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Journal of Anthropological Archaeology 20, 73–112 (2001)

doi:10.1006/jaar.2000.0369, available online at http://www.idealibrary.com on

Personhood, Agency, and Mortuary Ritual:


A Case Study from the Ancient Maya

Susan D. Gillespie

Department of Anthropology, University of Illinois at Urbana–Champaign,


109 Davenport Hall, Urbana, Illinois 61801

Received August 4, 1999; revision received June 28, 2000; accepted June 30, 2000

The archaeological identification of individuals has been an important component of both


processual attempts to characterize social organization by the treatment of individuals in
mortuary ritual and more recent agency theory applications to studies of political economy and
social change. Both approaches have been critiqued for failing to adequately define the indi-
vidual, instead applying the Western concept of the individual to other societies. These short-
comings are shown to be part of a larger problem in social theory: the continuing polarization
between individualism and holism. They point to the need for renewed interest in the anthro-
pological analysis of the “person”—a socially shaped construct—in order to better understand
social relationships and recognize the collective aspects of agency. A case study from the Classic
Maya civilization illustrates how emphasis on the individual, as represented in mortuary events,
artistic depictions, and texts, has resulted in interpretive difficulties that can be avoided by
viewing these data from the perspective of the social collectivity from which personhood was
derived. Maya corporate kin-based groups, known as “houses,” were a major source of the
social identities expressed in political action and represented in mortuary ritual and monumen-
tal imagery. © 2001 Academic Press
Key Words: agency; house society; individualism; Maya; Mesoamerica; mortuary ritual; per-
sonhood.

Social science theories have tended to labled “methodological holism” (Ritzer


cluster around two polar oppositions, “ho- and Gindoff 1994:11) or “metaphysical ho-
lism” and “individualism” (Agassi 1960: lism” (Brodbeck 1968:283; Sztompka
244; Gellner 1968; Ritzer and Gindoff 1994b:258). Some are still used today, in-
1994:3; Varenne 1984:295). Holistic theo- cluding in archaeology, along with such
ries, the first to develop, consider society holistic theories as Darwinian selection-
as an entity that exists beyond the individ- ism and sociobiology.
uals who compose it. As a self-regulating In reaction to the overemphasis in ho-
system, society constrains or determines lism on the social collectivity, the diverse
individual behaviors and beliefs, treating theories labeled “methodological individ-
individuals as epiphenomena and down- ualism” 1,* were formally developed be-
playing their role in social change (Ritzer ginning in the 1950s, in which explana-
and Gindoff 1994:12; Sztompka 1994a:30). tions of all social phenomena are based on
Theories such as the Durkheimian super- individuals and their actions (Lukes 1970:
organic, functionalism, structuralism, 77; Ritzer and Gindoff 1994:11). Also
structural Marxism, behaviorism, systems grouped at this end of the polarity are
theory, and cultural materialism lean to- interpretive sociology and phenomenol-
ward this end of the polarity (Morris 1985: * See Notes section at end of article for all foot-
724; Sztompka 1991:3). They have been notes.

73
0278-4165/01 $35.00
Copyright © 2001 by Academic Press
All rights of reproduction in any form reserved.
74 SUSAN D. GILLESPIE

ogy, approaches that consider society to constrained and conditioned to act, and to
be constructed from human actions (Ar- validate actions and their consequences,
cher 1982:455). Methodological individu- by their sociocultural circumstances.
alism was a radical paradigm shift that Structure is thus both shaping of and
was equally biased, but in the opposite shaped by actors, who are both producers
direction (Sztompka 1991:4). Inevitably a and products of structure (Sztompka
new class of theories emerged—a “third 1994a:43).
sociology”—to bridge the dichotomy be- Despite this advance over earlier theo-
tween individualism and holism, examin- ries, continuing problems in agency ap-
ing the integrative relationships that link proaches have prevented the develop-
society and its members (1991:4; Ritzer ment of a satisfactory solution to the
and Gindoff 1994:13). Variously known as holism–individualism polarity. These in-
theories of agency, action, practice, and clude the lack of consistency in defining
praxis, they have been widely adopted in both structure and agency (Dobres and
anthropology since the 1980s (Ortner 1984: Robb 2000:8 –9; Ritzer and Gindoff 1994:9 –
144) and form an important component of 10) as well as in identifying actors or
postprocessual archaeology (Dobres and agents. Agents are often considered to be
Robb 2000; Hodder 1986:73–77). The inte- individuals, but sometimes agency is
gration of society and individuals—now in granted to taxonomic groups within soci-
terms of structure and agency— has be- ety, such as a class, faction, age group, and
come the central problem of modern so- gender, or to actual collectivities and in-
cial theory (Archer 1982:455; Giddens stitutions. In some perspectives, agency is
1984:35). a property limited only to dominant indi-
Agency theories in Europe and their viduals or groups.
counterparts in micro–macro sociology in In archaeology, one result of the failure
America began to take shape by the 1970s to adequately define structure and agency
(Ritzer and Gindoff 1994:6). These ap- is that purported case studies in agency
proaches have been labeled “methodolog- theory actually constitute a retreat back to
ical relationism,” in which “neither social methodological individualism (McCall
individuals nor social wholes can be ex- 1999:16), whose limitations agency theory
plained without analyzing the social rela- is supposed to overcome. Agents are typ-
tionships between them” (Ritzer and ically seen as dominant individuals acting
Gindoff 1994:14). In this country, Gid- in their own self-interests, which are fre-
dens’s (1979, 1984) structuration theory quently antithetical to society (Dobres and
and Bourdieu’s (1977) habitus have be- Robb 2000:9; cf. Sassaman 2000:149). Hod-
come popular, especially in archaeology, der (2000:23) recently suggested that for
although there are competing theories archaeologists to move beyond such “big
[Archer’s (1982, 1996) morphogenesis and man aggrandizer” models, they should
Sztompka’s (1991, 1994b) social becoming concentrate on the microscale biographi-
among others; see Ritzer and Gindoff cal analysis of individual “lived lives.”
1994:9 –10; Sztompka 1994a]. These theo- This approach renders society as epiphe-
ries typically posit a dynamic recursive nomenal as it leans even more toward the
relationship linking structure and agency. individualism pole.
They contend that human action creates In large part this inability to reconcile
or reproduces “structure” (e.g., social structure and agency, and the falling back
structural relations, cultural categories, on individual actions (with society or
and customary practices) such that society structure as mere backdrop), reflects the
is always in process. However, actors are contemporary Western fascination with
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 75

the individual as an autonomous, self-in- of groups and roles, but can be integrated
terested actor (Johnson 1999:83; Meskell within the contemporary perspective of
1996:11). This has been called the “illusion society as a “system of contexts, or forms,
of egocentrism” (Sztompka 1994b:271). of social action,” when such relationships
While some archaeologists (e.g., Bender come into play and are open to negotia-
1993:258; Hodder 2000:23; Johnson 1999:82; tion, subversion, and transformation
Knapp and Meskell 1997:189) recognize (Harrison 1985:128). The “emergent” qual-
that the idea of the “individual” is a his- ity of the human subject (Morris 1985:724)
torically contingent and quintessentially becomes apparent in social interactions,
modern social and political construct— as people act in the capacity of persons,
and this is not at all a new idea in social thereby internalizing structure as they
theory (Morris 1985:723)—a different con- engage in actions to reproduce or trans-
cept has not yet been proposed to replace form it.
the individual that incorporates the social Recent calls in archaeology for the in-
dimension of actors to thereby bridge the creased focus on the individual or the self
divide between people and society. in terms of “lived lives” and psychological
I suggest that one useful approach to constructions have emphasized three in-
this dilemma is to reexamine an old liter- vestigative domains. In decreasing order
ature on “personhood.” Personhood, as of archaeological accessibility, these are
opposed to the casual use of the term in- (1) burials, in which actual physical re-
dividual, is a topic that is infrequently mains are usually present together with
mentioned (e.g., Dobres and Robb 2000: material signifiers of the individual’s ex-
11) and more often left unexamined in periences and identities in life (Hodder
archaeology, although hints of this con- 2000; Meskell 1996); (2) imagery of hu-
cept survive in such contexts as the recog- mans (Knapp and Meskell 1997; Meskell
nition of social persona expressed in mor- 1996); and (3) written information on the
tuary ritual. Personhood, and the related intentions, actions, and selfhood of indi-
but distinct concept “selfhood,” can be an- viduals (Houston and Stuart 1998; John-
alyzed in terms of objective (behavior and son 1989, 2000). All three of these domains
structure) and subjective (mind and cul- come together in rare instances such as
ture) relationships or some combination that of the Classic Maya civilization of
of both (Ritzer and Gindoff 1994:14). southern Mexico and northern Central
While studies of the “person” should not America, where textual information and
replace those of the individual or self, they imagery concerning certain high-ranking
may provide a more balanced perspective, persons is being linked to actual skeletal
leaning more toward the side of society remains of individuals found in royal
and collective representations. tombs. As I will show, current interpreta-
A major component of personhood de- tions that treat these Maya figures as his-
rives from the enactment of relationships torically documented agents have relied
within a society, typically as part of every- too greatly on the Western concept of the
day experience or practice. These include individual. The elaborate tombs have
relationships between different persons, been assumed to reflect individual sta-
persons and groups, different groups, the tuses and aspirations. Actions and events
living and the dead, and people and ob- determined from portraiture or texts have
jects, since personhood is not confined to been credited to the unique motivations of
living human beings. 2 Furthermore, per- individual rulers. However, controversies
sonhood need not be relegated to the and disagreements have arisen concern-
older view of social structure as composed ing how to interpret who did what and
76 SUSAN D. GILLESPIE

why. One reason for these disagreements ACCOUNTING FOR THE


is the explanatory poverty of the notion INDIVIDUAL IN ARCHAEOLOGY
that Maya rulers acted as individuals
whose motivations can only be conjec- The Saxe–Binford Mortuary Program
tured. This article develops the proposal
that much of this explicit archaeological Despite the by-now stereotyped view
evidence for “individuals” consists of pur- that processual archaeology considered
poseful representations of persons, whose ecomaterialist forces as determinants of
identities, actions, and motivations were cultural stasis or change—typifying the
especially shaped by their membership in holistic paradigm—a number of the
a social unit. For the Maya aristocracy in “new” archaeologists were interested in
particular, this social unit was a multigen- identifying individuals in prehistory.
eration kin-based, hierarchically orga- These attempts included recognizing the
nized corporate group known as the works of individual craftsmen (e.g., Hill
“house.” and Gunn 1977), but a major impetus for
In order to show the need for a rethink- this research was the classification of an-
ing of individuals in the past as “persons,” cient societies into political (evolutionary)
as a means to bridge the structure–agency types, specifically egalitarian vs hierarchi-
divide, I discuss how the earlier mortuary cal, based on whether and how individu-
archaeology and later agency theory fo- als were treated differently upon their
deaths. While this type of analysis was
cused on individuals in order to investi-
occasionally done in the 1940s and 1950s
gate society and how both have been crit-
(Sears 1961:228-229), credit for this ap-
icized for their failure to pay sufficient
proach is most frequently given to Saxe
attention to the relationships between in-
(1970, 1971) and Binford (1971), originators
dividuals and groups. The concept of
of what is now called the Saxe–Binford
“person” as devised by the French sociol-
research program (Brown 1981:28, 1995:9;
ogist Mauss is then introduced to contrast
see also Pader 1982:53; Tainter 1978:106). 3
personhood with individual and self, in- The basic assumption in their approach
dicating how “individual” is a historically was that status differences in life were
specific construct. Personhood, which rec- reflected in differential treatment upon
ognizes the important social and collective death, such that burial variation, or its
component of one’s identity, is not incon- absence, would reflect the general struc-
sistent with an actor-oriented or agency tural features of a society (Saxe 1971:39;
approach. On the contrary, it provides a see Binford 1971:18; O’Shea 1984:3;
critical sociocultural context for elucidat- Peebles 1971; Peebles and Kus 1977; Roths-
ing the recursive relationship between child 1979). In other words, social organi-
people and groups. The second half of the zation was considered the “primary deter-
article provides the case study from the minant of variation in mortuary practices
Classic period Maya to demonstrate how and burial form” (Carr 1995:106). Diagnos-
quite different interpretations will result tic differences in burial treatment include
pertaining to both grave treatment and the expense of grave preparation, its loca-
symbolic evidence for agency when the tion with respect to other features or de-
contextually defined “person” is substi- fined spaces, the quantity and quality of
tuted for the generic “individual.” The re- grave furniture, and the position and ori-
consideration of Maya actors as persons entation of the body.
will ultimately entail a rethinking of Maya Significantly, in order to clarify the so-
sociopolitical organization and history. cial phenomenon reflected in burial treat-
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 77

