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Applied Acoustics
journal homepage: www.elsevier.com/locate/apacoust
a r t i c l e i n f o a b s t r a c t
Article history: Low-frequency acoustic signal will suffer from dispersion effect when propagating in long-range shallow
Received 24 August 2019 water waveguide, which leads to multi-mode and waveform expanding. Longer transmission range and
Received in revised form 21 October 2019 shallower waveguide will result in more serious dispersion effect. In this paper, we propose an improved
Accepted 24 October 2019
modal dispersion compensation receiver, and evaluate its performance for a shallow water acoustic com-
Available online 5 November 2019
munication experiment. The receiver not only exploits time-frequency analysis approach to compensate
the waveform expanding effect of each mode simultaneously, but also combines the modified multi-
2019 MSC:
mode energy to enhance symbol estimation accuracy. The experiment is conducted by a differential-bin
00-01
99-00
ary-phase-shift-keying modulated direct-sequence-spread-spectrum communication system, which is
suitable for long-range transmission. With this receiver, we obtain no error demodulation results without
coding in the experiment. The experimental data analysis also shows that the proposed receiver can
obtain about 3 dB gain than the conventional one, which is of significant importance for long-range
communications.
Ó 2019 Elsevier Ltd. All rights reserved.
https://doi.org/10.1016/j.apacoust.2019.107117
0003-682X/Ó 2019 Elsevier Ltd. All rights reserved.
2 D. Zhang et al. / Applied Acoustics 159 (2020) 107117
select the less dispersive mode for shallow water and deep water interference. g ðt Þ is root-raised cosine function to reduce inter-
communications. However, these methods can only operate with symbol interference. After differential coding, the signal is modu-
array signal, and cannot exploit the received power of the disper- lated to the passband, which can be written as
sive modes, which may lead to SNR loss. Another research shown
sðt Þ ¼ Re xðt Þejx0 t ; ð3Þ
in [14] uses estimated mode function separator to separate all
modes, and then eliminates dispersion of specific mode in warping where x0 is the carrier angular frequency.
domain [15] to improve the matching filter gain. This method not
only needs the specific transmitted waveform, but also adopts a 2.2. Channel characteristics
series of complex steps to separate the effective modes, and the
algorithm is only verified by the simulation results. According to the normal mode theory, the range-independent
In [16], we proposed a modal dispersion compensation (MDC) shallow-water acoustic pressure field at range r (relative to the
receiver, which exploited dedispersion transform [17] to compen- source) and depth z can be represented in the frequency domain
sate the intra-mode dispersion first, and then used the rake recei- as [1]
ver to combine the inter-mode dispersion. Through the MDC
receiver, the dispersive signal power in the time-frequency domain XM
eikrm ðxÞr
Hðx; r; zÞ ¼ Q wm ðx; zs Þwm ðx; zÞ pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ; ð4Þ
was gathered which results in the SNR improvement. Comparing
m¼1 krm ðxÞr
with other kind of approaches, this receiver tried to recover the
ip=4
waveform expanding effect of the received pulse by a single recei- where Q is defined by pffiffiffiffi
ie
8pqðz Þ
representing a constant factor, and
s
ver, and exploited all available power to demodulate symbols. The
qðzs Þ is the water density at source depth. M is the number of effec-
efficiency of the receiver was verified by the simulation under the
tive propagating modes. wm and krm are the modal depth function
ideal waveguide environment in [16]. However, the proposed algo-
and horizontal wavenumber of mode m, respectively. In the time
rithm suffers from performance limitation when we test its validity
domain, the channel model can be expressed as [22]
by the experimental data. Due to the inhomogeneous characteris-
tics of the real ocean waveguide, the optimal recovery parameters X
M
for each mode are different, which will bring difficulties in elimi- hðt Þ ¼ am ðt ÞejUm ðtÞ ð5Þ
m¼1
nating all intra-mode dispersion simultaneously. Aiming at this
issue, we propose an improved MDC (IMDC) receiver structure by the method of stationary phase with inverse Fourier transform.
for real data in this paper. The improved receiver formulate the The am ðt Þ and Um ðt Þ are the complex amplitude and time evolving
time-equal line to recover the intra-dispersive modes continu- phase of mode m, respectively. As can be seen, the received signal
ously, and thus the multiple optimal parameters issue is overcome at ðr; zÞ is the combination of M modal components, and each mode
and dedispersive operation can be realized by one step. The relia- has a specific nonlinear phase. For a given mode, the phase and
bility of the improved receiver is verified by a LFLR shallow water group velocity are defined by the phase function as follows
communication experiment. 1 1
krm ðxÞ dkrm ðxÞ
The remainder of the paper is organized as follows. Next section v pm ¼ and v gm ¼ : ð6Þ
we present the communication system design of our experiment. x dx
Experimental setup and data analysis are shown in Section 3. Sec-
The phase and group velocity represent the horizontal velocity
tion 4 concludes the paper.
of a particular phase and the energy transport, respectively. For a
slightly downward refracting sound speed profile waveguide
2. Communication system structure depicted in Fig. 1, we can have the velocity curves conducted by
Kraken software [23]. The lower 3 order modes are shown in Fig. 2.
