Lecture 10 Marginal Science (7006)

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MARGINAL SCIENCE Recognizing inconclusiveness: When you read scienti c reports, they

usually include direct or indirect clues to whether the data are inconclusive,
We’ve learned fairly well how to evaluate cases in which we have good
that is, whether there are other easily available, plausible models.
evidence whether or not the models t the world.
Such clues include:
We will now re ne our methods for analysing models that are
(a) Direct mention or strong hints of alternative models in the report
inconclusively supported.
(b) The model under consideration was designed so it could explain the
We will go a little beyond the text and distinguish a range of known data. The model has not yet been tested by predicting new
inconclusive cases. data
Recall that models are inconclusively supported by a particular set of data e.g., Mendel’s factor model was designed to predict the 3
if there is more than one available, plausible model that predicts that data. talls : 1 short ratio.
(c) Generally speaking, it seems not too hard to imagine other, similar
The idea is that, when there is more than one good explanation of the models that could also explain the data
facts, then those facts can’t help us decide which explanation is better. (d) The model con icts with currently accepted models, but so far has
We are going to call all such inconclusively supported models only passed very few tests
“marginal science.” In this last case, the model is not only inconclusively supported by the data;
it also fails to be plausible by contemporary standards
However, as we shall discover, not all marginal science is equally
marginal. As we shall see, this means that such a model can often be taken to be
refuted by the evidence that supports contemporary standards

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We’ll look primarily at marginal models that are not only inconclusively What is Science?
supported, but which are also very far outside of the scienti c mainstream.
Positivist/Logical Empiricist proposed criterion: Something is science
In such cases, it will usually be easy to imagine more mainstream only if it’s empirically veri able; otherwise, it’s not science.
models that can also explain the data. Problem with this criterion: The de nition is too narrow, since even
Further, most of these “far out” marginal models will be extremely vague, in mainstream science is not fully veri able, and so would be excluded by
that they make few, if any clear predictions. As such, it will be easy to create the de nition as not scienti c.
other vague alternatives. Every scienti c model makes an inde nite number of predictions.
In fact, this vagueness explains why people nd the predictions of far-out For example, the double helix model predicts that every DNA molecule
marginal models so “accurate”: vague predictions are easy to ful l. will have the structure of a double helix, with identical amounts of
adenine as cytosine.
Understanding Scienti c Reasoning (Ch. 4) treats any scienti c model or set
of models as marginal if they are inconclusively supported. There are of course, many other sorts of predictions, involving X-
rays, chemical interactions, and so on.
In reality, however, this chapter is largely about what philosophers and Thus to truly verify the model would involve making an in nite number of
scientists usually call pseudoscience: mock science. experiments, which clearly cannot be done. (You may also recognize this as
Scientists and philosophers have often tried to develop criteria that would the problem of induction.)
clearly distinguish what they believe to be genuine science — e.g., physics,
biology, and chemistry — from “mock sciences” such as astrology, Karl Popper’s proposal: A model/theory is scienti c only if we can test it for
biorhythms and parapsychology, etc. empirical falsity.

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That is, if a model is scienti c, we can propose experiments for which the model The idea is that, whenever astrological, crystal therapy, neurolinguistic
might make false predictions; if there are no clearly imaginable, empirical tests, programming, Extraterrestrial Visitation models make successful predictions,
then the model isn’t falsi able, and so isn’t scienti c. there will always be other less “esoteric,” i.e., naturalistic models that make the
same predictions.
Problems with Popper’s proposal: Too narrow: Much accepted science is at
least currently unfalsi able, and so would be excluded. Some theories and For example, astrology will only make predictions about behaviour and the
models are accepted as worth investigating either because future that, when successful, can also be explained by scienti c theories such
as genetics and psychology, which are much better supported than astrology.
(a) they seem promising, and further developments might show how to At which step in our program is the problem with marginal sciences most
test them; or often going to show up then?
(b) they are coherent with, or make sense of accepted science: e.g. Big Hint: When doing ch. 4 problems, there will always be, and you should be
general relativity, the big bang, string theory, etc. able to think of, naturalistic models that explain the data.
Giere’s version: The failure to nd a foolproof de nition of genuine science has Giere’s “criterion” for mainstream or genuine science:
made Giere leery of the project.
(a) a model is part of mainstream science, if the available data gives the
Instead, he proposes that we describe astrology, creation science, crystal model good support in the context of other, available and plausible
therapy, etc. as “marginal sciences.” models.
These sorts of models count as sciences insofar as they make claims or, correlatively,
about the world. They are marginal in that they are not (yet) supported by
(b) a model is part of marginal science if available data provides that model
the available data.
only inconclusive support, in the context of other available and plausible
This leaves open the possibility that future evidence may support them. models.

