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The Empowerment Plan - Enhancing The Safety Plan With A CBS
The Empowerment Plan - Enhancing The Safety Plan With A CBS
The Empowerment Plan - Enhancing The Safety Plan With A CBS
Practical Innovations
The empowerment plan: Enhancing the safety plan with a CBS approach to
repertoire expansion
Jonathan H. Weinstein a, *, Emily B. Kroska b, Robyn D. Walser c
a
VA Hudson Valley Health Care System & Department of Psychiatry & Behavioral Sciences, New York Medical College, USA
b
Department of Psychological and Brain Sciences, University of Iowa, USA
c
National Center for PTSD, Dissemination and Training Division, Bay Area Trauma Recovery Clinic, Department of Psychology, University of California, Berkeley, USA
A R T I C L E I N F O A B S T R A C T
Keywords: Safety planning is an essential tool for helping those considering suicide stay safe, and it is best practice for
Suicide prevention assisting veterans who are in crisis. Further elaboration on this tool, as well as integration of empirically sup
Safety planning ported therapeutic interventions, may lead to greater engagement and possibility for change. Stanley and
Relational frame theory
Brown’s safety plan (2012) has been implemented in the Veterans Health Administration Medical Centers (VA)
Acceptance and commitment therapy
and is considered the standard of care for suicidal behavior in veterans, a population with a well-documented
Veterans
Crisis intervention vulnerability to suicide. The unique characteristics of a CBS-informed safety plan (supplemented with compo
nents of Relational Frame Theory), or Empowerment Plan, is contrasted with Stanley and Brown’s approach.
Increasing specificity with RFT provides the clinician with sets of targeted interventions to empower the patient,
providing the CBS therapist with skills to enhance safety planning. The goal is to identify multiple ways to
amplify meaning and associated action into awareness, thus, connecting the veteran with reasons and motivation
to live. The key elements of a transdiagnostic, process-focused approach to safety planning are delineated. A
description for creating a CBS-informed single-session safety plan is provided.
Suicidality is regarded as a transdiagnostic process, as it is not spe dropped out after one week of post-discharge care (Stanley et al., 2018).
cific to one disorder or syndrome. Suicidal behavior is universal, wide Of those who did not drop out at one week, 38% terminated care within
spread, and poorly predicted (Chiles, Strosahl, & Roberts, 2018). three months (Stanley et al., 2018). Limited engagement in
Though base rates of completed suicide may be low when compared to post-discharge treatment, in addition to elevated risk, not only creates
other causes of death, base rates of suicidal behavior are at an all-time substantial barriers to prevention, but limits intervention efforts as well.
high (CDC, 2020). Suicide is a concern for many former members of The onset of suicidal behavior and attempts also may create barriers
the U.S. military, many of whom receive care at the United States to intervention, with nearly half of patients reporting that the interval
Department of Veterans Affairs (VA). In 2017 the VA released a report between first suicidal thought and suicide attempt was less than 10
showing the suicide rate for veterans to be 1.5 times the rate of minutes, and 80% acted within 30 minutes or less (Deisenhammer et al.,
non-veteran adults, adjusting for age and sex (U.S. Department of Vet 2009), making timely screening and evaluation difficult at best. Taken
erans Affairs, 2019). Additionally, veterans treated for depression at VA together, veterans have a poor record of treatment engagement, are at
hospitals between 1999 and 2004 had elevated suicide risk the first 3 higher risk, and have greater acuity for a behavior that is often impulsive
months post-discharge, a rate that is 5 times that of the overall base rate and sometimes fatal. For this reason, a single-session intervention is
of depressed veterans seeking treatment (Valenstein et al., 2009) and 54 gaining recognition as a public health strategy and supports the
times the rate of the general US population (Luxton, Trofimovich, & importance of an of collaboratively developed prevention plan.
Clark, 2013).
Low treatment engagement is an added cause for significant concern, 1. Safety planning
given that the first 90 days following a suicide attempt are the riskiest
time for a subsequent attempt (Hunt et al., 2009; Monti, Cedereke, & A recommended preventive intervention for suicide is the safety plan
Öjehagen, 2010). In one study, 60% of veterans receiving VA treatment – a written document formed in partnership with the patient. The safety
* Corresponding author. VA Hudson Valley Healthcare System, Montrose, NY, 10548, USA.
