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Environmental Impact Assessment Review 55 (2015) 98–109

Contents lists available at ScienceDirect

Environmental Impact Assessment Review

journal homepage: www.elsevier.com/locate/eiar

Advancing the practice of health impact assessment in Canada: Obstacles CrossMark


and opportunities
Lindsay C. McCallum a,b,⁎, Christopher A. Ollson b, Ingrid L. Stefanovic c
a
University of Toronto, Department of Physical and Environmental Sciences, 1265 Military Trail, Toronto, Ontario M1C 1A4, Canada
b
Intrinsik Environmental Sciences Inc., 6605 Hurontario Street, Mississauga, Ontario L5T0A3, Canada
c
Simon Fraser University, Faculty of Environment, 8888 University Drive, Burnaby, British Columbia V5A 1S6, Canada

a r t i c l e i n f o a b s t r a c t

Article history: Health Impact Assessment (HIA) is recognized as a useful tool that can identify potential health impacts resulting
Received 29 April 2015 from projects or policy initiatives. Although HIA has become an established practice in some countries, it is not
Received in revised form 12 July 2015 yet an established practice in Canada. In order to enable broader support for HIA, this study provides a compre-
Accepted 13 July 2015
hensive review and analysis of the peer-reviewed and gray literature on the state of HIA practice. The results of
Available online 29 July 2015
this review revealed that, although there is an abundance of publications relating to HIA, there remains a lack of
Keywords:
transparent, consistent and reproducible approaches and methods throughout the process. Findings indicate a
Health impact assessment need for further research and development on a number of fronts, including: 1) the nature of HIA triggers; 2) con-
HIA sistent scoping and stakeholder engagement approaches; 3) use of evidence and transparency of decision-
Review making; 4) reproducibility of assessment methods; 5) monitoring and evaluation protocols; and, 6) integration
Methods within existing regulatory frameworks. Addressing these issues will aid in advancing the more widespread use
Health determinants of HIA in Canada.
© 2015 Elsevier Inc. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
1.1. The HIA process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
1.2. Historical context of HIA practice in Canada . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
1.3. Study objectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
2. Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
3. Results and discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
3.1. Lack of HIA triggers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
3.2. Consistency of scoping and stakeholder engagement approaches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
3.3. Use of evidence and transparency of decision-making . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
3.4. Reproducibility of assessment methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
3.5. Monitoring and evaluation protocols . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
3.6. Integration within existing regulatory frameworks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
4. Conclusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107
4.1. HIA triggers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107
4.2. Scoping and stakeholder engagement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107
4.3. Evidence-based decision making . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107
4.4. Monitoring and evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107
4.5. Integrating regulatory frameworks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108
References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108

⁎ Corresponding author at: University of Toronto, Department of Physical and Environmental Sciences, 1265 Military Trail, Toronto, Ontario M1C 1A4, Canada.
E-mail addresses: lindsay.mccallum@mail.utoronto.ca, lmccallum@intrinsik.com (L.C. McCallum), collson@intrinsik.com (C.A. Ollson), fenvdean@sfu.ca (I.L. Stefanovic).

http://dx.doi.org/10.1016/j.eiar.2015.07.007
0195-9255/© 2015 Elsevier Inc. All rights reserved.
L.C. McCallum et al. / Environmental Impact Assessment Review 55 (2015) 98–109 99

1. Introduction development can be addressed in HIA by carefully considering the ex-


tent of impacts, both short and long term to evaluate the full effects of
The World Health Organization (WHO) defines health as “a state of a particular undertaking. Finally, ethical use of evidence is an important
complete physical, mental and social well-being and not merely the ab- aspect of HIA since every assessment should be based on the best avail-
sence of disease or infirmity” (WHO, 1948). This is considered an ideal able qualitative and quantitative evidence and conducted using sound
to strive for, and it forms the basic principle upon which Health Impact methods (WHO, 1999). However, there is often a high degree of vari-
Assessment (HIA) is based. Historically, health has been a secondary ability among HIA reports with respect to the quality of evidence and
consideration, if it is considered at all, in many policy/project decision- rigor of the methodology.
making processes. When it has been included, it tends to be limited to WHO (1999) defines HIA as “a combination of procedures, methods
an evaluation of health impacts associated with environmental contam- and tools by which a policy, programme or project may be judged as to
inants. More recently, it has been acknowledged that a wider range of its potential effects on the health of a population, and the distribution of
health issues can arise from implementation of policies and projects those effects within the population.” However, they note that there is no
originally thought to be outside of the scope of more traditional envi- ‘correct’ definition of HIA since those provided by various government
ronmental assessment methods (NCCHPP, 2013). These issues include and health agencies place emphasis on different aspects of the process.
both direct and indirect stressors that can be distributed both temporal- For example, the United States National Research Council (NRC, 2011)
ly and geographically across a population. Often referred to as the ‘social provides a more prescriptive definition of HIA as “a systematic process
determinants of health’ this collection of factors related to health status that uses an array of data sources and analytic methods and considers
ranges from biological characteristics (i.e., age, gender, genetics, etc.) to input from stakeholders to determine the potential effects of a proposed
socioeconomic factors (i.e., education, income, lifestyle factors, etc.) as policy, plan, program or project on the health of a population and the
well as distribution of health impacts and overall perceptions of well- distribution of those effects within a population. HIAs provide recom-
being (Whitehead and Dahlgren, 1991; Fig. 1). mendations on monitoring and managing those effects.” Another de-
There are a number of different ways that health can be implicated scription published by Lock (2000) highlights the interdisciplinary
from the execution of policy, program or project decisions. Additionally, nature of HIA and points out the quantitative and qualitative aspect of
personal values and public perceptions, attitudes and behaviors can in- the process: “A structured method for assessing and improving the
fluence health via actual or perceived impacts (Frankish et al., 1996). health consequences of projects and policies in the non-health sector.
The complexities that surround each of these determinants and their in- It is a multidisciplinary process combining a range of qualitative and
teractions, make it particularly difficult to evaluate potential changes quantitative evidence in a decision making framework.” It is apparent
that may result from policy or project decisions. Despite this difficulty, from these and other definitions, that HIA is a process that has yet to
these are important aspects of overall health and well-being that are be consistently and clearly defined and although the basic idea is simi-
currently lacking in many of the traditional assessment methods. lar, the details and specific methods remain inconsistent and unclear
(Joffe and Mindell, 2005). Adding to this lack of consistency and clarity
1.1. The HIA process within the practice of HIA, is the fact that there are different approaches
to the process as a whole. Birley (2011) presents the HIA spectrum that
WHO (1999) has identified the four core values that form the foun- ranges from the highly technical to the highly social. Similarly, Harris-
dation of HIA. These include: democracy, equity, sustainable develop- Roxas and Harris (2011) identify four models of HIA that are typically
ment and ethical use of evidence. Democracy is introduced into the applied including mandated, decision-support, advocacy, and
HIA process by allowing people to participate in policies or projects community-led HIAs. Each of these models serves a different purpose
that may impact their health. There are varying levels of public partici- and the end product can appear quite different, although the authors
pation in the HIAs conducted to date (Wright et al., 2005a). Equity is an argue that these differing approaches serve different purposes and
inherent part of HIA since it focuses not only on the presence or absence lend themselves to the flexibility of the HIA process.
of potential impacts but also on the distribution of impacts across pop- The one area where there is general consensus among HIA practi-
ulations, including vulnerable groups (Heller et al., 2014). Sustainable tioners is the required steps or key components of an HIA (Eckerman,
2013; Taylor and Quigley, 2002; Wernham, 2011). The HIA process con-
sists of a series of steps that are intended to provide a structural frame-
work around which the assessment will be conducted (Fig. 2). Although
guidance documents from around the world have slight variations on
these steps, the process is fundamentally the same. The first step is to
conduct a screening to determine, through a rapid review of available
evidence, whether an HIA is warranted (Ross et al., 2014). If it is decided
that an HIA is the appropriate course of action, the assessment must be
Employment scoped. The purpose of the scoping step is to plan the overall approach
&income to the HIA including methods, content and logistics. Feedback from
stakeholder engagement initiatives plays a key role in identifying im-
- - - - - - - - -..: HEALTH '----------1 portant issues for consideration in the HIA. The next step is the assess-
Education
'-
.. _., I
Housing& ment, which can vary widely depending on the project, policy or
program in question. The assessment step is where all of the planning
& built
in the scoping phase is carried out to “identify whether impacts are like-
ly to occur and then to quantify or characterize the predicted impacts”
(Ross et al., 2014). Based on the findings of the assessment, specific rec-
ommendations may be made in an attempt to mitigate negative impacts
and enhance positive impacts to the extent that they are politically, so-
cially and technically feasible. The reporting step involves dissemination
of the methods and results to key stakeholders. Monitoring is intended
to ensure that the control measures and health predictions in the HIA
Fig. 1. Determinants of health. are accurate and effective. However, this is one of the least well-
Modified from Whitehead and Dahlgren (1991). defined steps of HIA and is seldom implemented. Although not always
100 L.C. McCallum et al. / Environmental Impact Assessment Review 55 (2015) 98–109

