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Trigger Point Dry Needling: An

Evidence and Clinical-Based Approach


1st Edition – Ebook PDF Version
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Basic concepts of myofascial trigger
points (TrPs) 1
César Fernández-de-las-Peñas Jan Dommerholt

CHAPTER CONTENT Myofascial trigger point (TrP)


Myofascial trigger point (TrP) overview���������������� 3 overview
Neurophysiological basis of muscle
referred pain ���������������������������������������������������������� 4 Myofascial trigger points (TrPs) are one of the most
overlooked and ignored causes of acute and chronic
Clinical characteristics of muscle
pain (Hendler & Kozikowski 1993), and at the same
referred pain ������������������������������������������������������� 5
time, constitute one of the most common musculo-
Mechanisms and neurophysiological skeletal pain conditions (Hidalgo-Lozano et al. 2010,
models of referred pain . . . . . . . . . . . . 5
Bron et al. 2011a). There is overwhelming evidence
Convergent-projection theory . . . . . . . . . . . 5
that muscle pain is commonly a primary dysfunc-
Convergence-facilitation theory . . . . . . . . . . 5
tion (Mense 2010a) and not necessarily secondary
Axon-reflex theory . . . . . . . . . . . . . . . . 5
to other diagnoses. Muscles feature many types of
Thalamic-convergence theory . . . . . . . . . . 5
nociceptors, which can be activated by a variety of
Central hyper-excitability theory . . . . . . . . . . 6
mechanical and chemical means (Mense 2009). As a
Neurophysiological aspects primary problem, TrPs may occur in absence of other
of muscle/TrPs . . . . . . . . . . . . . . . . . . . 6
medical issues; however, TrPs can also be associated
The nature of TrPs . . . . . . . . . . . . . . . 6 with underlying medical conditions, e.g. systemic
Taut bands . . . . . . . . . . . . . . . . . . . . 6 diseases, or certain metabolic, parasitic, and nutri-
Local twitch response . . . . . . . . . . . . . . 7 tional disorders. As a co-morbid condition, TrPs can
Muscle pain . . . . . . . . . . . . . . . . . . . . 8 be associated with other conditions such as osteoar-
Sensitization mechanisms of TrPs . . . . . . . . 9 thritis of the shoulder, hip or knee (Bajaj et al. 2001)
and also injuries such as whiplash (Freeman et al.
TrPs as a focus of peripheral
sensitization . . . . . . . . . . . . . . . . . . 9 2009). Pain elicited by muscle TrPs constitutes a sep-
arate and independent cause of acute and especially
TrPs nociception induces
central sensitization . . . . . . . . . . . . . 10 chronic pain that may compound the symptoms of
other conditions and persist long after the original
Muscle referred pain is a process
initiating condition has been resolved. TrPs are also
of reversible central sensitization . . . . . . 10
associated with visceral conditions and dysfunctions,
Sympathetic facilitation of local including endometriosis, interstitial cystitis, irrita-
and referred muscle pain ������������������������������ 11
ble bowel syndrome, dysmenorrhea and prostatitis
Pathophysiology of TrPs: (Weiss 2001, Anderson 2002, Doggweiler-Wiygul
the integrated hypothesis ����������������������������������� 12
2004, Jarrell 2004). The presence of abdominal TrPs
Other hypothetical models���������������������������������� 13 was 90% predictive of endometriosis (Jarrell 2004).
Throughout history TrPs have been referred to by
different names (Simons 1975). The current TrP ter-
minology has evolved during the past several decades
(Simons et al. 1999, Dommerholt et al. 2006,

© 2013 Elsevier Ltd. All rights reserved.


http://dx.doi.org/10.1016/B978-0-7020-4601-8.00001-3
PA R T O N E Basis of trigger point dry needling

Dommerholt & Shah 2010). Although different defi- motor irritability, spasm, muscle imbalance, and
nitions of TrPs are used among different disciplines, altered motor recruitment (Lucas et al. 2004, 2010)
the most commonly accepted definition maintains in either the affected muscle or in functionally related
that ‘a TrP is a hyperirritable spot in a taut band of muscles (Simons et al. 1999). Lucas et al. (2010)
a skeletal muscle that is painful on compression, demonstrated that latent TrPs were associated with
stretch, overload or contraction of the tissue which impaired motor activation pattern and that the elimi-
usually responds with a referred pain that is per- nation of these latent TrPs induces normalization of
ceived distant from the spot’ (Simons et al. 1999). the impaired motor activation pattern. In another
From a clinical viewpoint, we can distinguish study, restrictions in ankle range of motion were
active and latent TrPs. The local and referred pain corrected after manual release of latent TrPs in the
from active TrPs reproduces the symptoms reported soleus muscle (Grieve et al. 2011).
by patients and is recognized by patients as their
usual or familiar pain (Simons et al. 1999). Both
active and latent TrPs cause allodynia at the TrP and
Neurophysiological basis
hyperalgesia away from the TrP following applied of muscle referred pain
pressure. Allodynia is pain due to a stimulus that
does not normally provoke pain. In latent mus- Referred pain is a phenomenon that has been
cle TrPs, the local and referred pain do not repro- described for more than a century and has been
duce any symptoms familiar or usual to the patient used extensively as a diagnostic tool in the clini-
(Simons et al. 1999). Active and latent TrPs have cal setting. Typically, pain from deep structures
similar physical findings. The difference is that such as muscles, joints, ligaments, tendons, and
latent TrPs do not reproduce any spontaneous symp- viscera is described as deep, diffuse, and difficult
tom. In patients with lateral epicondylalgia, active to locate accurately in contrast to superficial types
TrPs commonly reproduce the symptoms within the of pain, such as pain originating in the skin (Mense
affected arm (Fernández-Carnero et al. 2007), but 1994). Pain located at the source of pain is termed
patients may also present with latent TrPs on the local pain or primary pain, whereas pain felt in a
non-affected side without experiencing any symp- different region away from the source of pain is
toms on that side (Fernández-Carnero et al. 2008). termed referred pain (Ballantyne et al. 2010).
Although latent TrPs are not spontaneously pain- Referred pain can be perceived in any region of
ful, they provide nociceptive input into the dorsal the body, but the size of the referred pain area is
horn (Ge et al. 2008, 2009, Li et al. 2009, Wang variable and can be influenced by pain-induced
et al. 2010, Xu et al. 2010, Zhang et al. 2010, Ge & changes in central somatosensory maps (Kellgren
Arendt-Nielsen 2011). The underlying mechanism 1938, Gandevia & Phegan 1999). Referred pain
is not clear at this point in time and requires more is a very common phenomenon in clinical prac-
research. Certain regions within a muscle may only be tice; most patients with chronic pain present with
connected via ineffective synapses to dorsal horn neu- what is commonly described as ‘a summation of
rons and referred pain may occur when these ineffec- referred pain from several different structures.’
tive synapses are sensitized (Mense 2010b). Latent Understanding at least the basic neurophysiological
TrPs can easily turn into active TrPs, which is at least mechanisms of muscle referred pain is required to
partially dependent on the degree of sensitization and make a proper diagnosis of myofascial pain and to
increased synaptic efficacy in the dorsal horn. For manage patients with TrPs.
example, the pain pressure threshold of latent TrPs in
the forearm muscles decreased significantly after only
20 minutes of continuous piano playing (Chen et al. Clinical characteristics of muscle
2000). Active TrPs induce larger referred pain areas referred pain (Arendt-Nielsen &
and higher pain intensities than latent TrPs (Hong
et al. 1997). Active TrPs and their overlying cutane- Ge 2009, Fernández-de-las-Peñas
ous and subcutaneous tissues are usually more sensi- et al. 2011)
tive to pressure and electrical stimulation than latent
TrPs (Vecchiet et al. 1990 1994). 1. The duration of referred pain could last for as
Both active and latent TrPs can provoke motor dys- short as a few seconds or as long as a few hours,
functions, e.g. muscle weakness, inhibition, increased days, or weeks, or occasionally indefinitely.

4
Basic concepts of myofascial trigger points (TrPs) CHAPTER 1

2. Muscle referred pain is described as deep, dif- Convergent-projection theory


fuse, burning, tightening, or pressing pain, which Ruch (1961) proposed that afferent fibers from
is completely different from neuropathic or different tissues, such as skin, viscera, muscles,
cutaneous pain. and joints, converge onto common spinal neu-
3. Referred pain from muscle tissues may have a rons, which can lead to a misinterpretation of the
similar topographical distribution as referred source of nociceptive activity from the spinal cord.
pain from joints. The source of pain of one tissue can be misinter-
4. The referred pain can spread cranial/caudal or preted as originating from other structures. The
ventral/dorsal. ­convergent-projection theory would explain the
5. The intensity of muscle referred pain and the segmental nature of muscle referred pain and the
size of the referred pain area are positively cor- increased referred pain intensity when local pain is
related to the degree of irritability of the central intensified. This theory does, however, not explain
nervous system or sensitization. the delay in the development of referred pain fol-
lowing the onset of local pain (Graven-Nielsen
6. Referred pain frequently follows the distribu-
et al. 1997a).
tion of sclerotomes, but not of dermatomes.
7. Muscle referred pain may be accompanied by
other symptoms, such as numbness, coldness, Convergence-facilitation theory
stiffness, weakness, fatigue, or musculoskeletal The somatosensory sensitivity changes reported in
motor dysfunction. The term referred pain is referred pain areas could, in part, be explained by
perhaps not complete and a preferred term can sensitization mechanisms in the dorsal horn and
be ‘referred sensation’ as non-painful sensations brainstem neurons, whereas the delay in appear-
such as burning or tingling would still be consid- ance of referred pain could be explained since
ered referred phenomena from TrPs. the creation of central sensitization needs time
(Graven-Nielsen et al. 1997a).

Mechanisms and neurophysiological


Axon-reflex theory
models of referred pain (Arendt-
Bifurcation of afferents from different tissues was
Nielsen & Ge 2009) suggested as an explanation of referred pain (Sinclair
et al. 1948). Although bifurcation of nociceptive
Muscle referred pain is a process of central afferents from different tissues exits, it is generally
agreed that these pathways are unlikely to occur
sensitization which is mediated by a periph-
(McMahon 1994). The axon-reflex theory cannot
eral activity and sensitization, and which explain the delay in the appearance of the referred
can be facilitated by sympathetic activity pain, the different thresholds required for eliciting
and dysfunctional descending inhibition local pain vs referred pain, and the somatosensory
Arendt-Nielsen & Ge 2009 sensitivity changes within the referred pain areas.

The exact neuropathways mediating referred


pain are not completely understood. Several Thalamic-convergence theory
neuro-­anatomical and neurophysiological theo- Theobald (1949) suggested that referred pain may
ries regarding the appearance of referred pain appear as a summation of input from the injured
have been suggested. All models agree that noci- area and from the referred pain area within neu-
ceptive dorsal horn or brainstem neurons receive rons in the brain, but not in the spinal cord. Several
convergent inputs from different tissues. Conse- decades later, Apkarian et al. (1995) described sev-
quently, higher brain centers cannot identify the eral pathways converging on different sub-­cortical
input source properly. Most recent models have and cortical neurons. There is evidence of pain
included newer theories in which sensitization of reduction following anesthetization of the referred
dorsal horn and brainstem neurons also play a rel- pain area, which suggests that peripheral processes
evant and central role. We briefly summarize the contribute to referred pain, although central pro-
most common theories below. cesses are assumed to be the most predominant.

