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Psychonomic Bulletin & Review

2000, 7 (1), 158-162

The effects of a levels-of-processing manipulation


on false recall
MATTHEW G. RHODES and JEFFREY S. ANASTASI
Francis Marion University, Florence, South Carolina

The present study attempted to determine the effect of a levels-of-processing manipulation on the
incidence of false recall. In Experiment 1, participants engaged in either a vowel counting task or a con-
crete/abstract rating task; in Experiment 2, participants engaged in either a vowel counting task or a
category sorting task. Results of both experiments demonstrated that participants who engaged in a
deeper level of processing (i.e., concrete/abstract ratings or category sorting) recalled significantly
more list items and critical lures. The present findings thus lend support to theories that attribute false
memories to activation-based factors.

The subject of false memories—memories for events when the word day is presented, a participant may think
that never occurred—has received a great deal of attention of the associate night. At retrieval, participants may rec-
in the past few years. Roediger and McDermott (1995) dis- ognize or recall an associate because it had been acti-
cussed a long-ignored study conducted by Deese (1959) vated either implicitly or explicitly at encoding regardless
that provides a method that consistently produces false of whether the associate was ever actually presented. Other
memories. Deese presented participants with a list of words more recent theories have further elaborated Underwood’s
that were associates of a single, nonpresented item. For semantic activation-based approach (e.g., Ayers & Re-
example, participants were presented with a list of words der, 1998).
that are the twelve most common associates to the word Ayers and Reder’s (1998) source of activation confu-
sleep, such as bed, rest, awake, tired, dream, wake, snooze, sion (SAC) model may provide the most salient explana-
blanket, doze, slumber, snore, and nap, but the participants tion of the factors affecting semantic activation. In es-
were never presented with the critical lure sleep. Results sence, SAC is based on the traditional associationist
demonstrated that participants consistently recalled the memory models (Anderson, 1976, 1993; Collins & Lof-
critical lure from each list at a level comparable to the tus, 1975; Collins & Quillian, 1972; Sternberg, 1996). The
list items. Deese’s study therefore provides a method by major premise of SAC is that both the degree to which a
which false memories can be reliably produced. Numerous concept is activated and the number of times it is acti-
studies have since replicated Deese’s findings and have vated will increase the strength of the associative net-
found the paradigm to produce a robust false-memory ef- work and result in better memory for that item. For ex-
fect (Anastasi, Rhodes, & Burns, 2000; Gallo, Roberts, ample, viewing such words as bed, rest, awake, and pillow
& Seamon, 1997; Norman & Schacter, 1997; Payne, will lead to a strengthening of the associations between
Elie, Blackwell, & Neuschatz, 1996; Payne, Neuschatz, each of these items as well as other related items, such as
Lampinen, & Lynn, 1997; Roediger & McDermott, 1995; the critical lure sleep. In addition, deeper processing or
Seamon, Luo, & Gallo, 1998). However, much of the cur- multiple presentations of list items will result in more ex-
rent literature has focused on the boundary conditions tensive activation and, subsequently, a greater rate of re-
sufficient for producing false memories but has ignored call for the presented items. The SAC model would also
the underlying processes and theoretical factors involved posit that the increased activation that aided memory for
in the creation of false memories. list items would likewise lead to an increase in recall for
Underwood’s (1965) implicit associative response (IAR) the critical lures that were never presented.
theory is the most often cited explanation for the false- In contrast, the levels-of-processing approach (Craik
memory phenomenon. Underwood proposed that when a & Lockhart, 1972) would make differing predictions con-
word is presented during encoding, a participant may im- cerning the recall of nonpresented associates. The con-
plicitly activate an associate of that word. For example, cept of levels of processing was first introduced by Craik
and Lockhart, who contend that the retentive value of an
item is a function of the level of processing by which the
The authors thank Kathleen McDermott, John Seamon, and Elliot item is encoded. In other words, “deeper” cognitive pro-
Hirschman for their helpful comments on earlier versions of this man- cessing of an item at encoding (e.g., defining the item or
uscript. The authors also thank Matthew Bram for his assistance with
data collection. Correspondence should be addressed to J. S. Anastasi, producing associates of the item) will lead to very accu-
Department of Psychology, Francis Marion University, Florence, SC rate recollection. Conversely, “shallow” cognitive pro-
29501-0547 (e-mail: janastasi@fmarion.edu). cessing (e.g., determining how many letters are in a par-

