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"Imperfective Paradox" in Formal Model vs. Cognitive Force-Theoretic Model
"Imperfective Paradox" in Formal Model vs. Cognitive Force-Theoretic Model
"Imperfective Paradox" in Formal Model vs. Cognitive Force-Theoretic Model
Cognitive
Force-theoretic Model
Chungmin Lee
Seoul National University
clee@snu.ac.kr
Abstract
This paper introduces a new proposal by Copley and Harley (2014,
2015) to overcome the ‘Imperfective Paradox’ by relying on the
notion of dynamic ‘forces’ by Talmy (2000). They treat dynamic
predicates as predicates of forces, represented by functions
from an initial situation to a final situation that occurs ceteris
paribus, that is, if other conditions are equal or if nothing external
intervenes. Thus, they eliminate causative entailments, avoiding
the Paradox, and explain the frustratives as well. However, we
view the Progressive aspect as incremental progress based on
the planned/scheduled culminating accomplishment. Another
important phenomenon is that there occurs an ambiguity between
progressive and resultative, as in Korean and Japanese wearing
verbs. A caused existence of the accomplishment Theme is not
entailed by the perfective but its plan still affects our grammar of
language and cognition. Imperfective and perfective, appearing
as the same in some languages, require a new syntax-semantics
interface analysis, and conative and frame idea, to solve the
paradox.
1. Introduction
1. Introduction
1. Introduction
Thispaper
ThisThis
paper paper discusses
discusses
discusses the so-called
the so-called
the so-called “Imperfective
“Imperfective
“Imperfective
Paradox” Paradox”
Paradox”
appearing
appearingappearing
in the
inProgressive
the Progressive
formform
in the Progressive form in accomplishment telic sentences, encountered
in accomplishment
in accomplishment
telictelic
sentences,
sentences,
encountered
encountered
by formal
by formal
semantic
semantic
models,
models,
and and
the recently
the recently
by formal semantic models, and the recently proposed solution by a
proposed
proposed
solution
solution
by amodel
force-theoretic by
force-theoretic
a force-theoretic
by Copleymodelmodel
andbyHarley
Copley
by Copley
and and
Harley
(2015), Harley
(2015),
which is(2015),
which
still which
is still
formal is still
formal
formal
butcognitively-oriented.
cognitively-oriented.
but cognitively-oriented.
but In the Inprevious
the formal
In previous
the previous
formal formal
models,
models,models,
causal
causal
event causal
event event theories
decomposition
decomposition theories
decomposition theories show the insight that an accomplishment has the
showshow
the insight
the insight
that that
an accomplishment
an accomplishment
has the
hasAgent
the Agent
of only
of only
the first,
the first,
causing,
causing,
sub-event, e1; e1;
sub-event,
Agent of only the first, causing, sub-event, e1; this event then is ‘chained’
this this
eventevent
thenthen
is ‘chained’
is ‘chained’ e2, which
withwith e2, which
is itself
is itself
related
related
to the
to Theme
the Theme
(Pustejovsky
with e2, which is itself related to the Theme (Pustejovsky 1991). A(Pustejovsky
causal 1991).
1991).
A A
relation
causal
causal
relationof
ofthe
relation form
ofform
the forme1∃e1∃e2:
e2: e1
∃e1∃e2: e1CAUSE
CAUSE e2 isise2
e1 CAUSE
e2 generally
generally assumed
is generally
assumed (Dowty
assumed
(Dowty
(Dowty
1979,
1979,
Lewis
Lewis
1979, Lewis 1973) (non-neo-Davidsonian) but for e1 to cause e2 here both
1973)
1973)
(non-neo-Davidsonian)
(non-neo-Davidsonian) for e1
but but e1cause
for to e2 here
to cause e2 here
bothboth
events
events
mustmust
exist.
exist.
ThisThis
is is
events must exist. This is required in the existential binding of e1 and e2.
required
required
Butine2the in existential
the not
does existential
binding
binding
necessarily of e1ofand
occur, e1 e2. But
and
because e2.ceteris
e2 does
But e2non
does
notparibus
necessarily
not necessarily
occur,
‘all other occur,
because
because
things
ceteris
ceteris being
non non
paribus not
paribus ‘allequal’
‘all [ceteris
otherother
things
things
being not =equal’
paribus
being notallequal’
other conditions
[ceteris
[ceteris
paribus being equal,
= all= other
paribus all other
conditions
conditions
i.e., ‘inertia’]. Hence “Imperfective Paradox” arises.
being
being
equal,equal,
i.e., i.e.,
‘inertia’].
