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Structural Properties of Diesel Exhaust Particles Measured by Transmission Electron Microscopy TEM Relationships To Particle Mass and Mobility
Structural Properties of Diesel Exhaust Particles Measured by Transmission Electron Microscopy TEM Relationships To Particle Mass and Mobility
Structural Properties of Diesel Exhaust Particles Measured by Transmission Electron Microscopy TEM Relationships To Particle Mass and Mobility
To cite this article: Kihong Park, David B. Kittelson & Peter H. McMurry (2004) Structural
Properties of Diesel Exhaust Particles Measured by Transmission Electron Microscopy (TEM):
Relationships to Particle Mass and Mobility, Aerosol Science and Technology, 38:9, 881-889,
DOI: 10.1080/027868290505189
INTRODUCTION
Structural properties of diesel particles preclassified by particle Diesel particulate emissions are a major source of fine and
mobility and mass are measured using transmission electron mi- ultrafine atmospheric particles. These particles are of current
croscopy (TEM). These measurements enable us to determine the
interest due to their suspected adverse health effects and their
dynamic shape factor and inherent material density of diesel par-
ticles. We also compare fractal dimensions obtained independently impacts on the earth's radiation balance, visibility impairment,
using two different approaches. and atmospheric chemistry. Since diesel particles are geomet-
We show that the projected area equivalent diameter of rically complex and consist of multicomponent mixtures in-
mobility-classified diesel particles nearly equals the mobility di- cluding semivolatile compounds (Kittelson 1998; Sakurai et al.
ameter in the size range reported here (50 to 220 nm). Evidence for
2003b), a comprehensive knowledge of their size, morphology,
doubly charged particles and possible "fragments" are observed
for DMA-classified particles on TEM substrates. The fractal di- and composition is needed to characterize them adequately.
mension was obtained using two independent approaches. Images The structure of particles is directly related to their transport
obtained by TEM were analyzed to determine the maximum length properties and plays an important role in determining their atmo-
and the number of primary particles. The fractal dimension ob- spheric residence time and their deposition pattern in the human
tained from these measurements, DfL, was 1.75. The fractal dimen-
respiratory system. Diesel particles in the size range reported
sion obtained from the mass-mobility relationship, Drn, was 2.35.
We found that these values are in reasonable agreement after ac- here (50 to ~300 nm) are agglomerates of fine primary par-
counting for the relationship between the projected area diameter ticles coated with condensed organic films. The most common
and maximum length. The size-dependent dynamic shape factor method to characterize the structure of agglomerates is transmis-
and inherent material density of diesel particles are obtained from sion electron microscopy (TEM), which provides projected two-
independent measurements of mobility (DMA), mass (APM), and
dimensional properties of agglomerates. Thus, the actual struc-
volume (TEM). We found that the dynamic shape factor increased
from 1.11 to 2.21, and that the inherent material density increased tural properties of agglomerates are inferred from the projected
from 1.27 to 1.78 g!cm 3 as particle mobility size increased from 50 properties. However, few studies of the structural properties of
to 220 nm. The increase in dynamic shape factor with size occurs agglomerates produced from diesel engines have been reported.
because large particles are more irregular than smaller ones. The Most measurements have been carried out for flame-generated
increase in density occurs because the ratio of elemental carbon to
agglomerates, for which the relationships between the actual
condensed organics increases with increasing size.
properties and proj ected properties have been tested (Schaefer
1988; Schmidt-Ott 1988; Megaridis and Dobbins 1990; Koylu
and Faeth 1992; Cai et al. 1995; Sorensen and Feke 1996; Brasil
et al. 1999).
Received 3 November 2003; accepted 28 June 2004. The fractal dimension provides useful insights into the struc-
Although the research described in this article has been funded
wholly or in part by the United States Environmental Protection Agency ture of diesel agglomerates. The number of primary particles in
through Grant Number R 826372-01-0 to the Georgia Institute of Tech- an agglomerate (N) scales with the radius of gyration (Rg) as
nology and GIT Subcontract Number G-35-W62-GI to the University follows (Mandelbrot 1982):
of Minnesota, it has not been subjected to the Agency's required peer re-
view and therefore does not necessarily reflect the views of the Agency,
and no official endorsement should be inferred . We also acknowledge [1]
support from NSF Grant Number NSF/ATM-0096555.