E-mail address: jonathan.h.weinstein@gmail.com (J.H. Weinstein).
https://doi.org/10.1016/j.jcbs.2021.03.004
Received 22 July 2020; Received in revised form 21 December 2020; Accepted 3 March 2021
Available online 9 April 2021
2212-1447/Published by Elsevier Inc. on behalf of Association for Contextual Behavioral Science.
J.H. Weinstein et al. Journal of Contextual Behavioral Science 20 (2021) 101–107
plan creates multiple layers of behavioral alternatives to suicide and is some cases, in limited time intervals (e.g., a single inpatient stay).
generally implemented in times of crisis (Stanley & Brown, 2012). When Randomized trials investigating ACT to decrease suicidal ideation spe
developed with veterans presenting to the emergency room, the safety cifically are needed to demonstrate efficacy as compared to a control.
plan resulted in a 45% reduction in suicidal behaviors during the The three studies noted above are promising concerning ACT and its
following six months when compared to those who did not form a safety capacity to address a suicidal behavior. Indeed, the ability to deliver
plan (Stanley et al., 2018). Stanley and Brown’s (2012) safety plan is the effective and brief interventions during a suicidal crisis is of utmost
standard of care for suicidal behavior in veterans (The Joint Commis importance in addressing the growing public health problem that is
sion, 2019; US Department of Veterans Affairs, 2018). suicide. Brief interventions that may prove useful are beginning to
Stanley and Brown’s (2012) safety plan includes 6 collaborative emerge. For instance, in a randomized trial with depressed adults, three
steps. The plan is designed to provide the veteran with behaviors that single-session group ACT interventions were compared to examine how
disrupt suicidal behavior and provide an ascending support over time, much is enough to treat depression (Kroska, Roche, & O’Hara, 2020), a
depending on the outcome of the prior step. The steps include recog diagonsis often highly associated with suicidal behavior. Findings
nizing warning signs (e.g., thoughts), developing internal coping stra indicated that all intervals (90 minutes, 3 hours, 6 hours) reduced
tegies (e.g., distracting, exercising), engaging in social situations to depressive symptoms (Kroska et al., 2020). Similar single-session
distract from the crisis, calling on supportive family members or friends, intervention trials with suicidality are needed.
seeking professional supports (e.g., crisis line, therapist), and making
the environment safe (e.g., remove weapons). The veteran is encouraged 3. Constructing a CBS-informed safety plan
to start with the first step and move to the next if the first fails to
interrupt the suicidal behavior. Multiple possibilities are generated for Relational Frame Theory (RFT) is the behavioral analytic theory of
each step, and likelihood of engagement is explored by assessing ob human language underlying ACT. Increasing specificity of the safety
stacles and problem-solving. The VA guidelines indicate that any vet plan with RFT may provide targeted interventions to enhance the safety
eran who is at-risk for suicide should complete a safety plan. Risk is plan. The unique characteristics of a CBS- and RFT-informed safety plan
determined by clinical judgment or by a predictive model based on are contrasted with Stanley and Brown’s (2012) approach (see Table 1).
algorithmic analysis of VA medical records (McCarthy et al., 2015). The Empowerment Plan extends beyond changing the form of prob
Safety plans may be employed in an emergency, outpatient, or inpatient lematic behaviors to behaviors which function to augment veteran’s
setting. sense of purpose, meaning and motivation.
An important first step in establishing these enhancements is the
2. Towards a CBS-informed safety plan clinical context inherent to safety planning. The patient experiencing
suicidal ideation is likely to be reminded of feelings or thoughts asso
Given that suicidal behavior transcends diagnostic categories, ciated with pain of such magnitude that suicide seems like a reasonable
Contextual Behavior Science (CBS) might offer additional possibilities strategy to escape these thoughts and feelings (Cole-King, Green, Gask,
for enhancing the quality of safety planning by clarifying the function of Hines, & Platt, 2013). Avoidance of such reminders and any associated
the suicidal behavior in context. This allows for interventions that are context is likely to be maintained by negative reinforcement, and as
not overly focused on the form of a behavior (Hayes, 2016) such as the such, avoidant behavior may become more pervasive. Also inherent in
content of a suicidal thought or a particular emotion. Instead, focusing the clinical context is the role of the clinician, who both wishes to
on the function of the behavior, escape from aversive experiences (see support the patient but also must take steps to ensure patient safety.