‘inertia’].
HenceHence
“Imperfective
“ImperfectiveParadox”
Paradox”
arises.
arises.
Examining the force-theoretic model (Copley and Harley 2015, adopting
Examining
Examining the force-theoretic
the force-theoreticmodelmodel
(Copley
(Copley
and and
HarleyHarley
2015,
2015,
adopting
adopting
cognitive
cognitive
force-
force-
cognitive force-dynamic theory including Talmy’s (2000)), we will
dynamic
dynamic theory
investigatetheory
including
someincluding
Talmy’s
verbs Talmy’s
such (2000)),
(2000)),
we will
as ‘wearing’ we will
investigate
investigate
in languages somesome
verbs
including verbs
suchsuch
Korean as
to ‘wearing’
as ‘wearing’
insee howincluding
in languages they
languages can Korean
be ambiguous
including Korean
to see between
to how
see how Progressive
theythey
can can and Resultative
be ambiguous
be ambiguous
between
betweenwith
Progressive
Progressive
and and
the same surface form. We can see intermediate transitions in Progressive
Resultative
Resultative
withwith
the same
the same
surface
surface
form.
form.
We can
We see
can intermediate
see intermediate
transitions
transitions
in Progressive
in Progressive
and and
and the final result state of wearing a dress. In English, typically the verb
the final
the
putfinal
result
result
on is statestate
of wearing
employed offor
wearing
thea Progressive,
dress.
a dress.
In English,
In whereas
English,
typically
typically
the the wear
verb verb
the verb
put putisonemployed
on
is employed is employed
for for
forProgressive,
the Perfective
the Progressive,
the whereasthough
whereas thewith
the verbverbthe
wear issame
wear is surface
employed
employedform
for for of
the V-ing.
thebePerfective
Perfective though
though
withwith
the same
the same
We will also examine destruction in progress or annihilation verbs. For
surface
surface
formform
of beofV-ing.
be V-ing.
We will
We will
alsoalso
examine
examine
destruction
destruction
in progress
in progress
or annihilation
or annihilation
verbs.
verbs.
For annihilation,
For annihilation,
we must
we must
destroy
destroy
something
something
completely
completely
so that
so that
nothing
nothing
is left.
is left.
“Imperfective Paradox” in Formal Model vs. Cognitive Force-theoretic Model 469
(1) a.(1)
Miaa. M
was
ia was pushing
pushing a cart ⇒ Mia
a cart pushed
Mia a cart.
pushed a cart. (just exerting pressure with no
b. M
ia was running Mia ran.
(1) a. Mia was pushing a cart ⇒ Mia pushed a cart. (just exerting pressure with no resul
b. Mia was running ⇒ Mia ran. (a and b: No Imperfective Paradox involved)
b. Mia
Onwasthe running Mia ran.
⇒ examine
other hand, the(afollowing
and b: No Imperfective
sentences Paradox involved)
with culmination
Goal-reaching or Theme-reaching. In (2), the Progressive shows Mia’s
On theposition changing
other hand, (to finally
examine be at the end),
the following which by
sentences notculmination
with being at the end
Goal-reaching or T
On the otherofhand,
the street, the Goal,
examine does not entail
the following the Perfective
sentences sentence,Goal-reaching
with culmination creating or Them
(2a) does not entail (2b), and (3a) shows the Progressive not entailing its culmination
(2a) does not entail (2b), and (3a) shows the Progressive not entailing its culmination Them
Perfective, both creating Imperfective Paradox. (3b) and (3b’), on the other hand,
Perfective, both creating Imperfective Paradox. (3b) and (3b’), on the other hand,
470 Chungmin Lee
Imperfective Paradox. (3a) also shows the Progressive not entailing its
culmination Theme Perfective. Thus, (2) and (3a) both create Imperfective
Paradox. (3b) and (3b’), on the other hand, using the adversary connective
but, a contradictory follow-up is possible or using the frustrative, as cited in
Copley and Harley’s (2014) O’odham one, or a similar use of -taka ‘changing
the course of action on the way’ in Korean, as in (3b’), the on-going action
in the progressive may be blocked or suspended and the culmination of
accomplishment is given up on the way. (2a) does not entail (2b), although
Mia’s position changing occurred, with the intention to finally be at the
end, and (3a) shows the Progressive not entailing its culmination Theme
Perfective, both creating Imperfective Paradox. (3b) and (3b’), on the other
hand, the actions in the Progressive stopped without culmination by means
of the adversary or frustrative connective. In (3c), however, a past sentence
(or perective) precedes such a frustration, resulting in oddmess.