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Apparent problem: Giere’s criteria for distinguishing what is currently For example, astrology can make predictions about human behaviour or the
marginal from genuine science — namely, inconclusive support — puts future that, when successful, can also be explained by scienti c models
astrology, biorhythms, etc. on a par with many apparently scienti c such as genetics and psychology, which are elsewhere much better
theories, which are also inconclusively supported. supported than astrology.
Yet scientists will spend considerable time developing and testing In addition, the nature of the stars and planets, as well as the causes of
some currently marginal models, but spend little or no effort on human personality, as described by astrological models doesn’t mesh
astrology, biorhythms, and so on. Why is this? with those of modern genetics, biochemistry, physics, etc.
The answer seems to be that, judging by models scientists Thus, generally speaking, when scientists consider a new model as
currently deem to be on the right track, some currently marginal plausible (worth looking at), they are using their currently successful models
models are promising, while others seem completely implausible. of how things work to help them make this judgement.
A modi cation of Giere’s method: We will call astrology, creation Of course, scienti c standards do change so that what were once
science, etc. “very marginal sciences” because these marginal sciences considered correct standards for plausible models, are dropped in
are only poor versions of what current consensus counts as science; that favour of new standards.
is, such “sciences”: For example, when phlogiston chemists considered available, new models
to be plausible, these models presupposed the basic phlogiston structure:
(i) will only make successful predictions already made by other, much-
combustion involves the release of some ery substance (whether sulphur,
better supported, sciences; and
carbon or in ammable air).
(ii) con ict with the structures of successful, contemporary models

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The Tycho-Galileo dispute was also due to incommensurability.
In other words, these different phlogiston models (sulphur, carbon, and
in ammable air) were in the family of models comprising the phlogiston theory Though Giere doesn’t say this explicitly, he uses the criterion that we
—i.e., they t within the phlogiston worldview should only accept as plausible those available models that comprise
By the phlogiston standard, Lavoisier’s oxygen hypothesis wasn’t even currently accepted scienti c theory
plausible since it approached combustion in a seemingly wrong-headed Philosophical issue: By assuming the truth of contemporary scienti c
way: namely, combustion involves the absorption of something in the air, models, aren’t we stacking the cards against the alternatives?
and the ery substance is some new thing called caloric.
That is, are we not just assuming, by this rule of comparison that other
The standards of plausibility changed here when it became clear that views are wrong? Are we giving them a fair chance?
phlogiston models could not deal coherently with the data (e.g., to explain
mercury combustion, phlogiston must be a substance with a negative Justi cation: Contemporary science embodies a tremendous amount of
weight). data successfully explicated and extricated from the world
Incommensurability: Clearly the phlogiston and oxygen theoretical traditions I.e., modern science is not just a body of models but also a body of
had different standards about plausible conceptual structures for models information explained by those models.
explaining combustion. So any very different models also have to prove themselves against
The (long) term for describing this sort of disagreement is this body of information to be worthy of our acceptance.
incommensurability: having no common standard. Thus, marginal non-sciences are “inconclusively supported” because
Incommensurability is a problem for scienti c reasoning because it anything they can do modern science can do so much better
makes it dif cult to decide whether proposed models are worth pursuing.
Further, modern science can do many things that these marginal views
cannot.

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Therefore, the burden of proof lies with these current nonsciences to show id: The primitive, primarily biological part of the mind.
that they can fully compete with modern science.
The id includes desires whose ful lment brings pleasure.
Criterion to keep in mind: If accepting a model because it can
explain some piece of data forces us to reject or to leave What the text leaves out is the large importance Freud gives to sexual
unexplained — even to leave apparently unexplainable — data desire.
already explained by current models, that model should be rejected super-ego: Sometimes called the conscience; the rules of correct social
behaviour imposed on us by parents, society, etc.
4.1 FREUD: THE CASE OF LITTLE HANS
Freud’s model of the mind: Two sets of structures: ego: that part of the mind that seeks to balance the forces of the id and
superego
(1) (a) the unconscious mind, Development: Young children are primarily ruled by the id.
(b) the preconscious mind Ego development and the Oedipus-Electra complexes: Freud says a
(c) the conscious mind; and young child’s rst sexual feelings are directed towards their opposite-sex
(2) (a) the id, parent.
(b) ego, and Little boys desire their mothers and are jealous of their fathers, but do not
(c) superego challenge them for fear of castration. As well, the boys learn that society
expects them to love their fathers, and not to have sexual feelings for their
We are never directly aware of what goes on in the mothers.
unconscious; the conscious mind is the aware mind;
and we can sometimes bring preconscious things Some Freudians have also argued that there is a parallel Electra complex in
into awareness. young girls.

