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Jantz and Jantz (2000)
Jantz and Jantz (2000)
PROD #M98121R
328 R.L. JANTZ AND L. MEADOWS JANTZ
1989; Ousley and Jantz, 1997), but no sys- viduals in the databank died from homicide
tematic examination of the magnitude and or suicide. Such manners of death are atypi-
pattern of these changes has been under- cal of the general population, and may be
taken. related to socioeconomic or other factors
The availability of craniofacial measure- that could be systematically related to cra-
ments on 20th century Americans makes it nial dimensions. Anatomical collections, on
possible to examine secular changes in cra- the other hand, are biased in other ways, for
niofacial structure over the time period from example, age. The databank yields a sample
the 1840s to 1975. This article explores with more young people than the anatomi-
secular changes over the past 135 years in cal collections (Ousley and Jantz, 1997). The
size and shape of the neurocranium and purpose of the FDB was to obtain data from
facial skeleton in American Whites and modern individuals for use in establishing
Blacks. up-to-date skeletal identification criteria
(Jantz and Moore-Jansen, 1988; Ousley and
MATERIALS AND METHODS
Jantz, 1997). The sampling framework
Cranial samples of individuals with 19th seems appropriate for that purpose, since
century birth dates were available from the the identification criteria are applied to the
Terry and Hamann-Todd collections, and population from which the sample was
20th century birth dates were available from drawn. Compared to the anatomical collec-
the forensic anthropology databank (FDB) tions, the FDB sample is regionally much
(Jantz and Moore-Jansen, 1988; Ousley and more diverse. It represents a national
Jantz, 1997). The anatomical collections sample, with some bias toward the South-
and forensic data represent two very differ- east, Northeast, and Southwest. The foren-
ent sampling strategies. The Terry and sic sample has been used on a number of
Hamann-Todd collections by and large rep- occasions for general human biology re-
resent the less well-off societal segments of search, and this seems appropriate, since no
St. Louis and Cleveland, respectively. The sample is ever likely to be truly random and
FDB includes measurements from recent fo- since it has yet to be demonstrated that a
rensic cases that passed through various forensic sample differs systematically from
identification laboratories in the US. Also the general population in skeletal dimen-
included in the FDB are data obtained from sions.
the skeletons of donated or unclaimed bod- Table 1 summarizes the samples by sex,
ies. The latter are principally from the Uni- group, and decade of birth. Dates of birth for
versity of Tennessee and the University of individuals from the Terry and Hamann-
New Mexico. Several 20th century additions Todd collections were obtained from the re-
to the Terry collection were also included. cords. These may, in some cases, be esti-
The sampling strategy of the FDB has mates, as evidenced from age heaping (Katz
been termed “exotic” (Giles, 1993), and in a and Suchey, 1986). They are unlikely to be
sense it is. Approximately 50% of the indi- off by more than a few years, which should
CRANIOFACIAL SECULAR CHANGE 329
TABLE 2. R2 and probabilities for first, second, and third order polynomial models for
craniofacial variables
White males White females Black males Black females
P R2 P R2 P R2 P R2
Glabello–occipital length
First order 0.000 0.0638 0.003 0.0327 0.766 0.0004 0.356 0.0043
Second order 0.562 0.0647 0.046 0.0472 0.881 0.0005 0.131 0.0157
Third order 0.008 0.0825 0.804 0.0474 0.072 0.0145 0.297 0.0212
Basion–bregma height
First order 0.000 0.2533 0.000 0.2246 0.000 0.1410 0.000 0.1510
Second order 0.696 0.2536 0.076 0.2357 0.000 0.2203 0.000 0.1997
Third order 0.174 0.2590 0.722 0.2362 0.009 0.2511 0.873 0.1998
Maximum breadth
First order 0.002 0.0261 0.000 0.0604 0.162 0.0084 0.036 0.0174
Second order 0.158 0.0318 0.060 0.0737 0.341 0.0128 0.315 0.0216
Third order 0.648 0.0322 0.828 0.0739 0.316 0.0177 0.168 0.0324
Bizygomatic breadth
First order 0.001 0.0353 0.001 0.0471 0.133 0.0114 0.014 0.0334
Second order 0.105 0.0435 0.004 0.0801 0.710 0.0121 0.967 0.0334
Third order 0.919 0.0436 0.572 0.0814 0.111 0.0248 0.014 0.0659
Nasion–prosthion height
First order 0.094 0.0091 0.020 0.0227 0.829 0.0002 0.506 0.0025
Second order 0.939 0.0091 0.129 0.0322 0.348 0.0048 0.125 0.0156
Third order 0.763 0.0097 0.763 0.0332 0.911 0.0048 0.924 0.0157
matter little in the 135 years the sample structed by dividing each original variable
covers. Nearly all those individuals in the by its respective size. Size defined in this
FDB had known ages and death dates, from manner is isometric size (Jungers et al.,
which birth date could be calculated. In a 1995) and the shape variables are relative
few instances, the age at death was un- to size.
