Capd 000000056

UNITED STATES CAPITOL POLICE
REPORT OF INVESTIGATION
COMPLAINANT(S): United States Capitol Police IOPR # 21-006 A

SUBJECT OF INVESTIGATION: Rule Bl: Unsatisfactory Performance
Respondent:
1. Sergean PIN- Protective Services Bureau, Investigations Division,

Criminal Investigations Section (PSB-ID-CIS).
Witnesses:
1. Lieuten~ Jr., PIN - Uniformed Services Bureau, Senate Division,

Section One (USB-SD-1).
2. Sergeant PIN - Operational Services Bureau, Special Operations

Division, Section Two (OSP-SOD-2).
3. Office- PIN- . iniformed Services Bureau, Capitol Division, First

Respon~ o (USB-CD-FRU-2).
4. Offic PfN - Uniformed Services Bureau, Senate Division, Section

Three (USB-SD-3).
Allegation(s):
That Sergean iolated USCP Directive 2053.013, Rules of Conduct, on

January 6, 2021, when he allegedly failed to take appropriate action during an attack on the
United States Capitol Building.
Background:
On January 11, 2021, the Office of Professional Responsibility was made aware of multiple
social media videos involving United States Capitol Police (USCP) employees and their conduct
during the attack on the United States Capitol Building that occurred on January 6, 2021. The
social media videos showed unauthorized individuals entering through the Upper West Terrace
(UWT) emergency exit door, while five USCP employees are standing off to the side. The
unauthorized individuals continue into the building and proceed up the stairs towards the Capitol
Rotunda. Sergeant Protective Services Bureau, Investigations Division,
CAPD_000000056
2 OPR Case #21-006 A
Criminal Investigations Section (PSB-ID-CIS) was identified in one or more of the social media
videos. [EXHIBITS 3 & 4]
The case was assigned to Sergeant Brent M. Hitz (OPR) for investigation on January 11, 2021.
The QPR reviewed USCP Closed Circuit Television 1 (CCTV) of camera #0157, #0920, #0912
and #0126, which revealed the following infonnation about this event at the UWT Door:
EXHIBIT 6]
• According to CCTV footage, unauthorized individuals are observed exiting out of the
•
•
UWT Door2 before • • arrived at that location. • • • Lieutenant- - -
Uniformed Services Bureau, Senate Division, Section One (USB-SD-1 ), Sergeant
Operational Services Bureau, Special Operations Division, Section Two
(OSP-SOD-2), Officer Uniformed Services Bureau, Capitol
Division, First Responders Unit, Section Two (USB-CD-FRU-2) and Offic~
- Uniformed Services Bureau, Senate Division, Section Three (USB-SD-3) all end
up together in the Office of the Attending Physician {OAP) hallway.
2:33:23 - - •
and • • are observed opening the UWT secondary doors 3, which leads to
•
the UWT Door. • • is observed pointing at the UWT Door to have unauthorized individuals
•
exit. • • and - appear to be talking to a group of unauthorized individuals. Some
unauthorized individuals leave and exit out the UWT Door. Protesters that are outside of the
UWT Door are observed entering the building through that door. #0126, #0912
•
2:34:19 - • • steps forward into the threshold of the UWT secondary door and stops three
unauthorized individuals from continuing further into the building. I and - are
observed with - during this timeframe. Approximately 15 more unauthorized individuals
enter the UWT Door. More protesters are observed at the UWT Door and outside of the UWT
Door. #0126, #0912, #0920.
2:35:00 - A large group of protesters are observed on the north side and middle of the UWT
(outside the building) attempting to enter the building through the UWT Door. #0920
2:35:54 - Approximately 60 unauthorized individuals entered the UWT Door and moved past
the officers that are standing by the UWT secondary door. At this point, • • comes through•
the UWT secondary door shaking his head. - • • and - are behind him.
Unauthorized individuals are stopped beyond the UWT Door entrance. #0126, #0912
2:36:23 - Approximately thirteen unauthorized individuals are observed just inside the UWT
Door, with a larger group of protesters outside the UWT Door. #0912
2:36:50 - The unauthorized individuals appear to be chanting and then push through the officers
and past the UWT secondary door. #0912, #0126
1
CCTV is a closed circuit television system, including cameras placed throughout the Capitol Complex
2
To reduce confusion throughout the ROI "UWT Door" refers to the "UWT emergency exit door."
3
To reduce confusion throughout the ROI, ''UWT secondary doors" refers to the "UWT interior doors."
CAPD_000000057
2:37:00 - 2:39:04 - Approximately 104 unauthorized individuals enter the UWT Door. #0126
2:39:04 - is observed listening to and/or using his radio. Approximately ten more
unauthorized individuals enter through the UWT Door. #0126
2:40:07 - steps closer to the UWT Door and confronts the protesters that are just inside
the doorway. - ••• - and - are standing across the hallway blocking the
protesters from entering further into the building. A large group of protesters are observed
outside the UWT Door. #0912
2:42:20 - Protesters are observed aggressively arguing with officers. Unauthorized individuals
are observed behind the officers at the UWT secondary doors. #0912, #0126
2:44:17 - - •
says something to • • then pulls him back by the shoulder; then pulls
- back by the shoulder. The officers start to back up towards UWT secondary doors.
Officers walk through the UWT secondary doors with the unauthorized individuals following
behind them. #0126, #0912
The OPR reviewed USCP audio and audio transcripts provided by Communications for the
incident at the UWT Door, which revealed the following information: [EXHIBITS 7 & 8]
Dispatch: "Any unit (inaudible) copy. Upper West Terrace Door is being breached as well. Any
unit can respond to there to assist. Any unit." - Approximately 1434 hours.
Dispatch: "544, Say your message again." - Approximately 1434 hours.
Officer4: "(Inaudible) Charlie, I'm at the Upper West Terrace Door. I've got three officers with
me. We (inaudible) breach." - Approximately 1435 hours.
Dispatch: "I copy. Upper West Terrace Door needs assistance ... " - Approximately 1435 hours.
Officer5: "970A, I need somebody with a key to the Upper West Terrace Door. Jfwe can
resecure the lock, we could close it. " - Approximately 1440 hours.
Dispatch: "Again, any unit with the keys Upper West Terrace to respond to secure that door
now. " - Approximately 1440 hours.
The OPR reviewed USCP radio mic key-ups6 provided by Communications for the incident at
the UWT Door, which revealed the following information: [EXHITBIT 9]
• utilized his radio or tried to key-up two times between 14:39: 11 hours and
14:48:22 hours.
4
This officer was later identified as Lieu1enan
5 This officer was later identified as Sergean
6
Radio key-ups refer to the timeframe that USCP employees utilized their USCP radio.
CAPD_000000058
The OPR obtained a map of the first floor of the Capitol Building and identified the location of
this incident. [EXHIBIT 1O]
Discussion:
On January 28, 2021, - (SD-1) was interviewed and provided a written statement.
[EXHIBIT 11 & 12]
When asked to explain what was happening at the 2:34:40 mark on the CCTV footage, -
stated, "/ mean just what you see. T1yi11g to stop the people. I think at some point we realized we
weren't going to be able to, so ... my thought at that point was get to the door. I was thinking at
that point to tly and close the door, after we get to the door and get them stopped. You'll see
Sergeant ~ ump out again, /ze tries and we get them stopped at the actual exit door. And
then ... they were arguing back and forth, you know, hold them there. And I was thinking if we
could get them pushed back just a little bit more, we could get the door closed but then I realized
ifwe get that door closed, it's not locked." Additionally, - stated, "Can I say something
here? I mean, you can sit here and count them all day. I could see out that door and there were
thousands ofpeople. And in my perspective, at that point, they were just pouring in. So, I mean,
it's nice for you to like, this is like the third time you've counted protestors. And then like you had
this number here, this number there, it seemed like a lot more. "
OPR: "At any point, did somebody in that group call out what you guys had, the situation, um,
right here, specifically with the door being open?"
"Before you see me in this video, I can't recall ifthe call came out over the radio for
door breach at the Upper West Terrace Door or ifI initiated it. I put out over the radio - I was
at the Upper West Terrace Door, I had four orfive officers with me, I needed more people to
stop the breacli. Cause like I said, when I looked out the hallway and out the door, it was just a
sea ofpeople and it looked like they were all funneling right in that door. I mean, obviously
looking back that wasn't the case, but that's what it looked like. I called out for - I /mow I put out
over the radio, I think I called it the second time. Um, but at no point, could I hear a response or
one that was coherent to me at that point?
When asked to explain why he and the other officers were standing to the side as unauthorized
individuals entered the UWT Door, - stated, "With only five officers, there was only so
much we could do. Obviously, we tried to stop it, it didn't last very long. We just waited for an
opportunity and Sergeant ..il;'umps right on when the flow slows down again ... hejumps
back in front and we kinda stop them there for a while. "
- provided the following written statement:
"On January 06, 2021, I arrived at the Capitol to begin my shift at approx. I 400 hours.
An active riot was already in progress. I responded to the Lower West Terrace Door
where rioters were attempting to breach. Upon arrival I found CDU officers engaged
with rioters bu/ holding. Almost immediately after my arrival a breach ofthe North Door
was broadcasted. Myself and several officers responded up the stairs and met rioters in
the C,ypt. A severely undermanned police line was formed.
CAPD_000000059
0 5 OPR Case #21-006 A
Shortly after the line was formed rioters surged and forced the police line back and
through the C,ypt. I was pinned in a corner as the crowd surged through and out of the
C1ypt. As the crowd thinned I was able to escape through the west entrance to the C,ypt.
Myself and several officers moved south in an attempt to meet up with another police
line.
We stopped in the OAP hallway just south ofthe Crypt where we held rioters for a short
time. When it became obvious holding the rioters in the OAP hallway was useless as
rioters were already behind us, we returned along the OAP hallway in another attempt to
find a police line.
We stopped at the Upper West Terrace door which was in alarm and open. Rioters were
entering through the open door. I advised dispatch and requested back up, I was unable
to determine if anyone was responding. The officers with me were able to stop the rioters
from entering for a short time, however with only 5 ofus at the door we wouldn't be able
to hold for long.
A call came over the radio for "Shots Fired on the House Floor" and I was unable to
determine from radio traffic if anyone was responding. The situation at the Upper West
Terrace door was worsening. Rioters were becoming more agitated and angry; more and
more rioters behind us were taking an interest in what we were doing. Based on the
numbers ofrioters and their action I believed we wouldn't be able to hold the door. I
prioritized the Shots Fired call as more important and pulled eve,yone back to respond to
the House Floor, where 1 understood the shots were fired. "
On January 29, 2021, (PSB-ID-CIS) was interviewed and provided a written statement.
[EXHIBIT 13 & 14]
con finned he was one of the individuals present, when shown the social media video of
•
this incident. During the social media video, • • is heard saying, "J disagree with it, bill
•
respect the (i11a11dible). "When asked to explain what he was saying, • • stated, "Part of
what you don't hear is somebody ashing me a question or saying. 'thank you for supporting 11s ' -
which prompted t/ze response. And the response was, 'I disagree with it, but respect it, respect
the building. ' That's the full statement that I said. And that comes from the dialogue that I was
having in attempting to deescalate the group before they pushed passed us ... but that video was
clearly - it was modified because they asked me a question that prompted my response to it, it
wasn't unsolicited ... /'ve seen a separate video of this, where they cut the audio out
completely ... "
was asked to describe what was going on just prior to, during and right after the social
•
media video. • • stated that when he arrived at the UWT Door, the door was in alann and
•
unauthorized individuals were at the door. Additionally • • stated, "The crowd stops
pushing and that's when t/ze verbal dialogue begins and I'm trying to deescalate, prevent this
thingfi'om going south. Their rhetoric is pushing and pulling for us to take action against them. I
distinctively had the feeling that they were egging us on ... l'm talking and I'm trying to use some
oftliat verbalj11do stuff to - you guys are wrong,' 'this is wrong. you 're not supposed to be
here, ' 'this isn't the way to do it, ' 'you 're not showing respect for the building, you 're not
CAPD_000000060
0 6 OPR Case #21-006 A
showing respect for the process. · And that's when they came in with, 'you 're traitors, the
president told us to come here and do this ... you guys are on the wrong side of histo,y for this. •
And then one ofthe guys asked me, 'are you ready to die for this place? •... I'm still tlying to
deescalate ... stall in hopes. At some point I got on the radio and asked for the key,
dispatc/1 ... slwuld /rave it, it comesfrom my radio from my PIN7• I answered up, I said, 'we need
a key at the upper west terrace door to resecure this door and stop the breach. · Dispatch
aclmawledged it, so I'm thinking. I'm hoping that maybe someone's coming ... And then at some
point in time, the guy repeats his question and says, 'are you willing to die for this, ' to which I. 1
squared up on him, had my baton in my hand and raised it up to him and said, 'you /mow 1 took
an oath to protect this place and that's what I'm gonna do. "' And "He was the leader of the
group and I'm thinldng if we 're gonna initiate contact, I've got one chance to knock him 0111 to
potentially gain the upper hand on this group. One of the guys does say during this. 'you do
realize that we have you outnumbered and it's just a matter of minutes before we overpower you
and we come into the building. "
According to someone came up behind him and said, "It's not worth it, it's just a
building. stated, "When he said that, it kinda broke my cycle of- I'm about to get into a
fight with these guys. This is going to lead to a deadly force encounter because they outnumber
us. And then presen1atio11 of life took over as a priority at that door. And I don 't have any other
way to explain it. I think I had absolved all use offorce options up until that point. We tried
ta/ldng our way through it, we got into the physical confrontation. we fought, the only thing left
at that point was deadly force I think and they were provoking us to rise it to that level. And I
didn't want to be the one to take it there ... so then the rest is what yoll captured there on the
video, which is them wall\-ing in. "
According to - told him that a Civil Disturbance Unit (CDU) was around the
•
comer at the other end of the OAP hallway. • • stated that when they got to the UWT
secondary doors, they did not find a CDU squad. According to • • • he continued to talk with
the unauthorized individuals and told them if they wanted to leave they could exit out the UWT
Door.
OPR: "Your reasoning or the groups reasoning to not JOO percent fly to push them out the door,
just because ... ? "
"Sheer numbers, sheer numbers, we were outnumbered. Again, I don 't knovv at the time
ifsaw the optics of how many people that was. "
is shown CCTV footage at the 2:36:50 mark, when the group of unauthorized individuals
start to push back against the officers while saying let us in. When asked to describe this part of
•
the incident, • • states, "We get into the physical - we 're pushing, we 're punching, we 're
hitting, we 're attempting to repel these people back out the door. • • • stated, "/ could have
sworn, I heard that door in alarm thollgh. when we first got to that area. "
According to after the group of unauthorized individuals pushed through the officers, he
utilized his radio and asked for a key to resecure the UWT Door so they could stop the breach.
7
PIN refers to personal identification number, which corresponds to an officer's radio.
CAPD_000000061
When asked if the officers had a plan about what to do as the group of unauthorized individuals
•
were entering the UWT Door, · • stated, "No, we were just in it to - I mean we all had the
same focus, ii was ... trying to push these people out. We were all in the same concerted effort, I
don't think it needed to be spoken - that we were there to try to stop this stufffrom occurring, the
best that we could. "
was shown CCTV footage at the 2:42:20 mark, which showed the flow of unauthorized
individuals coming through the UWT Door, slowing down. The officers were seen forming a
police line and stopped the unauthorized individuals from entering further into the building.
stated, "I knew at some point, I told the crowd, the buildings closed - you 're not
supposed to be here. But that's what 's ta/ring place here. "
was asked if he remembered what - said to him at the 2:44: 17 mark on the CCTV
•
footage. • • stated, "I do ... that was right after those guys just asked ifwe were ready to die
for this place and I raised my fist to them and I told em, I said, 'I swore an oath to protect this
•
place. 'And that's when • • says, 'It's not worth it, ii 's just a building. ' God damn - man it's
tough. • • • stated, "/ believe shots fired was just called at that point. Shots fired on the floor
and our immediate reaction - somebody says it and it may have been • • • says 'we gotta get
to the House Floor, that's where we need to be. And that's where ·we lly to make our way to but
- I remember trying to get lo that point and getting stopped by MPD. · • • stated that his
objective at that point was to get to the House Floor for what he believed was an active shooter
situation.
stated, "Ah man, this is brutal - rlzis is ... this is tough. I wanna say something since
this is on record. You know mindset is key to a lot of what was going on at that door. 1 didn't
•
know that was Lieutenant • • behind me, I thought it was an officer. I know it doesn't change
much for what you guys have to do but I was resolved in my mind that a second escalation of
force at that point - the only outcome at that point was deadly force. Overwhelmed by an
adversa,y ofsignificant numbers and ofsize and us, with limited options to repel them after
already trying to fight and after having already tried to go to physical force lo do so - I had
checked offand resolved in my mind that deadly force was going to be the only way to do it and
the only way we were going to get t/zere was if we initiated tlzat force on the front end. So
reviewing the video and understanding where I was and what I did in this ... I think the
department is going to have to reckon with - what outcome from that, they would have expected.
Because the only alternative for me at that point was - tl'llst me, I wanted to fight ... / thought that
was going lo be thefiglit ofmy life.for my life bur the alternative I think being there and
experiencing it - the only way rhat we could have prevented those people from coming in that
door was l..illing em. And I don 't know if the departments ready to reckon with - if that's an
alternative to w/zat took place. Management and leadership is going to have that debate,
politicians are going to have to /zave that debate, but in /zis 8 defense, we were out ofoptions - to
be put in a position to have to ll.Se lethal force to repel that door and I don't know that that was
the wrong idea. That has been the thought that I have wrestled with tlze last several weeks -
optically of course it looks horrible ... "
8
This is a reference to - saying, "It's not worth it, it 's just a building "
CAPO_000000062
0 8 OPR Case #21-006 A
OPR: "Did you or someone notify Communications of the situation. advise them of the incident,
your location, observation ... ?"
"Outside of my request for the key, I did not make any other requests over the radio.
However, the evening that this occurred, when I was speaking with Sergeant • • • he may have
a different perspective, because he said that there was a lot of radio traffic from the people at the
door, about that door. But I myselfonly asked for the key to resecure it. "
OPR: "Were there any attempts to resecure the door. I guess other than the call that you had put
oilljor that?"
"No, we could not gain physical control over the people that were at the door, I didn 't
see an opportunity to close or resecure the door, based on eve1ythi11g that was taling place. "
OPR: "Was there a failure to take appropriate police action during this incident at the UWT
Door?"
"No, I believe the steps that we took were appropriate and were only limited to the fact
that deadly force was the only other option. "
QPR: "Do you believe your conduct brought discredit to yourself or the department?"
Millard: "I don't, no. "
OPR: "When grabbed you guys and pulled you back and you left the UWT Door - did
you realize that leaving the UWT Door would allow more protesters to come into the buildi11g?"
"/ didn 't realize it at that time, my focus and shift became on getting to the House
Chamber where I believed there was an active shooter situation, where reinforcements were
needed. I believe tire prioritizing of reinforcing tire shooting and shots fired and officers in
distress was the greater priority. "
provided the fo11owing written statement:
"On Janua,y 6, 202 I, I was assigned to the Inaugural Task Force (ITF) responsible for
various duties in preparation for the 59th Inaugural Ceremonies. I was in the ITF office
located at the Government Printing Office (GPO) monitoring the USCP radio and
observing current evelZts on the local news broadcast. Myself along with other ITF
members monitored the deteriorating conditions from the demonstration march and
concluded after the police line on the West Front was broken that we would self-deploy to
the Capitol if the Capitol building were breached. Shortly after formulating this plan, a
priority for a breach ofthe Senate Door was broadcast, myselfalong with Sgt. -
- Sgt. Captain
- and Inspector responded priority to the - Loading dock where we
then made our way to the Capitol.
Our first contact with the crowd occurred in the Capitol C,ypt where we became involved
in a physical confi·ontation with approximately 150 rioters. There were approximately 40
CAPD_000000063
USCP Officers attempting to hold a police line in the middle ofthe Crypt. The aggressors
used mace and bear spray against the police line which then collapsed. I was pinned
against a wall in the c1ypt, bearing all effort in an attempt to 1101 be crushed, I was able
to slip past the wall during a crowd surge and was pushed into the OAP corridor. While
in the OAP corridor, a large co11tinge11t ofrioters began wall..ing into the hallway. I
immediately began giving verbal orders for the crowd to leave and began efforts to
deescalate the situation from another round ofphysical violence. While in the back and
forth with the group, Ofc. - tells me that there is a CDU squad waiting around
the corner and that we need to lead the group there. We began to fall back to the area
inside the upper west terrace door where there were 110 support elements. When the
group arrived at the door, I began attempting to direct the crowd to the nearest exit
which was the upper west terrace door. I believed the door to be in alarm and to have
been breached. Several people exited out of the door from the group where then I
observed people from the crowd outside begin to enter the door. I along with Sgt. -
Oft. - Ofc. - and Lt.~ ade an initial effort to repel
the group ofpeople that were entering the door. A physical confrontation occurred where
we began pushing and hitting the leading edge of the crowd in an attempt to expel them
from the building. There was an older lady in the front of the group canying a protest
sign that began to scream in pain as she was crushed between us. The group stopped
their physical effort to push into the building and this is where I made a second attempt
to de-escalate tire situation and attempted to convince tire group to leave. At some point, I
specifically told the group that the building was closed and that's why they were not
allowed in. During this dialogue, the main individual in the group is using language to
provoke me to respond with physical force. He's .stating and repeating all the political
rhetoric that the election was stolen, that tire process was unconstitutional, that President
Trump told us to come here and occupy the building that we (police) were on the wrong
side of histo,y. The group began chanting to let us in. Tlrroughout the entire dialogue
with the group I used techniques to attempt to calm the group, I told the group that what
they were doing was wrong, that in their arguments ofdefending the constitution that
they were disrespecting the building (The Capitol) and disrespecting the process. At this
point, an individual in the group asked if I was ready to die to protect these people, I
immediately attempted to deflect the question and de-escalate when the same individual
asked for a second time ifI was ready to die for this place at which point I responded that
I swore an oath to protect this place and that's what I'm going to do. At this point, Lt.
- sic] grabs me by the shoulder, and pulls me back away fi·om the crowd where
the people at the door then begin to enter the building. I believe at this point I voiced a
request over the USCP radio to have the key brought to the door to re-secure it. As the
crowd begins to enter, I recall standing there lool..ingfor weapons and did not see any.
It's at this point that is captured in media and social media videos that someone fi·om the
crowd thanks me for supporting their cause which then prompted me to respond 'I don't
support you, but respect it, respect the building·. The video that was captured edits and
removes the question that was asked as well as the clarifying point of 'respect the
building' which was then attached to a headline falsely asserting that I showed respect
for the rebellious action the group was taking. At this point the group is entering. those of
us at the door have exhausted all levels offorce with the exception of deadly force in an
attempt to expel the group. My mind.set at this exact moment was a plea that those who
CAPD_000000064
10 OPR Case #21-006 A
were entering would respect the building and not physically harm it. I believe mindset is
also key in tlze actions I took at the upper west terrace door. I was prepared to fight, I
recognized that we were outnumbered by an adversary that was provoking a violent
confrontation. I resolved that had a second confi·ontation to expel this group occurred,
that the end result would have been lethal force. When pulled me back,
it caused me to break the cycle of thought ofpreparing to fight where I then transitioned
in my mind to do what was necessa,y to preserve life. This included a strategic fall back
and regroup to a position where we had belier numbers and were in a better position to
engage another effort to remove these peop/eji-om tlze Capitol. Shortly after/ailing back
to regroup, a shots fired call with officer in distress was broadcast over the radio where
then either Ofc. - or- sic] said we need to get to the House Floor and
defend it. From this point, I found my way to the Capitol Rotunda where I was unable to
progress further to the House Floor due to police lines holding back the crowd at the
hallway into the House corridor.
From this pointfonvard, /found myself looking/or problems to solve and was involved
in a number of efforts to further retake the building and safeguard and protect life. I
aided in the evacuation of Congressional stafffi·om the Capitol. I connected Virginia
Stale Police CDU resources with MPD and USCP elements al the lower west terrace
door where they were able to retake the inaugural platform. I coordinated investigative
efforts concerning the Officer involved shooting and further assisted our partner
agencies with the initial efforts of the investigation into what occurred.
In summa,y, I self-reported the video clip to OPR because I knew that it was edited and
taken out of context to appear to make me and the departme111 look as bad as possible in
this event. Under 110 circumstances do I respect or in any part agree with the people that
intentionally and violently invaded the Capitol. "
On February 2, 2021, - (OSP-SOO-2) was interviewed and provided the following written
statement: [EXHIBIT 15 & 16]
"On Janua,y 6, 2021, I was assigned to the Inaugural Task Force at GPO building.
Upon hearing the protest situation at the Capitol become dire. I responded over to assist.
I entered through the Lower Delaware Door of the Russel right as the lockdown went
into effect. Responded through the subway to the Capitol. Entered the c1ypt ofthe
building and was met by several protestors. Attempted to hold the police line preventing
access to House Side. Protestors advanced on line, and I was caught crushed in a corner
before reaching the door. Crowd pushing eventually landed me near OAP hallway.
Group ofprotestors gathered, while other officers and I attempted to hold a line.
Protestors advised they 'could take us if they wanted to. 'Advised by colleagues to fall
back. Arrived at Upper West Terrace door. Protestors were entering and exciting door.
Door was in fire alarm mode. Sgt. ailed over radio and asked for a key to
secure. No radio response. / looked for a lockdown bulton but not/zing but a phone was
nearby. The door is a push bar, opening outward, with no way Jo even stick an object in
the handles to prevent opening. Attempted to hold a line al the door to prevent further
entry. Protestors formed on the outside. Other protestors inside appeared at our rear to
exit or remained at rear. Crown size significantly outnumbered officers. Decision was
CAPD_000000065
0 11 QPR Case #21-006 A
made to fall back. I was under the impression that CDU was nearby inside. We did not
have the resources to effect any arrests, as only a few officers, few pair of handc1!ffs
between the officers, significantly more protestors, no way to safely get the protestors if
arrested to a transport. An attempt to go hands on with the protestors would have yielded
injwy to officers and no achievable objective. Crowd flow entered building. Additional
protestors exited, which again allowed protesters outside to recognize the door was open.
Additional protestors entered. Began to make another attempt at a police line. Was able
•
to hold crowd temporarily. Sgt. - - tried to rationalize with the crowd to no avail.
Rear ofcrowd began pushing, causing front ofgroup to advance on the line. Another
decision was made to fall back. With no safe and achievable objectives, the goal was to
find a larger comingent ofofficers and push the crowd olllside the building. Moved back
to the OAP hallway, and responded to the House Chamber for the call of 'shots fired.'"
On February 4, 2021, - (USB-SD-3) was interviewed and provided a written statement.

