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Instant Download Ebook PDF American Government Roots and Reform 2016 PDF Scribd
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2 The Constitution 14
4 Civil Liberties 62
5 Civil Rights 91
vii
viii Brief Contents
Appendices
I The Declaration of Independence 414
II U.S. Constitution 417
III Federalist Papers: Nos. 10, 51, 78 428
Glossary 437
Endnotes 457
Credits 472
Index 474
To the Student XV The Basic Principles of the Constitution 28
To the Instructor xvi The Structure of the Constitution 30
Ratifying the U.S. Constitution 32
PART I Foundations of Government American Politics in Comparative Perspective:
How Does the U.S. Constitution Compare? 33
1 American Government: Roots, Federalists versus Anti-Federalists 34
Context, and Culture 1 The Federalist Papers 34
The Changing American People 7 Federalism: Dividing Power Under the Constitution 45
Racial and Ethnic Composition 8 National Powers Under the Constitution 46
Aging 8 State Powers Under the Constitution 46
Religious Beliefs 8 Concurrent Powers Under the Constitution 47
Regional Growth and Expansion 9 Powers Denied Under the Constitution 47
Family and Family Size 10 Interstate Relations Under the Constitution 48
Toward Reform: People and Politics 10 Local Governments Under the Constitution 48
Review the Chapter 13 • Learn the Terms 13 The Evolution of Federalism 49
Federalism and the Marshall Court 49
2 The Constitution 14 The Civil War and Dual Federalism 50
American Politics in Comparative Perspective:
Roots of the U.S. Constitution 16
How Widespread Are Federal Systems
Trade and Taxation 16 of Government ? 51
First Steps Toward Independence 17
Cooperative Federalism and the Growth of National
The First and Second Continental Congresses 18 Government 53
The Declaration of Independence 19 Toward Reform: Balancing National and State Power 56
The Basic Tenets of American Democracy 20 The Influence of Federal Grants 57
An Attempt at a National Government: The Articles of Federalism and the Supreme Court 59
Confederation 21 Review the Chapter 60 • Learn the Terms 60
Problems Under the Articles of Confederation 21
Rebellion in the States 22 4 Civil Liberties 62
Writing the U.S. Constitution 23
Roots of Civil Liberties: The Bill of Rights 64
The Characteristics and Motives of the Framers 24
The Incorporation Doctrine: The Bill of Rights
The Virginia and New Jersey Plans 25
Made Applicable to the States 65
Constitutional Compromises 25
Selective Incorporation and Fundamental Freedoms 66
Unfinished Business: Selection of the President 27
First Amendment Guarantees: Freedom of Religion 67
The U.S. Constitution 27 The Establishment Clause 67
ix
x Detailed Contents
Larry J. Sabato is the founder and director of the University of Virginia Center for Politics.
A Rhodes Scholar, Professor Sabato has taught more than tens of thousands of students
in his career at Oxford University, Cambridge University, and the University of Virginia.
At the University of Virginia, he has received every major teaching award, including the
university's highest honor, the Thomas Jefferson Award. In 2013, Professor Sabato won
an Emmy award for the documentary Out of Order, which he produced to highlight the
dysfunctional U.S. Senate, and in 2014, he received a second Emmy award for the PBS
documentary based on his New York Times bestseller The Kennedy Half-Century. Professor
Sabato directs the Crystal Ball Web site, which has an unparalleled record of accuracy in
predicting U.S. elections. For more information, visit http:/ /www.centerforpolitics.org.
• This country was founded with the express purpose of welcoming immigrants
with open arms, providing safe haven from persecution in native lands. Could
the Framers have foreseen tough immigration laws like those considered by the
Court in Arizona v. United States (2012)?
• The Framers saw Congress as a body with limited powers. But modern members
of Congress balance the roles of lawmaker, budgeter, and policy maker while also
acting as representatives of their district, state, party, and sometimes their race,
ethnicity, or gender. How does this affect their behavior?
• The Twenty-Sixth Amendment lowered the voting age to 18. Today, young people
are becoming increasingly civically aware and engaged. Could the Framers ever
have anticipated how demographic changes would affect public policy?
A
merican Government: Roots and Reform provides students with a historical con-
text for understanding modern-day events and legislation. By drawing on
more than 250 years of the American political experience, the text aids in-
structors and students in making comparisons between past and present. 1n so doing,
it helps students realize that some of the challenges we face in American politics today
are not new-they are simply new to us. Further, it emphasizes that by learning from
the experiences of our predecessors, we may be better able to address these problems
efficiently and effectively.
