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A Single-Stage Single-Phase Transformer-Less Doubly Grounded Grid-Connected PV Interface
A Single-Stage Single-Phase Transformer-Less Doubly Grounded Grid-Connected PV Interface
A Single-Stage Single-Phase Transformer-Less Doubly Grounded Grid-Connected PV Interface
1, MARCH 2009 93
Abstract—A transformer provides galvanic isolation and that the grid-connected PV systems must comply with certain
grounding of the photovoltaic (PV) array in a PV-fed grid- standards like IEEE 1547 [9], IEC 61727, and NEC 690 [10].
connected inverter. Inclusion of the transformer, however, may IEEE 1547 has provisions related to the performance, operation,
increase the cost and/or bulk of the system. To overcome this
drawback, a single-phase, single-stage [no extra converter for volt- testing, safety considerations, and maintenance of the grid–PV
age boost or maximum power point tracking (MPPT)], doubly interconnection. IEEE 1547 and IEC 61727 impose limitations
grounded, transformer-less PV interface, based on the buck–boost on the maximum allowable amount of injected dc current into the
principle, is presented. The configuration is compact and uses lesser grid, which is 0.5%–1% of the rated output current of the source.
components. Only one (undivided) PV source and one buck–boost NEC 690 requires that the grid-connected, PV-based, dc–ac
inductor are used and shared between the two half cycles, which
prevents asymmetrical operation and parameter mismatch prob- inverter topologies must be appropriately earthed (grounded).
lems. Total harmonic distortion and dc component of the current The grounding of a PV system, referred to as “system earth-
supplied to the grid is low, compared to existing topologies and ing,” needs special consideration due to safety reasons [11], and
conform to standards like IEEE 1547. A brief review of the ex- to minimize the effects of lighting and other surges. It refers to
isting, transformer-less, grid-connected inverter topologies is also an intentional connection to earth of one of the current-carrying
included. It is demonstrated that, as compared to the split PV
source topology, the proposed configuration is more effective in conductors in the PV system. In view of this, in certain coun-
MPPT and array utilization. Design and analysis of the inverter tries (e.g., USA), it was mandatory to provide earthing to the
in discontinuous conduction mode is carried out. Simulation and PV system when its output dc voltage exceeded a certain level,
experimental results are presented. typically 50 V. According to the revised NEC 690 (revised in
Index Terms—Double grounding, IEC 1547, IEC 61727, max- 2005), PV inverters with ungrounded conductors are now al-
imum power point tracking (MPPT), NEC 690, partially shaded lowed in USA. However, the ungrounded PV inverters have to
conditions, photovoltaic. fulfill a number of additional requirements (e.g., disconnects
and overcurrent protection in both the conductors, provision for
I. INTRODUCTION minimization of the effects due to surges, etc.) [12]. It is impor-
EMAND for clean, economical, and renewable energy tant to note that even though ungrounded PV systems are now
D has increased consistently. Among a variety of renewable
energy sources available, photovoltaic (PV) appears to be a ma-
allowed, system earthing is still advisable.
In addition to the PV string’s grounding, the neutral conduc-
jor contender on account of its abundance, easy availability, tor of the 1 − φ inverter feeding the utility or the neutral of the
and pollution-free operation. Increasing interest in sustainable utility itself is grounded. This necessitates a PV inverter topol-
energy production through PV [1], however, demands atten- ogy that allows double grounding [10]. The inverter topologies
tion on various issues such as maximum power point track- consisting of a transformer can easily realize double ground-
ing (MPPT) [2], [3], personal safety, grid integration, stability ing. In fact, double grounding can also be achieved with the
and reliability, power quality, power electronic interface of PV transformer-less topologies employing split PV sources. As dis-
with the grid, and operation under various environmental con- cussed later in Section II, most of the transformer-less topolo-
ditions [4]–[7]. With increased level of penetration of PV-based gies, which have double grounding feature, employ a split PV
systems into the existing grid, these issues are expected to be- source (i.e., a PV source split into two halves PV1 and PV2 ).
come more critical with time, since they may affect the perfor- However, they suffer from the following drawbacks.
mance of the other grid-connected systems [8]. This implies that 1) They generate alternate half cycles of the grid current from
there is a need for a set of rules and regulations to govern the different halves of the split PV source. If the two halves
grid-connected PV systems. (PV1 and PV2 ) of the PV source operate in unidentical
At present, there are no such globally accepted standard rules conditions like different solar insolation levels or differ-
and regulations. However, in some countries, it is mandatory ent shading patterns, it results in a distorted grid current
with high total harmonic distortion (THD) and/or high dc
Manuscript received February 19, 2008; revised June 8, 2008. Current version component.
published February 19, 2009. Paper no. TEC-00048-2008. 2) Grid current may have high THD and/or dc component if
H. Patel is with the Department of Electrical Engineering, Indian Institute of
Technology—Bombay, Mumbai 400 076, India, and also with the Sarvajanik the modules used for PV1 and PV2 have some mismatch.
