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GeoJournal (2023) 88:261–278

https://doi.org/10.1007/s10708-022-10597-5

Housing shortage in a mega city: a spatio‑temporal analysis


of NCT‑Delhi, 2001–2011
Rajesh Kumar Abhay · Madhuri Sharma

Accepted: 24 January 2022 / Published online: 26 February 2022


© The Author(s), under exclusive licence to Springer Nature B.V. 2022

Abstract Access to safe housing is considered an for 2001 and 2011. We find that the composite index
essential service as per the United Nation’s sustain- values are unequally distributed across the megacity’s
able development goals. India is currently home to districts. During 2001–2011, the overall shortage of
2.4 billion houses of which 1.6 billion is rural. Dur- housing had increased in NCT-Delhi, with the high-
ing 2001–2011, more than half a billion homes were est housing shortage felt in North, Central and New
added, and yet there exists acute shortage of qual- Delhi districts. Out of all nine districts, six showed
ity housing with good public amenities. A report on increase in housing shortage. Also, the percentage of
urban housing shortage prepared by the Technical homeless households increased across all nine dis-
Group (TG-12) appointed by the Government of India tricts whereas the percentage of rental accommoda-
estimated that the total number of households without tions increased in seven out of nine districts.
“decent” housing condition in Indian cities counts to
18.78 million. Lack of sufficient number of houses Keywords Sustainable development goals ·
adds to congestion and shortage. Misappropriation of Technical group · Dilapidation · Obsolescence factor ·
funds further aggravates housing dilapidation, making Congestion factor
the existing homes non-serviceable. Using the frame-
work of TG-12, this study conducts an inter-district
analysis of the obsolescence factor, congestion fac- The context
tor and homeless households across the megacity of
Delhi for the years 2001 and 2011. Using district as Population explosion, urban housing decay and
the scale of analysis, housing shortage is measured by housing as a basic human right
the Composite Index, computed for all nine districts
Housing is one of the basic needs of all human beings
and having access to it improves the overall quality
R. K. Abhay of life of a person. Housing is also an important and
Department of Geography, Dyal Singh College, University most reliable source of asset creation and investment
of Delhi, New Delhi 110 003, India
opportunity in any part of the world. Though income
e-mail: rkabhay@dsc.du.ac.in
inequality all over the world has spatially manifested
M. Sharma (*) in terms of housing shortages and lack of equitable
Department of Geography, University of Tennessee, 416 housing wealth gains across various races/ethnicities
Burchfiel Geography Building, 1000 Phillip Fulmer Way,
in the US, in India, housing poverty has taken differ-
Knoxville, TN 37996, USA
e-mail: msharma3@utk.edu ent shapes and forms of socio-spatial manifestations,

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262 GeoJournal (2023) 88:261–278

intertwining complexly at the interfaces of spatiality, as the TG-12—was setup to submit a detailed report
class, occupation, caste, religion, and politico-histor- on urban housing shortage by the National Building
ical dynamism. In addition to being one of the fastest Organization, Ministry of Housing and Urban Pov-
growing economies in the world, along with the fast- erty Alleviation, headed by Amitabh Kundu. This
est urbanizing country in the developing world, the group submitted a detailed report and estimated that
housing industry in India has specifically boomed all the total number of households without “decent”
over the country, with the developers and the builders housing in Indian cities was about 18.78 million (GoI,
making unimaginable financial gains. 2012). This number is far above the estimate sug-
While there is no doubt that having access to gested above which was around 0.39 million in 2011.
decent quality housing is one of the most important Thus, based on a comprehensive quality of housing
elements for maintaining quality of life, given the necessary for decent human survival, Amitabh Kun-
fast-growing urban population in India, housing also du’s estimates on housing shortage in India lays down
comprises an important and booming industry as it a critical and an emergent perspective concerning the
associates with emotions of basic life-amenities like urban areas of India – which is home to more than
food, shelter, and basic human right (Ezeanah, 2021; one-third of the country’s population (Ahmad, 2015).
Kothari et al., 2006). Housing fulfills the belonging- With the rapid increase in urban population, hous-
ness aspect of most middle-class aspirants, and buy- ing structure decay and uncontrolled population den-
ing a home is also one of the best ways of wealth and sity are the most emergent problems in the cities of
asset creation. In the US, achieving the ‘American developing economies (Davis 2011; Mitra, 2004,
Dream’ involves having access to a decent housing 2006; Sharma, 2017). In addition to the central roles
along with a decent paying job and other life-amen- of urban areas as the propellants of growth engines
ities. In India, like any other developing economy, a (Pacione, 1990, 2003), much of these densely popu-
home not only provides physical space to live, but it lated urban decays comprise the industrial centers of
also reflects a strategy for human’s survival, liveli- urban spaces which have existed since the onset of
hood, empowerment, and progress (MoHPA, 2016; industrial revolutions, and these mutually attractive
Jain, 2016). Unequal access or uneven distribution forces further add to the overall population explosion
in housing creates threat to sustainable development and urban decay processes (Balchin et al., 1988). The
(Ahmad, 2015). National Capital Territory of Delhi (NCT-Delhi or
In India, the total housing stock has continued to Delhi now onward), the second most populated city
grow from 52.06 million in 2001 to 78.48 million in in India after Mumbai, is one of the 53 million cities
2011, an increase of 51% in 10 years. Subsequently, in India (Census of India, 2011). NCT-Delhi is home
it has helped by a decline in overall housing short- to approximately 20 million population, and has a
age1from 1.63 million in 2001 (3% of the house- density of more than 11,000 people per sq. km. Dur-
holds) to 0.39 million (0.5% of the households) by ing 2001–2011, the NCT-Delhi has had an increase
2011 (MoHPA, 2016). However, despite significant of 0.8 million households, adding to its already exist-
efforts by the Indian government to improve the qual- ing urban built-pressure on the city’s land. The city
ity of housing (e.g., Kundu & Kumar, 2017; PMAY, continues to receive influx of migrants from all over
2017; RAY, 2013–22), the cumulative effects in the country, including other South Asian nations such
terms of housing shortage has aggravated consider- as Bhutan, Bangladesh, Nepal, and the like (Edelman
ably. This is because of the housing congestion and and Jiboye, 2009; Mitra, 2006; Mitra, 2006; Mitra
obsolescence2factors which have played signifi- & Murayama, 2009), and these rampant increase in
cant roles toward housing shortage in urban areas of population puts pressure on an already existing infra-
India (MoHPA, 2016). A Technical Group – known structure and housing crunch (Mitra & Murayama,
2009). Continuous migration requires adequate and
affordable housing. Large population density leads to
1
housing congestion and the central parts of the city
Housing shortage is the difference between the number of
existing households and existing housing stock. are becoming old and dilapidated. Also, while this
2
The obsolescence factor reflects the household units which era of urbanization in a developing economy of India
are in poor or bad condition (GOI, 2012). is marked with rampant growth in numbers of cities