Walser et al., 2015 for example of relationship of experiential avoidance What follows is a six-part safety plan informed by RFT and CBS.
to suicidal ideation), becomes the target of the safety plan as an inter Throughout the six steps clarified in the section below, a patient
vention. As an experiential therapy, ACT addresses suicidal behavior by example will be used to demonstrate the process. The example is a
reducing experiential avoidance (Hayes, Strosahl, & Wilson, 2012). That combination of the authors’ clinical experiences across different settings
is, for the veteran struggling with suicidal ideation, she can choose to to protect confidentiality. Also added is an example in the form of a
make immediate behavioral changes based on processes of openness, blank Empowerment Plan (Fig. 1).
awareness, and engagement without the content of her thoughts needing Henry is a 38-year-old divorced Veteran. He has presented to his
to change before engaging in values-based action. local VA hospital with reports of suicidal ideation with intent and
Several trials have applied ACT with success in the context of co means. He denied specific plan but noted method of suicide as loaded
morbid depressive symptoms and suicidality (Barnes, Borges, Smith, & firearm stored in an unlocked gun safe in his home. Henry reported that
Bahraini, 2019; Ducasse et al., 2014; Walser et al., 2015). In an he was feeling high levels of stress related to a recent job loss, fear about
acceptability and feasibility trial examining ACT as an intervention for an ongoing custody dispute with his ex-partner, and memories of losing
acute suicidal crisis in hospitalized veterans, Barnes et al. (2019) found his father to suicide when the patient was young. He reported a history
treatment was well-tolerated despite its condensed and more intense of a prior suicide attempt within the last year following his divorce. He
application, and retention rates remained high, with more than 75% of currently uses alcohol and tobacco as a way of avoiding intense emo
the participants completing the intervention. Most veterans reported tions, memories, urges, and thoughts.
that they would continue to participate in the intervention following
discharge were it available (Barnes et al., 2019). In an open trial, 3.1. Step 1a: recognizing warning signs from a CBS-informed perspective
Ducasse et al. (2014) found that outpatients suffering from Suicide
Behavior Disorder (SBD; see American Psychiatric Association, 2013) The first step in safety planning is to help patients recognize and
treated with ACT had significant reductions in suicidal ideation as name the specific warning signs indicative of the patient’s experience of
measured by the Columbia-Suicide Severity Rating Scale (C-SSRS; Pos a crisis (Matarazzo, Homaifar, & Wortzel, 2014; Stanley & Brown,
ner et al., 2011). The treatment was found to be acceptable, and 2012). Stanley and Brown’s approach does not offer guidance to the
depression and anxiety decreased, while functioning increased and im clinician as to how this might be done. From a CBS-informed perspective,
provements were maintained at 3-month follow-up (Ducasse et al., this can be done by deictically framing questions to expand the veteran’s
2014). Finally, veterans undergoing ACT for depression showed de awareness of I-Here-Now (Villatte, Villatte, & Hayes, 2016):
creases in suicidal ideation as acceptance increased across time, with the
proportion of patients without suicidal ideation increasing from 44.5% • If I were you just as you were beginning to get upset, what sensations,
at baseline to 65% at follow-up (Walser et al., 2015). This limited memories, emotions, or thoughts would I be having?
research has indicated that suicidality can be reduced with ACT, and in • What was important to you then? What is important to you now?