5
PA R T O N E Basis of trigger point dry needling

Central hyper-excitability theory of muscle fibers independent of electromyogenic


Recordings from dorsal horn neurons in animal activity, which does not involve the entire muscle
models have revealed that new receptive fields at (Simons & Mense 1998).
a distance from the original receptive field emerged In 1997, Gerwin and Duranleau first described
within minutes after noxious stimuli (Hoheisel the visualization of taut bands using sonography,
et al. 1993). That is, following nociceptive input, but until recently it was not yet possible to visual-
dorsal horn neurons that were previously responsive ize the actual TrP (Lewis & Tehan, 1999) mostly
to only one area within a muscle began to respond due to technological limitations (Park & Kwon
to nociception from areas that previously did not 2011). With the advancement of technology, more
trigger a response. The appearance of new recep- recent studies have found that TrP taut bands can
tive fields could indicate that latent convergent be visualized using sonographic and magnetic reso-
afferents on the dorsal horn neuron are opened by nance elastography (Chen et al. 2007, 2008, Sikdar
noxious stimuli from muscle tissues (Mense 1994), et al. 2009, Rha et al. 2011). Chen et al. (2007)
and that this facilitation of latent convergence con- demonstrated that the stiffness of the taut bands
nections induces the referred pain. in patients with TrPs is higher than that of the sur-
The central hyper-excitability theory is con- rounding muscle tissue in the same subject and in
sistent with most of the characteristics of muscle people without TrPs. Sikdar et al. (2009) showed
referred pain. There is a dependency on the stim- that vibration amplitudes assessed with spectral
ulus and a delay in appearance of referred pain as Doppler were 27% lower on average within the
compared with local pain. The development of TrP region compared with surrounding tissue. They
referred pain in healthy subjects is generally dis- also found reduced vibration amplitude within the
tal and not proximal to the site of induced pain hypoechoeic region identified as a TrP. In summary,
(Arendt-Nielsen et al. 2000). Nevertheless, several TrP taut bands are detectable and quantifiable, pro-
clinical studies have demonstrated proximal and viding potentially useful tools for TrP diagnosis and
distal referred pain in patients with chronic pain future research.
(Graven-Nielsen 2006). The differences between Although TrPs and taut bands can now be
healthy individuals and persons with chronic pain visualized, the mechanism for the formation of
may indicate that the pre-existing pain could muscle taut band is still not fully understood.
induce a state of hyper-excitability in the spinal The probable mechanisms of taut band formation
cord or brainstem resulting in proximal and distal have been summarized by Gerwin (2008). The
referred pains. current thinking is that the development of the
taut band and subsequent pain is related to local
muscle overload or overuse when the muscle can-
Neurophysiological aspects not respond adequately, particularly following
of muscle/TrPs unusual or excessive eccentric or concentric load-
ing (Gerwin et al. 2004, Gerwin 2008, Mense &
The nature of TrPs Gerwin 2010). Muscle failure and TrP formation
are also common with sub-maximal muscle con-
tractions as seen for example in the upper tra-
Taut bands pezius muscles of computer operators (Treaster
TrPs are located within discrete bands of contrac- et al. 2006, Hoyle et al. 2011) or in the forearm
tured muscle fibers called taut bands. Taut bands muscles of pianists (Chen 2000). The failure of
can be palpated with a flat or pincer palpation and the muscle to respond to a particular acute or
feel like tense strings within the belly of the mus- recurrent overload may be the result of a local
cle. It is important to clarify that contractures are energy crisis. Muscle activation in response to
not the same as muscle spasms. Muscle spasms a demand is always dispersed throughout the
require electrogenic activity, meaning that the muscle among fibers that are the first to be con-
α-motor neuron and the neuromuscular endplate tracted and the last to relax. These fibers are the
are active. A muscle spasm is a pathological invol- most vulnerable to muscle overload. Unusual or
untary electrogenic contraction (Simons & Mense excessive eccentric loading may cause local mus-
1998). In contrast, a taut band signifies a contrac- cle injury. In sub-maximal contractions, the Cin-
ture arising endogenously within a certain number derella Hypothesis and Henneman’s size principle

6
Basic concepts of myofascial trigger points (TrPs) CHAPTER 1

apply (Kadefors et al. 1999, Chen et al. 2000, sensitization (Durham & Vause, 2010). It also stimu-
Hägg, 2003, Zennaro et al. 2003, Treaster et al. lates the phosphorylation of ACh receptors, which
2006, Hoyle et al. 2011). Smaller motor units are prolongs their sensitivity to ACh (Hodges-Savola &
recruited first and de-recruited last without any Fernandez 1995). In addition, CGRP promotes the
substitution of motor units. This would lead to release of ACh and inhibits ACh-esterase.
local biochemical changes without muscle break- Interestingly, myofascial tension, as seen with
down, especially in those parts of the muscle that TrPs, may also stimulate an excessive release
are not substituted and therefore most heavily of ACh, which suggests the presence of a self-­
worked (Gerwin 2008). sustaining vicious cycle (Chen & Grinnell 1997,
Under normal circumstances, acetylcholine Grinnel et al. 2003). Experimental research of
(ACh) is released in a quantal fashion, which is a rodents demonstrated that excessive ACh in the
­calcium-dependent process (Wessler 1996). ACh synaptic cleft leads to morphological changes
stimulates specific membrane-bound protein mol- resembling TrP contractures (Mense et al. 2003).
ecules, such as nicotinic ACh receptors (nAChR), Consuming excessive amounts of coffee in combi-
which leads to miniature endplate potentials nation with alcohol triggers a similar response pat-
(MEPP). A summation of MEPPs causes a depo- tern, which has been attributed to the ability of
larization of the muscle membrane, an action caffeine to release calcium ions from the sarcoplas-
potential, stimulation of ryanodine and dihydro- mic reticulum (Oba et al. 1997a, 1997b, Shabala
pyridine receptors in the T-tubuli, activation of the et al. 2008).
sarcoplasmic reticulum, a release of calcium, and There is some evidence that TrPs are also associ-
eventually a muscle contraction. The nAChRs are ated with increased autonomic activity (Ge et al.,
temporarily inhibited following stimulation by ACh 2006), which is likely to be due to activation of
(Magleby & Pallotta 1981). adrenergic receptors at the motor endplate (Gerwin
With myofascial pain, an excessive non-quantal et al. 2004). Stimulation of these adrenergic recep-
release of ACh is released from the motor endplate tors triggered an increased release of ACh in mice
at the neuromuscular junction. Acetylcholinester- (Bowman et al. 1988). Nociceptive stimuli of latent
ase (ACh-esterase) is inhibited, while nAChRs are TrPs can lead to autonomic changes such as vasocon-
up-regulated. These and several other factors are striction (Kimura et al. 2009). The local or systemic
thought to cause the localized muscle fiber con- administration of the alpha-adrenergic antago-
tractures in the immediate vicinity of the involved nist phentolamine to TrPs caused an immediate
motor endplates. It is conceivable that the limited reduction in electrical activity, suggesting that TrPs
non-quantal release of ACh is sufficient to trigger indeed have an autonomic component (Hubbard
contracture without inhibiting the nicotinic ACh, & Berkoff 1993, Lewis et al. 1994, McNulty et al.
dihydropyridine and ryanodine receptors, which 1994, Banks et al. 1998). Such increased autonomic
would provide a mechanism for sustained contrac- activity may facilitate an increased concentration
tures (Dommerholt 2011). of intracellular ionized calcium and be responsible
The potential role of calcitonin gene-related again for a vicious cycle maintaining TrPs (Gerwin
peptide (CGRP) in myofascial pain and other pain et al. 2004, Gerwin 2008). Muscle spindle afferents
conditions, such as migraines, cannot be underes- may also contribute to the formation of TrP taut
timated. CGRP is found in higher concentrations bands via afferent signals to extrafusal motor units
in the immediate environment of active TrP (Shah through H-reflex pathways (Ge et al. 2009), but
et al., 2008). It is a potent microvasular vasodila- are not considered to be the primary cause of TrP
tor involved in wound healing, prevention of isch- formation.
emia, and several autonomic and immune functions
(Smillie & Brain 2011). CGRP and its receptors are
widely expressed in the central and peripheral ner- Local twitch response
vous system. For example, CGRP Type I is produced Manual strumming or needling of a TrP usually
in the cell body of motor neurons in the ventral horn result in a so-called local twitch response (LTR),
of the spinal cord and is excreted via an axoplasmatic which is a sudden contraction of muscle fibers in
transport mechanism. CGRP is also released from a taut band (Hong & Simons 1998). LTRs can be
the trigeminal ganglion and from trigeminal nerves observed visually, can be recorded electromyo-
within the dura and as such contributes to peripheral graphically, or can be visualized with diagnostic

7
PA R T O N E Basis of trigger point dry needling

ultrasound (Gerwin & Duranleau 1997, Rha et al. which leads to a vicious cycle as these chemicals
2011). The number of LTRs may be related to the also activate peripheral nociceptive receptors and
irritability of the muscle TrP (Hong et al. 1997), potentiate dorsal horn neuron sensitization. As
which in turn appears to be correlated with the such, muscle nociceptors play an active role in
degree of sensitization of muscle nociceptors by muscle pain and in the maintenance of normal tis-
bradykinin, serotonin, and prostaglandin, among sue homeostasis by assessing the peripheral bio-
others. Hong and Torigoe (1994) reported that, chemical milieu and by mediating the vascular
in an animal model, LTRs could be elicited by supply to peripheral tissue.
needling of hypersensitive trigger spots, which The responsiveness of receptors is indeed a
are the equivalent of TrPs in humans. LTRs were dynamic process and can change depending upon
observed in only a few of the control sites. In the concentrations of the sensitizing agents. As
addition, LTRs could not be elicited after tran- an example, under normal circumstances, the BK
section of the innervating nerve. LTRs are spinal receptor, knows as a B2 receptor, triggers only a
cord reflexes elicited by stimulating the sensitive temporary increase of intracellular calcium and
site in the TrP region (Hong et al. 1995). Audette does not play a significant role in sensitization.
et al. (2004) reported that dry needling of active When the BK concentration increases, a B1 recep-
TrPs in the trapezius and levator scapulae muscles tor is synthesized, which facilitates a long-lasting
elicited bilateral LTRs in 61.5% of the muscles, increase of intracellular calcium and stimulates the
whereas dry needling of latent TrPs resulted only release of tumor necrosing factor and other inter-
in unilateral LTRs. leukins, which in turn lead to increased concentra-
Eliciting LTRs has been advocated for effective tions of BK and peripheral sensitization (Calixto
TrP dry needling (Hong 1994). Following LTRs, et al. 2000, Marceau et al. 2002). There are many
Shah et al. (2005) observed an immediate drop interactions between these chemicals making mus-
in concentrations of several neurotransmitters, cle pain a very complicated phenomenon. Babenko
including CGRP and substance P, and several cyto- et al. (1999) found that the combination of BK and
kines and interleukins, in the extracellular fluid of 5-HT induced higher sensitization of nociceptors
the local TrP milieu. The concentrations did not than each substance in isolation.
quite reach the levels of normal muscle tissue. The Referred pain occurs at the dorsal horn level
reductions were observed during approximately and is the result of activation of otherwise quies-
10 minutes, before they appeared to slowly rise cent axonal connections between affective nerve
again. Due to the short observation times, it is not fibers dorsal horn neurons, which are activated by
known whether the concentrations stabilized or mechanisms of central sensitization (Mense & Ger-
increased again over time. win 2010). Referred pain is not unique to myofas-
cial TrPs but, nevertheless, it is highly characteristic
of myofascial pain syndrome. Usually referred pain
Muscle pain happens within seconds following mechanical stim-
Muscle pain follows noxious stimuli, which acti- ulation of active TrPs suggesting that the induction
vate specific peripheral nociceptors. Nociceptive of neuroplastic changes related to referred pain is
impulses are transmitted through second order a rapid process. Kuan et al. (2007a) demonstrated
neurons in the dorsal horn, through the spinal that TrPs are more effective in inducing neuroplas-
cord, and to primary and secondary somatosen- tic changes in the dorsal horn neurons than non-
sory areas in the brain, including the amygdala, TrPs regions.
anterior cingulated gyrus, and the primary sen- The multiple contractures found in muscles of
sory cortex. Locally, activation of receptors leads patients with myofascial pain are likely to com-
to the release of neuropeptides, which also causes press regional capillaries, resulting in ischemia
vasodilatation and increases the permeability and hypoxia. Recent Doppler ultrasound studies
of the microvasculature (Snijdelaar et al. 2000, confirmed a higher outflow resistance or vascular
Ambalavanar et al. 2006). When neuropeptides restriction at active TrPs and an increased vascular
are released in sufficient quantity they trigger the bed outside the immediate environment of TrPs
release of histamine from mast cells, BK from kal- (Sikdar et al. 2010), which is consistent with the
lidin, serotonin (5-HT) from platelets, and PGs measurement of decreased oxygen saturation levels
from endothelial cells (Massaad et al. 2004), within TrPs and increased levels outside the core

