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Ebook Ebook PDF Public Policy Investing For A Better World PDF
Ebook Ebook PDF Public Policy Investing For A Better World PDF
PART I Frameworks
CH A P T E R 2 THE POLICY-MAKING PROCESS 38
PART II Applications
CH A P T E R 4 PUBLIC INFRASTRUCTURE 106
Acknowledgments xxvii
About the Author xxx
Overview 3
What Is Public Policy? 4
CONTENTS ix
Policy Instruments That Governments Use 23
Market Making 24
Taxes 25
Subsidies 25
Regulation 27
Direct Service Supply 28
Funding and Contracting 29
Information Provision and Social Marketing 29
Indicators of Well-Being 30
CHAPTER SUMMARY 34
CONNECTIONS TO OTHER CHAPTERS 35
KEY TERMS 35
SUGGESTIONS FOR FURTHER READING 36
WEBSITES 36
FOR DISCUSSION 37
PART I FRAMEWORKS
x CONTENTS
Stage 5: Program Evaluation 56
CASE STUDY 2.2: State Policy Making and the Recognition of Same-Sex
Marriage 59
Prevailing Theories of Policy Making 61
Elite Theory 61
New Institutionalism 62
Incrementalism 63
The Problem Stream, the Policy Stream, the Political Stream, and Windows of
Opportunity 64
Punctuated Equilibrium 65
Advocacy Coalitions 66
CASE STUDY 2.3: Theories of Policy Making and the Affordable Care Act
(2010) 67
CHAPTER SUMMARY 68
CONNECTIONS TO OTHER CHAPTERS 69
KEY TERMS 70
SUGGESTIONS FOR FURTHER READING 70
WEBSITES 71
FOR DISCUSSION 71
CONTENTS xi
CASE STUDY 3.2: Early Childhood Education 87
CASE STUDY 3.4: The Head Start Program and the Pursuit of Civil Rights 96
Toward Systematic Application of the Investment Approach 98
PART II APPLICATIONS
CASE STUDY 4.1: Congestion on the New York City Subways 109
Why Governments Get Involved in Infrastructure 111
Funding Infrastructure 112
Regulating Infrastructure 113
Stimulating Economic Development 115
xii CONTENTS
Macroeconomic Analysis 120
Microeconomic Analysis 121
Political Considerations 122
Key Insights from the Investment Perspective 123
CONTENTS xiii
CASE STUDY 5.2: Militarism, State Gun Laws,
and Public Safety 156
Contemporary Policy Issues 160
Staying Strong amid the Changing Nature of Warfare 160
Promoting Nuclear Disarmament 161
Tackling Inefficiencies in the Department of Defense 162
Clarifying Priorities in Homeland Security 163
Defense, Homeland Security, and the Investment Perspective 163
The Investment Perspective and Defense Procurement 164
The Investment Perspective and Homeland Security 165
xiv CONTENTS
Contemporary Policy Issues 183
Political Control of Public Schooling 184
Religion and Public Schools 184
Student Academic Performance 185
CASE STUDY 6.2: Charter Schools and Improvements in Teaching Practice 190
Making Effective Use of Information Technology 192
Public Schools in a Federal System 193
Public Schools and the Investment Perspective 194
Studies at the Country Level 195
Studies of Specific Policy Actions 196
CONTENTS xv
International Perspectives on Health Care Provision: Expenditures
and Outcomes 215
Expenditures and Life Expectancies 216
Nonmedical Determinants of Health 216
Health Differences within the United States 218
Funding Health Care: Comparing Single- and Multi-Payer Systems 219
Traditional Policy Approaches in the United States 221
The Historical Backdrop 221
Key Moments in Health Care Policy Development 221
xvi CONTENTS
CH A P T ER 8 POVERTY ALLEVIATION 246
Overview 247
Definitions of Poverty 248
Absolute Poverty versus Relative Poverty 249
The Psychology of Poverty 250
The Official Definition of Poverty in the United States 251
CASE STUDY 8.1: Good Intentions, Challenging Circumstances, and Poverty 260
Why Governments Get Involved in Poverty Alleviation 262
Maintaining Public Order 262
Promoting Social Equity and Human Flourishing 263
Supporting Economic Growth 264
Traditional Policy Approaches to Poverty Alleviation 264
Legacies of the New Deal 265
The War on Poverty 266
An Emphasis on Personal Responsibility 266
Social Insurance versus Means-Tested Cash Transfers 267
CONTENTS xvii
CHAPTER SUMMARY 281
CONNECTIONS TO OTHER CHAPTERS 282
KEY TERMS 283
SUGGESTIONS FOR FURTHER READING 283
WEBSITES 284
FOR DISCUSSION 284
CASE STUDY 9.2: Preparing Prisoners for Effective Release and Social
Integration 295
Criminal Justice in a Federal System 297
Evolving Definitions of Criminal Behavior 298
Contemporary Policy Issues 299
The Prison Population 299
Sentencing Reform 301
The Death Penalty 303
Private Prisons 306
Criminal Justice and the Investment Perspective 306
The Investment Perspective in the State of Washington 307
The Justice Reinvestment Movement 308
Justice Reinvestment in Michigan 310
xviii CONTENTS
CHAPTER SUMMARY 319
CONNECTIONS TO OTHER CHAPTERS 320
KEY TERMS 321
SUGGESTIONS FOR FURTHER READING 321
WEBSITES 321
FOR DISCUSSION 322
CONTENTS xix
CASE STUDY 10.3: From Scientific Knowledge to
Technological Innovation 344
Science Funding and the Pursuit of Civil Rights 347
Lessons for Public Policy 348
The Future for Science Funding 349
CHAPTER SUMMARY 351
CONNECTIONS TO OTHER CHAPTERS 351
KEY TERMS 352
SUGGESTIONS FOR FURTHER READING 352