ment, both Saxe (1970) and Binford (1971) representations as religious beliefs and
drew upon Goodenough’s (1965) innova- worldviews (Carr 1995:110 –111; Morris
tion of the terms “social identity” and “so- 1991:147). Other studies have shown that
cial persona,” concepts which he differen- burial variability need not signify whether
tiated from “status” as previously defined a society is egalitarian or ranked (Pearson
by Linton (1936:113). Recognizing that all 1982; Huntington and Metcalf 1979:122).
living individuals assume several social In short, variablity in burial treatment
identities, and not all at the same time, may indicate something quite other than
Goodenough (1965:7) coined the term “so- the usually assumed “fossilized terminal
cial persona” for the composite of social statuses of individuals” (Peebles 1971:69).
identities selected as appropriate to any This has become an especially thorny is-
specific interaction. As used in mortuary sue where child burials have the kind of
analyses, the social persona was consid- treatment that, if found with an adult,
ered dependent on such common deter- would be taken to indicate a high rank.
minants of identity as age, sex, relative The initial assumption was that the child
rank or position in a social unit, and affil- did indeed have an ascribed status, evi-
iation of the deceased to other groups. dence for a hierarchical society (Saxe
Other archaeologists, however, used less 1970:7; Rothschild 1979:661; Tainter 1978:
well-defined concepts to indicate distinc- 106). This supposition was found not to be
tions among grave treatments, including universally supported by archaeological
status (e.g., Peebles 1971; Rothschild 1979), and ethnographic evidence (Hayden 1995:
rank (e.g., Brown 1981; Peebles and Kus 49 –50). An alternative view—that it is
1977), and wealth (e.g., Rathje 1970; see more likely the status of the child’s par-
Pader 1982:57). ents that is being marked in this way—
The early work of Saxe and Binford, and calls into question the operating assump-
the subsequent scholarship influenced by tion that grave treatment reflects the
their research program, constituted a ma- status of the deceased individual (Brown
jor advance in the archaeological analysis 1995:8; Pader 1982:57).
of social organization, parts of which are Furthermore, there is the larger arena of
gaining newfound respect (e.g., Morris mortuary ritual that must be considered,
1991). Eventually, however, much of this of which the grave is only one part. The
work came under attack, the substance of context of mortuary practices extends far
which can be only briefly discussed here beyond the cemetery or burial place
(see also Brown 1995). A frequently noted (Pearson 1993:226 –227). Grave furniture
shortcoming is the explanation of mortu- may reference the burial ritual itself
ary treatment as dependent on a single rather than the social status of the de-
variable—social organization—a view ceased (Pader 1982:58). That which is as-
which is antithetical to the contemporary sociated with the body represents only a
emphasis in archaeology on cross-cultural portion of a series of actions, which may
and historical variability. For this reason, serve to distort or mask social relations
Ucko’s (1969) earlier caveat concerning and identities rather than accurately re-
the diversity of mortuary beliefs and prac- flect them (Hodder 1982:201). Mortuary
tices is often cited (e.g., Chapman 1994:44; ritual often includes multiple stages of
Pearson 1993:204). The assumption that body processing and prolonged second-
graves are reflections of social order is ary funerary rites carried out in various
considered simplistic and unworkable locations, as first described in the classic
[but see Brown (1995) for a response], and study by Hertz (1960 [1907]).
fails to take into account such collective In sum, mortuary rituals have more to
78 SUSAN D. GILLESPIE

do with the relationships negotiated by the dead represent the social collectivity, for
survivors between themselves and the example, becoming generic ancestors in
dead and/or the ancestors the dead will the oft-cited example of the Merina of
become (Joyce 1999, n.d.; Pearson 1982: Madagascar (Bloch 1982:220; see also
112, 1993:203). These rituals pertain to re- Chapman 1994; Glazier 1984).
lationships within and among the social Thus, the critique of the early mortuary
units that were involved with the de- archaeology points to the need for a per-
ceased, including political and economic spective that relates the individual bodies
relationships (Brown 1995:4; Goldstein archaeologists excavate to other persons
1981:57). Items included with a child’s within the multidimensional contexts of
burial may better indicate the relationship social dynamics beyond the grave itself.
of the parents with their deceased child The social persona cannot be considered
(Joyce 1999:21; Hayden 1995:44 – 45; Pader an essentialized attribute of a single indi-
1982:62), and there is no reason why the vidual—a terminal status— but must take
same marking of relationships should not into consideration enacted links to other
hold for adults as well. Pader (1982:58) persons. This factor had not been ne-
cites Edmund Leach on this point: “If glected in the earliest studies (Binford
graves are in any way an index of social 1971:17; Peebles 1971:68; Saxe 1970:6, 9),
status it is the social status of the funeral but it subsequently had received less at-
organisers as much as the social status of tention.
the deceased that is involved.” Drawing Brown (1995), in a recent review of the
especially on ethnographic information, Saxe–Binford program, suggested that the
Joyce (n.d.:4) concludes that “ancient buri- implicit focus in mortuary archaeology on
als can be viewed as particularly charged identifying the status of individuals re-
sites through which the living survivors sulted from the relatively common occur-
inscribed the dead into social memory in rence of finding individual bodies in sep-
particular ways, as part of an ongoing pro- arate graves. This situation called for the
cess of spinning webs of social relations application of a theory that would link
between themselves and others.” individual variability to social organiza-
Hertz’s thesis that mortuary practices tion. Thus, Goodenough’s role theory was
are determined by the relationships con- adopted to characterize the identities of
structed to link the corpse, the soul, and those individuals while living (1995:11).
the living mourners has been called the Brown (1995:5) further observed that this
closest thing to middle range theory in intellectual framework reflects the con-
mortuary archaeology, amenable to cross- temporary experience of the archaeolo-
cultural applications (Carr 1995:176). The gists who devised it, namely, the common
dead, who are often transformed into an- Euro-American practice of assigning so-
cestors or other forms of spirits as the cial identities to individuals and interring
result of funerary rites, are resignified at them in separate graves.
the time of death rituals and also in sub-
sequent actions that may involve handling Agency Approaches
their curated remains and in rites of com-
memoration that innovate social memo- The concern for the individual, now as
ries of the dead for political ends (Chap- an actor and not a reflection of social or-
man 1994:46; Kuijt 1996; McAnany 1998; der, is an important component of con-
Morris 1991:156; Pearson 1982:101, 1993: temporary archaeological theory (Hodder
203). Such ritual may purposely result in 1986:6). The shift away from systemic or
the loss of individual identities as the ecological holism toward agency or actor-
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 79

centered approaches (Bell 1992:30; John- cern in Giddens’s writings and outside of
son 1989:189; Robb 1999:3) raised its own the more collective, less conscious nature
series of problems, for in archaeology of Bourdieu’s (1977:72ff) habitus. Conse-
agency is often little more than a quently, such studies are not much differ-
“buzzword” (Robb 1999:3; see Dobres and ent from competing theories of method-
Robb 2000). The actor is seldom defined as ological individualism and rational actors.
a contextually relevant construct (e.g., Indeed, Ortner (1984:151) characterized
Gillespie 1999:225; Johnson 1989:190). One practice approaches in anthropology as a
reason for these shortcomings may be the whole as dominated by a concept of mo-
common reliance on Giddens’s structura- tivation derived from “interest theory,”
tion theory, whose fullest exposition is in based on an “essentially individualistic,
his 1984 book The Constitution of Society and somewhat aggressive, actor, self-in-
(Giddens 1991:204). terested, rational, pragmatic, and perhaps
Giddens’s approach differs significantly with a maximizing orientation as well.”
from that of other agency theorists, who This theory has been heavily criticized
tend to lean toward the side of structure, and is too narrowly focused on rationality
in that it embodies agency in human ac- and “active-ness” (1984:151). 4 It assumes
tors (Sztompka 1994a:38 –39). “Structure,” pragmatic rationality as the universal
idiosyncratically defined by Giddens as dominant motivation for action, in con-
organizing principles or rules and re- trast to agency theory, which views actors
sources (Ritzer and Gindoff 1994:10), is as “socially embedded, imperfect, and of-
drawn upon by actors in their everyday ten impractical people” (Dobres and Robb
lives, primarily as “practical knowledge” 2000:4). Interest theory also disregards the
that is routine and taken for granted. Ac- growing literature that demonstrates
tors engage this knowledge and then re- cross-cultural variation in the conceptions
flect on the consequences of their actions of self, person, and motivation (Ortner
as they understand them—for they may 1984:151).
be at odds with intentions and expecta- This approach is apparent in several ap-
tions—thereby reproducing or changing plications of agency theory to cultural
the knowledge and conditions that origi- evolution in prehispanic Mesoamerica,
nally enabled their actions (Giddens 1984: provided here as just one example. 5 Mar-
2– 4). Giddens thus proposed that cus and Flannery (1996:31) explicitly
adopted the “essentially individualistic,
[t]he constitution of agents and structures are
not two independently given sets of phenom- self-interested, rational, and pragmatic”
ena, a dualism, but represent a duality. Accord- actor from interest theory for their model
ing to the notion of the duality of structure, the of the evolution of Zapotec civilization in
structural properties of social systems are both Oaxaca. Using Giddens’s concepts to ac-
medium and outcome of the practices they re-
count for the rise of social inequality in
cursively organize. Structure is not ’external’ to
individuals: as memory traces, and as instanti- lowland Mesoamerica, Clark and Blake
ated in social practice, it is in a certain sense (1994:28) concluded that societal changes
more ‘internal’ than exterior to their activities in “result from the purposive action of indi-
a Durkheimian sense. Structure is not to be viduals pursuing individual strategies and
equated with constraint but is always both con-
agendas within the structural constraints
straining and enabling. (1984:25)
of their cultural system.” Joyce and Win-
As applied to archaeology, however, ter (1996:33), in a similar study to account
McCall (1999:16 –17) observed that agency for the rise of social complexity in Oaxaca,
theory has more frequently focused on also focused their interpretation on “indi-
actors’ intentions, which is a minor con- vidual-level behavioral strategies.” How-
80 SUSAN D. GILLESPIE