[EXHIBIT 17 & 18]
- stated, "From what I can recall, we were waiting by that door (UWT seconda,y doors)
and as the video shows, we walked through to the outer door and that's when we were standing
•
there. I can't recall if it was Lieutenant • • • up front - Sergeant • • But Sergeant
was speaking with a few of the rioters. Just sounded like he was trying to reason with
them, like not to come in. I was in the back - head on a swivel, checking six, just to make sure
there wasn 't anyone trying to ambush us from bel,ind. I couldn 't really hear what was going on
in the conversation ...people shouting and screaming. I believe at that time, the door alarm was
going off. .. "
- is shown CCTV footage from the 2:36:50 mark, when the group of unauthorized
individuals pushed passed the officers.
OPR: "Were there any discussions or anything made about what you guys are trying to do at
this point?"
- "Not to my knowledge 110. Not with me. I was in the back, I was across from
- was just looking back and forth. And eventually I just saw them hy and push. I
thought we were going to try and hold them there but it was a big crowd. I that's when he said
get back, the official said just get back. let em go. "
OPR: "Can you recall what official said that to you?"
"I don 't recall. "
When asked why - pulled the group back at the 2:44: 17 mark on the CCTV footage, -
stated that he didn't know i~ saw something and that unauthorized individuals were
coming up behind them asking how to exit because tear gas was being deployed in the Crypt or
the Rotunda. According to - after leaving the UWT Door, he ended up in the Rotunda and
started pushing out a large group of unauthorized individuals.
OPR: "Tell me your thoughts, how do you think it would have played out, ifyou guys would
have actively tried to start pus/zing back against that group (unauthorized individuals) there?"
CAPO_000000066
12 OPR Case #21-006 A
"I mean personally, I wanted to hold t/ze line there, I wanted to fight them so at least we
would give time so if members needed to get out or if things need to be secured, maybe anot/zer
door could have been secured w/zile we /ze/d those people back. But I know tactically spealdng
t/zere was five ofus, it hundreds in a - door. I was oztt on the West Terrace so we were
getting pushed back by thousands ofpeople so I know it wou/dn 't have gone how we would have
planned. So I understand if it was a tactical decision but you know, for me as an officer in that
situation especially I would have tried my best to hold them back, at least to get the door
closed. "
OPR: "During this incident at the Upper West Terrace Door, did you or someone in the group
notify communication of the silllation, advise them of the incident, your location, obsen1ation?"
"I did not. I can't recall exactly but I believe one of the officials was calling it out .. .from
what I recall, I remember hearing something about the Lower West Terrace Door over the
radio."
OPR: "And you said the lower West Terrace Door?"
"Or, I'm not familiar with the, the, doors down there, it's the door that was."
OPR: "Which is the Upper West Terrace Door?"
- "Sony, Upper West Terrace Door. "
OPR: "Do you know if any attempts were made to get the key, to reset that door at any point?"
"I don't /mow but in all honesty, I'm not swprised that we couldn 't. Everyone was
running around eve,ywhere ... "
OPR: "Do you believe there was failure to take appropriate police action during the incident at
the Upper West Terrace Door?"
"Personally, yes, I do. But seeing it from an official's standpoint that was there, I
understand the decision. Based on the day, based on what was going on, other locations at the
Capitol, we were vastly outnumbered. Who /mows whether we would have gotten hurt or worse if
we tried to stop them there. But I personally was frustrated that at least we didn't try. "
OPR: "Did you hear anything about a slwtsfired call, specifically right at that timeframe where
you guys fell back? "
"I remembered tire shots fired call being put out, I can 't recall exactly when it was or
when 1 heard it. It was just obviously a lot going on but I did /rear there were shots fired. At first
I thought they said the House Floor, then I thought 1 heard someone say Senate Floor but it was
the House Floor... ''
OPR: "Do you believe your conduct, specifically with this incident, brought discredit to yourself
or tire department?"
CAPO_000000067
0 13 OPR Case #21-006 A
- "I don 't think so. I think we did what we could and given the circumstances and the
resources we had. I think we went above and beyond with the resources we had and the
preparation we had ... we only have five officers at that door, holding back hundreds, thousands
ofpeople so I believe we didn 't have any discredit on us or the department. "
OPR: "As far as use offorce - with the situation at the Upper West Terrace Door and using
deadly force ... what are your thoughts on that, at that time ... was that an option? "
"I mean, yes. It's obviously in our heads - if I saw a knife or a gun or somebody hying to
use it or they're trying to come in with it visible, !felt like that would have been justified. In this
situation, were it was just people with flag poles, stick and such, based on what I had already
seen, /feel like it would have just made things worse ... "
On February 17, 2021, - (USB-CD-FRU-2) was interviewed and provided a written

statement. [EXHIBIT 19 & 20]
According to - he ended up near • • and - in the OAP hallway. -

•
stated, • • yelled to me, there's an MPD squad right here, like back offthe line. I mean
there 's like 20 of them and like three of us, it 's not going to work out for us. We back up and
kinda get illlo that back area there, that's when we kinda wound up being at the Upper West
Terrace doors that open up. That door was already in alarm and already going. There's really
nothing we could do. The MPD officers handled the other protesters, we 're there and that's how
we ended up in that spot.
According to - when he walked through the UWT secondary doors, the UTW door
was in alarm and open.
OPR: "So there is three people at first and then eve1yo11e starts pouring in. Can you go through,
Ainda what's going on right here?" {CCTV 2:35:54)
- "I don 't remember exactly like what was said. I mean, I know there was people
coming in and going out of that area but at that point like there's so many of them and only five
of us. There's not a whole lot that we can do about it and we can 't relock those doors without the
keys."
OPR: "Do you remember the protester pushing passed you or was it was just the fact that there
too many to handle I guess?"
- "/ mean al this point, there not really fighting us. So it's - you have to take into
consideration here, ff they 're not fighting. there are some in there that are fighting you. We have
110 tactical advantage at this point, like nothing, we are by ourselves. "
- was shown CCTV footage of the 2:36:50- 2:44:06 mark, which showed the
unauthorized individuals pushing passed the officers and the officer forming a police line once
the flow of unauthorized individuals slows down. - was upset that his actions at the
UWT Door were being brought into question and stated, "There's no, I mean, even ifyou look at
our use offorce, I mean you 're a sergeant, use offorce, what would you do there ... because
there's nothing that you can do. You can't use lethal force, look at how many there are nor do
CAPD_000000068
14 OPR Case #21-006 A
you have justification for doing it. What happens when you hit slide lock - they 're gonna take the
gun from you. You can 't use OC, you can 't use batons here, where's that going to get you. In my
opinion we won this, because eve,y one ofus when home - we lost three officers as a result of
that day but all of here went home that day. And "Tit is is a result of the department's failures 011
so many levels here. "
- was asked what happened at the 2:44: 17 mark on the CCTV footage, when -
pulls the group back and they leave the UWT Door. - stated, "No, I mean you could
barely hear each other when this happened because the amount ofpeople that were in there ... "
OPR: "So where did you guys go after this, do you remember?"
- I remember going back out through those doors, like the seconda,y doors but I think
I went up to the Rotunda because I think they called out shots fired somewhere... "
OPR: Did say anything to you about a shots fired call?"
"No, I think we all hear it. "
OPR: "Did you realize that when you guys left the Upper West Terrace Door - that that was
going to allow more protesters to come into the building ... was that a thought?"
- "No, not when you hear a shots fired. Like obviously we 're leaving there with
intention 110/ just meandering around at that point. "
OPR: "Did you or someone notify communication ofthe situation that you guys had at the
Upper West Terrace Door, advise them of the incident, your location, obse111atio11s - anything
like that?"
- "I didn 't. 1 didn't get on the radio and do anything with it. "
OPR: "Were there any attempts made to resecure the Upper West Terrace Door?"
- "I know al some poi111, somebody was trying to get a key ... "
When asked if there was a failure to take appropriate police action during this incident at the
Upper West Terrace Door, - stated, "No." - stated that he has never been
trained in a scenario like he faced during this incident.
OPR: "Do you believe your conduct brought discredit to yourself or the department?"
"No, all those guys went home that day. Again, buildings can be replaced, people's
lives can 't. "
CAPO_000000069
15 OPR Case #21-006 A
Conclusion(s):
1. The allegation that Sergeant vio]ated USCP Directive 2053.013

Rules of Conduct, Category B: Perfonnance of Duty, Rule Bl: Unsatisfactory Perfonnance,
is UNFOUNDED.
Department policy, USCP Directive 2053.013, Rule Bl states, "Employees will maintain
s11fficient competency to properly perform their d11ties and ass11me the responsibilities of their
positions. Employees will perform their duties in a manner which will maintain the highest
standards of efficiency and integrity in carrying out the functions and objectives of the
Department. Unsatisfactory performance may be demonstrated by, but will not be limited to: ...
And 4. The failure to take appropriate action on the occasion ofa crime, disruption, or other
condition deserving police attention. "
• Department Police, USCP Directive 1030.001, ..Securing the Capitol Complex During
Active Threats" states, "During an active threat, required action will be dictated by
tactical circumstances and not all steps may apply in every instance. Officers will take
the necessary precautions to ensure life safety when an active threat immediately affects
their area of responsibility. "And "Direct via a priority radio call that doors ... in the
affected area be secured when an active threat occurs ... notify Communications ofthe
situation and advise of the incident location and obsen,ations ... Begin taking steps to
respond to and/or mitigate the threat. "And "Maintain a tactical position, control the
area, and respond to any threat that may emerge. "The OPR detennined that • • and •
the other officers involved in this incident took appropriate police action, based on this
directive.
• Social media videos show protesters and unauthorized individua]s entering the Capito]
•
Building via the UWT Door, whi]e • • and four other USCP officers are seen
standing off to the side.
• Based on CCTV footage, and testimony from - - and