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GeoJournal (2023) 88:261–278 263

along with unsustainable crowding of population. literature suggests major focus toward understanding
This has been accompanied with deteriorating qual- environmental and sustainable indices concerning
ity of housing and housing infrastructure along with the urban environment (Chiang & Liang, 2013; Zhao
severe scarcity in affordable housing – as laid out in et al., 2009), health and safety (Fu, 2000), economic
Kundu’s report (GoI, 2012). and competitive indices concerning demographics
(Balsas, 2004; Tan et al., 2016;), jobs availability and
A brief overview of housing studies scholarship employment conditions (Balsas, 2004; Lowe et al.,
2015), socio-cultural indices regarding built envi-
Based on our review of academic work, studies focus- ronment and services (Alderton et al., 2019; Kundu,
ing on housing shortage in India and abroad are at 2016; Pacione, 2003), and the like. Quite often, many
the most limited and scattered. Much of existing models on assessing urban livability have used ana-
academic work has largely focused on the changing lytical hierarchical processes and entropy indices
nature of relationships between urban dwellers and (Jia and Gu, 2017, Wei and Zhang, 2016), factor and
their urban environments – built and nature, both, principal component analysis (Marsal-Llacuna et al.,
(e.g., Pacione, 1990), along with few scholarly works 2015; Jia and Gu, 2017), weighted indices for rank-
on the livability aspects of urban spaces (e.g., Moura- ing (Newton, 2012), cluster analysis (Paul and Sen,
tidis, 2018, Salama and Wiedmann, 2016, McCann, 2018), and GIS and spatial modeling Jia and Gu,
2007). Some recent scholarship has started high- 2017; Sofeska, 2017).
lighting the sustainability aspects of city life along Thus, though, there has been negligence of hous-
with discourse analyses along unequitable access ing scholarship focused specifically on questions of
to the livable elements in urban spaces and rights to housing poverty and housing shortage, especially in
the city (Koch and Ahmad, 2017). Within the larger the context of developing economy, there has been
topic of housing, the most frequently researched top- abundance of literature focused on urban livability,
ics include quality of housing, affordability, and the slums and quality of life, and the like. Among the few
like, and these works have been conducted at the that exist, in his analysis of India as a whole, Sandhu
national, regional and city levels within the devel- (2000) focused on the concept of housing poverty,
oping and developed countries (Ram and Needham, especially from the perspectives of – lack of access
Begum et al., 2018). Total housing stock also com- to and deficiency of affordable housing –- and con-
prises an important area of study, and much of these cluded that those hurting the most from housing
have engaged in econometric analyses (Fulpen, 1988; shortage include the poor and the low- and low-mid-
Kang & Jeon, 2021). Lack of adequate housing still dle-income groups of population. The objective of
remains a major challenge in the cities of the develop- this study was to evaluate housing poverty at the level
ing countries of the eastern and western hemispheres of India – nationally – based on selected indicators
alike (Davis, 2011; Jochen et al., 2018; Teotia, 2015). using secondary data sources. It concluded that hous-
Among those focused on urban livability, a good ing poverty is determined by socio-economic and
chunk of work has analyzed cities at global and political systems in the country (Sandhu, 2000). This
regional scales while dissecting the relationship of occurs because of the fragile status of their employ-
the residents with their physical and built environ- ment which is a manifestation of overall declining
ment, along with the available services detrimental quality of employment in the post-Fordist era, impact-
to meeting the expectations of its dwellers (Alderton ing all across the world from the Uber-capitalist3 cul-
et al., 2019; Kovacs-Györi et al., 2019, Kundu, 2016; ture, along with overall lower levels of human capital
Saitluanga, 2014; Pacione, 1990). In much of these attainments predominant among the immigrants(Coe
research, the scales of analyses have varied depending et al., 2012) that comprise the largest shares of urban
on the objective of each research. In general, though, dwellers in the expanding slums in the mega-cities
several scholars have ranked livability based on spe- of a developing economy like India (Sharma, 2017).
cific types of weighted indices, as well as statistical
models that explored the livability characteristics and
patterns (Alderton et al., 2019, Paul & Sen, 2018, 3
A culture predominant in post-Fordist era where merit takes
Salama and Wiedmann, 2016). Our review of relevant a back seat and merit is largely bought by money.