ever, a more ambitious attempt by Blan- noncapitalist formations and their subjec-
ton and colleagues (1996) to use agency tivity,” and his concepts are thus difficult
theory to account for evolutionary change for anthropologists to utilize (Karp 1986:
throughout Mesoamerican prehistory de- 134, 132). Structuration theory was devel-
veloped two contrasting political-eco- oped in reference to “highly self-controlled
nomic strategies, one more individualistic individuals in advanced industrialized soci-
and the other more collective. The “net- eties. But it is unable to show how this kind
work” strategy was based on “individual- of individual came to develop in the first
centered exchange relations” (Blanton et place: for Giddens, people have, apparently,
al. 1996:4), while the “corporate” strategy always been the same since the dawn of
emphasized “a corporate solidarity of so- history” (Kilminster 1991:101). Archaeolo-
ciety as an integrated whole” (1996:6; see gists who apply Giddens’s model to the past
also Blanton 1998:149 –150). should not be unduly criticized for failing to
Some of these studies were criticized for adequately define the actor and for implic-
their failure to adequately develop the so- itly assuming, as Giddens does, the contem-
cial context of human action. Joyce and porary Western concept of the individual.
Winter were accused of focusing “almost In seeing the individual as a self-con-
entirely upon autonomous, strategizing tained entity, Giddens’s model of structu-
individuals” without concern for “[s]ocial ration—a process that depends upon in-
roles such as gender, occupation, and kin- teraction— has been faulted for its failure
ship” (Brumfiel 1996:49) that shaped their to consider the interdependence of actors:
identities, motivations, and options. “individuals are seen here only in the first
Criado (1996:54) remarked that the em- person, as positions. There is no concep-
phasis on individual-centered strategies tual grasp of the perspective from which
incorporates a model of agency only as it they themselves are regarded by others in
operates in postindustrial capitalist soci- the total social web, nor of their combined
ety. Thus, agency applications in archae- relatedness” (Kilminster 1991:99; empha-
ology are being faulted for presuming the sis in original). In a similar critique of
universality of the Western notion of the Giddens’s work, Sewell (1992:21) asserted
individual, the same critique applied to that “agency is collective as well as indi-
the more holistic mortuary archaeology vidual . . .The transposition of schemas
analyses. However, the individual as a and remobilizations of resources that con-
unit of investigation has become even stitute agency are always acts of commu-
more emphasized in the paradigm shift in nication with others.” Sewell (1992:21)
Anglo-American archaeology from deter- suggested shifting attention away from
minist to rational actor approaches (Hod- the individual toward relationships en-
der 1986:6 – 8). acted with others (see also Kilminster
This situation is not unexpected given 1991:100), which gets back to the core of
that the “individual as a self-motivated agency theory as “methodological rela-
agent” is fundamental to Euro-American tionism.”
social philosophy (Varenne 1984:281). In In short, a critical component missing
fact, the same criticism has been lodged from the influential works of Giddens is a
against Giddens himself. His notion of the recognition of the “[d]ifferences in per-
actor is derived from the Western concept sonhood” (Karp 1986:133; see also Devil-
of the individual and is never sociocultur- lard 1995). This comment refers to the
ally constituted, only structurally situated early anthropological literature on the
(Pazos 1995:220). Giddens “is simply un- constitution of the “person,” concerned
interested in the characteristics of the with the construction of mutually identi-
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 81

fying relationships linking people in soci- formed an “indivisible unit of analysis.”


ety. It is worthwhile to review this litera- He therefore introduced his own termi-
ture to determine where it might shed nology—social identity and social per-
light on the problems at hand, especially sona—although their definitions are not
as it points specifically to the historical easy to apply to specific instances, partic-
development of the Western notion of the ularly in archaeology. Social identity is
individual within the more general notion “an aspect of self that makes a difference
of personhood. in how one’s rights and duties distribute
to specific others” (1965:3), to be distin-
PERSON, PERSONNAGE, AND guished from “personal identity.” Social
INDIVIDUAL persona is “[t]he composite of several
identities selected [by an individual] as
The idea of personhood has deep roots appropriate to a given interaction” (1965:
in anthropology, going back to the time 7). Archaeologists actually reframed these
when holistic approaches were dominant, definitions to make them workable with
and perhaps it has become somewhat ne- respect to mortuary analysis and the rep-
glected for that reason. In American an- resentation of identities of a deceased in-
thropology theorists were concerned with dividual. Social identity now referred to a
defining concepts such as status, role, and category of person, social position, or sta-
social identity that later influenced the in- tus (Saxe 1970:4), lumping together that
terpretations of Saxe and Binford. Linton which Goodenough tried to keep sepa-
(1936:113) defined a status as a collection rate. Social persona was understood as the
of rights and duties constituting a position “composite of social identities maintained
in a particular pattern of reciprocal behav- in life and recognized as appropriate for
ior. Status cannot exist alone but only in consideration at death” (Binford 1971:17),
relation to the overall societal pattern. Hu- assuming that death must require the full-
mans enact these statuses as roles, est representation of the deceased’s vari-
thereby reproducing society. Linton con- ous social identities (Saxe 1970:6).
trasted this abstract meaning of a status Across the Atlantic this issue was tack-
with the status of any individual as “the led from a different angle by the French
sum total of all the statuses which he oc- sociologist Mauss, a student of Emile
cupies” (1936:113). In this usage, status Durkheim, in a 1938 essay (Mauss 1985).
can refer to both a position in a network of Mauss examined empirical information
relationships and to individuals occupy- from Zuni Pueblo, the Kwakiutl, and other
ing one or more of those positions, a peoples concerning their clan organiza-
source of confusion that Linton acknowl- tion. He observed that each clan owned a
edged: “Since these rights and duties can set of names—really titles relating to the
find expression only through the medium clan totem—that were distributed to clan
of individuals, it is extremely hard for us members, who also assumed kinship po-
to maintain a distinction in our thinking sitions that determined rank and author-
between statuses and the people who hold ity, altogether forming a complex social
them and exercise the rights and duties classification system. He concluded, “on
which constitute them” (1936:113). the one hand, the clan is conceived of as
Goodenough (1965:2) complained that being made up of a certain number of
Linton and others had mistakenly merged persons, in reality of ’characters’ (person-
statuses— combinations of rights and du- nages). On the other hand, the role of all of
ties—with social positions and with cate- them is really to act out, each insofar as it
gories of persons, assuming that they all concerns him, the prefigured totality of
82 SUSAN D. GILLESPIE

the life of the clan” (1985:5). Each person- Graeber 1996; Howell 1989; Kan 1989;
nage was a metonymic referent to that to- Strathern 1981). The social persona is seen
tality, taking its position with respect to all as an intersection of different qualities—
the others. gender, age, birth order, kin groups of
Independently, in the 1920s Franz Boas parents and affines, life experiences, and
was having problems classifying the metaphysical essences— but personhood
Kwakiutl local group (numayma) as a kind is something more. It is often encom-
of clan. He ultimately suggested that passed by a title or name and materialized
by insignia, totemic crests, or badges of
[t]he structure of the numayma is best under-
stood . . . if we disregard the living individuals office. They signify a category of being
and rather consider the numayma as consisting that may be coextensive with specific
of a certain number of positions to each of which groups, property, and places. Personhood
belong a name, a ‘seat’ or ‘standing’ place, that has rank or status implications vis-à-vis
means rank, and privileges. Their number is
other persons and may also be associated
limited, and they form a ranked nobility. . . .
These names and seats are the skeleton of the with estate/caste/class, religion, ethnicity
numayma, and individuals, in the course of their or ancestral group, and occupation. In
lives, may occupy various positions and with Mauss’s conception, specific “persons”
these take the names belonging to them. (in exist in perpetuity. They preexist those
Lévi-Strauss 1982:169)
humans who take on these identities, and
From the perspective taken by Mauss at certain times it is possible that no hu-
and Boaz, the embodiment of personnages man being will embody a specific person-
as “names” or “seats” reproduces social nage, which nevertheless exists as a cate-
units that compose society, which should gory and thus as a means of interrelating,
be seen as much more than a collection of or potentially interrelating, people, ances-
clans or descent groups. Individuals at tors, places, and things.
various stages in their lives assume the Personhood is not an automatic status
titles and associated roles, ranked posi- and often conjoins separate components
tions, and ritual behavioral prescriptions acquired over a lifetime or beyond. Such
that belong to the clan and thereby define acquisition is the focus of a great deal of
it and shape its relationships to other ritual as well as utilitarian effort and ex-
clans. For the Kwakiutl, as Mauss (1985:8) penditure of resources, usually involving
explained: many people because their own identities
are impacted by their relationships with
[w]hat is at stake in [the keeping of titles within
the clan] is thus more than the prestige and the others (LaFontaine 1985:132). Individuals
authority of the chief and the clan. It is the very who embody a specific person represent-
existence of both of these and of the ancestors ing a unique constellation of features may,
reincarnated in their rightful successors, who by dint of effort or luck, add to or subtract
live again in the bodies of those who bear their from those features. Biographies of per-
names, whose perpetuation is assured by the
ritual in each of its phases. The perpetuation of sons are always changing, based on real
things and spirits is only guaranteed by the per- “lived lives” and on how these are memo-
petuating of the names of individuals, or per- rialized later. Conversely, some people in
sons. These last only act in their titular capacity a society may never be recognized as hav-
and, conversely, are responsible for their whole ing achieved full personhood, especially
clan, their families and their tribes.
slaves and children (Fortes 1973:304ff; Kan
The subsequent ethnographic literature 1989:64), so the coincidence of human be-
that makes use of the notion of person- ing and person is not always complete.
hood further reveals its important fea- Mauss’s concept of personnage might
tures (e.g., Barraud 1990; Fortes 1973; seem to place too much emphasis on the
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 83

social collectivity and on determinative their interdependence within the total so-
social constructionism, of which the cial web as a collective medium for
Durkheimian school has long been ac- agency, by their assumption of the status
cused (Goody 1962:27). However, Fortes (in the Lintonian sense) of personnages to
(1973:287), in reviewing Mauss’s ideas, become a person. This complex social sys-
more explicitly linked “person” to “the tem is instantiated in practice, including
perennial problem of how individual and daily routines involving the navigation of
society are interconnected in mutual reg- the constructed landscape (e.g., Barrett
ulation,” which is the central problem in 1994; Bourdieu 1973), the exchange of ob-
social theory. Fortes (1973:286) asked: “If jects (e.g., Barraud et al. 1994; Howell
personhood is socially generated and cul- 1989), and other social interactions. It is
turally defined, how then is it experienced especially prominent at life-crisis rituals,
by its bearer, the individual?” In response, such as funerals, when people are most
he observed that the analyst must keep “invested with the capacities of person-
distinct the hood specific to defined roles and sta-
tuses” (Fortes 1973:287).
two aspects of personhood. Looking at it from
the objective side, the distinctive qualities, ca- Mauss’s original intention was to de-
pacities and roles with which society endows a velop an evolutionary outline for these
person enable the person to be known to be, and concepts. From the personnages of tradi-
also to show himself to be the person he is tional societies, he traced the develop-
supposed to be. Looked at from the subjective
ment in Western thought, beginning with
side, it is a question of how the individual, as
actor, knows himself to be— or not to be—the the Romans, of the personne as a juridical
person he is expected to be in a given situation and later moral entity that is autonomous
and status. The individual is not a passive bearer and subject to rights and duties (Mauss
of personhood; he must appropriate the quali- 1985:18). It need not be a human being but
ties and capacities, and the norms governing its
can refer to corporations, cities, or univer-
expression to himself. (Fortes 1973:287) 6
sities as a “collective person” (1985:19). An
As in practice or agency theory, the po- even more recent development since the
sitions themselves, and the interdepen- Reformation and Enlightment was the
dent or oppositional relationships with emergence of the category Mauss called
others that they entail, do not exist except “self” (moi) and its coincidence with per-
when “person” and “other” are defined in sonne (1985:20 –22) in Western philosophy.
social interaction and in the reflection and This combined category is the basis of the
discourse that follow from it. The actor Western concept of the “individual” as a
does not simply play a role society has self-contained, autonomous moral entity.
determined for him: “he has not simply Mauss’s 1938 article had little impact on
put on the mask but has taken upon him- Anglo-American anthropology and was
self the identity it proclaims. For it is generally neglected in ethnography (La
surely only by appropriating to himself Fontaine 1985:123; Morris 1985:736). How-
his socially given personhood that he can ever, it may have influenced Radcliffe-
exercise the qualities, the rights, the du- Brown’s 1940 essay “On Social Structure”
ties and the capacities that are distinctive (reprinted 1952), which distinguished “in-
of it” (Fortes 1973:311). dividual” from “person” as follows: every
Incorporating the notion of personhood human being as an individual is a “bio-
is one means for better comprehending logical organism” and as a person is “a
structuration as the mutual constitution of complex of social relationships.” The fail-
society and individual. Structure is inter- ure to distinguish the two is “a source of
nalized by individuals in the context of confusion in science” (1952:193). However,
84 SUSAN D. GILLESPIE

