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Does Future Thinking Need a Philosophy?

by Stephen M. Millett and David J. Staley

Introduction Philosophy and Fragmentation


The ancients defined “philosophy” as the love among Futurists
of wisdom, but we moderns are not so ambitious. The lack of a contemporary philosophy of
Over the last two centuries, the empiricism of sci- the future has contributed to fragmenting the
ence has largely replaced the speculations of great global community of futurists, many of whom
philosophers as the prevailing way of looking at currently go off in very different philosophical
the universe. We have grown to love data, experi- and professional directions. Without a core phi-
ments, statistics, and studies. Yet, even as we enter losophy and shared set of values, we may even
the twenty-first century, speculative philosophy, doubt that future thinking is a profession at
conclusions beyond our limited experiences, still all — certainly not like the professional identities
provides us the fundamental structure for under- that university professors, physicians, dentists,
standing life. Even the “hard” sciences continue to and lawyers enjoy. As long as this continues, our
address basic questions of philosophy: “How do status as professionals and the credibility of our
we know what we know?” and “What can we say work will be gravely challenged.
about what we know?” Other academic and pro- One reason for the absence of a unifying phi-
fessional disciplines ask similar questions. In con- losophy among futurists is the lack of any com-
trast, such philosophical questions are rarely ad- mon educational background. Worldwide, rela-
dressed in the intellectual pursuit of the future. Is tively few universities offer structured courses and
there a philosophy of the future today as there are formal degrees in future studies. In the United
philosophies of physics, biology, history, and eco- States, for example, among thousands of institu-
nomics? We think not. Does future thinking need tions of higher education, only two universities
a philosophy? We think so. A strong philosophical offer a master’s degree in future studies and none
foundation for foresight and futuring work would awards the PhD. Few U.S. universities and col-
contribute much to our unity as professionals, our leges even offer courses on the future. With little
coherence, and our credibility. opportunity for formal education in future

Stephen M. Millett, PhD, is founder of Futuring Associates LLC, having retired after 27 years at the Battelle
Memorial Institute. He is the author of four books and 32 professional publications. He is currently working on a
new book on anticipating the future. His e-mail address is smillett@futuringassociates.com.

David J. Staley, PhD, is director of the Goldberg Center and an adjunct associate professor of history at The
Ohio State University. He is principal of The DStaley Group and president of Columbus Futurists, the local World
Future Society futures group. He is the author of History and Future: Using Historical Thinking to Imagine the Future
(Lexington Books, 2007). His e-mail address is david@thestaleygroup.com.

World Future Review   October-November 2009   23


research available, practicing futurists come from what we think about and do. We may say that we
diverse academic backgrounds and typically iden- think about the future, but what constitutes
tify with these rather than with any academic dis- “thinking” and what exactly is the “future”? Some
cipline of futures study. Thus, we encounter fu- want to be called “futurists,” others do not. We
turists whose professional training came originally struggle with misrepresentations among the pub-
in physics, biology, engineering, systems analy- lic about our being close to science-fiction ­writers,
sis, mathematics, history, economics, sociology, corporate fortune tellers, and starry-eyed vision-
political science, theology, and occasionally phi- aries — all of which are far from how most of us
losophy. It should come as no surprise then that view ourselves. One might argue that futurists are
futurists lack a common philosophy, an agreed- all, to one extent or another, forecasters, but many
upon set of ­theories, and standard methods with of us object to this label because it confuses us
which to work. One could almost conclude that with statisticians, financial analysts, and weather
most futurists emerge through some mysterious watchers.
process of natural selection during their careers. In addition, no common definition exists for
Besides having no common academic se- our field of inquiry. We call it by various names,
quence of required formal training, futurists lack including “future studies,” “strategic foresight,”
any structured norms for continuing professional “futuring,” “forecasting,” “futures research,” and
education. There are, of course, many seminars “future thinking.” Perhaps the most widely ac-
and workshops offered in conjunction with pro- cepted term for the product of our work is a “fore-
fessional conferences, especially by the World cast,” not a “future.” As far as most of our clients
Future Society, but there is no prescribed profes- and customers are concerned, the unique contri-
sional development plan for practicing futurists. bution we provide comes from intangible strate-
What we have now are mostly short courses and gic thinking and written strategic plans; yet many
workshops on methods and best practices, but futurists do not see strategic thinking or planning
rarely involving much emphasis on philosophy, as the goal of their efforts. Another example of
or theories of time, the future, and foresight. professional fragmentation is that we cannot agree
We also lack generally accepted professional on the meaning of “scenarios,” which can refer to
standards and procedures for certification or an outline for a theatrical script, a hypothetical
­licensing, which could provide branding for qual- sequence of cause-and-effect events, or alternative
ity work in the eyes of our potential clients and con- states of the future in a specified year. We confuse
sumers. Many professional and quasi-­professional ourselves, let alone the public, by our inconsistency
futurist organizations exist around the world, in- in using professional terms and definitions.
cluding the World Future Society; but none of We even disagree among ourselves as to what
them is backed by any authoritative professional we do. Many of us say that we are facilitators of
boards, or training institutions steeped in com- strategic thinking processes, but not subject mat-
monly shared values and models of excellence. ter experts, while others say that we are experts
Another source of fragmentation among fu- about the future with little or no replicable pro-
turists is the lack of a common philosophy and cesses. Some of us practice the methods of expert
agreed upon set of standard terms and definitions. judgment (including Delphi, interviews, surveys,
Future thinking lacks the cohesion of a shared group brainstorming, and variations on group
taxonomy, which is a major feature of other aca- brainstorming, and the Nominal Group Tech-
demic disciplines and respected professions. Fu- nique), while others reject such methods. Some
turists don’t even agree on the words to describe reject subject matter expertise as a source of fore-