Address correspondence to Peter H. McMurry, Department of Me-
chanical Engineering, University of Minnesota, Ill Church Street SE, where kg is the fractal prefactor, dp is the primary particle
Minneapolis, MN 55455, USA. E-mail: mcmurry@me.urnn.edu diameter, and D 1 is the mass fractal dimension. The fractal
881
882 K. PARK ET AL.
dimension also provides useful insights into the agglomeration slow coagulation. Experiments were performed at a constant en-
mechanism. Previous work has shown that different agglomer- gine speed of 1400 rpm at an engine load of 50% with EPA fuel
ation regimes result in different values of the fractal dimension (~ 360 ppm S) and with a commercially available 15W-40 lu-
(Schaefer 1988). bricating oil. Note that at the 50% engine load employed in this
In this study, the differential mobility analyzer (DMA)- study, the larger accumulation-mode particles were dominant
aerosol particle mass analyzer (APM) technique (McMurry et al. with almost no nucleation mode.
2002; Park et al. 2003) is combined with TEM to measure struc- A schematic of the experimental setup is shown in Figure 1.
tural properties of diesel exhaust particles that are preclassified The diesel exhaust particles are brought to Boltzmann equilib-
according to particle mobility and mass. The structural prop- rium with a Po-210 neutralizer before they enter the DMA. The
erties of mobility-classified particles are used to determine the DMA selects particles of a known mobility, and these mobility-
fractal dimension and the dynamic shape factor, while those of classified particles (50-220 nm) are deposited on TEM grids us-
mobility- and mass-classified particles are used to determine the ing a low pressure impactor (LPI; Hering et al. 1979). A JEOL
inherent material density as a function of mobility size. The frac- 1210 TEM (accelerating voltage: 40 to ~ 120 kV, magnifica-
tal dimension measured with the TEM is also compared with the tion: 50 x to ~8 00,000 x) was used to obtain the TEM images.
value obtained from the mass-mobility relationship measured Copper 200 mesh grids coated with carbon or silicon monoxide
with the DMA- APM technique. films were used as TEM substrates. The structural properties of
mobility-classified particles are used to determine the fractal di-
mension and the dynamic shape factor. Also, the DMA-selected
EXPERIMENTAL particles were classified according to mass with the APM (Ebara
Particles were sampled from the exhaust of a John Deere et al. 1996) prior to sampling by the LPI. The structural proper-
diesel engine (John Deere 4045, 4 cylinder, 4.5 l, 75 kW). The ties of those mobility- and mass-classified particles are used to
variable residence time dilution system (VRTDS; Abdul-Khalek determine the inherent material density as a function of mobil-
et al. 1999) was employed to dilute diesel exhaust with clean ity size. The APM consists of two cylindrical electrodes rotating
cooled air. Kittelson et al. (1998) showed that the particle prop- together at the same controlled speed (~ 3000 rpm). A voltage is
erties in the nuclei mode diameter range are extremely sensi- applied to the inner electrode with the outer electrode grounded.
