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Arab J Geosci (2015) 8:4269–4278

DOI 10.1007/s12517-014-1477-9

ORIGINAL PAPER

Investigation of the effects of blasting design parameters


and rock properties on blast-induced ground vibrations
Kazım Görgülü & Ercan Arpaz & Önder Uysal &
Y. Selim Durutürk & A. Gürkan Yüksek & Arzu Koçaslan &
M. Kürşat Dilmaç

Received: 10 December 2013 / Accepted: 19 May 2014 / Published online: 31 May 2014
# Saudi Society for Geosciences 2014

Abstract This study addresses the effects of rock character- Keywords Blasting . Ground vibrations . Rock properties .
istics and blasting design parameters on blast-induced vibra- Artificial neural networks
tions in the Kangal open-pit coal mine, the Tülü open-pit
boron mine, and the Kırka open-pit boron mine. In this study,
multiple vibration measurements have been conducted, and Introduction
the related data have been analyzed and evaluated. Several
artificial neural network (ANN) and regression models based The intensity of ground vibration caused by detonation of
on the same blasting design parameters, resistivity, and P- explosives is affected by parameters such as the physical and
wave and S wave velocities of the surrounding rocks have mechanical properties of the rock mass, the characteristics of
been constructed to estimate the peak particle velocities and the explosive, and the blast design (Wiss and Linehan 1978).
the frequencies of related blast-induced vibrations. The data Design parameters, such as maximum charge per delay, delay
derived from these models and the classical evaluations indi- time, burden, spacing, charge length, firing order and primer
cate that ANNs provide more reliable results than the other type, and its location, significantly affect the distribution of the
methods. seismic energy in the related rock mass (Pal 2005).
Laws regulating blasting practice and scientific research of
blast-induced ground vibrations use the peak particle velocity
(PPV) values as standard base parameters. The PPV value is
defined as the maximum values of the transverse and vertical
K. Görgülü (*) : Y. S. Durutürk : M. K. Dilmaç
and longitudinal velocities of the propagating wave. To esti-
Mining Engineering Department, Cumhuriyet University, Sivas,
Turkey mate the PPV, researchers have proposed various approaches
e-mail: kazimgorgulu@gmail.com that are based on the maximum charge per delay and the
distance between the measurement point and the blasting point
E. Arpaz
(Duvall and Petkof 1959; Davies et al. 1964; Ambraseys and
Kocaeli Vocational School, Kocaeli University, Izmit, Kocaeli,
Turkey Hendron 1968; Nicholls et al. 1971; ISI 1973; Langefors and
Kihlström 1978; Ghosh and Daemen 1983; Gupta et al. 1987,
Ö. Uysal 1988; Roy 1991; Ak 2006). In these studies, other factors that
Mining Engineering Department, Dumlupınar University, Kütahya,
Turkey
may influence the formation and development of blast-induced
vibrations are included as site-specific constants that represent
A. G. Yüksek the propagation and damping properties of the ground vibra-
Computer Engineering Department, Cumhuriyet University, Sivas, tions at each site. This may increase the uncertainty under
Turkey
certain conditions. When the velocity equations based on field
A. Koçaslan measurements are examined, different parameters were derived
Insurance and Risk Administration, Cumhuriyet University, Sivas, for the same excavation site, resulting in different values of
Turkey PPV for the safe charge per delay (Arpaz et al. 2012).
M. K. Dilmaç
If controlled blasting techniques are to be applied in the
Mining Engineering Department, Atatürk University, Erzurum, field, a large number of blasting data points should be obtain-
Turkey ed from the area surrounding the blasting point and the related
4270 Arab J Geosci (2015) 8:4269–4278