known and was estimated from skeletal cri- Secular changes in craniofacial dimen-
teria. Again, the error will not exceed a few sions were assessed using polynomial re-
years. The race designation was taken from gression, fitting terms through 3rd order:
records in the anatomical collections. For in-
dividuals in the FDB it was obtained from y ⳱ b0 + b1x + b2x2 + b3x3
missing persons reports, death certificates,
driver’s licenses, police reports, or other re-
where y is a cranial variable and x is year of
cords. In no case is the designation based on
a morphological assessment of the skeleton birth. We use polynomial regression to de-
(see Ousley and Jantz, 1997). scribe changes over the last 135 years and to
We use five craniofacial dimensions: gla- provide tests of significance. The actual
bello-occipital length, basion-bregma shape of the changes is shown by plotting
height, maximum cranial breadth, nasion- mean cranial variables grouped into decade
prosthion height, and bizygomatic breadth. of birth.
The first three characterize vault size and Time series data such as these are often
shape, the last two face size and shape. autocorrelated. Autocorrelation was evalu-
Secular trend analysis was conducted on the ated by the Durban-Watson test. Many of
raw variables individually and on size and the variables exhibited significant autocor-
shape variables. Two size variables were relation, which can affect the usual tests of
constructed, one for the vault and one for significance. We therefore tested the regres-
the face. Size was defined according to Dar-sion coefficients associated with successive
roch and Mosimann (1985) as: polynomial terms by randomizing the cra-
niofacial variable 100 times, computing re-
gression coefficients each time. The stan-
Vault size ⳱ (cranial length × cranial dard deviation of the randomized regression
1/3
height × cranial breadth) . coefficients provides a standard error for
Face size ⳱ (upper facial height × bizy- each term. Probabilities obtained from ran-
gomatic breadth)1/2. domization were virtually identical to those
obtained from parametric tests, so only the
Vault and face shape variables were con- latter are presented.
330 R.L. JANTZ AND L. MEADOWS JANTZ
clearly show that the overall changes in the but strengthens slightly in Blacks, suggest-
absolute craniofacial dimensions are toward ing that it is size-related in Whites but rep-
higher, longer vaults, and narrower vaults resents a shape change in Blacks. Relative
and faces. vault height exhibits approximately the
same pattern as the raw dimension, indicat-
Size and shape ing that the vault height change reflects a
Table 3 shows the probability and R2 as- change in vault shape; vaults are becoming
sociated with overall vault and face size and relatively and absolutely higher. Figure 4
each shape variable. All groups except shows the plot of relative vault height.
Black females exhibit a significant relation- Whites, particularly males, exhibit a regu-
ship of vault size with year of birth. The lar increase. Blacks show an increase after
relationship is stronger in Whites than 1900. Prior to 1900, Black males exhibit a
Blacks and stronger in males than in fe- decrease, while Black females are irregular.
males. Figure 3 shows that the general in- Relative cranial breadth is significantly
crease in White males is interrupted by de- related to year of birth in all groups. The
creases in the late 19th century and again in R2s are much greater than those observed
the mid-20th century. White females show a for raw cranial breadth, indicating that the
general increase from the mid-19th century change is primarily a shape change. In
to early 20th century, after which there is a Whites the change is limited to the linear
slight decline. Blacks of both sexes show a component, but Blacks provide evidence of a
mid-19th century decline, after which males quadratic trend. Figure 5 shows the decade
gradually increase and females become er- means for relative vault breath, clearly in-
ratic. dicating its decrease. In Blacks, the qua-
Vault dimensions taken relative to size dratic is seen to result from an increase
generally show that the changes in vault di- from the 1865s to 1895, followed by progres-
mensions reflect shape rather than overall sive decline. It can be observed that Blacks
size. The significant relationship seen above have relatively narrower crania than
for raw vault length disappears in Whites, Whites. Prior to 1900, group differences are
332 R.L. JANTZ AND L. MEADOWS JANTZ
TABLE 3. R2 and probabilities for first, second, and third order polynomial models for craniofacial size and
shape variables
White males White females Black males Black females
P R2 P R2 P R2 P R2
Vault size
First order 0.000 0.0943 0.000 0.0505 0.031 0.0200 0.083 0.0151
Second order 0.219 0.0980 0.004 0.0799 0.072 0.0336 0.057 0.0329
Third order 0.027 0.1102 0.985 0.0799 0.008 0.0629 0.248 0.0395
Relative glabello–occipital length
First order 0.435 0.0017 0.534 0.0015 0.002 0.0402 0.001 0.0585
Second order 0.660 0.0022 0.947 0.0015 0.050 0.0561 0.984 0.0585
Third order 0.140 0.0085 0.738 0.0019 0.637 0.0570 0.849 0.0587
Relative basion–bregma height
First order 0.000 0.2303 0.000 0.2694 0.000 0.1766 0.000 0.2186
Second order 0.582 0.2309 0.979 0.2694 0.000 0.2690 0.001 0.2618