Proposed Project or Policy HIA not


1--~~ - ,
Is there a potential health impact? applicable
_ _ _ _ _ _ _!_v_e_s_ _ _ _ _ - - -......- - "

:
··········~ HIA SCREENING
Should 3n HIA be conducted?
................
No •
Use lessons :
learned to
improve HIA :

-
process
Yes

EVALUATION SCOPING
Review and evaluate HIA process What should be assessed?

MONITORING
l 1
ASSESSMENT
Monitor effectiveness of
Evaluate potential Impacts
interventions

l 1
REPORTING RECOMMENDATIONS
Disseminate Information Str.atcgic actions based on results

Fig. 2. The health impact assessment process.

included, the final step is evaluation that involves reflection and critical EA legislation. Although health is generally considered in EA, there is no
assessment of the HIA impact and process in order to improve the pro- specific guidance or methodology to ensure comprehensive or consis-
cess over time (Ross et al., 2014). tent inclusion of specific health issues. The International Association
The majority of information available on HIA is from government or for Impact Assessment (IAIA) has stated the following with respect to
health agencies, with limited scientific research published in the prima- health considerations in traditional environmental assessments:
ry literature (CDPH, 2010; Health Canada, 2004; IAIA, 2006; NRC, 2011;
“The assessment of health effects is likely to be biased towards bio-
Ross et al., 2014; US EPA, 2013). Those studies that do appear in the lit-
physical health determinants rather than a holistic view that also in-
erature frequently identify the lack of a consistent methodological ap-
cludes important wider determinants. The scope of health issues
proach to HIA and point to the need for more prescriptive guidance
covered may reflect the industrial country roots of EIA, and therefore
(Briggs, 2008; Fehr, 1999; Forastiere et al., 2011; Negev et al., 2013). Al-
lack the level of comprehensiveness necessary to make the assess-
though there have been some advancements in the field of HIA, the con-
ment fully relevant to local health conditions” (IAIA, 2006).
clusion published by Lock (2000) is still valid today: “Those looking for
an established analytical framework for considering health impacts will
The current CEAA (2012) is based on “the Government's plan for re-
be disappointed. Currently there is neither an accepted gold standard
sponsible resource development to modernize the regulatory system
nor even a simple, reliable, and evaluated method for carrying out
and allow for natural resources to be developed in a responsible and
health impact assessment.” This lack of consistency continues to have
timely way for the benefit of all Canadians.” This includes detailed re-
major implications on the effectiveness of HIA as a decision-making
quirements for conducting EAs of designated projects where there is po-
tool. In addition to the issue of having a reliable methodology, there
tential for adverse environmental effects within federal jurisdiction on a
are complexities around policy development and the decision-making
variety of levels including: fish and aquatic species, migratory birds, fed-
processes that HIA are intended to support. It has been suggested that
eral lands, cross-border effects, and effects to Aboriginal peoples. The re-
although the development and use of more robust tools is important,
sponsible authority for conducting and overseeing federal EAs in most
there are other factors that influence the viability of HIA, including the
cases is the Canadian Environmental Assessment Agency (CEAA,
level of involvement of major stakeholders and decision-makers
2015). When an assessment is required, the EA must include an evalu-
(Bourcier et al., 2014; Haigh et al., 2013a).
ation of the following: environmental effects (including cumulative)
that could be caused by the project, significance of effects; mitigation
1.2. Historical context of HIA practice in Canada measures to address significant effects; and, public comments (CEAA,
2015).
Canada has a long history of natural resource development and con- More recently, human health risk assessment (or quantitative risk
sequently has developed a process for assessment of impacts associated assessment) has been used as a tool for evaluating potential health haz-
with these and other large-scale developments and infrastructure pro- ards resulting from the presence of toxic chemicals in the environment.
jects. Impact assessment of projects, programs and policies has occurred This method of assessing health arose from new environmental laws
in Canada since 1974, when a federal Cabinet policy was developed to identifying the need for science-based decision making around environ-
review the environmental impacts of federal decisions (Banken, 2003; mental contamination issues. To make the federal risk assessment (RA)
NCCHPP, 2010). In 1990, the Canadian Environmental Assessment Act process more consistent, Health Canada released a series of RA guidance
(CEAA) was introduced and by 1995 it was brought into full force documents as part of the Federal Contaminated Sites Action Plan and an
(CEAA, 2012). Since then, major development projects in Canada have EA document (Health Canada, 2010). The Health Canada (2010) EA doc-
been required to complete a comprehensive Environmental Assessment ument does not make any mention of HIA, and only a brief section on
(EA) process for approval. Each of the Provinces and Territories also has social economic considerations. For non-brownfield sites (including
L.C. McCallum et al. / Environmental Impact Assessment Review 55 (2015) 98–109 101