- the OPR detennined that at no time did or the other officers
involved, open the UWT Door or assist unauthorized individua]s from entering the
Capitol Building.
• Based on CCTV footage, the UWT Door, which is an emergency exit door, had already
•
According to testimony from •• 11••-
been deactivated prior to • • and the other officers arriving at that Jocation.
and
was already in a1arm when they arrived at that location.
•••• the UWT Door
• According to testimony from the - - and -

Communications was advised that the UWT Door had been breached and that they
needed a key to reset the door. This was confinned by radio recordings, radio transcripts,
and the radio mic key-ups from this event. The OPR detennined that the UWT Door
could not be resecured without a fire door key.
CAPD_000000070
16 OPR Case #21-006 A
• - stated, "/ p11t out over the radio - I was at the Upper West Terrace Door,
I had four or five officers with me, I needed more people to stop the breach. "
• stated, "At some point I got on the radio and asked/or the key,
dispatch ... should have it, it comes from my radio from my PIN I answered up, I
said, 'we need a key at the 11pper west terrace door to resecure this door and stop
the breach.'"
• utilized his radio or tried to key-up two times during this event.
• Based on CCTV footage, and - are observed at the UWT secondary doors,
assisting unauthorized individuals with exiting the building via the UWT Door. As the
unauthorized individuals exit the building via the UWT Door, protesters that are outside
on the UWT, start to enter the building. • • - - and -
enter the UWT secondary doors and confront the unauthorized individuals. The group of
unauthorized individuals push passed the officers and continue into the building. The
officers stand against the wall as a large group of protesters enter the building. When the
flow of unauthorized individuals entering the building slows down, the officers confront
the unauthorized individuals a second time.
• - stated, "With only jive officers, there was only so m11ch we could do.
Obviously, we tried to stop it, it didn't last ve,y long. We just waited for an
opportunity and Sergeant Millard jumps right on wizen the flow slows down
again ... he jumps back in ji-011t and we kinda stop them there for a while. " And "I
was thin/...ing ifwe could get them pushed back just a little bit more, we could get
the door closed but then I realized if we get that door closed, it's not locked. "
• - stated, "I'm not s11re I know what the appropriate action is. I mean, if we
talk about trying to affect an arrest - 1 've got nowhere to go with this person in
this crowd ... resources ... and every time we thought there was CDU there wasn't,
it's just us. Even to fly and use some type offorce, we can 't get a standoff
distance/or OC spray and even that wou/dn 't be warranted ... tactics wise, I don't
even think we have a scenario that sets us up to be four guys at a door verses I 00
people determined on getting in, who's already proven that earlier in the day. I
mean, I'm willing to go to any training to tactically learn what to do here but I
don 't think that there was a clear action. "
• stated, "This is going to lead to a deadly force encounter beca11se they

outnumber 11s. And then preservation of life took over as a priority at that
door ... I tl,ink I had absolved all use offorce options up until that point. We tried
talking our way through it, we got into the physical confrontation, we fought, the
only thing left at that point was deadly force I think and they were provo/...ing us
to rise it to that level. And I didn't want to be the one to take it there ... so then the
rest is what you captured there 011 the video, which is them walking in. " And
"Overwhelmed by an adversary of significant numbers and ofsize - and us, with
limited options to repel them after already trying to fight and after having
already tried to go to physical force to do so. "
CAPD_000000071
17 OPR Case #21-006 A
• - stated, "/ think we did what we could and given the circumstances and the
resources we had. I think we went above and beyond with the resources we had
and the preparation we had ... we only have five officers at that door, holding
back hundreds, thousands ofpeople so I believe we didn 't have any discredit 011
us or the department. "
• - stated, "I mean, I know there was people coming in and going out of
that area but at that point like there's so many of them and only five of us.
There's not a whole lot that we can do about it and we can 't relock those doors
without the keys. "
• Based on testimony from - and - the group of officers

left the UWT Door to respond to a shots fired call they heard on the radio.
• - stated, "We would have stayed there as long as possible, but the shots
fired call came out ... in my head that was the more serious threat - that's where I
went."
• stated, "I believe shots fired was just called at that point. Shots fired on
the floor and our immediate reaction - somebody says it and it may have been
says 'we gotta get to the House Floor, that's where we need to be. '"
• According to testimony from - and - a "shotsfired" call came

out across the radio around the same time frame that the officers left the UWT
Door.
The OPR detennined that the alleged acts of misconduct did not occur. took appropriate
•
police action based on the circumstances he faced during this incident. • • and the officers
involved, took the necessary precautions to ensure life safety. Communications was advised that
a breach had occurred at the UWT Door and that a key was needed to resecure the door.
and the officers involved in this incident confronted the group of unauthorized individuals
•
entering the building two different times. • • and the other officers maintained a tactical
position to control the area before they responded to a call for "shots fired. "
Exhibits:
I. USCP Directive2053.013, Rules of Conduct, effective November 19, 2012 (3 Pages).

2. USCP Directive 1030.001, Securing the Capitol Complex During Active Threats, effective
4/5/2018 (4 Pages).
3. Youtube Social Media Video #1, Upper West Terrace Incident, 1/6/2021 (l Disk)
4. Twitter Social Media Video #2, Upper West Terrace lncident, 1/6/202 l (1 Disk).
5. CBSN/YouTube Social Media Video #3, Crypt Incident, 1/6/2021 (1 Disk).
6. CCTV Video Recording of incident, 1/6/2021 (5 Disks).
7. Radio Recordings from Main Ops. l & 2, 1/6/2021 (1 Disk).
8. Radio Transcripts from Main Ops. 1 & 2, 1/6/2021 (20 Pages).
9. USCP Radio Mic Key-ups, 1/6/2021 (8 Pages).
10. Map of First Floor, Capitol Building, 1/6/2021 (1 Page).
11. Audio Recording of interview, Lieutenant • • • dated 1/28/2021 (1 Disk).
CAPD_000000072
18 OPR Case #21-006 A
12. Written Statement, Lieutenant dated 1/28/2021 (1 Page).

13. Audio Recordingofinterview, Sergeant dated 1/29/2021 (I Disk).
•
14. Written Statement, Sergeant - - dated 1/29/2021 (I Disk).
15. Audio Recording of interview, Sergeant - dated 2/2/2021 ( I Disk).
16. Written Statement, Sergeant - dated 2/2/2021 (1 Page).
17. Audio Recording of interview, Officer dated 2/4/2021 (1 Disk).
18. Written Statement, Officer - dated 2/4/2021 (I Page).
19. Audio Recording of interview, Officer - dated 2/17/2021 (1 Disk).
20. Written Statement, Officer - dated 2/17/2021 (1 Page).
Complaints:
A review of OPR records revealed the following Cases on file for Sergean-
Case: Violation: Disposition:

09-051 Conformance to Laws Dismissed
Conduct Unbecoming Dismissed
17-181 Courtesy Exonerated
A review of OPR records revealed no Command Discipline on file for Sergeant-
Other Matters:
None.
Recommendations:
I . This report be Approved and the case Closed.
CAPD_000000073
19 OPR Case #21-006 A
Authorizing Officials:
Ac:: ✓-~
Investigating Official:
~p
Sergeant Brent M. Hitz fotl,- Lieutenant Brandy Pringle
Investigator Y- Assistant Commander
Office of Professional Responsibility Office of Professional Responsibility
Concur
~dt:----
In,pec,o, Michael D. Sh';l'-
Commander
Office of Professional Responsibility
Date Approved:
CAPD_000000074
0
SECTION TWO
EXHIBITS
STATEMENTS
LIST OF PERSONS INTERVIEWED
FORM CP-1009
INVESTIGATOR QUESTIONS
CAPD_000000075
2053.013
Directive
•I Rules of Conduct
i I Directive#. 2053.013 Effective Date: 11/19/2012
:z: i
lnitiottng Untt: Office of Professional Review Date: 11119/2013
2
:z:
::,
!
D Responsibility
CALEA: 1.2.7, 11 .3.1, 11.3.2,
12.1.3, 26.1.1, 26.1.3,
• INCDllt CDUJlTCDU •
26.1.4, 26.1.5
39 Rue C3: Possession and/or Use of Drugs or a

1 Contents •O Contro ed Substance .......................................... 5
•1 R e C4: Use of Alcohol ....................................... 5
2 Authority and Coverage ............................................... 1 •2 Rue CS: Use of Tobacco .................................... 5
3 Definltlon(s) ............................................................. 2 •J Rule CS: Gifts, Gratuities, Bribes, or Rewards ..... 6
4 GeneraJ Policy .............................................................. 2 4• Rue C7. Improper Associations ........................... 6
5 Responslbilltles/Procedures ...................... .................2 •5 Rule CB. Gambling ............................................. 6
6 Category A-Duty to Obey ........................................ 2 46 Rue C9: Communications with Criminals ............6
1 Rul A1 : Knowledge of Laws and Regulations .... 2 •7 Rule C10: Improper Remarks ...............................6
a Rule A2. Conformance to Laws ............................ 2 48 Ru C11 . Retaliation ............................................6
g Rul A3. Compliance with Directives ....................2 •9 category D-Admfnistrative Responsibilities ............ 6
10 Rule A4. Conflicting Orders ................................. 2 50 Rule 01 : Off-Duty Employment ............................ 6
11 Rule A5: Improper Orders ..................................... 2 51 Rule 02: Telephone .............................................. 6
12 R AB. Insubordination ...................................... 3 52 Rule 03: Changes in Personal Status ..................6
13 R A7. Truthfulness ................................ .......... 3 bJ category E-Mlscelleneous ............................... ..... 6
14 category B-Performance of Duty ............................ 3 S• Rule E1 : Abuse of Process ................................... 6
15 Rule 8 1. Unsatisfactory Performance .................. 3 b5 Rule E2: Improper lntervent on ............................. 6
16 Rule 82· Personal Appearance ............. .............. 3 56 Rule E3: Work Stoppage ..................... ..... ........... 7
11 Rule 8 3: Absence from Duty ................................ 3 57 Rule E4: Dissemination of Information ............... 7
18 Rule 84 · Reporting for Duty ................................ 3 sa Rule E5: Public Statements ..................................7
19 Rule 85: Carrying of Credentials and Identification 59 Rule E6: Public Appearances ............................... 7
20 . ....................................................... ............ ...... 3 60 Rule E7: Testimonials ...... ..................................... 7
21 Rule 86: Malinge ng ........................................... 3 61 Rule EB: Service of Civil Processes .................... 7
22 Rule 87: Duty Post ............................................... 4 62 Rule E9: Reports ................................. ................ 7
23 Rule 88: Meals and Other Relief Periods ............. 4 63 Rule E1O: Compromises ......................................7
24 Rule 89: Courtesy ................................................. 4 64 Category F-Supervisors .......................................... 7
25 Rule 810: Neglect of Duty .................................... 4 65 Rule F1 : Subordinate Compliance ....... ................ 7
26 Rule 811 : Use of Property and Services, and 66 Rule F2: Subordinate Discipline ........................... 7
21 Inspection of Equ ment and Facilities ............... ..4 67 Rule F3: Subordinate Performance .... ............... 7
2a Rule B 12: Operating Veh cles ............................. 4 68 Rule F4: Subordinate Failures .............................. 8
29 Rule 813: Use of Force ........................................ 4 69 Additional Information ........... ......... ........................... 8
30 Rule 814: Use of Weapons .................................. 4 10 Exemptions .. ........................................................... B
31 Rule 815: Arres Search, and Sew.,re ................. 4 11 cancellation ................................................................. 8
32 Rule B16· Treatment of Persons In Custody ........ 4 72 Appendices ............................................................ ..... 8
33 Rule 817: Property and Evidence ........................ 4 73
34 Rule 818: Court Appearances ........................... 5
Rule 819: Response to Calls................................ 5
35
36 category C-Detrimentel Conduct ......... ................... 5 74 Authority ond Coverage
37 Rule C1 : Conduct Unbecoming ........................... 5
38 R e C2: Discrimination and/or Harassment ... .....5 75 The Chief of Police serves as the chief executive
76 officer of the United States Capitol Police (USCP) and
Law Enforcement Sens itive

EXHIBIT
#I
CAPD_000000076
2 of 8 • Dir 2053 .013
, is responsible for the day-to-day operation and

2 administration of the USCP. 39 Responsibilities/Procedures
J This policy may be revised at the discretion of the 40 Category A-Duty to Obey
4 Chief of Police, consistent with applicable law, rule,
5 and regulation. 41 Rule A1: Knowledge of Laws and Regulations
42 Employees are required to know and understand all

6 Definition(s) 43 applicable laws, rules, regulations, Directives, orders,
44 written procedures, etc., relevant to their official duties.
1 Department Rules. A Department rule is designed to
8 cover situations in which no deviation or flexibility is 45 Rule A2: Conformance to Laws
9 permitted.
46 Employees will obey all laws of the United States, the
10 Intoxicant. Alcohol, liquor, malt beverages that 47 District of Columbia, and any state, local, or military
11 contain alcohol, drugs or other substances which, 48 Jurisdiction in which they may be present Employees
12 when Ingested, inhaled, or absorbed, deprives an 49 arrested or indicted for a violation of any law, other
13 individual of the ordinary use of one's senses or 50 than minor non-custodial traffic offenses, or
14 reason. 51 summoned to appear in response to a criminal
52 complaint, will immediately notify one of their
15 Supervisor. An employee in the rank, or civilian 53 supervisors, who in turn will notify the Chief of Police
16 equivalent, of Sergeant or above, or a designated 54 through the chain of command.
17 supervisor.
55 Rule A3: Compliance with Directives
1B General Policy 56 Employees are required to obey all Departmental

57 rules, regulations, Directives, orders, policies and
19 The policy of the Department is to ensure that all 58 procedures. Lawful orders from a supervisor, including
59 orders relayed from a supervisor by an employee of
20 employees, both sworn and civilian, maintain an
21 exemplary standard of personal integrity and the 60 equal or lesser rank, will be obeyed prompUy.
22 highest professional standards of conduct in both their 61 Rule A4: Conflicting Orders
23 private lives and in their official capacities. This policy
24 is embodied in the Department's Values. The 62 Should a supervisor issue an order which conflicts with
25 Department will promote adherence to professional 63 a previously issued order, rule, regulation or Directive,
26 standards of Integrity and ethics and foster an 64 the employee should respectfully call attention to the
27 environment that emphasizes civility and 65 conflicting order and, if not rescinded by the
28 professionalism 66 supervisor, the order will stand and will be carried out
67 prompUy. The responsibility for the order will rest with
29 The Rules contained herein are designed to serve as 6B the issuing supervisor and the employee will not be
30 professional standards governing employee conduct 69 answerable for disobedience of the previously issued
31 Any employee, who is found to be in violation of one or 70 order.
32 more of these Rules, will be subject to such
33 disciplinary action as deemed appropriate by the Chief 71 Rule AS: Improper Orders
34 of Police. The Department will absolve employees who
35 are found not to be in violation of Department rules, 72 Supervisors will not issue any order which they know,
36 administer appropriate corrective action, or defer to the 73 or should know, would require a subordinate to commit
37 appropriate authority for criminal prosecution, If 74 any illegal or unethical acts. Employees will not obey
38 appropriate, when improper acts are confirmed. 75 any order which they know, or believe, would require
76 them to commit Illegal or unethical acts. If in doubt as
77 to an order being illegal or unethical, employees will
78 respectfully request the issuing supervisor to clarify the
79 order or to confer with higher authority.
Law Enforcement Sensitive • Effective 11/19/2012

EXHIBIT
#l
CAPD_000000077
______________________________IIIIP•R1·hl·IU Mi·•
1 Rule A6; Insubordination 41 Rule 83: Absence from Duty
2 Employees will not refuse to obey, by words or 42 Employees who fail to appear for duty at the date,
3 actions, any lawful order of a supeNisor, and will not 43 time, and place specified without consent of a
4 utter any disrespectful, rebellious, insolent, or abusive 44 supervisor are "Absent Without Leave".
s language to or toward a supervisor.
45 Rule 84; Reporting for Duty
6 Rule A7: Truthfulness
46 Employees will report for duty on time, and at the time
7 Employees will make truthful statements at all times, 47 and place required, or they will be tardy. They will be
8 written or verbal, pertaining to official duties or matters 48 properly equipped and cognizant of information
9 affecting the Department. Employees are required to 49 required for the proper performance of duty so that
10 cooperate fully and truthfully during Department 50 they may Immediately assume their duties.
11 investigations.
51 Rule 85: Carrying of Credentials and ldentlflcatfon
12 Category B-Performance of Duty 52 1. Sworn employees will carry their Department

13 Rule 81; Unsatisfactory Perfonnanca 53 credentials on their person at all times while on
54 duty, and while off duty when carrying the issued
14 Employees will maintain sufficient competency to 55 handgun, except when impractical or dangerous to
15 properly perform their duties and assume the 56 their safety or pursuant to an authorized
16 responsibilities of their positions. Employees will 57 investigation.
17 perform their duties in a manner which will maintain
18 the highest standards of efficiency and integrity in 58 2. Civilian employees will carry their identification
19 carrying out the functions and objectives of the 59 while on duty, display the ID upon request, and
20 Department Unsatisfactory performance may be 60 furnish their name when requested while on duty.
21 demonstrated by, but will not be limited to:
61 3. Sworn employees will promptly furnish their name
22 1. A lack of knowledge of the application of laws 62 and Personal Identification Number (PIN) to any
23 required to be enforced. 63 person requesting that information when they are
64 on duty or while conducting themselves in or
24 2. An unwillingness or inability to perform assigned 65 representing themselves as acting in an official
25 tasks. 66 capacity, except when the withholding of such
67 information is necessary for the performance of
26 3. The failure to conform to work standards 68 duty, authorized by a supervisor, or necessary to
27 established for the respective ranks, grades, or 69 protect the employee's safety or the integrity of an
28 positions. 70 authorized investigation.
29 4. The failure to take appropriate action on the 71 4. Employees will not lend their badges, credentials,
30 occasion of a crime, disruption, or other condition 72 or identification to any other person .
31 deserving police attention.
73 Rule 86: Malingering
32 5. Repeated poor evaluations or a written record of
74 Employees will not feign Illness or injury, falsely report
33 repeated infractions of the rules, regulations,
75 themselves or others ill or injured, or otherwise
34 Directives or orders of the Department
76 deceive or attempt to deceive any supervisor of the
35 6. Repeated sustained complaints of misconduct 77 Department, or any other governmental agency or
78 individual authorized to conduct such an inquiry, as to
36 Rule B2: Pen;onal Appearance 79 the condition of their health or the health of others.
37 Employees will maintain a neat well-groomed 80