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J.H. Weinstein et al. Journal of Contextual Behavioral Science 20 (2021) 101–107
Table 1 (continued ) learn to choose discomfort, even emotional pain, in the service of
Safety Plan (Stanley Empowerment Plan Examples of something larger and more important, (e.g., delivering the funeral eu
& Brown, 2012) Empowering logy for a beloved friend). Working to cultivate the veteran’s willingness
Questions to feel distress as a means for behaving consistently with values is part of
flexible, values- safer and this process. The prior work from Step One with present moment pro
driven responding healthier one? cesses can be used to approach their distress. Table 1 lists several
to internal How can I store my questions with this function under Step 2a.
experiences. medications and
Actions framed as part of a meaningful life, potentially facilitate
firearms to
increase safety? satisfaction from engaging the action rather than the consequent. Values
set the occasion for development of values-consistent behavior. Con
necting Henry’s memory of losing his father with the importance of that
Deictic framing offers specificity of the patient’s experience in the relationship may: 1) transform the function of the sadness associated
context preceding the suicide attempt. It connects private even with the memory and 2) allow for more flexible responding to that
ts—thoughts, feelings, sensations, images, urges, and memories – to a memory with behaviors, including responses that are inconsistent with
sense of importance or meaning. For example, it might also be asked: avoidance of internal experiences associated with the memory.
Previously tried coping strategies may helpfully function to de-
• Why would it be important for you to have some awareness of your escalate emotions. However, there are drawbacks to control or
experience of struggle when you are suffering? distraction-oriented coping strategies when examining the function and
• How important is it for you to have agency when you are in pain? consequences. Ignoring or suppressing emotions has been associated
with numerous negative mental health outcomes (Gross & John, 2003).
The rationale is that with awareness comes the possibility of choice. Useful information provided by emotions in the moment likely goes
With choice comes the possibility of empowerment. The possibility of neglected. Distraction limits experiential learning and potentially sub
empowerment is enhanced by explicitly linking willingness, as a choice, verts information that may shed light on values.
to awareness of internal experiences.
3.4. Step 2b: expanding behavioral repertoires with temporal framing
3.2. Step 1b: getting from emotions to values
Deictic frames are built around three important distinctions in
If the veteran’s awareness of pain, suffering, or struggle is discussed, perspective: I versus you, here versus there, and now versus then. The
emotion is more likely to be expressed. This can be extraordinarily latter distinction in perspective relates to now versus some other time, or
helpful to the clinician in completing the first step. In the context of temporal framing, and can be particularly useful in safety planning. If
safety planning, emotions felt and expressed during the interview can the purpose is to assess for and discover unknown strengths, capabilities,
“open the door” to other occasions when the emotion was experienced. and opportunities to practice resilience, this set of questions gathers
Alternatively, rather than reflecting on the past, what they presently information about a veteran with high-risk behavior rather quickly (see
value can be explored, even if that value might be at risk now or at risk in step 2b in Table 1) and reveals what the veteran does when their
the future (see Table 1). behavior is not solely under aversive control. Talents and interests are
The clinician and veteran can explore the emotions expressed in the explored, framing present treatment needs in the service of new possi
present to find what was valued by the veteran in the past when he felt bilities. Exploring these questions invites unique qualities to be appre
that same emotion. When Henry describes mourning the sudden loss of ciated about the veteran.
his father, he is reminded of the grief he is feeling now associated with
the recent suicide of his closest friend. This sense of loss might point to 3.5. Step 2c: expanding behavioral repertoires with analogical framing
something valued about his relationship with his father that was also
notable with respect to his other losses. This sense of loss might point to By developing a sense of the veteran’s interests, strengths, and past
values of connection and care in his relationships. For the clinician, their successes, the clinician can explore potential future behaviors through
experience of the patient in the haze of a powerful emotion may result in analogical framing. When a familiar context is used to reframe the
therapy strategies that prioritize coping rather than what Henry values. present struggles, the dominance of antecedent aversive stimulus con
In most mainstream settings, the clinician might attempt to help the trol may lessen. Though the history does not change, it exerts less in
veteran manage, alleviate, or control emotions by addressing the con fluence on the present and allows for more flexible behavioral
tent of those memories as an opportunity to perform some sort of coping responding. This is most likely in a context where the veteran has
skill rather than addressing the root cause. From a CBS-informed experienced some level of efficacy or competence. A more specific
perspective, values can be explored as the psychological context asso example of analogical framing might include something with which the
ciated with his memories, emotions, and other related private events. veteran has personal or professional experience. For example, if Henry
has a history of working with his hands to build homes, Table 1 offers a
3.3. Step 2a: expanding behavioral repertoires with hierarchical framing guide for sample questions that might be asked. Analogical reframing
in therapy removes the struggle from its traditional context and offers instead a
metaphorical context wherein the veteran has experienced greater suc
Step two of safety planning encourages the collaborative develop cess and is therefore more likely to think creatively and flexibly.