(2) a. M
ia was crossing the street.
b. M
ia crossed the street.
In face of the paradox, Copley and Harley (2015) try to account for non-
culmination by improving on the previous efforts, although it looks like
avoidance of the paradox, first, by Dowty (1979) of assuming a relation
between two sub-events and additionally requiring possible worlds to solve
non-culmination and the efforts, second, by Parsons (1989) of proposing a
non-culminated event as bearing some scalar relation to a culminated event,
though without clarity. Dowty’s possible worlds seem to be Copley and
Harley’s ‘situations’ for non-culmination, though how Parsons’s scalarity
idea is used is not clear in them either.
I will present the ambiguity of the Progressive and the Perfective in ‘wear’
verbs in Korean and Japanese, as in 3. The Puzzle of Ambiguity between
the Progressive and the Resultative in (13), to show how the situation
precedence relation by Copley and Harley’s (2015) reverse function
predec(s) = suc−1 (s) is not enough. The preceding clause verb ‘wear’ before
the connective -ko has its culmination interpretation, which is absent in the
Progressive.
Because we now have the force type f, let us take a look at their syntactic
structures first. They first adopt the current generative grammar syntax and
the distributive morphology (DM) theory, adopting conceptual meaning
decomposition, as shown in their syntactic trees, with model-theoretic types
assigned. Examine their (22) and (69), SC is a proposition <st> type, vP and
active S are <ft> type:
(22)
In the following diagram of causal chain, the vectors are depicted in the bubbles because the
In the followingconceptual
diagram of thecausal
forces arise from chain,
conceptual situations theby thevectors
represented bubbles. are depicted in the
bubbles because the conceptual forces arise from the conceptual situations
(6) Causal chain of situations with net forces
(7)(7)
net(s)
net(s)=:=:the
the net forceofofs s
net force
2.3type
Efficacy
<f, t>.
A situation s0 is efficacious just in case its ceteris paribus (inertia)
successor situation occurs. Consider the diagram in (10) below. When
2.3 Efficacy
A situation s0 is efficacious just in case its ceteris paribus (inertia) successor situation occurs.
“Imperfective Paradox” in Formal Model vs. Cognitive Force-theoretic Model 475
choosingConsider
an initial situation
the diagram s0,below.
in (10) the speaker chooses
When choosing (the)
an initial one s0,
situation that
theshe judges
speaker chooses
a
to be efficacious.
(the) one thatShe may tojudge
she judges that s0She
be efficacious. ismay
thejudge
efficacious situation;
that s0a is the efficaciousshe is
situation;
a
judging that
she is no forces
judging arising
that no at least
forces arising partially
at least partiallyfrom outside
from outside s0 perturb
s0a will will perturb
f0a , so that
f 0a, so that s0aindeed
s0a will will occur.
indeed occur.
Something Something
from from
outside s0a may
a
outsideinswhich
well intervene, 0 may casewell
perhaps
intervene,
thein which initial
efficacious casesituation
perhaps is s0the
b
, andefficacious initial
what will occur situation
is its successor s1b.is s0b, and
Force-theoretic
what will occur is itsThe
non-determinism. successor s1bpicked
causal chains . Force-theoretic non-determinism.
out by superscripts Thewell
a and b correspond rather
causal chains picked
to “histories” out by1970).
(Thomason superscripts a and b correspond rather well to
“histories” (Thomason 1970).