24   World Future Review   October-November 2009


sight. Some futurists embrace modeling and sim- trust our results enough to base policy decisions
ulation, while others dismiss the validity of any and investments upon them? Why employ a
form of systems analysis, econometrics, and quan- futurist in the first place if there are serious doubts
titative time-series projections. about the efficacy of such work? Clearly, a widely
Finally, at present, there is fragmentation shared philosophy (or philosophies) of the future
among futurists from the lack of any commonly would do much to promote the cohesion and co-
shared theories derived from a basic philosophy herence of futures research as a profession.
to help us organize our thoughts and lead us to
new discoveries. Physicists, for example, have The Metaphysics of the Future
more theories about the nature of time and the Metaphysics is the branch of philosophy that
future than futurists have. They have Newtonian deals with questions of existence, relationships,
mechanics, time’s arrow, the Second Law of and representations. In some contexts, the word
Thermo­dynamics, specific and general relativity, “metaphysics” literally means “beyond the phys-
the Big Bang, and Heisenberg’s uncertainty prin- ical,” which has included some seemingly bizarre
ciple. But what do futurists have? What do we be- elements of idealism, mysticism, and the occult.
lieve gives us any better guide to future events However, Aristotle himself called elements of
than the flip of a coin? metaphysics the “first philosophy” due to its con-
To pursue this thought further, what theoret- sideration of first principles, including the very
ical basis is there for trend analysis if we reject the nature of time itself. That is the sense of the word
idea that trend projections are certain? Why we mean here.
should trends provide foresight into the future at Thinking about the future in past times in-
all? Do we or do we not accept the claim that “the volved many first principles and sweeping expla-
past is prologue”? We respect the role of imagi- nations of cosmic patterns from the past into the
nation in visualizing the future, but we have great future (in today’s nomenclature, such explana-
trouble separating in our minds “what could be” tions fall under the term “metanarratives”).
from “what will be.” We lack a theoretical basis One long and firmly held view of the future
for expert judgment as well as for trend analysis, was that it was predetermined by divine design.
yet judgment is embedded in everything that we Ancient mythology embraced beliefs that the gods
do. Why should scenarios provide any worthwhile knew the future and could guide people toward
guidance for the future? it. Occasionally the gods shared the foreshadow-
Perhaps the principal value of theories arises ing of the future with selected humans, but often
simply from the psychology of perception and in the form of riddles. The God of Abraham was
motivation or from the social dynamics of deci- all-knowing and all-powerful. He designed the
sion making and behavior. However that may be, future as an aspect of his creation. God occasion-
we futurists need theories to justify our methods ally revealed his will through divine signs (“the
of inquiry. writing on the wall”) and messengers, called
Without theories and the philosophies that prophets. The belief in predestination reemerged
stand behind them, the credibility of our work in Christianity with the concept of “the elect” re-
will always be heavily discounted as wishful think- placing “the chosen” as those whom God loved
ing, advocacy, or pure guesswork. Without ­theories most and would provide for in the future. Many
and the rigorous methods that come from them, Christians have long believed that salvation is ob-
how can the quality of our work be fairly judged tained only by the Grace of God and it was pre-
and evaluated? Why would any client or customer destined from the beginning of life. Others be-