College of Engineering and Technology, Surat 395 001, India. 3) Only one of the two halves of the PV source is utilized
V. Agarwal is with the Department of Electrical Engineering, Indian In- in a given ac half cycle. This leads to more ripple in the
stitute of Technology—Bombay, Mumbai 400 076, India (e-mail: agarwal@
ee.iitb.ac.in). voltage across PV1 and PV2 . As a result, the average
Digital Object Identifier 10.1109/TEC.2008.2006551 output power extracted from the PV decreases.
Fig. 2. Existing transformer-less, single-stage, 1 − φ PV-based inverter topologies with double grounding. (a)–(c) Topologies based on split PV-source [17],
[18], [20]. (d)–(e) Configurations with single PV source [21], [22]. (f) Proposed topology.
half-cycle, it transfers the power to the grid on the principle of a IV through VI, respectively, in which the converter operates
buck–boost converter, while during negative half-cycle, it uses during the positive half cycle. During these modes, switches S3
the boost principle to transfer the power to the grid. This asym- and S4 are always ON. When switches S1 and S5 are ON, energy
metrical operation not only makes the control scheme complex, is stored in inductor L1 [mode IV, Fig. 3(d)]. When S1 and S5
but may also result in asymmetrical current and may inject dc turn OFF, the stored energy is transferred to the grid [mode IV,
component into the grid current. Fig. 3(e)].
The amplitude of the “reference” sinusoidal waveform used
III. CIRCUIT CONFIGURATION AND WORKING for the sine-triangle PWM (mentioned before) is controlled to
track the maximum power point (MPP). The controller imple-
The circuit schematic of the proposed 1 − φ PV inverter ments the perturb and observe (P&O) method, and identifies
is shown in Fig. 1. Unlike some other topologies, which use whether to increase or decrease the amplitude of the reference
two PV strings, the circuit of Fig. 1 employs only one PV waveform to achieve MPP. It then increases/decreases the am-
string as the energy source. In addition, the negative conductor plitude of the sinusoidal template, which is derived from the
of the PV source always remains grounded, thereby providing grid voltage.
double grounding. The circuit uses five switches (S1 through S5 ) Unlike the operating modes shown in Fig. 3, where the opera-
and three diodes (D1 through D3 ). It uses only one buck–boost tion in both the half cycles is based on the buck–boost principle,
inductor L. Inductor Lf and capacitor Cf form the low-pass it is possible to operate the proposed configuration even with
filter, which allows only the 50-Hz component of the inverter asymmetric operating principle. During the negative half cycle,
output current to enter into the grid. The various modes in which the operating modes are similar to those shown in Fig. 3(a) and
this circuit operates are shown in Fig. 3. (b), i.e., employing the buck–boost principle. But in the positive
During the negative half cycle of the ac grid voltage, switches half cycle, instead of operating the configuration as a buck–boost
S1 , S2 , and S5 along with the diode D1 form a buck–boost con- converter, it is operated as a buck converter for that period of
verter. The switches S3 and S4 always remain OFF. Fig. 3(a)–(c) the half cycle where VPV > vg and as a boost converter for the
shows modes I through III, respectively, in which the converter remaining period. This feature of operating the circuit distinctly
operates during the negative half cycle. In the negative half cy- as a buck and a boost converter for the positive half cycle can
cle, switches S2 and S5 are always kept ON, while the switch reduce stress on the components. This is a desirable yet unac-
S1 is triggered with the sine-triangle pulsewidth modulation ceptable proposition on account of the asymmetry it introduces
(PWM) technique. When switch S1 is ON, energy is stored in between the positive and negative half cycles because the topol-
inductor L1 [mode I, Fig. 3(a)]. When S1 turns OFF, the stored ogy does not support distinct buck and boost operations during
energy is transferred to the grid [mode II, Fig. 3(b)]. the negative half cycle.
During the positive half of the ac cycle, switches S1 , S3 –S5 ,
along with diodes D2 and D3 , form a buck–boost converter.