During our LFLR shallow water communication experiment, we We can see clearly that both phase velocity and group velocity
adopt direct-sequence-spread-spectrum (DSSS) sequence and the are nonlinear functions of mode order m and frequency x. For the
differential-binary-phase-shift-keying (DBPSK) modulation [18]. phase velocity at upper half part, lower frequency and higher
The DSSS system can achieve superior performance in long-range modal order lead to a higher value, whereas for the group velocity
channel for its high processing gain and low system complexity, at lower half part, higher frequency and lower modal order refer to
and the DBPSK modulation can resist phase variation as well as faster velocity. Therefore, the received signal is seriously distorted.
avoid the channel estimation [19]. Meanwhile, the transmission delay caused by group velocity varies
along with modal orders and frequency components. This will lead
2.1. Transmitter design to multi-mode components and broadband waveform expanding,
which is regarded as the effect of inter-mode and intra-mode
In our DSSS communication experiment, the baseband signal dispersion.
can be written as [20]
NX
u 1 X
N c 1
xð t Þ ¼ uk ci g ðt iT c Þ; ð1Þ
k¼1 i¼0
PNc 1
zðtÞ ¼ i¼0 ci g ðt iT c Þejx0 t . Using this technique, signal energy
can be concentrated because of spreading gain. In contrast with
conventional medium and high frequency underwater acoustic
communications, the waveform of each received mode suffers dis-
tinct intra-mode dispersion in LFLR shallow water channel, and
thus the correlation gain between sm ðt Þ and zðtÞ suffers perfor-
mance loss, especially for high dispersive modes. As a result, the
correlation peak corresponding to these modes will show low tol-
erance to the noise level, which will decrease demodulation
accuracy.
The dedispersion transform is used to recover sðt Þ from sm ðt Þ.
Assuming RðxÞ is the Fourier transform of a single symbol after
despreading, the transform tries to pre-process the intra-mode dis-
Fig. 2. The velocity curves of the first 3 modes.
persion by a modified inverse Fourier transform which is defined
as [26]
An example of transmitting a 250–350 Hz Continuous Wave Z 1 0 0 1=b
1 xr n x
(CW) signal in the non-noise channel depicted in Fig. 1 is shown pðn0 ; r 0 Þ ¼ dxRðxÞe i c ; ð8Þ
2p 1
in Fig. 3. Fig. 3(a) reveals that the received signal has multi-mode
components. The waveform of high order modes is expanded, where b is waveguide-invariant. The transform can be regarded as a
and it is easily covered up by noise. Moreover, the similarity
kind of double-parameters transform in fn0 ; r 0 g plane. The pðn0 ; r 0 Þ of
between the received modes and the transmitted signal decreases
each mode is represented by a bright line and the maximum value
as mode order increases, and thus the gain after matching filter
of each line reveals the optimal value n0m ; r 0m of mode m. At that
also decreases. According to the time-frequency analysis by Short
point, the nonlinear phase influence of the particular mode in Eq.
Time Fourier Transform (STFT) in Fig. 3(b), we can see that the
(8) is removed and the intra-mode dispersive is compensated. The
received signal undergoes both inter-mode and intra-mode disper-
velocities difference between different frequencies component in
sion in the time-frequency domain, because higher frequency and
a certain mode are corrected and each received mode turn to the
lower order components propagate faster.
replica of the transmitted pulse. The relative timescale is recovered
by [16]
2.3. Receiver design
r 0 n0 x0
1=b1
Fig. 3. The first 3 received modes under waveguide in Fig. 1. (a) The waveform in time domain; (b) The time-frequency analysis by STFT.
4 D. Zhang et al. / Applied Acoustics 159 (2020) 107117
Fig. 5. The dedispersive results for the received CW signal in Fig. 3. (a) The waveform in time domain. (b) The spectrogram analysis by STFT.
D. Zhang et al. / Applied Acoustics 159 (2020) 107117 5
The received SNR is about 5:21 dB. First, we show the channel
characteristics and the performance of the dedispersion transform.
After correlation with local replica, the received 1023-digit m-
sequence is shown in Fig. 7. From the figure we can see that the
received signal has 2 effective modes around 0:22 s and 0:4 s,
and both suffer visible inter-mode dispersion effect. The power of
mode 2 is more dispersive so that it can hardly be distinguished
from noise. The relatively low matching gain will reduce the ability
to resist noise. Besides, the expanding waveform cause difficulties
in finding the peak value of each mode, which will bring extra error
when calculating the phase of the adjacent symbols.