World Future Review   October-November 2009   25


lieve in salvation by good works in addition to more skeptical than economists about being able
faith. Similar debates between the doctrines of to foresee the future by looking into the past, have
predestination and free will have occurred in all come to respect temporal cycles largely as analo-
the great world religions. gies and metaphors. Cycles might be seen as re-
Today, almost no discussion takes place peating variations within system boundaries.
among professional futurists concerning divine Many futurists continue to rely on trend analysis
predestination or revelation. We very rarely find and projections without positing any philosoph-
God’s will or even free will mentioned in the con- ical or theoretical basis for it. No other concept,
temporary secular literature of future studies, and however, has replaced linear and cyclical projec-
futurists generally do not represent themselves as tions in popularity, except possibly chaos theory,
prophets or oracles. Most futurists seriously ques- which holds that potentially deterministic sys-
tion the efficacy of extrasensory perception, clair- tems may exhibit wide variations in outcomes due
voyance, and second sight. We also reject such to relatively small changes in starting conditions.
pseudo-scientific methods of divination as the Such systems may be driven by underlying pat-
reading of omens, horoscopes, palms, dreams, terns, but remain fundamentally unpredictable.
Tarot cards, tea leaves, etc. We continue to find We call upon futurists today to develop a new
the prognostications of the occult entertaining, metaphysical point of view and metanarrative of
but rarely predictive in any sustainable and ­rational the future.
way. Like magic, we reject the assertion that
­divination is “real.” A Philosophical Agenda
Another metaphysical point of view is natu- We call for the systematic and collaborative
ral predetermination. It rested heavily upon New- development of a coherent agenda by professional
tonian mechanics. If we could just discover the futurists to formulate a contemporary philosophy
laws of economics, or history, or sociology, then (or perhaps alternative philosophies) of future
we could see signs, also called “leading indica- thinking. This philosophy would consist of an in-
tors,” of future outcomes. Such a philosophy leads ternally consistent set of first principles: an agreed
to concepts of linear progress toward a perfect state upon set of fundamental questions that would
(however defined) or of repeating cycles. Leading ground our field of inquiry. This agenda should
proponents of a naturally predetermined future as include the iteration of ideas through journals,
revealed in time projections and cycles have in- monographs, formal presentations, books, and
cluded such influential thinkers as Ibn Khaldun, Web sites. We recommend that the agenda cen-
Niccolo Machiavelli, the Marquis de Condorcet, ter on the exploration of the following primary
Auguste Comte, G. W. F. Hegel, Karl Marx and ­questions.
Friedrich Engels, and Joseph Schumpeter. Their
views on the philosophy of history and of the 1. Does the future exist?
future have inspired mass followings. Key philosophical questions include:
Yet, today, with the notable exception of What exactly are we thinking about when we
Schumpeter’s concept of business and economic are thinking about the future?
cycles, nearly all of these views have been heavily Is there one future or are there alternative
discounted if not repudiated. The philosopher futures? What does it mean to say there are “many
Karl Popper, for one, denounced the directional possible futures”? Can we assign probabilities to
notions of history as “historicism,” a dangerous these alternatives? On what basis?
pseudo-science. Historians, who are generally Is “the future” a phenomenon that can be ob-