As instructors of American government and politics, we are faced with an
increasingly challenging dilemma-persuading students to invest in the American
political system at a time when trust in government is at all-time lows, and disil-
lusionment is the norm. But as we well know, this task is perhaps more important
than ever. Our students live in a rapidly changing political landscape, in which both
the identity of America and its role in the world are dramatically challenged and al-
tered. We explore issues the Framers could never have envisioned and how the basic
institutions of governments have changed in responding to these new demands.
Our philosophy remains the same as always-roots and reform. By providing
students with information about the roots of government and by explaining why it is
important, they come to understand how their participation influences policy reforms
today. And, we hope students will come to see that politics can be, and most often is, a
good thing.
REVELTM
Educational Technology Designed for The Way Today's Students
Read, Think, and Learn
The most noticeable change in this new edition is the incorporation of Revel, a new
educational technology designed for the way today's students read, think, and learn.
When students are engaged deeply, they learn more effectively and perform better in
their courses. This simple fact inspired the creation of Revel: an irnrnersive learning
experience designed for the way today's students read, think, and learn. Built in col-
laboration with educators and students nationwide, Revel is the newest, fully digital
way to deliver respected Pearson content.
Revel enlivens course content with media interactives and assessments-integrated
directly within the authors' narrative-that provide opportunities for students to read
To the Student xvii
about and practice course material in tandem. Titis irnrnersive educational technology
boosts student engagement, which leads to better understanding of concepts and im-
proved performance throughout the course.
Rather than simply offering opportunities to read about and study American govern-
ment, Revel facilitates deep, engaging interactions with the concepts that matter most.
For example, when learning about American Government, students are presented
with an interactive map of the U.S. that shows voting laws and voter turnout by
state or a video that explains gerrymandering in terms of the 2010 census and GOP
redistricting. By providing opportunities to read about and interact with the text in
tandem, Revel engages students directly and immediately, which leads to a greater
mastery of course material. A wealth of student and instructor resources and interac-
tive materials can be found within Revel, such as:
Chapter 12
Campaigns, Elections, and Voting
Should We be Concerned about a Rigged Election?
August 2016
Politicdl scicntists and jou rn ali5ts were q uick to point out thi s so rt of rhl'toric has the
potential to undermine public confidence in the democratic process . Ho·wever, Trump's
.sta lemt!nl aligns with on e of hi.s key campaign me.ssast!s- lhal Lht! political system is like a •
• Interactive figures and maps feature Social Explorer technology that allows
updates with the latest data, toggles to illustrate movement over time, and
clickable hot spots with pop-ups of images and captions. For example, when
learning about the 2016 presidential campaigns and election results, students
can examine a map that shows the phenomenon of frontloading or explore an
interactive map of the United States that details voting laws and voter turnout
by state.
xviii To the Student
-----
117& Pre$1den!:l;JI Primolry C;alend;ar
Jo- r '•l<Y•'r ... _ A,.t .....,
201& Prulct.nti;tl Primary C;alend;~r
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• Newsclips and historical videos bring to life chapter contents and key moments in American government. For
example, to augment coverage of gerrymandering, students can watch a short Associated Press report that
explains the 2010 Republican redistricting plan known as RedMap, and when reading about the civil rights
movement, students can watch a historical newsreel from the 1960s.
WATCH: HOW DOES GERRYMANDERING AFFECT WHO IS ELECTED TO WATCH: HOW WAS THE CIVIL RIGHTS MOVEMENT DEPICTED BY MEDIA
OUTLETS?
To the Student xix
• For historical images and political cartoons, enhanced images contain contex-
tual "hotspots" highlighting details that students might otherwise miss.
• Interactive tables give students the opportunity, after viewing the information
in a table, to check their understanding of the connections by removing the in-
formation in a given column and then "dragging and dropping" it back to the
correct place.
TABLE 2.4: WHAT ARE THE CONSTITUT IONAL AND POLITICAL DIMENSIONS OF
ENACTING A CONSTITUT IONAL AMENDMENT?
study the detals cl tf1.t. conuirurlon&l arul POl t ic-a l Dlmen!ions of cna~tmg a con!ltitut OOal Amendmert.
When you &AI rw~~· to test your knowledge. click 'Chec..: 'four Understanding' below
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• Each chapter concludes with an interactive deck of key term flashcards that
review important concepts, names to know, events, and court cases.
XX To the Student
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To the Student xxi
PEARSON
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,;.,..- ,.unr....- ufJ•ora·lt<•i>r<Q..Io....: lo< w>lonJ...,·n ....,nt:. IVbo ....,..,.,, l'"'''"'""'~"
Vr<IO~~Y ordj•::"'"'roo<''f•'•''"'~' ,,.~ ~.,
• The Essay prompts in each chapter are from Pearson's Writing Space, where
instructors can assign both automatically graded and instructor-graded
prompts.