8
Basic concepts of myofascial trigger points (TrPs) CHAPTER 1

of TrPs (Brückle et al. 1990). Hypoxia may trig- and inflammatory mediators, among others. In
ger an immediate increased release of ACh at the experimental research, different substances are
motor endplate (Bukharaeva et al. 2005). Hypoxia commonly used to elicit local and referred muscle
also leads to a decrease of the local pH, which pain (Babenko et al. 1999, Arendt-Nielsen et al.
will activate transient receptor potential vanil- 2000, Arendt-Nielsen & Svensson 2001, Graven-
loid (TRPV) receptors and acid sensing ion chan- Nielsen 2006). In fact, induced referred pain
nels (ASIC) via hydrogen ions or protons. Because areas obtained in these experimental studies have
these channels are nociceptive, they initiate pain, confirmed the empirical referred pain patterns
hyperalgesia and central sensitization without described by Travell and Simons (Travell & Rinzler
inflammation or any damage or trauma to the mus- 1952, Simons et al. 1999).
cle (Sluka et al. 2001, 2002, 2003, 2009, Deval Peripheral sensitization is described as a reduc-
et al. 2010). Research at the US National Insti- tion in the pain threshold and an increase in respon-
tutes of Health has confirmed that the pH in the siveness of the peripheral nociceptors. Scientific
direct vicinity of active TrPs is well below 5, which evidence has shown that pressure sensitivity is
is sufficient to activate muscle nociceptors (Sahlin higher at TrPs than at control points (Hong et al.
et al. 1976, Gautam et al. 2010). Different kinds 1996), suggesting an increased nociceptive sensitiv-
of ASICs play specific roles (Walder et al. 2010) ity at TrPs and peripheral sensitization. The concen-
and it is not known which ASICs are activated in trations of BK, CGRP, substance P, tumor necrosis
myofascial pain. It is likely that multiple types of factor-α (TNF-α), interleukins 1β, IL-6, and IL-8,
ASICs are involved in the sensory aspects of TrPs 5-HT, and nor-epinephrine were significantly higher
(Dommerholt, 2011), such as the ASIC1a, which near active TrPs than near latent TrP or non-TrP
processes noxious stimuli, and the ASIC3, which points and in remote pain-free distant areas (Shah
is involved in inflammatory pain (Shah et al. 2005, et al. 2005, 2008). These chemical mediators may
Deval et al. 2010). A low pH down-regulates partly be released from peripheral sensitized noci-
ACh-esterase at the neuromuscular junction and ceptors that drive the pain, but also from the sus-
can trigger the release of several neurotransmitters tained muscle fiber contraction within the taut
and inflammatory mediators, such as CGRP, sub- band (Gerwin 2008). Interestingly, the concentra-
stance P, BK, interleukins, adenosine triphosphate tions of these biochemical substances in a pain-free
(ATP), 5-HT, prostaglandins (PG), potassium and area of the gastrocnemius muscle were also higher
protons, which would result in a decrease in the in individuals with active TrPs in the upper trape-
mechanical threshold and activation of peripheral zius muscle compared to those with latent TrPs or
nociceptive receptors. A sensitized muscle noci- non-TrPs (Shah et al. 2008). These studies confirm
ceptor has a lowered stimulation threshold into not only the presence of nociceptive pain hyper-
the innocuous range and will respond to ­harmless sensitivity in active TrP, but also establish that TrPs
stimuli like light pressure and muscle movement. are a focus of peripheral sensitization. Substances
When nociceptive input to the spinal cord is associated with muscle pain and fatigue, are appar-
intense or occurs repeatedly, peripheral and cen- ently not limited to local areas of TrPs or a single
tral sensitization mechanisms occur and spread anatomic locus. Li et al. (2009) reported nocicep-
of ­nociception at the spinal cord level results in tive (hyperalgesia) and non-nociceptive (allodynia)
referred pain (Hoheisel et al. 1993). hyper-sensitivity at TrPs, suggesting that TrPs sen-
sitize both nociceptive and non-nociceptive nerve
endings. Nevertheless, painful stimulation induced
Sensitization mechanisms higher pain response than non-noxious stimulation
of TrPs at TrPs (Li et al. 2009).
Wang et al. (2010) reported that ischemic com-
pression, which mainly blocked large-diameter
TrP as a focus of peripheral myelinated muscle afferents, induced increased
sensitization pressure pain and referred pain thresholds at the TrP,
but not at non-TrP regions. After decompression, the
As stated, muscle pain is associated with the acti- pressure sensitivity returned to pre-compression lev-
vation of muscle nociceptors by a variety of endog- els. In other words, non-nociceptive large-diameter
enous substances, including several neuropeptides myelinated muscle afferents may be involved in

9
PA R T O N E Basis of trigger point dry needling

the pathophysiology of TrP pain and hyperalgesia sensitization also increased the TrP pressure sensi-
(Wang et al. 2010). As non-nociceptive afferents are tivity in segmentally related muscles (Srbely et al.
involved in proprioception, excitation of the large- 2010a). Additionally, Fernández-Carnero et al.
diameter myelinated afferents by TrPs may explain (2010) reported that central sensitization related
the presence of altered proprioception in some to TrPs in the infraspinatus muscle increased the
patients with chronic musculoskeletal pain. amplitude of electromyographical (EMG) activity
of TrPs in the extensor carpi radialis brevis.
Current evidence suggests that TrPs induce
TrP nociception induces central central sensitization, but sensitization mecha-
sensitization nisms can also promote TrP activity. It is, however,
more likely that TrPs induce central sensitization,
Central sensitization is an increase in the excit- as latent TrPs are present in healthy individuals
ability of neurons within the central nervous sys- without evidence of central sensitization. Finally,
tem characterized by allodynia and hyperalgesia. active TrP pain is, at least partially, processed at
Hyperalgesia is an increased response to a stimu- supra-spinal levels. Recent imaging data suggest
lus that is normally painful. Allodynia and hyper- that TrP hyperalgesia is processed in various brain
algesia are observed in patients with TrPs. In fact, areas as enhanced somatosensory activity involving
emerging research suggests a physiological link the primary and secondary somatosensory cortex,
between the clinical manifestations of TrPs, such inferior parietal, and mid-insula and limbic activ-
as hyperalgesia and consistent referred pain, and ity, involving the anterior insula. Suppressed right
the phenomenon of central sensitization, although dorsal hippocampal activity is present in patients
the causal relationships and mechanisms are still with TrPs in the upper trapezius muscle compared
unclear. Additionally, Arendt-Nielsen et al. (2008) to healthy controls (Niddam et al. 2008, Niddam
demonstrated that experimentally-induced muscle 2009). Abnormal hippocampal hypo-activity sug-
pain is able to impair diffuse noxious inhibitory gests that dysfunctional stress responses play an
control mechanisms (Arendt-Nielsen et al. 2008), important role in the generation and maintenance
supporting an important role of muscle tissues in of hyperalgesia from TrPs (Niddam et al. 2008).
chronic pain. Current data suggest that a TrP is more painful
Mense (1994) suggested that the presence of than normal tissue because of specific physiological
multiple TrPs in the same or different muscles or changes, peripheral and central sensitization, and
the presence of active TrPs for prolonged periods of not because of anatomical issues.
time may sensitize spinal cord neurons and supra-
spinal structures by means of a continued periph-
eral nociceptive afferent barrage into the central Muscle referred pain is a process
nervous system. Both spatial and temporal summa- of reversible central sensitization
tions are important in this pattern. Although the
relationship between active TrPs and central sensi- A sensitized central nervous system may modulate
tization has been observed clinically for many years, referred muscle pain. Infusions with the N-methyl-
neurophysiological studies have been conducted D-aspartate (NMDA) antagonist ketamine in indi-
only during the last decade. Kuan et al. (2007a) viduals with fibromyalgia reduced their referred
reported that spinal cord connections of TrPs were pain areas (Graven-Nielsen et al. 2000). As noted
more effective in inducing neuroplastic changes previously, the appearance of new receptive fields
in the dorsal horn neurons than non-TrPs. In addi- is characteristic of muscle referred pain (Mense
tion, motor neurons related to TrPs had smaller 1994). Since the referred pain area is correlated
diameters than neurons of normal tissue. It appears with the intensity and duration of muscle pain
that TrP may be connected to a greater number of (Graven-Nielsen et al. 1997b), muscle referred
small sensory or nociceptive neurons than non-TrP pain appears to be a central sensitization phenom-
tissues (Kuan et al. 2007a). Mechanical stimula- enon maintained by peripheral sensitization input
tion of latent TrPs can induce central sensitization for example from active TrPs.
in healthy subjects, suggesting that stimulation of It is important to realize that central sensitiza-
latent TrPs can increase pressure hypersensitivity tion is a reversible process in patients with myo-
in extra-segmental tissues (Xu et al. 2010). Central fascial pain, although animal studies suggest that

10
Basic concepts of myofascial trigger points (TrPs) CHAPTER 1

central sensitization is an irreversible process (Sluka system neuroplasticity (Arendt-Nielsen 2000),