EA projects), the risk assessment methodology varies by province, with N500 results in PubMed, and N1000 results in both Web of Science and
RA practitioners often relying on established best-practices to evaluate Scopus. To further refine the results, the search term was restricted to
possible health risks. More recently however, it has been recognized the article title, producing the following: 306 (PubMed); 535 (Web of
that many health risks are complex in nature and extend beyond what Science); 527 (Scopus). There was a high-degree of duplication among
is typically evaluated in an RA (Briggs, 2008). the three databases; consequently, the results were compiled with du-
The practice of HIA in Canada has generated interest since its intro- plicates removed (n = 568). The compiled results were then screened
duction in the 1990s (NCCHPP, 2012). In 1998, The Canadian Handbook (Tier I) by title and abstract to find potentially relevant articles focusing
on Health Impact Assessment was originally published and was subse- on the practice methodology of HIA. The title and abstract were found to
quently updated in 2000 and 2004. The handbook consisted of four vol- be relevant if they indicated that the article: 1.) discussed best practices
umes: 1) The Basics; 2) Approaches and Decision Making; 3) The for HIA; 2.) identified key issues with currently employed HIA meth-
Multidisciplinary Team; and, 4) Health Impacts by Industry Sector. odologies; 3.) proposed novel methodologies for assessment; or
The handbook was one of the first of its kind and included discussion 4) provided a review of HIA practices. Due to the volume of literature
of the usefulness of HIA and the procedures necessary to include health available on the topic of impact assessment, articles were excluded if
considerations in impact assessments (Health Canada, 2004). In 2013, they were specific case studies, clinical trials, epidemiological stud-
Health Canada placed this set of documents into its archives — it is no ies, or any type of health assessments other than traditional HIAs.
longer available on their website and has yet to be replaced by any The Tier I screening further refined relevant results (n = 94) which
more up to date federal documentation on HIA in Canada. Despite this were retained for full text review. Following a full-text review (Tier
fact, there has been a resurgence of interest in this approach to evaluat- II), a total of 66 articles were retained for inclusion (Fig. 3). The con-
ing health, with governments, health agencies and members of the pub- cepts, data and results extracted from the full-text articles included
lic identifying the need for a more holistic assessment of health impacts information on completed HIAs, lessons learned from previously
(NCCHPP, 2010). Ideally, HIA would complement established EA and RA employed strategies, discussions of data gaps and research needs in
processes by taking consideration of health impacts one step further to HIA, proposed HIA frameworks, and novel quantitative or qualitative
include social and economic determinants of health. However, the full methods.
potential of HIA has yet to be realized in Canada, as it has been in The gray literature search was conducted using the Google search
some other countries (Scott-Samuel, 2005). In their paper, Bronson engine to ensure inclusion of government and health agency reports
and Noble (2005) discuss the challenges of integrating social and cultur- on HIA that have not been published in peer-reviewed scientific
al health determinants into the EA process. They identify several journals. The keyword “health impact assessment” was used, pro-
issues around integration, including the need for a consistent definition ducing over 400,000 results. The first 300 results (in order of rele-
and understanding of health, that need to be considered when propos- vance) were screened by title and source (n = 62). Preference was
ing an HIA framework intended for integration in the EA process in given to guidance documents and reports published by credible
Canada. sources and authoritative organizations such as the WHO, US EPA,
Health Canada, and international government and health agencies.
1.3. Study objectives A secondary screening of the online content found in the original
webpage/document further reduced the results to 30 sources.
This study aims to provide a comprehensive review and analysis of Where available abstracts were reviewed for content relevance, oth-
the peer-reviewed and gray literature on the state of HIA practice for erwise an executive summary or overview was used for secondary
the purpose of identifying obstacles that are preventing HIA from screening purposes. The final list of sources was almost exclusively
being used as a key decision-making tool for those projects and policies HIA guidance documents from reputable agencies, where pertinent
that have the potential to impact the health and well-being of Cana- methodological information was retrieved, along with reviews of
dians. Key opportunities for further research and development are HIA practice.
discussed.

2. Methods 3. Results and discussion

The objective of this systematic literature review was to identify rel- The results of the literature review found that although a large vol-
evant primary and gray literature on the processes and methods associ- ume of work is available on the topic of HIA practice, there are few arti-
ated with HIA practice. The approach was modeled after the Cochrane cles that go beyond provision of basic assessment approaches and
Handbook for Systematic Reviews of Interventions, which is based on recommendations (NCCHPP, 2008; NHS, 2000). Detailed methodologies
the principle that “science is cumulative” and that by taking a weight- and specific protocols for screening, scoping and assessment in particu-
of-evidence approach, decisions can be made based on the best science lar will be found wanting for practitioners (Knol et al., 2010; Krieger
available (The Cochrane Collaboration, 2009). et al., 2003; Tarkowski and Ricciardi, 2012). Despite this issue, HIA is
Due to the interdisciplinary nature of HIA, the literature search was considered essential to the future of comprehensive evaluation of health
conducted using three major databases that cover a wide range of envi- impacts from projects and policies and is widely supported as a poten-
ronmental health issues: Web of Science, PubMed and Scopus. Web of tially useful decision-making tool (Briggs, 2008; Chadderton et al.,
Science is a multidisciplinary database that contains high-quality publi- 2012; CHETRE, 2007; Collins and Koplan, 2009; Dannenberg et al.,
cations in over 250 different subject categories; PubMed is a health and 2006; Metcalfe et al., 2009; Mindell et al., 2008; NCCHPP, 2013). The re-
medicine database that provides access to MEDLINE containing over 24 sults of the review have been critically appraised to identify the com-
million citations, and Scopus is the largest abstract and citation database mon elements that have prevented HIA from reaching its full
of peer-reviewed scientific journals, books and conference proceedings potential. Through evaluation of the primary and gray literature, an ex-
with 55 million records from 5000 publishers. The same search criteria tensive list of the issues and obstacles identified within the practice of
were employed for all three databases. The keyword “health impact as- HIA was created. From this list, the authors grouped common themes
sessment” was used since it identified a very specific type of assessment and found that the majority of the issues identified fell within several
and was most likely to return relevant results. The following inclusion general categories relating to the process and implementation of HIA.
criteria were applied: English-language articles published from 1990– Consequently, six key areas were identified as requiring further re-
2015 to ensure that all potentially relevant literature concerning the search and development in order to further the practice of HIA in
evolution of HIA practice would be captured. This initial search returned Canada and around the world. These areas are discussed in detail below:
102 L.C. McCallum et al. / Environmental Impact Assessment Review 55 (2015) 98–109

Primruy Literature Resources:


Grey Literature Resource:
Web of Science, PubMed,
Google Seru·ch Engine
Scopus (n=568)
♦ ♦

Tier I Screening: Initial search results:


Title and Abstract (n = 568) (n = > 400,000)

♦ ♦
r
Initial screening:
Tier II Screening:
Topic and Organization
Full-text (n = 94)
(n = 62)
♦ ♦

Retained following full-text Secondruy screening:


review: Source Content
(n = 66) (n = 30)
\.

♦ ♦

r
Total articles retained:
(n = 96)

Fig. 3. Systematic approach used to conduct the literature review.