To access your own Revel account and get more information about the tools and
resources in Revel, go to www.pearsonhighered.com/revel.
xxii To the Student
Edmund Randolph. The chapter includes a new section on how the bureau-
cracy is staffed.
• Chapter 9 opens with a new vignette about John Adams and the Judiciary Act of
1801. Updates include coverage of cases heard in 2015-2016 and President Obama's
stalled nomination choice to replace Justice Antonin Scalia, Judge Merrick Garland.
• Chapter 10 includes the latest data from the 2016 election coverage and coverage
of political ideology (moved from Chapter 1).
• Chapter 11 opens with a new vignette about the results of the 2016 presidential
election and the role of partisan polarization in the divided electorate. The rest of
the chapter has been updated to reflect party development in the 2016 election.
• Chapter 12 opens with a new vignette that highlights similarities between the
campaigns of Theodore Roosevelt and Donald Trump and also illustrates how
campaigns have changed over time or (in many ways) have stayed the same. In
this edition, Chapter 12 combines coverage of campaigns, elections, and voting
into a single chapter that reflects the latest results and data from the 2016 election.
• Chapter 13 has been updated to include new coverage that reflects the major pres-
ence of the Internet and social media influence in political news coverage, and
several new figures show where different age groups obtain their news coverage;
how media coverage of the 2016 presidential candidates might have influenced
election outcomes; and how media outlets align with party affiliation.
• Chapter 14 opens with a new vignette that hearkens back to James Madison's
cautions over the dangers of factions in Federalist No. 10.
• Chapter 15 is thoroughly revised and updated and combines coverage of social
and economic policy into a single chapter. It begins with a new vignette about the
Affordable Care Act and includes overviews of the following topics: the policy-
making process, fiscal policy, monetary policy, health policy, education policy,
and social welfare policy.
• Chapter 16 opens with a new vignette that charts U.S. foreign policy between the
Cold War and 9/11. The rest of the chapter has been streamlined and updated to
include coverage of the continued existence of the prison at Guantanamo Bay and
the continuing threats by terrorist groups like ISIS.
CONTENT HIGHLIGHTS
Every chapter in this text uses history to serve three Institutions of Government,
purposes: first, to show how institutions and processes have evolved to their pres-
ent states; second, to provide some of the color that makes information memorable;
and third, to provide students with a more thorough appreciation of the fact that our
government was born amid burning issues of representation and power-issues that
continue to smolder today. A richer historical texture helps to explain the present.
With roots and reform providing the foundation from which all topics and
concepts in this book are discussed, the text is divided into four parts. Part I,
Foundations of Government, covers the American government's roots, context, and
culture. Through a discussion of the Constitution, it considers those broad concepts as-
sociated with government in the United States: The federal system, civil liberties, and
civil rights. Part I sets the stage for the coverage in Part II, Institutions of Government,
which introduces students to the institutions of government through its discussion of
Congress, the presidency, the executive branch and the federal bureaucracy, and the
judiciary. Political Behavior, Part III, delves into the ideas and processes that make de-
mocracy what it is: public opinion and political socialization, political parties, elections
and voting, the campaign process, the news media, and interest groups. Part IV, Public
Policy, rounds out the coverage with detailed discussions of domestic policy, economic
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voyage is over, they separate, with no expectation of ever meeting
again, unless some chance should make them fellow-travelers
another time.
All the children on board are sure to make friends with each other;
and they have plenty of room to play on the long decks, and in the
saloons, without interfering with the comfort of older persons.
THE SALOON OF THE GREAT EASTERN.
It would be a delightful thing to take a voyage on such a
magnificent steamer as this. Apart from the pleasure that the ship
itself, with all its great machinery and its splendid appointments
would afford, there would be the satisfaction of knowing that there is
some chance of escaping sea-sickness when on board of the Great
Eastern.
And any one who ever has been sea-sick would be very apt to
appreciate the advantages of a vessel that does not pitch and toss
on every ordinary wave.
KANGAROOS.
AN AURORA BOREALIS.
The boys could not have described the scene to give you any idea
of it, as I have tried to do, but they enjoyed it. It never occurred to
them to ask what it was, or where it came from. They accepted it as
they did their six months’ day and night, and great snows, and
volcanoes, and all the other forms of Nature. If they thought about it
at all, they probably supposed that all the world was just like
Greenland.