site-specific constants determined to make appropriate evalu- used for drilling operations. The lengths of the holes are
ations (ISRM 1992; Arpaz 2000). However, in some areas, the approximately 12–25 m, depending on the bench height.
data obtained are widely scattered and have a low correlation The burden is in the range of 6–14 m. The spacing varies
coefficient; hence, the obtained equations based on the eval- between 6.75–12.35 m. Generally, 200–450 kg of explosives
uation of these data have low reliability. Such unreliable per delay was used in the blasting operations during our
results are often caused by directional variation in the site- measurement activities.
specific constants (Ak 2006; Arpaz 2000; Blair and Spathis The Tülü Boron open-pit mine is located in western Tur-
1982; Jimeno et al. 1995; Aldaş 2002). key. Production and overburden removal in this field are
In recent years, artificial neural network (ANN) models performed by means of open-pit mining based on truck-
based on the PPV properties of rocks have been applied in shovel methods. All of the blasting work for this study was
frequency estimations of various design parameters of rock performed for the overburden removal of different formations.
blasting (Khandelwal and Singh 2006, 2009; Mohamed 2009; Drill bits of 17 cm in diameter are used for drilling operations.
Monjezi et al. 2010; Amnieh et al. 2010; Kamalı and Ataei The lengths of the holes are approximately 8–10 m, depending
2010; Alvarez-Vigil et al. 2012). These studies show that the on the bench height. The burden is in the range of 2.40–
estimation of the PPV and frequency using ANN gives quite 11.78 m. The spacing varies between 2.40 and 11.80 m.
satisfactory results compared with the classical PPV Generally, 55–75 kg of explosives per delay was used in the
prediction. Khandelwal and Singh (2006, 2009) noted that blasting operations during this study.
the models obtained from multiple regression analysis could The Eti Kırka Boron Mining Enterprise is located in the
not be used because of the high error margins. western part of the Central Anatolian Region of Turkey. Open-
The studies mentioned above used data that had been pit mining at the site is based on the use of truck excavators.
obtained from a single field for an ANN and multiple regres- Annual production varies between 1 and 1.5 million tons,
sion analysis. In addition, these studies were based typically while the amount of overburden is 4.5 million m3. Blasting
on the input parameters of the blasting design parameters. is performed at the site as part of borax production. Drills bits
Furthermore, the input parameters for the ANN models and with diameters of 10 and 16 cm are used for drilling opera-
the multiple regression analysis were not the same data type. tions. The lengths of the holes were approximately 3–12 m,
Unlike previous studies, this research work bases its ap- depending on the bench height. The burden varies in the range
proaches on the data obtained from three different mining of 2.5–6.5 m. The spacing is approximately 5.0–7.5 m. Gen-
areas. The input parameters for the ANN model and the erally, 100–975 kg of explosives per delay was used in the
multiple regression analysis designed to predict the PPV and blasting experiences. In all three of the open-pit mines men-
frequency values are based on blasting design parameters with tioned above, ANFO is the primary explosive substance.
resistivity and P-wave and S wave velocities obtained from in
situ field measurements. The input parameters for the ANN
model and the multiple regression analysis are of the same Materials and methods
type. We aim to achieve a reliable estimate of PPV and
frequency from blast-induced vibrations. Data acquisition and processing

The particle velocity of ground motions was measured by


Study areas seven particle velocity instruments (five Instantel Minimate
Blaster units, B1–B5; one Instantel Minimate Plus unit, B6;
In this study, comprehensive field measurements of blast- and one double-channel Instantel Blastmate III unit, B7-1 and
induced ground vibrations were performed and evaluated in B7-2, all from Instantel, Ottawa, ON, Canada). These instru-
the Electricity Generation Company’s Kangal open-pit coal ments record triaxial (longitudinal, transverse, and vertical)
mine, Eti Mine’s Tülü open-pit boron mine, and Eti Mine’s ground motion measurements in the related area.
Kırka open-pit boron mine (Fig. 1). For the classical evaluations, the model of Nicholls et al.
The Kangal open-pit coal mine is located in the eastern part (1971) was used to calculate the PPV and the related field
of the Central Anatolian Region of Turkey. The site produces constants, as given below:
4.5–6 million tons/year of coal with a calorific value of 600–
1,500 kcal/kg. This coal is excavated via open-pit methods  .pffiffiffiffiffi−β
PPV ¼ K* R W ð1Þ
and feeds a nearby thermal power plant with a 457 MW
capacity. Coal production at this site utilizes truck-excavator/
dragline methods. The overburden removal amounts to 9–18
million m3/year. Blasting shots at the site are largely used for where PPV is the peak particle velocity (mm/s), R is the
loosening objectives. Drill bits with diameters of 22 cm are distance between the measurement point and the blasting
Arab J Geosci (2015) 8:4269–4278 4271