et al. 2001). Several clinical studies have demon- which is maintained by increased peripheral noci-
strated that sensitization mechanisms related to ceptive input from active TrPs. It is conceivable
TrPs may be reversible with proper management. that the degree of central sensitization may influ-
TrP injections into neck muscles produced a rapid ence whether a patient will eventually be diagnosed
relief of palpable scalp or facial tenderness, which with myofascial pain, fibromyalgia, or neuropathic
would constitute mechanical hyperalgesia and pain. Multiple factors can influence the degree of
allodynia, and associated symptoms in migraine sensitization including descending inhibitory mech-
(Mellick & Mellick 2003). Anesthetic injections anisms, sympathetic activity, or neuropathic activa-
of active TrPs significantly decreased mechani- tion. In clinical practice it is commonly seen that
cal hyperalgesia, allodynia, and referred pain in patients with less central sensitization require a
patients suffering from migraine headaches (Giam- fewer number of treatments.
berardino et al. 2007), fibromyalgia (Affaitati
et al. 2011), and whiplash (Freeman et al. 2009).
In addition, dry needling of primary TrPs inhibited Sympathetic facilitation of local
the activity in satellite TrPs situated in their zone of and referred muscle pain
referred pain (Hsieh et al. 2007). Dry needling of
active TrPs has been shown to temporarily increase There is a growing interest in the association
the mechanical pain threshold in local pain syn- between TrPs and the sympathetic nervous sys-
dromes (Srbely et al. 2010b), suggesting a segmen- tem. Rabbit (Chen et al. 1998) and human studies
tal anti-nociceptive effect of TrP therapy. (McNulty et al. 1994, Chung et al. 2004) showed
The cause of the rapid decrease in local and that an increased sympathetic efferent discharge
referred pains with manual TrP therapy observed in increased the frequency and the amplitude of EMG
clinical practice is not completely understood, but activity of muscle TrPs, while sympathetic block-
may be, at least partially, the result of the mechani- ers decreased the frequency and amplitude of
cal input from the needle, which would cause local EMG activity. Others reported that sympathetic
stretching of muscle fibers, elongation of fibro- blockers decreased TrP and tender point pain sen-
blasts, and micro-damage to tissues. The resolution sitivity (Bengtsson & Bengtsson 1988, Martinez-
of referred pain is related to the decrease in noci- Lavin 2004), which is consistent with the observed
ceptive input to the dorsal horn of the spinal cord, increased concentrations of norepinephrine at
and interruption of the spread of pain through active TrPs (Shah et al. 2005).
convergence and central sensitization. Neverthe- Ge et al. (2006) reported that sympathetic
less, the reversal in referred pain is surprisingly fast, facilitation induced a decrease in the pressure pain
and suggests that long-standing central sensitiza- thresholds and pressure threshold for eliciting
tion can be reversed instantaneously with proper referred pain and an increase in local and referred
treatment. This effect may be related to the up-­ pain intensities, suggesting a sympathetic-sensory
regulation of the endocannabinoid or endorphin interaction at TrPs. Zhang et al. (2009) found an
system as a result of myofascial manipulation and attenuated skin blood flow response after painful
other soft tissue therapies (McPartland 2008). stimulation of latent TrPs compared with non-TrPs,
Empirically, dry needling and TrP injections have a which may be secondary to increased sympathetic
much quicker result than strict manual TrP release vasoconstriction activity at latent TrPs.
techniques, presumably due to increased specificity TrP sensitivity appears to be maintained by sym-
of the stimulus (Dommerholt & Gerwin 2010). In pathetic hyperactivity, although once again, the
spite of methodological limitations of many studies, mechanisms of this interaction are not completely
there is ample evidence that manual techniques are understood. Increased sympathetic activity at TrPs
effective (Hains et al. 2010a, 2010b, Hains & Hains may enhance the release of norepinephrine and
2010, Bron et al. 2011b, Rickards 2011) without ATP, among others (Gerwin et al. 2004). Another
any indication that one particular manual technique possible mechanism suggests that the increased
would be superior to another (Fernández-de-las- level of muscle sympathetic nerve activity may lead
Peñas et al. 2005, Gemmell et al. 2008). to a delayed resolution of inflammatory substances
Accumulated evidence indicates that referred and change the local chemical milieu at TrPs
pain is a reversible process of central nervous (Macefield & Wallin 1995). As it was discussed

11
PA R T O N E Basis of trigger point dry needling

previously, Gerwin et al. (2004) suggested that reflex arcs that are sustained by complex sensiti-
the presence of α and β adrenergic receptors at zation mechanisms (McPartland & Simons 2006).
the endplate could provide a possible mechanism The first EMG study of TrPs, conducted by Hub-
for autonomic interaction (Maekawa et al. 2002), bard and Berkoff (1993), reported the presence of
although this has not been confirmed in humans. spontaneous EMG activity in a TrP of the upper
trapezius muscle. The authors described two com-
ponents of this spontaneous EMG activity, namely
Pathophysiology of TrPs: the a low amplitude constant background activity of 50
integrated hypothesis µV, and intermittent higher amplitude spike-like of
100–700 µV. Others confirmed the constant back-
The activation of a TrP may result from a variety ground activity of 10–50 µV and occasionally 80
of factors, such as repetitive muscle overuse, acute µV in animal TrPs (Simons et al. 1995, Chen et al.
or sustained overload, psychological stress, or other 1998, Macgregor et al. 2006) and in human TrPs
key or primary TrPs. Particular attention has been (Simons 2001; Couppé et al. 2001, Simons et al.
paid to injured or overloaded muscle fibers follow- 2002). The origin of this spontaneous electrical
ing eccentric and intense concentric contractions activity (SEA) is still controversial; however, clear
in the pathogenesis of TrPs (Gerwin et al. 2004). evidence supports that SEA originates from motor
Hong (1996) hypothesized that each TrP contains endplate potentials (EPP). Simons concluded that
a sensitive locus, described as a site from which a the SEA is the same than endplate noise (EPN)
LTR can be elicited when the TrP is mechanically (Simons, 2001, Simons et al. 2002). EPN is more
stimulated, and an active locus described as an area prevalent in active TrPs than in latent TrPs (Mense
from which spontaneous electrical activity (SEA) is & Gerwin, 2010). EPN seems to reflect a local
recorded. In this model, the sensitive locus contains depolarization of the muscle fibers induced by a
nociceptors and constitutes the sensory component, significantly increased and abnormal spontane-
while the active locus consists of dysfunctional ous release of ACh (Ge et al. 2011). Kuan et al.
motor endplates, which would be the motor com- (2002), in an animal model, showed that SEA can
ponent (Simons et al. 1995, Simons 1996, Hong & be decreased by botulinum toxin, which inhibits
Simons 1998). the release of ACh at the neuromuscular junction.
Muscle trauma, repetitive low-intensity muscle Additionally, analysis of the motor behaviors of a
overload, or intense muscle contractions, may cre- TrP shows that the intramuscular EMG activity at
ate a vicious cycle of events, wherein damage to TrPs exhibits similar motor behaviors to the sur-
the sarcoplasmic reticulum or the cell membrane face EMG activity over a TrP, which supports that
leads to an increase of the calcium concentra- the origin of the electrical activity is derived from
tion, a shortening of the actin and myosin fila- extrafusal motor endplates and not from intrafusal
ments, a shortage of ATP, and an impaired calcium muscle spindles (Ge et al. 2011). An interesting
pump (Simons et al. 1999, Gerwin et al. 2004). In study found higher pain intensities and pain fea-
1981, Simons and Travell developed the so-called tures similar to TrPs when noxious stimuli were
‘energy crisis hypothesis’ which reflects this vicious applied to motor endplate areas compared with
cycle. Since 1981, the energy crisis hypothesis has silent muscle sites (Qerama et al. 2004). Kuan
evolved into the so-called integrated trigger point et al. (2007b) reported a high correlation between
hypothesis, which is based on subsequent scientific the irritability, pain intensity and pressure pain
research (Simons, 2004). The integrated hypothesis thresholds, and the prevalence of EPN loci in a TrP
is the most accepted theoretical concept, although region of the upper trapezius muscle. Lower pres-
other models have been proposed (Dommerholt sure pain thresholds were associated with greater
& Franssen 2011). The integrated hypothesis is a SEA. From a clinical perspective, several studies
work in progress and continues to be modified and showed that treatment of TrPs can eliminate or sig-
updated as new scientific evidence emerges (Ger- nificantly reduce EPN (Kuan et al. 2002, Gerwin
win et al. 2004, McPartland & Simons 2006). et al. 2004, Qerama et al. 2006, Chen et al. 2008,
The integrated hypothesis proposes that abnor- Chou et al. 2009). Findings from these studies sup-
mal depolarization of the post-junctional mem- port that TrPs are associated with dysfunctional
brane of motor endplates causes a localized hypoxic motor endplates (Simons et al. 2002). It should
energy crisis associated with sensory and autonomic be noted that motor endplates are distributed

12
Basic concepts of myofascial trigger points (TrPs) CHAPTER 1

throughout the entire muscle and not just in the action potentials without synaptic excitation as
muscle belly as frequently is assumed (Edstrüöm & a result of plateau potentials (Hocking 2010). In
Kugelberg, 1968). In studies of cats and rats, motor other words, a sustained α-motoneuron plateau
endplates were identified in 75% of the soleus mus- depolarization would lead to the formation of TrPs.
cle (Bodine-Fowler et al, 1990, Monti et al. 2001). Hocking identified two underlying central nervous
In the anterior tibialis muscle of a cat, motor end- system mechanisms. So-called antecedent TrPs are
plates were located in 56–62% of the muscle thought to be the result of central sensitization of
(Monti et al. 2001). C-fiber nociceptive withdrawal reflexes, visceromo-
Regarding the motor component of the TrPs, tor reflexes, or nociceptive jaw-opening reflexes,
the intramuscular and surface EMG activity and occur in withdrawal reflex agonist muscles.
recorded from a TrP showed that the SEA is simi- Consequent TrPs would be due to compensatory
lar to a muscle cramp potential, and secondly, reticulospinal or reticulo-trigeminal motor facilita-
that the increase in local muscle pain intensity is tion and occur in withdrawal reflex antagonist mus-
positively associated with the duration and ampli- cles. A critical difference with the integrated TrP
tude of muscle cramps (Ge et al. 2008). Localized hypothesis is that in the central modulation model
muscle cramps may induce intramuscular hypoxia, myofascial pain is not a disorder of the motor end-
increased concentrations of algogenic mediators, plate, but a nociception-induced central nervous
direct mechanical stimulation of nociceptors, and system disorder leading to centrally maintained
pain (Simons 1998). Therefore, it seems that TrP α-motoneuron plateau depolarizations (Hocking
pain and tenderness is closely associated with sus- 2010). There are several aspects of the integrated
tained focal ischemia and muscle cramps within TrtP hypothesis that are also part of the central
muscle taut bands (Ge et al. 2011) modulation hypothesis, such as the presence of the
Although current evidence supports that dys- energy crisis and low-amplitude motor endplate
functional motor endplates are clearly associated potentials. When Hocking presented his hypothesis
with TrPs, recent evidence suggests that muscle initially, he also suggested several research projects
spindles may also be involved in this complex pro- to test the hypothesis. Further research is indeed
cess. Ge et al. (2009) found that intramuscular needed to test this interesting hypothesis.
TrP electrical stimulation can evoke H-reflexes, Srbely (2010) developed the neurogenic hypothe-
and that greater H-reflex amplitudes and lower sis, which is based primarily on his research (Srbely &
H-reflex thresholds exist at TrPs compared to non- Dickey, 2007, Srbely et al. 2008, 2010a, 2010b).
TrPs. The lower reflex threshold and higher reflex According to the neurogenic hypothesis, TrPs are
amplitude at TrPs could be related to a greater neurogenic manifestations of primary pathologies in
density or excitability of muscle spindle afferents the same neurological segment. Srbely (2010) sug-
(Ge et al. 2009). Nevertheless, the mechanisms gests that central sensitization is the underlying cause
underlying increased sensitivity of muscle spindle of myofascial pain syndrome. The notion that the
afferents at TrPs are still unclear. The increased inactivation of TrPs can reverse central sensitization
chemical mediators in the TrPs (Shah et al. 2005) is interpreted as evidence of the neurogenic hypoth-
may contribute to an increased static fusimotor esis. Other than Srbely’s own studies, there is no
drive to muscle spindles or to increased muscle other research to confirm of dispute the neurogenic
spindle sensitivity (Thunberg et al. 2002). hypothesis.
Partanen et al. (2010) developed the neurophysi-
ologic hypothesis, which maintains that the SEA
Other hypothetical models is not recorded from motor endplates, but from
intrafusal muscle spindle fibers. According to this
Although the integrated trigger point hypothesis hypothesis, taut bands are caused by inflammation
is the most prominent and most accepted model, of muscle spindles and sensitization of group III
other hypothetical TrP models have been devel- and IV afferents, which in turn leads to activation
oped. Recently, Hocking postulated the central of the gamma and beta efferent systems (Partanen,
modulation hypothesis and suggested that plateau 1999, Partanen et al. 2010). As was mentioned
potentials are critical in the understanding of the already, muscle spindles may be involved in the TrP
etiology of TrPs (Hocking 2010). According to etiology (Ge et al. 2009), but there is no convinc-
Hocking, cell membranes may continue to trigger ing evidence that endplate noise would originate in

13
PA R T O N E Basis of trigger point dry needling

intrafusal fibers (Wiederholt 1970). There is no Lastly, Gunn (1997a, 1997b) developed the
research to date to confirm or dispute the neuro- radiculopathy hypothesis, which is discussed in
physiologic hypothesis. detail in Chapter 14.