After a little while they grew tired of the Aurora, and turned their
attention once more to the traps. Polargno’s were on a point of land,
shielded somewhat by a large rock. He had no less than four, and he
usually found them all empty. As the boys silently approached this
rock they caught sight of an animal, which was circling about the
outside of one of the traps. All saw it at the same instant, and all
knew it to be one of the most valuable of their Arctic animals. Their
seal-skin boots had made no noise on the smooth ice, and the
animal was not aware of their approach. They were not on his
windward side, and therefore he was not likely to detect them by
scent. The boys stood still behind the rock, and cautiously peered
around it, watching every movement of the creature. They were
afraid to draw a long breath lest he should hear them.
Polargno’s eyes gleamed with satisfaction. Here was a prize
indeed! This was a fine Arctic fox, and he had never caught so
valuable an animal! It was seldom that anybody did, for the Arctic fox
is quite as wise and cautious as his brethren of warmer climes. He
imagined himself returning to the village with this trophy, and thought
with pride of the excitement he would cause, and how the people
would gather around him, and congratulate him, and how the fur
traders would praise him. And then he began to think what fine
things he would get from them in exchange for the skin.
But still he was anxious; for, all this time, the animal was on the
wrong side of the trap. If he did not go inside of it, farewell to
Polargno’s visions, for the boys had no guns, and they would not
have done much with them, if they had had them, for they were not
skilful in the use of firearms. The animal was evidently suspicious of
the fir boughs thrown so carelessly down, and lightly covered with
snow; but he was also very hungry, and eager for the food under this
arrangement. His hunger proved too great for his prudence, and,
after investigating the trap on all sides, and thinking over the matter
for a time that seemed very long to the watching boys, he cautiously
placed one foot over the spot where the bait lay. This was enough.
Click went a wooden spring, concealed among the branches, and
down went the fox through a wooden trap underneath, that snapped
together again, and shut him in.
“Hi,” cried Polargno, as he rushed out from behind the rock,
followed by both boys. But he was in too great a hurry. He stumbled
over a stone. His feet went up into the air, and his back and head
went crashing down into the trap, sending fir boughs and splints of
wood flying in all directions.
The fox snapped at him, but, fortunately missed his face; and
having snipped a little piece out of the boy’s ear, evidently came to
the conclusion that running away was better than revenge. He
therefore ran over Polargno’s prostrate body, and up his elevated
legs, and, making a tremendous spring from the quivering feet, he
darted away at his utmost speed.
The boys left Polargno to get out of his trap as best he could, and
immediately gave chase to the fox. But they knew it was useless.
They might as well try to catch the wind. If they had brought the dogs
the fox would probably have had the worst of it. But, as it was, he
escaped—hungry, but safe.
This was Polargno’s adventure with the fox.
The next summer, Polargno had a very surprising adventure with a
seal. He was in a cave alone on the bay. He had paddled out a short
distance from the shore because he had nothing else to do just then.
He paddled up and down until he got tired, and then he rested on his
oars, and looked about him. The scene was very different from what
it had been when he and the fox had caught each other. Now the bay
was entirely free from ice, and the waves leaped and danced as if
rejoicing to be free once more. There was not a cloud in the sky,
where the sun shone brightly far above the horizon in the same
place, apparently, that it had been for several days and nights.
Flowers bloomed in the grassy fields, birds perched upon the rocks,
and the noise of insects could be faintly heard.
SUMMER-TIME.
But a Greenlander is never free from the sight of snow; and, even
now, in mid-summer, every high mountain peak had its white cap;
and on the tallest mountains the snow extended far down the sides.
Polargno took pleasure in the summer warmth and life, but I do not
suppose he thought much about the objects he saw around him. His
mind was busy with the prospect of the good time he would have
when two whaling ships that were cruising some miles below in the
bay, should come up as high as their settlement. There was a report,
too, that a large school of whales was making its way northward.
Thinking of these things while he idly looked about him, he
suddenly felt that he was being lifted into the air. Before he could
recover from his surprise at this rapid elevation he found that his
canoe was being borne swiftly over the surface of the water.
Instinctively he tightened his hold upon the paddle that he might not
lose it, and this action caused one end of it to strike an animal under
the boat, which immediately flapped itself free, and rolled off to a
little distance, where it remained, as motionless as a log, evidently
waiting to see what would happen next.
The thing that came near happening was the upsetting of
Polargno’s canoe, for the blow it received from the flap of the
creature’s tail sent it spinning around like a top. Polargno would not
have been much alarmed if it had upset, for he could swim like a
fish; but still he was very glad it remained right side up.
As soon as he could gather together his scattered wits he found
that the animal which had given him this unceremonious ride was not
a sea-lion, as he had at first supposed, but a large specimen of the
common seal. Its bouncing up under his boat was an
unpremeditated act on the part of the seal, who was quite as much
alarmed as the boy, and quite as glad to get away.