38 appearance and comply with all Department policies
39 pertaining to uniforms, civilian attire, appearance, and
40 grooming
Law Enforcement Sensitive • Effedive 11/19/2012
CAPD_000000078
l 030.001
Directive
Securing the Capitol Complex During
Active Threats
Directive#-. 1030.001 Effective Dale: 04/05/2018
lnitioting Unit: Chief of Operations Review Dote: 1 April
CALEA: NIA
3, shooter, suicide bomber, chemical or biological

1 Contents J:3 release, vehicle-ramming).
., Authority and Coverage ............................................... 1 14 Incident Commander (IC). The individual responsible
3 Definition(s) .................... .............................................. 1 35 for managing Incident response and recovery
1 General Policy ............ ................................................. 1 JG activities, including the development of strategies and
5 Responsibilities/Procedures ........................................ 2 J7 tactics, and the order and release of resources. The IC
n Initial Responding Officer......................................... 2 1s has overall authority and responsibility for conducting
7 Officers Posted at Affected Building Access Points. 2 9 incident operations and is responsible for the
a TIMP/TIP Posts ............ ............................................ 3 .io management of all operations at the incident site.
9 Watch Commander .................................................. 3
1o Communications ...................................................... 3 1 Incident Command System (/CS). A system for
1 Incident Commander................................................ 3 42 command, control, and coordination of a response that
12 Additional lnfonnatlon .................................................. 3 ,n provides a means to coordinate the efforts of
13 Cancellation ............ ............................................. ........ 3 ~ Individuals and agencies as they work toward the
14 Appendices .................................................................. 4 .15 common goal of stabilizing an incident while protecting
4l> life, property, and the environment. The ICS Is used for
,17 all kinds of emergencies and Is applicable to small as
1s well as large and complex Incidents. The ICS is used
,5 Authority and Coverage 1 by various jurisdictions and functional agencies, both
!iO public and private, to organize field-level Incident
16 The Chief of Police Is the chief executive officer of the s 1 management operations.
, , United States Capitol Police (USCP) and is
1a responsible for the day-to-day operation and 52 Internal Relocation Site. Pre-identified areas within
,g administration of the USCP. 5.1 Congressional Office Buildings that provide enhanced
$4 respiratory protection from airborne threats.
20 This policy may be revised at the discretion of the
21 Chlef of Police, consistent with applicable law, rule, 55 Rapid Deployment The swift and immediate
2· and regulation. 56 deployment of law enforcement resources to ongoing,
57 critical or life-threatening situations where delayed
SB response by law enforcement personnel could
23 Definition(s) sg otherwise result in death or serious physical injury.
~ Access Officer. An officer on foot located In front of

"' the checkpoint who stops, verifies access, and co General Policy
screens (if required) all authorized vehicles; diverts all
., unauthorized vehicles; and Investigates vehicles of 6 The Department will use appropriate response
o interest before allowing them to proceed. 6" procedures as a protective measure to provide
6" additional safety and security for the Capitol Complex.
1 Active Threat Any incident or situation that poses B- Any swom employee has the authority to Initiate
,J significant and Immediate risk to Individuals and/or fiC protective measures in response to an active threat If
buildings within the Capitol Complex (e.g., active 66 they reasonably befieve that failure to do so will
la•.'11 Enfcrc;arncnl Sens,tive
EXHIBI1
#Z
CAPD_000000079
2 of 4 • Dir 1030.001
, immediately jeopardize life, safety, and/or cause 3, 2. Physically check the access point to ensure that
significant damage to Congressional Buildings. 40 the locking mechanism has activated properly and
Officers will follow the USCP Polley Directives '11 that the access point is secure.
s 1020.004, "Use of Force" and 1052.003, "Incident
Command System• when responding to active threats. 12 3. One unit will remain at the access point to allow
•IJ entry of pollce and authorized support agencies
All officers wtn remain alert for possible secondary ,14 (e.g., DC Fire) ONLY and provide guidance and
incidents. 45 protection for any lndivlduals in the Immediate
4G area. Other units will Initiate rapid deployment
47 tactics and respond directly to the active threat, If
8 Responsibilities/Procedures 48 necessary.
9 During an active threat, required actions will be 19 4. Using discretion, allow the necessary use of any
10 dictated by tactical circumstances and not all steps 50 access point as follows:
11 may apply in every instance. Officers will take the
,., necessary precautions to ensure life safety when an 51 a. Entry is only to be allowed to police and
13 active threat lmmedlately affects their area of :'i2 authorized support agency resources, unless
4 responsibility. For active threats that do not SJ otherwise directed by the IC.
I immediately affect their area of responsibility, officers
u will follow the direction of the Incident Commander 54 b. The officer Is responsible for challenging and
17 (IC), Field Commander, Watch Commander, or their 5'i verifying the identity of all individuals before
18 officials. 5G entry is granted.
19 Active threats that require the securing or an access 57 C. Exit is only permitted to move individuals out
"0 point, a Congressional Building{s), or the entire Capitol 58 of danger (e.g. , during active shooter
21 Complex will proceed as follows: 59 situations).
22 Initial Responding Officer 60 5. As the situation dk:tates, direct all Members of

6 Congress and Congressional staff to move to the
2J 1. Direct via a priority radio call that doors and/or 62 nearest point or cover or to return to their offices, if
24 vehicle access points in the affected area be o:i time pennits. Direct all visitors to the nearest point
25 secured when an active threat occurs. Depending 64 of cover or to an Interior space away from the
;>6 upon the circumstances, this may apply to the 65 threat.
27 Capitol Complex, a division, or a single building or
28 vehicle access point. 66 6. Maintain a tactical position, control the area, and
G respond to any threat that may emerge.
29 2. Notify Communications of the situation and advise
30 of the incident location and observations. D8 7. For exterior chemlcal/biological threats, direct
6CI occupants within the buildings to relocate to the
)l 3. Begin taking steps to respond to and/or mitigate 70 nearest internal relocation site.
l the threat.
71 ~ : During an exterior chemical or biological
'J~ 4. Request activation of additional Department 72 event, building doors are not to be opened
3 resources, as necessary. 73 under any circumstances. Opening doors
74 during a chemical or biological attack could
s Officers Posted ot Affected Building Access Points 75 put the entire building at risk of
76 contamination. The chemical or biologlcal
JG 1. Engage the physical locking mechanisms at the
77 event will typlcally be Identified by the Watch
37 building access point (this includes the doors, 7A Commander, who will provide further
JS garages, and loading dock posts).
79 direction regarding internal relocation sites,
eo if necessary.
Law Enfor.:ement Sens,t,ve • Effe-:t:ve 04/0512018
EXHIBI~
+f:-Z.
CAPD_000000080
Dir 1030.001 • 3 of 4
1 Vehicle Perimeter Access Points J7 the cause of the threat and direct officers not to
18 allow entry/exit under any circumstances.
1. Ensure the barricades are raised when affected by
an active threat or as directed. 4. Request the activation of additional Department
and outside support agency resources as
4 a. If it is safe to do so during the initial response, 41 necessary.
5 permit vehicles traversing the Capitol Grounds
6 to exlt the perimeter. 1 5. Ensure appropriate information is relayed to the
Congresslonal community and to outside support
2. Restrict access to only authorized emergency and 4.1 agencies via approved communication methods.
support vehicles after verification.
4" Communications
, 3. Maintain a tactical position, control the area, and
respond to any threat that may emerge. 1. Ens...-e the event Is simulcast across all radio
channels.
TIMP/TIP Posts
1 2. Ensure responding units have priority over the
1. All Truck/Unauthorized Vehicle Interdiction 19 radio.
J Monitoring Program (TIMP) and
14 Truck/Unauthorized Vehicle Interdiction Program ,o Incident Commander
15 (TIP) checkpoints will deploy their barriers by
16 using Condition Yellow procedures. , Establish Incident command and ensure the
necessary incident objectives are Implemented as
17 a. If it is safe to do so during the Initial response, 1 directed in USCP Policy Directive 1052.003,
18 permit vehicles traversing the Capitol Grounds "Incident Command System.•
19 to exit the perimeter and then raise the
20 outbound barricades.
, 2. Only authorized emergency and support vehicles

. Additional Information
will be allowed entry into the checkpoint after , The following pubDcations should be referenced In
21 verification by the Access Officer. ~ conjunction with this Directive:
1 3. Maintain a tactical position, control the area, and 50 1. USCP Policy Directive 1020.004, "Use of
respond to any threat that may emerge. !i9 Force"
Watch Commander GO 2. USCP Policy Directive 1022.006, "Truck/

61 Unauthorized Vehicle Interdiction Monitoring
.,- 1. Maintain area command and provide responders G2 Program and Truck/Unauthorized Vehicle
and the IC with any available information r,J Interdiction Program."
29 regarding the threat.
G-1 3. USCP Policy Directive 1052.003, "Incident
2. Initiate the appropriate protective measures: c~ Command System"
:i1 a. Secure buildlng(s) and/or vehicle access

32 points. ss Cancellation
J b. Evacuations. This Directive cancels Directive 1030.001, "Lockdown
During Emergency Situations; dated April 11, 2016,
34 c. Other measures, as appropriate. and supersedes and replaces any related Department
, o publication consistent with applicable law, rule, or
3. If an active threat is due to an exterior chemical or r 1 regulation.
biological threat, ensure all officers are advised of
Law E11forccmon1 S~r.s,11": • Eflech"c 04 05 2018
EXHIBI~
#:2
CAPD_000000081
0
4 of 4 • Dir 1030.001
, Appendices
None.
3
;Jl4!j!J__-
Matthew R. Verderosa
4 Chief of Pollce
Law Entcrc.:imel't Sens,11ve • Eftr,•tive 0.1,051201 B
CAPO_000000082
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120
1 [long pause]
2 UNIT CF3: CF3 I got a breach of the north
3 door of the Capitol.
4 OPER. 1: Copy that, north door of the
5 Capitol has been breached.
6 OPER. 2: ITF units have confirmed, ITF
7 units confirmed north breach -- breach of the north
9 UNIT CF3: CF3 that is affirm, it has been
10 breached, I'm relocating D pod for injured officers,
11 to [inaudible] at this time.
12 OPER. 1: Simulcasting there's --
13 [pause]
14 UNIT CF3: I need a CDU line encrypt,
15 please.
16 OPER. 1: We're trying ma'am. That is north
17 door' s been breached.
18 OPER. 3: Simulcasting all units. I need
19 the unit that's coming in for -- copy -- Senate ch-
20
21 [pause]
22 UNIT 416: 4-16, the Senate chambers are
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121
1 secure.
2 [pause]
3 OPER. 2: Have you lock down Senate
4 chamber, lock dock Senate chamber.
5 UNIT CF3: ICDF 3 we're beginning to push
6 the group from the front -- back to where they came
7 from the north door. Additionally I need additional
8 assets to south door on the first floor so that this
9 does not occur on this again.
10 OPER. 1: Copy, need additional units for
11 the south door and north door to assist with pushing
12 the crowds back. Any units available --
13 [pause]
14 OFFICER: We got another breach over west
hot
15 terrace by the Senate chamber area. (~ni~kT ~ ~
U.WT 5oer)
16 OPER. 1: Copy, another breach upper west
17 terrace.
18 OFFICER: I don't know what -- what the
19 door is but it's on the first floor, would be near
20 the Senate chamber upper west terrace Senate side.
21 OPER. 1: I copy, sir, we got another
22 breach on the -- all units should be responding to
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122
1 the Rotunda --
2 UNIT CF3: CF3, I need additional assets
3 for the co- --
4 OPER. 1: We're trying ma'am. Standby.
5 UNIT CF3: I copy. I know.
6 (pause]
7 UNIT CF3: Can I get some at the old
8 Supreme Chamber please, we're going to knock off
9 this area.
10 OPER. 3: Unit 8, where do you need the
11 assistance?
12 OPER. 1: She wants everybody to Supreme
13 Court -- the old Supreme Court.
14 [pause]
15 OPER. 1: House Chambers is secure at this
16 time as well. House Chambers is secure.
17 OFFICER: We have a breach with the Senate
18 door. People are coming in through the door. Senate
19 door lockdown --
20 OFFICER: [inaudible] guys.
21 OFFICER: We need the extra units at Senate
22 door.
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CAPD_000000085
123
1 OPER. 1: At Senate door? Senate door is
2 being breached need more units at Senate door.
3 OFFICER: [inaudible] come in through the
4 door. We need additionary -- additional [inaudible].
5 OPER. 1: Any unit available respond to
6 Senate door assist, any Senate door.
7 OPER. 3: Simulcasting to all units.
8 Simulcasting to all units. I need units in the
9 Capitol that can respond to S- --
10 [pause ]
11 UNIT CF3: ICF3, ma'am, I copy that. We're
12 pinned down. You're going to need to get those
13 individuals --
14 OPER. 1: Simulcast, in addition at the
15 Capitol, S131 for an unwanted guest. Sl30- --
16 UNIT CF3: [inaudible] they're [inaudible)
17 to the second floor.
18 [pause)
19 UNIT CF3: Sir
20 [long pause)
21 OPER. 2: All right. I need CDU units 4, 6,
22 7 and 8 respond to the Rotunda. Again, 1 through 3 -
.
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2 OPER. 1 : MPD's setting up a 200 block New

3 Jersey setting up with command post at 200 New
4 Jersey, MPD setting up at 14:22.
5 [pause]
6 OPER. 1: Fire in the hole at RNC. Fire in
7 the hole RNC, 1422. Do we have any unit in the
8 Senate Chamber, the status of the Senate Chamber?
9 Copy, has not been breached at this time. Not.
10 14:23.
11 UNIT 5: Unit 5, I need all --
12 [pause]
13 OPER. 2: Have you all --
14 OFFICER: [inaudible] priority
15 OPER. 1: Go ahead.
16 OFFICER: Yeah, we locked the path door. We
17 locked the staff, she locked the door.
18 OPER. 1: What door?
19 UNIT 8: Unit 8 . Unit 8.
20 OPER. 2: Unit 8.
21 UNIT 8: Okay. Sir, have those individuals
22 respond to the east front side of the building on
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125
1 the south side of the steps and we have a door we

2 can let them in to.
3 We need a RCDU squad to come in so that we
4 can push the group out.
5 OPER. 2: Have any hard U- -- CDU on this
6 chan- -- channel? RCDU on this channel?
7 [pause]
8 UNIT 405: 4-0-5 B.
9 OPER. 2: 4-0-5 B.
10 UNIT 405: I'm on the House floor at this
11 time. We have locked down the House and Senate
12 floors at this time.
13 Be advised I have -- I have an open line
14 with the bridge and members of Congress have been
15 addressed and are standing by for further
16 information. Please notify 400.
17 UNIT 8: Unit 8, priority additional -- I
18 have somebody at the door on the south side of the
19 steps kicking the door -- trying to kick the door
20 in, so we may need some CDU --
21 OPER. 1: Simulcast breach at the Rotunda
22 door 14-
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CAPD_000000088
126
1 OPER. 2: Ma'am I don't have any resources
2 to get to you over there.
3 UNIT 8: Copy.
4 OPER. 2: Any uni- -- copy no --
5 [pause]
6 OPER. 2: Yeah, and any units
7 OFFICER: 55 [inaudible].
8 UNIT 8: [inaudible] priority [inaudible]
9 at the Capitol.
10 OPER. 2: Unit 8 repeat. Unit 8 repeat your
11 priority.
12 UNIT 5511: 55-11 priority.
13 OPER. 1: Go ahead, sir.
14 UNIT 5511: Yeah, we locked the House
15 steps, we locked the House door. You have three of
16 us standing out here, what do you want us to do
17 [inaudible]?
18 OPER. 1: Sir, I need you to make your way
19 to the Rotunda inside assist there.
20 UNIT 5511: So be it. [ph]
21 OPER. 2: MPD is setting up a -- a command
22 post at 200 Nersey [ph] -- New Jersey Avenue if --
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127
1 [pause]
2 OPER. 2: Unit 8 you had a priority, go
3 ahead with yours.
4 [pause]
5 OPER. 2: Unit 8 you had a priority, go
6 ahead.
7 [pause]
8 OPER. 2: Any unit around
9 UNIT 8: [inaudible]
10 OPER. 2: Go, what 1 s your priority?
I
11 UNIT 8: (inaudible].
12 OPER. 2: You're inaudible], unreadable,
13 say again.
14 UNIT 8: Nobody here with [inaudible].
15 OPER. 2: She called out a priority, I was
16 trying to catch up.
17 UNIT 8: There 1 s security jumping over here
18 right now. [inaudible], okay. Copy.
19 OPER. 2: Copy. At 14:28.
20 UNIT 8: Unit 8.
21 OPER. 2: Unit -- the air is yours Unit 8.
22 UNIT 8: Unit 8, sir. We're going to try to
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128
1 push these glass doors [inaudible] the Capitol.
2 [pause)
3 UNIT 191 : Yeah, 1-91 E Edward search --
4 OPER. 1: 1- -- sir, go ahead.
5 UNIT 193 : 1-9-3, we have about 50
6 individuals inside the Capitol in the Rotunda, some
7 went north to the chambers, the north chamber to the
8 House Chamber.
9 OPER. 1: Copy. We -- we got multiple
10 breaches on ground, sir. The chambers are secure at
11 this time. Assist Unit 8 in the Rotunda to push
12 people out.
13 UNIT 193: Copy. We're trying to secure the
14 east route Rotunda door right now. They've broken
15 the glass and they -- about 50 individuals had
16 broken through.
17 OPER. 2: 2-22 go with your location.
18 [pause]
19 UNIT 630: 6-30 priority. It
20 OPER. 1: 6-30. Affirm, sir, all sides of
21 the -- multiple breaches to the Capitol at this
22 time. Have you --
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1 UNIT 630: I need all the officers to

2 retreat back. Retreat back.
3 OPER. 1: Affirm sir, if you can respon- --
4 [pause]
5 OPER. 1: Any units available that can
6 assist with H2-0-8 E Edward, we have members in that
7 room. H2-0-8 if anybody can assist with that,
8 respond to that location. 14-32.
9 UNIT 460: 4-6-0.
11 UNIT 460: [inaudible] we're surrounded
12 [inaudible) .
13 OFFICER: [inaudible] retreat to the
14 Rotunda. Retreat into the Rotunda.
15 OPER. 1: Hey, from retreat to the Rotunda
16 if you're on outside retreat to the Rotunda. 14:33.
l4 3 ~ ~<T-
17 UNIT 71: 71 [inaudible] 88.
18 OPER. 1: 71-88 go ahead.
19 UNIT 71: 71-88 priority.
20 OPER. 1: Go with your priority.
21 [pause]
22 OPER. 2: Simulcasting 73-11 with weber.
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Transcript of 1-6-21 DEMONSTRATlON MAIN OPS 2
130
1 73-11 weber emergency identifier.