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In addition, their lack of education and awareness two censuses (2001–2011) so as to better understand
along with lower financial status poses more frictions the areas needing future attention.
within a corrupted political and bureaucratic system. The rest of the paper follows in three sections. The
When evaluating housing related research, most research design section discusses the science behind
studies have analyzed the questions surrounding the selection NCT-Delhi for this study, the districts as
growing urbanization and emerging housing short- the scale of analysis, sources of data, and the meth-
age in India as a whole (OECD, 2019). A small num- odological steps involved in addressing the research
ber has focused on the constraints faced by the real objectives. The results and discussion section
estate developers and their role in bridging the gap explains the findings from the multi-step data analysis
through affordable housing – though this too has that engaged in statistical computation of the housing
focused on India as a whole (Anonymous, 2012). shortage index, as measured here by the Composite
Challenges related to affordable rental housing and Index, and various cartographic and descriptive sta-
need to develop enabling environment with macro- tistical analyses. Finally, the conclusions highlight the
economic policies to achieve the target of housing for major findings pertaining to the spatio-temporal vari-
all in India has also comprised focus of others, though ations in housing shortage within and among the nine
again at the national level (OECD, 2019; Sriram, districts of NCT-Delhi.
2021). Further, at the national level, the topic of hous-
ing poverty and housing shortage has been addressed
by few (Ahmad, 2015; D’Souza, 2019; Kumar, 2015), Research design
but none of these have addressed the issue within
a city or a state to provide better insights into the The study area and scale of analysis
intra-city variations. Research on homelessness has
also gotten attention from researchers (Sattar, 2014; We chose NCT-Delhi for this study because of its
Kumuda, 2014. Sattar (2014) concluded that the most socio-economic and political significance at national
vulnerable sections in our society are experiencing and international scale. Within the context of India,
homelessness; most of these are engaged in varieties Delhi holds special place due to its national and
of informal economy such as casual wage laborers, global significance as a political and economic hub in
rickshaw-pullers, construction laborers, rag-pickers, the fastest growing region of the world. It contributes
and domestic help. This study was also conducted at to the country’s economy through significant shares
the state level in India, hence providing a macro-scale of total employment and tax revenues. According
analysis. This study addresses housing shortage in to the Master Plan of Delhi (MPD 2021), Delhi is a
the National Capital Territory of Delhi, India, using major center for wholesale markets dealing with tex-
its nine districts as the scale of analysis, for the years tiles, stationery, iron and steel, auto parts and modern
2001 and 2011 and its change over the decade.4 Given technology. Given the focus of this research, we also
the lack of focus on an important critical aspect of found that out of the five largest metropolises of India,
housing, this research aims to fulfil two main objec- Delhi ranked as the one with the highest density of
tives: (1) to understand the change in total numbers population added during the 2001–2011 decade
of households and its density in the districts of NCT- (+ 1,980 people per square kilometer) (Table 1:A). As
Delhi, and (ii) to measure the inter-district spatio- such, it made sense to contextualize the problem of
temporal patterns of housing shortage during the last housing shortage in Delhi.
Delhi is located by the banks of river Yamuna and
is surrounded by the state of Uttar Pradesh to its east
4
and Haryana to its north, west and south. Within its
Due to the unprecedented delay in the Census 2021 count in
India, we are unable to conduct this analysis for the 2021 Cen- 1,483 sq. km. of areal sprawl, Delhi is home to 16.4
sus, which would have been ideal to measure two decades of million people in 2011, which was 13.85 million in
housing shortage in India and in NCT-Delhi. However, within 2001, exhibiting a growth rate of more than 2% per
the contextual framing of housing shortage as suggested by annum (Census of India, 2011). Its 2011 population
Amitabh Kundu, we hope to highlight the intra-urban shortage
in NCT’s districts such that adequate attention can be drawn density of 11,320 people/sq. km is one of the high-
toward those specific regions. est among world’s largest mega cities, with intra-city

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Table 1  Change in population size and population density in India’s five largest metropolises (A) and change in household density
in Delhi (B), 2000, 2011 and 2001–2011
A: Population Growth and Change in Density in Top Five Metropolises of India, 2001 and 2011
City Population (Million) Population Growth (%) Density of Population, Increase in Population Density
(People/ sq. km.)
2001 2011 2001–2011 2001 2011 2001–11

Mumbai 11.91 12.44 4.4 19,758 20,634 + 876


Delhi 13.85 16.4 21.2 9,340 11,320 + 1,980 (Highest)
Kolkata 13.22 14.1 6.7 24,718 24,306 − 412
Chennai 6.42 8.7 35.5 24,963 26,553 + 1590
Bangalore 5.69 8.5 49.4 2,985 4,378 + 1393
B: Number of Households and Change in Household Density in Delhi, 2001 and 2011
Districts No. of Households Area Household Density Difference in Household
(Sq. km.) (Households/Sq. km) Density, 2001–2011
2001 2011 2001 2011