• Lack of HIA triggers; In other countries, the processes triggering HIA have become more
• Consistency of scoping and stakeholder engagement approaches; widely used. As early adopters of HIA, Australia and New Zealand first
• Use of evidence and transparency of decision making; developed national guidance in 1994 and continue to push for the inte-
• Reproducibility of assessment methods; gration of the HIA both on its own and as part of existing environmental
• Monitoring and evaluation protocols; and, impact assessment processes (Harris, 2005; Scott-Samuel, 2005;
• Integration within existing regulatory frameworks. Mahoney, 2005; Haigh et al., 2013a; Delany et al., 2014). However, de-
spite continued interest from public health officials and other stake-
holders, it has been found that a “lack of detailed knowledge of the
potential use of HIA is often opinion based and not informed by research
or practice”, which has slowed the progress of HIA in Australia and New
3.1. Lack of HIA triggers Zealand (Haigh et al., 2013b).
In the United Kingdom, there has been a major push for policy trig-
There are many potential triggers that can facilitate the initiation gers for HIA, including incorporating health into environment assess-
and utilization of HIA within the decision-making process. An HIA trig- ment processes (Ahmad et al., 2008; Milner et al., 2003; Mwatsama
ger is defined here as any driving force behind the decision of whether et al., 2014). Similar initiatives are being considered in Italy through in-
or not to conduct an HIA in any particular scenario. The importance of tegration of HIA into strategic environmental assessment (SEA) and en-
HIA triggers, especially for policies and projects where health is not typ- vironmental impact assessment (EIA) frameworks (Linzalone et al.,
ically evaluated, is rooted in the fact that the majority of health out- 2014). This approach of triggering HIA as part of existing environmental
comes are attributed to social, economic and environmental factors. In assessment processes is also beginning to be realized in Thailand and
fact, “[s]tudies have shown that only about 10 percent of health out- India where tools are being developed to facilitate this integration
comes may be attributed to access to health care, and 20 percent to ge- (Dua and Acharya, 2014; Hengpraprom and Sithisarankul, 2011). In
netic predispositions. The remaining 70 percent are due to social and 2007, HIA was integrated into existing public health legislation in
environmental factors, as well as behavioral variables which are often Slovakia; however, guidance on specific implementation approaches is
socially and environmentally determined” (Heller et al., 2013). Current- still lacking (O'Mullane, 2014). Additionally, there has been an increase
ly, the decision to undertake an HIA or to consider screening for HIA is in the number of HIAs conducted in the United States, although some
typically the result of one of three pathways: 1) the political or policy argue that development of HIA as a stand-alone practice rather than
pathway where local processes or requirements necessitate the process; being triggered as part of other processes may be better suited in certain
2) a funding pathway where availability of funding promotes activity; regulatory environments (Cole and Fielding, 2007). A better under-
or, 3) the champion pathway whereby a local practitioner sees the po- standing of the legal basis for HIA in the US and in other countries
tential of the process and gathers organizational support (Taylor et al., may provide opportunity for regulated triggers that will foster a broader
2003c). The issue with this approach in Canada is that there is often little integration into public policy decisions (Rajotte et al., 2011).
to no political pressure to conduct HIA, funding is often cited as the With the exception of certain regulatory initiatives to facilitate the
major obstacle to conducting HIAs in general, and the promotion of use of HIA in Quebec, there are currently no triggers for HIA in Canada
the HIA process by a ‘champion’ can be rare. at the federal or provincial levels. Although large-scale projects require
L.C. McCallum et al. / Environmental Impact Assessment Review 55 (2015) 98–109 103

