes that abnor- Chou et al. 2009). Findings from these studies sup-
mal depolarization of the post-junctional mem- port that TrPs are associated with dysfunctional
brane of motor endplates causes a localized hypoxic motor endplates (Simons et al. 2002). It should
energy crisis associated with sensory and autonomic be noted that motor endplates are distributed
12
Basic concepts of myofascial trigger points (TrPs) CHAPTER 1
throughout the entire muscle and not just in the action potentials without synaptic excitation as
muscle belly as frequently is assumed (Edstrüöm & a result of plateau potentials (Hocking 2010). In
Kugelberg, 1968). In studies of cats and rats, motor other words, a sustained α-motoneuron plateau
endplates were identified in 75% of the soleus mus- depolarization would lead to the formation of TrPs.
cle (Bodine-Fowler et al, 1990, Monti et al. 2001). Hocking identified two underlying central nervous
In the anterior tibialis muscle of a cat, motor end- system mechanisms. So-called antecedent TrPs are
plates were located in 56–62% of the muscle thought to be the result of central sensitization of
(Monti et al. 2001). C-fiber nociceptive withdrawal reflexes, visceromo-
Regarding the motor component of the TrPs, tor reflexes, or nociceptive jaw-opening reflexes,
the intramuscular and surface EMG activity and occur in withdrawal reflex agonist muscles.
recorded from a TrP showed that the SEA is simi- Consequent TrPs would be due to compensatory
lar to a muscle cramp potential, and secondly, reticulospinal or reticulo-trigeminal motor facilita-
that the increase in local muscle pain intensity is tion and occur in withdrawal reflex antagonist mus-
positively associated with the duration and ampli- cles. A critical difference with the integrated TrP
tude of muscle cramps (Ge et al. 2008). Localized hypothesis is that in the central modulation model
muscle cramps may induce intramuscular hypoxia, myofascial pain is not a disorder of the motor end-
increased concentrations of algogenic mediators, plate, but a nociception-induced central nervous
direct mechanical stimulation of nociceptors, and system disorder leading to centrally maintained
pain (Simons 1998). Therefore, it seems that TrP α-motoneuron plateau depolarizations (Hocking
pain and tenderness is closely associated with sus- 2010). There are several aspects of the integrated
tained focal ischemia and muscle cramps within TrtP hypothesis that are also part of the central
muscle taut bands (Ge et al. 2011) modulation hypothesis, such as the presence of the
Although current evidence supports that dys- energy crisis and low-amplitude motor endplate
functional motor endplates are clearly associated potentials. When Hocking presented his hypothesis
with TrPs, recent evidence suggests that muscle initially, he also suggested several research projects
spindles may also be involved in this complex pro- to test the hypothesis. Further research is indeed
cess. Ge et al. (2009) found that intramuscular needed to test this interesting hypothesis.
TrP electrical stimulation can evoke H-reflexes, Srbely (2010) developed the neurogenic hypothe-
and that greater H-reflex amplitudes and lower sis, which is based primarily on his research (Srbely &
H-reflex thresholds exist at TrPs compared to non- Dickey, 2007, Srbely et al. 2008, 2010a, 2010b).
TrPs. The lower reflex threshold and higher reflex According to the neurogenic hypothesis, TrPs are
amplitude at TrPs could be related to a greater neurogenic manifestations of primary pathologies in
density or excitability of muscle spindle afferents the same neurological segment. Srbely (2010) sug-
(Ge et al. 2009). Nevertheless, the mechanisms gests that central sensitization is the underlying cause
underlying increased sensitivity of muscle spindle of myofascial pain syndrome. The notion that the
afferents at TrPs are still unclear. The increased inactivation of TrPs can reverse central sensitization
chemical mediators in the TrPs (Shah et al. 2005) is interpreted as evidence of the neurogenic hypoth-
may contribute to an increased static fusimotor esis. Other than Srbely’s own studies, there is no
drive to muscle spindles or to increased muscle other research to confirm of dispute the neurogenic
spindle sensitivity (Thunberg et al. 2002). hypothesis.
Partanen et al. (2010) developed the neurophysi-
ologic hypothesis, which maintains that the SEA
Other hypothetical models is not recorded from motor endplates, but from
intrafusal muscle spindle fibers. According to this
Although the integrated trigger point hypothesis hypothesis, taut bands are caused by inflammation
is the most prominent and most accepted model, of muscle spindles and sensitization of group III
other hypothetical TrP models have been devel- and IV afferents, which in turn leads to activation
oped. Recently, Hocking postulated the central of the gamma and beta efferent systems (Partanen,
modulation hypothesis and suggested that plateau 1999, Partanen et al. 2010). As was mentioned
potentials are critical in the understanding of the already, muscle spindles may be involved in the TrP
etiology of TrPs (Hocking 2010). According to etiology (Ge et al. 2009), but there is no convinc-
Hocking, cell membranes may continue to trigger ing evidence that endplate noise would originate in
13
PA R T O N E Basis of trigger point dry needling
intrafusal fibers (Wiederholt 1970). There is no Lastly, Gunn (1997a, 1997b) developed the
research to date to confirm or dispute the neuro- radiculopathy hypothesis, which is discussed in
physiologic hypothesis. detail in Chapter 14.