Fig. 1 Map of the research areas in Turkey

point (m), W is the maximum explosive quantitypper ffiffiffiffiffi delay Artificial neural networks and the backpropagation method
(kg), K and β are the site-specific constants, and R= W is the
scaled distance (SD). Modeling studies have been conducted with ANNs to predict
Additionally, electric field tomography, vertical electrical the PPV and frequency values of blast-induced ground vibra-
sounding, and artificial seismic (refraction and MASW) mea- tions. ANN models are software models based on the neural
surements were conducted, and the results were interpreted structure of the brain. A neural network is an interconnected
with reference to cross sections from previous surveys. The assembly of simple processing elements, units, or nodes,
resistivity and seismic velocity values were determined for whose functionality is loosely based on the animal neuron.
each formation unit layer. The processing ability of the network is stored in the interunit

Fig. 2 Schematic illustration of


basic cell function in an ANN
4272 Arab J Geosci (2015) 8:4269–4278

Fig. 3 Regions, measurement


points, and device codes in
Kangal

connection strengths, or weights, obtained by a process of hardware, an ANN is composed of electronic circuits that
adaptation to, or learning from, a set of training patterns run computer programs. The ANN cell is based on a very
(Gurney 1997). An ANN is made up of artificial neuron cells basic form of the biological cell; the basic principle of a
arranged in a pattern that has different layers. In terms of neuron’s function is illustrated in Fig. 2. Data from an external

Fig. 4 Regions, measurement


points, and device codes in Tülü
Arab J Geosci (2015) 8:4269–4278 4273

Fig. 5 Regions, measurement


points, and device codes in Kırka

source enter the neuron and are assigned weights that deter- produces a digital solution to the mathematical problem. Nor-
mine the effect of the related input. The inputs are multiplied mally, this problem is a nonlinear function. In our study, it is
by their weights and then combined via the collecting func- related to the parametric value groups, which are based on the
tion. The activation function then processes the net output. blasting design parameters with resistivity and P-wave and S
Usually, the activation function is a nonlinear function wave velocities directly measured in situ. The Levenberg–
(Fausett 1994; Fine 1999). Marquardt algorithm was designed to approach second-order
The backpropagation algorithm is a common algorithm training speed without having to compute the Hessian matrix.
used in ANN applications. It is easily understood and is a When the performance function has the form of a sum of
proven self-learning algorithm. This algorithm works to re- squares (as is typical in training feed-forward networks), then
duce the error backward from the output to the input. There the Hessian matrix can be approximated and the gradient can
are three basic functions of the trained network that use the be computed as
backpropagation learning algorithm: forward feeding of the
training input data, computing the error, and propagating it H ¼ JT J ð3Þ
back and updating the weights (Fausett 1994; Fine 1999).
A general backpropagation algorithm can be used for
forward-feeding neural network learning with varying inputs.
and
A typical multilayer backpropagation network has an input
layer, an output layer, and at least one hidden layer. Theoret-
g ¼ J T ¼ e; ð4Þ
ically, there are no restrictions on the number of hidden layers.
By finding the error signal between the inputs and outputs, the
weights are updated using the error signal e(i), which is the
difference between the desired output t(i) and the neural where J is the Jacobian matrix that contains the first deriva-
network output y(i): tives of the network errors with respect to the weights and
biases and e is a vector of the network errors. The Levenberg–
eðiÞ ¼ t ðiÞ − yðiÞ; i ¼ 1; …; m: ð2Þ Marquardt algorithm uses this approximation to the Hessian
matrix in the following Newton-like updating formula:

In this study, we used the Levenberg–Marquardt algorithm,  −1


which minimizes the sum of the squared error functions and X kþ1 ¼ X k J T J þ μI J T e: ð5Þ
4274 Arab J Geosci (2015) 8:4269–4278

Table 1 Region classification based on rock parameters from geophysical measurements

Area Regions Formation Thickness (m) S wave velocity (Vs, m/s) P-wave velocity (Vp, m/s) Resistivity (Ωm)

Kangal 1 Alluvium 1–3 280–350 400–510 54.4–57.5


Clay limestone 13–17 220–250 590–680 40.8–44.9
Limestonea 20–35 410–430 890–980 175–182
2 Alluvium 0.2–1 300–350 600–700 54.8–57.9
Limestone 10–15 230–280 775–890 238–247
Marl 8–12 470–490 950–1,125 99–105
Limestonea 12–32 630–690 1,300–1,320 432–440
3 Alluvium 2.5–3.5 300–380 450–570 58.5–64.5
Clay limestone 9–13 260–290 525–700 40.6–41.3
Limestonea 13–31 500–550 1,000–1,050 511–529
Tülü 1 Alluvium 1.5–3 100–175 250–370 1–30
Clay limestone 11–20 300–450 1,000–1,220 10–30
Tuff 5–15 500–750 1,650–1,900 33.2–66.5
Limestonea 10–30 650–850 2,400–2,670 100–200
2 Alluvium 0.3–0.75 100–220 370–520 1–30
Tuff 10–22 350–570 1,500–1,750 33.2–66.5
Limestonea 20–35 500–780 2,000–2,250 201–668
3 Alluvium 3–7 100–140 180–220 1–30
Clay limestone 5–20 270–300 800–1,000 10–30
Tuff 2–6.5 490–610 1,200–1,700 33.2–66.5
Limestonea 17–38 650–800 2,700–3,000 201–668
Kırka 1 Alluvium 0.5–1 250–300 460–547 1.19
Marl 12–18 975–1,200 1,450–1,800 13.2
Borona 25–58 1,175–1,336 2,055–3,527 3.71
2 Alluvium 0.7–1 300–460 450–560 3.5
Borona 29–55 600–930 1,265–1,947 19.6
3 Alluvium 1–1.5 560–796 1,023–1,352 7.5
Clay stone 15–20 865–1,029 2,181–2,387 2.8
Borona 24–46.5 1,124–1,290 2,940–3,890 12.9
a
Drilling logs and field observation

Table 2 Relationship of particle velocity components, scaled distance, and field constants of all blasting shots

Area Field constants  −β


PPV ¼ K* pRffiffiffiffi (mm/s)
W

Transverse (PPVT) Vertical (PPVV) Longitudinal (PPVL) Resultant (PVS) Maximum (PPV)

Kangal K 404.55 480.32 1,046.37 864.46 724.63


β −1.18 −1.18 −1.47 −1.30 −1.27
R2 0.59 0.67 0.76 0.73 0.70
Tülü K 215.70 577.42 417.79 798.40 502.15
β −1.16 −1.40 −1.28 −1.38 −1.29
R2 0.34 0.64 0.48 0.60 0.55
Kırka K 710.60 628.14 835.78 978.14 719.91
β −1.87 −1.76 −1.80 −1.79 −1.72
R2 0.68 0.71 0.69 0.71 0.66

PPV peak particle velocity, PVS peak vector sum


Arab J Geosci (2015) 8:4269–4278 4275

When the scalar μ is zero, Eq. (5) denotes Newton’s meth-


od, using the approximate Hessian matrix. When μ is large, it
becomes a gradient descent with a small step size (Demuth
et al. 2007). In the Levenberg–Marquardt algorithm, the error
function is a summation of the squared errors:

1X 1X 2
n n
ετ ¼ ðyi −t i Þ2 ¼ e: ð6Þ
2 i¼1 2 i¼1 i

Measurement results and evaluation

Based on geophysical measurements, drilling data and field


observations, the working areas in which the blasting mea-
surements were performed, were divided into different re-
gions. The approximate position of every region and PPV
measurement points are shown in Figs. 3, 4, and 5. Addition-
ally, the results obtained from the formations of these regions Fig. 7 Relationship of PPV and scaled distance in all blasting shots
and geophysical measurements are given in Table 1. (Tülü)
To evaluate the blast-induced ground vibrations, 10
blasting shots were monitored and the instruments recorded
69 vibration datasets in the Kangal open-pit coal mine, 36 PPV values based on the same measurements. The correlation
blasting shots were monitored and the instruments recorded coefficients (R2) of PPV-scaled distance values for each min-
259 vibration datasets in the Tülü boron open-pit mine, and 32 ing area vary between 0.55 and 0.70, as given in Table 2 and
blasting shots were monitored and 103 vibration datasets were Figs. 6, 7, and 8.
recorded in the Kırka boron open-pit mine during this study. In addition to classical evaluation, the input parameters for
The data obtained from the measurements performed in the ANN model and multiple regression analysis were de-
each mine area have been evaluated on the basis of the model signed to predict the PPV and frequency values. To create an
given in Eq. (1), and the related results in the form of PPV ANN model for the parameter analysis, an appropriate net-
components are given in Table 2. Figures 6, 7, and 8 show the work model is selected using different training algorithms and

Fig. 6 Relationship of PPV and scaled distance in all blasting shots Fig. 8 Relationship of PPV and scaled distance in all blasting shots
(Kangal) (Kırka)
4276 Arab J Geosci (2015) 8:4269–4278

Fig. 9 Input and output


parameters for backpropagation
neural network

parameters. Models can be formed with different node num- velocities directly measured in situ (Fig. 9, Table 3).
bers and one or two hidden layer structures. In the one-layer Using these input parameters, we obtained output param-
proposed model trials, a feed-forward neural network with 10 eters calculated by the model that feature very high cor-
hidden neurons, 10 input parameters, two output parameters, relations between the measured parameters (R2 = 0.83–
and a total error of 0.01 was chosen as constant values. The 0.98) (Figs. 10, and 11).
input parameters for the ANN model designed to predict the Using the same data as the ANN input–output parameters,
PPV and frequency values are based on the blasting design multiple regression analyses have been conducted and obtain-
parameters, such as distance from blasting point, maximum ed Eqs. (7–8). The correlation coefficients related to these
charge per delay, number of holes, hole depth, stemming, analyses are extremely low for the frequency (R2 =0.17) and
spacing, burden with resistivity, and P-wave and S wave for the PPV values (R2 =0.45).

Table 3 Example dataset for an ANN model and a multiple regression analysis

Area Device Distance Maximum Resistivity S wave P-wave Number Hole Stemming Spacing Burden Measured Measured
codes (m) charge per (Ωm) velocity velocity of holes depth (m) (m) (m) PPV frequency
delay (kg) (m/s) (m/s) (m) (mm/s) (Hz)