North-West 5,22,254 7,32,966 443 1179 1655 + 476


North 1,40,688 1,74,779 61 2306 2865 + 559
North-East 2,92,357 4,04,676 62 4715 6527 + 1812
East 2,65,990 3,57,173 63 4222 5669 + 1447
New Delhi 38,120 32,051 35 1089 916 − 173
Central 1,16,182 1,15,090 21 5532 5480 − 52
West 4,07,473 5,30,467 130 3134 4081 + 946
South-West 3,31,373 4,91,521 421 787 1168 + 380
South 4,39,712 5,68,863 247 1780 2303 + 523
NCT-Delhi 25,54,149 34,07,586 1483 1722 2298 + 575

Source: (A)Source: Census of India, 2001 and 2011 available at https://​mohua.​gov.​in/​cms/​number-​of-​citie​s--​towns-​by-​city-​size-​class.​


php, and https://​www.​cityp​opula​tion.​de/​en/​india/​mahar​ashtra/ and (B) Census of India, 2001–2011(Bold values represent high posi-
tive change, Italics are negative chance)

density varying from 4,057 persons in New Delhi analysis as rich quality data is available at this scale
district to 36,155 persons in North-East Delhi district for both census years of 2001 and 2011. Given the
(Census of India, 2011). North-East district in NCT- focus of this analyses limited to 2011 (due to unprec-
Delhi is also the highest population density in Asia edented delay in 2021 Census count), districts were
at the district (intra-city) level. In terms of population the finest scale at which decadal change analysis was
size, the North-west district is the largest district, with possible.
almost more than 20% population out of all remain-
ing districts, and in 2011, it contained more than 3.5 Data sources and methodology
million compared to others. Only four out of nine
districts had population exceeding 2 million whereas This study collates rich quality secondary data
New Delhi district had the least at 0.58 million (Cen- from various sources. These include the Census of
sus of India, 2011). In this study, we focus on the India reports (2001, 2011a, 2011b), District Cen-
nine districts of NCT-Delhi as our scale of analysis. sus Handbooks (2011), Government of India reports
These include the North, North-East, East, South, etc. Relevant data are collected, sorted, filtered, and
South-West, West, North-West, Central Delhi and processed based on the objectives of this research.
New Delhi districts (Fig. 1). Districts serve as a good Authors’ primary observations, lived in experi-
point of intervention for intra-urban housing poverty ences, participant observations and neighbourhood

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266 GeoJournal (2023) 88:261–278

Fig. 1   The Study Area.


Source: Prepared by authors
based on Census of India,
2001 and 2011

reconnaissance during numerous urban-focused field- are various methods available for normalization of
based research projects also substantiate our analyti- data and combining them using composite index to
cal findings that corroborate the census-based find- identify regional patterns which are used by differ-
ings. Regarding measuring housing shortage in an ent scholars in urban, rural and regional level studies
urban context, scholars have relied upon a variety of (Greco et al., 2019). The standardized z-score method
methods and indices, often using normalization pro- has been applied at the block level (sub-district level)
cess along with a combination of variables that make in the city-level studies such as Jaipur and Hyderabad
most sense to the research question addressed. There (Kumar and Sharma, 2016, Sehra and Punia, 2019).

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Table 2  Selected group Group Group Indicator Unit


and indicators to measure
housing shortage I The Obsolescence Factor Non-serviceable households %
Dilapidated households %
II The Congestion Factor Household size %
Source: Adopted and
Modified from Technical Dwellings with two rooms and less: %
Group on Urban Housing III Homeless People Homeless Households %
Shortage for the 12th Plan Households living in rented accommodation %
(TG-12)

In other context, proportionate standardized mean homes are the decayed shelters (DCHB, 2011). The
method has been adopted at the regional level to Census of India identifies and classifies the census
measure the agricultural development in a plateau houses into good, livable, and dilapidated – based on
area of the State of Odisha (Abhay and Patra, 2018). the perception of the respondents of their home qual-
The min-max method is quite popular and has been ity, and hence there is an element of subjectivity in
largely used to measure the performance of sustaina- these definitions (Census of India, 2001). Proper
ble development goals achievement with reference to maintenance and lack of sufficient funds create an
the set targets in India at the state level (Niti Aayog, ideal condition for increase in poorer quality housing
2021). These methods have been used at the micro and hence a decline in livable and affordable housing.
to macro level to identify the regional patterns and The congestion factor implies a situation when
variations in development based upon data standardi- the overall density of housing within an area is unac-
zation, and then calculating the composite index. In ceptable – creating very congested conditions which
our current study, we use the Kundu (1980) method could be dangerous for human life. This group is
because of its simplicity and ease of its application measured by average household size, and numbers of
and understandability among the larger scholarly dwellings with two rooms and less. It is hypothesized
and generic audience. As such, to measure housing that the households larger in size are more congested
shortage (i.e., housing poverty) – the core focus of than those smaller in size. However, the current indi-
this research, we create a composite index that uses cator alone doesn’t depict a complete picture, and
six different and yet related indicators, data for which hence we also use the second indicator to account for
are gathered under three groups. These three groups this aspect of congestion. Thus, the second indicator
of indicators were also adopted by the TG-12 of the assumes that higher the percentage of dwellings with
Government of India (GoI, 2012). The three groups two rooms and less, higher is the congestion within
of indicators include: (I) the obsolescence factor, (II) an area. Higher congestion in an area explains that
the congestion factor, and (III) the homeless people. the shortage of housing is high. Please note that these
Each of these three groups are represented by two indicators taken collectively reflect the field-based
indicators each (Table 2). nuanced understanding of congestion and housing
The obsolescence factor reflects the household shortage in Delhi, and that the dwellings with two
units that are in poor or bad condition to a level that rooms or less many not necessarily imply the same
they can be repaired and made livable (GOI, 2012). meaning in the context of other cities or other coun-
These shelters are of substandard quality and lack tries. This, this indicator is specific to NCT-Delhi.
safety to human life. This group is represented by two Finally, the third group of indicators include
indicators: the percentage of non-serviceable house- aspects of the homeless people. Homelessness occurs
holds and percentage of dilapidated households in due to many factors such as lack of affordable housing
the district in the year 2001 and 2011. Non-service- and/or capability to pay rent. Lower income groups
able households cannot be repaired and are made and the marginalized sections of a society such as
of locally and freely available materials like thatch, the unemployed, working poor, and the elderly gen-
bamboo, plastic or polythene etc. These houses are erally have lower levels of residential ownership
highly vulnerable and mostly located in the congested (owned and rented both) because of high cost of rent-
areas comprising the poorest of families. Dilapidated ing, buying or constructing a house (Kumar, 2016).