Third order 0.920 0.2309 0.507 0.2706 0.084 0.2785 0.347 0.2651
Relative maximum breadth
First order 0.000 0.2029 0.000 0.1954 0.000 0.0757 0.000 0.0900
Second order 0.470 0.2040 0.882 0.1955 0.001 0.1214 0.001 0.1400
Third order 0.133 0.2090 0.804 0.1957 0.190 0.1280 0.426 0.1427
Face size
First order 0.824 0.0005 0.719 0.0006 0.352 0.0044 0.107 0.0144
Second order 0.368 0.0031 0.011 0.0273 0.589 0.0059 0.239 0.0221
Third order 0.779 0.0034 0.555 0.0288 0.441 0.0089 0.302 0.0280
Relative bizygomatic breadth
First order 0.000 0.0406 0.000 0.0632 0.398 0.0039 0.356 0.0048
Second order 0.408 0.0427 0.866 0.0634 0.246 0.0108 0.135 0.0173
Third order 0.824 0.0429 0.976 0.6346 0.245 0.0176 0.103 0.0319
Relative nasion–prosthion height
First order 0.000 0.0406 0.000 0.0666 0.453 0.0029 0.385 0.0042
Second order 0.370 0.0431 0.995 0.0666 0.284 0.0087 0.146 0.0160
Third order 0.820 0.0433 0.854 0.0667 0.259 0.0151 0.116 0.0297
greater than after 1900, and by the 1960s ond quarter of the 19th century (Steckel,
there is little difference between groups. 1994; Komlos, 1997), reach a minimum in
The vault breadth shape pattern is a the 1880s or early 1890s, and begin to re-
complement of the vault height shape cover at the turn of the century (Steckel and
curves seen in Figure 4. Together they show Haurin 1994). Vault height in males, the ap-
the remarkable change to a higher, nar- propriate comparison for stature, also
rower cranium. shows a minimum in the decade 1880–1889.
Only White females exhibit significant The correlations of vault morphology with
secular change in face size, and only Whites year of birth are stronger than those for long
are significant for relative face breadth and bones or stature (Meadows Jantz, 1996;
height. Whites of both sexes exhibit a de- Meadows Jantz and Jantz, in press). This
crease in face breath and an increase in face can be shown by plotting long bone and
height. vault dimensions as z-scores. Figure 6
shows the decade means of femur, tibia, and
DISCUSSION
vault height expressed as z-scores from
The results present a clear picture of 1845 to 1975. The greater change in vault
secular changes in craniofacial morphology. height can easily be seen in the steeper
Shape changes are more pronounced than slope. Vault height and long bones follow a
those of size. In general, the cranial vault similar course, differing mainly in the na-
becomes higher, both relatively and abso- ture of early and late changes. Long bones
lutely, and relatively narrower. Changes in and vault height show a steep and almost
the face are less marked, but to the extent parallel increase from 1895 to 1925. After
that they occur they show a narrowing and 1925, both vault height and long bones show
heightening of the face. deceleration in secular change, but decel-
Changes in vault morphology, especially eration is more marked in the long bones,
vault height, parallel, at least approxi- the femur even showing decline from 1935
mately, those observed in height. Heights of to 1945 before recovering. The similarity in
Americans begin to decline during the sec- the course of secular change in vault height
CRANIOFACIAL SECULAR CHANGE 333
Fig. 3. Plot of vault size (geometric mean of length, breadth, and height) by decade of birth.
and bone length would suggest that they are ther base height nor vault height captures
responding to similar forces. the complex changes that may occur in the
Cameron et al. (1990) also found agree- cranial base, such as those identified by
ment between femur length, cranial base Rieder et al. (1985) in medieval to modern
height index, and cranial index in South Af- changes in Germany.
rican Blacks during the period 1880–1934. Timing of growth of the cranial vault,
Although the trend in South Africa was which follows the neural growth pattern,
negative, Cameron et al. (1990) also con- imposes a fairly tight window during which
cluded that vault dimensions and long bone it can be affected. Although the vault grows
length were responding to the same envi- slowly until 18 years of age, brain volume is
ronmental factors. 75% complete by 3 years (Roche, 1986). The
Angel (1982) argued that cranial base growth curve of the face, by contrast, follows
height reflected nutritional stress or poor the general pattern of growth seen for body
health because its ability to sustain the dimensions. Buschang et al. (1983) observed
weight of the brain would be compromised. that although craniofacial dimensions scale
We have used basion-bregma height, which negatively with stature, the scaling coeffi-
includes both vault and cranial base height cient for face height is much higher than
components. Although we did not sepa- that for vault height (major axis slope ca.
rately examine vault height and base height 0.6 and 0.24 for face height and vault
components, it seems unlikely that secular height, respectively). Hence, the factors op-
change is limited to base height. Angel’s erating to increase vault height and de-
(1982) data show that vault height changes crease breadth must do so mainly during
more than base height when expressed in early growth.
standard deviation units rather than as a The pattern of secular change in cranio-
percentage. In South Africa, however, base facial variables and the postcranial skeleton
height changes exceed those of vault height at first seems somewhat contradictory.