Kangal B1 140 270 69.9 282 517 10 13.5 4.5 8.47 9.30 27.60 4
B2 151 350 228.6 452 1,017 4 18 9.3 8.53 6.10 37.10 8.4
B6 284 450 227.1 502 1,025 10 19 8.0 6.75 8.60 26.40 11
B3 383 270 152.9 434 818 5 13 5.5 9.50 10.0 22.20 37
B5 220 350 69.6 465 792 4 18 9.3 8.53 6.10 27.40 7.3
B4 471 255 218.4 593 1,162 3 11.5 5.5 12.35 7.90 7.24 3.7
Tülü B1 144 60 19.7 530 1,425 76 8 4.8 4.66 5.18 16.90 14
B2 98 60 55.8 490 1,965 68 8 4.8 11.75 6.53 23.70 11
B6 148 60 49.6 430 1,505 54 8 4.7 4.97 5.95 7.62 4.2
B3 476 60 17.5 489 1,435 11 8 4.7 11.80 2.77 4.70 11
B5 287 55 59.1 580 1,659 63 8 5.0 7.76 4.66 3.94 6.2
B4 309 55 37.2 491 1,501 63 8 5.0 4.60 6.20 2.92 27
Kırka B1 113 175 13.8 750 2,000 15 5.6 1.6 6.54 5.20 39.20 100
B2 187 315 10.9 550 1,925 4 8.08 2.5 6.19 3.91 41.40 100
B6 436 250 12.7 610 1,984 4 5.04 1.6 6.19 4.90 2.92 9
B3 185 313 9.4 1,227 2,347 21 8.14 2.5 7.44 4.72 16.30 32
B5 364 235 5.4 1,138 1,800 25 8.5 2.2 6.21 4.78 3.30 16
B4 271 695 6.1 1,196 2,221 87 6.39 1.2 5.54 5.63 3.81 22

PPV peak particle velocity


Arab J Geosci (2015) 8:4269–4278 4277

of this intensity account mostly for explosive amounts and


distances from the blasting point, and the related models for
ground vibrations also consider these two parameters. The
empirically developed equations for the formation and devel-
opment of blast-induced ground vibrations express the effects
of other factors, in the form of constants specific to the related
regions. Therefore, it is well known that different empirical
formulas produce different values of safe PPV for the same
excavation area and the same charge amount per delay. How-
ever, the intensity of blast-induced ground vibrations varies
depending on the direction relative to the blasting point away.
This observation casts doubt on the reliability of the classical
evaluations.
Fig. 10 Measured and predicted PPV estimated by the ANN method This research work aims to investigate the effects of the
properties of the surrounding rock mass on the blast-induced
ground vibration and to develop estimation models with
PPV ¼ 11:064−0:054R þ 0:014W higher reliability for the evaluation of these vibrations. To this
þ 0:007ρ−0:004V s   end, three different open-pit mines have been taken into
R2 ¼ 0:45
þ 0:003V p −0:137DS þ 0:827H consideration, and multiple measurements have been conduct-
þ 0:81SB þ 0:472S þ 0:276B ed to estimate the PPV and frequency values more reliably.
ð7Þ The model approaches are based on input data, including
distance from blasting point, explosive amount per delay,
number of drill holes, distance between holes, burden and
stemming, resistivity, P-wave and S wave velocities, etc.
f ¼ 30:837−0:027R þ 0:007W −0:079ρ The use of these data in multiple regression analysis has given
 
þ 0:012V s þ 0:002V p −0:162DS−0:331H R2 ¼ 0:17 unsatisfactory results expressed in the form of correlation
þ 0:3SB−0:042S þ 0:426B coefficients. In contrast, the ANN models, developed on the
ð8Þ basis of the same data, have produced results with higher
correlation coefficients (R2 =0.83–0.98). These results indi-
cate that the ANN models are preferable for the estimation
Conclusions and evaluation of the intensity of blast-induced ground vibra-
tions compared to the regression analysis models.
The intensity of blast-induced ground vibrations is a function
of the physical–mechanical properties of surrounding rocks, Acknowledgments This study is supported by The Scientific and
explosive characteristics, and blasting design parameters. In Technological Research Council of Turkey (TÜBİTAK) project No.
general, the approaches for the determination and evaluation 110 M294. The authors would also like to thank the staff of the Electricity
Generation Company, Demir Export, and Eti Mine for their assistance
during the field work.

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