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As such, this aspect is represented by two indicators: Results and discussion


homeless households and households living in rented
accommodation. According to the Census of India Increase in households and their density, 2001–11
(2011), the households who do not reside in census
houses or buildings are termed homeless Households. The total number of households in Delhi has increased
These homeless households are found to be located by 0.85 million during the decade of 2001–2011
along the roadside, under the flyover, pavements, in (Table 1:B). Consequently, the household density has
hume pipes,5 places of worship, railway platforms also increased during the same period, with average
etc. People with no income or low income are una- household density increasing from 1722 (2001) to
ble to afford a house in a megacity, and hence, settle 2298 (2011). During 2001, its value ranged from 787
down in rented accommodation. Thus, both indicators per sq. km. in South-West district to 5,532 households
together reflect housing shortage based on the eco- per sq. km. in Central Delhi district, whereas in 2011,
nomic criteria. it ranged from a minimum of 916 per sq. km. in New
All the six indicators discussed above are inte- Delhi to 6,527 per sq. km. in North-East district. For
grated into composing an index – by using the com- overall NCT-Delhi, the household density increased
putation process illustrated in Kundu (1980). This by 575 households per sq. km. during this decade,
Composite Index is calculated by normalizing the contributing toward far more congestion.
data, using the Eq. (1) below (Kundu, 1980). At the At the district level, most of the districts expe-
district level, a scale-free composite index is obtained rienced increase in household density except two
by dividing each observation of indicator by its mean -- Central and New Delhi where it declined. These
value. All these values are then combined for each two districts, Central (-52) and New Delhi (-173) are
district and finally, by dividing the summed value by located in the core/downtown of the city and due to
N (Eq. 1) a composite index for the housing shortage higher congestion and high cost of renting or own-
is developed. ing (Table 1:B), people now prefer to move into the
( ) peripheral areas, with relatively lesser congestion and
n
∑ Xi better housing condition. Central Delhi district had a
Composite Index (CI) = ∕N (1)
i=1 Xi maximum population density of 5,532 households per
sq. km. in 2001, and this district contains some of the
where, Xi is indicator I, X i ismeanof indicatori., and N most famous old historical spaces of the city – with
is the number of indicators. its core and major markets like the Chandni Chowk,
In this index, a higher value represents a Kamala Market, Old Delhi, and the like. In 2011,
higher level of housing shortage and vice-versa. North-East Delhi, with the highest population density,
Based on the values computed for all the districts, has concentrations of more than 6,500 households per
using these 6 indicators across NCT-Delhi, we further sq. km. This district also grew by the greatest number
classify the computed housing shortage, at the district of households –an increase of 1,842 households dur-
level, into three – high, moderate, and low. We use ing the decade. Also worth noting is the fact that out
the cut off values of 35th and 65th percentiles as the of all nine districts of Delhi, the presence of home-
categories of low (CI < 35th percentile), average (CI less households increased in all (Table 3:A), whereas
between 35 and 65th percentile) and high (CI > 65th seven out of nine districts showed increase in rental
percentile). This is followed by explanation of the accommodation households. In terms of percent
local-level factors that could be responsible for hous- dwellings with two or lesser rooms, only East dis-
ing shortage in these districts. trict showed increase (0.21) whereas others showed
decline. In general, the indicators of non-serviceable
households, dilapidated households, mean household
size, and dwellings with two rooms or less, almost all
5
Home pipes are huge pipes lying near the construction sites. the nine districts shows negative change – implying
When these lay there for long time, often the homeless use it good progress and betterment in these attributes in
as their shelter, since these are strong pipes made from con-
crete and other material that provide safety against rain, cold, 2011 compared to 2001 (Table 3:B and Fig. 5).
etc.

