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Dynamic Evolution of A Fault System Through Intera
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Taku Tada
Department of Architecture, Faculty of Engineering, Tokyo University of Science, Tokyo, Japan
Teruo Yamashita
Earthquake Research Institute, University of Tokyo, Tokyo, Japan
Received 1 July 2003; revised 1 March 2004; accepted 1 April 2004; published 18 May 2004.
[1] We simulate the dynamic evolution process of fault system geometry considering
interactions between fault segments. We calculate rupture propagation using an
elastodynamic boundary integral equation method (BIEM) in which the trajectory of a
fault tip is dynamically self-chosen. We consider a system of two noncoplanar fault
segments: a preexisting main fault segment (fault 1) and a subsidiary one (fault 2) and,
allowing the tip of fault 2 to deviate from its original plane, trace its trajectory in the step
over region between the two fault segments. Our simulation results show that the final
geometry of fault 2 depends on the initial configuration of the two fault segments. If the
initial overlap of the two fault segments is smaller than the half length of fault 1, fault 2
coalesces with fault 1 when the step over is narrower than about 1/4–1/2 the length of the
latter but is repelled from fault 1 when the step over width is larger than this threshold
value. We also show that the inclination angle of fault 2 is sensitive to the rupture velocity;
the inclination is larger for faster rupture propagation. Our simulation results imply that as
ruptures occur repeatedly, a fault system evolves from an array of relatively small fault
segments into a sequence of larger ones. Our results seem consistent with the field
observations of natural fault system geometries, which are often characterized by a set of
noncoplanar segments interconnected with relatively small jogs at oblique
angles. INDEX TERMS: 3220 Mathematical Geophysics: Nonlinear dynamics; 7209 Seismology:
Earthquake dynamics and mechanics; 7223 Seismology: Seismic hazard assessment and prediction; 7260
Seismology: Theory and modeling; KEYWORDS: rupture dynamics, fault interactions, fault geometry
Citation: Ando, R., T. Tada, and T. Yamashita (2004), Dynamic evolution of a fault system through interactions between fault
segments, J. Geophys. Res., 109, B05303, doi:10.1029/2003JB002665.
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2.3. Model of Interacting Faults 3. Stress Field Around an Isolated Planar Fault
[15] We consider a set of two noncoplanar faults lying in
an infinite 2-D elastic medium on which a uniform regional [20] In this section, we discuss basic characteristics of the
load is applied at infinity, since such a simple fault config- static and dynamic stress field around an isolated planar
uration can be regarded as a prototype for more complicated fault in an infinite medium. Since fault interactions are
systems consisting of three or more faults. The two faults mediated by the stress field perturbations by the presence of
are initially oriented at an angle of Y = 45 counterclock- faults, knowledge of the case of an isolated fault gives a
wise from the axis of maximum principal stress Smax clue to understand the behavior of more than one interacting
(Figure 3), i.e., the orientation of maximum shear Tmax faults.
when the regional stress field alone is considered. Under 3.1. Static Stress Field Around an Isolated
this assumption, for a given inclination angle j measured Planar Fault
counterclockwise from the fault plane, the amount of shear [21] We first consider the static stress field around an
traction drop expected on a fault oriented at that angle is isolated planar fault with a homogeneous shear traction drop
Ds(j) = smaxcos2j, which means that negative traction Ds over its entire length. The x1x2 coordinate system is
drop is expected to occur outside the range 45 < j < 45. defined in the same way as for fault 1 in the above
We also examine the cases of Y = 35 and 55 in section 4.5 mentioned model of two interacting faults. We computed
where we discuss the effects of regional stress. the stress distribution using the known analytic solutions to
[16] We consider a preexisting main fault (fault 1) and a this problem (Appendix B) [e.g., Pollard and Segall, 1987].
subsidiary one (fault 2) that is formed along a prescribed The direction qmax of maximum shear traction, measured
weak plane off the plane of fault 1 (Figure 4). We fix the counterclockwise from the positive x1 axis, is given, using
origin of the x1x2 coordinate system at the midpoint of fault 1 the stress components, by
and define the x1 axis along the plane of fault 1. For the sake
of simplicity, fault 2 is nucleated at a prescribed location, is 1 s11 s22
propagated bilaterally, and is allowed to bend at its left tip tanð2qmax Þ ¼ : ð4Þ
2 s12
when the length of fault 2 has reached 22 discrete elements.
In physical terms, this bending condition corresponds to the Figure 5 shows the orientation and magnitude of the
situation in which the fault tip has outgrown the end of a maximum static shear traction Dtmax around an isolated
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holds there. In the first quadrant in Figure 5a, for example, Figure 6. Geometry of boundaries E and L (black curves).
the inclination qmax falls in the range 0 < qmax < 90 on the Boundary E can be roughly approximated with an elliptical
lower side of the boundary, whereas 90 < qmax < 0 on the curve (shown in gray), and boundary L has an asymptotic
upper side of it. line (shown in gray).