ment of coping strategies the patient can use without contacting another Metaphor is a form of analogical framing that elucidates the un
person. From a CBS perspective, the present moment work in Step One is workability of avoidance behavior in response to internal experiences.
an initial introduction to approaching distress rather than avoiding it. Metaphor allows for formation of verbal connections between a
When patients can see the cost of not changing, they can learn to described experience and the patient’s experience, and when done
observe, describe, and track consistency of actions with values (Villatte effectively, provides the “right amount of distance” from which the
et al., 2016). As awareness is facilitated, patients acquire flexibility to patient can take a new perspective on internal experiences, responses,
select values-consistent behaviors, rather than behaviors that function to and the workability of different behaviors (Foody et al., 2014). For
reduce pain. For example, when discussing use of substances, it may be example, a metaphor of quicksand may be used to explore the un
that veterans engage in behaviors that are incongruent with values, such workability of avoidance, noting that the more one struggles with in
as interpersonal conflict or impulsive behavior. Instead, veterans can ternal experiences, the more trapped in those experiences they become.
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The workable behavior is to maximize contact with the quicksand and 3.6. Step 2d: other forms of internal coping that can accommodate
stop struggling, helping one to rise to the top, rather than be swallowed additional functions
by the quicksand. Notably, this does not eliminate the quicksand or
reduce contact with it, but allows for a more workable outcome (Hayes, Lists of coping skills can be enhanced through elaboration using
Barnes-Holmes, & Roche, 2001). typical CBS-informed processes. Willingness, awareness, and engage
ment amplify coping skills and increase effectiveness. For example,
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J.H. Weinstein et al. Journal of Contextual Behavioral Science 20 (2021) 101–107
listening to uplifting music or holding an ice cube can be utilized as a 3.9. Step 5: professionals and agencies to contact for help
mindfulness exercise, rather than a form of distraction. The focus is
shifted from distraction to changes and transitions in present moment The standard model for safety planning supports maintaining a list of
awareness. Mindful walking, meditation, and prayer can be an explo mental health professionals and other providers who can provide sup
ration of values. Helping the veteran to elaborate on these themes can port to the veteran in case of a mental health crisis (Stanley & Brown,
become part of the Empowerment plan. 2012). Crisis support hotlines are typically included in this list of re
sources. In addition to the Veteran’s Crisis hotline, adding a second
hotline or texting service not associated with the VA that is both
3.7. Step 3: social contexts confidential and anonymous provides an additional level of support to
veterans who are reluctant to contact the VA. This is useful for veterans
Traditional safety planning suggests listing people and social settings who have had past negative experiences with mental health care or at a
that supply distraction from distress “where socializing occurs natu particular VA. This allows the veteran to seek emergency support
rally” (Matarazzo et al., 2014; Stanley & Brown, 2012). From a without surrendering agency until they are ready for a higher level of
CBS-informed perspective, helping veterans rediscover meaning and intervention. The inclusion of specific mental health provider’s contact
purpose in relationships is the goal. CBS-informed interventions hold information gives the veteran an option to seek out crisis support.
meaning and purpose as direct intervention targets. It is important to
understand the veteran’s social support system when engaging the 3.10. Step 6: making the environment safe
veteran in these possibilities.