WEBSITES 353
FOR DISCUSSION 353
xx CONTENTS
Environmental Protection and the Investment Perspective 375
Investing to Reduce Acid Rain 375
Investing Together to Reduce Harmful Emissions 376
CONTENTS xxi
1. Aspire to Create Public Value 407
2. Identify What Works 407
3. Think Like Scientists 408
4. Build Skills in Data Analysis 408
5. Apply Design Thinking 408
6. Practice Political Astuteness 409
7. Tell Good Stories 409
8. Play the Long Game 410
CHAPTER SUMMARY 410
KEY TERMS 411
SUGGESTIONS FOR FURTHER READING 411
WEBSITES 411
FOR DISCUSSION 412
xxii CONTENTS
PREFACE
We live in a world exhibiting wide material differences among people, where the
wealth and life prospects of those in some countries are phenomenal, while others
elsewhere live in extreme poverty with little prospect of change. In this world,
having a sound understanding of public policy is of great value, because the public
policy choices that governments make can have huge consequences for their citi-
zens, both in present times and well into the future.
This text offers a snapshot of current thinking about public policy. The evidence
is grounded in public policy experiences in the United States, but the lessons for policy
practice are universally applicable. The distinguishing contribution of this text is that
it argues throughout that public policies should be treated as investments. Often in
the past they were not, but today, investment models are starting to be used more
systematically to guide government decision making. An opportunity exists to extend
the logic of investment decision making to most government spending choices.
Since its inception, public policy education in the academy has lacked con-
ceptual coherence in how it has introduced students to various substantive public
policy issues. This shortcoming reinforces the view that it is entirely reasonable for
policy making in specific areas to occur without reference to the broader portfo-
lio of governmental interests and activities. Meanwhile, over recent decades, advi-
sors in government have more commonly construed government expenditures as
investments. Reports produced in the United States, the United Kingdom, New
Zealand, Canada, and Australia often now explicitly portray and discuss a range of
public policies as investments.
Treating public policies as investments is implicit in cost-benefit analysis,
which government advisors now use routinely as they seek to clarify the impacts of
policy choices. A key aspect of cost-benefit analysis involves calculating expected
returns on investments. However, although all public finance textbooks and most
public policy textbooks discuss how cost-benefit analysis can be performed, they
rarely include any sustained discussion of public policies as investments.
It would be easy for an exploration of public policies that treats them as in-
vestments to become a narrow, technical exercise. I have avoided that here. While
indicating the tools for treating policies as financial investments and measuring
PREFACE xxiii
their return on investment, I seek to emphasize the importance of broadening the
investment metaphor. Thus, among other things, I make clear—both in the ongo-
ing text and in numerous case studies—how well-designed public policies can serve
as effective platforms for the further development of programs and practices that,
over time, add high value to citizens’ lives.
In writing this book, I have been well aware of the scholarly tradition to which
I am contributing. Milton Friedman’s Capitalism and Freedom (1962) is recog-
nized as one of the most important books on public policy published in the 20th
century. Ideas in it subsequently influenced reform of public policy in many coun-
tries. Writing from the position of classical liberalism, Friedman put forward three
central propositions:
• First, government may need to exert control when goods or services are most
effectively supplied by one producer.
• Second, government action may be required when the behavior of one indi-
vidual can have implications for another, and where a voluntarily negotiated
resolution is difficult to attain.
xxiv PREFACE
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If you are living in the town and your baby suffers much from
teething, take him into the country. It is wonderful what change of
air to the country will often do, in relieving a child, who is painfully
cutting his teeth. The number of deaths in London from teething is
frightful; it is in the country comparatively trifling.
71. Should an infant be purged during teething, or indeed, during
any other time, do you approve of either absorbent or astringent
medicines to restrain it?
Certainly not. I should look upon the relaxation as an effort of
nature to relieve itself. A child is never purged without a cause; that
cause, in the generality of instances, is the presence of either some
undigested food, or acidity, or depraved motions that want a vent.