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Table 3  Status of Selected Indicators at NCT-Delhi Level and District Level, 2001, 2011 and Change
A: Change in Six Parameters, Overall Delhi
Selected Indicators 2001 2011 Change (2011–01)

Non− serviceable households 1.29 0.5 − 0.79


Dilapidated households 5.94 2.88 − 3.06
Household size 5.1 4.9 − 0.20
Dwellings with two rooms and less: 65.97 63.12 − 2.85
Homeless Households 0.39 0.68 + 0.29
Households living in rented accommodation 28.82 30.89 + 2.07
B: Percent Change in Six Parameters, District Scale Analyses
Districts Non− Serviceable Dilapidated Mean House- Dwellings with two Homeless Households in
Households Households hold Size rooms/less Households Rental Accommo-
dation

North West − 0.28 − 1.98 − 0.49 − 1.20 0.14 4.38


North − 3.95 − 5.11 − 0.47 − 5.13 0.97 − 3.22
North East − 0.51 − 2.26 − 0.51 − 2.56 0.11 2.68
East − 1.44 − 2.17 − 0.72 0.21 0.25 5.84
New Delhi − 0.59 − 5.28 − 0.27 − 2.40 2.17 7.94
Central − 2.63 − 3.36 − 0.50 − 3.70 1.74 − 7.68
West − 0.13 − 2.66 − 0.43 − 3.59 0.16 3.60
South West − 0.29 − 2.42 − 0.63 − 5.02 0.11 2.85
South − 0.50 − 2.40 − 0.35 − 2.62 0.48 2.20
C: Descriptive Statistics and Percentile Values

Mean − 1.15 − 3.07 − 0.49 − 2.89 0.68 2.07


Range 3.82 3.30 0.45 5.34 2.07 15.63
Minimum − 3.95 − 5.28 − 0.72 − 5.13 0.11 − 7.68
Maximum − 0.13 − 1.98 − 0.27 0.21 2.17 7.94
20th − 2.63 − 5.11 − 0.63 − 5.02 0.11 − 3.22
35th − 1.01 − 3.01 − 0.51 − 3.65 0.15 2.44
40th − 0.59 − 2.66 − 0.50 − 3.59 0.16 2.68
50th − 0.51 − 2.42 − 0.49 − 2.62 0.25 2.86
60th − 0.50 − 2.40 − 0.47 − 2.57 0.48 3.60
65th − 0.40 − 2.33 − 0.45 − 2.48 0.72 3.99
80th − 0.28 − 2.17 − 0.35 − 1.20 1.74 5.84
Source: Calculated by authors based on data collected from Census of India, 2001 and 2011, Negative Change implies that the val-
ues were lower in 2011 than in 2001 and vice versa. Cells with positive values (shaded) indicate that these attributes were higher in
2011 than in 2001

Indicators for housing shortage districts have more than 1% of their total households
in ‘non-serviceable’ category; in 2011, however, less
The obsolescence factor than 1% of households in all these districts were non-
serviceable. This speaks of significant progress, with
Non-Serviceable Households: Over the decade, things moving in the right direction as far as service-
the number of non-serviceable households have able housing is concerned. In 2001, almost 1.3% of
declined in Delhi, from 1.29% in 2001 to 0.5% in total households in NCT-Delhi were non-serviceable,
2011 (Table 3:A) as well as in all the districts. Five which reduced to 0.5% by 2011. The distribution of

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Fig. 2  Indicators reflect-


ing Obsolescence Factor.
Source: Prepared by authors
based on Census of India,
2001 and 2011

such households was largely in the districts of North, and North (-3.22) are the only two that indeed showed
Central and East Delhi in 2001. However, the spatial decline.
patterns and concentration of these changed signifi- Dilapidated Households: Dilapidated house-
cantly by 2011. This distribution pattern is more vis- holds include houses in decayed or in deteriorated
ible in North-West Delhi, New Delhi and East Delhi shape. Houses become decayed due to poor mainte-
districts (Fig. 2A). Indeed, the percent change in all nance and lack of investment in improving the hous-
the size parameters illustrating various aspects of ing quality (Dey, 2020). Like the non-serviceable
housing shortage is compiled in Table 3 (B), and as households, these households are found where peo-
is obvious, almost all the nine districts have shown ple generally are low income or with lower surplus/
growth and progress from 2001 to 2011 for the per- disposable income. We find that while the overall
cent change in non-serviceable households, dilapi- percentage of dilapidated housing has decreased
dated households, mean size of households and dwell- in NCT-Delhi from almost 6% in 2001 to 2.9% in
ings with two rooms or less (Table 3:B). The percent 2011 (Table 3:A), its geographic dispersal is indeed
homeless households, however, show increase in all expanding. Dilapidation is high in the central parts
the nine districts, and its overall cumulative effect is of the city that were historically developed long ago
felt for NCT-Delhi (Table 3 A & B); likewise, while and comprise the core of the city during 2001. The
the NCT-Delhi shows an overall gain in rental accom- districts of North, Central and New Delhi showed
modations, at the scale of districts, Central (-7.68) higher concentration of such dilapidated households
in Delhi; however, in 2011, the largest district,
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Fig. 3  Indicators of
Congestion Factor. Source:
Prepared by authors based
on Census of India, 2001
and 2011