(10)
(10)
In accordance with such intuition but to avoid the paradox, Copley and
In accordance with such intuition but to avoid the paradox, Copley and Harley argue for forces
Harley argue for forces to model “efficacy” (as explained), removing
to model efficacy (as explained), removing causative entailments. They also argue for forces
causative entailments. They also argue for forces to model intervention,
to model intervention, which remains a long-standing puzzle in the event-structure literature
which remains a long-standing puzzle in the event-structure literature
concerning the status of verbs of maintaining like keep and stay (Jackendoff 1975, a.o.). They
concerning the status of verbs of maintaining like keep and stay (Jackendoff
are clearly dynamic, as diagnosed by the usual eventuality tests; for example, the progressive
1975, a.o.). They are clearly dynamic, as diagnosed by the usual eventuality
gets an ‘ongoing-now’ reading.1
tests; for example, the progressive gets an ‘ongoing-now’ reading.1
1
Similarly, a stative verb such as ‘stand’ can be in progressive: The statue is
standing there for some time.
476 Chungmin Lee
They argue that their occurrence in the progressive shows that these verbs
can be dynamic. However, the fact that they are interpreted habitually in
sentences such as those in (12) with the simple present indicates that they
essive shows that these verbs can be dynamic.
must be dynamic. It is not easy to understand what distinguishes such
bitually in sentences such as those in (12) with
dynamic eventualities from stage-level statives such as The door is open.
e dynamic. It is not easy to understand
However, what adjective in English happens to be a passive
open, a stative
form
stage-level statives suchinasKorean,
The doorwith its action verb yel- ‘open’ being a base form but
is open.
functioning as a statve in passive. Talmy (2000) in cognitive semantics
happens to be a passive form in Korean, with its
points out that the verb stay in (11b) lexically encodes the presence of a
unctioning as a statve in passive. Talmy (2000)
force that intervenes to counteract the ceteris paribus result of an existing
n (11b) lexically encodes
force. the a forceextends the Talmian project to characterize verbal
presence of(2007)
Gaerdenfors
concepts
s result of an existing as patterns (2007)
force. Gaerdenfors of force.
verb ip- ‘put on’ can be modified by an adverb a. ‘The child is putting on a new dress.’ (Progressive)
child-NOM new dress-ACC wear-PROG/RESULTative DEC
-ta iss ip -ko os-ul say ) ai-ka
“Imperfective Paradox” in Formal Model vs. Cognitive Force-theoretic Model 477
verb ip- ‘put on’ can be modified by an adverb chenchenhi ‘slowly,’ as in a.’
The Resultative reading of (13), on the other hand, is as (b) and the verb iss-
‘exist’/‘remain’ can be modified by kamanhi ‘quietly’ as in b’:
This kind of Progressive accomplishment verb sentence does not entail its
past form sentence in Korean (13), English (14), German (15), and Chinese
(16), still revealing the paradox (cf. (1a) of Copley and Harley 2015).
(14) =
> The child put <PAST> on a new dress (--- wore a new dress in
the past).
Likewise, in Korean, the Progressive sentence cannot entail its past
sentence, as follows:
478 Chungmin Lee
(14) in English seems to well fit the denotation by Copley and Harley’s
(2015) progressive formula. Here the verb ‘putting on’ must be an
accomplishment verb but interestingly its telic result state is expressed by
‘wearing.'. For the telic consequence, a different verb ‘wear’ is typically
employed in English. Copley and Harley’s (69) [tree structure] above
may be an approximation. For the telic end existence, we may need
some frame in mind. Morphologically -ko iss in Korean here functions
as a grammaticalized progressive form as a unit and no adverbial can be
inserted between the segments, -ko and iss, as argued in Lee (1999). (13b),
on the other hand, has the Resultative reading, with -ko retaining its original
conjunction meaning ‘and (then).’ Here a temporal sequence marker -se
can be added to -ko ‘and’ to ascertain the temporal precedence sequence
and the completion of telicity in this reading, which requires a bi-sentential
construction, iss- in Korean retaining its original meaning of ‘exist’/’stay.’
Because they are separate morphemes and have different morphosyntactic
meanings, adverbials such as ‘quietly’ can freely be inserted between the
two morphemes, with an independent clause preceding the conjunctive
marker -ko ‘and’ in Korean. The second morpheme iss-, in its original
meaning of ‘exist’/’stay,’ in Korean, I argue, is an independent verb like
those in (11) ‘stay’ or ‘remain.’ (13b) above is repeated as (18) below. The
adverb kamanhi ‘quietly’ modifies the main clause verb iss- ‘exist’/’stay’
and the event time of the preceding subordinate clause precedes the present
time of the main clause. With the telic completion meaning solidified, the
main clause verb iss- ‘exist’ can be replaced by any non-contradicting verbs
such as ‘disappeared,’ as in (20b) [Japanese], and ‘danced.’ The crucial point
I raise here is that it is not a simple preceding situation by their predecessor
function, “predec(s),” as proposed by Copley and Harley (2015) to be
explained shortly. In this Resultative construction, the preceding clause
before the clause-linking conjunction -ko became perfective with the telic
culmination completed. Consequently, (18) entails (18’), which is in the past.