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19
Proposed mechanisms and effects
of trigger point dry needling 2
Jan Dommerholt César Fernández-de-las-Peñas

CHAPTER CONTENT perspective, as it is no longer sufficient to con-


Introduction���������������������������������������������������������� 21 sider TrP therapy strictly as a tool to address local
muscle pathology.
Mechanisms and effects of trigger point dry As Moseley pointed out, nociceptive mecha-
needling���������������������������������������������������������������� 22
nisms that contribute to threatening informa-
Summary�������������������������������������������������������������� 23 tion should be treated, where possible (Moseley
2003). Frequently, TrPs are a constant source of
nociceptive input especially in persistent pain con-
Introduction ditions (Giamberardino et al. 2007, Melzack 2001
Ge et al. 2011) and it follows that removing such
Many physical therapists and other clinicians peripheral input is indicated and consistent with
have adopted a contemporary pain management the concepts of Melzack’s neuromatrix (Melzack
approach and incorporate graded exercise, restora- 2001). In addition to their contribution to noci-
tion of movement and posture and psycho­social ception, TrPs can contribute to abnormal move-
perspectives into the examination, assessment ment patterns (Lucas et al. 2004, 2010).
and therapeutic interventions of patients present- Input from muscle nociceptors appears more
ing with pain complaints (Gifford & Butler 1997, effective at inducing neuroplastic changes in
George et al. 2010, Nijs et al. 2010, Hodges & wide dynamic range dorsal horn neurons than
Tucker 2011). The question emerges whether input from cutaneous nociceptive receptors (Wall
movement approaches by themselves are sufficient & Woolf 1984). Several studies demonstrated
to address persistent pain states without eliminat- that TrPs activate the anterior cingulate cortex
ing peripheral nociceptive input? (ACC) and other limbic structures, but sup-
Current pain science research supports that press hippocampal activity (Svensson et al. 1997,
pain is produced by the brain, when there is Niddam et al. 2007, 2008). Increased activity
a perception of bodily danger requiring spe- in the ACC is common in chronic pain condi-
cific action (Moseley 2003). In other words, tions and is even present when pain is anticipated
the ‘issues are not just in the peripheral tissues’ (Hsieh et al. 1995, Peyron et al. 2000a, 2000b,
(Butler 1991) and considering the meaning of Sawamoto et al. 2000, Longo et al. 2012). When
pain in the context of the patient’s overall situ- treating patients with DN techniques, it is imper-
ation is critical (Moseley 2012). The effects of ative to avoid creating the impression that local
trigger point (TrP) dry needling (DN) cannot be muscle pathology would be solely responsible for
considered without this broader biopsychoso- the persistent pain (Nijs et al. 2010, Puentedura
cial model (Gerwin & Dommerholt 2006). TrP & Louw 2012). Rather than explaining TrPs as a
DN must be approached from a pain science local pathological or anatomical problem, it makes

© 2013 Elsevier Ltd. All rights reserved.


http://dx.doi.org/10.1016/B978-0-7020-4601-8.00002-5
PA R T O N E Basis of trigger point dry needling

more sense to focus on the nociceptive nature of & Ballesteros 1988, Facco & Ceccherelli 2005).
TrPs and their role in perpetuating central sensi- Needling of TrPs in the sternocleidomastoid or
tization. Persistent peripheral nociceptive input upper trapezius muscles may trigger a patient’s
increases the sensitivity of the central nervous migraine or tension-type headache (Calandre
system. Unfortunately, the contributions of TrPs et al. 2006). Experimentally induced muscle pain
often are not considered and individual patients impairs diffuse noxious inhibitory control mecha-
may have gone through many unsuccessful treat- nisms (Arendt-Nielsen et al. 2008) and DN does
ment regimens with multiple diagnostic pathways. seem to effect central sensitization, presumably
They may have developed fear avoidance or kine- by altering the nociceptive processing (Kuan et al.
siophobia, poor coping skills, and an anticipation 2007a, Mense 2010, Mense & Masi 2011). It is
of pain (Bandura et al. 1987, Vlaeyen & Linton known that TrP DN reduces segmental nocicep-
2000, Wager et al. 2004, Coppieters et al. 2006). tive input and as such is therapeutically indicated
Additionally, patients’ altered homeostatic sys- (Srbely et al. 2010).
tems may start contributing to the overall pain This chapter could end here, because the
experience (Puentedura & Louw 2012) with exact mechanisms of DN continue to be elu-
decreased blood flow to the muscles (Zhang et al. sive. Since many studies and case reports have
2009), abnormal cytokine production ­(Watkins confirmed the clinical efficacy of DN, future
et al. 2001, Milligan & Watkins 2009), con- research must be directed towards examin-
strained breathing patterns (Chaitow 2004), and ing the underlying mechanisms (Lewit 1979,
abnormal muscle activation patterns (Moreside Carlson et al. 1993, Hong 1994, 1997, Hong &
et al. 2007), among others. In some patients, the Hsueh 1996, McMillan et al. 1997, Chen et al.
anticipation of pain and the pain associated with 2001, Cummings 2003, Mayoral & Torres 2003,
DN itself may activate threatening inputs, at Dilorenzo et al. 2004, Ilbuldu et al. 2004, Itoh
which point DN becomes counterproductive. For- et al. 2004, 2007, Lucas et al. 2004, Furlan et al.
tunately, this is quite rare and for most patients 2005, Kamanli et al. 2005, Mayoral-del-Moral
TrP DN is a viable intervention (Dilorenzo et al. 2005, Weiner & Schmader 2006, Giamberardino
2004, Affaitati et al. 2011). et al. 2007, Hsieh et al. 2007, Fernandez-
Carnero et al. 2010, Lucas et al. 2010, Osborne
& Gatt 2010, Tsai et al. 2010, Srbely et al. 2010,
Mechanisms and effects Affaitati et al. 2011). Slowly, bits and pieces of
of trigger point dry needling the myofascial pain puzzle are beginning to be
explored.
There are no studies of the effect of DN on the Mechanically, deep DN may disrupt contrac-
ACC and other limbic structures, but several tion knots, stretch contractured sarcomere assem-
papers suggest that needling acupuncture and blies and reduce the overlap between actin and
non-­acupuncture points does seem to involve myosin filaments. It may destroy motor endplates
the limbic system and the descending inhibi- and cause distal axon denervations and changes
tory system (Takeshige et al. 1992a, 1992b, Wu in the endplate cholinesterase and acetylcholine
et al. 1999, Biella et al. 2001, Hsieh et al. 2001, receptors similarly to the normal muscle regen-
Hui et al. 2000, Wu et al. 2002). DN studies of eration process (Gaspersic et al. 2001). Of par-
patients with fibromyalgia, which is a diagnosis ticular interest are local twitch responses (LTR),
of central sensitization (Clauw 2008, Dommer- which are involuntary spinal cord reflexes of mus-
holt & Stanborough 2012), demonstrate that DN cle fibers in a taut band following DN, injections,
of a few TrPs does not only reduce the nocicep- or snapping palpation (Dexter & Simons 1981,
tive input from the treated TrPs, but reduces the Fricton et al. 1985, Hong 1994, Hong & Torigoe
overall widespread pain and sensitivity (Ge et al. 1994, Simons & Dexter 1995, Wang & Audette
2009, 2010, 2011, Affaitati et al. 2011). TrP DN 2000, Ga et al. 2007). Eliciting LTR is important
often evokes patients’ referred pain patterns and when inactivating TrPs and confirms that the nee-
their primary pain complaint (Hong et al. 1997). dle was placed accurately into a TrP. Several stud-
Needling of TrPs in the gluteus minimus or teres ies have confirmed that a LTR can reduce or even
minor muscles may initiate pain resembling a eliminate the typical endplate noise associated
L5 or C8 radiculopathy, respectively (Escobar with TrPs which suggests that DN inactivates TrPs

22
Proposed mechanisms and effects of trigger point dry needling CHAPTER 2

(Hong & Torigoe 1994, Hong 1994, Chen et al. 1997). It is also possible that superficial DN may
2001). There is a positive correlation between the activate mechanoreceptors coupled to slow con-
prevalence of endplate noise in a TrP region and ducting unmyelinated C fiber afferents. This
the pain intensity of that TrP (Kuan et al. 2007b). could trigger a reduction of pain and a sense of
Endplate noise is a summation of miniature end- progress and well-being through activation of
plate potentials and is a characteristic of TrPs the insular region and anterior cingulate cortex
(Simons et al. 1995, 2002, Hong & Simons 1998, (Olausson et al. 2002, Mohr et al. 2005, Lund &
Simons 2001, Simons 2004). Moreover, eliciting Lundeberg 2006).
LTRs appears to reduce the concentrations of many Many clinicians combine superficial and deep
chemicals found in the immediate environment of DN with electrical stimulation through the nee-
active TrPs, such as calcitonin gene related peptide, dles (Mayoral & Torres 2003, ­Mayoral-del-Moral
substance P, serotonin, interleukins, and epineph- 2005, Dommerholt et al. 2006), which may acti-
rine, among others (Shah et al. 2003, 2005, 2008, vate the peri-aqueductal grey in some patients
Shah & Gilliams 2008). Shah et al. (2008) had (Niddam et al. 2007). Unfortunately, there are
speculated that the drop in concentrations may be no evidence-based guidelines of the optimal
caused by a local increase in blood flow or by inter- treatment parameters, such as optimal ampli-
ference with nociceptor membrane channels, or tude, frequency, and duration. Stimulation fre-
by transport mechanisms associated with a briefly quencies between 2 and 4 Hz are thought to
augmented inflammatory response. The decrease of trigger the release of endorphins and encepha-
concentrations of substance P and calcitonin gene- lin, while frequencies between 80 and 100 Hz
related peptide corresponds with the clinical obser- may release gamma-aminobutyric acid, galanin
vation of a reduction in pain following deep DN and dynorphin (Lundeberg & Stener-­Victorin
(Shah et al. 2008). LTRs are often visible with the 2002). Several rodent studies have shown that
naked eye and can be visualized with sonography electrical acupuncture can modulate the expres-
(Gerwin & Duranleau 1997, Lewis & Tehan 1999, sion of N-methyl-d-aspartate in primary sensory
Rha et al. 2011). neurons (Choi et al. 2005, Wang et al. 2006).
The effects of superficial DN are often attrib- The ideal needle placement for e-stim with DN
uted to stimulation of Aδ sensory afferent fibers, has not been determined either, although White
which may outlast the stimulus for up to 72 hours et al. (2000) recommended placing the needle-­
(Baldry 2005). It is true that stimulation of Aδ electrodes within the same dermatomes as the
nerve fibers may activate enkephalinergic, sero- location of the lesion.
tonergic, and noradrenergic inhibitory systems
(Bowsher 1998); however, type I high-threshold
Aδ nerve fibers are only activated by nocicep- Summary
tive mechanical stimulation and type II Aδ fibers
require cold stimuli (Millan 1999). Since super- Although Felix Mann (2000), co-founder of the
ficial DN is neither a painful mechanical nor a British Medical Acupuncture Society, maintained
cold stimulus, it is unlikely that Aδ fibers would that effective treatments could be achieved by
get activated (Dommerholt et al. 2006). When needling anywhere on the body, the underlying
superficial DN is combined with rotation of the mechanisms of DN have not received enough seri-
needle, the stimulus may activate the pain inhibi- ous attention of researchers and clinicians. DN
tory system associated with stimulation of Aδ does alter the chemical environment of active TrPs,
fibers through segmental spinal and propriospinal reduce or eliminate endplate noise and decrease the
hetero-segmental inhibition (Sandkühler 1996). sensitivity of TrPs, but little is known about what
Deep DN can be also combined with rotation of the needle actually does to cause these effects.
the needle, after which the needle is left in place Mann recommended to needle in the quadrant of
until relaxation of the muscle fibers has occurred the pain complaint or, if more specificity would
(Dommerholt et al. 2006). The mechanical pres- be desired, to needle in a neighboring dermatome,
sure exerted with the needle may electrically myotome or sclerotome. The most effective meth-
polarize muscle and connective tissue, and trans- ods would involve needling in a small circumscript
form mechanical stress into electrical activity, area near the location of pain or directly into TrPs
which is required for tissue remodelling (Liboff (Mann 2000).