North-West Delhi also shows higher concentration there are regional variations. North-East district has
of such households (Fig. 2B and Table 3:B). More the maximum household size in both census years
congestion areas cost much higher amounts for con- (5.7 in 2001 and 5.5 in 2011) whereas New Delhi
struction and repair work, and discontinued mainte- has the lowest household size in both census years
nance leads to further dilapidation of these house- (4.8 and 4.3 respectively, Table 3:B). The districts of
holds. Dilapidation is low in the peripheral districts North, Central and North-East belong to the highest
due to these being recently built and newly emerg- household sized parts of NCT-Delhi (Fig. 3A).
ing housing societies supported largely by various Dwellings with two rooms and less: The census
government housing schemes in North-West, West defines a dwelling room if it has walls with a door-
and South-West districts (e.g. PMAY, 2017; RAY, way and a roof. Further, it should be long and wide
2013–22). enough so that humans can easily sleep. The census
elaborates that the dwelling room should include
The congestion factor a living room, bedroom, dining room along with
drawing room, study room, servant’s room, and
Household size: The census defines household size as other habitable rooms (Census of India, 2011). Dur-
the number of people occupying a housing together. ing 2001–2011, the percentage of dwellings with
At the political unit, a district or state, this data is two rooms or less has decreased from 66 to 63%
represented by average household size. Overall, the (Table 3:A). However, the concentration of such
household size in Delhi has decreased from 5.1 to households is found in the districts of North, Cen-
4.9 during 2001–2011 decade (Table 3:A); however, tral and New Delhi, and these are located around the

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Fig. 4  Homeless House-


holds. Source: Prepared by
authors based on Census of
India, 2001 and 2011

highly developed core of the city. East Delhi doesn’t labor engaged here in a variety of formal and infor-
show any change, whereas other districts have shifted mal economic sectors have migrated from surround-
from low to a moderate category of dwelling size and ing states, and are barely able to meet their ends meet,
vice-versa (Table 3B and Fig. 3B). and are generally struggling for purchasing the houses
here (Sattar, 2014; Sharma, 2017). This forces them
The homeless to live by the street sides and on footpaths and in tem-
porary night shelters -locally known as rain basera
Homeless Households: In Delhi, the number of (authors’ field reconnaissance).
homeless households has increased from 10,044 in Households living in rented accommodation: A
2001 (0.39%) to 23,175 in 2011 (0.68%) (Table 3:A) household is considered living in a rented house if
(Census of India, 2011). Figure 4A clearly displays rent is paid or contracted for by the household in cash
the spatial pattern of homeless households across or in kind. More than one-fourth of the households in
the districts. All the nine districts have experienced Delhi are rental accommodation. It has crossed 30%
increase in total number of homeless households percent mark in 2011 from 28% in 2001 and is esti-
during this decade. The maximum homeless popula- mated to be around one-third in 2021. Rental house-
tion lives in the Central Delhi district in both census holds are concentrated toward the south and south-
years– 2.10%in 2001 and 3.84% in 2011 (Fig. 4A). eastern parts of NCT-Delhi (Fig. 4B). The quality of
This area is regarded as the historical/traditional cen- housing is better in these parts of Delhi and these also
tral business district of Delhi, which houses numer- comprise the more expensive housing. Even though
ous historically developed businesses from ages. The many people can’t afford the higher costs, many

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families still prefer better quality housing, and hence opportunities, the educated genre prefer renting in
rent in these locations (authors’ field reconnaissance). these locations, hence attributing to increase in per-
The rural–urban fringe characteristics are more domi- centage of rented accommodations over the decade
nant towards west and north-west Delhi where hous- (Fig. 6).
ing ownership is high. Finally, based upon the indicators discussed above,
the housing shortage index is measured by the Com-
Spatio‑temporal patterns of housing shortage and posite Index using Kundu’s (1080) methods. All the
change, 2001–2011 nine districts are grouped into three categories in
terms of housing shortage (35th and 65th percen-
We also map the change variable for all six param- tile values as the cut-off scale). We find that out of 9
eters comprising the housing shortage index of the districts, 3 districts (North, Central and New Delhi)
Composite Index (Fig. 5). To better understand the fall in high shortage category (CI > 1.0) in 2001. All
inter-district variation, we use the 2­ 0th percentile val- these districts have shown higher values for most
ues as the cut-off level for mapping these patterns indicators. These districts are in the central parts of
and we find that in terms of percent non-serviceable Delhi, characterized with historical development with
households and dilapidated households, in general, unplanned urbanization. All these factors have con-
the north and northwestern parts of Delhi have the tributed toward higher congestion in these areas (e.g.
highest negative values (implying improved condi- Chandni Chowk located in Central Delhi). New Delhi
tions over 2001 to 2011). It is attributed to the expan- area is characterized by commercial activities where
sion of newer housing development near and around migrant population comprise large numbers and are
the Rohini residential area due to which housing qual- generally homeless. Due to multi-story accommo-
ity has improved a lot during the 2001–2011 decade. dation patterns, the congestion factor also becomes
In terms of dwellings with two rooms or less, the high. Even in 2011, the same three districts show
North, Southwest, West, South and Central districts highest housing shortage. These three districts have
made the highest negative change (implying that they remained as the most housing poor/shortage category
had lower values in 2011 compared to 2001). Only in 2001 and 2011 both.
East district showed positive change (0.209) for this Districts located in the western parts of the study
parameter, corroborating with the fact that this is that area exhibit lower housing shortage due to low pop-
part of Delhi that houses the highest and the dens- ulation and large geographical coverage (below 0.8)
est presence of slums and informal settlements. Over during 2001. Four districts, namely, North-West,
time, in many of these communities, paternal prop- West, South-West and North-East fall in this category.
erty gets divided equally among the male children and The lived-in experiences of author(s) suggest that
consequently the size of the houses gets smaller and in these districts, people have single-storied homes
smaller. Thus, in East Delhi district, the dwellings with complete ownership. These areas include the
are relatively smaller in size with two rooms and less sub-districts of Najafgarh, Narela, and Punjabi Bagh
and there is dominance of such units in this location. – largely located in the west, north-west and south-
Finally, as noted earlier too, the presence of home- western parts of Delhi, where population density is
less households has increased across all nine districts, relatively low. Simultaneously, in the sub-districts of
with the highest gain in New Delhi and Central dis- Seemapuri and Seelampur, the population density is
tricts, whereas the highest positive gain in terms of also high, but these comprise the rental homes; how-
rental accommodations have occurred in New Delhi, ever, the percentages of rented accommodation are
East and Northwest districts, whereas the only two comparatively low. But during 2011, three out of four
districts that showed decline in rentals include Cen- districts have jumped from low housing shortage to
tral and North districts (Fig. 5: lower row). New moderate housing shortage (index score between 0.8
Delhi and Central Delhi comprise the core of the city and 1.0). It reflects that during the decade, the hous-
and represent the central business district also; conse- ing demand has increased due to increase in popula-
quently, the housing cost is very high, making it very tion size. South Delhi and East Delhi district shows
difficult to afford a home in these districts. However, moderate housing shortage and have been in the same
given the attraction factor of these centrally located category during both the census years.