tive to sampling and dilution conditions. Distributions of larger Particles are introduced into the small gap between two elec-
accumulation-mode particles, the focus of the current study, are trodes and experience centrifugal and electrostatic forces. The
much less sensitive to sampling conditions. For this study the APM transmits particles of a known mass (independent of par-
VRTDS was operated under conditions that yielded primary di- ticle shape or composition), determined by the balance of the
lution ratio of ~16:1 and secondary dilution of ~22:1, and a centrifugal and electrostatic forces. More details on the APM
dilution temperature of ~36° C . The primary stage is designed can be found in Ebara et al. (1996). The relationship between
to produce high saturation ratios, and thus nucleation, while the mass and mobility size can then be used to determine the effec-
second stage is designed to quickly dilute, to stop nucleation and tive density as well as fractal dimension of the diesel exhaust
Diesel aerosols
Vacuum pump
10 7
6
8
5
E' E'
c E'c
c
0l )
~ 6 ~ 4
~ "
~ ~
0
·o
a. f E 0
"[
3
.::;1 4 0 .:;:1
z ~ z
<l z <l
"0 2
0~~~----~L---~~~~--~~--~
0 200 240 280
40 80 120 160
40 80 120 160 200 240 280
Projected area or mobility diameter (nm)
Projected area or mobility diameter (nm)
Figure 5. Projected area diameter distribution for particles
Figure 4. Projected area diameter distribution for particles
with a mobility size of 150 nm for singly charged particles and
with a mobility size of 120 nm for singly charged particles and
~230 nm for doubly charged particles. The solid curve shows
~ 182 nm for doubly charged particles. The solid curve shows
the expected number distribution (dNI dD p) of singly and doubly
the expected number distribution (dNI dDp) of singly and doubly
charged particles downstream of the DMA. The peak heights of
charged particles downstream of the DMA. The peak heights of
the singly and doubly charged particles were arbitrarily scaled
the singly and doubly charged particles were arbitrarily scaled
to match the count frequency at 150 nm and 230 nm observed
to match the count frequency at 120 nm and 182 nm observed
with the TEM. John Deere engine, 50% load, 1400 rpm, EPA
with the TEM. John Deere engine, 50% load, 1400 rpm, EPA
fuel (360 ppm S).
fuel (360 ppm S).
Table 1 ameter, the maximum length should also scale to the mobility
Average values and standard deviations of the maximum diameter with the same power (1.26) as shown below:
length (Lavg), width (Wavg), and axial ratio ((L/ W)avg) of
diesel agglomerates as a function of mobility diameter L ~ D!.26 ~ D!.26
projected mobility· [2]
Dmobility Number Dprojected Lavg Wavg
(nm) of particles (nm) (nm) (nm) (L/W)avg This relationship will be utilized in our discussion of fractal
dimensions.
50 157 45 61 ± 15 43 ± 7 1.5 ± 0.4
80 158 85 117 ± 22 61 ± 9 2.0 ± 0.6
100 305 95 155 ± 26 65 ± 10 2.5 ± 0.7 Fractal Dimension of Diesel Agglomerates
120 209 125 194 ± 37 80 ± 12 2.5 ± 0.8
In order to determine the fractal dimension, the number of
150 159 145 238 ± 47 90 ± 15 2.8 ± 1.0
primary particles (N) and the radius of gyration (Rg) need to
220 77 215 387±77 119±20 3.4± 1.2
be determined, as shown in Equation (1). In this study, the ac-
John Deere engine, 50% load, 1400 rpm, EPA fuel (360 ppm S). tual fractal properties of agglomerates are estimated using previ-
ously published approximations relating the projected properties
to three-dimensional values (i.e., N , Rg). Several studies sug-
a given mobility size are evaluated, doubly charged particles
gested the following relationship between the projected area and
and "fragments" for a given mobility are excluded (i.e., only
number of primary particles (Samson et al. 1987; Meakin et al.
singly charged particles are selected). This was done by using
1989; Megaridis and Dobbins 1990; Koylu et al. 1995a; Brasil
the results of projected area diameter, since the projected area
et al. 1999):
diameter nearly equals the mobility diameter (see Figures 4 and
5). The average values of the maximum length (Lavg), width
(Wavg), and axial ratio ((L/ W)avg) with standard deviations de- [3]
termined in this way are shown in Table 1. The projected area
diameter (Dprojected) is evaluated at the center of the bin where
the maximum count occurred (see Figures 4 and 5). where Aa is the projected area of the agglomerate, A P is the
Figure 7 shows the relationship between the maximum pro- mean projected area of primary particles, ka is an empirical
jected length and projected area diameter for mobility classified constant, and a is an empirical projected area exponent. By
diesel particles of all sizes in this study (50, 80, 100, 120, 150, means of numerical simulations, they found that ka and a fall
and 220 nm). Note that the maximum length scales to the pro- in the following ranges: a = 1.08-1.19 and ka = 1.00-1.81.