IV. DESIGN OF THE COMPONENTS
Switch S2 always remains OFF. The buck–boost converter is now
operated by controlling the switches S1 and S5 using the signal The design of various components used in the proposed in-
derived from the sine-triangle PWM. Fig. 3(d)–(f) shows modes verter is very crucial for generating a sinusoidal grid current,
96 IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 24, NO. 1, MARCH 2009
Fig. 3. Circuit diagrams for various operating modes of the proposed configuration. (a)–(c) Operation during negative half cycle: modes I–III. (d)–(f) Operation
during positive half cycle: modes IV–V. Bold lines show the active current paths. (c) and (f) Operation after all the energy stored in the buck–boost inductor is
transferred to the grid.
which is in phase with the grid voltage. The design also decides Here, Ig m m ax is the amplitude of current injected into the
the discontinuous conduction mode (DCM) or CCM operation. grid under maximum insolation and uniform insolation condi-
The analysis leading to the design of the various components tions. If the switching frequency (fs ) of the converter is very
for the DCM operation is presented next. high for a given switching period (Ts ), the grid voltage (vg ) and
the grid current (ig ) can be considered constant. Under these
A. Design of Inductor L1 conditions, at an instant ωt = 90◦ , vg = Vg m and ig = Ig m m ax .
The energy transferred to the grid during this period is
The design of the buck–boost inductor should ensure DCM
operation of the inverter under all conditions of temperature and Em ax = Vg m Ig m m ax Ts . (3)
peak insolation levels. The inductor should also be able to handle
the maximum energy corresponding to the peak power rating of During the ON period
the PV array. If DCM is ensured for peak power conditions, the Lcrit Ip eak
TON = (4)
inverter will operate in DCM for all other conditions. The value VPV m pp m ax
of the inductance is obtained for the boundary condition (critical
conduction mode), i.e., for the operation on the boundary of and during the OFF period
DCM and CCM. Lcrit Ip eak
TOFF = (5)
As the current injected into the grid is in phase with the Vg m
grid voltage (vg = Vg m sin ωt, where Vg m is the amplitude,
ω is the angular frequency, and t is the time), the maximum where Ip eak is the peak inductor current and Lcrit is the in-
(instantaneous) power is injected into the grid at the time when ductance value for the critical conduction mode. From (4) and
the grid voltage is at its peak (i.e., ωt = 90◦ ). Thus, the design for (5)
the inductor should be in accordance with the current, voltage, 1 1
and power values at that instant. The maximum power obtained Ts = TON + TOFF = Lcrit Ip eak + . (6)
Vg m VPV m pp m ax
from the PV string is given by
Using (6), the energy stored in the inductor during this period
PPV m ax = VPV m pp m ax IPV m pp m ax (1) is given as follows:
−2
where VPV m pp m ax and IPV m pp m ax are the output voltage Lcrit Ip2 eak Ts2 1 1
= + . (7)
and current of the PV array, when working at MPP under max- 2 2Lcrit Vg m VPV m pp m ax
imum insolation and uniform conditions. Assuming a lossless
inverter, the maximum power injected into the grid is From (3) and (7),
−2
Vg m Ig m m ax Ts 1 1
Pg = √ √ = VPV m pp m ax IPV m pp m ax . (2) Lcrit = + . (8)
m ax
2 2 2Vg m Ig m m ax Vg m VPV m pp m ax
PATEL AND AGARWAL: SINGLE-STAGE SINGLE-PHASE TRANSFORMER-LESS DOUBLY GROUNDED GRID-CONNECTED PV INTERFACE 97
Fig. 6. Results with the proposed topology with improper inductor size.
(a) Inductor current. (b) Grid current. (c) PV string’s output current. (d) Ampli-
tude of the reference waveform. (e) THD and dc components of grid current.
for MPPT. Fig. 7(h) and (i) demonstrates the effectiveness of the
topology, and the control scheme to limit the THD and the dc
component to a much lower value of 0.02 and 0.015 A (about 1%
of the fundamental component at low power output under the
given partially shaded conditions), respectively. Also, as shown
in Fig. 7(e)–(g), unlike the split PV-source-based topologies, the
MPP is tracked continuously. This ensures effective utilization
of the PV array.
VI. EXPERIMENTAL RESULTS Fig. 7. Results when appropriate inductor value is used with the proposed
configuration. (a) Inductor current. (b) Grid current. (c) Voltage across the filter
The experimental setup comprises three parallel-connected capacitor. (d) Amplitude of reference wave. (e)–(g) Output current, voltage, and
PV strings, each with six series-connected PV modules. The power of the PV array. (h) THD of the grid current. (i) DC component of the
grid current.
specifications of the PV module (output power, current and
voltage at MPP, short-circuit current, and open-circuit voltage)
at an insolation level of 1 kW/m2 and 25 ◦ C temperature are
Pm ax = 38 W, Im pp = 2.29 A, Vm pp = 16.6 V, ISC = 2.55 A,
and VOC = 21.5 V. Partial shading, using the transparent gelatin
papers, is applied artificially by shading the two modules in the
first PV string and three modules in the second PV string.
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