The better plan is, in such a case, to give a dose of aperient
medicine, such as either castor oil or magnesia and rhubarb, and
thus work it off. If we lock up the bowels, we confine the enemy,
and thus produce mischief.[165] If he be purged more than usual,
attention should be paid to the diet—if it be absolutely necessary to
give him artificial food while suckling—and care must be taken not to
overload the stomach.
72. A child is subject to a slight cough during dentition—called by
nurses “tooth-cough”—which a parent would not consider of
sufficient importance to consult a doctor about; pray tell me if there
is any objection to a mother giving her child a small quantity either
of syrup of white poppies or of paregoric to ease it?
A cough is an effort of nature to bring up any secretion from the
lining membrane of the lungs, or from the bronchial tubes, hence it
ought not to be interfered with. I have known the administration of
syrup of white poppies, or of paregoric, to stop the cough, and
thereby to prevent the expulsion of the phlegm, and thus to produce
either inflammation of the lungs or bronchitis. Moreover, both
paregoric and syrup of white poppies are, for a young child,
dangerous medicines (unless administered by a judicious medical
man), and ought never to be given by a mother.
In the month of April, 1844, I was sent for in great haste to an
infant, aged seventeen months, who was laboring under convulsions
and extreme drowsiness, from the injudicious administration of
paregoric, which had been given to him to ease a cough. By the
prompt administration of an emetic he was saved.
73. A child who is teething is subject to a “breaking-out,” more
especially behind the ears—which is most disfiguring, and
frequently very annoying; what would you recommend?
I would apply no external application to cure it, as I should look
upon it as an effort of the constitution to relieve itself; and should
expect, if the “breaking-out” were repelled, that either convulsions,
or bronchitis, or inflammation of the lungs, or water on the brain
would be the consequence.
The only plan I should adopt would be, to be more careful in his
diet: to give him less meat (if he be old enough to eat animal food),
and to give him, once or twice a week, a few doses of mild aperient
medicine; and, if the irritation from the “breaking-out” be great, to
bathe it occasionally either with a little warm milk and water, or with
rose water.
EXERCISE.
74. Do you recommend exercise in the open air for a baby? and if
so, how soon after birth?
I am a great advocate for having exercise in the open air. “The
infant in arms makes known its desire for fresh air by restlessness—it
cries, for it cannot speak its wants; is taken abroad, and is quiet.”
The age at which he ought to commence taking exercise will, of
course, depend upon the season and upon the weather. If it be
summer, and the weather be fine, he should be carried in the open
air a week or a fortnight after birth; but if it be winter, he ought not,
on any account, to be taken out under the month, and not even then,
unless the weather be mild for the season, and it be the middle of the
day. At the end of two months he should breathe the open air more
frequently. And after the expiration of three months he ought to be
carried out every day, even if it be wet under foot, provided it be fine
above, and the wind be neither in an easterly nor in a northeasterly
direction; by doing so we shall make him strong and hearty, and give
the skin that mottled appearance which is so characteristic of health.
He must, of course, be well clothed.
I cannot help expressing my disapprobation of the practice of
smothering up an infant’s face with a handkerchief, with a veil, or
with any other covering, when he is taken out into the air. If his face
be so muffled up, he may as well remain at home; as, under such
circumstances, it is impossible for him to receive any benefit from
the invigorating effects of the fresh air.
75. Can you devise any method to induce a baby himself to take
exercise?
He must be encouraged to use muscular exertion; and, for this
purpose, he ought to be frequently laid either upon a rug, or carpet,
or the floor: he will then stretch his limbs and kick about with perfect
glee. It is a pretty sight, to see a little fellow kicking and sprawling on
the floor. He crows with delight, and thoroughly enjoys himself: it
strengthens his back; it enables him to stretch his limbs, and to use
his muscles; and is one of the best kinds of exercise a very young
child can take. While going through his performances, his diaper, if
he wear one, should be unfastened, in order that he might go through
his exercises untrammeled. By adopting the above plan, the babe
quietly enjoys himself—his brain is not over-excited by it; this is an
important consideration, for both mothers and nurses are apt to
rouse and excite very young children, to their manifest detriment. A
babe requires rest, and not excitement. How wrong it is, then, for
either a mother or a nurse to be exciting and rousing a new-born
babe. It is most injurious and weakening to his brain. In the early
period of his existence his time ought to be almost entirely spent in
sleeping and in sucking!
76. Do you approve of tossing an infant much about?
I have seen a child tossed up nearly to the ceiling! Can anything be
more cruel or absurd? Violent tossing of a young babe ought never to
be allowed: it only frightens him, and has been known to bring on
convulsions. He should be gently moved up and down (not tossed):
such exercise causes a proper circulation of the blood, promotes
digestion, and soothes to sleep. He must always be kept quiet
immediately after taking the breast: if he be tossed directly
afterward, it interferes with his digestion, and is likely to produce
sickness.
SLEEP.