jected area diameter with a power of 1.26 rather than linearly. Koylu et al. (1995b) suggested a = 1.09 and ka = 1.15 by
Since the projected area diameter nearly equals the mobility di- their extensive analysis of particle morphology. Oh and Sorensen
( 1997) took the overlapping of primary particles into account and
1000 found that a = 1.19 and ka = 1.81 when the overlap parameter,
which is the ratio of the primary particle diameter to the distance
L =0.440 1 26
.
between two touching particles, is 2. They showed that in their
p
simulated agglomerates, accounting for overlap leads to more
R= 0.94, power relationship
primary particles per agglomerate, and therefore to agglomerates
that are more dense and that have a higher fractal dimension
and prefactor (D 1 = 2.01, kg = 3.0) compared to values when
'E
.s 100 overlapping is ignored (D 1 = 1.80, kg = 1.30). In the present
_j
study, the values of a and ka suggested by Koylu et al. (1995b;
a = 1.09, ka = 1.15) and Oh and Sorensen (1997; a = 1.19,
ka = 1.81) are employed when using Equation (3) to determine
the number of primary particles in diesel agglomerates.
The radius of gyration can also be extracted from projected
properties. Several studies (Samson et al. 1987; Koylu et al.
1995a; Brasil et al. 1999) suggested the maximum projected
10 100 1000 length (L) could be used as a substitute of Rg (i.e., L/2Rg =
Projected area diameter (nm) constant). Based on numerical and experimental work, Koylu
et al. (1995a) suggested L/2Rg = 1.49 for N > 100. Using
Figure 7. Relationship between the maximum projected numerical simulations, Oh and Sorensen ( 1997) and Brasil et al.
length and projected area diameter for diesel particles. John (1999) respectively found that L/2R 8 = 1.45 and L/2R8 =
Deere engine, 50% load, 1400 rpm, EPA fuel (360 ppm S). 1.50. With this approximation, the fractal dimension based on
886 K. PARK ET AL.
maximum length can be determined as follows: when using the values of a and ka provided by Oh and Sorensen
(1997) than those of Koylu et al. (1995b).This is because Oh
L )DfL [4]
and Sorensen (1997) account for the effect of primary particle
N = kL ( dp ' overlap in the two-dimensional TEM images.
We also determined the fractal dimension using the rela-
where dp is the primary particle diameter, kL is the prefactor, tionship between mobility size and mass measured with the
and DfL is the fractal dimension when the maximum projected DMA-APM technique. These measurements were done on gas-
length (L) is treated as the characteristic size instead of the radius borne particles. Therefore, these observations reflect true three-
of gyration. dimensional properties of the agglomerates. Schmidt-Ott ( 1988)
However, for small agglomerates (N < 100), the ratio showed that the mobility diameter varies linearly with the radius
(Lj2Rg) is not constant (Koylu et al. 1995a), and its value is of gyration (Dmobiliry ~ Rg) in the continuum regime. This rela-
sensitive to the degree of overlapping (Oh and Sorensen 1997). tionship is also linear in the free molecular regime for particles
Koylu et al. (1995a) suggested that for agglomerates with D f < with D 1 > 2.0. Since the mass of agglomerates (M p) is pro-
2, projected properties found using TEM can be used to de- portional to N when primary particle mass is constant over the
termine the fractal dimension with good accuracy. For D f > 2, size range, the fractal dimension based on mobility diameter and
however, projected properties fail to predict the actual properties particle mass, Drm, defined by
accurately, probably due to primary particle screening effects.
Note that diesel agglomerates in the mobility size range from M =k ( Dmobility ) Drm
m d , [5]
50 to 220 nm are relatively compact compared to the flame- p
generated agglomerates and the cluster-cluster simulated ag-
glomerates studied by previous investigators. where k111 is the prefactor. The relationship between particle mass
Figure 8 shows the fractal dimensions (DnJ of diesel ag- and mobility size measured with the DMA-APM technique is
glomerates calculated with Equation (4). The projected length shown in Figure 9 where the power (2.35) represents the fractal
(L) is obtained by direct measurement, while N is determined dimension (Dfm) based on mass and mobility size.