Copyright 2000 Psychonomic Society, Inc. 158


LEVELS OF PROCESSING AND FALSE MEMORIES 159

ticular word or determining whether the word has any letter of each presented word was a vowel (their most
vowels) will lead to poorer memory performance. Many shallow level of processing), count the number of letters
studies have since supported this idea that deeper pro- in each word, or make a 7-point pleasantness rating as each
cessing of presented items leads to greater retention word was presented (their deepest level of processing).
(Craik & Tulving, 1975; Fisher & Craik, 1977, 1980; Results from their recognition data indicate that partici-
Flannagan & Blick, 1989; Toth, 1996; Vochatzer & Blick, pants in the letter counting condition remembered the
1989). Hence, the concept has come to be regarded as lowest proportion of critical lures (.73), whereas partic-
one of the most well-established information processing ipants in the vowel judgment condition (.81) and pleas-
theories of the past 20 years (Lockhart & Craik, 1990). In antness rating condition (.82) remembered critical lures
spite of this wide acceptance, very little research has at- at virtually identical rates. One major problem with inter-
tempted to relate levels of processing to the false-memory preting these results is the fact that there were no differ-
literature (see Read, 1996, and Tussing & Greene, 1997, ences in recognition accuracy between the levels-of-
for exceptions), while it seems as though a manipulation processing conditions for the list items. Therefore, as
that reliably increases memory performance would be noted by Tussing and Greene, it is difficult to interpret the
crucial when investigating the relationship between verid- critical lure data since they were unable to demonstrate
ical memories and memory illusions. Essentially, deeper a levels-of-processing manipulation with the list items.
processing of list items should result in more accurate In an earlier study conducted in our lab (Anastasi,
overall recall and, consequently, better memory of the Rhodes, Carter, & Gaddy, 1998), participants’ memory
presented items and fewer nonlist intrusions. for list items and critical lures was examined by utilizing
Read (1996, Experiment 2) attempted to address the two different levels of processing. Participants using a
relationship between levels of processing and false mem- shallow level of processing were instructed to count the
ories by instructing participants to use one of three en- number of vowels in each list item as it was presented,
coding strategies that differed in terms of the level of and participants using a deep level of processing were
processing required. The levels-of-processing conditions instructed to name an associate of each list item as it was
were (from deepest to most shallow) elaborative rehearsal, presented. Results demonstrated that the levels-of-
maintenance rehearsal, and serial rehearsal. Participants processing manipulation had a significant impact on the
in the elaborative rehearsal condition were told to “think proportion of list items recalled (.13 and .31 for the shal-
about and rehearse the words in ways that would allow low and deep conditions, respectively) as well as the pro-
them to later answer questions about word meanings” portion of critical lures recalled (.25 and .75 for the shal-
(Read, 1996, p. 107). Participants employing maintenance low and deep conditions, respectively). However, an
rehearsal were instructed to always keep the last word in alternative explanation for these findings may be derived
mind. Participants in the serial rehearsal condition were from the deep-level-of-processing task that was used. In
told to remember the words in the exact order that they several instances when participants were asked to write
were presented. However, one of the major shortcomings down the first word that came to mind, they wrote down
of the study is that these different levels-of-processing the critical lure. Thus, it may be argued that participants
conditions are similar and defined rather ambiguously. were merely recalling the associate that they had written
For example, it is difficult to say precisely what level of down during encoding (i.e., the critical lure). Although
processing participants in the elaborative rehearsal con- this study provides evidence that a deeper level of acti-
dition utilized. Additionally, it is difficult to argue for vation leads to increased recall of critical lures, further
meaningful differences between participants who utilized investigation of the matter utilizing alternative deeper
maintenance and serial rehearsal. Read’s results support levels of processing is necessitated.
this idea that the differences between the levels of pro-
cessing used at encoding are ambiguous. Participants EXPERIMENT 1
who engaged in the deepest level of processing (i.e., elab-
orative rehearsal) recalled critical lures at the same rate In Experiment 1, we investigated the effect of levels of
as those who utilized maintenance rehearsal at encoding. processing on false memories by using well-defined and
However, the rates of false recall for participants in the qualitatively different encoding manipulations. Specifi-
elaborative and maintenance rehearsal conditions were cally, participants were required to either count the num-
significantly higher than for those who encoded on the ber of vowels in each word as it was presented (e.g., the
most shallow level (i.e., serial rehearsal). Nevertheless, shallow-level-of-processing condition) or make a concrete/
on the basis of the encoding instructions, it is unclear why abstract rating for each item (e.g., the deep-level-of-
these differences were found since it is difficult to dis- processing condition).
cern the qualitative differences that distinguish the three In accordance with the levels-of-processing theory,
encoding conditions. participants who encode the word list using a deeper level
Tussing and Greene (1997) also investigated the false- of processing should recall a greater proportion of list
memory effect using a levels-of-processing paradigm. In items than participants who encode the list items using a
a manner comparable to that in the Read (1996) study, shallow level of processing. Moreover, this deeper level
Tussing and Greene utilized three levels of processing. of processing should result in more accurate memory and,
Participants were required to determine whether the first consequently, fewer memory illusions. Conversely, an
160 RHODES AND ANASTASI