The dedispersive operation is done by searching the power
Fig. 8. The dedispersion plane fn0 ; r0 g for dispersive 1023-digit m-sequence.
maximum point of Eq. (8) in the fn0 ; r0 g plane. The searching plane
in the suitable region is shown in Fig. 8. We can see 2 bright lines
corresponding to the 2 modes in the figure. The optimal value of
each mode is the brightest point in each line. Note that for the symbols. From last subsection we find that the number of effective
experimental data, the optimal parameters are different for each modes is 2. Without dedispersion step, the symbol constellation
mode. After getting the optimal point n01 ; r 01 and n02 ; r02 for the and the phase error [21] of the 2 modes are plotted in Fig. 10.
two effective modes, we can select an appropriate time-equal line Fig. 10(a) shows the symbol constellations plot of the 1-st
between the two bright lines, which is plotted by the dotted line in mode. The true symbols are located at þ1 and 1. Although the
Fig. 8. Finding the intersections M and N of this line with r01 and r02 , received symbols are scattered near the true symbol, there also
we can recover the continuous time domain signal by axis occurs phase wandering caused by propagation medium. The out-
A M N B in Fig. 8. The dedispersive results are shown in put SNR of Fig. 10(a) is 11:89 dB [27]. Fig. 10(b) shows the phase
Fig. 9(a). We find that the expanding waveform is compensated error which is defined by the difference between the received sym-
and the power dispersion is concentrated. As a result, the relative bols and the transmitted symbols. Symbols which have an absolute
SNR is improved, and the peak of the two effective modes are easy phase error beyond 90 are in error. For the 1-st mode without
to be detected. From the spectrogram in Fig. 9(b), we can also find dedispersion transform, the phase errors are around ½25; þ25
that the inter-mode dispersion is compensated. and no symbol error occurs. Since we just transmit DBPSK signal
during the experiment, from this result we can infer that such
channel can allow DQPSK no-error communication with the 1-st
3.2. Communication results analysis mode signal, because the absolute phase errors are all less than
90 . For the 2-nd mode, the results are presented in Fig. 10(b)
The validity of the dedispersion transform has been proved above. and Fig. 10(d). The output SNR is 2:88 dB. From last subsection
Now we will compare the communication results before and after we know that the peak power is small and easily influenced by
dedispersion operation by the 60 continuous communication the noise. The phase errors of the 2-nd mode are really significant
Fig. 7. The matching filter results of the received 1023-digit m-sequence. (a) The waveform in time domain. (b) The spectrogram analysis by STFT.
6 D. Zhang et al. / Applied Acoustics 159 (2020) 107117
Fig. 9. The results of 1023-digit m-sequence after dedispersion transform. (a) The waveform in time domain. (b) The spectrogram analysis by STFT.
Fig. 10. The decoding results of the consecutive communication symbols without dedispersion transform. (a) The symbol constellation plot of the 1-st mode. (b) The phase
error of the 1-st mode. (c) The symbol constellation plot of the 2-st mode. (d) The phase error of the 2-st mode.
and 4 symbols are beyond 90 , which result in error create different SNR values. The Monte-Carlo times is 200, and thus
demodulation. 12000 symbols in all are tested. The resulting BER curves are
With the receiver structure in Fig. 6, the demodulation results shown in Fig. 12.
are shown in Fig. 11. During the dedispersion process here, we From Fig. 12 we can see that the BER result is below 104 when
exploit the optimal parameters and the time-equal line calculated the input SNR is more than 0 dB. For the conventional receiver
by the probe signal to decrease the complexity of demodulating without dedispersion transform, the performance gain by only uti-
system. The output SNR of the 2 modes are 13:07 dB and lizing the 1-st mode is more than 1 dB than that utilizing both of
13:78 dB, respectively. The phase errors in Fig. 11 and Fig. 11(d) the 2 modes at high SNR. This is because the power disperse caused
decrease to ½15; þ30 and ½40; þ40 respectively, and all symbols by the intra-mode dispersion effect is so serious that too much
are correctly determined for both of the 2 modes. Besides, we can interference are combined from 2-nd mode. However, for the pro-
infer that both of the modes can hold DQPSK no-error communica- posed receiver, since the power of the 2-nd mode is centralized and
tion with the help of dedispersion transform. the SNR is enhanced, the modes combination can obtain about 1 dB
extra gain compared with that only utilized the 1-st mode. The
3.3. Experimental data analysis with Gaussian noise total gain of the proposed receiver utilized both of the 2 modes
is more than 3 dB higher than the conventional receiver utilized
In this subsection, we evaluate the BER variation versus SNR for only the 1-st mode. These results verify the superior capability of
experimental data with simulated white Gaussian noise added to the proposed receiver structure under the LFLR shallow water
D. Zhang et al. / Applied Acoustics 159 (2020) 107117 7
Fig. 11. The decoding results of the consecutive communication symbols after dedispersion transform. (a) The symbol constellation plot of the 1-st mode. (b) The phase error
of the 1-st mode. (c) The symbol constellation plot of the 2-st mode. (d) The phase error of the 2-st mode.
Acknowledgments
Fig. 12. The comparisons between the conventional and the proposed receivers
This work was supported by National Natural Science Founda-
when utilizing different number of modes.
tion of China (Grant Nos. 61601134, 61701132 and 11874331),
National Natural Science Foundation of Heilongjiang (Grant No.
communication channel. The extra gain is useful for saving trans- YQ2019D003), Qingdao National Laboratory for Marine Science
mitting power, increasing transmission range and improving and Technology Foundation (Grant No. QNLM2016ORP0106).
detection reliability, which is of great significance for underwater
acoustic applications.
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