from Equation (3) by using a = 1.09, ka = 1.15 (Koylu et al. As shown in Figures 8 and 9, different approaches lead to
1995a) and a= 1.19, ka = 1.81 (Oh and Sorensen 1997). As ex- different values of the fractal dimension (DfL, Dfm). The rela-
pected, a higher fractal dimension (1.75 versus 1.61) is obtained tionship between the projected area diameter and the maximum
projected length can be used to find the relationship between
1000 ,----,...----.-,...-~--.--~,...---,...----.-,...-~--r-~ DfL and Dfm. In the previous section, we showed that the mo-
bility diameter nearly equals the projected area diameter. Thus,
175
N = 1.91(Lidp) , R2=0.93
Oh and Sorensen ( 1997)
10·17 , . . . - - - - - - - - - - , - - - - - - - - - - - - ,
100
~- N (with overlapping)
10
- - N (without overlapping)
161
N = 1.21(Lidp) , R2=0.93
Kyolu et al. (1995b)
0
10 100 2 35
- - M = 7.35e-24 * D · R= 0 .99
p me
Lldp
10·20 '-------------L---------1
Figure 8. The relationship between the number of primary 10 100 1000
particles, N, and the maximum projected length, L, normalized Mobility diameter (nm)
with respect to primary particle diameter, dp, where the power
represents the fractal dimensions (DrrJ. N is determined from Figure 9. The relationship between particle mass and mobility
Equation (3) by using a = 1.09, ka = 1.15 (Koylu et al. 1995b) size for diesel agglomerates where the power represents the frac-
and a= 1.19, ka = 1.81 (Oh and Sorensen 1997): John Deere tal dimension (Drm): John Deere engine, 50% load, 1400 rpm,
engine, 50% load, 1400 rpm, EPA fuel (360 ppm S). EPA fuel (360 ppm S).
STRUCTURAL PROPERTIES OF DIESEL PARTICLES 887
Drm
1.26 = DfL. [8] 5
This represents the relationship between Drm and DfL for diesel
particles reported here. From Equation (8) by using the measured 0
30 40 50 60 70 80 90 100
value of Drm (= 2.35), one obtains DfL = 1.87, which is close
to values (DfL = 1.75, 1.61) obtained from measurements of Volume equivalent diameter (nm)
projected properties (i.e., the relationship between the N and L
as shown in Figure 8). Figure 10. Distribution of the volume-equivalent diameters
for mass-classified particles (mobility size: 80 nm, mass:
Dynamic Shape Factor and Inherent Material Density 0.225 fg): John Deere engine, 50% load, 1400 rpm, EPA fuel
(360 ppm S).
In this section, structural properties of diesel particles that
are preclassified by particle mobility and mass are used to deter-
mine the dynamic shape factor and inherent material density. If factors determined in this way. We found that as particle mobil-
the volume equivalent diameter (Dvolume) of a particle having a ity size increases from 50 to 220 nm, the dynamic shape factor
known mobility size is known, the dynamic shape factor (x) can increases from 1.11 to 2.21 (i.e., the drag force increases), sug-
be determined by the following equation (Kasper 1982; Kelly gesting that particles become more irregular (i.e., more highly
and McMurry 1992): agglomerated) with size. This result is consistent with the lower
effective density reported previously for larger particles (Park
Dmobility / Cmobility et al. 2003). Rogak and Flagan ( 1993) numerically calculated the
X= [9]
Dvolume/ Cvolume '
v = Lt N,~di, [10]
-§
n ~
Q)
a.
ro
f
f
..c 2
The number of primary particles and the mean primary particle !/)
ff
ous section. Since we showed that the projected area diameter ro
c
ro
nearly equals the mobility diameter, the results of projected area >-
0 1.5
diameter can be used to exclude doubly charged particles and
"fragments" for a given mobility size (i.e., we can select only f
'
single-charged particles for a given mobility). In this way, we
can estimate the volume-equivalent size of particles having a
certain mobility size. Figure I 0 shows a distribution of volume- 0 50 100 150 200 250
equivalent diameters for particles of 80 nm mobility diameter Mobility diameter (nm)
where the mean volume-equivalent diameter and standard de-
viation are 64.5 nm and 7.8 nm, respectively. Using Equation Figure 11. The dynamic shape factor as a function of mobility
(9), the dynamic shape factor for these particles is found to be diameter. The error bars represent the standard deviations. John
1.53 ± 0.36. Figure 11 shows size-dependent dynamic shape Deere engine, 50% load, 1400 rpm, EPA fuel (360 ppm S).