2 [pause]
3 OFFICER: Any unit around --
4 [pause]
5 UNIT 1: Again, any other units that
6 respond to Rotunda step center panel to assist? They
7 need help there as well. Rotunda step center panel.
fo '. 17: 2.6 8 14 : 3 4 . I ~ 3 4 I-.. r-.r
9 OFFICER: Cop- --
10 OPER. 1: Any u- -- copy. Upper west
Terro..ce
11 ~tairs.' door is being breached as well. Any unit can
12 respond to there to assist. Any unit. 14: 34 143'1- = 4,: 17 : 1
13 UNIT CDU64: CDU 64 we're still stuck at

14 House Rotunda step, need help.
15 OPER. 1: I copy, sir, we're trying to get
16 units there. House Rotunda steps are also need
17 assistance.
18 UNIT 239 [ph]: 2-39 C Charles.
20 UNIT 239: Got a cert rep by the FBI HR
21 [inaudible] here. We're trying to [inaudible].
22 UNIT COU64: [inaudible]
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131
1 [pause]
2 OPER. 1: 5- 4- 4-4 say your message again.
l'i .35 ~ C-.1 1Wt o..t +ke.. ~Ffe-' vJe..S t T<ll-('
3 OFFICER: (±11aadible] west stairs door.
": 1s-: io 4 I 've got three officers wi th me. We [inaudible]
5 breach. -~ ~: 11?'. ZS"
T..e.r.-..C-<L.
6 OPER . 1: I copy . Up er west M:airs door
7 needs assistance. You know, Schmidt I -- I -- I
8 don't know where the --
9 OFFICER: Are you -- all the [inaudible] in
10 the Rotunda.
11 OPER. 1: I copy, you need re- --
12 assistance at Rotunda steps, House Rotunda steps,
13 the center panel as well and the tunnel's also being
14 subway -- Senate subway was being --
15 UNIT 7284: Unit 7-2-8-4.
16 OPER. 1: 7-2-8-4.
17 UNIT 7284: I can get any -- any available
18 officer to upper west terrace south. We have some
19 trying to come from the opposite side.
20 OPER. 1: I got no oth-
21 [pause]
22 UNIT 427: 4-27 T Tom.
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CAPO_000000094
132
1 OFER. 3: T Tom, go ahead.
2 UNIT 427: I have a group of -- at the main
3 door of the Capitol of the House Chamber, they're
4 trying to breach the main door to the Capitol of the
5 House Chamber.
6 OPER. 1: Cop- -- any unit that has a
7 number, the emergency hold room is SH2-16. 14:37.

f!f5t -> G,', (q • l
8 Again, any units that can assist.
9 [pause]
10 OFER. 1: Any members -- anybody unit with
11 a member transport t hem down through the tunnels to
12 the other House buildings or Senate buildings.
13 [pause]
14 OFFICER: [inaudible ]
15 OPER. 1: Unit with bird [ph] go. Unit with
16 bird go.
17 UNIT 122: 1-22.
18 OFER. 1: 1-22.
19 UNIT 122: FR, we need -- we need assist,
20 this is out here on the Rotunda steps at the Rotunda
21 door. We- --
22 OPER. 1: I copy, sir. Any units available
-I
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Transcript of l-6-21 DEMONSTRATION MAIN OPS 2
133
1 re- --
2 UNIT 917: [inaudible] small [inaudible] in
/Lf3~~ '7 :,0:43 the Rotunda, I don't know what that is.
1439 ~~~'-.I. '4° q10A
l'l'IO~fo.2.Z. '. '40 4 OFFICER: ~ I need somebody with a key
, erm.eia.. re,,5 e ~
5 t o the upper west 8L&irs door. If we can rEad-, the
th~
6 S::.lLtr' ~ lock, we could close it. ·-> l,:2.-Z.:o I
7 OPER. 1: Any unit --
8 [talking, inaudible]
9 OPER. 2: Again, any unit with the keys
TU(C. «;fiL
10 upper west se8iMs to respond to secure that door
11 now.
12 The unit with 10-4-6-4-4 open and stock. 4-
13 6, 4-4 open and stock. 4-6-4-4 open and stock your
14 clear mic.
t'¥f I~,· ·B 4Q 15 [pause]

16 UNIT 575: 5-7-5.
17 OPER. 1: 5-7-5.
18 UNIT 575: 5-7-5, I'm at the eve to the
19 library from the Capitol. We just had an individual
20 come and turn back around into the eve. FedEx jacket
21 with a Maga hat on.
22 OPER. 1: All right. Sir, we've got
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134
1 multiple breaches right now at this time. If you can

2 assist with any unit, I need you to respond into the
3 Capitol to assist but
4 OFFICER: Hey, [inaudible], we've got the
5 radio now [inaudible].
6 [pause]
pft.{1.:t ,~vl:ifo
7 UNIT 630: Unit 6-30.
8 OPER. 1: 6-30. Copy you 6-30. Lower west
lli!..f3~ ,:2.S.t./0
9 terrace stair now. ~: Z.'-1 ~ 3 '-I
10 [pause]
11 OPER. 1: Any units advise that the House
12 floor's been evacuated. Again, any unit that can
13 advise if the House floor is --
15 UNIT 405: Shots fired, House floor. Shots

16 fired House floor immediate assistance.-> ,:'lk~t5
17 OPER. 1: Shots fired, House floor. Shots
18 fired, House floor.
19 UNIT 3: [inaudible ] I need units to re- --
20 [pause ]
21 UNIT 440A: 440 Adam.
22 0 PER . 1 : 4 40 .
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0
135
1 UNIT 440A: I have a fire alarm for
2 SVC205SR. If there's an available unit to -- yeah.
3 It ' s a priority. I need someone to respond to there;
4 otherwise , we got to evacuate the building. I need
5 someone at SVC205SR. I need you to simul that
6 simulcast that please .
7 UNIT 8: Unit 8 .
8 OPER. 1: 1444 hours . - :;;, G,: 2 7: l/O
9 OFFICER: Again, any unit that can respond
10 to SVC205 for the shots fired. Correction. For the -
11
12 OFFICER: [inaudible)
13 UNIT 578 : 578 . [inaudible]
14 FEMALE OFFICER : Can you see if we get the
15 rolldown gate put down in between the Capitol and
16 the CVC?
17 OFFICER: We tried to get that gate to go
18 down. They forced it back up .
19 UNIT 45B: 45B. We got shots fired in the
20 lobby . We got shots fired in the lobby of the House
21 chamber .
22 Shots have been fired at us and [inaudible]
,_ -
PLANET DEPOS
CAPD_000000098
0
136
1 building. We have guns drawn. [inaudible] got in,
2 [inaudible] got in.
3 [pause]
4 OPER. 1: Simulcasting shots fired on the
5 House floor again.
6 UNIT 45B: We got an injured person. I
7 believe that person was shot. It's [inaudible]
8 civilian. We need EMTs. We need -- come through on
9 the west side of the building off -- in the House
10 lobby.
11 OPER. 1: Copy. House --
12 UNIT 45B: 45B. Did you copy?
13 OPER. 1: We copied. House lobby, west
14 side, individual
15 [pause]
16 UNIT 917: 917.
17 OPER. 1: 917.
18 UNIT 917: Advise the watch commander, we
19 have the VP motor gate station at eve loading dock
20 tunnel.
21 [pause]
22 OFFICER: [inaudible]
PIANET DEPOS
CAPD_000000099
137
1 OFFICER: I don't know if this went out

2 over the radio. We've got one civilian down with a
3 GSW to the chest.

4 They're on the east side of the House lobby
5 area. If we can have a responding medical unit

6 respond from the west side of the House lobby, we
7 need it ASAP.
8 OPER. 1: Copy, sir. I'm trying to get you
9 a DC Fire at this time.

10 UNIT 400: 400.
11 UNIT 7 : Unit 7.
12 OFFICER: We're pushing people south on the
13 first floor. First floor
14 UNIT 7: 7, Unit 7.
15
16 UNIT 917: 917 with a message.
17 OPER. 1: 917.
18 UNIT 917:
19
20 UNIT 496: 496 priority.
21 OPER. 1: 496, go ahead.

22 UNIT 496: Sir, lost power to north kiosk.
PI.ANET DEPOS
CAPD_000000100
138
1 The doors are not locked. I have M4s here. I need
2 somebody to help me evacuate.
3 UNIT 179C: 179C. I got FBI's medic. I need
4 to be able to access the building with him though
5 for the gunshot wound.
6 OPER. 1: Affirm, sir, I'm trying to find
7 you an entry point. I don't -- I don't have one
8 that's secure.
9 UNIT 6151: 10-6151 [ph]. I'm at SVC205.
10 The fire alarm was pulled but there's no fire in the
11 area.
12 OPER. 1: Copy. Fire alarm was false.
13 Disregard. I need a unit to advise me of a clean
14 entry for the medics. I need an entry for the medics
15 to respond to the shot -- individual shot. I need an
16 area to respond.
17 OFFICER: The House door. I'm running out
18 to the House door.
19 OPER. 1: Copy. You're responding to the
20 House door and responding to the east side of the
21 House lobby.
22 [pause]
PlANET DEPOS
CAPD_000000101
139
I
1 OPER. 1: If I have any available units
2 that can assist at the north barricade, I need
3 assistance with the north barricade kiosk.
4 UNIT 470: 470.
5 OPER. 1: 470.
6 UNIT 496: 496. Be advised I have no power
7 at north kiosk. That means the doors are not locked,
8 and I have M4s here.
9 OPER. 1: Affirm, sir. I'm trying to get
10 units to you. I got medical, and I'm trying to get
11 units. Any unit that can respond to the north --
12 [pause]
13 OPER. 1: Any unit with Schmidt [ph], are
14 you able to gain entry at this time? Unit with
15 Schmidt?
16 OFFICER: Yeah. We're with the gunshot
17 victim, but we still have [ph] the individual with a
18 weapon, too, sir.
19 OPER. 1: I'm sorry. I couldn't copy you.
20 OFFICER: We're triaging right at the House
21 door, but we're going to need DC Fire to transport
22 this individual.
PLANET DEPOS
EXHIBI1
#:-S
CAPD_000000102
~q l'J
I
~~..l
--
Resoun:e Start Time Duration
MAIN OPS 1 l/6/202114: 13:29.0 :00 :02.5
MAIN OPS 1 1/6/202114:13:30.2 00:00:07.9
MAIN OPS 1 1/6/202114:13:39.7 00:00:07.0
--
MAIN OPS 1 1/6/202114 : 13:46.1 00 :00:00.5
MAIN OPS 1 1/6/202114:13:47.1 00 :00:02.5
MAIN OPS 1 1/6/202114:13:47.7 00:00:21.8
MAIN OPS 1 1/6/2021 14: 14:00.5 00:00:00.0
--
MAIN OPS 1 1/6/2021 14:14:10,1 00:00:00.6
MAIN OPS 1 l/6/202114:14 :10.5 00:00:01.2
MAIN OPS 1 1/6/2021 14:14:11.4 00:00:01.l
MAIN OPS 1 1/6/2021 14: 14: 12.2 00:00:10.1
--
MAIN OPS 1 1/6/202114:14:14.9 00 :00 :03.1
MAIN OPS 1 1/6/202114: 14: 19.0 00:00 :03.4
MAIN OPS 1 l/6/202114:14 :23,3 00:00:00,5
MAIN OPS 1 l/6/202114 :14 :24.S 00:00:06.5
--
MAIN OPS 1 1/6/2021 14:14:24.8 00:00:00 ,5
MAIN OPS 1 1/6/2021 14: 14:27.0 00:00:00 ,6
MAIN OPS 1 l/6/202114:14:29.0 00:00:00.S
MAIN OPS 1 1/6/2021 14:14:30.4 00:00:00.9
--
MAIN OPS 1 1/6/2021 14:14: 33.1 00:00 :00.
MAIN OPS 1 1/6/2021 14:14:34.7 00 :00 :00.2
MAIN OPS 1 1/6/2021 14 :14:35.8 00:00:00.6
MAIN OPS 1 1/6/2021 14:14:37.0 : :00,
--
MAIN OPS 1 1/6/2021 14 :14:37.2 00:00 :01.7
MAIN OPS l 1/6/2021 14: 14:38.3 00:00:00.7
MAIN OPS 1 1/6/2021 14:14:39,9 00:00:04.1
MAIN OPS 1 1/6/2021 14: 14:39.9 00:00 :00,4
--
MAIN OPS 1 1 1 : : 00:00:00.6
MAIN OPS 1 1/6/2021 14:14 :42,7 00:00:00.6
MAIN OPS 1 1/6/2021 14 :14:43.9 00:00:01.6
MAIN OPS 1 1/6/202114 :14:46.4 00:00:00.2
--
MAIN OPS 1 1/6/202114:14:47.2 00 :00:03.l
1/6/202114:14:47.7 00:00:01.4
MAIN OPS 1 1/6/2021 14: 14:52,5 00:00 :02.2
MAIN OPS 1 l/6/202114: 14:55.1 00:00:01.7
-
MAIN OPS 1 1/6/2021 14: 14:5 .
MAIN OPS 1 1/6/2021 14: 15 :00.8 00:00:01,3
---
MAIN OPS 1 1/6/202114:15:01.8 00:00:01.4
MAIN OPS 1 1/6/2021 14: 15:03.3 0:00:00.7
MAIN OPS 1 1/6/202114: 15:04.9 00:00:05.1
IN I :15:04.9 00 :00:00.5
MAIN OPS 1 1/6/2021 14: 15:07.4 00:00:03.1
--
MAIN OPS 1 1/6/202114:15:11.1 00:00:02.3
MAIN OPS 1 1/6/2021 14:15:11.2 00 :00 :02.8
MAIN OPS 1 l/6/202114:15 :14.0 00 :00:00.5
MAIN OPS 1 1/6/202114:15:14,l 00:00:09.1
--
MAIN OPS 1 1/6/2021 14:15:21.6 00:00:01.4
MAIN OPS 1 1/6/2021 14: 15:24,2 00 :00 :11.5
MAIN OPS 1 1/6/2021 14: 15:36.8 00 :00:01,6
MAIN OPS 1 1/6/2021 14:15:39,0 00 :00:05.8
--
MAIN OPS l 1/6/2021 14: 15:45,2 00:00:04.0
MAIN OPS 1 1/6/2021 14: 15:46.4 00 :00:02.9
MAIN OPS 1 1/6/2021 14:15:50.1 00 :00:01.9
MAIN OPS 1 1/6/2021 14:15:52.0 00:00:00.7
--
MAIN OPS 1 l/6/202114 : 15:53.3 00 :00:03.4
MAIN OPS 1 1/6/202114 :15:57.3 00:00 :00.6
MAIN OPS l 1/6/202114:15:57.7 00:00:01.8
MAIN OPS l l/6/202114 :15:58.5 00:00:02.7
MAIN OPS 1 1/6/202114:16:02.5 00:00:00,6
Page 29 of 109
Ex_w,BIT
CAPD_000000103
Resource
MAIN OPS 1
MAIN OPS 1
Start Time
1/6/2021 20 : 16:48.5
1/6/2021 20: 17: 10.4
Duration
00:00:00.6
00:00:03.1
lndlvldualAllas
--
--
MAI S / l O: : . ; 0: .
MAIN OPS 1 1/6/2021 20 :17:48.0 00:00 :02.0
MAIN OPS 1 1/6/2021 20 :17:51.1 00:00 :06,7
MAIN OPS l 1/6/2021 20:17:59.4 0 : 0: .
--
MAIN OPS l 1/6/2021 20:18:01.9 00 :00:02.7
MAIN OPS 1 1/6/2021 20: 18: 11,l 00 :00 :00.0
MAIN OPS l 1/6/2021 20:18:11.7 00 :00:08.0
MAIN OPS 1 1/6/2021 20:18:26.6 00 :00:02.6
--
MAIN OPS 1 1/6/2021 20: 18:27,5 00 :00:01.6
MAIN OPS 1 1/6/2021 20:18:30.3 00 :00:02.6
MAIN OPS 1 1/6/202120:18:33,3 00 :00:06.5
MAIN OPS 1 1/6/2021 20: 18:46.2 00 :00:02.5
--
MAIN OPS 1 1/6/2021 20: 18:48.8 00:00:01.4
MAIN OPS 1 1/6/2021 20: 18:55,6 00:00:02.0
MAIN OPS 1 1/6/2021 20: 19: 10.3 00:00:02.5
MAIN OPS 1 1/6/2021 20: 19: 13.3 00:00:00.9
--
MAIN OPS 1 1/6/2021 20: 19:23 ,4 00:00:03.2
MAIN OPS l 1/6/2021 20 : 19:43,2 00:00:01.3
MAIN OPS 1 1/6/2021 20 :19:44,9 00:00:03.0
MAIN OPS 1 1/6/2021 20 :19:48.4 00 :00 :04.0
--
MAIN OPS 1 1/6/2021 20 :19:53.2 00 :00 :02.3
MAIN OPS 1 1/6/2021 20 :20:01.4 00:00:04.7
MAIN OPS 1 1/6/2021 20:20:10.7 0 :O : •
MAIN OPS 1 1/6/2021 20:20:11.5 00 :00:02,2
--
MAIN OPS 1 1/6/2021 20:20:14.8 00:00:03.9
MAIN OPS 1 1/6/2021 20:20:28.0 00:00:05.6
MAIN OPS 1 1/6/2021 20:21:19.1 00:00:00,4
MAIN OPS 1 1/6/2021 20 :21 :38.4 00:00:03.1
--
MAIN OPS 1 1/6/2021 20 :21 :48.S 00:00 :02,0
MAIN OPS 1 1/6/2021 20 :21:SO.S 00 :00 :00. 1
MAIN OPS 1 1/6/2021 20 :21 :50,9 00 :00 :09. 1
MAIN OPS 1 1/6/2021 20:22:01.0 00:00:04.0
--
MAIN OPS 1 1/6/2021 20:22:05.0 00 :00:03.7
MAIN OPS 1 1/6/2021 20 :22:32.0 00 :00:01 .8
MAIN OPS 1 1/6/2021 20:22:34.5 00:00:02.1
MAIN OPS 1 l/6/2021 20:22:37.7 00:00:08.1
--
MAIN OPS 1 1/6/2021 20 :22:47.3 00:00:02.9
MAIN OPS l 1/6/2021 20 :23:53.8 00:00:01,7
MAIN OPS 1 1/6/2021 20 :23:55.6 00:00:00.4
MAIN OPS 1 1/6/2021 20 :23 :56,6 00 :00 :15.3
--
MAIN OPS 1 1/6/2021 20 :24 :34.2 00 :00 :01.6
MAIN OPS 1 1/6/2021 20 :24 :36.5 00 :00 :04. 1
MAIN OPS 1 1/6/2021 20:24:40.6 00 :00 :06.7
MAIN OPS 1 1/6/2021 20:24:47.4 00:00:04.3
--
MAIN OPS 1 1/6/2021 20:24:52.1 00 :00:01.3
MAIN OPS l 1/6/2021 20:25:28.9 00:00:00.4
MAIN OPS 1 1/6/2021 20:27:47.9 00 :00:00.4
MAIN OPS 1 1/6/2021 20:27:59.9 00 :00:00.2
--
MAIN OPS 1 1/6/2021 20: : . 00 :00:00.0
MAIN OPS 1 1/6/2021 20 :28:09.5 00 :00 :04.7
1 1/6/2021 20 : 28: 22.3 00 :00 :01.4
MAIN OPS 1 1/6/2021 20 :28:25.8 00:00:01.9
--
MAIN OPS 1 1/6/2021 20:28 :57.5 00:00 :00.4
MAIN OP 1 1 : : 6.7 00 :00:00.5
MAIN OPS 1 1/6/2021 20:30:10.7 00:00:00.6
MAIN OPS 1 1/6/2021 20:30:15.5 00:00:02.2
1 / . . .
Page 101 of 109
EXHIBI~
CAPD_000000104
Ops- 2
MAIN OPS 2 l/6/202114 :20:25,3
00 :00:00,6
00 :00 :00.2
--
JndlvldualAllas
--
/ 11 : : 00 :00 :00.4
MAIN OPS 2 1/6/2021 14: 20:34.4 00 :00 :00.7
MAIN OPS 2 l/6/202114:20:59.8 00 :00 :03.1
MAIN OPS 2 I I 1 : : 00 :00 :01. l
--
MAIN OPS 2 1/6/2021 14:21: 15.1 00 :00 :03.1
MAIN OPS 2 1/6/202114:21 :40.7 00 :00 :01.2
MAIN OPS 2 // l .. 00 :00:00.5
MAIN OPS 2 1/6/2021 14:22:06.4 00 :00:00.6
--
MAIN OPS 2 1/6/2021 14:22:11,0 00 :00:01.4
MAIN OPS 2 1/6/2021 14:22:14.7 00 :00:03.1
MAIN OPS 2 1/6/202114:22:19.1 00:00:03. l
MAIN OPS 2 1/6/2021 14:22:24.4 00:00:03.1
--
MAIN OPS 2 1/6/2021 14: 22:28.7 00:00:00.6
MAIN OPS 2 1/6/2021 14: 22:32.3 00:00:01.9
MAIN OPS 2 21 1 : : 0 :00 : .
MAIN OPS 2 l/6/202114:22:39.7 00:00:07.7
--
MAIN OPS 2 l/6/202114 :23:00.3 00:00:03.5
MAIN OPS 2 l/6/202114:23: 10.4 00 :00:03.7
MAIN OPS 2 1/6/202114 :23:16.6 00 :00:03.6
MAIN OPS 2 l/6/202114 :23 :21.7 00 :00 :03.S
MAIN OPS 2 l/6/202114:23 :24.l 00:00:00.2
MAIN OPS 2 l/6/202114 :23 :33.9 00 :00:00.4
MAIN OPS 2 1/6/202114 :23 :43.9 00 :00:01.9
MAIN OPS 2 1/6/2021 14 :23 :44,8 00 :00:03, 1
MAIN OPS 2 1/6/2021 14:23 :48.8 00:00:02.3
MAIN OPS 2 II II II:
MAIN OPS 2 1/6/2021 14:23 :53.6 00 :00:02.5