activation-based approach would posit that the more Table 1


deeply an item is processed, the greater the activation be- Proportions of List Items and Critical Lures
tween the list items and their associates. For example, en- Recalled in Experiment 1
coding such items as bed, rest, awake, pillow, and dream Item Type
using a deep level of processing will lead to a strengthen- Encoding Condition List Critical
ing of the associations between these items as well as non- Shallow .18 .23
presented, related items, such as the critical item sleep. Deep .29 .47
In sum, a levels-of-processing approach would predict
better memory for list items and few memory illusions
for the deep-processing condition, whereas an activation- ditions. Results revealed a main effect of both level of pro-
based approach would predict better memory for the list cessing [F(1,38) ⫽ 8.81, MSe ⫽ 0.07, p < .05 (an alpha
items and a greater incidence of false memories. It thus level of .05 was used for all statistical tests unless other-
stands to reason that if participants recall fewer critical wise noted)] and item type [F(1,38) ⫽ 7.03, MS e ⫽
lures in the deep-level-of-processing condition, then the 0.04]. However, there was no level of processing ⫻ item
activation-based models do not provide an adequate the- type interaction [F(1,38) ⫽ 2.00, MSe ⫽ 0.04]. Follow-
oretical explanation for the false-memory phenomenon. up t tests were conducted to further examine these data.
On the other hand, greater recall for critical lures in the In line with the levels-of-processing theory, the partici-
deep-processing condition would provide support for the pants in the deep-level-of-processing condition (.29) re-
activation-based models. called a significantly greater proportion of list items than
did the participants in the shallow-level-of-processing con-
Method dition (.18) [t(38) ⫽ ⫺2.875]. More importantly, partic-
Participants. Forty Francis Marion University introductory psy- ipants in the deep-level-of-processing condition recalled
chology students participated as part of a class requirement for re- a significantly greater proportion of critical lures than
search participation. The participants were run in groups ranging
from 2 to 5 individuals. did the participants in the shallow-level-of-processing
Design. A 2 (level of processing: shallow, deep) ⫻ 2 (item type: condition (.47 and .23, respectively) [t(38) ⫽ ⫺2.459].
list, critical lure) mixed-factor design was used, with level of pro- Hence, the present findings lend support to the idea that
cessing manipulated between subjects and item type manipulated a deeper level of processing results in greater activation
within subjects. The dependent variable was the proportion of items of list items and their associates rather than an overall
recalled. improvement in memory performance as predicted by
Materials and Procedure. The four 15-item sublists used in the
present experiment were the needle, sleep, rough, and soft lists taken
the levels-of-processing approach.
from Roediger and McDermott (1995). The sublists were ordered A follow-up t test was also conducted to determine
in such a manner that the strongest associates occurred earlier in whether the participants in the deep-level-of-processing