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Successful ego development: occurs when the child accepts its parents’ Freud’s treatment: Hans had spent the summer at a resort far from Vienna
authority and transfers its sexual desires to a more socially appropriate object. where he had many playmates.
Successful ego development requires adapting the needs of the id to the Because his father was often away to Vienna to tend his practice, Hans
demands of the super-ego. spent much time with his mother, sometimes sleeping in her bed when he
We sometimes cope with the con ict by pushing the demands of the id was nervous at night.
into unconsciousness. Hans was also frightened when he heard that horses might bite, if one
Projection of super-ego rejected desires onto other objects is a way of coping got too close.
with the demands of desires and the super-ego. When they returned to Vienna, Hans’s parents bought a larger apartment,
For example, a person could project forbidden sexual desires onto a more where he had his own room; his father refused to let him come into his
acceptable hobby, such as stamp collecting. parent’s bedroom in the morning; his mother spent less time with him now
that he had a nursemaid.
“Psychosis”: losing touch with reality because of psychic energy involved. On one walk in the park with the maid, a horse fell down, frightening
Hans; shortly after, he developed his extreme fear of horses, especially
Little Hans and horses: Hans was the son of a Viennese physician and their blinders and muzzles.
friend/disciple of Freud.
Freud’s model of the data: Hans is undergoing an Oedipal crisis—his id
In the fall of 1907, four-year-old Hans developed an extreme fear of horses so desires his mum, but his ego is unconsciously afraid of his father’s jealousy.
that he refused to go outside.
Because his superego tells him he must nevertheless love his father,
Among many things, Hans said he was afraid a horse would come into his Hans transferred his anxiety to another object he feared and who in
bedroom and bite him. some way resembled his father: horses.

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Freud asked Hans if his father’s glasses and beard didn’t resemble the horses Philosophical Aside: One of the many criticisms of Freud (by Popper
blinders and muzzle and others) is that Freud’s theory is too dif cult to falsify.
• Freud suggested to Hans that he was really afraid of his father’s reaction
to wishing to spend more time with his mum The idea behind this critique is that, for any psychological issue, it is
possible to generate (at least) one Freudian model of that issue.
• Freud asked the father to reassure Hans about his mother; and he got
Hans to symbolically defy his father (biting him). However, as we’ve seen this simply means that Freudian analysis is a
The father claimed the extreme fear of horses started to abate right away; but theoretical tradition, as was phlogiston theory, oxygen theory, and so
it took several months for them completely to disappear. on.
Evaluation in text: pp. 95–96.
A more telling objection is that Freud’s predictions are so vague that it is
Filling in Step 6: It seems relatively easy to nd other models that predict the easy for any data to t them.
end of Little Hans fear of horses.
How soon will Hans become better?
On a “desire-for-attention” model, children will do many strange things to
get the attention or affection they desire. How much better?
As an auxiliary model, children are very changeable and quickly What does “better” here mean?
“outgrow” their obsessions.
This alternative model predicts that children, such as Hans, with little The above, alternative model exploits this vagueness in Freud, since
or no therapy — perhaps especially with no therapy — will persist for neither Freud’s model nor the attention-seeking model is required to
a while in behaviour that gets their parents’ attention, but that they will make very speci c predictions about Hans’s future mental health.
quickly outgrow this behaviour.

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Common characteristics of (very) marginal sciences:
(i) No new predictions: Many very marginal sciences do not make any new
predictions; that is, they propose a model to explain some known
phenomenon, but make no further predictions about as yet unknown
data.
Recall: Mendel rst proposed his factor model of pea-plant inheritance to
explain the known 3:1 ratio for self-fertilized hybrid tall plants.
However, what made his model worth accepting were its predictions
about the as-yet-unknown data for the backcross test.
(ii) Vague predictions: For many very marginal sciences, the predictions
are so broad that very little data could ever disagree with them, and it
would be very dif cult to show that the models don’t t
This might seem to make such models powerful but it actually makes
them very weak since it will also be very easy to generate alternative
models that also t such broad data
Vagueness is often combined with a common error in reasoning
known as the Forer effect: the tendency of people to attribute
speci c, personal meanings to vague descriptions.