888 K. PARK ET AL.
dynamic shape factor for agglomerates with fractal dimension Also, we have independently obtained the inherent material
of 1.8 and containing 50-500 primary particles. They found density by assuming that particles contain a mixture of amor-
that the dynamic shape factor ranged from 1.5 to 2.0. Tohno phous EC and lubricating oil. The relative proportions of these
and Takahashi (1990) measured the dynamic shape factor of materials were determined by using the TDMA-APM technique
Pb agglomerates using the relationship between the volume- to measure the decrease in mass that occurred when particles
equivalent diameter and projected area diameter, providing val- were heated to ~300°C (Sakurai et al. 2003). We assumed that
ues of 2 to 3 in the size range reported here. all of the organics (and none of the EC) evaporates in the heater.
The inherent material density equals to the ratio of particle The inherent material density (Pinherent) can be expressed as:
mass to volume. We evaluated the inherent material density
for particles of several mobilities using mobility- and mass- Moe+ MEe Moe+ MEc x+(l-x)
classified particles. Masses were determined with APM and vol-
Pinherent = V.
Oe
+ ViEe Moe + MEc -"'-- + 1- x '
Poe PEC Poe PEC
umes by TEM, as described above. The results of these measure- [11]
ments are shown in Figure 12. Note that the inherent material
density is less than 2 g/cm 3 in the size range reported here. This where Moe is the mass of condensed OC, MEc is the mass ofEC,
value is consistent with previous results (Sakurai et al. 2003a) Voe is the volume of condensed OC, VEe is the volume of EC,
showing that such particles contain a mixture of organic carbon and x is the mass fraction of condensed OC (x = M OCM~~EC ) ,
(OC), consisting primarily oflubricating oil (Poe = 0.8 g/cm3 ), which is obtained from the TDMA-APM volatility measure-
and amorphous elemental carbon (EC; PEe = 2 g/cm3 ; CRC ments. Figure 12 also compares the inherent material densities
2002). Also note that as the mobility size increases, the inher- determined in this way with values obtained directly from inde-
ent material density (1.78 g/cm 3 at 220 nm) increases, suggest- pendent measurements of mass and volume. We found that the
ing that the contribution of condensable OC is much lower for inherent material densities obtained using these independent ap-
larger particles. This is consistent with the results of Sakurai proaches are in good agreement. Note that the inherent material
et al. (2003a). In our other paper (Park et al. 2004), we indi- densities tend to be lower for lower engine loads (10% load),
rectly addressed the effect of the semivolatile component on the where particles contain more condensed organics. Also, note
inherent material density, showing that density for diesel soot that the inherent material densities of particles tend to decrease
particles was 1.77 ± 0.07 g/cm3 , after they were heated to 300°C with decreasing mobility size, suggesting that the contribution
to remove the volatile organics. of condensed organics ( ~0.8 g/cm3 ) increases.
decreases, suggesting that the contribution of condensed or- Lee, K. 0., Cole, R., Sekar, R., Choi, M. Y. , Zhu, J., Kang J. , and Bae, C.
ganics increases with decreasing size. Inherent material den- (200 I). Detailed Characterization of Morphology and Dimensions of Diesel
sities found using TEM and DMA-APM are in good agree- Particulates via Thermophoretic Sampling, SAETechnical Paper Series 200 1-
01-3572.
ment with values estimated from the TDMA-APM volatility Mandelbrot, B. (1982). The Fractal Geometry of Nature, San Francisco,
measurements. Freeman.
McMurry, P. H., Wang, X. , Park, K., and Ehara, K. (2002). The Relationship
between Mass and Mobility for Atmospheric Particles: A New Technique for
Measuring Particle Density, Aerosol Sci. Techno!. 36:227-238.
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