480 Chungmin Lee
(18) = (13b’) aii-ka [[Φi say os-ul ip ] -ko] kamanhi iss -ta
child-NOM new dress-ACC wear -and quietly exist -DEC
‘The child remains quiet, wearing a new dress.’
(18’) aii-ka [[Φi say os-ul ip ] -ess -ta
child-NOM new dress-ACC wear PAST DEC
‘The child wore a new dress.’
Also, in English, a similar effect tends to arise in ‘is quietly wearing ---’
in (19) below. The verb ‘is’ here, I argue, is like ‘remain/stay’, as discussed
in (11), and is independent of the eventive verb ‘wear,’ tending to form
a bi-clausal construction.’ The verb ‘is’ here must be ‘exists,’ rather than
a copula, as in the Korean bi-clausal construction. Therefore, to have a
Progressive event, another verb ‘put on’ must be used and if that verb is
used, the movement (‘VP fronting’ a la John Whitman p.c.) is slightly odd
(Darcy Sperlich p.c.), as in (19b). The result state clause of wearing, just like
the Resultative ip-ko in Korean, freely appears as an adjunct with any non-
contradicting main clauses, as in (19c) (Darcy Sperlich p.c.). In this respect,
the three languages agree in Resultative constructions. One interesting trend
regarding the meaning of the progressive in English is that it can mean
‘wanna’ (Linmin Zhang providing (19d) pc, Darcy Sperlich agreeing pc
2003). Examine (19d). In this telic accomplishment, the progressive means
‘wanna’ regardless of the 2nd, 1st or 3rd person of the subject Agent, resulting
in .wanna wear -. This shows the conative nature of telicity (Borer (2005)).
In Japanese, as in (20a), -te iru has its resultative reading with the same
‘put on/wear’ verb, like in Korean and unlike in English. Native Japanese
speakers seem to accept the progressive meaning as well with the same
verb (Yukinori Takubo, via e-mail 2022). So, it is ambiguous. An emphatic
progressive form ki-te iru saicyu-da ‘in the middle of putting on ---’ is
preferably used by some. The main clause verb iru now can be replaced by
other verbs such as inakunatta ‘disappeared’ freely with the accomplishment
culmination intact, as in (20b). (20b’) in Korean is exactly equivalent to
(20b) in accomplishment culmination but (20c) is totally different with the
connective -myense ‘while,’ with no accomplishment culmination.
existing force’ may give some clue to solving the ambiguity between the Progressive and the
‘Theinchild
Resultative wasand
Korean putting on a Observe
Japanese. pretty dress and disappeared.’
the following ambiguous sentence:
This Progressive reading may be captured by Copley and Harley’s denotation: ⟦progressive⟧ =
clausal construction
This Progressive by means
reading may be of the proposed
captured by Copleydenotational meaning: ⟦progressive⟧ =
and Harley’s denotation:
progressive = λπλs. π(net(s)) (11a’). But in the resultative reading, -ko
λπλs. π(net(s)). In this Progressive reading, the verb ip- ‘put on’ can be modified by an adverb
functions as a rather subordinating connective, and the same morpheme
iss-chenchenhi ‘slowly,’
‘be’ functions as as
aninindependent
a.’ main clause dynamic verb ‘exist,’
a. ‘The child is putting on a new dress.’ (Progressive)
and Japanese. See (13) above. Copley and Harley view the progressive
-ta iss ip -ko os-ul say (13) ai-ka
denotation as causal chains occurring in efficacy, not involving culmination
or destruction so that frustrative situations can easily be solved. Observe (21).