it was Mauss’s pupil, Dumont, and his their efforts studying non-Western peo-
followers who have maintained the dis- ples, should be paying more attention to
crimination in Mauss’s original essay be- this issue (Barraud et al. 1994:4) because
tween the person as a feature of many undue emphasis on the individual dis-
traditional societies and the Western no- torts our interpretations of non-Western
tion of the individual as a value, a merger societies (Dumont 1975). This distinction
of “person” and “self” in Mauss’s terms. is particularly critical to the holism/indi-
This contrast is now more usually labeled vidualism duality that agency theories
the dichotomy between person and indi- are struggling with: “In Western notions
vidual. Dumont (1970:11) traced the devel- of personhood, bounded units of the
opment of the individual to the European species are seen as ipso facto morally
introduction of the social division of labor self-contained, and further are set in op-
and the French Revolution. Others see its position to nature and society. Social sci-
origin in the bureaucratic nation-state (La ence notions of personhood that emi-
Fontaine 1985:136 –138) or as early as the cally oppose ‘the individual’ to ‘society’
Medieval period (Barraud et al. 1994:4). are best understood as flowing from this
While this terminology introduces the as- specifically Western conception. But in
sumption that the Western “individual” is other cultures, the ethical entity, the
an essentialized concept, and there is person, may be conceived along rather
likely variability in the notion of the self different axes” (Strathern 1981:168 –169).
among Westernized societies (Sökefeld
In considering representations of sta-
1999:418), the contrast between individual
tus or social persona in mortuary treat-
and person remains a useful heuristic de-
ment, and in judging the contexts and
vice.
motivations for agency, archaeologists
Whatever its developmental trajectory,
should be aware of the profound differ-
in Western society, characterized as indi-
ence between “person” and “individual”
vidualistic versus holistic, or as modern
as culturally specific constructions and
versus traditional (Barraud 1990:215; Du-
mont 1970:9), the individual is “a particu- that the individual in this sense did not
lar cultural type (of person) rather than a exist for most of the past. They should
self-evident analytical category” (Strath- further consider that “the practices by
ern 1981:168). In individualistic societies means of which actors construct their
like ours, “society is constituted of auton- social world, and simultaneously their
omous, equal units, namely separate indi- own selves and modes of being in the
viduals and . . . such individuals are more world, are . . . symbolically constituted
important, ultimately, than any larger and themselves symbolic processes”
constituent group . . . . The Western con- (Munn 1986:7). As I suggest in the fol-
cept of the individual thus gives jural, lowing case study, what have often been
moral and social significance to the mortal seen as individualistic representations
human being, the empirically observable and actions may be better understood as
entity” (Alan MacFarlane in La Fontaine social constructions that symbolically
1985:124). refer to “persons,” whose identities, sta-
If in our own society the individual tuses, and motivations were shaped by
has absolute value, then not surpris- their linkages to others in a collectivity.
ingly, it is difficult for us to maintain the The interpretive differences that result
distinction between individual and per- from this perspective are significant
son (La Fontaine 1985:125). Neverthe- enough to warrant serious consideration
less, anthropologists, who spend most of of the personhood of actors in the past.
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 85

assigned to the individual has resulted in


some interpretive difficulties. An analyti-
cal shift away from the individual as a
natural unit toward the relationships that
are created and maintained among inter-
acting persons may alleviate some of
these difficulties and allow prehistorians
to broaden their understandings of social
dynamics.
The Maya are an interesting case for
this purpose 7 because they created many
human images juxtaposed with written
texts which, since the pioneering work of
Proskouriakoff (1960), have been inter-
preted as depicting named historical indi-
viduals, namely rulers and their close
family members or high-ranking subordi-
nates, the most powerful agents in Maya
society (Coe 1984:166). The monumental
inscriptions are thus thought to record the
“grand assertions of kings” (Freidel 1992:
129). Sculpted in bas-relief on stone stelae,
lintels, panels, and similar objects used in
association with architecture or defined
spaces, these images are typically not por-
FIG. 1. Map of the Maya area (southern Mexico
traits in the usual sense of depicting exact
and northern Central America) showing major Clas-
sic period sites mentioned in the text. Maya language physiognomy. Instead, the textual and
names are in italics. iconographic symbols identify the persons
and show them engaged in some ritual
action (Schele and Miller 1986:66). Some
MAYA REPRESENTATIONS of the artworks from Palenque, however,
OF PERSONHOOD are an exception for they are believed to
be lifelike portraits (1986:64 – 66). Because
Representations of Maya Individuals of the huge effort and expense devoted to
describing and picturing the activities of
The archaeological concerns for identi- individual kings—the “public glorification
fying individuals in mortuary analyses of named rulers”—and also to building
and in other actor-centered contexts ac- their palaces and tombs, Blanton and col-
cessible through imagery and text have leagues (1996:12) considered the Classic
coincided in interpreting events of the Maya to exemplify the individualizing
Classic Maya civilization of southern Me- “network” political strategy: “Elite fami-
soamerica (ca. 250 –1000 A.D.; Fig. 1). Data lies promoted the cults of named rulers
from the Late Classic site of Palenque, and the rhetoric of royal descent and an-
Mexico, are highlighted here, although a cestor veneration” (Blanton et al. 1996:12),
similar analysis could be carried out for especially with the erection of impressive
any center with equivalent information on pyramids for the tombs of rulers in the
dynastic history and royal tomb occupa- Late Classic (600 –1000 A.D.).
tion. I emphasize how the value implicitly By the time of Welch’s (1988) survey of
86 SUSAN D. GILLESPIE

lowland Maya mortuary practices, the platform with a masonry building (a tem-
skeletal remains in about a dozen such ple or shrine) on top. In 1952 Ruz Lhuillier
tombs had been matched with the names discovered a hidden stairway descending
of rulers mentioned in the inscriptions from the temple floor over 20 vertical
(1988:Table 99), and that number contin- meters into the interior of the platform to
ues to grow. Being able to associate a below ground level, terminating in a
unique individual known from the written vaulted chamber. Nearly filling this cham-
record with specific physical remains pre- ber is a massive limestone box hollowed
sents obvious advantages to the archaeol- out to hold the remains of a single adult
ogist. Moreover, text-aided archaeology male, in correct anatomical position
has been suggested as a means to better (Dávalos Hurtado and Romano Pacheco
understand the “theoretical question of 1992:333). 9 The four sides of this sarcoph-
’the individual’” (Johnson 1989:190; see agus are sculpted with images of 10
Meskell 1996:11ff). Nevertheless, the situ- named men and women, identifiable from
ation can actually become more clouded inscriptions as predecessors of the sar-
than in nonliterate societies, as Trinkaus cophagus’s occupant. He is depicted in
(1984) noted. Not only is mortuary ritual full figure on the separate, nearly 4-m-
now seen as an opportunity for manipu- long limestone slab that forms the sar-
lating statuses and identities (e.g., Joyce cophagus lid (Robertson 1983:57, 65). His
1999:22; Pearson 1982), but “written name was read phonetically as Pakal, and
records are acts of symboling in them- his biography as written in Palenque’s in-
selves . . . [and] the use of written records scriptions was first analyzed in a seminal
as factual notation and as powerful ma- decipherment by Mathews and Schele
nipulators of fact is fundamental to the [1974; the name was later more completely
organization of the complex societies that read as Hanab-Pakal (Schele and Mathews
produce them. Those which describe ritu- 1998:95)]. The entire structure was appar-
als therefore pose, at the very least, a dou- ently made to house the sarcophagus be-
ble blind for interpretation” (Trinkaus cause the tomb chamber and sarcophagus
1984:675). This problem has been recog- had to be in place before the pyramidal
nized for the Maya in the sense that the platform was constructed above.
surviving texts would have been commis- Who built this grandiose funerary ar-
sioned only by successful lords to tout chitecture has become a subject of dis-
their achievements (Schele and Freidel agreement. When Ruz Lhuillier first exca-
1990:55), and the promulgation of what we vated the Temple of the Inscriptions, he
call “propaganda” is thought to have been likened its construction to that of the Old
a major function of writing in Me- Kingdom pyramids of Egypt and pre-
soamerica (Marcus 1992:16). sumed that the occupant commissioned it
The “double blind” of the manipulative for his personal use (Ruz Lhuillier 1992:
uses of both mortuary ritual and writing 285). More specific arguments to prove
appears in certain continuing controver- that Pakal built his own tomb and temple
sies concerning the famous royal tomb in include the fact that the articulated body
the Temple of the Inscriptions at was surely placed in a prepared coffin
Palenque. 8 Although these arguments soon after death (Sabloff 1997:187). The
seem simplistic today, they succinctly sloppy execution of part of the sarcopha-
characterize the difficulties that may arise gus bas-relief must mean that death oc-
when considering the individual as a self- curred after the carving had begun but
interested rational actor. The Temple of before it was finished (Schele and Freidel
the Inscriptions is a massive pyramidal 1990:468 – 469). Furthermore, why was a
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 87

fine stairway needed from the temple Inscriptions was built after Pakal’s de-
down to the tomb except to inter the body mise. She noted that the body could have
after the platform and temple were fin- been placed within the hollowed-out
ished (Robertson 1983:24)? The supposi- limestone container, quickly sealed with a
tion that Pakal designed his tomb some 10 plain inner lid, soon after death, before
years before his death—the time needed the sarcophagus sides were carved and
to build it— has generally prevailed (Coe the temple-pyramid constructed over the
1988:234; Robertson 1983:23–24; Schele tomb. The stairway was needed for the
and Freidel 1990:225; Schele and Mathews final rituals, when the great sculpted
1998:97). Foncerrada de Molina (1974:78, cover, which was housed beside the sar-
my translation) called the structure a cophagus, was finally moved into place.
“monument to individuality, in this case, Her scenario thus introduces a long time
that of a ruler . . . who could exercise his span between death and the final inter-
authority over the inhabitants of the ment ritual. She further suggested that
Palenque area, even attaining, for his per- this building project was undertaken to
sonal glory, the erection of the most spec- fulfill the personal political aspirations of
tacular mausoleum in all the Maya area.” Pakal’s successor, Snake-Jaguar (Kan-
In this supposition we see the usual pre- Balam in Yucatec Maya; his name was not
sumption that grave treatment reflects the written phonetically). Despite the promi-
status of the deceased—a great tomb is nent portrait of Pakal on the sarcophagus
the sign of a great man. lid, and the recounting of his life events in
Palenque’s rulers, like those elsewhere the inscriptions in the temple above his
in the Maya world (e.g., for Tikal, Havi- tomb, that text does end with the state-
land 1992), are further seen to have had ment of the accession of Kan-Balam
political motivations to commission build- (Schele and Mathews 1998:104 –108). Kan-
ings and monuments “designed to gain Balam also is believed to have commis-
personal glory” and to fulfill their “per- sioned the three temples in the adjacent
sonal agendas” (Schele and Freidel 1990: Cross Group complex, which prominently
244, 261). The attribution of a building or display his image, as “the monument to
stone monument is typically given to his personal accession to the throne”
whoever’s name or image appears most (Freidel 1992:124; see Robertson 1991:9;
prominently on it. However, the assump- Schele and Freidel 1990:237).
tion that Pakal was motivated by self-in- Other evidence for the actions and mo-
terest to build his tomb presupposes that tivations of these two important Palenque
it was not in anyone else’s greater interest rulers comes from the unusually promi-
to do so. Most of the Maya evidence indi- nent retrospective dynastic information in
cates that survivors typically built or ren- the texts and images of the Temple of the
ovated structures to house the dead Inscriptions and the Cross Group. The
(Bassie-Sweet 1991:75; Welsh 1988:186), history of the ruling house takes the form
the death often triggering new construc- of king lists rather than a genealogy. As
tion (McAnany 1998:276). At Caracol, Bel- Schele and Freidel (1990:220) remarked,
ize, however, some tombs were built be- “[t]he very existence of these king lists
fore they were needed, and of these, some raises questions about their context and
were never used (Chase and Chase 1998: motivations of the men who made them.
311), indicating variability in Maya prac- What so fascinated and troubled these
tices. men that they felt compelled to present
Bassie-Sweet (1991:75) proposed a such a comprehensive treatise on their dy-
counterargument that the Temple of the nasty on such important monumental
88 SUSAN D. GILLESPIE