an Environmental Assessment to identify and minimize potential im- decision-making processes; for building consensus around deci-
pacts to the natural environment, no such requirements are in place sions; and for creating lasting relationships and collaborations across
for assessing impacts on human health, especially the socioeconomic disparate constituencies. Significantly, the HIA process also provides
determinants that are an inherent part of the HIA process. Early efforts opportunities for communities, especially those that endure health
to support the development and institutionalization of HIA in Canada inequities, to ensure that decision-making processes reflect their
have stagnated (Benusic, 2014; NCCHPP, 2013; Taylor and Quigley, health concerns and aspirations” (Heller et al., 2013).
2002).
Therefore, it is imperative that a clear and consistent set of triggers Promoting values of democracy and equity in the HIA process is es-
be developed to identify those projects and policies that could potential- pecially important at the scoping stage where major decisions are made
ly benefit from the HIA process. There is also opportunity for integration regarding what health issues and determinants will be included in the
of a systematic screening approach to decision-making regarding assessment. In their study, Pursell and Kearns (2012) discussed the ben-
whether or not it is practicable to conduct an HIA in different scenarios. efits and drawbacks to community participation in HIA. They found that
active community participation in the HIA process increased knowledge
3.2. Consistency of scoping and stakeholder engagement approaches of health determinants, promoted broader recognition of sources of
health information for use in decision-making, and promoted a greater
Health is a complex issue that is fully intertwined with both the nat- understanding of other stakeholders' roles and perspectives. However,
ural and anthropogenic environments in which we live. As Bhatia they also discussed barriers to collaboration arising from conflicting
(2010) stated in the California Department of Public Health's Guide for opinions on the objective and purpose of HIA (advocacy versus collabo-
HIA: rative assessment), and a lack of specificity in approaches that provide
meaningful contribution to the decision-making process.
“Living in a healthy place means having adequate housing; a secure
Overall, it is apparent that although there is consensus that scoping
and meaningful livelihood; access to schools, parks, and public
and community engagement are vital aspects of the HIA process, there
spaces; safety and freedom from violence; unpolluted air, soil, and
is little consistency around how HIAs are conducted. Therefore, it is im-
water; and a society that promotes not only opportunity and innova-
perative that a clear, defensible and consistent method for scoping HIA
tion but also cooperation, trust, and equity.”
of projects and policies be developed, along with a more prescribed ap-
proach to community engagement initiatives.
Since there is such a huge range of potential areas for inclusion, one
of the major obstacles to establishing HIA is around the consistent and
3.3. Use of evidence and transparency of decision-making
defensible scoping of the assessment, including the use of community
engagement. This issue of consistency in scoping was further explored
A review conducted in 2002 identified the use and appraisal of evi-
by Fakhri et al. (2014) that looked at the underlying principles guiding
dence as a major gap in HIA practice (Taylor and Quigley, 2002). The re-
HIA including “emphasizing the critical role of scoping in the HIA pro-
view discussed limitations regarding the available evidence base for HIA
cess.” The scoping process is the step where all major decisions are
and issues around effectively integrating qualitative and quantitative
made regarding what to include or exclude from assessment. It not
data into the process. Although this review was conducted over a de-
only defines the boundaries of the HIA but also outlines the administra-
cade ago, these limitations continue to be an issue within the practice
tive processes by which the HIA will be carried out. There are essentially
of HIA, particularly in areas or regions with limited health data or a
an unlimited number of ways that health can be directly or indirectly
lack of resources.
impacted by a project or policy initiative and the scoping step of an
In the US, a recent review of 81 HIAs from various sectors includ-
HIA needs to provide a robust rationale for the scope of work required.
ing transportation, housing, land use and waste management found
One important aspect of HIA that is often poorly executed is public
that overall “while HIAs have helped to raise awareness and bring
participation in the process (Wright et al., 2005a). Typically, stake-
health into decisions outside traditional health-related fields, the
holders, including members of the public, are brought into the HIA pro-
effectiveness of HIAs in bringing health-related changes to pending
cess at the scoping step in order to help identify those potential health
decisions in the U.S. varies greatly. The review noted that there are
impacts that are most important. The way in which stakeholders are en-
considerable disparities in the quality and rigor of HIAs being
gaged in the process varies considerably among HIAs, if it is a compo-
conducted” (US EPA, 2013). This issue was previously highlighted
nent of the process at all. When it is included, it tends to be one or
in Bhatia (2010) which identified the importance of using the best
more of the following: public open houses, key informant interviews,
available evidence and acknowledging the limitations and
surveys, focus groups, and public comment periods, among others
uncertainties associated with HIA: “practitioners should be aware
(Mindell et al., 2008). Engaging stakeholders in an HIA clearly reflects
of their own biases as well as those of stakeholders and decision
the values of a democratic society (NCCHPP, 2012); however, there is
makers.” When values are not transparent, they can affect outcomes
currently no clear definition of what constitutes sufficient and effective
in unexpected ways and can constitute hidden sources of conflict
stakeholder engagement in HIA. This remains a major obstacle to the
among stakeholders and decision makers (Stefanovic, 2015).
practice of HIA being consistently applied to projects and policies in
This aspect of providing transparent evidence in HIA is
Canada and around the world.
tremendously important, given that a major objective is to influence
Another core value promoted by HIA is equity. Unfortunately, equity
the decision making process when policies and projects have the po-
is often not adequately addressed in many HIAs (Parry and Scully, 2003;
tential to impact health. If the evidence being relied upon is of poor
Povall et al., 2013). In their report, Heller et al. (2013) discuss the issue
quality or not explicit, and the decision making behind the use, anal-
of inequitable distribution of health outcomes in relation to HIA and
ysis and interpretation of evidence in the HIA is poorly delineated,
how it can be used as a tool for advancing better health and equity.
including a lack of consideration for the uncertainties and limita-
The authors note that equity should not simply be addressed in the
tions, the results of the HIA may lack justification and credibility for
analysis of health data and identification of vulnerable populations; in-
stakeholders and decision makers.
stead it should involve public input into the process:
Numerous other studies have considered the use of evidence in HIA.
“The HIA process itself is also an important instrument for building One such study found that the main sources of evidence used by HIA
power in communities; for engaging community members in deci- practitioners in the UK were literature reviews (71.2%), stakeholder en-
sions that stand to affect their health and well-being; for integrating gagement initiatives (69.2%) and expert opinion (67.3%), followed by
community knowledge, insights, and leadership into public completed HIA reports and surveys (Chilaka, 2011). An article by
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Herriott et al. (2010) also looked at sources of health-based evidence determinants is a major obstacle in HIA, as is the infrequent ethical
and identified key sources of information including: epidemiological and systematic use of evidence to inform recommendations to aid in
and statistical data, published reports, research studies and gray the decision making process.
literature: and, qualitative information (e.g., stakeholder experience
and expert opinion). There is consensus among researchers and “If HIA predictions are not grounded on robust and sound evidence,
practitioners that a variety of types of evidence should be applied to there is the risk that the conclusions and recommendations made
the HIA process, rather than relying on a single source or type of data. will be based on wrong premise. Moreover, if the evidence base is
Another study by Mindell et al. (2010) involved development of a prac- unsound, HIA may not be scientifically or legally defensible, and
tical guide to reviewing publically available evidence for use in HIA. The the reputation of HIA itself would suffer” (Chilaka, 2011).
guide provided advice on reviewing quantitative and qualitative evi-
dence for use in HIA and the guide was pilot tested by invited volun- This presents an opportunity for additional research into the types of
teers. The authors note that the guide can be locally adapted to evidence available and how that evidence can be used within HIA. Al-
“incorporate information on country-specific legislation and regula- though the evidence itself will differ, the process by which it is orga-
tions, links to language-specific web-based resources and ‘local owner- nized, analyzed for quality, evaluated with respect to potential health
ship’ (i.e. the professional groups involved in the local process that outcomes and used as a basis for recommendations, should follow a
resulted in the document accept it and are committed to its use), all of consistent and logical framework. Finally, the evidence should be used
which are important for the successful implementation of guidelines” in a transparent manner such that the intended audience can clearly
(Mindell et al., 2010). This guidance has already been adapted for see how the evidence influenced decision-making throughout the as-
Australia HIA practitioners, and the same should be considered for sessment. Overall, “HIA should be a transparent and objective process,
Canada to foster a consistent and defensible approach to reviewing guided by evidence from a range of sources, which confers indepen-
and evaluating evidences used in HIA. dence and credibility on the recommendations produced” (Taylor
Mindell et al. (2004) considered the implications of offering insuffi- et al., 2003a). Having said that, it is important to remember that decision
cient or poor quality evidence in an HIA. They emphasize the need for making consists of more than simply an intellectual inventory of appar-
the best available evidence in all aspects of HIA including screening, ently rational, objective factors. Informed intuitions, collective passions
scoping and assessment steps. Similarly, they identify a strong need and core values, sometimes very much taken for granted, frame and
for methods that “facilitate comprehensive searching across a broad contextualize judgment calls that feed quantitative evaluations. In the
range of disciplines and information sources; collate appropriate quality words of the National Research Council (2005), “value choices are
criteria to assess a range of study designs; synthesize different kinds of often hidden in the simplifying assumptions of analytic techniques,
evidence; and facilitate timely stakeholder involvement” (Mindell and the assumed values may not be universally shared.” Challenging
et al., 2004). One of the major issues associated with the collection, though it may be, incorporating that reality into an HIA is essential.
use and evaluation of evidence in HIA is that it requires knowledge of
health outcomes that can be identified across a range of disciplines. 3.4. Reproducibility of assessment methods
Therefore, it is vital to ensure that the evidence base is sound and the
use of evidence within HIA is founded on consistent and defensible as- One of the most promising research opportunities lies in developing
sessment methods. Part of the process requires careful consideration methods to make HIA more universally applicable and to provide guid-
and selection of the practitioners who will conduct the HIA. Practi- ance on the practical implementation of specific quantitative and qual-
tioners should have extensive experience with environmental health is- itative assessment methods (Mesa-Frias et al., 2013; Mindell et al.,
sues across a range of disciplines, and have the scientific capacity and 2008; O'Connell and Hurley, 2009; Taylor and Quigley, 2002; Vohra,
resources to conduct a comprehensive evidence-based assessment 2007). The literature on HIA, especially on specific procedures and ap-
that is independent and as unbiased as possible. plications, is limited by the lack of a detailed, comprehensive set of
One of the major issues around selection and use of evidence is methods by which to conduct consistently defensible assessments.
that HIA focuses on those health determinants that are often unsup- There remains a clear need for applied, interdisciplinary research
ported by available data. Mikkonen and Raphael (2010) identified 14 around health impact assessment of policies and projects.
determinants of health that are specific to Canadians. The determi- Many studies have considered the issues around HIA methodology
nants include: gender, race, education, aboriginal status, disability, and tool development (Finer et al., 2005; Gottlie et al., 2012; Lhachimi
housing, early life income and income distribution, employment et al., 2012; Nazelle et al., 2011; Van Caneghema et al., 2010; Winkler
and working conditions, social exclusion, food insecurity, social safe- et al., 2012). In a review of different HIA frameworks, Mindell et al.
ty net, health services, and unemployment and job security. There (2008) found that although each approach was intended to be used
are major challenges associated with limited availability of evidence, for conducting HIAs, they varied considerably in their use and interpre-
especially for the social and economic determinants at more local- tation of practice terms, their focus and relative importance of different
ized levels. Moreover, the evidence that is available must be used aspects, as well as specific methodological requirements. Although
in an ethical manner. There is limited research around the issue of more recent HIA frameworks tend to be more holistic in nature and pro-
ethical decision-making in HIA. A study conducted by Tannahill and vide general recommendations for evaluation approaches, the authors
Douglas (2012) compared HIA and the decision-making triangle noted that “the relative strengths and weaknesses of the different ap-
(DMT) framework with respect to the use of evidence, application proaches depend on the level of HIA to be conducted (policy or project),
of ethical principles and how they aid in decision making. Some of the extent (rapid or comprehensive), the definition of health used when
the ethical principles that tie into HIA include fairness, sustainability, conducting an HIA (biomedical or holistic), the resources available (in-
social responsibility, participation, openness and accountability, cluding staff, time, expertise and funding) and the values of those in-
among others. It was concluded that the principles of HIA and the volved” (Mindell et al., 2008). In a study looking at quantitative
DMT framework are complementary and that HIA practice can be im- methods used in HIA, it was found that chemical exposure risk assess-
proved through application of ethics-based processes and methods ment can play an important role by quantifying potential health risks
that may include a wider range of impacts for consideration from exposure to environmental hazards (O'Connell and Hurley,
(Tannahill and Douglas, 2012; Stefanovic, 2008). 2009). However, quantification of these risks is a complex process that
Overall, the use of robust and defensible evidence to inform a trans- is often interpreted by stakeholders as infallible, despite the many un-
parent decision-making process is vital to the success of HIA as a prac- certainties and assumptions that comprise the basis of the assessment.
tice. The lack of available evidence for specific or localized health It was therefore recommended that all quantification within HIA
L.C. McCallum et al. / Environmental Impact Assessment Review 55 (2015) 98–109 105