(Cameron et al., 1990). It is likely that nei- Long bones and stature follow the general
334 R.L. JANTZ AND L. MEADOWS JANTZ
Fig. 4. Plot of relative basion–bregma height (basion–bregma ht./vault size), by decade of birth.
growth curve, while vault height follows the anatomical collection is higher than the 20th
neural growth curve. Yet the facial skeleton, century, mostly forensic, sample. Further,
most similar to stature and long bones in its Ruff (1980) argued that age changes are
growth pattern, exhibits little secular principally size, while shape exhibits the
change, while the vault exhibits a more pro- most pronounced secular changes.
nounced secular change. That may be be-
cause principal effects of secular changes oc- Sampling strategy
cur early in the growth period (Bock and Roche (1979) argued that it is necessary
Sykes, 1989), or even during fetal growth to sample the same population if changes
(Alberman et al., 1991). It is therefore rea- are to be identified as purely secular. In the
sonable to suppose that vault dimensions, present instance, it is unlikely that popula-
experiencing their most intense growth tion changes resulting from immigration or
early in life, would be most strongly affected migration can be responsible, at least in any
by early insults, as has been proposed direct sense. In the span of 135 years, the
(Clark et al., 1986). American population changed from a low-
There are several additional factors headed population to one of the highest in
known to influence cranial morphology that the world. Hence, there is no source from
should be addressed, although it is unlikely which high-headed immigrants could come
that they can account for the changes re- to effect the changes seen here.
ported in this article.
Functional responses
Aging Craniofacial plasticity is often thought of
There is evidence that vault size increases as reflecting functional responses, primarily
with age (Ruff, 1980). It is unlikely that age masticatory stresses (Larsen, 1997). It
at death could explain any of this increase, seems likely that there has been some re-
since the age at death of the 19th century duction in masticatory stresses over the
CRANIOFACIAL SECULAR CHANGE 335
Fig. 5. Plot of relative cranial breadth (maximum cranial breadth/face size), by decade of birth.
roughly 135 years represented in the four groups used here. It is most pro-
sample. Carlson and Van Gerven (1977) de- nounced in White males. If size is translated
veloped a functional model that predicts into cranial capacity using the regression
higher, shorter cranial vaults when func- formulae of Pearson (cited in Comas, 1960),
tional demands are reduced. Cranial vaults one observes a 150 cc increase over the past
are indeed higher, but vault length in- 135 years. This size increase is undoubtedly
creases, either absolutely (Whites) or rela- the same phenomenon as the increase in
tively (Blacks). Indeed, the trend toward brain weight observed in the London popu-
brachycephalization so commonly observed lation from 1860 to 1940 (Miller and Cor-
in European populations has apparently re- sellis, 1977).
versed in the past 135 years in American We conclude that the changes observed in
populations, as well as in Europe (Susanne this study, particularly those of the vault,
et al., 1985). It does not seem that the func- are most likely driven by changes in nutri-
tional model has much relevance to vault tion and health. The environmental changes
changes observed in American populations. in the past century in Western, particularly
Possibly the reduction in face breadth re- North American, populations have been un-
flects the continued gracilization of the paralleled in human experience. During
skull (Schwidetzky and Rösing, 1990) and most of human existence, general nutrition
that this is mostly or partly functional in has ranged from poor to adequate and activ-
origin. ity levels have been high. By contrast, in
Another trend which has apparently re- modern America overnutrition and inactiv-
versed over the past 135 years is that of de- ity are now so common that obesity is a
creasing vault size. Henneberg (1988) has more serious health problem than hunger.
shown that vault size, as measured by cra- Changes such as those observed here
nial capacity, has decreased some 150 cc would also normally be considered mainly
since Mesolithic times, a decrease he attrib- environmental and to reflect little or no ge-
utes to overall structural reduction. Signifi- netic change. It may be unwise to exclude
cant size increase is observed in three of the the possibility of substantial genetic change
336 R.L. JANTZ AND L. MEADOWS JANTZ
Fig. 6. Comparison of z-scores for basion–bregma height, femur length (a), and tibia length (b), by decade of
birth.
CRANIOFACIAL SECULAR CHANGE 337
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