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For example, if you read a horoscope that tells you that your love life will (iv) Incompatibility with established science: As already noted, the reason
meet some challenges today, you might easily take as support: that scientists typically don’t spend much time on such marginal
sciences as astrology, divination or crystal therapy is that these models
(i) a small argument with your love give a very different structure to the world than that described by
(ii) meeting someone else who is even minimally attractive currently successful models.
(iii) the fact that you have no love life; and so on. Case I: Astrology
Though the original description was very vague about the sort of challenges I’ve abstracted the following description of one of the astrological signs (by
you will face, you naturally interpreted the speci c sort of events which removing some of the speci c indicators).
actually occurred in your love life as these “challenges”
“Ruled by the planet _______, _______is quick, verbal and
(iii) Multiple predictions: If enough, even contradictory, predictions are intellectual. Its element is _______, its quality mutable. People born
made, occasional successes are likely (e.g., Make six different under _______ are like the restless wind. They are ethereal and
predictions about how a die will come up). hard to pin down. They are also changeable and inconstant.
Multiple predictions are often combined with another common _______energy is bright and breezy but also super cial and
error often called selective thinking: a preference for inconsiderate - _______ never let anyone's feelings stop him telling
remembering data which supports one’s belief but forgetting that a good joke. A subtle but ighty energy.”
which undermines it (also called con rmation bias). I have had previous classes read “incorrect” horoscopes to their friends,
families and the general public. What they found was that, even though
people were read the wrong astrological signs, they almost always
described them as very accurate.

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History: The original creators of astrological theory, the Babylonians, noted
that the sun and moon affected things on earth and hypothesized that
these were the actions of their gods
Jupiter = Marduk
Venus = Ishtar
Saturn = Ninib
Mercury = Nebo
Ninib
Mars = Nergal

Their motion in the heavens was thought to be a sign of these gods’


Ishtar
activities.
Clearly, very few, if any people still believe that ancient Babylonian gods Marduk
control or in uence their destinies.
Some astrologers have attempted to provide new models to explain how
the positions of the stars and planets can in uence human destiny and
character.
For example, Newton thought that gravity might play such a role; others
have suggested that electromagnetic elds are responsible, and so on.
Nergal

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Note, however, that these attempts to modernize astrology presuppose that the Vagueness (Forer effect): People are likely to agree to self-descriptions
planets and stars really do in uence human destiny and character. expressed with words that are open to interpretation.
Further, no serious attempts have been made to show how these forces Multiple predictions (selective thinking): If enough, even contradictory
might affect human beings, nor why the particular alignment of stars and
predictions are made, occasional successes are likely.
planets leads to these speci c effects.
Though contemporary believers are not usually aware of the original models People who believe in astrology or who are startled by a strikingly accurate
underlying astrology, they often defend their belief by noting the astrology statement, will remember the few, exciting “successes,” but forget the
“works.” many, boring failures.
In other words, they say that they have no model of why astrology works, So the Forer-effect model that people interpret speci cally vague
they just claim that it does personal predictions and the selective thinking model also predict that
Suppose we grant that astrological models of people make predictions that are people will typically nd astrological predictions accurate.
accepted by them as accurate Thus the “successes” of astrological model predictions are inconclusive
Is there any other way to explain this “accuracy”? for the truth of astrology—that the positions of the stars and planets at
Astrology’s ability to “predict” human character traits can be explained by one’s birth affect one’s character.
the “vague description” (and “multiple-prediction”) models Stronger criticism: Incompatibility with established science: Astrology
The predictions of astrology are often vague, but even when they are fairly claims that the stars and planets somehow in uence our characters,
precise, astrologers usually undercut this by making exceptions — as a Leo, presumably more strongly than do the genes we inherit from our parents,
you are a very strong character, but, if necessary, you can also be a real or our social environment.
“pussycat”

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Case II: Psychics: vague & multiple predictions again
But current science has no place for an in uence from the stars or The American “psychic,” Jeane Dixon apparently
planets (gravity? radiation?) that could have any measurable effect on predicted Kennedy’s assassination, etc.
us, let alone a consistent, predictable effect on our character. In the May 13, 1956, issue of Parade Magazine she
So astrology is both inconclusively supported and inconsistent wrote that the 1960 presidential election would be
with strongly supported models in mainstream science; we have "dominated by labor and won by a Democrat" who
good reason to reject it as not worth pursuing. would then go on to "[B]e assassinated or die in of ce
though not necessarily in his rst term."
Yet another approach: Doesn’t the truth of astrology depend on its
Even so, Jeane Dixon made thousands of predictions, and the vast
being relatively precise?
majority of them were mistaken. And many of those she got right were
That is, shouldn’t any astrologer worth their salt, claim that easy enough for a nonpsychic with some historical knowledge to make,
astrological predictions are speci c and accurate? Analysis:
If so, the fact that astrological predictions seem to be accepted Step 1. Real World: The subject matter involves future events.
even when they are for the wrong signs also provides direct
Step 2. Models: The model is that Jeane Dixon has the God-given ability to
good evidence that astrology doesn’t t the real world. see future events before they occur.
If we take this line, we would have to include in the prediction that Step 3. Predictions. The prediction is that “the 1960 presidential election
people will not accept descriptions of wrong horoscopes as would be ”dominated by labor and won by a Democrat“ who would then go on
accurate. to ”[B]e assassinated or die in of ce though not necessarily in his rst term.”