Resultative in Korean and Japanese. Observe the following ambiguous sentence:
in cognitive semantics points out that the verb in (11b) lexically encodes the presence of a force
Korean uses the same progressive form -ko iss for all Activity or
action verb yel- ‘open’ being a base form but functioning as a statve in passive. Talmy (2000)
unergative verbs such as ‘laugh,’ ‘run,’ etc., and uses the separate Resultative
However,open, a stative adjective in English happens to be a passive form in Korean, with its
distinguishes such dynamic eventualities from stage-level statives such as The door is open.
the simple present indicates that they must be dynamic. It is not easy to understand what
However, the fact that they are interpreted habitually in sentences such as those in (12) with
“Imperfective Paradox” in Formal Model vs. Cognitive Force-theoretic Model 483
form -e/-a iss for Telic intransitive or inchoative achievement verbs such
as ‘sit,’ ‘stand,’ ‘lie,’ ‘die,’ ‘dry,’ etc. The latter's progressive forms in -ko iss-
can be used in their very slow motion and their causatitve forms with -i, hi,
ri/li, ki, etc. (24c) can regularly be derived.
In Japanese, Copley and Harley’s examples (45) are given below in (25):
2
This is subtle but used often. A very slow change is presupposed. Intransitive
action such as ‘laughing’ and ‘crying’ are more naturally used in Korean as well.
3
A past tense form is used more often.
- ‘The towel has dried.’
(24a) and (24b), respectively. (25b) = (45b). Copley and Harley attack Ogihara’s
Recall that the Progressive and the Resultative in intransitive verbs are
rtial events’ solution for not providing any conditions under which one event can be
distinct in Korean, as shown in (24a) and (24b), respectively. (25b) = (45b).
Copley
nother. Nishiyama’s and Harley
(2006) partialattack Ogihara’s
events (1998)worlds
plus inertia ‘partial as
events’ solution for(1998)
per Portner’s not
providing any conditions under which one event can be ‘part of’ another.
also attacked for the possible relationship between logical and cognitive systems.
Nishiyama’s (2006) partial events plus inertia worlds as per Portner’s (1998)
solution
ad argue that their is also
final attacked
situation of for theas
force possible relationship
the reference betweencan
situation logical
solveandthe
cognitive systems. They instead argue that their final situation of force as
of -te iru, putting
the reference predecessor
forth thesituation function,
can solve “predec(s),”
the denotation which
of -te iru, picks
putting outthethe
forth
predecessor
r situation s, as function,
a solution. They“predec(s),”
introduced which picks out the
“predec(s)” predecessor
earlier situationthe
to explain
s, as a solution. They introduced “predec(s)” earlier to explain the meaning
of again
of again in their (26a):in [[again]]
their (26a):=[[again]]
λpλs .=λp(s)
λpλs . λp(s) presupposed: ∃s’
presupposed: s’ prior
priorto to
(predec(s)): p(s’). Now their solution is (26) below = their (46):
): p(s’). Now their solution is (26) below = their (46):
(26) (46) [[-te iru]] = λπλs . λ(net(predec(s)))
.;
As we saw the variation between the root adjective open in English and the root verb Vi
yel- ‘open’ in Korean, different languages have different creation verbs. Creation verbs as
As we saw the variation
accomplishment verbs unlikebetween theno existence
change verbs have root adjective
presupposition, asopen in English and
in (27, 28).
M-NOM -ACC
(28’) Cathy is putting up (a potboil-CAUS
of) coffee. PROG-DEC
‘Mina4.isDiscussion:
brewing coffee.’
Telicity (not
as Conative and‘boiling’)
the Entailed Component as (CAUSE y to)
(29) Rebecca was flying to London when the plane was hijacked.
(30) R
ebecca was flying to London; well, in fact, she wasn’t, she was
flying to Havana, but she didn’t know at that time.
4
connected with a wish, intention, or effort to do something’ in the dictionary.
490 Chungmin Lee
5. Concluding Remarks
References
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Copley, Bridget, Harley Heidi (2015) A force-theoretic framework for event
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force-theoretic framework: The case of the O’odham frustrative cem. In
Copley, Bridget, Fabienne Martin, eds. (2014).
Copley, Bridget, Fabienne Martin, eds. (2014) Causation in Grammatical
Structures. Oxford University Press.
Copley, Bridget and P. Wolff (2014) Theories of causation should inform
linguistic theory and vice versa. Copley and Martin (Eds.) Causation in
Grammatical Structures (pp 11-57).
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