space?” The answer, they suggested, is tify the short figure as the deceased Pakal
political manipulation. Palenque, like handing the insignia of rulership to his liv-
some (but not all) Maya centers, displays ing son (Schele and Freidel 1990:242, 470 –
female images and names in the monu- 471). However, others (Floyd Lounsbury in
ments. However, at Palenque women Schele and Freidel 1990:470; Bassie-Sweet
were said to have achieved paramount 1991:203) have suggested, on the basis of the
status [ch’ul ahaw, “holy lord” (Freidel identifying text adjacent to the short figure,
1992:130)], considered a serious breach of that this is Kan-Balam as a child. He was
the presumed strict rule of patrilineal suc- shown in each panel at two different times
cession and inheritance (Schele and in his own life, heir-designation and acces-
Freidel 1990:84 – 85). The woman named as sion, with Pakal’s role visually invisible.
Pakal’s mother, Sak-K’uk’ (White Quetzal A more acrimonious argument, related
bird), was one such female ruler named in to the same issues of symbolic represen-
the retrospective texts. She is thought to tation, concerns the age of Pakal at death.
have been a “masterful politician, able to The physical anthropologists who exam-
manipulate the rival interests of her pa- ined the skeletal remains in the sarcoph-
ternal clansmen” as she managed to be- agus reported in 1955 that the man died at
queath the throne to her own son while he an age between 40 and 50 (Dávalos Hur-
was still a child (Schele and Freidel 1990: tado and Romano Pacheco 1992:333). Two
220). Having inherited the throne under decades later, epigraphers deciphered the
inauspicious circumstances, Pakal, and hieroglyphic inscriptions and read Pakal’s
later his son Kan-Balam, needed to “jus- name and his birth and death dates
tify this departure from the normal rules.” (Lounsbury 1974; Mathews and Schele
Thus they invested much effort and ex- 1974). These indicate that he was born in
pense in these monumental constructions 603 A.D., acceded to the paramountcy of
(1990:221). Palenque in 615 at age 12, and died in 683,
Here we see projected onto Pakal and making him 80 years old at his death,
Kan-Balam the motivations of a self-inter- twice the age determined from the physi-
ested, rational, and pragmatic agent en- cal examination (Mathews and Schele
gaging in actions to further an individual 1974:Table 1; Robertson 1983:23). Ruz
agenda against the established sociopo- Lhuillier (1977), who had excavated the
litical order. This is the typical approach tomb, then called for new skeletal analy-
in agency applications in archaeology, ses, which yielded the same result as be-
now with the advantage of knowing the fore. He therefore soundly criticized the
names, dates, and historical events of epigraphers for failing even to consider
these protagonists. From this individual- the physical evidence of age in their re-
istic perspective alone, it is difficult to de- construction of Pakal’s life-history given
cide which of the two gained the most the huge discrepancy presented by these
from building the Temple of the Inscrip- two sources of information (see also
tions and so to whom it should be attrib- Acosta 1977:285).
uted. A similar disagreement concerns the Stepping into the controversy, Carlson
identification of the human images in the (1980) suggested that the inscriptions—
Cross Group buildings. Each of the three which are heavily weighted toward calen-
buildings has a bas-relief wall panel de- drical and astronomical cycles—should
picting two recurring figures, one tall and not be so literally interpreted. He ob-
one short, each holding objects. Assuming served (1980:199) that Palenque’s inscrip-
that the Cross Group is Kan-Balam’s ac- tions are known to have linked events in
cession monument, it made sense to iden- the lives of the ruling family to earlier
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 89

actions by ancestors and gods through the ture she was the wife of the founder (1997:
use of contrived dates to place those 82), the only female likely to have shared
events in equivalent positions within the symbolic references that designated
calendrical cycles (Lounsbury 1976). Such this ruler.
contrived dates may have taken prece- In other cases the identity of a tomb
dence over historical accuracy in record- occupant has been made from a name
ing royal biographies (Carlson 1980:202; inscribed on included grave goods, such
Lounsbury 1991:819). Nevetheless, Pakal’s as the name (currently read Yikom
age discrepancy remains an “apparent Yich’ak’ K’ak’) on a pottery vessel in
contradiction yet to be resolved” in Maya Tomb 4 of Calakmul, Mexico. The excava-
archaeology (Sharer 1994:280; also Carlson tors used this vessel to identify the man in
1980:203). In a final response, Schele and the tomb, despite earlier readings of other
Mathews (1998:342–344) referred to more inscriptions that the same named individ-
recent studies that contest the age-deter- ual had been killed (and buried) at Tikal,
mination techniques of the 1950s–1970s, Guatemala (Carrasco Vargas et al. 1999:
and reiterated the “incontrovertible” 49). Stuart (1989:158) has sounded a note
arithmetic used to arrive at Pakal’s age of caution regarding this practice because
from his birth and death dates. They ar- pottery vessels were widely traded and
gued that unwillingness to accept these show up in graves far from their point of
dates would call into question all that is manufacture. He had already confronted
known about the Maya Long Count calen- this same problem in deciphering the life
dar at every Maya site (1998:343). history of an important woman, as in-
scribed on four shell plaques in Burial 5 at
Social Death Piedras Negras, Guatemala, a grave which
turned out to house an adult male rather
The arithmetic is not in doubt, and than the expected female (Stuart 1985).
more sophisticated techniques for aging Nevertheless, the operating assumption,
mature adults are now available (e.g., overturned only in the face of irrefutable
Schwartz 1995:185–222), but the contro- physical evidence, is that names on grave
versy cannot so easily be resolved. A ma- goods should coincide with the individual
jor source for the discrepancy in Pakal’s in the grave because it is believed that the
age may be the identification of the body deceased’s status should be most promi-
in the sarcophagus with Pakal as a person nently marked in mortuary contexts. A
represented in inscriptions and images. one-to-one correspondence is presumed
The same type of identification has re- between the skeletal remains and the
sulted in interpretive problems at other symbolic references to social identity.
Maya centers. For example, at Copan, However, many Maya tombs were reen-
Honduras, archaeologists at first believed tered and also reused, housing multiple
they had found the tomb of the Early Clas- bodies in differing states of articulation, so
sic founder of the ruling dynasty, named these graves cannot easily signify the sta-
Yax K’uk’ Mo’ (First Quetzal Macaw) in tus and identity of a single individual at a
the later retrospective texts. The prepon- fixed point in time following immediately
derance of the evidence in terms of tomb after death. 10 At Caracol, tombs served
location, chronology, iconography, and multiple uses and were not always the
grave goods pointed to that identification final resting place, as bodies were sub-
(Stuart 1997:75). Yet the physical analysis jected to several stages of processing in
later showed that the body was that of a different locales (Chase and Chase 1996:
woman, leaving archaeologists to conjec- 76, 1998:311), and the same practice may
90 SUSAN D. GILLESPIE

explain empty tombs found elsewhere. In dividuality, experienced most obviously


addition to the physical evidence for such by death, is an obstacle to a social order
secondary mortuary rituals, which some- based on the continuous incarnation by
times involved the curation of body parts humans of the legitimate positions (per-
(Chase and Chase 1996:77; Welsh 1988: sonnages in Mauss’s term) that make up
216), there are ethnohistoric descriptions society (Bloch 1982:223; Goody 1962:27).
of similar practices from late prehispanic Where succession or inheritance are con-
Yucatan (Landa 1982:59). Thus, only at cerned, social death can be more critical
certain times or for certain persons were than biological death, since personhood
Maya tombs sealed (Chase and Chase (and hence rights to office or property)
1994:56) in a ceremony that “reflects sev- can extend beyond one’s demise. For ex-
eral things: the end of mourning, continu- ample, in medieval France the dead king
ity, and a reaffirmation of the social order” was treated as if he were alive, via the
(Chase and Chase 1996:77). medium of an effigy, until his funeral—
Such a ritual or class of rituals to the marking his social death and the legiti-
dead may be indicated in inscriptions at a mate accession of his successor—in order
number of sites by a hieroglyph that Stu- to eliminate the conceptual problem of an
art (1998:396 –397) suggested may read interregnum (Mayer 1985:211–212).
muknal. It refers to activities directed at a Hertz, another student of Durkheim,
place for the dead, and muknal is the Yu- is credited with bringing the common
catec Maya word for tomb (muk is not read occurrence of secondary mortuary ritu-
phonetically). Stuart (1998:398) further als to anthropological attention with his
suggested that this ritual took place after 1907 essay, in which he observed that in
interment and apparently involved the social terms, death is “the object of col-
burning of substances such as incense, ev- lective representation” (Hertz 1960:28;
idence for which has been found archaeo- see also Bloch 1982:224 –225). While
logically both within and outside of death starts the process of physical de-
tombs. McAnany (1998:289), however, in- composition, funerary and later com-
terpreted the muknal event as the inter- memorative rituals are necessary to de-
ment of the deceased in the final resting construct the social person as opposed to
place, which may have required a great the self and personal identity (Gluck-
deal of time to gather the resources and man 1937:118). They separate out the
labor to construct. From sites where both various parts that had come together,
the muknal and the death dates are also by ritual means, throughout one’s
known, McAnany showed that the me- lifetime. These components include tan-
dian number of days between the two gible and intangible elements contrib-
events was 482, about 121 years, and the uted by the father’s and mother’s kin
longest known elapsed period was 24 groups, as well as identity relationships
years. amalgamated through marriage and
In McAnany’s hypothesis the muknal other social exchanges (e.g., Barraud
event may be the ritual marking of “social 1990:225; Goody 1962:273; Kan 1989:66;
death.” The well-known dichotomy be- Munn 1986:164; Weiner 1976:8). The
tween “biological” and “social” death Maya, like many other peoples, believed
(Bloch 1982:220) obligates us to analyti- that the corporeal aspect of the body was
cally separate the physical and social as- composed of two major essences (e.g., Bar-
pects of persons as opposed to individu- ley 1995:100; Bloch 1982:224 –225; Lévi-
als. This is especially the case in Strauss 1969:393). The bones, a dry endur-
traditional societies in which physical in- ing material, were contributed by the father
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 91

representing the continuity of the patriline. Ancestors and the “House”


The flesh or blood, a wet and perishable but
life-giving substance that influenced one’s If death precipitates “the removal of a
well-being, was contributed by the moth- social person from society” (Humphreys
er’s or wife-providing group (e.g., Nash 1981b:2) and all the ritual entailed in that
1970:109; Popol Vuh 1996:98 –99; see process with its political and economic
Gillespie and Joyce 1997:199). In addition, consequences, then to get beyond the in-
each person had one or more “souls” or dividual in the grave requires some un-
spiritual essences (Freidel et al. 1993:181– derstanding of the social classification of
185; Vogt 1970) that connected them to the the populace into meaningful units and
ancestors and to the local setting of their relationships from which people, as per-
social group— collective representations sons, construct their identities. Maya set-
beyond their individual destinies. The fi- tlement pattern analysis provides impor-
nal disposition of the souls was also a tant evidence in this regard. The typical
subject of ritual concern. residential pattern was a grouping of
Funerary and commemorative rituals structures around one or more patios,
to “decompose” the social person simul- forming a compound that would have
taneously serve to reorganize the rela- housed a multifamily kin-linked unit over
tionships of the survivors to one another multiple generations (Ashmore 1981). Out
to reaffirm order within the collectivity, of the daily practice of shared living ar-
rangements and economic and ritual ac-
as Hertz (1960) first observed. Kan (1989:
tivities, the group who occupied this space
289) similarly noted for the Tlingit of
maintained a collective identity (Hendon
Alaska: “To make the deceased into a
1999). Some of these domestic compounds
valuable cultural resource, the ritual
include recognizable shrines, generally on
must separate his perishable and pollut-
the east side, providing a localized reli-
ing attributes from the immortal and
gious focus for group identity (Ashmore
pure ones. The funeral begins this pro-
1981; Chase and Chase 1996; Haviland
cess, but time is needed for all the ele- 1981, 1988; McAnany 1995:66, 104; Tourtel-
ments constituting his total social per- lot 1988; Welsh 1988:217).
sona to be separated from each other, for These domestic structures were fre-
the perishable and impure ones to be quently renovated, their superstructures
discarded, and for the immortal ones to razed to make way for new buildings. Sig-
be channeled back into the social order nificantly, rebuilding episodes were usu-
of the living.” Thus, it is not suprising ally contemporary with the interment of
that a Maya Long Count date recorded one or more persons within the substruc-
for social death—possibly the muknal ture (Coe 1956:388; Haviland et al. 1985:
event—may be far removed from that of 152; McAnany et al. 1999:141; Welsh 1988:
biological death. Among the Tlingit, for 7). While some of the interred human
example, the dead body was considered remains are believed to be sacrificial vic-
“unfinished” until the memorial pot- tims (Becker 1992:188), the main burials in
latch took place, which was necessary to elaborate graves suggest that the deaths
“celebrate the end of a long process of of these persons motivated the renova-
transformation of the deceased’s social tions that followed (1992:188; Coe 1956:
persona” (Kan 1989:181–182). In Indone- 388; McAnany et al. 1999:141). This prac-
sia, it is similarly the last prescribed ex- tice began in the Formative (Pre-Classic)
change prestation that “signifies the end period (Adams 1977:99), and careful exca-
of a person” (Barraud 1990:224). vations at K’axob, Belize showed that
92 SUSAN D. GILLESPIE