methodology be accompanied by a detailed explanation of the potential guidance on what is required for a study to be considered an HIA (Min-
sources of uncertainty and how this can impact the assessment overall. imum Elements) and some benchmarks for effective practice (Practice
The Swedish National Institute of Public Health released a docu- Standards)”. Overall, it aims at improving the overall quality of the
ment discussing quantitative methods in HIA (Brodin and Hodge, HIA process to ensure that all HIAs meet a minimum set of criteria.
2008). This document identified eight problem areas with respect Some of the benchmarks identified in the document include (Bhatia
to quantitative methods used in HIA including: 1) differentiating et al., 2014):
aims, objectives and means; 2) comparing costs and effects over
time; 3) assigning price to loss or saving of human life; 4) assigning • What steps must be included in an HIA;
price to ill health; 5) identifying the real HIA cost or benefit of a pro- • Provision of explicit goals and objectives for achieving success;
gram; 6) managing multiple benefits/effects in HIA; 7) pricing pro- • Inclusion of meaningful stakeholder engagement initiatives; and
ductivity losses; and, 8) lack of available data for HIA. A brief • Integration and use of knowledge from different disciplines.
description of each of these problem areas is included in the docu-
ment and provides insight into tackling complex issues within HIA;
however, the document lacks prescriptive methodology to guide Despite some advances in the methodology and tools available for
HIA practitioners with respect to evaluation of specific health out- use in HIA, there is still no nationally recognized framework that can
comes. This issue is further highlighted by Joffe (2003) who states be applied to a range of projects and policies and ensures that regardless
that “a minimum requirement is that there should be some consis- of whom is conducting the assessment, it is high quality, defensible, re-
tency or robustness, so that the outcome of an HIA does not depend producible and based on the best available evidence. Due to Canada's
just on who happens to carry it out, that it is not easily swayed by large-scale industrial and natural resource development, and the goal
the vested interests that typically surround any project, and that it of “health in all policies” there is a clear need for an established HIA
can withstand legal challenge.” methodology across the country.
The use of HIA methodologies extends well beyond qualitative ver-
sus quantitative approaches. There are also issues around evaluation 3.5. Monitoring and evaluation protocols
of equity within HIA and the distribution of effects across populations.
Heller et al. (2014) published a series of equity metrics for HIA practice In a review conducted by Taylor and Quigley (2002), monitoring and
that “attempt to connect theory to practice and provide a set of indica- evaluation aspects of HIA were identified as both crucial to the process
tors to facilitate shared understanding in the field.” These metrics are and extremely underutilized. Despite advances in HIA over the past de-
intended to be embedded into the HIA process in a way that addresses cade, this lack of monitoring and evaluation guidelines continues to be
whether the HIA: focused on equity; built community capacity for en- an area of contention and uncertainty among decision makers. There
gagement; resulted in a power shift benefiting those experiencing in- are three main ways to determine the effectiveness of an HIA including
equalities; or contributed to changes that reduced environmental an evaluation of the process, the impact, and/or the long-term health
health inequities. However, there is little guidance on how to conduct outcomes as a result of HIA recommendations. Although a quantifiable
HIAs in such a way that will ensure that these issues are integrated evaluation of long-term health outcomes resulting from HIA measures
into the assessment process in order to achieve the goals laid out in is ideal, it is also resource intensive and therefore not feasible in most
the equity metric. Additionally, there is some literature around integra- situations (Taylor et al., 2003b). Therefore, often due to a lack of funding
tion of more global health issues, such as those relating to climate and resources, the majority of evaluations that are done, if they are done
change, into HIA methodological frameworks in an attempt to facilitate at all, focus on evaluating the process and impact of HIA, rather than
local action (Brown and Spickett, 2014; Brown et al., 2014; Patz et al., specific health endpoints. The distinction is that an impact evaluation
2008). considers whether and how well the HIA worked, whereas a process
Despite these obstacles with respect to HIA methodologies, there are evaluation focuses on why and how the HIA achieved its goals. Since
guidance documents that have improved the practice of HIA over the the evaluation step is considered invaluable not only to the HIA in ques-
past decade and provide some preliminary best practices. The Mersey- tion but also to other practitioners to improve future HIAs, it is arguably
side Guidelines were among the first formalized reports to assist practi- an important step that needs to be a required component of each and
tioners with the issues and processes around commissioning and every HIA. Additionally, evaluating the HIA process fosters increasing
conducting HIA in the UK (Scott-Samuel et al., 2001). The report ac- confidence in the practice by highlighting strengths, acknowledging
knowledges that HIA methodology was not well-established and the areas for improvement, and ensuring accountability of those involved,
guidelines were intended to provide a general overview of HIA practice: including use of resources and achievement of initial study aims
“this publication constitutes ‘work in progress’ and development and (Taylor et al., 2003b).
refinement of the HIA procedures and methods described here is a con- Liu et al. (2012), explored issues around environmental health mon-
tinuing process” (Scott-Samuel et al., 2001). Another widely used HIA itoring and how to develop and implement monitoring plans in HIA.
guidance document was released by the International Finance Corpora- They argue that the majority of monitoring frameworks are narrow in
tion World Bank Group in 2009, which provides details on many differ- scope with too few parameters, which limits their relevance and appli-
ent aspects of the HIA process (IFC, 2009). The document aims to cation to complex environmental health issues. They propose a moni-
describe best guidance practices in conducting HIAs for both new pro- toring protocol that could be used in environmental health impact
jects and expansion of existing facilities. The report identifies HIA as assessments and is based on monitoring of “a wide range of driving
an adaptive process that “is applicable across industrial sectors (such forces, pressures, states, exposure and health effect variables, and
as agribusiness, infrastructure, extractive industries) and project set- using this information to identify causal links, and help decision-
tings (such as urban, rural, greenfield, brownfield)” (IFC, 2009). The making” (Liu et al., 2012). Studies conducted by Quigley and Taylor
guidance provides useful advice and consideration of issues specific to (2003, 2004) considered the importance of monitoring and evaluation
development projects; however, since it is geared specifically toward in HIA and present an approach for formally evaluating HIA to deter-
projects, it is not readily adaptable to other scenarios involving policies mine its impact on the decision-making process. The approaches are
or programs. fairly generic and focus on setting up clear objectives that can be formal-
HIA practitioners and reviewers also rely on the Minimum Elements ly evaluated after completion of the HIA. The authors note that similar
and Practice Standards for HIA, originally published by the North methods of evaluation are employed in other disciplines. Although the
American HIA Practice Standards Working Group in 2009 and updated articles do provide a brief list of typical methodologies that can be
in 2014 (Bhatia et al., 2014). This document is intended to “provide used in HIA monitoring and evaluation, there is little detail regarding
106 L.C. McCallum et al. / Environmental Impact Assessment Review 55 (2015) 98–109