But should he get away? This question came into Polargno’s mind.
The Esquimaux boats at this season were kept prepared for whaling
expeditions, and in the bow of this one there laid a harpoon with a
nice long coil of rope. The boy glanced from this to the shining back
of the seal that lay so temptingly just above the surface of the water.
He knew all about seals. He had helped kill many a one. That was
very different from fighting one entirely alone, but then the glory
would be so much greater if he conquered.
A seal is a timid animal, but when brought to bay it can fight boldly
and fiercely enough, and Polargno knew well that there was a
chance of his coming to grief if he once began the combat. But then
again the glory was so much the greater if he conquered.
He wished to wipe out the memory of his ridiculous adventure with
the Arctic fox, which had brought upon him the laughter of the whole
village, and was a joke against him to that very day.
These thoughts passed swiftly through his mind, and he made his
determination. He cautiously paddled towards the seal, but this act
alarmed the creature, and it sank into the water out of sight.
Polargno knew it would come up again to breathe, and he uncoiled
the harpoon line, and held the weapon all prepared to throw.
Meantime the canoe drifted down to the very spot where the seal
had sunk, and Polargno looked down into the deep green water,
thinking he might see it coming up. But it rose in an entirely different
place, on the other side of the boat, and at quite a distance.
Polargno was by no means sure of his aim in making such a long
throw; but, putting himself into the attitude he had seen experienced
harpooners assume, he sent the harpoon whizzing through the air
with a straight, steady motion that carried it with a wide sweeping
curved line into the back of the seal, just above the tail.
Down into the water went the animal with a rush that made
Polargno’s canoe reel and dance. If it had been a small whale, or
even a sea-lion, that the boy had undertaken to capture in this
fashion, it would have dragged down the canoe, harpoon, rope, and
all, leaving to Polargno the pleasant task of swimming home and
telling the news. But the seal was not quite strong enough for this,
though it did its best; and, each time that it rose to the surface after
“sounding,” Polargno wound the line tighter and tighter around the
strong supports to which it was fastened. In this way he brought the
seal nearer and nearer the canoe. By the time its strength was pretty
well spent it had so short a line that it could dive only a few feet
below the surface. And then Polargno began to wonder how he
should get it to the shore when it was dead. It would be too heavy a
body for him to manage alone, and there was no one in sight on the
shore to whom he could call for help. He did not wish to cut the body
adrift, for then he was not likely to get it again.
Suddenly there flashed into his mind a brilliant thought. The seal
should take itself to the shore, and take him too! He seated himself
firmly in the boat, and took up the paddle. With this he hit the seal a
whack on the side, and, in darting away to the opposite direction
from the blow, the animal headed for the shore. It could not dive, but
it made a grand rush through the water, drawing the boat swiftly
along. A few such rushes brought it to the shore. Whenever it made
a turn to the right or left, the paddle reminded it to keep the straight
path. Polargno had never heard of Neptune’s chariot with its dolphin
steeds, and was therefore unconscious that he was working out a
poetical idea, but he was very proud of the success of his stratagem,
especially as it possessed an element of danger. If his charger had
taken it into its head to back against the boat, and to give it a blow
with its tail, it would have stove it in, and if it had given Polargno a
whack at the same time it would probably have killed him. But the
seal was too weak from loss of blood, or too ignorant to think of any
such revenge, and rushed upon the beach at last, dragging
Polargno’s boat up with such violence that he was shot out of it in a
twinkling.
He fell upon the soft sand and was not hurt. When he stood upon
his feet he found that his father, and one of the neighbors had come
to the shore to look after the boats, and had witnessed the last part
of his extraordinary journey. He was very glad of this, for he had
thought his story would not be believed in the village.
The seal was soon killed, and yielded a good deal of oil and
blubber.
After this, the people of the village looked upon Polargno as a very
clever and brave fellow, and they laughed at him no more about the
trick the fox had played him.
FROZEN UP.
By that time the whales were gone, and the vessel was full, and
they were really on the point of departure, when, unfortunately, there
came upon them a few days of excessively cold weather that was
very unusual so early in the season. In a short time the bay was
frozen, and the vessel tightly enclosed in the ice. The sailors now
began seriously to fear that they would have to winter in that dreadful
climate, when, to their joy, the weather moderated somewhat, and
the ice broke up. They soon found, however, that this condition of
things was worse than the other, for there was great danger of the
ship being crushed by the huge masses of loose ice that pressed
upon it on every side. The crew worked hard to save the ship, but it