23
PA R T O N E Basis of trigger point dry needling

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Proposed mechanisms and effects of trigger point dry needling CHAPTER 2

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physiological characteristics of the Postherpetic pain: more than et al., 2002. Neuronal specificity of
local twitch response with active sensory neuralgia? Pain Med. 7, acupuncture response: a fMRI study
myofascial pain of neck compared 243–249. with electroacupuncture. Neuroim-
with a control group with latent White, P.F., Craig, W.F., Vakharia, age 16, 1028–1037.
trigger points. Am. J. Phys. Med. A.S., et al., 2000. Percutaneous Zhang, Y., Ge, H.Y., Yue, S.W., et al.,
Rehabil. 79, 203. neuromodulation therapy: does the 2009. Attenuated skin blood flow
Wang, L., Zhang, Y., Dai, J., Yang, J., location of electrical stimulation response to nociceptive stimulation
Gang, S., 2006. Electroacupuncture effect the acute analgesic response? of latent myofascial trigger points.
(EA) modulates the expression of Anesth. Analg. 91, 949–954. Arch. Phys. Med. Rehabil. 90,
NMDA receptors in primary sensory Wu, M.T., Hsieh, J.C., Xiong, J., et al., 325–332.
neurons in relation to hyperalgesia 1999. Central nervous pathway for
in rats. Brain Res. 1120, 46–53. acupuncture stimulation: localiza-
Watkins, L.R., Milligan, E.D., Maier, tion of processing with functional
S.F., 2001. Glial activation: a driving MR imaging of the brain - pre-
force for pathological pain. Trends liminary experience. Radiology 212,
Neurosci. 24, 450–455. 133–141.

27
Trigger point dry needling: safety
guidelines 4
Johnson McEvoy

CHAPTER CONTENT
Safety Considerations . . . . . . . . . . . . . . 39
Safety Considerations
Introduction���������������������������������������������������������� 39
Trigger point dry needling: safety����������������������� 40 Introduction
Hygiene ���������������������������������������������������������������� 42
Dry needling (DN) is an invasive procedure that
Hand hygiene . . . . . . . . . . . . . . . . 42
poses certain risks, in part, not generally associ-
Gloves . . . . . . . . . . . . . . . . . . . . 44 ated with other physical therapy or chiroprac-
Patient skin preparation . . . . . . . . . . . 44 tic treatments. The focal point of this chapter is
Needle and medical waste disposal . . . . . 45 on safety issues associated with DN. DN can be
Needle stick injury . . . . . . . . . . . . . . 45 divided into superficial dry needling (SDN) and
Contraindications and precautions �������������������� 45 trigger point dry needling (TrP-DN). Ultimately,
the health and welfare of the patient should be
Absolute contraindications . . . . . . . . . 46 the first consideration (World Health Associa-
Relative contraindications . . . . . . . . . . 46 tion 2006), but the welfare of healthcare work-
Anatomical considerations���������������������������������� 47 ers (HCWs) and third parties should not be
overlooked. Guidelines and checklists have been
Procedural safety issues������������������������������������� 48
employed to improve the quality and safety of
General guidelines for principles of practice . . 50 complex systems and practices in, for exam-
General guidelines . . . . . . . . . . . . . . . . 51 ple, aviation, engineering, medicine and surgery
(Gawande 2009). A practice guideline is a for-
Patient selection�������������������������������������������������� 51
mal statement about a defined task or function in
Principles of dry needling application���������������� 52 clinical practice (Barlow-Pugh 2000). DN prac-
Patient education and consent . . . . . . . 52 tice guidelines have been developed in Australia
(ASAP 2007), Canada (CPTA 2007) and Ireland
Procedural education . . . . . . . . . . . . 52
(McEvoy et al. 2012). The main focus of this
Practical application . . . . . . . . . . . . . 53 chapter is on patient safety, but HCWs and third
Electrical stimulation via dry needles ���������������� 55 party risks are also recognized.
Summary�������������������������������������������������������������� 55 DN is the use of a solid filament needle for the
treatment of pain and dysfunction of various body
tissues. DN is an invasive technique within the
scope of practice of multiple disciplines, such as

© 2013 Elsevier Ltd. All rights reserved.


http://dx.doi.org/10.1016/B978-0-7020-4601-8.00004-9
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DANCE ON STILTS AT THE GIRLS’ UNYAGO, NIUCHI

Newala, too, suffers from the distance of its water-supply—at least


the Newala of to-day does; there was once another Newala in a lovely
valley at the foot of the plateau. I visited it and found scarcely a trace
of houses, only a Christian cemetery, with the graves of several
missionaries and their converts, remaining as a monument of its
former glories. But the surroundings are wonderfully beautiful. A
thick grove of splendid mango-trees closes in the weather-worn
crosses and headstones; behind them, combining the useful and the
agreeable, is a whole plantation of lemon-trees covered with ripe
fruit; not the small African kind, but a much larger and also juicier
imported variety, which drops into the hands of the passing traveller,
without calling for any exertion on his part. Old Newala is now under
the jurisdiction of the native pastor, Daudi, at Chingulungulu, who,
as I am on very friendly terms with him, allows me, as a matter of
course, the use of this lemon-grove during my stay at Newala.
FEET MUTILATED BY THE RAVAGES OF THE “JIGGER”
(Sarcopsylla penetrans)

The water-supply of New Newala is in the bottom of the valley,


some 1,600 feet lower down. The way is not only long and fatiguing,
but the water, when we get it, is thoroughly bad. We are suffering not
only from this, but from the fact that the arrangements at Newala are
nothing short of luxurious. We have a separate kitchen—a hut built
against the boma palisade on the right of the baraza, the interior of
which is not visible from our usual position. Our two cooks were not
long in finding this out, and they consequently do—or rather neglect
to do—what they please. In any case they do not seem to be very
particular about the boiling of our drinking-water—at least I can
attribute to no other cause certain attacks of a dysenteric nature,
from which both Knudsen and I have suffered for some time. If a
man like Omari has to be left unwatched for a moment, he is capable
of anything. Besides this complaint, we are inconvenienced by the
state of our nails, which have become as hard as glass, and crack on
the slightest provocation, and I have the additional infliction of
pimples all over me. As if all this were not enough, we have also, for
the last week been waging war against the jigger, who has found his
Eldorado in the hot sand of the Makonde plateau. Our men are seen
all day long—whenever their chronic colds and the dysentery likewise
raging among them permit—occupied in removing this scourge of
Africa from their feet and trying to prevent the disastrous
consequences of its presence. It is quite common to see natives of
this place with one or two toes missing; many have lost all their toes,
or even the whole front part of the foot, so that a well-formed leg
ends in a shapeless stump. These ravages are caused by the female of
Sarcopsylla penetrans, which bores its way under the skin and there
develops an egg-sac the size of a pea. In all books on the subject, it is
stated that one’s attention is called to the presence of this parasite by
an intolerable itching. This agrees very well with my experience, so
far as the softer parts of the sole, the spaces between and under the
toes, and the side of the foot are concerned, but if the creature
penetrates through the harder parts of the heel or ball of the foot, it
may escape even the most careful search till it has reached maturity.
Then there is no time to be lost, if the horrible ulceration, of which
we see cases by the dozen every day, is to be prevented. It is much
easier, by the way, to discover the insect on the white skin of a
European than on that of a native, on which the dark speck scarcely
shows. The four or five jiggers which, in spite of the fact that I
constantly wore high laced boots, chose my feet to settle in, were
taken out for me by the all-accomplished Knudsen, after which I
thought it advisable to wash out the cavities with corrosive
sublimate. The natives have a different sort of disinfectant—they fill
the hole with scraped roots. In a tiny Makua village on the slope of
the plateau south of Newala, we saw an old woman who had filled all
the spaces under her toe-nails with powdered roots by way of
prophylactic treatment. What will be the result, if any, who can say?
The rest of the many trifling ills which trouble our existence are
really more comic than serious. In the absence of anything else to
smoke, Knudsen and I at last opened a box of cigars procured from
the Indian store-keeper at Lindi, and tried them, with the most
distressing results. Whether they contain opium or some other
narcotic, neither of us can say, but after the tenth puff we were both
“off,” three-quarters stupefied and unspeakably wretched. Slowly we
recovered—and what happened next? Half-an-hour later we were
once more smoking these poisonous concoctions—so insatiable is the
craving for tobacco in the tropics.
Even my present attacks of fever scarcely deserve to be taken
seriously. I have had no less than three here at Newala, all of which
have run their course in an incredibly short time. In the early
afternoon, I am busy with my old natives, asking questions and
making notes. The strong midday coffee has stimulated my spirits to
an extraordinary degree, the brain is active and vigorous, and work
progresses rapidly, while a pleasant warmth pervades the whole
body. Suddenly this gives place to a violent chill, forcing me to put on
my overcoat, though it is only half-past three and the afternoon sun
is at its hottest. Now the brain no longer works with such acuteness
and logical precision; more especially does it fail me in trying to
establish the syntax of the difficult Makua language on which I have
ventured, as if I had not enough to do without it. Under the
circumstances it seems advisable to take my temperature, and I do
so, to save trouble, without leaving my seat, and while going on with
my work. On examination, I find it to be 101·48°. My tutors are
abruptly dismissed and my bed set up in the baraza; a few minutes
later I am in it and treating myself internally with hot water and
lemon-juice.
Three hours later, the thermometer marks nearly 104°, and I make
them carry me back into the tent, bed and all, as I am now perspiring
heavily, and exposure to the cold wind just beginning to blow might
mean a fatal chill. I lie still for a little while, and then find, to my
great relief, that the temperature is not rising, but rather falling. This
is about 7.30 p.m. At 8 p.m. I find, to my unbounded astonishment,
that it has fallen below 98·6°, and I feel perfectly well. I read for an
hour or two, and could very well enjoy a smoke, if I had the
wherewithal—Indian cigars being out of the question.
Having no medical training, I am at a loss to account for this state
of things. It is impossible that these transitory attacks of high fever
should be malarial; it seems more probable that they are due to a
kind of sunstroke. On consulting my note-book, I become more and
more inclined to think this is the case, for these attacks regularly
follow extreme fatigue and long exposure to strong sunshine. They at
least have the advantage of being only short interruptions to my
work, as on the following morning I am always quite fresh and fit.
My treasure of a cook is suffering from an enormous hydrocele which
makes it difficult for him to get up, and Moritz is obliged to keep in
the dark on account of his inflamed eyes. Knudsen’s cook, a raw boy
from somewhere in the bush, knows still less of cooking than Omari;
consequently Nils Knudsen himself has been promoted to the vacant
post. Finding that we had come to the end of our supplies, he began
by sending to Chingulungulu for the four sucking-pigs which we had
bought from Matola and temporarily left in his charge; and when
they came up, neatly packed in a large crate, he callously slaughtered
the biggest of them. The first joint we were thoughtless enough to
entrust for roasting to Knudsen’s mshenzi cook, and it was
consequently uneatable; but we made the rest of the animal into a
jelly which we ate with great relish after weeks of underfeeding,
consuming incredible helpings of it at both midday and evening
meals. The only drawback is a certain want of variety in the tinned
vegetables. Dr. Jäger, to whom the Geographical Commission
entrusted the provisioning of the expeditions—mine as well as his
own—because he had more time on his hands than the rest of us,
seems to have laid in a huge stock of Teltow turnips,[46] an article of
food which is all very well for occasional use, but which quickly palls
when set before one every day; and we seem to have no other tins
left. There is no help for it—we must put up with the turnips; but I
am certain that, once I am home again, I shall not touch them for ten
years to come.
Amid all these minor evils, which, after all, go to make up the
genuine flavour of Africa, there is at least one cheering touch:
Knudsen has, with the dexterity of a skilled mechanic, repaired my 9
× 12 cm. camera, at least so far that I can use it with a little care.
How, in the absence of finger-nails, he was able to accomplish such a
ticklish piece of work, having no tool but a clumsy screw-driver for
taking to pieces and putting together again the complicated
mechanism of the instantaneous shutter, is still a mystery to me; but
he did it successfully. The loss of his finger-nails shows him in a light
contrasting curiously enough with the intelligence evinced by the
above operation; though, after all, it is scarcely surprising after his
ten years’ residence in the bush. One day, at Lindi, he had occasion
to wash a dog, which must have been in need of very thorough
cleansing, for the bottle handed to our friend for the purpose had an
extremely strong smell. Having performed his task in the most
conscientious manner, he perceived with some surprise that the dog
did not appear much the better for it, and was further surprised by
finding his own nails ulcerating away in the course of the next few
days. “How was I to know that carbolic acid has to be diluted?” he
mutters indignantly, from time to time, with a troubled gaze at his
mutilated finger-tips.
Since we came to Newala we have been making excursions in all
directions through the surrounding country, in accordance with old
habit, and also because the akida Sefu did not get together the tribal
elders from whom I wanted information so speedily as he had
promised. There is, however, no harm done, as, even if seen only
from the outside, the country and people are interesting enough.
The Makonde plateau is like a large rectangular table rounded off
at the corners. Measured from the Indian Ocean to Newala, it is
about seventy-five miles long, and between the Rovuma and the
Lukuledi it averages fifty miles in breadth, so that its superficial area
is about two-thirds of that of the kingdom of Saxony. The surface,
however, is not level, but uniformly inclined from its south-western
edge to the ocean. From the upper edge, on which Newala lies, the
eye ranges for many miles east and north-east, without encountering
any obstacle, over the Makonde bush. It is a green sea, from which
here and there thick clouds of smoke rise, to show that it, too, is
inhabited by men who carry on their tillage like so many other
primitive peoples, by cutting down and burning the bush, and
manuring with the ashes. Even in the radiant light of a tropical day
such a fire is a grand sight.
Much less effective is the impression produced just now by the
great western plain as seen from the edge of the plateau. As often as
time permits, I stroll along this edge, sometimes in one direction,
sometimes in another, in the hope of finding the air clear enough to
let me enjoy the view; but I have always been disappointed.
Wherever one looks, clouds of smoke rise from the burning bush,
and the air is full of smoke and vapour. It is a pity, for under more
favourable circumstances the panorama of the whole country up to
the distant Majeje hills must be truly magnificent. It is of little use
taking photographs now, and an outline sketch gives a very poor idea
of the scenery. In one of these excursions I went out of my way to
make a personal attempt on the Makonde bush. The present edge of
the plateau is the result of a far-reaching process of destruction
through erosion and denudation. The Makonde strata are
everywhere cut into by ravines, which, though short, are hundreds of
yards in depth. In consequence of the loose stratification of these
beds, not only are the walls of these ravines nearly vertical, but their
upper end is closed by an equally steep escarpment, so that the
western edge of the Makonde plateau is hemmed in by a series of
deep, basin-like valleys. In order to get from one side of such a ravine
to the other, I cut my way through the bush with a dozen of my men.
It was a very open part, with more grass than scrub, but even so the
short stretch of less than two hundred yards was very hard work; at
the end of it the men’s calicoes were in rags and they themselves
bleeding from hundreds of scratches, while even our strong khaki
suits had not escaped scatheless.