MAIN OPS 2 1/6/2021 14:23 :58.5 00:00:04.1
MAIN OPS 2 1/6/2021 14:24:02,7 00:00:01.3
MAIN OPS 2 1/6/2021 14:24 :03.4 00:00:01.l
MAIN OPS 2 1/6/2021 14:24 :06,9 00:00:00 .2
MAIN OPS 2 1/6/2021 14:24 :11.3 00:00:01.l
MAIN OPS 2 1/6/2021 14 :24 :13.1 00:00 :00.8
MAIN OPS 2 1/6/202114 :24 :14.6 00 :00 :14.6
MAIN OPS 2 1/6/2021 14:24:31.4 00:00:04.2
MAIN OPS 2 1/6/2021 14 :24 :38.4 00:00 :03.1
--
MAIN OPS 2 1/6/2021 14:24 :47.1 00 :00 :01.6
MAIN OPS 2 1/6/202114:24:49,4 00:00:01.4
MAIN OPS 2 1/6/202114:24:51.9 00:00:20.0
MAIN OPS 2 1/6/2021 14:25:13.6 00:00 :11.6
--
MAIN OPS 2 1/6/2021 14:25: 00:00:02.6
MAIN OPS 2 1/6/2021 14:25:26.2 00:00 :02.5
MAIN OPS 2 1/6/2021 14:25:27.5 00 :00:03.2
MAIN OPS 2 1/6/ l : : 0. : O: .
--
MAIN OPS 2 1/6/202114:25:37.0 00:00 :01.1
MAIN OPS 2 1/6/2021 14 :25 :40.4 00 :00 :00.6
MAIN OPS 2 1/6/2021 14:25:42.8 : 0: .
MAIN OPS 2 1/6/202114 :25 :46.8 00 :00:01.7
--
MAIN OPS 2 1/6/2021 14:25 :47.4 00 :00 :03.1
MAIN OPS 2 1/6/2021-14 :25 :52.7 00 :00 :01 . 1
MAIN OPS 2 1/6/2021 14:25:56.5 00 :00 :01.9
MAIN OPS 2 1/6/2021 14:25:57.3 00:00:03. 1
-
MAIN OPS 2 1/6/2021 14:26:01.7 00 :00:00.9 _.
1/6/2021 14:26:05.8 00:00 :00.6
MAIN OPS 2 1/6/2021 14:26:11. l 00:00:01.8
MAIN OPS 2 00 :00 :01.7
1 / 00 :00 :00.2
Page33 of 80
EXHIBir
CAPD_000000105
Resource SbrtTlme Duration
MAIN OPS 2
MAIN OPS 2
1/6/2021 14:26: 16.6
1/6/2021 14:26 : 19.7
00:00:02.2
00 :00 :02.7
••
MAIN OPS 2 1/6/2021 14:26:24.5 00 :00 :01.5
•
MAIN OPS 2 1/6/202114:26:34.4 00 :00 :01.7
•
MAIN OPS 2 1/6/2021 14:26:34.8 00:00 :01.7
•
MAIN OPS 2 1/6/202114:26:37.1 00 :00:03.1
•
MAIN OPS 2 1/6/2021 14:26:4 1.8 00 :00 :03. 2
•
MAIN OPS 2 1/6/2021 14:26:45.2 00:00:01. 2
•
•••
MAIN OPS 2 1/6/202114:26:47.1 00:00:06.1
MAIN OPS 2 1/6/2021 14:26:54.l 00:00:04.7
MAIN OPS 2 1/6/2021 14:26:59.4 00:00:01.4
MAIN OPS 2 1/6/2021 14:27:01.6 00:00:02.1
•
MAIN OPS 2 1/6/2021 14:27:02.6 00:00:00.2
•
MAIN OPS 2 1/6/2021 14:27:06.7 00:00:07.3
•
MAIN OPS 2 1/6/2021 14:27: 12.9 00 :00:01.8
•
MAIN OPS 2 1/6/2021 14 : 27: 25.6 00:00:03.1
•
MAIN 0 1/6/2021 14 :27:30.5 00 :00 :03.1
•
MAIN OPS 2 1/6/2021 14 : 27 :40.8 00:00 :03.1
•
MAIN OPS 2 1/6/202114 :27 :44.7 00:00 :01.1
•
MAIN OPS 2 1/6/202114 :27 :46.2 00 :00 :00.6
•
MAIN OPS 2
MAIN OPS 2
l/6/202114 :27 :48.6
1/6/202114:27:48.8
00:00:00.S
00 :00:02.2
••
MAIN OPS 2
MAIN OPS 2
1/6/202114:27:50.2
1/6/202114:27:54.8
00:00:01.4
00 :00:00.6
••
MAIN OPS 2 1/6/2021 14:27:58.6 00:00:00.5
•
MAIN OPS 2
MAIN OPS 2
1/6/2021 14:28:01.4
1/6/2021 14:28: 13.4
00:00:02.1
00:00:03.1
••
MAIN OPS 2 1/6/2021 14:28:18.8 00:00:03.l
•
MAIN OPS 2 1/6/202114 :28 :24.4 00:00 :02.2
•
MAIN OPS 2
MAIN OPS 2
1/6/202114:28:25.5
1/6/2021 14:28:29.2
00 :00 :03. l
00:00:00.2
••
MAJN OPS 2
MAJN OPS 2
1/6/2021 14 :28:30.0
1/6/2021 14:28:32.9
00 :00 :01.6
00:00 :01.4
••
MAJN OPS 2 l/6/202114:28:35.l 00:00:02.2
•
MAIN OPS 2
MAIN OPS 2
l/6/202114:28:41.4
1/6/2021 14:28:44.3
00:00:02.1
00:00:03.2
••
MAIN OPS 2 1/6/2021 14:28:48.0 00:00:02.5
•
MAIN OPS 2 1/6/2021 14:28:51.6 00 :00:01.4
•
MAIN OPS 2 1/6/2021 14:28 :53.6 00 :00 :05.
•
MAIN OPS 2 1/6/202114:28 :59.7 00 :00 :00.9
•
MAJN OPS 2
MAIN OPS 2
1/6/202114:28:59.7
1/6/20 11 : :
00 :00:01.2
: : 1. ••
MAIN OPS 2
MAIN OPS 2
1/6/202114:29 :08.7
1/6/2021 14:29:10.6
00 :00 :00.6
00 :00 :01.8
••
•••
MAIN OPS 2 1/6/2021 14:29:12.6 : :
MAIN OPS 2 1/6/2021 14:29: 15. 7 00:00:07.7
MAIN OPS 2 1/6/2021 14:29:30.3 00:00:00,5
•••
MAIN OPS 2 1/6/2021 14:29 :34.l 00:00 :00.6
MAIN OPS 2 1/6/202114:29:35.6 00:00 :00.2
MAIN OPS 2 1/6/2021 14:29 :37.4 00 :00 :03. l
MAIN OPS 2 1/6/202114 :29:45.9 00:00 :00.2
•
MAIN OPS 2
MAIN OPS 2
1/6/2021 14 :29 :52.1
1/6/202114:30:01.4
00:00 :00.6
00:0 :
••
MAIN OPS 2
MAIN OPS 2
1/6/2021 14:30:03.8
1/6/2021 14:30:04.6
00:00:00.2
00:00:00.6
••
MAIN OPS 2
MAIN OPS 2
1/6/2021 14:30:07,0
1/6/2021 14:30:08.3
00 :00:00.2
00 :00 :03.2
••
MAIN OPS 2
MAIN OPS 2
l/6/202114:30: 11.2
1/6/202114:30:16.0
00 :00:00.4
00:00 :00.3
•
Page34 of80
CAPD_000000106
0
Resource
MAIN OPS 2
MAIN OPS 2
Start Time
1/6/202114:30:16.2
1/6/2021 14:30:17,1
Duration
00 :00:00.5
00 :00:01.1
JndlvldualAllas
--
--
MAIN OPS 2 1/6/2021 14:30: 18,9 00:00:00.4
MAIN OPS 2 1/6/2021 14:30 :20.1 00 :00:09.4
MAIN OPS 2 1/6/2021 14:30 :31.6 00:00:09,1
MAIN OPS 2 1/6/202114:30:41.2 00 :00:00.6
--
MAIN OPS 2 1/6/2021 14:30:43.7 00:00:07.2
MAIN OPS 2 1/6/2021 14:30:52.1 00:00:01.0
MAIN OPS 2 1/6/2021 14:30:54.1 00 :00:01.0
MAIN OPS 2 l/6/202114 :30:55.4 00:00:01.9
--
MAIN OPS 2 l/6/202114 :31 :03.7 00 :00 :03.1
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1/ :33:47,5 00: :
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• OFFICIAL STATEMENT
I, - have been advised that I am required to provide a truthful statement

regarding an official investigation. I make this statement to Sergeant Brent Hitz who has
identified himself, as conducting an official investigation.
On January 06, 2021 I arrived at the Capitol to begin my shift at approx. 1400 hours. An
active riot was already in progress. I responded to the Lower West Terrace Door where
rioters were attempting to breach. Upon arrival I found CDU officers engaged with
rioters but holding. Almost immediately after my arrival a breach of the North Door was
broadcasted. Myself and several officers responded up the stairs and met rioters in the
Crypt. A severely undermanned police line was formed.
Shortly after the line was formed rioters surged and forced the police line back and
through the Crypt. I was pinned in a comer as the crowd surged through and out of the
Crypt. As the crowd thinned I was able to escape through the west entrance to the Crypt.
Myself and several officers moved south in an attempt to meet up with another police
line.
We stopped in the OAP hallway just south of the Crypt where we held rioters for a short
time. When it became obvious holding the rioters in the OAP hallway was useless as
rioters were already behind us, we returned along the OAP hallway in another attempt to
find a police line.
We stopped at the Upper West Terrace door which was in alarm and open. Rioters were
entering through the open door. I advised dispatch and requested back up, I was unable
to determine if anyone was responding. The officers with me were able to stop the rioters
from entering for a short time, however with only 5 of us at the door we wouldn't be able
to hold for long.
A call came over the radio for "Shots Fired on the House Floor" and I was unable to
determine from radio traffic if anyone was responding. The situation at the Upper West
Terrace door was worsening. Rioters were becoming more agitated and angry; more and
more rioters behind us were taking an interest in what we were doing. Based on the
numbers of rioters and their action I believed we wouldn't be able to hold the door. I
prioritized the Shots Fired call as more important and pulled everyone back to respond to
the House Floor, where l understood the shots were fired.
fflz,1/1.,0 i,,
By my signature below, I acknowledge that I have read and understood my statement consisting of this
page and !? other pages. I have made all the changes and corrections I desire to make.
Signature and Date EXHIBI1

#/2.
CAPO_000000112
0
I, Sergeant have been advised that I am required to provide a truthful

statement regarding an official investigation. I make this statement to Sergeant Brent Hitz
who has identified himself, as conducting an official investigation.
On January 6, 2021 I was assigned to the Inaugural Task Force (ITF) responsible for
various duties in preparation for the 59th Inaugural Ceremonies. I was in the ITF office
located at the Government Printing Office (GPO) monitoring the USCP radio and
observing current events on the local news broadcast. Myself along with other ITF
members monitored the deteriorating conditions from the demonstration march and
conclude after the police line on the West Front was broken that we would self-deploy to
the Capitol if the Capitol building were breached. Shortly after formulating this plan, a
priority for a breach of the Senate Door was broadcast, myself along with Sgt. -
-
Sgt. Sgt. Sgt. -
• Inspector • • • responded priority to the -
•
- - Captain -
Loading dock where we
then made our way to the Capitol.
Our first contact with the crowd occurred in the Capitol Crypt where we became involved
in a physical confrontation with approximately 150 rioters. There were approximately 40
USCP Officers attempting to hold a police line in the middle of the Crypt. The
aggressors used mace and bear spray against the police line which then collapsed. I was
pinned against a wall in the crypt, bearing all effort in an attempt to not be crushed, I was
able to slip past the wall during a crowd surge and was pushed into the OAP corridor.
While in the OAP corridor a large contingent of rioters began walking into the hallway. I
immediately began giving verbal orders for the crowd to leave and began efforts to de-
escalate the situation from another round of physical violence. While in the back and
forth with the group, Ofc. - tells me that there is a CDU squad waiting around
the corner and that we need to lead the group there. We began to fall back to the area
inside the upper west terrace door where there were no support elements. When the
group arrived at the door, I began attempting to direct the crowd to the nearest exit which
was the upper west terrace door. I believed the door to be in alarm and to have been
breached. Several people exited out of the door from the group where then I observed
people from the crowd outside begin to enter the door. I along with Sgt. -
Ofc. - Ofc. - and Lt.- made an initial effort to repel the group of
people that were entering the door. A physical confrontation occurred where we began
pushing and hitting the leading edge of the crowd in an attempt to expel them from the
building. There was an older lady in the front of the group carrying a protest sign that
began to scream in pain as she was crushed between us. The group stopped their physical
effort to push into the building and this is where I made a second attempt to de-escalate
the situation and attempted to convince the group to leave. At some point I specifically
told the group that the building was closed and that's why they were not allowed in.
During this dialogue, the main individual in the group is using language to provoke me to
respond with physical force. He's stating and repeating all the political rhetoric that the
page and cl- other pa s. I have made all the changes and corrections I desire lo make.
IBIT
#II./
CAPD_000000113
0
election was stolen, that the process was unconstitutional, that President Trump told us to
come here and occupy the building that we (police) were on the wrong side of history.
The group began chanting to let us in. Throughout the entire dialogue with the group I
used techniques to attempt to calm the group, I told the group that what they were doing
was wrong, that in their arguments of defending the constitution that they were
disrespecting the building (The Capitol) and disrespecting the process. At this point, an
individual in the group ask ifl was ready to die to protect these people, I immediately
attempted to deflect the question and de-escalate when the same individual asked for a
second time if I was ready to die for this place at which point I responded that I swore
and oath to protect this place and that's what I'm going to do. At this point, Lt. -
grabs me by the shoulder, and pulls me back away from the crowd where the people at
the door then begin to enter the building. I believe at this point I voiced a request over
the USCP radio to have the key bought to the door to re-secure it. As the crowd begins to
enter, I recall standing there looking for weapons and did not see any. It's at this point
that is captured in media and social media videos that someone from the crowd thanks me
for supporting their cause which then prompted me to respond "I don't support you, but
respect it, respect the building". The video that was captured edits and removes the
question that was asked as well as the clarifying point of "respect the building" which
was then attached to a headline falsely asserting that I showed respect for the rebellious
action the group was taking. At this point the group is entering, those of us at the door
have exhausted all levels of force with the exception of deadly force in an attempt to
expel the group. My mindset at this exact moment was a plea that those who were
entering would respect the building and not physically harm it. I believe mindset is also
key in the actions I took at the upper west terrace door. I was prepared to fight, I
recognized that we were outnumbered by an adversary that was provoking a violent
confrontation. I resolved that had a second confrontation to expel this group occurred,
•
that the end result would have been lethal force. When Lt. - - pulled me back, it
caused me to break the cycle of thought of preparing to fight where I then transitioned in
my mind to do what was necessary to preserve life. This included a strategic fall back
and regroup to a position where we had better numbers and were in a better position to
engage another effort to remove these people from the Capitol. Shortly after falling back
to regroup, a shots fired call with officer in distress was broadcast over the radio where
then either Ofc. - •
or Lt. - - said we need to get to the House Floor and defend
it. From this point I found my way to the Capitol Rotunda where I was unable to
progress further to the House Floor due to police lines holding back the crowd at the
hallway into the House corridor.
From this point forward, I found myselflooking for problems to solve and was involved
in a number of efforts to further retake the building and safeguard and protect life. I
aided in the evacuation of Congressional staff from the Capitol. I connected Virginia
State Police CDU resources with MPD and USCP elements at the lower west terrace door
where they were able to retake the inaugural platform. I coordinated investigative efforts
page and _ _ _ other pages. I have made all the changes and corrections I desire to make.
Signature and Date