the list, followed by the weaker associates. In addition, the sublists condition demonstrated higher guessing rates than the
were blocked so that all of the items from each sublist were fol- participants in the shallow-level-of-processing condition
lowed immediately by all of the items from the next sublist, until all using the number of noncritical intrusions recalled. Spe-
four sublists were presented.
Each item was presented at a 3-sec rate using an audio tape player.
cifically, a greater number of noncritical intrusions in the
The participants in the shallow-level-of-processing condition were deep-level-of-processing condition would indicate that
instructed to count and write down the number of vowels in each the participants were employing a guessing strategy, the
word as it was presented. For example, the participants were told result of which would be greater recall of list items and
that if they were presented with the word dog, they would write critical lures as well as the noncritical instrusions. How-
down a “1,” because there is one vowel in that word. The partici- ever, results indicated that there was no difference in the
pants in the deep-level-of-processing condition were instructed to number of noncritical intrusions recalled between the
visualize each word as it was presented and then make a concrete/
abstract rating. For example, the participants were told that tree is deep-level-of-processing condition (3.95) and the shallow-
a very concrete item since one can touch it, whereas justice is very level-of-processing condition (2.95) [t(38) ⫽ ⫺0.70].
abstract since it is impossible to touch. These participants were given The results of Experiment 1 demonstrated that the
a scale on the top of a rating sheet that had a range of choices from deeper level of processing utilized at encoding led to
1 (very concrete) to 5 (very abstract). Following the list presentation, greater activation of the list items and their associates,
the participants engaged in a 5-min unrelated filler task. The pur- including the critical lures. This is illustrated by the fact
pose of this task was to eliminate any rehearsal of list items in ad-
dition to any recency effects of memory. Finally, the participants
that the levels-of-processing manipulation had a signifi-
were administered a free-recall test and instructed to write down as cant effect on the proportion of list items recalled as well
many of the list items as they could remember in any order. They as critical lures. Hence, a deeper level of processing led
were given 5 min for the recall test. to more accurate memory for list items but, as activation-
based theories would predict, a greater number of mem-
Results and Discussion ory illusions.
A 2 (level of processing: shallow, deep) ⫻ 2 (item
type: list, critical lure) analysis of variance (ANOVA) was EXPERIMENT 2
conducted on the proportion of items recalled. Table 1 pre-
sents the mean proportions of list items and critical lures Experiment 2 was an attempt to replicate the results of
recalled for both the shallow- and deep-processing con- Experiment 1 using an alternative deep-level-of-processing
LEVELS OF PROCESSING AND FALSE MEMORIES 161