NATIVE PATH THROUGH THE MAKONDE BUSH, NEAR


MAHUTA

I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.

MAKONDE LOCK AND KEY AT JUMBE CHAURO


This is the general way of closing a house. The Makonde at Jumbe
Chauro, however, have a much more complicated, solid and original
one. Here, too, the door is as already described, except that there is
only one post on the inside, standing by itself about six inches from
one side of the doorway. Opposite this post is a hole in the wall just
large enough to admit a man’s arm. The door is closed inside by a
large wooden bolt passing through a hole in this post and pressing
with its free end against the door. The other end has three holes into
which fit three pegs running in vertical grooves inside the post. The
door is opened with a wooden key about a foot long, somewhat
curved and sloped off at the butt; the other end has three pegs
corresponding to the holes, in the bolt, so that, when it is thrust
through the hole in the wall and inserted into the rectangular
opening in the post, the pegs can be lifted and the bolt drawn out.[50]

MODE OF INSERTING THE KEY

With no small pride first one householder and then a second


showed me on the spot the action of this greatest invention of the
Makonde Highlands. To both with an admiring exclamation of
“Vizuri sana!” (“Very fine!”). I expressed the wish to take back these
marvels with me to Ulaya, to show the Wazungu what clever fellows
the Makonde are. Scarcely five minutes after my return to camp at
Newala, the two men came up sweating under the weight of two
heavy logs which they laid down at my feet, handing over at the same
time the keys of the fallen fortress. Arguing, logically enough, that if
the key was wanted, the lock would be wanted with it, they had taken
their axes and chopped down the posts—as it never occurred to them
to dig them out of the ground and so bring them intact. Thus I have
two badly damaged specimens, and the owners, instead of praise,
come in for a blowing-up.
The Makua huts in the environs of Newala are especially
miserable; their more than slovenly construction reminds one of the
temporary erections of the Makua at Hatia’s, though the people here
have not been concerned in a war. It must therefore be due to
congenital idleness, or else to the absence of a powerful chief. Even
the baraza at Mlipa’s, a short hour’s walk south-east of Newala,
shares in this general neglect. While public buildings in this country
are usually looked after more or less carefully, this is in evident
danger of being blown over by the first strong easterly gale. The only
attractive object in this whole district is the grave of the late chief
Mlipa. I visited it in the morning, while the sun was still trying with
partial success to break through the rolling mists, and the circular
grove of tall euphorbias, which, with a broken pot, is all that marks
the old king’s resting-place, impressed one with a touch of pathos.
Even my very materially-minded carriers seemed to feel something
of the sort, for instead of their usual ribald songs, they chanted
solemnly, as we marched on through the dense green of the Makonde
bush:—
“We shall arrive with the great master; we stand in a row and have
no fear about getting our food and our money from the Serkali (the
Government). We are not afraid; we are going along with the great
master, the lion; we are going down to the coast and back.”
With regard to the characteristic features of the various tribes here
on the western edge of the plateau, I can arrive at no other
conclusion than the one already come to in the plain, viz., that it is
impossible for anyone but a trained anthropologist to assign any
given individual at once to his proper tribe. In fact, I think that even
an anthropological specialist, after the most careful examination,
might find it a difficult task to decide. The whole congeries of peoples
collected in the region bounded on the west by the great Central
African rift, Tanganyika and Nyasa, and on the east by the Indian
Ocean, are closely related to each other—some of their languages are
only distinguished from one another as dialects of the same speech,
and no doubt all the tribes present the same shape of skull and
structure of skeleton. Thus, surely, there can be no very striking
differences in outward appearance.
Even did such exist, I should have no time
to concern myself with them, for day after day,
I have to see or hear, as the case may be—in
any case to grasp and record—an
extraordinary number of ethnographic
phenomena. I am almost disposed to think it
fortunate that some departments of inquiry, at
least, are barred by external circumstances.
Chief among these is the subject of iron-
working. We are apt to think of Africa as a
country where iron ore is everywhere, so to
speak, to be picked up by the roadside, and
where it would be quite surprising if the
inhabitants had not learnt to smelt the
material ready to their hand. In fact, the
knowledge of this art ranges all over the
continent, from the Kabyles in the north to the
Kafirs in the south. Here between the Rovuma
and the Lukuledi the conditions are not so
favourable. According to the statements of the
Makonde, neither ironstone nor any other
form of iron ore is known to them. They have
not therefore advanced to the art of smelting
the metal, but have hitherto bought all their
THE ANCESTRESS OF
THE MAKONDE
iron implements from neighbouring tribes.
Even in the plain the inhabitants are not much
better off. Only one man now living is said to
understand the art of smelting iron. This old fundi lives close to
Huwe, that isolated, steep-sided block of granite which rises out of
the green solitude between Masasi and Chingulungulu, and whose
jagged and splintered top meets the traveller’s eye everywhere. While
still at Masasi I wished to see this man at work, but was told that,
frightened by the rising, he had retired across the Rovuma, though
he would soon return. All subsequent inquiries as to whether the
fundi had come back met with the genuine African answer, “Bado”
(“Not yet”).
BRAZIER

Some consolation was afforded me by a brassfounder, whom I


came across in the bush near Akundonde’s. This man is the favourite
of women, and therefore no doubt of the gods; he welds the glittering
brass rods purchased at the coast into those massive, heavy rings
which, on the wrists and ankles of the local fair ones, continually give
me fresh food for admiration. Like every decent master-craftsman he
had all his tools with him, consisting of a pair of bellows, three
crucibles and a hammer—nothing more, apparently. He was quite
willing to show his skill, and in a twinkling had fixed his bellows on
the ground. They are simply two goat-skins, taken off whole, the four
legs being closed by knots, while the upper opening, intended to
admit the air, is kept stretched by two pieces of wood. At the lower
end of the skin a smaller opening is left into which a wooden tube is
stuck. The fundi has quickly borrowed a heap of wood-embers from
the nearest hut; he then fixes the free ends of the two tubes into an
earthen pipe, and clamps them to the ground by means of a bent
piece of wood. Now he fills one of his small clay crucibles, the dross
on which shows that they have been long in use, with the yellow
material, places it in the midst of the embers, which, at present are
only faintly glimmering, and begins his work. In quick alternation
the smith’s two hands move up and down with the open ends of the
bellows; as he raises his hand he holds the slit wide open, so as to let
the air enter the skin bag unhindered. In pressing it down he closes
the bag, and the air puffs through the bamboo tube and clay pipe into
the fire, which quickly burns up. The smith, however, does not keep
on with this work, but beckons to another man, who relieves him at
the bellows, while he takes some more tools out of a large skin pouch
carried on his back. I look on in wonder as, with a smooth round
stick about the thickness of a finger, he bores a few vertical holes into
the clean sand of the soil. This should not be difficult, yet the man
seems to be taking great pains over it. Then he fastens down to the
ground, with a couple of wooden clamps, a neat little trough made by
splitting a joint of bamboo in half, so that the ends are closed by the
two knots. At last the yellow metal has attained the right consistency,
and the fundi lifts the crucible from the fire by means of two sticks
split at the end to serve as tongs. A short swift turn to the left—a
tilting of the crucible—and the molten brass, hissing and giving forth
clouds of smoke, flows first into the bamboo mould and then into the
holes in the ground.
The technique of this backwoods craftsman may not be very far
advanced, but it cannot be denied that he knows how to obtain an
adequate result by the simplest means. The ladies of highest rank in
this country—that is to say, those who can afford it, wear two kinds
of these massive brass rings, one cylindrical, the other semicircular
in section. The latter are cast in the most ingenious way in the
bamboo mould, the former in the circular hole in the sand. It is quite
a simple matter for the fundi to fit these bars to the limbs of his fair
customers; with a few light strokes of his hammer he bends the
pliable brass round arm or ankle without further inconvenience to
the wearer.
SHAPING THE POT