“Formative ’burials’ are so temporally and 2000b; McAnany 1995:161, 1998; see also
contextually connected with construction Chapman 1994; Morris 1991). Maya archae-
of a new structure that often they reside ological evidence supports ancestor vener-
stratigraphically in a place betwixt an old ation practices congruent with ethnohistoric
and a new building” (McAnany 1995:161). and some ethnographic accounts [Landa
On occasion, one or more “terminal” buri- 1982:59; Las Casas 1967:2:526; see Gillespie
als may have signaled abandonment of (1999, 2000b) and McAnany (1995, 1998) on
the structure (Haviland et al. 1985:150 – prehispanic Maya ancestor veneration;
151), a practice known historically in Yu- Nash (1970:22), Vogt (1969:298 –301), and
catan (Landa 1982:59) and ethnographi- Watanabe (1990:139 –141) on the contractual
cally in the Chiapas highlands (Blom and relationships by which the modern Maya
LaFarge 1926 –1927:2:362). engage with ancestors]. The shrines and al-
The use of structures—predominantly tars were places for active commemora-
residences—to house the graves of Maya tion of ancestors (Welsh 1988:186 –193),
elite and nonelite persons is the one con- whose bodily remains may have served to
sistent pattern noted by Welsh (1988:166) attract their spirits, the way analogous
among the great variety of burial treat- house shrines do today (Vogt 1964:499 –
ments used by the Classic lowland Maya 500), as a means for maintaining their
(Ruz Lhuillier 1965, 1968). Subfloor inter- souls within the control of the residential
ments were typically topped by a masonry unit (Gillespie n.d.). The juxtaposition of
altar or bench (Welsh 1988:188 –189). Some the living with the dead and the continued
elite households used a special shrine veneration of their spirits in domestic con-
building rather than the dwelling for their texts indicates that the house compound
dead (1988:188 –189; Haviland et al. 1985), itself was a material means for signifying
and most rare are the temple-pyramids the group’s continuity with the ancestors
built completely de novo over a subsurface [McAnany 1998:271, 276; see Chapman
tomb (Welsh 1988:190). Ritual activities (1994:57) for an Old World example]. The
continued to be performed at all these interment of the dead contributed to the
locations, as indicated especially by the sacral quality of the house, to the point
evidence of incense burning. Thus, the that temples or shrines sometimes re-
dead were important to the living at all placed the domestic structures (McAnany
levels of society (Chase and Chase 1994: 1995:161, 1998:279).
54). The huge and disruptive architectural In the case of the ruling group, continu-
investment in graves, the high number of ity with ancestors was also maintained via
graves within structures, the curation of the curation of predecessors’ monuments
some body parts, and evidence for contin- (Adams 1977:99). They formed a major
ued ritual veneration at those locations material means by which the dead were
show how pervasive the dead were to the recreated in memory as “an anchor for
daily practice of the living. Coe (1988:234) meaning” (Humphreys 1981a:272). Com-
considered Maya centers to be “necropo- memorative activities would also have
lises, in which the living were gathered to contributed to what Halbwachs, another
worship the honored dead.” student of Durkheim, called “collective”
Nevertheless, other evidence shows memory, which is sustained within a spe-
that it was not for the dead that this cific social group (Halbwachs 1980); it is
effort was expended but for ancestors, now more frequently referred to as “so-
noncorporeal beings with whom the liv- cial” memory (Connerton 1989; Fentress
ing, who transformed the dead into an- and Wickham 1992). Such memories,
cestors, continued to interact (Gillespie which legitimate a present order or inno-
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 93

vate a new one, are conveyed through rit- they instead served more precisely to
ual performances and commemorative “record the activities surrounding the
ceremonies (Connerton 1989:3– 4), for placement, creation, and activation of rit-
“memory is actively constructed as a so- ual things and places,” specifically ob-
cial and cultural process” [Melion and jects, monuments, and buildings, and that
Küchler 1991:4; see Miller (1998) for Maya these “dedication events were among the
examples of social memory evoked most important events worthy of perma-
through architecture]. nent record.” In this sense, stone monu-
The architectural evidence indicates ments erected in front of or within the
that Maya society was divided into spa- buildings also served a commemorative
tially separate kin-based groups main- function linking persons to those named
taining ties to their ancestors as an impor- places, reiterating their co-identities.
tant resource and symbol of continuity Other objects also preserve a record of
with the past. Another important clue to these ritual events. For example, a vessel
identifying these social units and their in a dedicatory cache in an Early Classic
links to personhood comes from the palace structure at Tikal has an inscription
buildings themselves, which were typi- “his house, Jaguar Paw, Ruler of Tikal, 9th
cally called “houses” (na and otot/otoch). Ruler.” It makes explicit both the com-
Houses had proper names that appear in memorative nature of the ritual in which
inscriptions of dedication and termination the cache items were deposited, in associ-
rituals for the structures (Freidel and ation with the erection of the building
Schele 1989; Schele 1990; Stuart 1998:376; (Jones 1991:111) as well as the linking of
Stuart and Houston 1994: Fig. 104). They the named ruler to his “house.”
were sometimes named for ancestors. For The identification of persons with
example, two of Palenque’s Cross Group houses extends beyond even these exam-
building inscriptions relate the dedication ples, for the word “house” is used by the
of the house (na and otot) of K’uk’ Maya to refer to their domestic groups
(Quetzal). These texts have been inter- apart from the structures. Among the
preted as naming the Cross Group as the modern Tzotzil Maya, sna (house) is the
“house” of K’uk’ (Schele 1990:149), a ref- term for any named localized extended
erence to a legendary paramount of family group that maintains a separate
Palenque, Balam-K’uk’ (Jaguar Quetzal), identity which is objectified by a single
who apparently served as an “anchoring house shrine and continuously enacted by
ancestor” for the ruling dynasty by the group participation in dedication rituals
time of Kan-Balam’s reign (Freidel 1992: (Vogt 1969:140). The equivalent social unit
123–125; Schele 1987). Indeed, there is for the Chorti Maya is the otot (Wisdom
much evidence that “Maya rulers rebuilt, 1940:248). Similarly, the Postclassic Quiche
refurbished, and rededicated lineage Maya aristocracy were organized by mem-
houses of their founding ancestors” bership in a nimha (“great house”) (Car-
(Freidel 1992:125). mack 1981:160). The Classic period inscrip-
Thus houses, which were named and tions also provide evidence for prehispanic
whose social births and deaths were ritu- social identity as referrring to a “house” as a
ally marked, overlapped in these qualities social group. In a Tamarindito, Guatemala,
with the people who occupied them. text the “house names” are provided for a
Moreover, despite the common presump- ruler’s mother and father, the woman being
tion that monumental inscriptions were of the “flower house” and the man from the
commissioned to extol the life events of “maize house” (Houston 1998:521). A wide-
rulers, Stuart (1998:375) has shown that spread courtly title used by both males and
94 SUSAN D. GILLESPIE

females is read ah ch’ul na, “person of the flow through both parents as well as
holy house” (Houston 1993:130). This title through spouses, and noble “houses” typ-
relates them to the ruler, ch’ul ahaw, “holy ically engage in strategic marriages to ac-
lord,” the head of the royal (“holy”) house quire property from affines (Gillespie
in which those persons claimed member- 2000a). The “house” is also a key source of
ship. personhood for its members, providing a
The organization of Maya society into place for them in the social nexus and a
long-lived property-owning groups known corresponding physical place in the spa-
as “houses” is not unusual but conforms to tial network of the settlement (Forth 1991:
a widely distributed pattern also found in 74). People’s identities are therefore
medieval Europe, whose aristrocracy shaped by their “house” identity, and
formed noble houses to which commoners their relationships to others are based in
were attached (Gillespie 2000b). Lévi- part on the relationships of their respec-
Strauss (1982:174, 1987:152) first recognized, tive “houses” (Barraud 1990:228). This is
from ethnographic and historical descrip- amply demonstrated in Indonesia where
tions of a wide range of ranked societies, house societies have been best studied by
that the house is a recurring social unit that ethnographers (e.g. Barraud 1990; Forth
most frequently is emically referred to by 1991; Fox 1980; McKinnon 1991; Waterson
the word for a dwelling.11 He correspond- 1990).
ingly observed that anthropologists often
mistakenly identified social “houses” by Maya “Houses” and “Persons”
their own etic term, lineage (see also Mc-
Kinnon 1991:29), thereby assuming that these In the case of the Maya, several concrete
are strictly descent groups and missing the expressions of personhood as derived
critical point of the association of the social from “house” affiliation are interpretable
unit with architecture, place, and property. from the available evidence. They are
From the various occurrences of what he manifested by the “house’s” estate con-
called “house societies,” Lévi-Strauss de- sisting of real and intangible property, by
vised the following definition in which the the strategic “language” of consanguineal
“house” is treated as a “person” in the sense kinship and affinity to create relationships
that Mauss intended. The house is a per- that increase and perpetuate the estate
sonne morale, usually translated as a corpo- over time, and by the maintenance of the
rate body, “holding an estate made up of estate over multiple generations.
both material and immaterial wealth, which Beginning with the “house” estate,
perpetuates itself through the transmission among its important immaterial property
of its name, its goods, and its titles down a is a set of names or titles, which may form
real or imaginary line, considered legitimate a ranked classification system as the
as long as this continuity can express itself names are disbursed to certain “house”
in the language of kinship or of affinity and, members (e.g., the descriptions of Zuni
most often, of both” (Lévi-Strauss 1982:174). and Kwakiutl above; Fortes 1973:312; Kan
As a person, the subject of rights and 1989:70). These names are often attributed
reponsibilities, the “house” emerges as to real or legendary ancestors, and in as-
the collective unit in exchange relations, suming them, the living house members
particularly marriage, with other houses assume the ancestors’ position or part of
(Lévi-Strauss 1982). While many house so- their identity, and thereby perpetuate that
cieties have a unilateral basis for inheri- portion of the “house’s” estate. Many
tance and succession, ties to spouses’ modern Maya believe that the soul(s) of
“houses” are maintained. Property may the dead are reincarnated in subsequently
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 95