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◂Fig. 5  Percent Change in Six Indicators in Delhi, 2001–2011. resource base and continues to top the global chart in
Source: Calculated by authors and prepared based on Census terms of its economic and political power.
of India, 2001 and 2011
In this analysis, we find that all the three groups
selected for identifying the housing shortage illustrate
Owning a home in Delhi, the capital of India, is the reality on the grounds. The extremely high level
a dream of many people who come here in search of congestion is felt because a huge number – + 1,980
of work. Authors’ lived-in experiences suggest that more people got added in terms of population den-
a single room dwelling costs approximately 10–12 sity, and more than 575 households have gotten
times the average middle-class income in North-East added per square kilometre just during 2001–2011.
Delhi, and that too in a highly congested community. This is an enormously high density of urban popu-
The average cost of homes in Delhi is so high that lation explosion and urban development based on
without financial support or loans, it is too difficult to any international parameter of sustainable and qual-
buy a home. As mentioned earlier, a home contributes ity living. While the housing shortage in urban India
toward quality of life, and if most part of a house- is amplifying, its worsts effects are felt far greater
hold’s total income is spent on housing, it leaves the among the poorer segments of these urban dwellers,
family with far less money to spend on other neces- many of whom are forced to take shelters in the hume
sary expenses such as food, children’s education, pipes and become homeless. This analysis shows an
medicine, clothing, etc., and hence how much a per- unpleasant statistic, with positive growth in the home-
son spends on housing does impact the overall qual- less households across the board. This is an unaccep-
ity of life of the family. As such, many people prefer table truth, given that we are in twenty-first century
rental accommodation, which indirectly also attrib- India, and a timeline wherein India boasts itself of
utes toward negligence in maintenance and repairs of becoming the third largest economy in the world in
home – adding to the overall dilapidation of the hous- less than a decade. This poses serious questions and
ing stock. These conditions further get aggravated challenges for policymakers as to what they can do to
when government does nothing to provide affordable provide better quality and affordable housing.
housing with sufficient space and livable amenities. At the level of Delhi, the obsolescence and con-
gestion factors show overall decline, but the dis-
trict-level regional variations are worrisome. The
Conclusions homeless households have shown increasing trend,
which is adding to the numbers of rental accom-
This analysis aimed to understand the spatio-tem- modations, as well as in the mushrooming of slums,
poral patterns of housing shortage in NCT-Delhi especially by those who can’t afford to rent. The
during 2001 and 2011, using the novel Composite spatial patterns of housing shortages show increase
Index, using the districts as the scale of analysis. We with time, which is not a welcoming news for any
found that during 2001–2011, an overall increase of administration. The districts have moved in the
0.85 million homes in Delhi was accompanied by an moderate level of housing shortage category from
increase of density of 575 households per sq. km., the low-level of housing shortage category, hinting
thence contributing toward greater built-area density, toward the upcoming magnitude of the problem.
and making the city more congested. Further, NCT- Therefore, it is recommended that appropriate inter-
Delhi has experienced a rapid population growth ventions be made from the state and the central gov-
during this period, and this trend is expected to con- ernment that can control further aggravation of this
tinue in the future, with growth vertically as well as problem. NCT-Delhi holds a special place in the
horizontally. Such uncontrolled increase in popu- country regarding its political economic standing
lation requires investment by government and pri- in the eastern hemisphere as well as in the world,
vate–public partnership-based developers and build- and there is a need to bring in special types of urban
ers who can build affordable and quality housing so housing and dwelling program to its residents to
that the economic contributions of migrating people keep the mega-city an attractive place to live and
can continue with these mega-city engines of eco- work.
nomic growth and expansion. Delhi has large human

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Fig. 6  Spatio-Temporal
Patterns of Housing Short-
age in NCT-Delhi. Source:
Calculated by authors and
prepared based on data
from Census of India, 2001
and 2011

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