SMOOTHING WITH MAIZE-COB

CUTTING THE EDGE


FINISHING THE BOTTOM

LAST SMOOTHING BEFORE


BURNING

FIRING THE BRUSH-PILE


LIGHTING THE FARTHER SIDE OF
THE PILE

TURNING THE RED-HOT VESSEL

NYASA WOMAN MAKING POTS AT MASASI


Pottery is an art which must always and everywhere excite the
interest of the student, just because it is so intimately connected with
the development of human culture, and because its relics are one of
the principal factors in the reconstruction of our own condition in
prehistoric times. I shall always remember with pleasure the two or
three afternoons at Masasi when Salim Matola’s mother, a slightly-
built, graceful, pleasant-looking woman, explained to me with
touching patience, by means of concrete illustrations, the ceramic art
of her people. The only implements for this primitive process were a
lump of clay in her left hand, and in the right a calabash containing
the following valuables: the fragment of a maize-cob stripped of all
its grains, a smooth, oval pebble, about the size of a pigeon’s egg, a
few chips of gourd-shell, a bamboo splinter about the length of one’s
hand, a small shell, and a bunch of some herb resembling spinach.
Nothing more. The woman scraped with the
shell a round, shallow hole in the soft, fine
sand of the soil, and, when an active young
girl had filled the calabash with water for her,
she began to knead the clay. As if by magic it
gradually assumed the shape of a rough but
already well-shaped vessel, which only wanted
a little touching up with the instruments
before mentioned. I looked out with the
MAKUA WOMAN closest attention for any indication of the use
MAKING A POT. of the potter’s wheel, in however rudimentary
SHOWS THE a form, but no—hapana (there is none). The
BEGINNINGS OF THE embryo pot stood firmly in its little
POTTER’S WHEEL
depression, and the woman walked round it in
a stooping posture, whether she was removing
small stones or similar foreign bodies with the maize-cob, smoothing
the inner or outer surface with the splinter of bamboo, or later, after
letting it dry for a day, pricking in the ornamentation with a pointed
bit of gourd-shell, or working out the bottom, or cutting the edge
with a sharp bamboo knife, or giving the last touches to the finished
vessel. This occupation of the women is infinitely toilsome, but it is
without doubt an accurate reproduction of the process in use among
our ancestors of the Neolithic and Bronze ages.
There is no doubt that the invention of pottery, an item in human
progress whose importance cannot be over-estimated, is due to
women. Rough, coarse and unfeeling, the men of the horde range
over the countryside. When the united cunning of the hunters has
succeeded in killing the game; not one of them thinks of carrying
home the spoil. A bright fire, kindled by a vigorous wielding of the
drill, is crackling beside them; the animal has been cleaned and cut
up secundum artem, and, after a slight singeing, will soon disappear
under their sharp teeth; no one all this time giving a single thought
to wife or child.
To what shifts, on the other hand, the primitive wife, and still more
the primitive mother, was put! Not even prehistoric stomachs could
endure an unvarying diet of raw food. Something or other suggested
the beneficial effect of hot water on the majority of approved but
indigestible dishes. Perhaps a neighbour had tried holding the hard
roots or tubers over the fire in a calabash filled with water—or maybe
an ostrich-egg-shell, or a hastily improvised vessel of bark. They
became much softer and more palatable than they had previously
been; but, unfortunately, the vessel could not stand the fire and got
charred on the outside. That can be remedied, thought our
ancestress, and plastered a layer of wet clay round a similar vessel.
This is an improvement; the cooking utensil remains uninjured, but
the heat of the fire has shrunk it, so that it is loose in its shell. The
next step is to detach it, so, with a firm grip and a jerk, shell and
kernel are separated, and pottery is invented. Perhaps, however, the
discovery which led to an intelligent use of the burnt-clay shell, was
made in a slightly different way. Ostrich-eggs and calabashes are not
to be found in every part of the world, but everywhere mankind has
arrived at the art of making baskets out of pliant materials, such as
bark, bast, strips of palm-leaf, supple twigs, etc. Our inventor has no
water-tight vessel provided by nature. “Never mind, let us line the
basket with clay.” This answers the purpose, but alas! the basket gets
burnt over the blazing fire, the woman watches the process of
cooking with increasing uneasiness, fearing a leak, but no leak
appears. The food, done to a turn, is eaten with peculiar relish; and
the cooking-vessel is examined, half in curiosity, half in satisfaction
at the result. The plastic clay is now hard as stone, and at the same
time looks exceedingly well, for the neat plaiting of the burnt basket
is traced all over it in a pretty pattern. Thus, simultaneously with
pottery, its ornamentation was invented.
Primitive woman has another claim to respect. It was the man,
roving abroad, who invented the art of producing fire at will, but the
woman, unable to imitate him in this, has been a Vestal from the
earliest times. Nothing gives so much trouble as the keeping alight of
the smouldering brand, and, above all, when all the men are absent
from the camp. Heavy rain-clouds gather, already the first large
drops are falling, the first gusts of the storm rage over the plain. The
little flame, a greater anxiety to the woman than her own children,
flickers unsteadily in the blast. What is to be done? A sudden thought
occurs to her, and in an instant she has constructed a primitive hut
out of strips of bark, to protect the flame against rain and wind.
This, or something very like it, was the way in which the principle
of the house was discovered; and even the most hardened misogynist
cannot fairly refuse a woman the credit of it. The protection of the
hearth-fire from the weather is the germ from which the human
dwelling was evolved. Men had little, if any share, in this forward
step, and that only at a late stage. Even at the present day, the
plastering of the housewall with clay and the manufacture of pottery
are exclusively the women’s business. These are two very significant
survivals. Our European kitchen-garden, too, is originally a woman’s
invention, and the hoe, the primitive instrument of agriculture, is,
characteristically enough, still used in this department. But the
noblest achievement which we owe to the other sex is unquestionably
the art of cookery. Roasting alone—the oldest process—is one for
which men took the hint (a very obvious one) from nature. It must
have been suggested by the scorched carcase of some animal
overtaken by the destructive forest-fires. But boiling—the process of
improving organic substances by the help of water heated to boiling-
point—is a much later discovery. It is so recent that it has not even
yet penetrated to all parts of the world. The Polynesians understand
how to steam food, that is, to cook it, neatly wrapped in leaves, in a
hole in the earth between hot stones, the air being excluded, and
(sometimes) a few drops of water sprinkled on the stones; but they
do not understand boiling.
To come back from this digression, we find that the slender Nyasa
woman has, after once more carefully examining the finished pot,
put it aside in the shade to dry. On the following day she sends me
word by her son, Salim Matola, who is always on hand, that she is
going to do the burning, and, on coming out of my house, I find her
already hard at work. She has spread on the ground a layer of very
dry sticks, about as thick as one’s thumb, has laid the pot (now of a
yellowish-grey colour) on them, and is piling brushwood round it.
My faithful Pesa mbili, the mnyampara, who has been standing by,
most obligingly, with a lighted stick, now hands it to her. Both of
them, blowing steadily, light the pile on the lee side, and, when the
flame begins to catch, on the weather side also. Soon the whole is in a
blaze, but the dry fuel is quickly consumed and the fire dies down, so
that we see the red-hot vessel rising from the ashes. The woman
turns it continually with a long stick, sometimes one way and
sometimes another, so that it may be evenly heated all over. In
twenty minutes she rolls it out of the ash-heap, takes up the bundle
of spinach, which has been lying for two days in a jar of water, and
sprinkles the red-hot clay with it. The places where the drops fall are
marked by black spots on the uniform reddish-brown surface. With a
sigh of relief, and with visible satisfaction, the woman rises to an
erect position; she is standing just in a line between me and the fire,
from which a cloud of smoke is just rising: I press the ball of my
camera, the shutter clicks—the apotheosis is achieved! Like a
priestess, representative of her inventive sex, the graceful woman
stands: at her feet the hearth-fire she has given us beside her the
invention she has devised for us, in the background the home she has
built for us.
At Newala, also, I have had the manufacture of pottery carried on
in my presence. Technically the process is better than that already
described, for here we find the beginnings of the potter’s wheel,
which does not seem to exist in the plains; at least I have seen
nothing of the sort. The artist, a frightfully stupid Makua woman, did
not make a depression in the ground to receive the pot she was about
to shape, but used instead a large potsherd. Otherwise, she went to
work in much the same way as Salim’s mother, except that she saved
herself the trouble of walking round and round her work by squatting
at her ease and letting the pot and potsherd rotate round her; this is
surely the first step towards a machine. But it does not follow that
the pot was improved by the process. It is true that it was beautifully
rounded and presented a very creditable appearance when finished,
but the numerous large and small vessels which I have seen, and, in
part, collected, in the “less advanced” districts, are no less so. We
moderns imagine that instruments of precision are necessary to
produce excellent results. Go to the prehistoric collections of our
museums and look at the pots, urns and bowls of our ancestors in the
dim ages of the past, and you will at once perceive your error.
MAKING LONGITUDINAL CUT IN
BARK

DRAWING THE BARK OFF THE LOG

REMOVING THE OUTER BARK


BEATING THE BARK

WORKING THE BARK-CLOTH AFTER BEATING, TO MAKE IT


SOFT

MANUFACTURE OF BARK-CLOTH AT NEWALA


To-day, nearly the whole population of German East Africa is
clothed in imported calico. This was not always the case; even now in
some parts of the north dressed skins are still the prevailing wear,
and in the north-western districts—east and north of Lake
Tanganyika—lies a zone where bark-cloth has not yet been
superseded. Probably not many generations have passed since such
bark fabrics and kilts of skins were the only clothing even in the
south. Even to-day, large quantities of this bright-red or drab
material are still to be found; but if we wish to see it, we must look in
the granaries and on the drying stages inside the native huts, where
it serves less ambitious uses as wrappings for those seeds and fruits
which require to be packed with special care. The salt produced at
Masasi, too, is packed for transport to a distance in large sheets of
bark-cloth. Wherever I found it in any degree possible, I studied the
process of making this cloth. The native requisitioned for the
purpose arrived, carrying a log between two and three yards long and
as thick as his thigh, and nothing else except a curiously-shaped
mallet and the usual long, sharp and pointed knife which all men and
boys wear in a belt at their backs without a sheath—horribile dictu!
[51]
Silently he squats down before me, and with two rapid cuts has
drawn a couple of circles round the log some two yards apart, and
slits the bark lengthwise between them with the point of his knife.
With evident care, he then scrapes off the outer rind all round the
log, so that in a quarter of an hour the inner red layer of the bark
shows up brightly-coloured between the two untouched ends. With
some trouble and much caution, he now loosens the bark at one end,
and opens the cylinder. He then stands up, takes hold of the free
edge with both hands, and turning it inside out, slowly but steadily
pulls it off in one piece. Now comes the troublesome work of
scraping all superfluous particles of outer bark from the outside of
the long, narrow piece of material, while the inner side is carefully
scrutinised for defective spots. At last it is ready for beating. Having
signalled to a friend, who immediately places a bowl of water beside
him, the artificer damps his sheet of bark all over, seizes his mallet,
lays one end of the stuff on the smoothest spot of the log, and
hammers away slowly but continuously. “Very simple!” I think to
myself. “Why, I could do that, too!”—but I am forced to change my
opinions a little later on; for the beating is quite an art, if the fabric is
not to be beaten to pieces. To prevent the breaking of the fibres, the
stuff is several times folded across, so as to interpose several
thicknesses between the mallet and the block. At last the required
state is reached, and the fundi seizes the sheet, still folded, by both
ends, and wrings it out, or calls an assistant to take one end while he
holds the other. The cloth produced in this way is not nearly so fine
and uniform in texture as the famous Uganda bark-cloth, but it is
quite soft, and, above all, cheap.
Now, too, I examine the mallet. My craftsman has been using the
simpler but better form of this implement, a conical block of some
hard wood, its base—the striking surface—being scored across and
across with more or less deeply-cut grooves, and the handle stuck
into a hole in the middle. The other and earlier form of mallet is
shaped in the same way, but the head is fastened by an ingenious
network of bark strips into the split bamboo serving as a handle. The
observation so often made, that ancient customs persist longest in
connection with religious ceremonies and in the life of children, here
finds confirmation. As we shall soon see, bark-cloth is still worn
during the unyago,[52] having been prepared with special solemn
ceremonies; and many a mother, if she has no other garment handy,
will still put her little one into a kilt of bark-cloth, which, after all,
looks better, besides being more in keeping with its African
surroundings, than the ridiculous bit of print from Ulaya.
MAKUA WOMEN

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