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Step 4. Data. John F. Kennedy was elected president in 1960, and Stronger criticism: Contemporary scienti c models predict that human
assassinated in November 1963. beings should not be able to predict the future in any signi cant way.
Step 5. Negative Evidence? No. The data and prediction agree very well. Extremely numerous “failed predictions” also count against the Jeane-Dixon
Step 6. Positive Evidence? Are there other plausible explanations of how psychic model.
Jeane Dixon managed to predict Kennedy’s assassination? So we have good reason to take the Jeane Dixon model as not worth
In fact, as noted, Jeane Dixon made thousands of predictions, the vast pursuing.
majority of which were false. It is easy to “cherry pick” one’s successes Case III: Extra Terrestrial Visitation (Chariots of the Gods): No new
afterwards, and ignore the failures. predictions/fraud
This form of “selective thinking” can make predictions look more Erich von Däniken is famous for trying to show that
impressive than they are. peculiar, ancient archaeological remains are evidence that
If we combine this with the known facts that four American presidents have earth has been visited by extra-terrestrial beings (aliens).
been assassinated, four have died in of ce, and that there were eight Von Däniken’s primary argument is that ancient human
unsuccessful assassination attempts, the prediction also seems much less beings lacked the knowledge and technology to create
daring than it looks. these unusual objects.
Thus, the ability of putative “psychics” such as Jeane Dixon to say in Importantly, von Däniken’s models are never tested by new predictions.
advance that some event will occur is also explainable on the “educated
guess/multiple prediction/selective thinking” model: So it’s not surprising that his explanations of odd anthropological data such
as the Easter Island Statues are matched by any number of alien spacecraft,
anyone with a little knowledge about the world and the willingness to ancient super-civilization models one could dream up in one’s armchair (text,
guess about the future will be right as often as Jeanne Dixon is. p.100).

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Further, despite von Däniken’s often fraudulent claims, naturalistic, Summary of Marginal Science: As discussed, what your text’s
terrestrial models exist for these odd facts. approach leaves unanalysed is why we might consider some
Indeed, von Däniken claimed to learn about the Easter Island Statues models or types of models “inconclusively supported,” yet worth
from Thor Heyerdahl’s book Aku-Aku, which has pictures of pursuing, while we consider others as perhaps not completely
contemporary Easter Islanders constructing and erecting stone disproved, but certainly not worth pursuing.
statues, without any alien or modern help.
I’ve found that, often the reason ordinary people are prone to believe von We can re ne our evaluations at Step 6, when there is more than
Däniken’s views is that they rst learn about Easter Island statues, etc. one available (plausible?) model, or when the model merely
from reading his books. explains already known data as follows:
As a result, they learn to view these phenomena through von (a) The data provide (as yet) inconclusive support for the model,
Däniken’s models. but
More generally, people nd it dif cult to distinguish the phenomena to be
explained (real world) from familiar explanations (models) of that (i) the model is largely consistent with the scienti c
phenomena. mainstream in this area; and
So, after having learned about weird statues, etc., from von Däniken, (ii)the evidence seems to be accumulating in favour of it; so
people have simultaneously learned about them as “alien-constructed” this model is very promising, and strongly worth further
artefacts. testing.

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(b) The data provide inconclusive support for the model, but
(i) the model is largely consistent with the scienti c mainstream in
this area; though so far,
(ii)the model hasn’t been tested much; so this model is fairly
promising, and worth further testing.
(c) The data provide inconclusive support for the model,
(i) the model is largely consistent with the scienti c mainstream in
this area; though
(ii)the model makes no clear new predictions; so this model is
plausible, and worth further testing.
(d) The data provide inconclusive support for the model, but
(i) the model is strongly inconsistent with the scienti c mainstream in this
area; and/or
(ii)the model can’t predict other data explained by competing scienti c
models; so this model is very implausible, and not worth further testing.
We could, of course, add further evaluative re nements.
In class: 3.3, 4.6, 4.10

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