26   World Future Review   October-November 2009


served and analyzed or is it a mental construct The future, for the sake of discussion, does
of the human experience — like mathematics or not literally exist in the sense that it is a time we
music — that nevertheless has real world implica- can experience today. The future is defined as
tions? time that comes after the present. We have ob-
The question of “existence” has been puzzling served the past through its artifacts and our own
since the ancient origins of metaphysics. Does the memories and we experience the present, but we
thing that we think about exist beyond our own cannot perceive something that does not yet ex-
thinking or is it our thinking itself that constitutes ist. On the other hand, we can project the regu-
its existence? Great philosophers have debated larities of everyday life into the future, though
this issue right up to our own times. Different per- never with absolute certainty.
sonalities, cultures, and times often have differ-
ent approaches to solving this problem. Since 2. Can we know and speak about the future?
about the middle of the nineteenth century, the Key philosophical questions:
material, empirical, and pragmatic philosophies What is the proper role of trend analysis in
of science have dominated our modes of think- future thinking?
ing about most things. In many respects, the sci- What are the proper roles of intuition, expert
entific approach of philosophy can be traced back judgment, and imagination in future thinking?
to ­Aristotle. It places an emphasis on our percep- If the future does not exist and is beyond our
tion and understanding of phenomena that exist ability to experience today, then what can we say
in our environment apart from ourselves. We both about the future, based on what reasons?
react to outside stimuli and we act in ways that in Is future thinking merely a kind of language
turn impact our environment, with feedback to game? Or can we affix our statements about the
us. We are a part of our environment, but the en- future to some external referent (the “future”)?
vironment exists, at least for other people and Can futurists attain, in the words of the Ameri-
things, apart from our individual abilities to ex- can philosopher John Dewey, “warranted assert-
perience it. Likewise, we can anticipate the future ability”?
and be purely reactive to it or we can prepare for One philosophical approach is that we can
it and take actions that will influence, to one ex- never know the future because that future does
tent or another, the things that will emerge in the not exist. We have no way to know the future
future. through observation or experimentation today.
The future can be seen as an aspect of time, One could even go so far as to assert that think-
one of the most fundamental constituents of our ing about, planning, and preparing for the future
universe. We can see the effects of time and we is utterly futile; thus we can only deal with the
can measure its passing, although we cannot ob- challenges of the future when that future becomes
serve it directly in the three-dimensional space of the present. We may reply that we do not accept
everyday life. In addition, time has the unique a fatalism that makes us merely reactive — vic-
property of moving in only one direction, hence tims of future events. But we need a philosophy
the metaphor “time’s arrow.” Scientists are not cer- to justify why we prefer one approach to another
tain why time moves in only one direction, but when we think about the future.
they have speculated that the phenomenon is re- In a strict sense, science addresses only ques-
lated to the Second Law of Thermodynamics (in- tions that can be validated by data and replicated
creasing entropy) and the exponential expansion by experience. Other questions, like the ultimate
of the universe since the Big Bang. question of whether God exists, may be valid from

World Future Review   October-November 2009   27


other perspectives, but not within the world of probabilities”). These preconditions may include
scientists. Many scientists will say that “science” the past and the present. Trends may provide us
concerns what they can say about the universe evidence for a priori expectations for the future.
and with what degree of confidence based upon But we still need to explain why we assign judg-
both data and logical inferences. ment probabilities so that others can follow our
Another approach is to argue that we can say logic. We must be very explicit in our language to
a great deal about the future, but we must frame distinguish what we know with high confidence
it as expectations, not predictions, with varying from what we merely regard as possible or likely
degrees of uncertainty. Scientists, for example, will in a theoretical sense.
admit that “laws” have a high probability of oc- We certainly can talk about trends as patterns
curring again in the future, but rarely with 100% of replicable human behavior over time — and we
certainty because of possible variations in circum- do. Trend tracking and analysis form a large part
stances and measurements. They will concede of the practical work of most futurists. They pro-
that “theories” are more speculative than “laws,” vide the only empirical data that we can use. But,
but even “laws” are rarely absolute. as we asked above, why are trends reliable indi-
As mentioned before, theories rest upon phil- cators of the future? We might also argue in the
osophical first principles. They serve to organize style of the eighteenth-century British philoso-
information and guide us toward new discover- pher David Hume that just because trends have
ies in knowledge. Theories contain logically con- existed in the past does not guarantee that they
sistent speculations, too, which operate as work- will occur again in the future.
ing hypotheses for future work. Theories are not Most futurists today agree that we are not
wholly factual, but neither are they entirely imag- trying to predict the future. Today is the end point
inary. “In theory” is an expression that we com- of several possible histories and tomorrow will be
monly use to express our recognition that some- the end point of several possible futures. Only one
thing might exist or could happen, even if it has future may actually happen, but we cannot know
never happened in the past, because it is logically this for certain in advance because it is beyond
consistent with what we know from experience. our ability to “know” in the context of a materi-
Theories can be used in future thinking, too, but alistic and empirical philosophy. Yet, we can an-
right now we have very few commonly accepted ticipate the future in the sense of thinking about
theories to support the value and reliability of multiple plausible, even likely, futures. Our intu-
most of our methods and results concerning the ition counts for something, as does our knowl-
future. edge of trend momentum, systems behavior, and
The product of our work, whether we call it cause-and-effect sequences.
a forecast or something else, can only be well con- Studies have demonstrated that with the well
sidered expectations for the future packaged as developed frontal lobe of our brain we can think
working hypotheses with a judgment as to the about the future and plan as no other animals can.
probability of their occurrence. These probabili- We have a unique capacity to anticipate the future,
ties may reflect the psychology of uncertainty in but having the physical capacity does not auto-
ourselves rather than the elements of chance in matically give us the intellectual capability to do
any given statistical distribution. Bayesian prob- so. Many talents contain innate possibilities, but
abilities, which are very relevant to the judgments they must be developed through imitation, in-
that futurists typically make, rest upon precondi- struction, and practice. The same may be true of
tions (which is why they are called “conditional our capabilities to think about the future.

