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A Proof of The Trace Theorem of Sobolev Spaces On Lipschitz Domains
A Proof of The Trace Theorem of Sobolev Spaces On Lipschitz Domains
ZHONGHAI DING
1. Introduction
Sobolev spaces play an important role in the study of partial differential equa-
tions on smooth and nonsmooth domains and their boundary value problems. So far
the studies of these problems have shown that such spaces are quite appropriate and
natural. In recent years, boundary value problems on Lipschitz domains and the
method of layer potentials for their solutions have attracted attention in both pure
and applied mathematics (see [6], [7], [9] and the references therein). On the other
hand, there are a lot of engineering problems such as point sensor placements at
vertex points of the boundary in the mechanical engineering, corrosive engineering
and spacecraft, point controllers at vertex points of the boundary in the stabiliza-
tion of structural dynamics, etc., which require very careful local analysis around
vertex points of the boundary (see [3] and the references therein). Thus Sobolev
spaces on Lipschitz domains play a very important role in those studies. Most
properties of Sobolev spaces on Lipschitz domains are rigorously proved (see [1],
[5], [8]). But a complete proof of the trace theorem of Sobolev spaces on Lipschitz
domains has not appeared in the literature, to the best of the author’s knowledge.
On a bounded Lipschitz domain Ω with boundary ∂Ω, we can only define H s (∂Ω)
in a unique invariant way for |s| ≤ 1. Thus the trace properties are different from
that of Sobolev spaces on smooth domains. For Lipschitz domains, E. Gagliardo
[4] (1957) proved the trace theorem for H s (Ω) where 12 < s ≤ 1. D. S. Jerison and
C. E. Kenig [6] (1982) stated the trace theorem for the case s = 32 without any
proof. M. Costabel [2] (1988) proved a trace theorem on special Lipschitz domains
for the range 1 < s < 32 . However, he did not use the natural intrinsic norm on
H s (∂Ω). It is not obvious that the trace norm in (4.17) of Costabel’s paper [2]
is equivalent to the natural intrinsic trace norm. Because of the needs in studies
[1], [8]). According to [1] and [5], when s = m + σ and 0 < σ < 1, H s (Ω) can be
equipped with an equivalent and intrinsic norm
12
X Z |D u(x) − D u(y)|
α α 2
kuks,Ω = kuk2m,Ω + dxdy .
|x − y|
N +2σ
|α|=m Ω×Ω
Definition 3 (see [5]). Denote by H s (∂Ω) (0 < s < 1), the Sobolev trace space,
the space of all distributions u defined on ∂Ω such that
Z Z 2
|u(x) − u(y)|
|u(x)| dσx +
2
N −1+2s
dσx dσy < +∞.
∂Ω ∂Ω×∂Ω |x − y|
and
∂Ω = x ∈ <N | xN = ϕ(x0 ), x0 ∈ <N −1 .
Lemma 1. Let Ω be a special Lipschitz domain. Define a linear operator Tϕ :
L2 (Ω) → L2 (<N
+ ), where <+ = x ∈ < | xN > 0 , by
N N
+ ) for 0 ≤ s ≤ 1.
Then Tϕ is a bounded linear operator from H s (Ω) to H s (<N
594 ZHONGHAI DING
Proof. From the definition of Tϕ , it is easy to verify that Tϕ ∈ L(L2 (Ω), L2 (<N
+ )),
where L(X, Y ) always denotes the space of all linear bounded operators from X to
Y . If u ∈ H 1 (Ω), then a simple computation yields
∂ ∂ ∂ ∂ϕ 0
(Tϕ u)(x) = u(x0 , xN + ϕ(x0 )) + u(x0 , xN + ϕ(x0 )) (x ),
∂xi ∂xi ∂xN ∂xi
1 ≤ i ≤ N − 1,
∂ ∂
(Tϕ u)(x) = u(x0 , xN + ϕ(x0 )).
∂xN ∂xN
Since ϕ is uniformly Lipschitz continuous with Lipschitz constant M , Tϕ u ∈ H 1 (<N
+)
and
(1) kTϕ ukH 1 (<N
+
) ≤ CkukH 1 (Ω) ,
N −1
Any u ∈ L2 (<N
+ ) can be understood as a function from <+ to L (<
2
), i.e.
xN → u(·, xN ),
thus u ∈ L2 (<+ , L2 (<N −1 )).
Lemma 2. Let Ω be a special Lipschitz domain. Let Tϕ be as defined in Lemma 1
and 1 ≤ s ≤ 2. Then Tϕ is a bounded linear operator from H s (Ω) to
H s (<+ ; L2 (<N −1 )) ∩ H s−1 (<+ ; H 1 (<N −1 ))
Proof. By Lemma 1,
(2) Tϕ ∈ L(H 1 (Ω), H 1 (<+ ; L2 (<N −1 )))
and
(3) Tϕ ∈ L(H 1 (Ω), L2 (<+ ; H 1 (<N −1 ))).
Let u ∈ H 2 (Ω); then we have
∂k ∂k
(T ϕ u)(x) = u(x0 , xN + ϕ(x0 )), k = 1, 2, a.e. x ∈ <N
+.
∂xkN ∂xkN
Thus Tϕ u ∈ H 2 (<+ ; L2 (<N −1 )) and
kTϕ ukH 2 (<+ ;L2 (<N −1 )) ≤ kukH 2 (Ω) .
Hence
(4) Tϕ ∈ L(H 2 (Ω), H 2 (<+ ; L2 (<N −1 ))).