If challenged with a lack of or failing social support, Table 1 suggests Suicide attempts that include a firearm are far more likely to result in
how clinicians can ask about meaningful connections using deictic completed suicide than tries by other means (Elnour & Harrison, 2008).
framing. The information can be used to further develop these connec As providers, a final step in the safety plan is to work with veterans to
tions. The questions emphasize behavior that occurred in another time limit access to lethal means, including surrendering weapons to close
and place with another person (a You-there-then relation). This type of others, placing weapons in a locked or off-site location, limiting quan
questioning emphasizes how the use of past experiences in safety plan tities of medication available for dispensation, or providing Naloxone
ning can now assist in motivating future behavioral action. and appropriate training to patients and close others (Barber & Miller,
Deictic framing may also be useful in identifying potential sources of 2014). However, in countries where firearms are legal, these weapons
support and future actions: may have meaning or significance for the veteran or gun owner. For
veterans, this may be especially true. Whether firearms are a safety
• What are you doing when you feel a sense of connection? signal, a symbol of strength or freedom, or a means of self-protection,
• Where are you when you feel connected to others? the role of a clinician is to validate this meaning while prioritizing
• How is it to talk about this right now? safety. A CBS-informed approach to safety planning may ask patients to
hold both the meaning of firearms and a desire to be alive simulta
Moving from the present to the future, deictic framing can identify neously, while encouraging intentional choice in moments of pain.
continued sources of social support. For some who have difficulty Though the presence of a firearm could serve as a safety signal, the
imagining a different future, they might be asked to imagine a universe absence of a firearm could, too, serve as a safety signal if a patient be
free from their current constraints or an alternate universe (Strosahl, lieves that he cannot keep himself safe if the firearm is near. Encour
2015). aging flexible responding to these thoughts, rules, and the associated
strong emotions is paramount in creating a new values-based behavioral
• In an alternate universe free of these constraints, what might you repertoire.
want to be important?
• What might become important if you were free to choose? 4. Discussion
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implement a CBS-informed Empowerment plan versus a traditional and Social Psychology, 85(2), 348–362. https://doi.org/10.1037/0022-
3514.85.2.348
safety plan.
Hayes, S. C. (2016). Acceptance and commitment therapy, relational frame theory, and
In conclusion, developing empirically supported, brief interventions the third wave of behavioral and cognitive therapies – republished article. Behavior
for suicidal behavior is a top priority. With the goal of reducing suici Therapy, 47(6), 869–885. https://doi.org/10.1016/j.beth.2016.11.006
dality in veterans and the global population broadly, it is posited here Hayes, S. C., Barnes-Holmes, D., & Roche, B. (2001). Relational frame theory: A post-
skinnerian account of human language and cognition. Springer Science & Business
that purpose and meaning is one such enhancement. The Empowerment Media.
plan offers a CBS-consistent pathway toward this end. Hayes, S. C., Strosahl, K. D., & Wilson, K. G. (2012). Acceptance and commitment therapy:
The process and practice of mindful change (2nd ed.). New York City: Guilford Press.
Hunt, I. M., Kapur, N., Webb, R., Robinson, J., Burns, J., Shaw, J., et al. (2009). Suicide in
Disclosures recently discharged psychiatric patients: A case-control study. Psychological Medicine,
39(3), 443–449.
The authors report no financial conflicts. Kroska, E. B., Roche, A. I., & O’Hara, M. W. (2020). How much is enough in brief
acceptance and commitment therapy? A randomized trial. Journal of Contextual
Behavioral Science, 15, 235–244. https://doi.org/10.1016/j.jcbs.2020.01.009
Declaration of competing interest Luxton, D. D., Trofimovich, L., & Clark, L. L. (2013). Suicide risk among US Service
members after psychiatric hospitalization, 2001–2011. Psychiatric Services, 64(7),
626–629.
Given their role as an Editorial Board Member, Kroska E.B. had no Matarazzo, B. B., Homaifar, B. Y., & Wortzel, H. S. (2014). Therapeutic risk management
involvement in the peer-review of this article and had no access to in of the suicidal patient. Journal of Psychiatric Practice, 20(3), 220–224. https://doi.
formation regarding its peer-review. We have no financial or other org/10.1097/01.pra.0000450321.06612.7a
McCarthy, J. F., Bossarte, R. M., Katz, I. R., Thompson, C., Kemp, J., Hannemann, C. M.,
conflicts of interest related to this manuscript.
& Schoenbaum, M. (2015). Predictive modeling and concentration of the risk of
suicide: Implications for preventive interventions in the US department of veterans
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