born family members given the same names and ancestors as its property. Spe-
name, such that the two share in impor- cifically, the texts name as royal persons
tant aspects of their identities (Carlsen Hanab-Pakal, Kan-Balam, K’an-Hok’-Chi-
and Prechtel 1991:29; Thompson 1930:82). tam, Akhal Mo’ Nab’, and K’uk-Balam
Thus, the ancestral spirits as well as the (Schele and Mathews 1993; Stuart 1999).
names should be considered immaterial These same names were apparently ap-
“house” property that is curated across propriated by later paramounts, starting
generations and reproduces the social with Hanab-Pakal buried in the Temple of
unit. the Inscriptions. New discoveries show
Mauss (1985:4 –5) and Boas (in Lévi- that Akhal Mo’ Nab’ erected texts specif-
Strauss 1982:167) also emphasized how as- ically concerning two legendary para-
pects of personhood are acquired through mounts who shared his name. Akhal Mo’
the taking of various names at different Nab’ is presumed to have been the son of
life stages, a practice documented for the a high office-holder, for unlike the previ-
Postclassic Yucatec Maya (Roys 1940). In ous two rulers (K’an-Hok’-Chitam and
the 16th century, Landa (1982:58) reported Kan-Balam), he did not claim to be a de-
that children were given different names scendant of Pakal. The newly found in-
and that upon marriage they assumed a scriptions have been thought to reveal
double surname, taking both their moth- “some conniving to prove he had the right
er’s and father’s names. This custom to rule” (Robertson et al. 1999:3). How-
would have signified the continuity of the ever, the fact that he could assume the
patriline and the affiliation to the wife- name Akhal Mo’ Nab’, known from Kan-
giving group as embodied by each child. Balam’s earlier king list, demonstrates his
The use of multiple names and titles for membership in the royal “house,” and it is
Classic period paramounts at different life “the language of kinship” rather than
stages was recorded in the inscriptions strict succession rules that can strategi-
(Schele 1988a:67). Moreover, upon taking cally position someone as head of that
important captives in war, a victorious “house.”
Maya ruler would usurp the vanquished’s The material signifiers of “house” prop-
titles (Schele and Freidel 1990:143). Mauss erty and continuity are more readily ap-
(1985:8 –9) described this same practice parent. The constant rebuilding or refur-
among the Kwakiutl, explaining that by bishing of houses and related structures,
killing a captive or seizing his names, war- typically consonant with the death of an
riors appropriated his “person.” As Kan important person, has already been noted
(1989:71) argued, it is the name that is a as a common pattern at Maya sites. The
member of the “house” more so than the enlargement and embellishment of struc-
individual who is the current holder of tures are visible indications of a “house’s”
that name. 12 success in maintaining or increasing its
Palenque’s dynastic history, as it has prestige vis-à-vis others. The changes ex-
been tentatively reconstructed from king perienced by domestic structures may
lists (Bassie-Sweet 1991:242; Schele and also represent events in the life histories
Freidel 1990:222), reveals the repetition of of their inhabitants (Bloch 1995). Another
certain names, demonstrating the concern important component of tangible prop-
to manifest the continuity of the royal erty are named heirloomed valuables, of-
“house.” It could be argued that the long ten attributed to the acquisitive exploits of
retrospective historical texts were promi- ancestors in legendary or even primordial
nently erected as a material means by times. Accompanying such valuables are
which the ruling house actively claimed oral narratives of their history, which con-
96 SUSAN D. GILLESPIE

tribute to their value and are constantly house in order to show both the greatness
adjusted as the objects are passed down of his name and the grief of his family. For
within a social group or moved to another the last time, the deceased was identified
group in marriage-based exchanges and represented by his house.” Kan (1989:
(Weiner 1992:37, 42). In this way, the ac- 63) has similarly shown for the Tlingit that
tions of individuals as persons become en- the commemorative potlatches to the
twined with the life histories of the items dead were major occasions when owner-
that objectify the “house” as a social unit. ship of property was reasserted, the his-
For the Classic Maya, there are texts tories of the heirlooms were recited, and
and images that deal with these valuables, the normally hidden objects were put on
including the story of the acquisition of public display.
royal costume ornaments from gods, as Heirloomed valuables are sometimes
written in Palenque’s Temple of the In- depicted in Maya art as wrapped bundles,
scriptions (Schele and Mathews 1998:102, especially at Palenque and neighboring
107). In addition, inscriptions that pre- Yaxchilan (Benson 1976; Tate 1992). Cloth
serve some of this history were written on bundles have long usage in Mesoamerica
the valuables themselves. These include as containers for curating that which is
the named stone stelae, which were often valuable and/or sacred (Stenzel 1970).
reerected, cached in buildings, or even Such bundles were described as the in-
mutilated as part of their resignification alienable property (after Weiner 1992) of
by later curators and also the fine costume the aristocratic “great houses” of the Post-
ornaments recovered from building classic Quiche Maya, handed down from
caches and tombs. For these latter objects, legendary ancestors, and it was said that
Joyce (2000) has demonstrated that many they were never unwrapped (Popol Vuh
were deposited long after their initial cre- 1996:174). However, at Palenque there is
ation and sometimes far away, as they imagery and text concerning opened bun-
were moved through exchange networks, dles, their contents displayed, in the tab-
such that their final disposition would lets of the three Cross Group buildings,
have signified the history of a “house(s),” the adjacent Temple XIV Tablet, and the
and not simply the discrete individual in Palace Tablet. Similar objects (without the
the tomb. The Piedras Negras shell cloth wrapping) are shown on the Oval
plaques described above fall into this cat- Palace Tablet, the Tablet of the Slaves,
egory. and the Dumbarton Oaks Panel. 13 In every
Mortuary ritual was a critical opportu- case but the three Cross Group tablets,
nity for “house” members to secure the the presentation is made to a paramount
inheritance of tangible and intangible or high official by parents who would
property attached to the person of the de- have been deceased, showing transfer of
ceased. The transfer of property rights is property rights across generations, al-
an act of social continuity in itself, but to though these are not meant to depict real-
transfer them, they must be actively life events. For the Cross Group, it is the
claimed. Ethnographic examples reveal older Kan-Balam himself who holds the
that it is common for the “house” valu- opened bundle (ostensibly at his acces-
ables to be put on display at the deaths of sion).
important people. Barraud (1990:224) re- Significantly, at least two of these pan-
ported for the Kei Archipelago of Indone- els (Temple XIV and the Dumbarton Oaks
sia that “all jewels and valuables belong- Panel) have been interpreted as posthu-
ing to the deceased’s house were mous depictions of the paramount (Schele
exhibited and hung inside and outside his 1988b; Schele and Miller 1986:272–276).
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 97

This is in keeping with the ethnographi- sucker, or shoot of trees and other plants,
cally documented display of house his- and the same word was applied to one’s
tory—as encapsulated by its most valu- children and descendants (Barrera
able heirlooms—at the death of a high- Vásquez et al. 1980:420). This is an apt
ranking member. We can suspect that botanic metaphor for a founder of a new
accession to the head of the royal “house” line of kings, which in the case of Pakal
may have called for a similar display, as in was a role assigned to a female (while the
the case of the Cross Group tablets, as name of Pakal’s father indicates other
part of the final events of ending the in- qualities).
terregnum brought about by the death of Mortuary and commemorative rituals
the previous ruler. This pattern suggests the have been interpreted since the time of
likely commemorative purpose of the other Durkheim as a necessary act of restoring
tablets as well and indicates that they refer the cohesion of the group threatened by
to a collective identity, rather than to the the loss of a member (Goody 1962:30, 27–
self-promotion of an individual. 28). As Kan (1989:288 –289) and Bloch
The depictions of the deceased parents (1982:218 –219) have observed, however,
in these artworks is also significant, keep- death is sometimes the only opportunity
ing in mind that these are symbolic rep- for social order per se to be ritually rep-
resentations. Many Maya inscriptions resented. It is also an opportunity for re-
have been interpreted as naming the shaping, and not just reifying, social order
mother and father of an ego, usually the (Gluckman 1937:118). Positions within the
ruler. However, I suspect that the concern “house” and between rival “houses” are
was not to identify a unique individual shuffled, and heirlooms associated with
with regard to his parents, but to position the deceased take on additional life his-
his person with respect to other persons tory, increasing their value and the com-
and “houses.” In the case of the patrifilial petition for them. Sociopolitical relation-
Maya, one’s own “house” was referenced ships could be further manipulated
through the naming of the “father” or the through secondary mortuary rituals to
head of the “house” or even the “house” construct innovated social memories of
name, while the naming of the “mother” the dead, thereby enhancing the status of
indicated the maternal or wife-giving the living.
“house,” the source of “blood” and thus of At Palenque the person represented as
life (Gillespie and Joyce 1997:199). The Pakal continued to be reshaped in social
persons named as parents and the items memory. Some artworks that name or de-
they hold would thereby represent the pict him have been interpreted as postdat-
contributions of their “houses” to the ing his demise, such as the Dumbarton
composite identity credited to the person- Oaks Panel, where he is shown with his
age receiving them (1997:202). Indeed, the also deceased son, K’an-Hok’-Chitam.
very names chosen to be displayed in the Another prominent image of Pakal, on the
inscriptions and narrated in ritual events Oval Palace Tablet, may have served a
may indicate the qualities that were con- similiar commemorative function, al-
tributed to the person of the paramount. though it is generally interpreted as Pa-
As one example, we’ve seen the appella- kal’s accession monument, commissioned
tive K’uk’ applied to the founder of the by him (Robertson 1985a:28, Fig. 92). It has
king lists for both Palenque and Copan no date and does not use the Palenque
and to the mother of Pakal. In Yucatec accession verb, but it does name Pakal as
Maya, k’uk’ meant more than “quetzal an enthroned actor receiving a headdress
bird.” It also referred to the sprout, held out by Sak-K’uk’, elsewhere said to
98 SUSAN D. GILLESPIE

be his mother. The assumption has been inhabit the mountains (Thompson 1930:
that only he would commission such a 57). The central figure named in the Tablet
scene and that it refers to the transfer of of the 96 Glyphs called himself Balam-
power, symbolized by the headdress, di- K’uk’ (Jaguar-Quetzal), the name of a
rectly from the antecedent ruler, his founding ancestor of Pakal’s “house.”
mother (although he is shown as an adult, However, he claimed to be a son of Akhal
and according to the inscriptions, he was a Mo’ Nab’ and thus not a descendant of
boy when he became king). The same Pakal (Bassie-Sweet 1991:247; Schele
headdress is also shown being offered (by 1988a:103). Nevertheless, as with his puta-
males, considered to be fathers) on the tive father, this last paramount associated
Palace Tablet and the Tablet of the Slaves. himself with the same ruling “house” as
The Oval Palace Tablet was erected on a Pakal’s, most obviously by the assumption
wall of House E of the Palace, above the of this important name, without the need
bench-throne that actually names a later to demonstrate agnatic descent from prior
paramount, Akhal Mo’ Nab’ (Robertson rulers. 14 This Balam-K’uk’ additionally
1985a:31), who did not claim descent from claimed other titles used by Palenque’s
Pakal. Both the throne and a painted text previous rulers (Schele and Mathews
above the Oval Palace Tablet refer to 1993:131). These monuments and their rit-
Akhal Mo’ Nab’s accession (Schele and ual usage reveal an intent to innovate or
Mathews 1993:129). I suggest that the tab- sustain a collective memory of the person
let relates in imagery the remembered or of Pakal as an anchoring ancestor and
innovated history of the headdress as a metonymic reference to the ruling
specific named heirloom by displaying its “house,” to enhance its longevity, pres-
active transfer to the person represented tige, and power. History proved other-
as Pakal, for image production is a major wise, and there are no surviving records
component in the active construction of for any successors of Balam-K’uk’ to the
memory (Melion and Küchler 1991:4). In paramountcy of Palenque.
enhancing the value of the object, the tab-
let also forms an important referent to the CONCLUSION
high status claimed by the ruling “house”
after the death of Pakal, visually evidenc- This article has proposed that the so-
ing ties to a known predecessor through cially constituted “person” may serve as
the association of his person with the one means to bridge the theoretical divide
headdress. In this way the headdress was between “individualism” and “holism.” It
an important part of the imagery associ- draws on an earlier literature that, with
ated with the throne, and both were re- the proper perspective, can be updated to
lated by this juxtapostion to the personnage fit more contemporary practice or actor-
of the head of the royal “house” of oriented theories. In applying this concept
Palenque, who presumably sat on that to the prehispanic Maya, I have focused
throne. on how important aspects of personhood
Pakal was referred to by a title read “he were derived from the organization of the
of the pyramid” in an even later inscrip- Maya aristocracy into “houses,” long-
tion, the Tablet of the 96 Glyphs (Robert- lived property-owning groups, as can be
son 1991:79, Fig. 264). This title located his determined from the archaeological and
person spatially in the imposing Temple epigraphic evidence. I suggest that much
of the Inscriptions while also associating of the surviving imagery at Palenque in
him with the powerful Maya earth-lords particular served commemorative pur-
or “grandfather” (ancestral) deities who poses in the sense that certain persons
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 99