how to implement these methods in a way that is effective, feasible and guidance document, all of the aspects of HIA are identified as necessary
consistent. components of the assessment process, including social and economic
Despite advances in the practice of HIA, there are still many ques- determinants of health, well-being and the importance of public consul-
tions with respect to monitoring evaluation of the process. There is tation in the process.
still uncertainty around how exactly to evaluate an HIA to determine British Columbia was once considered a world leader in the develop-
whether it added value to make the policy or project “better” than it ment and promotion of HIA (Benusic, 2014). Following an increased
would have been without an HIA (NCCHPP, 2013). Without the ability awareness of health promotion in the 1970s and 1980s, the BC Royal
to comparatively analyze similar policies, one with an HIA component Commission made a recommendation that studies of potential health
and one without, it would be difficult to objectively prove that the HIA effects should be included in all EIAs. Further, the Ministry of Health de-
improved population health or decreased the potential for negative veloped a strategy for stand-alone HIAs to be carried out for all new gov-
health impacts. Along these lines, there is also the question of how ernment policies and programs. An HIA guidance document was
much time and resources to dedicate to evaluation of HIA. Ideally, the developed and with support of the Premier, “policy analysis procedures
evaluation process needs to be rapid while also being robust in order were changed to include considerations on the ‘likely positive.
to provide evidence in support of HIA, while improving the process in or negative impact… on the health of individuals, groups, and com-
the future (NCCHPP, 2013). munities’ with a broad scope of social, economic, and physical factors af-
Due to the conflict between availability of funding and resources and fecting health” (Benusic, 2014). Despite this progress, political
the comprehensiveness of the assessment process, there is still no clear leadership changes in the mid-1990s resulted in a shift in health prior-
consensus regarding how to conduct evaluation and monitoring within ities and HIA became ‘lost in the mix’ (Benusic, 2014). Today, holistic as-
HIA. At a minimum, HIAs should complete an evaluation of the process sessments of health and implementation of HIA are largely
and impact of the assessment outcomes and recommendations. Addi- discretionary.
tionally, the evaluation step of an HIA should be made publically avail- In Quebec, HIA has a legal basis under section 54 of Quebec's Public
able to other practitioners to foster continuous improvements within Health Act (2001), where “all government departments and agencies
future assessments. With respect to monitoring, how and to what ex- must ensure that their laws and regulations do not have a significant
tent it is possible to monitor the impact of specific HIA recommenda- negative impact on the health of the population” (NCCHPP, 2013).
tions and outcomes is still unclear. Further research examining the Under the act, the Minister of Health also has the power to intervene
effectiveness of monitoring, including the variation in the types of in the plans of other ministries in the case of projects or policies that
methods employed, could provide a basic framework for monitoring could be harmful to health and well-being. Additionally, there is a pro-
that could be consistently applied to HIAs in Canada and other cess in place to ensure that any project that is deemed to have required
jurisdictions. an HIA, or where the HIA does not adequately address health concerns,
is returned to the relevant department for compliance. The report iden-
3.6. Integration within existing regulatory frameworks tifies lessons learned from Quebec's implementation of HIA, including
the benefits of government involvement in the process:
In 2013, the National Collaborating Centre for Healthy Public Policy
(NCCHPP) released a report titled ‘Canadian Experiences in Institution- “The law and the intragovernmental mechanism are seen as crucial
alizing Health Impact Assessment’ that provides information on the to the sustainability and stability of the HIA process within the gov-
practice of HIA in Canada, especially as it relates to government strate- ernment. The permanence of the established structures and process-
gies for integrating health in all policies (NCCHPP, 2013). The report es also reduces the stumbling blocks created by the high mobility of
identified the level of HIA undertaken in each province and territory, personnel in the public service sector” (NCCHPP, 2013).
comparing them to 2009 classifications. In 2009, there were 7 provinces
(Alberta, Saskatchewan, Manitoba, Ontario, Quebec, Newfoundland and This suggests that in order for the practice of HIA to realize its full po-
New Brunswick) where “some elements” of HIA had been put into tential throughout Canada, a regulatory approach similar to that cur-
place. In 2013, that number dropped to only 4 provinces (Alberta, On- rently employed in Quebec offers a proven foundation for success. One
tario, Quebec and Nova Scotia) while HIA was only “under discussion” way to provide a strong regulatory foundation to support HIA is to inte-
in the remaining jurisdictions. Despite the majority of Canadian prov- grate it into existing processes such as federal and provincial EAs and
inces and territories making limited progress on HIA in general, there HHRAs. Both of these processes are well-established in Canada and
are examples of successfully completed HIAs to date, including one con- have a regulatory basis for implementation and a formal review process.
ducted on mining activities located near Keno City in the Yukon (YDHSS, Additionally, NCCHPP (2013) has identified those conditions that
2012). make the implementation of HIA favorable in Canada from a regulatory
In 2010, Alberta Health Services identified social environments, built standpoint including: a rapid yet reliable process, a legal basis linked to
environments and health disparities as key performance areas in their higher authorities; an approach based on incentives that support multi-
Health Promotion Disease and Injury Prevention Action Plan (HPP, ple sectors; a prospective approach to maximize potential benefits and
2011). Alberta Health and Wellness also released a guidance document some degree of funding. The report concluded that: “it is understood
for human health risk assessment (HHRA) as a part of environmental that all the Canadian provinces and territories have mechanisms that
impact assessment. Although this document focuses largely on risk as- allow health issues to be taken into account in policy making or other
sessment of chemical contaminants, there is a section that discusses government decisions. HIA can formalize and standardize the inclusion
socio-economic considerations and health determinants (AHW, 2011). of health concerns” (NCCHPP, 2013). These requirements are in line
It is acknowledged that there is a link between individual/population with those recommended as part of the WHO European Health Cities
health and socio-economic health determinants and it is stated that: Network (e.g., political buy-in, capacity building and adequate
“the potential for these factors to impact health, whether tangibly or resourcing), which has made substantial progress in bolstering HIA in
otherwise, should be considered in conjunction with the results of the Europe (Ison, 2012).
HHRA in interpreting the potential health impacts. Other indicators The province of Ontario has no formal HIA guidance or regulatory
that may be addressed in the HHRA include changes to quality or way mechanism; however, some municipalities are embracing HIA in
of life, changes in social or cultural patterns, stress and fear. The latter theory and practice. In conjunction with Toronto Public Health, the
are less amenable to quantification and may not be identified by the City of Toronto developed an HIA guidance document that has been
risk assessor other than through stakeholder consultation” (AHW, used for various projects and policy initiatives, including an HIA
2011). Despite the fact that there is no explicit mention of HIA in this completed on the proposed expansion of Billy Bishop Toronto City
L.C. McCallum et al. / Environmental Impact Assessment Review 55 (2015) 98–109 107