condition. While the shallow-level task remained identical Table 2


to that used in Experiment 1, the deep-level-of-processing Proportions of List Items and Critical Lures
task utilized a very different type of processing. Specif- Recalled in Experiment 2
ically, participants in the deep-level condition were in- Item Type
structed to perform a category sorting task as opposed to Encoding Condition List Critical
making the concrete/abstract judgments required in Ex- Shallow .09 .09
periment 1. Although these tasks involved very different Deep .38 .41
types of processing, they can both be characterized as uti-
lizing a deeper level of processing than the vowel count-
ing task. Due to the nature of the category sorting task, the deep-level-of-processing condition a recalled signif-
some slight methodological modifications were nec- icantly greater proportion of list items (.38) than did the
essary. Since participants in the deep-level-of-processing participants in the shallow-level-of-processing condition
condition were required to categorize each presented item (.09) [t(38) ⫽ ⫺9.55]. More importantly, the partici-
into one of four categories, the list items were presented pants in the deep-level-of-processing condition recalled
in a mixed format rather than a blocked format. Past re- a significantly greater proportion of critical lures than
search has shown that a mixed format may decrease the did the participants in the shallow-level-of-processing
level of false memories (Mather, Henkel, & Johnson, condition (.41 and .09, respectively) [t(38) ⫽ ⫺5.06].
1997; McDermott, 1996). However, what was important Finally, there was a significant difference in the num-
in Experiment 2 was the pattern of results and not a com- ber of noncritical intrusions recalled between the deep-
parison across experiments. Despite these modifica- level-of-processing condition (1.05) and the shallow-level-
tions, Experiment 2 was expected to replicate the pattern of-processing condition (2.80) [t(38) ⫽ 2.37]. Despite
of results of Experiment 1. the fact that the participants in the shallow-level-of-
processing condition exhibited more noncritical intru-
Method sions, they recalled far fewer list items and critical lures
Participants. Forty Francis Marion University introductory psy- than the participants in the deep-level-of-processing
chology students participated as part of a class requirement for re- condition.
search participation. The participants were run in groups ranging
from 2 to 4 individuals. GENERAL DISCUSSION
Design. A 2 (level of processing: shallow, deep) ⫻ 2 (item type:
list, critical lure) mixed-factor design was used, with level of pro-
Consistent with the levels-of-processing framework
cessing manipulated between subjects and item type manipulated
within subjects. The dependent variable was the proportion of items and activation-based models, results from both experi-
recalled. ments indicated that the participants in the deep-level-
Materials and Procedure. The present experiment used the of-processing conditions (i.e., concrete/abstract ratings,
same word lists used in Experiment 1 with some slight method- category sorting) were significantly more likely to recall
ological alterations. The participants were given 60 5 ⫻ 7 in. index the list items than the participants in the shallow-level-
cards, each of which had a 24-point font word typed in the center of of-processing conditions (i.e., counting vowels). More im-
the card. The participants in the shallow-level-of-processing con-
dition were instructed to view the word on the index card, count the portantly, the participants in the deep-level-of-processing
number of vowels, and write down that number on a sheet of paper conditions recalled a significantly greater proportion of
provided. Participants in the deep-level-of-processing condition critical lures than those in the shallow-level-of-processing
were given a sheet of paper that was divided into four boxes and were conditions. Thus, the levels-of-processing manipulation,
instructed to categorize the words on the index cards by writing while improving general memory performance, led to a
them down in any one of the four boxes. The participants were told greater number of memory illusions. This counterintu-
that they could categorize the words on the index cards in any man-
ner that they felt was appropriate. The order of the index cards was
itive result cannot be explained solely by the levels-of-
random. All participants were told that once they had made their judg- processing framework since fewer memory illusions in
ment, they could not view that index card again. The procedure for the deep-level-of-processing condition would be predicted.
the filler task and recall test was identical to that of Experiment 1. However, these findings can be easily explained by acti-
vation-based models. Encoding the list items using a
Results and Discussion deeper level of processing results in greater activation of
A 2 (level of processing: shallow, deep) ⫻ 2 (item the connections between presented items in the memory
type: list, critical lure) ANOVA was conducted on the network, leading to greater recall of the list items and
proportion of items recalled. Table 2 presents the mean other related items, such as the critical lures. Therefore,
proportions of list items and critical lures recalled for the present findings lend greater veracity to theories ex-
both the shallow- and deep-processing conditions. Results plaining the false-memory phenomenon as the product
revealed a main effect of level of processing [F(1,38) ⫽ of activation-based factors, an idea that parallels both
61.88, MSe ⫽ 0.03], but no effect of item type [F(1,38) ⫽ Underwood’s (1965) IAR theory and Ayers and Reder’s
0.29, MSe ⫽ 0.02]. In addition, there was no level of pro- (1998) SAC model. Arndt and Hirshman (1998) provide
cessing ⫻ item type interaction [F(1,38) ⫽ 0.29, MSe ⫽ a more precise activation-based explanation. They con-
0.29]. These data were further examined using follow- tend that list items are recollected on the basis of the acti-
up t tests. Replicating Experiment 1, the participants in vation of a single memory trace, whereas critical lures
162 RHODES AND ANASTASI

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1128.
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