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19
Proposed mechanisms and effects
of trigger point dry needling 2
Jan Dommerholt César Fernández-de-las-Peñas
more sense to focus on the nociceptive nature of & Ballesteros 1988, Facco & Ceccherelli 2005).
TrPs and their role in perpetuating central sensi- Needling of TrPs in the sternocleidomastoid or
tization. Persistent peripheral nociceptive input upper trapezius muscles may trigger a patient’s
increases the sensitivity of the central nervous migraine or tension-type headache (Calandre
system. Unfortunately, the contributions of TrPs et al. 2006). Experimentally induced muscle pain
often are not considered and individual patients impairs diffuse noxious inhibitory control mecha-
may have gone through many unsuccessful treat- nisms (Arendt-Nielsen et al. 2008) and DN does
ment regimens with multiple diagnostic pathways. seem to effect central sensitization, presumably
They may have developed fear avoidance or kine- by altering the nociceptive processing (Kuan et al.
siophobia, poor coping skills, and an anticipation 2007a, Mense 2010, Mense & Masi 2011). It is
of pain (Bandura et al. 1987, Vlaeyen & Linton known that TrP DN reduces segmental nocicep-
2000, Wager et al. 2004, Coppieters et al. 2006). tive input and as such is therapeutically indicated
Additionally, patients’ altered homeostatic sys- (Srbely et al. 2010).
tems may start contributing to the overall pain This chapter could end here, because the
experience (Puentedura & Louw 2012) with exact mechanisms of DN continue to be elu-
decreased blood flow to the muscles (Zhang et al. sive. Since many studies and case reports have
2009), abnormal cytokine production (Watkins confirmed the clinical efficacy of DN, future
et al. 2001, Milligan & Watkins 2009), con- research must be directed towards examin-
strained breathing patterns (Chaitow 2004), and ing the underlying mechanisms (Lewit 1979,
abnormal muscle activation patterns (Moreside Carlson et al. 1993, Hong 1994, 1997, Hong &
et al. 2007), among others. In some patients, the Hsueh 1996, McMillan et al. 1997, Chen et al.
anticipation of pain and the pain associated with 2001, Cummings 2003, Mayoral & Torres 2003,
DN itself may activate threatening inputs, at Dilorenzo et al. 2004, Ilbuldu et al. 2004, Itoh
which point DN becomes counterproductive. For- et al. 2004, 2007, Lucas et al. 2004, Furlan et al.
tunately, this is quite rare and for most patients 2005, Kamanli et al. 2005, Mayoral-del-Moral
TrP DN is a viable intervention (Dilorenzo et al. 2005, Weiner & Schmader 2006, Giamberardino
2004, Affaitati et al. 2011). et al. 2007, Hsieh et al. 2007, Fernandez-
Carnero et al. 2010, Lucas et al. 2010, Osborne
& Gatt 2010, Tsai et al. 2010, Srbely et al. 2010,
Mechanisms and effects Affaitati et al. 2011). Slowly, bits and pieces of
of trigger point dry needling the myofascial pain puzzle are beginning to be
explored.