Airport (TPH, 2008). One major strength of this framework is that it provincially. A systematic screening approach to decision-making re-
was designed to be used either as a stand-alone process or to be in- garding the need and practicability of conducting an HIA would allow
tegrated into existing Ontario EA procedures including Individual jurisdictions to scope such assessments into the EA process. In addition,
Environmental Assessments, Environmental Screenings or Class EA project proponents would benefit from an understanding on how and
processes (TPH, 2008). Similarly, HIA can be integrated into Federal when an HIA would be useful to provide additional project-related re-
EA processes by expanding the scope to include adequate evaluation lated information on health outcomes.
of physical, social, economic and cultural determinants of health,
considering how impacts can affect health and well-being. As a prac- 4.2. Scoping and stakeholder engagement
tice, HIA shares certain concepts and methods with many other types
of assessment, including environmental impact assessment, risk as- Although scoping of HIAs and engaging stakeholders early in the
sessment, strategic environmental assessment, social impact assess- process are vital to the success of an HIA, there is little consistency in
ment and economic assessments (Mindell and Joffe, 2003). This fact how such steps should be undertaken. A regulatory framework that de-
has raised the question of whether HIA should be integrated into scribes the important facets for consideration in the scoping step would
existing assessment frameworks or developed as its own stand- allow for greater consistency in setting terms of reference for HIAs in the
alone process (Morgan, 2003; Wright et al., 2005b; Bhatia and EA process. In addition, best practices or guidance in describing the role
Wernham, 2008). Despite the fact that integration of HIA into of stakeholders and the type of community engagement in the scoping
existing Canadian regulatory processes is an important opportunity step would lead to more robust HIAs being conducted. This would en-
in advancing the use of HIA, it is not the only avenue for adoption, sure that relevant and pertinent health outcomes and vulnerable popu-
nor does it ensure success: “evidence from the field of environmental lations to be studied would be captured in the ensuing HIA.
impact assessment, which has a legislative framework in more than
100 countries, suggests that a mandatory legal framework is an im-
4.3. Evidence-based decision making
portant factor in the regular use of the tool, although it does not
guarantee its effectiveness or its influence on the decision-making
There is a need to further the science of evidenced based decision
process” (Ahmad et al., 2008).
making within HIAs. Although how information is gathered, the process
Therefore, it is apparent that in order for HIA to be implemented on a
by which it is organized and evaluated for quality should follow a con-
national level, a strong regulatory foundation is needed both to elicit
sistent and logical framework. Such frameworks could be developed
HIA and provide appraisal of the process. Due to the immediate need
in principle and form part of an overarching guidance that could be
for integration of HIA into the evaluation of major development projects
modified on a project specific basis. In addition, although there have
in Canada and the potential difficulty around creating new legislation, it
been advances in the development of methodologies and tools for use
is possible that integrating HIA into existing assessment processes with
in HIA, a lack of a nationally recognized framework that can be applied
established regulatory frameworks may provide a timely solution. For
to a range of project and policies, is problematic. This leads to consterna-
example, HIA could be introduced as a required component of the EA
tion among project proponents. Project proponents are often weary of
process, both at federal and provincial/territorial levels. However, due
engaging in the HIA process as they feel that such assessments can
to the limited application of the EA process, typically to large-scale pro-
lead to dramatically different conclusions or outcomes depending on
jects, the benefits of HIA would be diminished if only applied in these
how the assessment is conducted. Giving greater scientific rigor to the
specific scenarios. Therefore, HIA should also be applied to smaller-
collection of evidence and its evaluation would serve to allay some of
scale projects and policies at the provincial and municipal levels, partic-
these fears.
ularly when considering developments or policy changes that have the
potential to impact health of Canadians.
4.4. Monitoring and evaluation
4. Conclusions
If HIA was to garner more widespread acceptance in the EA process,
Despite a broadly acknowledged need for HIAs worldwide, addi- then it is suggested that further research is required to examine the ex-
tional research is required on many fronts, from advancing our under- tent to which it is possible to monitor HIA predictions and recommen-
standing of HIA triggers to strengthening evidence-based decision dations. This would be consistent in proposed post-construction
making. As an early proponent of HIA, it is unfortunate that Health monitoring recommendations that are provided as part of any EA in
Canada's 2004 guidance on conducting HIA appears to have been largely Canada. Follow-up on success and failures of HIA monitoring would
forgotten, as HIA is consistently underutilized in project and policy de- allow for a more comprehensive set of viable recommendations to be
cisions across the country. Currently, decisions on acceptability of po- made in the future, while not ignoring budgetary constraints.
tential health impacts of infrastructure and natural resource projects
in Canadian EAs appear to have been largely confined to those that 4.5. Integrating regulatory frameworks
quantitatively evaluate the potential for chemical exposures to affect
health. Although a critical step in ensuring the protection of public There have been some of successful HIAs conducted in Canada; how-
health we suggest that a broader evaluation, such as under the auspices ever, these appear to have been limited to large-scale infrastructure or
of HIA, be adopted. natural resource projects. For wide-spread adoption of HIA it is clear
From this review it is clear that international frameworks for that a strong national regulatory foundation is required. It is believed
conducting HIAs exist and that many advances have been made over that such a framework could be adopted by CEAA to ensure that scoping
the past decade. However, there are several areas that require research of potential health impacts in the EA process considers the broader def-
and improvement if HIA is to be used as a key decision-making tool in inition of health. It is believed that such an initiative would also allow for
Canada. We identified six major areas within the practice of HIA that re- broader implementation at the provincial level. However, the authors
quired additional research and development. caution that HIA can also be an effective tool in evaluating health of pol-
icy initiatives and smaller-scale projects at the municipal level that have
4.1. HIA triggers the potential to impact the health of Canadians.
Addressing these data gaps will help to improve the HIA practice as a
It is important to ensure that there is a clear process in place to iden- whole and within Canada to foster more widespread implementation at
tify what would trigger an HIA in Canada, either federally or federal and provincial levels.
108 L.C. McCallum et al. / Environmental Impact Assessment Review 55 (2015) 98–109

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McCallum was an Environmental Health Scientist at Intrinsik Inc., where she worked as
English experience. Bull. World Health Organ. 81 (6), 415.
a consultant for 5 years. Currently, Ms. McCallum is a PhD candidate in the Department
Rajotte, B.R., Ross, C.L., Ekechi, C.O., Cadet, V.N., 2011. Health in all policies: addressing the
of Physical and Environmental Sciences at the University of Toronto conducting doctoral
legal and policy foundations of health impact assessment. Using law, policy and re-
research in the area of Health Impact Assessment.
search to improve public health. Spring 27–29.
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Christopher A. Ollson is a Senior Environmental Health Scientist with Intrinsik Environ-
Springer, New York; ISBN 978-1-4614-7302-2.
mental Sciences Inc. in Toronto. He has led health assessments and risk assessments in en-
Scott-Samuel A, Birley M, Ardern K. 2001. The Merseyside Guidelines for Health Impact
vironmental assessments for over 15 years. He also maintains an active research program
Assessment. Second Edition. ISBN 1 874038 56 2. Published by the International
through his Adjunct Professorship at the University of Toronto.
Health Impact Assessment Consortium.
Scott-Samuel, A., 2005. Health impact assessment: an international perspective. NSW
Ingrid L. Stefanovic is a Professor and Dean of the Faculty of Environment at Simon Fraser
Public Health Bulletin 16, 110–113.
University, British Columbia, Canada. She is a Professor Emeritus from the University of To-
Stefanovic IL. 2015. Ethics, sustainability and water management: a Canadian case study.
ronto and a Senior Fellow of the Center for Humans and Nature in Chicago and New York.
Handbook of Sustainable Water Use and Management: Examples of New Approaches
Her research addresses how values and assumptions affect environmental decision mak-
and Perspectives, edited by Walter Leal and Vakur Sumer. New York, London: Spring-
ing and stakeholder engagement. Recent books include Safeguarding Our Common Future:
er International Publishing, pp. 3–16.
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Stefanovic IL. 2008. Holistic Paradigms of Health and Place: How Beneficial Are They to
Built Environment (University of Toronto Press, 2012f), co-edited with Stephen Bede
Environmental Policy and Practice? Sense of Place, Health and Quality of Life, “Geog-
Scharper.
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