EXHIBI1
.:/f:/l/
CAPD_000000114
OFFICIAL STATEMENT
concerning the Officer involved shooting and further assisted our partner agencies with
the initial efforts of the investigation into what occurred.
In summary, I self-reported the video clip to OPR because I knew that it was edited and
taken out of context to appear to make me and the department look as bad as possible in
this event. Under no circumstances do I respect or in any part agree with the people that
intentionally and violently invaded the Capitol.
page and _ _ _other pages. I have made all the changes and corrections I desire to make.
Signature and Date EXHIBIT

#/'{
CAPD_000000115
• OFFICIALSTATEMENT
I, Sergeant have been advised that I am required to provide a truthful

statement regarding an official investigation. I make this statement to Sergeant Brent
Hitz, who has identified himself as conducting an official investigation.
On January 6, 2021, I was assigned to the Inaugural Task Force at GPO Building. Upon
hearing the protest situation at the Capitol become dire, I responded over to assist. I
entered through the Lower Delaware Door of the Russell right as the lockdown went into
effect. Responded through the subway to the Capitol. Entered the crypt of the building
and was met by several protestors. Attempted to hold the police line preventing access to
House Side. Protestors advanced on line, and I was caught crushed in a comer before
reaching the door. Crowd pushing eventually landed me near OAP hallway. Group of
protestors gathered, while other officers and I attempted to hold a line. Protestors advised
they "could take us if they wanted to". Advised by colleagues to fal] back. Arrived at
Upper West Terrace door. Protestors were entering and exiting door. Door was in fire
•
alarm mode. Sgt. • • called over radio and asked for a key to secure. No radio
response. I looked for a lockdown button but nothing but a phone was nearby. The door is
a push bar, opening outward, with no way to even stick an object in the handles to
prevent opening. Attempted to hold a line at the door to prevent further entry. Protestors
formed on the outside. Other protestors inside appeared at our rear to exit or remained at
rear. Crowd size significantly outnumbered officers. Decision was made to fall back. I
was under the impression that CDU was nearby inside. We did not have the resources to
effect any arrests, as only a few officers, few pair of handcuffs between the officers,
significantly more protestors, no way to safely get the protestors if arrested to a transport.
An attempt to go hands on with the protestors would have yielded injury to officers and
no achievable objective. Crowd flow entered building. Additional protestors exited,
which again allowed protestors outside to recognize the door was open. Additional
protestors entered. Began to make another attempt at a police line. Was able to hold
•
crowd temporarily. Sgt. • • tried to rationalize with the crowd to no avail. Rear of
crowd began pushing, causing front of group to advance on the line. Another decision
was made to fall back. With no safe and achievable objectives, the goal was to find a
larger contingent of officers and push the crowd outside the building. Moved back to the
OAP hallway, and responded to the House Chamber for the call of "shots fired".
By my signature below, 1 acknowledge that I have read and understood my statement consisting of this
page and '6) other pages. I have made all the changes and corrections I desire to make.
Signature an
IBI1
#/e:,
CAPD_000000116
I, Officer have been advised that I am required to provide a truthful

statement regarding an official investigation. l make this statement to Sergeant Brent
Hitz, who has identified himself as conducting an official investigation.
Refer to audio.
By my signature below, 1 acknowledge that I have read and understood my s1a1emen1 consisting of this
page and N oth I ha d II the changes and corrections I desire to make.
Signature and Date o;}-ol-f- P( EXHIBl1

-#/8'
CAPD_000000117
I, - - have been advised that I am required to provide a truthful statement

regarding an official investigation. I make this statement to Sergeant Brent Hitz who has
identified himself, as conducting an official investigation.
See recording
page and 2'\) other pages. I have made all the changes and corrections I desire to make.
Signature and Da~ IBIT

#ZO
CAPD_000000118
CP-1009
UNITED STATES CAPITOL POLIC
•
(()(,/10)
RIGHTS AND RESPONSIBILITIES RELATIVE TO

ADMINISTRATIVE INVESTIGATIONS
RIGHTS AND RESPONSIBILITIES
This is to advise you that you are being interviewed as part of an internal
administrative investigation into alleged misconduct. You will be asked questions
specifically, directly, and narrowly related to the performance of your official duties or your
fitness for duty. Bargaining Unit officers who reasonably believe that this examination or
investigation may result in disciplinary action may request Union representation .
You are compelled to truthfully and fully answer all questions posed by a supervisor of
the United States Capitol Police (USCP) relative to official Department business and/or
pertaining to your official duties or fitness for duty (USCP Operational Directive PRF 1.3,
Rules of Conduct. Category A: Duty to Obey: Rule A3: Compliance with Directives; Rule
A6: Insubordination; and Rule A7: Truthfulness). If you refuse to answer, you will be
subject to disciplinary action which could result in the termination of your employment. If
you do answer, neither your statements, nor any information or evidence which is gained by
reason of such statements, can be used against you in any subsequent criminal proceeding;
however, such statements may be used against you in relation to subsequent Departmental
dis iplinary action(s). (see Garrity v. New Jersey, 385 US 493 (1967)).
You are also advised that if you willfully and knowingly make an untruthful statement,
verbally or in writing, pertaining to your official duties or fitness for duty as an employee of
the United States Capitol Police, to or in the presence of any supervisor or intended for the
information of any supervisor, or make any untruthful statements before any court or any
authorized government official, you will be subject to such disciplinary action as the Chief of
Police may deem appropriate. (USCP Operational Directive PRF 1.3, Rules of Conduct,
Category A: Duty to Obey. Rule A7: Truthfulness)
CERTIFICATION
I hereby certify that I have read or otherwise been advised of my rights, duties and
responsibilities with regard to this interview. I further certify that I fully understand them, and that I
have received no promises or guarantees of any kind relative to any statement I may give.
NAME OF RECIPIENT (Please print)
SIGNATURE OF SUPERVISOR CONDUCTING INTERVI
CAPD_000000119
CP-1009
UNITED ST ATES CAPITOL POLICE'
•
(06/10)

(Please T
investigation may result in disciplinary action may request Union representation.
Rules of Conduct. Category A: Duty to Obey: Rule A3 : Compliance with Directives; Rule
disciplinary action(s). (see Garrity v. New Jersey, 385 US 493 (1967)).
CERTI FICATl ON
NAME OF RECIPIENT (Please print) SIGNATURE OF RECIPIENT DATE
2 2 202\
SIGNATURE OF SUPERVISOR CONDUCTING I DATE
CAPD_000000120
CP-1009
UNITED ST ATES CAPITOL POLIC
•
(06/1 Ol

Rules of Conduct, Category A: Duty to Obey: Rule A3: Compliance with Directives: Rule
AG: Insubordination; and Rule A7: Truthfulness). If you refuse to answer, you will be
CERTIFICATION
have received no promises or guarantees of any kind relative lo any statement I may give.
SIGNATURE OF SUPERVISOR CONDUCTING INTE DATE
CAPD_000000121
l UNITED STATES CAPITOL POLICE CP-1009
•
(06/1 01
RIGHTS ANO RESPONSIBILITIES RELATIVE TO

pertaining to your official duties or fitness for duty (USCP Operational Directive PRF 1 .3,
Rules of Conduct. Category A: Duty to Obey: Rule A3: Compliance with Directives; Rule
Police may deem appropriate. (USCP Operational Directive PRF 1.3, Rules of Conduct.
Category A: Duty to Obey, Rule A7: Truthfulness)
CERTIFICATION
have received no promises or guarantees of any kind relative lo any statement I may give.
DATE
z./ 17 Z/
CAPD_000000122
CP-1009
UNITED STATES CAPITOL POLIC
•
(06/101

(Please T 'Je or Print Le ibl )
Rules of Conduct, Category A: Duty to Obey: Rule A3: Compliance with Directives; Rule
Police may deem appropriate. (USCP Operational Directive PRF 1.3, Rules of Conduct.
CERTI Fl CATION
NAME OF RECIPIENT (Please print) DATE
o'J---o Lf-J I
DATE
CAPD_000000123
OPK Case #21-006 A
Sergeant - PIN - Interview Questions
• This interview will focus on the January 6, 2021 incident. Specifically, your involvement at the Upper
West Terrace Door, the surrounding area, etc.
1. What is your current assignment on the department?
2. Did you have a specific assignment on January 6th? Alo

br< c.'-.. o~ I
• First video I'm going to show you is from social media. It shows the protesters walking through the
Upper West Terrace door. Protesters continue up the stairs and into the Rotunda. You are seen along
with Sgt. • • Lt. • • Ofc. - and Ofc. - - Show video first part of video.
•
/ . Get confirmation from • • that he is the one in the video.
✓ 3. In this clip, when the camera passes you- What is being said here?
~ c.~- \'-<--
r.
r;-,
1 l~ - ·11
- , :i:" ~ts ... 0 ..n-. ---'"'""' , \- , b"'-\-
~- Based on this video, you can see a lot of protesters are enter the building, obviously that's not a very
- perception - so tell me what's happening here. Specific just prior to, during, and just after this
video clip? •
Your involvement?
C.o~ ~ ~ \~ - ~ ~ ~ '\7- I , ~ ~,
·· c:,<-- Y0- "'e.o-\.'-\ \.o ~.=c, •. ' 'L"-h ~ \N0-1"1'.. \ ~ l¼ u~\- "- ~\\
• Go through timeline of the CCTV footage- Start camera #0157 @ 2:27:00 hours. Office of Attending
Physician hallway
~ Have you watched the CCTV footage from the UWT door during this timefrarne?
~ • What were you doing prior to this?
J a. Where these protesters the same protesters that were just fighting with officers in the crypt?
~<,.
7. Can you describe the protesters behavior at this time?
8. What's happening right now?

-
9. Camera# 0157 2:31 :30- Just over five minutes go by. Camera shows you, Sgt. - Lt.
Ofc. - and Ofc. - are seen on camera. You appears to be the only one talking and
engaging with the protesters. Do you remember what was being said at this point?
9 Cl \ .. • '- \ • r~~ ) c.. •
CAPD_000000124
2:31:56 - Lt. - leans in and tells Ofc. - something. - relays that message to Sgt. -
and yourself. #0157
10. Whatdid - saytoyou? C D "'- 'Si; ...... )..__· - a
a. Was there a plan? - what was the plan? _
2:32:35 - The group of official officers walk down the OAP hallway towards the UWT door with the
/ protesters following behind them. Approximately 55 protesters are seen following the officer and walking down
the hallway. #0157
2:33:23 - Sgt. - and Sgt. • • open the secondary doors that lead to the UWT door. Sgt. • • and
~- - seen talking to some protesters who leave and exit out the UWT door. Protesters that are outside of
the UWT door start to enter that door. #0126
11. What happened with that group of protesters that followed you and the other officials/officers around to
the stairs and UWT secondary door?
a. Was there a plan to have them exit or to go into the Rotunda? Because it looks like some
protesters leave but most continue up into the Rotunda.
o l>.J ·
'/t:::.J • . . µ ""- ~
v'i:34:19 - • •• steps forward into the threshold of the UWT secondary door and stops protesters from
continuing further into the building. - •
is seen with • • during this timeframe. There are three
•
protesters talking with • • and - - is also seen on camera just behind • • and •
- #0126
• Protesters start coming through the UWT door. Protesters move past you and the other officials/officers.
12. What is going on now? y'R-~, r c. r ye(\:....._ - .:>
2:35:54 - You are seen coming through the UWT secondary door shaking your head. - -
,,. - and - are behind you. - points and appears to say, "Go back out." Protesters stop just
•
beyond the UWT door entrance. iiii is seen going up to the front of the UWT door and then returning and
joining the other officers. #0912
13. What did you see when you went up to the front of the UWT door?
2:36:50 - Protesters are seen chanting and appear to say, "Let us in." Protesters are seen pushing back against
the group of officials/officers. Protesters start coming into the building moving past the officers and past the
UWT secondary door. #0912
2:37:00 - 2:39:04 - Approximately 104 protesters come in the UWT door. #0126
CAPD_000000125
2:3g,:04 - seen on listening or using his radio.
0
14. Did you utilize your radio at this point? [.(.S ~ ~ ~ ~ - _.
• The flow of protesters slows down - at this point did anyone have a plan - what were you thinking at
this point?
~:40:07 - steps closer to the UWT door and confronts the protester that are just inside the doorway.
You, • • - and - are standing across the hallway blocking the protesters from entering
further into the building. A large group of protesters are seen outside of the of the UWT doors. #0912
~• This goes on for approximately 4 minutes. #0912, #0126 -
2:44:06 - - looks backwards several different times. #0912
2:44:17 - - grabs and tells him something then pulls - back by the shoulder and officers start
to back up towards UWT secondary doors. Officers walk through the UWT secondary doors with the protester
following right behind. #0126, #0912
'--
15. What did - tell you?
a. What were you thinking at this point? ...
b. Where did you go?
• You guys leave the UWT door and go down the OAP hallway towards the crypt/hall of columns
16. Do you know why the decision was made to leave the UWT door? ·-
17. Did you realize that leaving the UWT door would allow more protesters into the building?
• ~-+ v-e--.~ k\.:....\!;.;,_, '-~ h-T ~- ..
18. Did you or someone notify communication of the situation and advise them of the incident, your
location, and your observations?
- 0----- c!i;-- ~, ~
19. Was there any attempts made to re-secure the UWT door? _
•
a. Would that have been possible?
CAPD_000000126
20. Was there a failure to take appropriate police action during this inciaent at the UWT door?
21. Do you believe your conduct brought the discredit to yourself or the department?
A:)r . • -
7
'3>- ---- ..
CAPD_000000127
OPR Case #21-006 B
Sergeant P~ Interview Questions
1. What is your current assignment on the department? ~ c - 'I:."'.......,,._\

"' '-'iik-- ~---• i::,.~ \,
2. Did you have a specific assignment on January 6th ? -
\,..,""'
•
with Sgt. - - Lt. - - Ofc. - and Ofc. - Show video first part of video.
/ " Get confirmation from Sgt. - that he is the one in the video.
3. In a couple of the social media videos Sgt. and Ofc. - are heard saying something to the
individuals entering the UWT door. Do you know what was being said?
a. Did you discuss with the group of officers/officials you were with - what was being said?
b. Did you say anything to the individuals entering the UWT door .
4. Based on this video, you can see a lot of protesters are enter the building, obviously that's not a very
video clip? _ ,
a. Your involvement? -
✓ Go through timeline of the CCTV footage- Start camera #0157 2:27:00 hours. Office of Attending
Physician hallway
5. Have you watched the CCTV footage from the UWT door during this timeframe?
-- ~o .
6. What were you doing prior to this? - '/ e f.,
a. Where these protesters the same protesters that were just fighting with officers in the crypt?
Oo~it.t ~ <"c.-_ •
"\\-.,.q_'7 ~ -kt:::.:<L... "'-S ;- ...f=
CAPD_000000128
0
9. Camera# 0157 2:31 :30 - Just over five minutes go by. Camera shows you, Sgt. Lt.
Ofc. - and Ofc. - •
are seen on camera. Sgt. • • appears to be talking with the
protesters the most. I see you talking some. Do you remember what was being said at this point?
2:31:56 - Lt. - leans in and tells Ofc. - something. - relays that message to you and
Sgt. - - #0157
10. What did - say to you?
a. Was there a plan? - what was the plan? - I-'½ p~ *