There are no studies of the effect of DN on the Mechanically, deep DN may disrupt contrac-
ACC and other limbic structures, but several tion knots, stretch contractured sarcomere assem-
papers suggest that needling acupuncture and blies and reduce the overlap between actin and
non-acupuncture points does seem to involve myosin filaments. It may destroy motor endplates
the limbic system and the descending inhibi- and cause distal axon denervations and changes
tory system (Takeshige et al. 1992a, 1992b, Wu in the endplate cholinesterase and acetylcholine
et al. 1999, Biella et al. 2001, Hsieh et al. 2001, receptors similarly to the normal muscle regen-
Hui et al. 2000, Wu et al. 2002). DN studies of eration process (Gaspersic et al. 2001). Of par-
patients with fibromyalgia, which is a diagnosis ticular interest are local twitch responses (LTR),
of central sensitization (Clauw 2008, Dommer- which are involuntary spinal cord reflexes of mus-
holt & Stanborough 2012), demonstrate that DN cle fibers in a taut band following DN, injections,
of a few TrPs does not only reduce the nocicep- or snapping palpation (Dexter & Simons 1981,
tive input from the treated TrPs, but reduces the Fricton et al. 1985, Hong 1994, Hong & Torigoe
overall widespread pain and sensitivity (Ge et al. 1994, Simons & Dexter 1995, Wang & Audette
2009, 2010, 2011, Affaitati et al. 2011). TrP DN 2000, Ga et al. 2007). Eliciting LTR is important
often evokes patients’ referred pain patterns and when inactivating TrPs and confirms that the nee-
their primary pain complaint (Hong et al. 1997). dle was placed accurately into a TrP. Several stud-
Needling of TrPs in the gluteus minimus or teres ies have confirmed that a LTR can reduce or even
minor muscles may initiate pain resembling a eliminate the typical endplate noise associated
L5 or C8 radiculopathy, respectively (Escobar with TrPs which suggests that DN inactivates TrPs
22
Proposed mechanisms and effects of trigger point dry needling CHAPTER 2
(Hong & Torigoe 1994, Hong 1994, Chen et al. 1997). It is also possible that superficial DN may
2001). There is a positive correlation between the activate mechanoreceptors coupled to slow con-
prevalence of endplate noise in a TrP region and ducting unmyelinated C fiber afferents. This
the pain intensity of that TrP (Kuan et al. 2007b). could trigger a reduction of pain and a sense of
Endplate noise is a summation of miniature end- progress and well-being through activation of
plate potentials and is a characteristic of TrPs the insular region and anterior cingulate cortex
(Simons et al. 1995, 2002, Hong & Simons 1998, (Olausson et al. 2002, Mohr et al. 2005, Lund &
Simons 2001, Simons 2004). Moreover, eliciting Lundeberg 2006).
LTRs appears to reduce the concentrations of many Many clinicians combine superficial and deep
chemicals found in the immediate environment of DN with electrical stimulation through the nee-
active TrPs, such as calcitonin gene related peptide, dles (Mayoral & Torres 2003, Mayoral-del-Moral
substance P, serotonin, interleukins, and epineph- 2005, Dommerholt et al. 2006), which may acti-
rine, among others (Shah et al. 2003, 2005, 2008, vate the peri-aqueductal grey in some patients
Shah & Gilliams 2008). Shah et al. (2008) had (Niddam et al. 2007). Unfortunately, there are
speculated that the drop in concentrations may be no evidence-based guidelines of the optimal
caused by a local increase in blood flow or by inter- treatment parameters, such as optimal ampli-
ference with nociceptor membrane channels, or tude, frequency, and duration. Stimulation fre-
by transport mechanisms associated with a briefly quencies between 2 and 4 Hz are thought to
augmented inflammatory response. The decrease of trigger the release of endorphins and encepha-
concentrations of substance P and calcitonin gene- lin, while frequencies between 80 and 100 Hz
related peptide corresponds with the clinical obser- may release gamma-aminobutyric acid, galanin
vation of a reduction in pain following deep DN and dynorphin (Lundeberg & Stener-Victorin
(Shah et al. 2008). LTRs are often visible with the 2002). Several rodent studies have shown that
naked eye and can be visualized with sonography electrical acupuncture can modulate the expres-
(Gerwin & Duranleau 1997, Lewis & Tehan 1999, sion of N-methyl-d-aspartate in primary sensory
Rha et al. 2011). neurons (Choi et al. 2005, Wang et al. 2006).
The effects of superficial DN are often attrib- The ideal needle placement for e-stim with DN
uted to stimulation of Aδ sensory afferent fibers, has not been determined either, although White
which may outlast the stimulus for up to 72 hours et al. (2000) recommended placing the needle-
(Baldry 2005). It is true that stimulation of Aδ electrodes within the same dermatomes as the
nerve fibers may activate enkephalinergic, sero- location of the lesion.
tonergic, and noradrenergic inhibitory systems
(Bowsher 1998); however, type I high-threshold
Aδ nerve fibers are only activated by nocicep- Summary
tive mechanical stimulation and type II Aδ fibers
require cold stimuli (Millan 1999). Since super- Although Felix Mann (2000), co-founder of the
ficial DN is neither a painful mechanical nor a British Medical Acupuncture Society, maintained
cold stimulus, it is unlikely that Aδ fibers would that effective treatments could be achieved by
get activated (Dommerholt et al. 2006). When needling anywhere on the body, the underlying
superficial DN is combined with rotation of the mechanisms of DN have not received enough seri-
needle, the stimulus may activate the pain inhibi- ous attention of researchers and clinicians. DN
tory system associated with stimulation of Aδ does alter the chemical environment of active TrPs,
fibers through segmental spinal and propriospinal reduce or eliminate endplate noise and decrease the
hetero-segmental inhibition (Sandkühler 1996). sensitivity of TrPs, but little is known about what
Deep DN can be also combined with rotation of the needle actually does to cause these effects.