Note that for u ∈ H 2 (Ω),
∂ ∂ ∂ ∂
(Tϕ u)(x) = u(x0 , xN + ϕ(x0 )) + u(x0 , xN + ϕ(x0 )) ϕ(x0 ),
∂xi ∂xi ∂xN ∂xi
1 ≤ i ≤ N − 1, a.e. x ∈ <N
+;
A PROOF OF THE TRACE THEOREM OF SOBOLEV SPACES 595
and
∂2 ∂2
(Tϕ u)(x) = u(x0 , xN + ϕ(x0 ))
∂xN ∂xi ∂xN ∂xi
∂2 ∂
+ 2 u(x0 , xN + ϕ(x0 )) ϕ(x0 )
∂ xN ∂xi
1 ≤ i ≤ N − 1,a.e. x ∈ <N+.
and
v
uN −1
u X ∂ϕ 2 p
1≤t (x0 ) +1≤ 1 + (N − 1)M 2 ,
i=1
∂xi
p Z
≤ 1 + (N − 1)M 2 |u(x0 , ϕ(x0 ))|2 dx0
<N −1
Z
|u(x0 , ϕ(x0 )) − u(y 0 , ϕ(y 0 ))|
2
+ {1 + (N − 1)M 2 } N −1+2s
dx0 dy 0
<N −1 ×<N −1 |x0 − y 0 |
Hence
1 p
(7) N −1+2s kSϕ uks,<N −1 ≤ kuks,∂Ω ≤ 1 + (N − 1)M 2 kSϕ uks,<N −1 .
(1 + M 2 ) 4
Proof. For 1
2 < s ≤ 1, applying the trace theorem on half-space <N
+ [[1], [8]], we
have
1
γ0 is a bounded linear operator from H s (<N
+ ) onto H
s− 2
(<N
0 ).
A PROOF OF THE TRACE THEOREM OF SOBOLEV SPACES 597
≤ C3 kukH s (Ω) ,
and the Ci ’s always denote constants dependent on ∂Ω. Thus γ|∂Ω is a bounded
1
linear operator from H s (Ω) to H s− 2 (∂Ω).
Lemma 4. Let 1 < s < 32 . The trace operator γ0 is a bounded linear operator from
H s (<+ ; L2 (<N −1 )) ∩ H s−1 (<+ ; H 1 (<N −1 )) onto H s− 2 (<N −1 ).
1
and
W (<) = H s (<; L2 (<N −1 )) ∩ H s−1 (<; H 1 (<N −1 )).
Define the extension operator P0 from W (<+ ) to W (<) by
u(x0 , xN ), if xN > 0,
P0 u(x) =
6u(x0 , −xN ) − 8u(x0 , −2xN ) + 3u(x0 , −3xN ), if xN < 0.
It is easy to verify that P0 is well defined and P0 ∈ L(W (<+ ), W (<)). For any
u ∈ W (<), define the norm of u by
Z 12
0
kuk∗ = ((1 + |ξN |) + (1 + |ξN |)
s s−1
(1 + |ξ |)) |û(ξ)| dξ
2 2
,
<N
Z +∞
1 1
=4 dy
(1 + |ξ 0 |)2s−1 1 (y s + y s−1 )2
1+|ξ0 |
Z +∞
1 1 C(s)
≤4 dy ≤ ,
(1 + |ξ 0 |)2s−1 0 y 2s + y 2s−2 (1 + |ξ 0 |)2s−1
4
where C(s) = 2π + . Therefore for any u ∈ W (<+ ), we have
3 − 2s
kγ0 uk2 s− 1 = k(P0 u)(·, 0)k2 s− 1
H 2 (<N −1 ) H 2 (<N −1 )
Z 2
= d
(1 + |ξ 0 |)2s−1 P 0
0 u(ξ , 0) dξ
0
<N −1
Z Z 2
= (1 + |ξ |)0 2s−1 d
P 0
0 u(ξ , ξN )dξN dξ 0
<N −1 <
Z
≤ (1 + |ξ 0 |)2s−1
<N −1
Z Z
1 2
· dξN \
w2 (ξ 0 , ξN ) (P 0
0 u)(ξ , ξN ) dξN dξ 0
< w2 (ξ 0 , ξN ) <
Z 2
≤ C(s) d
w2 (ξ 0 , ξN ) P 0
0 u(ξ , ξN ) dξ
<N
û(ξ 0 , xN ) = f(ξ
ˆ 0 )φ(xN (1 + |ξ 0 |)),
1 ξN
û(ξ) = fˆ(ξ 0 )φ̂( ).
1 + |ξ 0 | 1 + |ξ 0 |
A PROOF OF THE TRACE THEOREM OF SOBOLEV SPACES 599
Hence
Z
kuk2∗ = ((1 + |ξN |)s + (1 + |ξN |)s−1 (1 + |ξ 0 |))2 |û(ξ)|2 dξ
<N
Z
|fˆ(ξ 0 )|2
=
<N −1 (1 + |ξ 0 |)2
( Z )
2
0 ξN
· ((1 + |ξN |) + (1 + |ξN |)
s s−1
(1 + |ξ |)) φ̂( 2
) dξN dξ 0
< 1 + |ξ 0 |
Z Z
≤ (1 + |ξ 0 |)2s−1 |fˆ(ξ 0 )|2 dξ 0 ((1 + |ξN |)s + (1 + |ξN |)s−1 )2 |φ̂(ξN )|2 dξN
<N −1 <
Z
≤C (1 + |ξ 0 |)2s−1 |f(ξ
ˆ 0 )|2 dξ 0 .
<N −1
Ackowledgement
The author thanks Professors G. Chen and H. Boas for their constant interest
and valuable suggestions in this work.
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