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Figure 7. (a) Spatial distribution of the orientation of maximum dynamic shear Dtmax around an
isolated self-similar fault with a homogeneous shear traction drop Ds and a rupture propagation velocity
of vr = 0.9b. (b) Contour map of the magnitude of Dtmax, normalized by Ds, for vr = 0.9b. The shape of
boundaries E and L is also shown. (c) and (d) Shape of boundaries E and L for the cases of vr = 0.8b and
0.5b, respectively. The elliptical curve that approximates boundary E is given, in each case, by the
equations (x1/0.92)2 + (x2/0.68)2 = 1 (Figure 7b), (x1/0.98)2 + (x2/0.68)2 = 1 (Figure 7c), and (x1/1.04)2 +
(x2/0.70)2 = 1 (Figure 7d).
profile. The traction begins to show an ‘‘m’’-shaped 4.3, the final geometry of the fault system as well as its
angular profile and the axis of maximum shear deviates dependence on the initial configuration and the rupture
from the original fault plane when vr exceeds a critical velocity. In section 4.4, we present an interpretation of the
value vc 0.77b, as has been pointed out by other authors mode of evolution of fault system geometry in terms of the
[Freund, 1990; Kame and Yamashita, 1999a, 1999b;
Poliakov et al., 2002]. This ‘‘m’’-shaped profile is peculiar
to the dynamic model and does not occur in the quasi-
static case; Kame and Yamashita [1999a, 1999b] showed,
for example, that a rapidly propagating fault can begin to
bend spontaneously because of the deviation of the max-
imum hoop shear axis.
[27] The symmetrical shape of the shear traction profile is
characteristic of the model of an isolated fault; we show in a
later section how the symmetry is broken when more than
one faults interact with each other.
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Figure 9. Snapshots of fault evolution in (a) model S and (b) model D. The angular variation profile of
the hoop shear traction at the left tip of fault 2 is given on the right of each panel. The gray lines denote
the preexisting weak planes, while crosses mark the nucleation points of the two faults; in model S, a
cross is drawn at the midpoint of fault 1 which is the origin of coordinates. The fault tips were made to
propagate at a fixed speed of vr = 0.8b.
insights obtained in the previous section for the stress parameterize with the coordinates (d1, d2) of the point where
distribution around an isolated fault. fault 2 begins to bend. d2 represents the step over width,
while Lc d1 gives the amount of overlap (or underlap) of
4.1. Evolution of the Fault Geometry in the the two preexisting weak planes measured along strike.
Step Over Region 4.2.1. Case of Model S
[29] The left columns of Figures 9a and 9b show some [32] Figure 10 shows the final geometry of the fault
snapshots of fault geometry for models S and D, respec- system in model S for four different amounts of fault
tively, with a fixed rupture velocity of vr = 0.8b prescribed. overlap and for different values of the step over width.
The right columns show the angular variation profile of [33] Figures 10a – 10c correspond to cases where fault 2
hoop shear in the neighborhood of the left tip of fault 2 in begins to bend before its left tip has traveled beyond the
each corresponding case. As stated above, the left tip of midpoint of fault 1. We recognize a critical value d2c for the
fault 2 is made to propagate in the orientation jmax of step over width: fault 2 coalesces with fault 1 when d2 < d2c
maximum shear after it has entered the intact region; jmax is but is repelled from it when d2 > d2c. This critical step over
measured counterclockwise from the negative x1 axis. width varies with the fault overlap Lc d1: d2c roughly
Crosses denote locations where faults 1 and 2 are nucleated. equals 1.3, 0.5 and 0.7 times Lc for the cases of Figures 10a,
[30] The growth process of fault 2 in the step over region 10b, and 10c, respectively.
is qualitatively similar for both models S and D. In the [34] Figure 10d corresponds to the case where fault 2
examples shown in Figure 9, fault 2 chooses to bend in the begins to bend after its left tip has traveled beyond the
direction of fault 1 and finally coalesces with it, because of midpoint of fault 1. The pattern of coalescence and repul-
the asymmetric angular profile of the hoop shear traction sion is opposite to what we have seen in Figures 10a – 10c:
beyond the tip of fault 2 caused by the stress perturbation repulsion occurs when d2 < d2c and coalescence occurs when
due to the presence of fault 1. d2 > d2c, with d2c roughly equaling 0.5Lc.
[35] In all of these cases, slip is found to be occurring
4.2. Dependence on the Initial Configuration even in the parts where the fault inclination is deviated more
[31] We discuss the dependence of the final geometry of than 45 from the original plane, but the amount of slip is
the fault system on the initial fault configuration, which we substantially suppressed. In the modeling of spontaneous
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while (4) fault 2 coalesces with fault 1 when the step over is
wider.