the needle, after which the needle is left in place Mann recommended to needle in the quadrant of
until relaxation of the muscle fibers has occurred the pain complaint or, if more specificity would
(Dommerholt et al. 2006). The mechanical pres- be desired, to needle in a neighboring dermatome,
sure exerted with the needle may electrically myotome or sclerotome. The most effective meth-
polarize muscle and connective tissue, and trans- ods would involve needling in a small circumscript
form mechanical stress into electrical activity, area near the location of pain or directly into TrPs
which is required for tissue remodelling (Liboff (Mann 2000).
23
PA R T O N E Basis of trigger point dry needling
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26
Proposed mechanisms and effects of trigger point dry needling CHAPTER 2
Wang, F., Audette, J., 2000. Electro- Weiner, D.K., Schmader, K.E., 2006. Wu, M.T., Sheen, J.M., Chuang, K.H.,
physiological characteristics of the Postherpetic pain: more than et al., 2002. Neuronal specificity of
local twitch response with active sensory neuralgia? Pain Med. 7, acupuncture response: a fMRI study
myofascial pain of neck compared 243–249. with electroacupuncture. Neuroim-
with a control group with latent White, P.F., Craig, W.F., Vakharia, age 16, 1028–1037.
trigger points. Am. J. Phys. Med. A.S., et al., 2000. Percutaneous Zhang, Y., Ge, H.Y., Yue, S.W., et al.,
Rehabil. 79, 203. neuromodulation therapy: does the 2009. Attenuated skin blood flow
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Gang, S., 2006. Electroacupuncture effect the acute analgesic response? of latent myofascial trigger points.
(EA) modulates the expression of Anesth. Analg. 91, 949–954. Arch. Phys. Med. Rehabil. 90,
NMDA receptors in primary sensory Wu, M.T., Hsieh, J.C., Xiong, J., et al., 325–332.
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force for pathological pain. Trends liminary experience. Radiology 212,
Neurosci. 24, 450–455. 133–141.
27
Trigger point dry needling: safety
guidelines 4
Johnson McEvoy
CHAPTER CONTENT
Safety Considerations . . . . . . . . . . . . . . 39
Safety Considerations
Introduction���������������������������������������������������������� 39
Trigger point dry needling: safety����������������������� 40 Introduction
Hygiene ���������������������������������������������������������������� 42
Dry needling (DN) is an invasive procedure that
Hand hygiene . . . . . . . . . . . . . . . . 42
poses certain risks, in part, not generally associ-
Gloves . . . . . . . . . . . . . . . . . . . . 44 ated with other physical therapy or chiroprac-
Patient skin preparation . . . . . . . . . . . 44 tic treatments. The focal point of this chapter is
Needle and medical waste disposal . . . . . 45 on safety issues associated with DN. DN can be
Needle stick injury . . . . . . . . . . . . . . 45 divided into superficial dry needling (SDN) and
Contraindications and precautions �������������������� 45 trigger point dry needling (TrP-DN). Ultimately,
the health and welfare of the patient should be
Absolute contraindications . . . . . . . . . 46 the first consideration (World Health Associa-
Relative contraindications . . . . . . . . . . 46 tion 2006), but the welfare of healthcare work-
Anatomical considerations���������������������������������� 47 ers (HCWs) and third parties should not be
overlooked. Guidelines and checklists have been
Procedural safety issues������������������������������������� 48
employed to improve the quality and safety of
General guidelines for principles of practice . . 50 complex systems and practices in, for exam-
General guidelines . . . . . . . . . . . . . . . . 51 ple, aviation, engineering, medicine and surgery
(Gawande 2009). A practice guideline is a for-
Patient selection�������������������������������������������������� 51
mal statement about a defined task or function in
Principles of dry needling application���������������� 52 clinical practice (Barlow-Pugh 2000). DN prac-
Patient education and consent . . . . . . . 52 tice guidelines have been developed in Australia
(ASAP 2007), Canada (CPTA 2007) and Ireland
Procedural education . . . . . . . . . . . . 52
(McEvoy et al. 2012). The main focus of this
Practical application . . . . . . . . . . . . . 53 chapter is on patient safety, but HCWs and third
Electrical stimulation via dry needles ���������������� 55 party risks are also recognized.
Summary�������������������������������������������������������������� 55 DN is the use of a solid filament needle for the
treatment of pain and dysfunction of various body
tissues. DN is an invasive technique within the
scope of practice of multiple disciplines, such as
I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.