were actively remembered, claimed, and personhood and selfhood beyond kinship
reshaped even long after the deaths of and “house” membership, notably gen-
specific name-holders in order to enhance der, occupation or craft activities, and so-
the identities and sociopolitical positions cial estate (“class”) (Joyce 1993, 1996), and
of the living within the framework of al- none of these should be treated in isola-
lied noble “houses” and their commoner tion. Studies of Maya artistic depictions of
clients. Similar manifestations of com- humans have revealed how gender was
memorative activities characterize other visually represented and manipulated
Maya centers, although the organizational quite apart from the actual biological sex
principles by which royal persons were of individuals (Hewitt 1999:260; Joyce
constructed and represented were not ex- 1996). Similar archaeological analyses of
actly the same, and new forms were inno- gender imagery elsewhere have also ex-
vated. plained how appearance is “a means of
For example, the observation that fe- social communication between individu-
male images and names are far more com- als or groups [that] gives a unique under-
mon in the western Maya area, along the standing of the construction and symbolic
Usumacinta River, than in the rest of the reflection of social categories” (Sørensen
Maya lowlands, indicates more than a dif- 1991:122). Indeed, feminist literature has
ference in gender relations at these various argued against the idea that gender is an
sites (cf. Haviland 1997:10). It also signals essentialized, ahistorical, transcultural,
significant variation in the construction even natural category (Meskell 1996;
of Maya personhood, including the contri- Strathern 1981). The same type of analysis
butions of agnatic, uterine, and affinal needs to be applied to the notion of the
“houses” and the gendered association of “individual” in archaeology.
specific qualities that make up a person The metaphysical concepts of “self”
(e.g., Joyce 1996:186 –187). In addition to the highlighted in ethnopsychological ap-
greater emphasis on females, these western proaches (e.g., Hill and Fischer 1999;
sites also reveal name repetition by mem- Houston and Stuart 1998) also may serve
bers of the royal “house” and the imagery of to relate people to a totality beyond the
bundled valuables. Perhaps these symbols self. In Mesoamerica, in addition to the
and others form a specific historical com- “souls” that link people to their ancestors
plex that developed only in this part of the and related social collectivities, the ritual
Maya lowlands. The likely implications of almanac (a 260-day “calendar”) was a
such variabilty for Maya political organiza- means of linking cosmic forces to human
tion need to be further explored. experience. Monaghan (1998:140) inde-
The elaborate material evidence of mor- pendently suggested that in Mesoamerica,
tuary and commemorative rituals also in- “personhood is not something that is a
dicates the importance and complexity of necessary property of the individual, but
social identity as both created and decon- is a status that inheres in a collectivity.”
structed in a lengthy process that is not He proposed that the Maya word for hu-
neatly confined to the biological events of man being, vinik (cognate winik), which
birth and death. It signifies that identities also means “20,” is a reference to the 20
were not isolable essences but were day names and associated destinies of the
linked systematically to others— both per- Mesoamerican ritual almanac by which
sons and “houses,” both the living and the the fate of every human is metaphysically
dead—in the reproduction and transfor- entwined with specific cosmic forces. In
mation of society. There were other im- assuming one of these 20 names based on
portant interlocking components of Maya the day of birth or baptism (social birth),
100 SUSAN D. GILLESPIE

each person therefore represents a neces- described ethnographically (e.g., Boon


sary part of the larger cosmic system, such 1977:63– 65; Feeley-Harnik 1991).
that “personhood is relational” (1998:140). A better approach to the unresolved is-
Monaghan (1998:140) observed that this sue of who built Pakal’s tomb is first to
makes sense given “the great emphasis consider that it was the work of his
we see in Mesoamerican societies on the “house,” whose members invested much
maintenance of corporate rights and the of their own identity and prestige in his
equally strong emphasis on collective ver- person and his memorialization after his
sus individual forms of worship.” death. The more interesting issue be-
Blanton and colleagues (1996:14) had comes investigating why it was that in
called for more attention to be paid to some, but not all, Mesoamerican cultures
prehistoric collectivities to understand the since the time of the Formative period
trajectories of Mesoamerican cultural evo- Olmecs (beginning ca. 1200 B.C.), power-
lution because most archaeologists have ful corporate groups were sometimes rep-
tended to concentrate on the individualis- resented in artworks and mortuary con-
tic processes and outcomes of the network texts as “persons” embodied by individuals,
strategy. The pendulum has shifted too far with aspects of “house” identity literally
toward the “individual” pole in archaeol- constructed upon the human figure
ogy, and there is a need to model the (Gillespie 1993, 1999). Depictions of rulers
bridging mechanisms between corporate manipulating specific objects, wearing cer-
tain costume items, or located in association
groups and individuals, to explore the di-
with powerful places—all of which signal
versity and transformation of political
the sacred qualities of their person— char-
economies. I suggest that we first consider
acterize the monumental art of the Olmecs
how different strategies are best inter-
and Maya, but are almost completely absent
preted from the available evidence. The
from the central Mexican highland civiliza-
Classic Maya, considered to exemplify the
tions of Teotihuacan and the Aztecs. This
network strategy because of the emphasis
absence need not indicate the lack of sacred
on pictures of named rulers and the costly kingship and the embodiment of political
enshrinement of royal ancestors, can be power, however. Even for the Postclassic
seen to evince the same collective con- Aztecs, who exemplified the corporate
struction of person and agency that one strategy par excellence, the totality of the
would expect to find with the corporate state was anthropomorphically referred to
strategy. The emphasis on representations by the name (title) of the divine king Mo-
of named humans in Maya art cannot be teuczoma, as recorded in colonial docu-
taken as an emphasis on individual-cen- ments (Gillespie 1998:245).
tered activities and self-glorification. The As for the majority of archaeological
pictures and texts may be references to cultures that have left few such direct
persons, dependent for their identities on clues to social identities, it is nevertheless
collectivities, namely the ruling and major important in interpreting evidence for
subroyal “houses.” The highly visible agency and status differences to recognize
royal ancestral cults need not have en- how “personhood” was enacted within a
tailed restrictions on group membership network of social groupings. A call for in-
but may have had the opposite intent—to creased consideration for collectivities, by
attract large numbers of clients lacking which individuals’ lives are shaped
descent ties to the authority of a corporate through their interactions with others and
unit by their participation in ritual, polit- their environment, is not a return to the
ical, or economic activities, as has been Durkheimian assertion that people’s be-
PERSONHOOD, AGENCY, AND MORTUARY RITUAL 101

haviors are determined by societal rules NOTES


and roles. Indeed, applications of the
“house” model have dealt precisely with 1
For a sample of views for and against method-
the innovative and self-reflexive deci- ological individualism in social theory, see Agassi
(1960, 1973), Brodbeck (1968), Gellner (1968), Lukes
sions made to maintain the house and (1970), Stzompka (1994b), and Watkins (1968); for
increase its prestige (Gillespie 2000a). In archaeology specifically, see Bell (1992), Meskell
particular, the conscious deployment of (1996), and Sassaman (2000).
2
the enabling principles of kinship— con- This last form of relationship was explained by
Mauss (1954:10) in his famous essay The Gift regard-
sidered a resource and utilized as a stra- ing the exchange of objects among the Maori: “It is
tegic language—is what Lévi-Strauss clear that in Maori custom this bond created by
(1987:180) emphasized in proposing the things is in fact a bond between persons, since the
model of the “house” in contrast to the thing itself is a person or pertains to a person. Hence
it follows that to give something is to give a part of
traditional notion of lineages, which is oneself.”
premised on the supposition that kin- 3
For overviews see Bartel (1982), Brown (1981,
ship rules had to be obeyed if negative 1995), Carr (1995), Chapman and Randsborg (1981),
consequences were to be avoided. The Goldstein (1981), O’Shea (1984), Pader (1982), and
Tainter (1978).
construction of persons, a constant pro- 4
As Gellner (1968:258) had earlier noted, “[b]y and
cess throughout (even beyond) people’s large, institutions and social structures and climates
lives, puts into practice the organizing of opinion are not the results of what people want
principles or generative schemata of so- and believe, but of what they take for granted.” Ort-
ner (1984:150) observed that, whereas Bourdieu and
ciety. It is one means by which structure Giddens joined other practice theorists in “opposing
becomes internalized, even as its source a Parsonian or Saussurian view in which action is
lies outside of individual human beings. seen as sheer en-actment or execution of rules and
“Individual and collective are not mutu- norms . . . both recognized the central role of highly
patterned and routinized behavior in systemic re-
ally exclusive but are rather two sides of production. It is precisely in those areas of life—
the same structural complex” (Fortes especially in the so-called domestic domain—where
1973:314), and it is their recursive rela- action proceeds with little reflection, that much of
tionship, dynamically enacted in prac- the conservatism of a system tends to be located.
Either because practice theorists wish to emphasize
tice, that produces society. the activeness and intentionality of action, or be-
cause of a growing interest in change as against
reproduction, or both, the degree to which actors
ACKNOWLEDGMENTS really do simply enact norms because ’that was the
way of our ancestors’ may be unduly undervalued”
An early version of this article was presented in (see also Dobres and Robb 2000:5).
5
the symposium “Social Memory, Identity, and For agency approaches that stress “practice” over
Death: Intradisciplinary Perspectives on Mortuary the conscious rationalizing actions of a few self-ag-
grandizing individuals, see Lightfoot et al. (1998),
Rituals” organized by Meredith S. Chesson and
McGuire and Saitta (1996), Yaeger (2000), and for a
Ian Kuijt at the 96th Annual Meeting of the Amer-
phenomenological approach utilizing Giddens’s
ican Anthropological Association in 1997, and I
concepts, Barrett (1994).
thank them for the invitation to participate. This 6
Linton (1936:114) had made a similar distinction
study of one of the many permutations of “house” in his discussion of status: “if we are studying foot-
organization among the Maya is part of a long- ball teams in the abstract, the position of quarter-
term collaborative effort with Rosemary A. Joyce. I back is meaningless except in relation to the other
have also benefited from discussions with Clark E. positions. From the point of view of the quarter-back
Cunningham, Linda K. Klepinger, and Steven himself, it is a distinct and important entity. It deter-
Leigh. David C. Grove helped me to improve the mines where he shall take his place in the line-up
clarity of my expression. The comments and sug- and what he shall do in various plays. His assign-
gestions of several anonymous reviewers are also ment to this position at once limits and defines his
gratefully acknowledged. activities and establishes a minimum of things which
102 SUSAN D. GILLESPIE

he must learn.” The issue is to move beyond a de- the maintenance of continuity, and hence authority
scription of society as composed of roles and exam- and power, of the royal line.
13
ine situations in social action when these are consti- For the tablets of the three main Cross Group
tuted by actors. buildings, see Robertson (1991: Figs. 9, 95, 153), Tem-
7
See Stuart (1996:162) and Houston and Stuart ple XIV Tablet (1991:Fig. 176), and Tablet of the
(1998) for an ethnopsychological perspective on Slaves (1991:Fig.229); for the Palace Tablet, Robert-
Maya “personhood” based on imagery and textual son (1985b:Fig. 271); for the Oval Palace Tablet, Rob-
references to the “self.” They use the terms self, ertson (1985a:Fig. 92); and for the limestone panel at
person, and individual interchangeably and always Dumbarton Oaks, Schele and Miller (1986:Fig. VII.3).
in the Western senses, whereas the literature to Stuart (1996:157) demonstrated that stone stelae,
which I refer stresses culturally specific social con- which were also the property of named persons,
structions, and these concepts are kept distinct. were wrapped in cloth or tied with rope for certain
8
Ever since the earliest scientific explorations at ceremonies.
14
Palenque [Blom and LaFarge 1926 –1927; Holmes Bassie-Sweet (1991:249) called attention to the
1895–1897; Maudslay 1974 (1889 –1902); Rands and fact that although the Tablet of the 96 Glyphs names
Pakal and his second putative son who became ruler,
Rands 1961; Thompson 1895], archaeologists have
it does not name the elder son, Kan-Balam, who
commented on the high number of well built graves,
succeeded Pakal and dedicated the “house” of K’uk’.
most of them “looted” in the past (empty when dis-
This omission was also an act of reshaping the col-
covered), many with multistone slab sarcophagi in
lective memory of the ruling house and those asso-
chambers under the floors of several temples, intru-
ciated with it.
sive into platforms, and in special burial construc-
tions (Ruz Lhuillier 1965, 1968). Several temples had
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