4.2.2. Case of Model D
[37] Figure 11 shows the final geometry of the fault
system in model D. The initial configuration is again
parameterized with (d1, d2). Each of the four panels in
Figure 11 shows the result for the same amounts of along-
strike overlap as in the corresponding panel in Figure 10
(model S).
[38] The pattern of dependence of the final geometry on
the initial configuration is qualitatively similar to that in
model S. However, the values of d2c are slightly different: d2c
roughly equals 1.3, 0.4, and 0.7 times Lc for the cases of
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compressional, rupture on the inclined part of fault 2 tends shear fracture begin to form. We did not take account
to increase the dilational normal stress on the part of the of such tensile microcracks in our modeling, but they are
preexisting fault 1 that lies ahead, and vice versa. The thought to be much smaller in size than the macroscopic
implication is that rupture is more likely to be transferred shear cracks we dealt with in the present study, so that we
across a compressional jog than across a dilational one once can safely assume that the presence of tensile microcracks
coalescence has happened. do not affect the geometry of the shear fault system. In
rock fracture experiments with shear loading, tensile
cracks tend to grow large when the confining pressure
5. Implications for Findings From Field is low, but shear cracks alone can grow into macroscopic
Observations and Rock Experiments features under high confining pressures [e.g., Scholz,
[51] Fault bends connecting noncoplanar fault segments 2002]. In the latter case, the size of the tensile cracks
at oblique angles are found in a number of surface traces of is expected to be controlled by the characteristic length
strike-slip faults observed in the field [e.g., Tchalenko and scale of the inhomogeneities in the medium, such as the
Berberian, 1975; Segall and Pollard, 1983; Sibson, 1986a; grain size [Reches and Lockner, 1994]. In fact, Moore
Sowers et al., 1994], and zigzag or sawtooth-shaped and Lockner [1995], who carefully studied the micro-
geometry can be regarded as a typical feature of natural structures of rock samples fractured by shear load under
fault systems. In view of our simulation results, such sort high confining pressures, found out no tensile cracks that
of fault system geometry can be understood as resulting had grown into scales noticeably larger than the grain size
from dynamic interactions between fault segments associ- of the specimen.
ated with rupture propagation. In fact, in field observations, [55] Our simulation results thus imply that fault systems
the step over between two noncoplanar fault segments tend to evolve from an assembly of randomly distributed
connected with a fault jog is narrower than 1/4 to 1/2 the microcracks, through repeated coalescence of neighboring
length of individual segments in virtually all reported cracks and fault segments during dynamic rupture in earth-
cases. quake events, into a large-scale structure of considerable
[52] The sawtooth-shaped geometries of cracks and faults length, such as the San Andreas fault system, capable of
observed in nature have a typically self-similar structure causing large earthquakes.
over a wide range of length scales, from that of fracture
surfaces in rock samples [e.g., Moore and Lockner, 1995] to
that of the San Andreas fault [e.g., Bilham and Williams, 6. Conclusion
1985]. Our simulation results help to understand the origin [56] We have investigated, with a numerical scheme
of this fractality. As we have shown in section 4.2, the final based on a BIEM, the effects of the interactions between
geometry of a fault system formed through dynamic inter- two noncoplanar faults on the resulting fault geometry. Our
actions is governed by the characteristic length of its model consists of a preexisting main fault (fault 1) and a
constituent segments. As shown in a number of rock experi- subsidiary one (fault 2) that is formed along a prescribed
ments [e.g., Lockner et al., 1992], shear fracture is initiated weak plane off the plane of fault 1, and fault 2 is made to
from an assemblage of numerous microcracks before grad- choose by itself the most favorable orientation for fault tip
ually developing into a macroscopic feature. As a shear fault extension after it has outgrown a prescribed length of the
system grows in size through repeated merger of neighbor- preexisting weak plane.
ing cracks or fault segments, the amplitude of its geomet- [57] We have found that fault 2 either coalesces with or is
rical zigzagging, including the step over widths, increases in repelled from fault 1 according to their initial configuration.
proportion to the characteristic length of the constituent There exists a critical value for the step over width across
segments that play principal roles at the given stage of fault which the pattern is switched; for instance, under certain
system evolution, resulting in a hierarchical structure of conditions, fault 2 coalesces with fault 1 if the step over is
geometrical irregularities which preserve self-similarity over narrower than about 1/4 to 1/2 the length of fault 1, and
all length scales. mutual repulsion occurs otherwise. The orientation of fault
[53] In fracture experiments of intact rock, acoustic emis- bending can be explained in terms of the orientation of
sion events generally become localized into a planar zone maximum shear due to fault 1 alone (see discussions in
through successive loading on a sample [e.g., Lockner et al., section 4.4).