28   World Future Review   October-November 2009


There may be disciplined ways to think about suasion? Is future thinking a rhetorical act? (That
the future in parallel with scientific methods. We is, is the goal of future thinking to ensure accu-
know from experience that it is possible for us to racy — and is thus to be judged as an intellectual
anticipate the future with varying degrees of cer- enterprise by a scorecard of accurate state-
tainty. We also know from experience that there ments — or is it to persuade an audience in the
are best practices in logic, organizing informa- present about the future, and thus shape their be-
tion, making convincing arguments, and effective havior and expectations?)
presentations. These can be used for more sophis- To what degree is future thinking “objective”
ticated thinking about the future. The rules of or “subjective”? Can we separate thinking about
epistemology and ontology apply to future think- the future from our personal biases, wishful think-
ing as well as to all other types of thinking. ing, and self-interest?
We must also be humble enough to recognize Should futurists be advocates for a particu-
that we are making educated guesses about the lar future? Is there such a thing as “nostalgia for
future with the conviction (maybe someday proven the future”?
by events) that our methods are prescient. As busi- This area of philosophical exploration is
nessmen often say, even when we are not entirely likely to become very controversial, since futur-
certain of our facts and expectations we can be ists can strongly disagree among themselves as to
“directionally correct.” For many kinds of practi- what social or economic purposes they want or
cal decision making, close is good enough. need to serve. Consulting futurists presumably
In addition to empiricist rules of science, want what is best for their customers and clients,
there may be alternative philosophical points of but need to separate their own biases from those
view that should also be explored. Perhaps the of their clients. What are the proper ethics of fu-
ways by which we perceive the passage of time turists relative to both the subject matter and the
also include the ability to anticipate if not predict end-user? These will be very difficult topics upon
the future. Perhaps we should reexamine the phi- which to reach agreement, but the foundation of
losophies of innate knowledge dating back to a philosophy with a set of theories is likely serve
Plato and seek a new appreciation for how we pre- us well in this regard.
perceive the future. Maybe what we loosely call Most futurists would agree that their mission
“second sight” or “intuition” or “imagination” is is not to predict a future and then wait to see
based more than we have yet realized on psychol- whether they were correct. They would argue
ogy, brain functions, body chemistry, evolution, rather that a view of the future today (also called
DNA, and other factors that can be studied and “a forecast” or “expectation”) is a living thing that
explained by new discoveries from cognitive continues to change over time as new informa-
­science. tion causes us to revise our expectations.
In addition, most futurists today share at least
3. What is the purpose of future thinking? one philosophical tenet, whether they realize it or
Key philosophical questions: not; namely, that the purpose of thinking about
What are the implications of statements the future is to better prepare ourselves to survive
about the future that may change behaviors in and thrive in it. Most futurists advocate a proac-
such a way as to alter the path of events the state- tive stance relative to the future. They would say
ment sought to predict, thus rendering the state- that sound futures thinking tries to anticipate
ment “false”? likely, possible, and preferred futures in order to
Is the goal of future thinking accuracy or per- try to make “good” futures happen. In this way,

World Future Review   October-November 2009   29


the futurist is helping to shape the future by in- and we have inserted some of them here primar-
fluencing behavior today that will in part lead to ily for the sake of discussion. It is not our posi-
the results of the future. But do we do this analyt- tion, however, that the two of us can produce a
ically or rhetorically? Are we directing people to- fully developed philosophy of the future. Nor
ward realizing their own best interests relative to should we. A philosophy of the future that ad-
existing trends and emerging opportunities, or dresses the questions posed above and unifies a
are we agents of change trying to save everybody worldwide profession of futurists ought to be
else from their own worst instincts? At the mo- achieved collectively so that all who participate
ment, we tend to favor the former over the latter, to whatever degree will also feel they have a stake
but the question remains unresolved. in the end result. Toward this end, we strongly
urge other futurists to present papers, write ­articles,
Conclusion and discuss with one another their ideas as steps
The authors of this paper are developing their toward a unifying philosophy of the future, for all
own thoughts about a philosophy of the future, futurists to become “philosophers of the future.”

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30   World Future Review   October-November 2009

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