2:32:35 - The group of officials/officers walk down the OAP hallway towards the UWT door with the
\PfOlesters following behind them. Approximately 55 protesters are seen following the officer and walking down
the hallway. #0157
•
~3:23 - You and Sgt. • • are seen at the secondary doors that lead to the UWT door. You and Sgt.
are seen talking to some protesters who leave and exit out the UWT door. #0126
A.J w " - ' ,- ,
11. Do you remember al this point what was being said? What was happening? _
~ :33:23 -Protesters that are outside of the UWT door start to enter that door. #0126 ~
/ the stairs and UWT secondary door?
~ - Was there a plan to have them exit or to go into the Rotunda? Because it looks like some
2:34:19 - steps forward into the threshold of the UWT secondary door and stops protesters from
protesters talking with • • and -• - is also seen on camera just behind Millard and
M:\\ ~ c.-.,..)
<}....v-c- ~ , ; , . , -C-- ..._ ~
• Protesters start coming through the UWT door. Protesters move past you and the other official officers.
13. What is going on now? _
2:35:54 - Sgt. is seen coming through the UWT secondary door shaking his head. - -
- and - are behind you. - points and appears to say, "Go back out." Protesters stop just
CAPD_000000129
beyond the UWT door entrance. is seen going up to the front of the UWT door and then returning and
2:37:00-2:39:04-Approximately 104 protesters come in the UWT door. #0126
-
2:39:04- seen on listening or using his radio. ->
4r'Ct.,(t- f Iv..... , ~ NS-- ~ '"'
14. Did you utilize your radio at this point?
~~~./~A. . ~
• The flow of protesters slows down - at this point did anyone have a plan - what were you thinking at
this point?
2:40:07 - steps closer to the UWT door and confronts the protester that are just inside the doorway.
You, •-• - and - are standing across the hallway blocking the protesters from entering
v
✓• This goes on for approximately 4 minutes. #0912, #0126 -
2:44:06 - - looks backwards several different times. #0912 -
2:44:17 - - grabs and tells him something then pulls you back by the shoulder and you all start to
back up towards UWT secondary doors. Officers walk through the UWT secondary doors with the protester
--
"T~-, -
., 1 1 ,
15. What did - tell you?
a. What were you thinking at this point?
16. Do you know why the decision was made to leave the UWT door?
\"\.~ 'c.c.s s1..,,-.&C'""'.
CAPD_000000130
location, and your observations? .• v .. _ :sc..c.....r-< ,.. ..
,....._,
. u-
....
1,,.. ....
19. Was there any attempts made to re-secure the UWT door?
- Cc..)1-
a. Would that have been possible?-

~
.,,,,..- 20. Was there a failure to take appropriate police action during this incident at the UWT door?
1/J~ .....,'::. ~ .... v- ~e.4~ ~ - ~L ~ r-.1'---.~ ·,s ~ eva·¥'n-yo~,-lc..
" ' " " ' " ' ~ ~.;..),.o4"\ ('D~ r'Q...S.tt:7-...._ _ ~ ~ ~o$S\bv-...., to~ A~ h-.,........ "-<_ rucA
21. Do you believe your conduct brought discredit to yourself or the department?
v,.J..,...- """'""'-~ .. ·-
CAPD_000000131
OPR Case #21-006 C
Lieutenant PIN - Interview Questions
• As a reminder if you need a break, just let me know since we are going to go through a lot of video from
this incident.
1. What is your current assignment on the department? - -2-<. s r---.11 ~ 1, -A.. • .
2. Did you have a specific assignment on January 6th ?
with Sgt. Sgt. - Ofc. - and Ofc. - - Show video first part of video.
"~ 't. -~{'C.·\ l'k jo,""'.) '>~(-) t'------ •
• Get confirmation from - that he is the one in the video.

y-c:...
3. You can see a lot of people enter the building here - Specific to the video I just showed you - can you
explain what's going on here - just prior to, during, and just after this video clip?
a. Your involvement? -
• Go through timeline of the CCTV footage - Start camera #0157 @ 2:29: 15 hours. Office of Attending
Physician hallway which leads to . .. either crypt or the hall of columns
$ 0 C:.,'\~' ~ \-
4. What were you doing prior to this? L ,,_ ~+-. v,~

1
5. Camera# 0157@ 2:30:00 - Again you, Sgt. Sgt. Ofc. - and Ofc. - are
•
seen on camera. Sgt. • • appears to be the one talking and engaging with the protesters the most. Do
you know what he was saying to them at this point?
6. Camera# 0157@ 2:30:52 - you receive a phone call - approximately 11 seconds. Who called you and
what was said?
a. Work cell phone? 'J-er- .

2:31 :56 - You lean in and tell Ofc. something. - relays that message to Sgt. - and
Sgt.
CAPD_000000132
a. Was there a plan? - what was the plan?
b. What you told - - was that related to the phone call you received?
protesters following behind them. Approximately 55 protesters are seen following the officer and walking down
the hallway. #0157
2:33:23 - Sgt. - and Sgt. • • open the secondary doors that lead to the UWT door. Sgt. • • and
Sgt. - seen talking to some protesters who leave and exit out the UWT door. Protesters that are outside of
the UWT door start to enter that door. #0126
2:34: 19 - Millard steps forward into the threshold of the UWT secondary door and stops protesters from
•
protesters talking with • • and - - •
is also seen on camera just behind • • and
- #0126
9. At this point on the video I see you, 1 - and - Do you know where Ofc. - is?
a. What he's doing?
2:34:40 - Approximately 27 protesters start coming through the UWT door. At this time, protesters are seen
moving past the officers that are standing by the UWT secondary door. More protesters are seen coming
through the UWT door. UWT secondary doors close. #0912
I 0. What is going on here with the protesters coming into the building?
2:35:54 - is seen coming through the UWT secondary door shaking his head. You, - -
are behind him. - points and appears to say, "Go back out." Protesters stop just beyond the UWT door
•
entrance. • • is seen going up to the front of the UWT door and then returning and joining the other
officers. #0912
2:36:23 - Approximately thirteen protesters are seen just inside the UWT door, with a large group of protesters
seen outside the UWT door. #0912
CAPD_000000133
11. Obviously steps are being taken by you and the other official officers but there was a delay to secure
the UWT door? Any reason for that?
2:36:23 - Approximately thirteen protesters are seen just inside the UWT door, with a large group of protesters
seen outside the UWT door. #0912
2:39:04 - seen on listening or using his radio. Approximately 10 more protesters enter through the
UWT door. #0126
12. At this point protesters are seen not entering and the flow of protesters has slowed, why didn't you try to
secure the doors at that point?
You, - - and - are standing across the hallway blocking the protesters from entering
further into the building. A large group of protesters is seen outside of the of the UWT doors. #0912
• This goes on for approximately 4 minutes. #0912, #0126
13. What steps were taken to respond to or mitigate the threat (main threat being the protesters entering the
building)
2 :44: 17 - - grabs and tells him something then pulls - back by the shoulder and officers start
to back up towards UWT secondary doors. Officers walk through the UWT secondary doors with the protester
S\-..o"K r:~
14. What did you tell
15. What happened right here? Did someone tell you something? Did you hear something on the radio?
•
Why did you grab • • and - and walk back away from the UWT doors?
s ~~- ~---~& . -
a. Where did you go? -
2:46:00 - Approximately 125 protesters entered through the UWT door after you and the officials/officers left
the UWT door at 2:44: 17 hours. Timeframe is 1 minute and 43 seconds. #0126, #0912
CAPD_000000134
,
2:46:00 - MDP / CDU officers disperse protesters away from the UWT door and secure the door from the
outside. One or two MPD officers remained inside the building.
Ask depending on above answers
16. Why was that decision made to leave the UWT door? - 5J..e ¼
1l::,~
17. Did you realize that leaving the UWT door would allow more protesters into the building? •
.....
location, and your observations? . - No
19. Was there any attempts made to re-secure the UWT door?.
N-.
a. Would that have been possible? ,,

"-J<:,
CAPD_000000135
QPR Case #21-006 D
Officer - - PIN - Interview Questions
l. What is your current assignment on the department? re~ - ""'2...o-
2. Did you have a specific assignment on January 6 th? C-D-->-.. - µ.,c:.-J.
•
with Sgt. - - Lt. - - Sgt. - and Ofc. - - Show video first part of video.
• Get confirmation from Ofc. - that he is the one in the video.
3. Based on this video, you can see a lot of protesters are enter the building, obviously that's not a very
video clip?
✓ a. Your involvement?
4. Have you watched any footage from the UWT door during this timeframe - either the departments
✓ CCTV footage or other social media videos?
• Go through timeline of the CCTV footage - Start camera #0157 @2:27:00 hours. Office of Attending
Physician hallway - Don't speculate - just tell me what you remember and be honest
5. What were you doing prior to this?
No<t-s~.
8. Camera# 0157@ 2:31:30 - Just over five minutes go by. Camera shows you, Sgt. Lt.
Ofc. - and Ofc. - •
protesters the most. I see you talking some. Do you remember what was being said at this point?
CAPD_000000136
()
2:31:56- Lt. - leans in and tells you something. You relay that message to Sgt. - and Sgt.
#0157
9. What did - tell you? .. N\~C> ·So--
a. And is that what you told Sgt. - and Sgt.

~--.<.... ~'...---,
b. Was there a plan? -what was the plan?
~:32:35 -The group of officials/officers walk down the OAP hallway towards the UWT door with the
the hallway. #0157
•
2:33:23- You and Sgt. • • are seen at the secondary doors that lead to the UWT door. You and Sgt.
are seen talking to some protesters who leave and exit out the UWT door. #0126
I 0. What happened with that group of protesters that followed you and the other officials/officers around to
✓ a. Was there a plan to have them exit or to go into the Rotunda?

....,._
✓ 2:34:00- Protesters that are outside of the UWT door start to enter that door. #0126
2:34:19 teps forward into the threshold of the UWT secondary door and stops protesters from
•
continuing further into the building. You are seen with • • during this timeframe. There are three protesters
•
talking with • • and - - •
is also seen on camera just behind you and • • #0126
• Protesters start coming through the UWT door. Protesters move past you and the other officials/officers.
v 11. What causes the protesters to continue past you guys right here?
✓ 2:35:54 - Sgt. is seen coming through the UWT secondary door shaking his head. You, - -
and - are following behind. You are seen pointing and appear to say, "Go back out." Protesters stop just
•
beyond the UWT door entrance. • • is seen going up to the front of the UWT door and then returning and
UWT secondary door. #0912 j
CAPD_000000137
• The flow of protesters slows down
12. At this point did anyone have a plan?
13. What were you thinking at this point?
You, •-•- and - are standing across the hallway blocking the protesters from entering
✓ • This goes on for approximately 4 minutes. #0912, #0126

✓
2:44:17 - - grabs and tells him something then pulls back Sgt. - by the shoulder and you and
the group of officers start to back up towards UWT secondary doors. Officers walk through the UWT secondary
doors with the protester following right behind. #0126, #0912 -
14. Do you know what - told l
a. Do you know why he pulled Sgt. and Sgt. - back?
b. Did you talk about it or find out why after that fact?
c. What were you thinking at this point?
d. Where did you go?

~_.::.
15. Do you know why the decision was made to leave the UWT door? -
- ~---..... !> -f~
location, and your observations? "" e:.: L - ~
CAPD_000000138
18. Was there any attempts made to re-secure the UWT door?
0
19. Was there a failure to take appropriate police action during this incident at the UWT door?
Vo ..
a. Depending on answer - By you or by the group?
CAPD_000000139
OPR Case #21-006._, £_
- ~ Interview Questions
I. What is your current assignment on the department? - LA-S ~ .s "=> - ).
2. Did you have a specific assignment on January 6 th ? - C.\::>V\.. \.\..~ .,
✓ with Sgt. • • • Lt. - - Sgt. - and Ofc. - - Show video first part of video.
• Get confirmation from - that he is the one in the video.
3. In one of the social media videos you are heard saying something to an individual entering the UWT
door. Do you remember what you said?
~-
v-4. Based on this video, you can see a lot of unauthorized individuals are enter the building, obviously that's
not a very - perception - so tell me what's happening here. Just stay specific to this incident and
what the video clip shows?
a. Your involvement?
5. Have you watched any footage from the UWT door during this timeframe - either the departments
CCTV footage or other social media videos? _ . -
• Go through timeline of the CCTV footage- Start camera #0157 @ 2:27:00 hours. Office of Attending
Physician hallway - Don't speculate - just tell me what you remember and be honest
6. What were you doing prior to this? ( v--y pk - .S<1.,:~ ~ -G. \~-w ~-

"'20,~-¼:..Sl , ,.
~
CAPD_000000140
9. Camera# 0157 @2:31 :30 - Just over five minutes go by. Camera shows you, Sgt. Sgt.
•
Lt. - I and Ofc. - •
protesters the most. Do you remember what was being said at this point? The interaction between the
officers and the protesters?
2:31:56 - Lt. - leans in and tells Ofc. - something. - relays that message to you and
Sgt. - - #0157
10. Do you know what was said by Lt. - and relayed by Ofc. -
r~ 1'-.-.., h - ~
a. Was there a plan? - What was the plan?
the hallway. #0157
2:33:23 - Sgt. - •
and Sgt. • • are seen at the secondary doors that lead to the UWT door. A few of the
protesters leave and exit out the UWT door. #0126
1 l . What happened with that group of protesters that followed you and the other officials/officers around to
I 2. Where were you at this point?
2:34:00 - Protesters that are outside of the UWT door start to enter that door. #0126 ... -
2:34:19 - steps forward into the threshold of the UWT secondary door and stops protesters from
•
../ protesters talking with • • and - - •
is also seen on camera just behind • • and
- #0126
• Protesters start coming through the UWT door.
2:35:54 - Sgt. Millard is seen coming through the UWT secondary door shaking his head. You, -
and - all come through the UWT secondary door. - points and appears to say, "Go back
out." Protesters stop just beyond the UWT door entrance. Millard is seen going up to the front of the UWT door
and then returning and joining the other officers. #0126 & #0912
CAPD_000000141
13. The flow of protesters slows down - at this point did anyone have a plan - what were you thinking at
this point?
2:40:07 - - steps closer to the UWT door and confronts the protester that are just inside the doorway.
You, •••- and - are standing across the hallway blocking the protesters from entering
• This goes on for approximately 4 minutes. #0912, #0126
14. Doyourecallwhatwasbeingsaidatthispoint? __, 5 \.,11 ~.,s'"" p~~\..J, ~-"'- bLI-..~-
2:44:06 - - looks backwards several different times. #0912 ·
2:44:17 - - grabs and tells him something then pulls Sgt. - back by the shoulder and you all
start to back up towards UWT secondary doors. Officers walk through the UWT secondary doors with the
protester following right behind. #0126, #0912
15. Do you know what - told ...,.,.
a. Do you know why he pulled Sgt. and Sgt. - back? ..- ~
b. Did you talk about it or find out why after that fact?
I\J ~
c. What were you thinking at this point? •-a>
d. Where did you go? ~ ~ ...~ - . _
16. Do you know why the decision was made to leave the UWT door? -~
'"'.
17. Did you or the group of officers realize that leaving the UWT door would allow more unauthorized
individuals into the building?
t 8. During this incident at the UWT, did you or someone in your group notify communication of the
situation - advise them of the incident, your location, observations? "r-l~ ........._ ½¢ ~
u~ .l(\>-- o"; c,\ ,, •
CAPD_000000142
• 19. Was there any attempts made to re-secure the UWT door?
20. Was there a failure to take appropriate police action during this incident at the UWT door?
a. Depending on answer - By you or by the group?
N "" -
CAPD_000000143

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UNITED STATES CAPITOL POLICE

COMPLAINANT(S): United States Capitol Police IOPR # 21-006 A

1. Sergean PIN- Protective Services Bureau, Investigations Division,

1. Lieuten~ Jr., PIN - Uniformed Services Bureau, Senate Division,

2. Sergeant PIN - Operational Services Bureau, Special Operations

3. Office- PIN- . iniformed Services Bureau, Capitol Division, First

4. Offic PfN - Uniformed Services Bureau, Senate Division, Section

That Sergean iolated USCP Directive 2053.013, Rules of Conduct, on

Dispatch: "544, Say your message again." - Approximately 1434 hours.

- provided the following written statement:

Millard: "I don't, no. "

provided the fo11owing written statement:

On February 4, 2021, - (USB-SD-3) was interviewed and provided a written statement.

OPR: "Can you recall what official said that to you?"

"I don 't recall. "

OPR: "And you said the lower West Terrace Door?"

OPR: "Which is the Upper West Terrace Door?"

- "Sony, Upper West Terrace Door. "

On February 17, 2021, - (USB-CD-FRU-2) was interviewed and provided a written

According to - he ended up near • • and - in the OAP hallway. -

OPR: Did say anything to you about a shots fired call?"

"No, I think we all hear it. "

1. The allegation that Sergeant vio]ated USCP Directive 2053.013

• Based on CCTV footage, and testimony from - - and

• According to testimony from the - - and -

• stated, "This is going to lead to a deadly force encounter beca11se they

• Based on testimony from - and - the group of officers

• According to testimony from - and - a "shotsfired" call came

I. USCP Directive2053.013, Rules of Conduct, effective November 19, 2012 (3 Pages).

12. Written Statement, Lieutenant dated 1/28/2021 (1 Page).

Case: Violation: Disposition:

A review of OPR records revealed no Command Discipline on file for Sergeant-

I . This report be Approved and the case Closed.

LIST OF PERSONS INTERVIEWED

39 Rue C3: Possession and/or Use of Drugs or a

Law Enforcement Sens itive

, is responsible for the day-to-day operation and

42 Employees are required to know and understand all

1B General Policy 56 Employees are required to obey all Departmental

Law Enforcement Sensitive • Effective 11/19/2012

12 Category B-Performance of Duty 52 1. Sworn employees will carry their Department

37 Employees will maintain a neat well-groomed 80

Law Enforcement Sensitive • Effedive 11/19/2012

3, shooter, suicide bomber, chemical or biological

~ Access Officer. An officer on foot located In front of

la•.'11 Enfcrc;arncnl Sens,tive

22 Initial Responding Officer 60 5. As the situation dk:tates, direct all Members of

Law Enfor.:ement Sens,t,ve • Effe-:t:ve 04/0512018

, 2. Only authorized emergency and support vehicles

Watch Commander GO 2. USCP Policy Directive 1022.006, "Truck/

:i1 a. Secure buildlng(s) and/or vehicle access

Law E11forccmon1 S~r.s,11": • Eflech"c 04 05 2018

Law Entcrc.:imel't Sens,11ve • Eftr,•tive 0.1,051201 B

2 UNIT CF3: CF3 I got a breach of the north

3 door of the Capitol.

4 OPER. 1: Copy that, north door of the

5 Capitol has been breached.