1992]. This process can also be understood in terms of [58] Fault 2 tended to bend more steeply when the rupture
our results. Since larger cracks have farther reach of velocity was higher. This attests to the importance of
interactive effects, they tend to conjoin larger numbers considering dynamic effects when dealing with rapidly
of cracks than do smaller ones. At the same time, the propagating rupture, an argument consistent with the impli-
step over width between two noncoplanar cracks have to cations of the studies by Kame and Yamashita [1999a,
be sufficiently small, relative to the individual crack 1999b], Poliakov et al. [2002], and Kame et al. [2003].
lengths, in order for them to coalesce. This explains [59] Our simulation results are able to explain why
why shear rupture tends to be localized into a thin planar noncoplanar fault segments interconnected with bends at
zone. oblique angles are so often observed in natural fault
[54] On the basis of fracture experiments of intact rock systems; adjacent fault segments tend to coalesce and fault
under high confining pressures, some authors [Scholz, systems tend to lengthen as a result of dynamic interactions
2002; Moore and Lockner, 1995; Lei et al., 2000] during rupture episodes.
reported that tensile microcracks form at random locations [60] We have carried out our present modeling study
and in random orientations before planes of localized under some simplifying assumptions, as our principal aim
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lies in obtaining qualitative insights into the most basic space and Dt in time, the dynamic convolution kernels are
characteristics of dynamic fault interactions. The effects of expressed as [Tada and Madariaga, 2001]
variable rupture velocity, different varieties of regional
stress, and of more realistic friction laws such as slip i; j; n; m
Kdyn;s ¼ Kdyn;spq X1i j ; X2i j ; tn ; tm
pq
weakening, should be considered for more quantitative
studies in the future. We have reported, elsewhere, some Idyn;spq X1i j þ Ds=2; X2i j ; tn tm þ et Dt
preliminary results of modeling research in that direction Idyn;spq X1i j Ds=2; X2i j ; tn tm þ et Dt
[Ando and Yamashita, 2003b], and further results shall
Idyn;spq X1i j þ Ds=2; X2i j ; tn tm ð1 et ÞDt
appear in subsequent papers.
þ Idyn;spq X1i j Ds=2; X2i j ; tn tm ð1 et ÞDt ;
Appendix A: Convolution Kernels for the
Discrete BIEs 1 r 2x2
Idyn;s11 ðx1 ; x2 ; t Þ ¼ H t
[61] Equation (1) is the discrete form of our basic BIEs p a r
which represent the shear traction T in at any given spatial 2 3x21 x22 2 h 2
i3=2
node i and time step n as a spatiotemporal convolution of p p ð at=r Þ 1
3r2
the slip velocity profile history D jm and static slip profile S j qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
2x2 1 r
with appropriate integration kernels (Green’s functions). þ 1 22 p2 ðat=rÞ2 1 þ H t
The shear traction at the ith spatial node and nth time step r p b
(
2 2 h i
is represented by 2x2 2 3x1 x2 2
3=2 2x22
ð bt=r Þ 1 þ 1
r 3r2 r2
X n ij ij qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi)
T in ¼ N1 N2 s22 X1ij ; X2ij ; tn s11 X1ij ; X2ij ; tn
j
ðbt=rÞ2 1 ; ðA6Þ
h 2 2 i o
þ N2ij N1ij s12 X1ij ; X2ij ; tn ; ðA1Þ
1 r 2x2
Idyn;s22 ðx1 ; x2 ; t Þ ¼ H t
p a r
where slk is the lk component of stress, due to the slip 2
2 3x1 x22 2 h i3=2
history on the jth element alone, measured in the local p 2
p ðat=rÞ2 1
3r
coordinate system (X1, X2) with the origin fixed at the jth 2 qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
node and the X1 axis coinciding with the plane of the 2x1 2 1 r
þ 2 p 1 ðat=rÞ2 1 H t
corresponding jth discrete element, (X1ij, X2ij) the location r
(
p b
2
of the ith node, and (N1ij, N2ij) the normal vector to the ith 2x2 2 3x1 x2 2 2 h
2
i3=2 2x1
element in this local coordinate system. In the global ð bt=r Þ 1 þ 1
r 3r2 r2
coordinate system (x1, x2), the latter two can be written )
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
as
ðbt=rÞ2 1 ; ðA7Þ
N1ij ¼ n1i nj2 ni2 nj1
ðA2Þ r 2jx1 j
N2ij ¼ ni1 nj1 þ ni2 nj2 jx2 j 1
Idyn;s12 ðx1 ; x2 ; t Þ ¼ H ðx1 ÞH t sgnðx1 ÞH t
b p a r
( h
2
2 3x2 x1 22 i3=2
X1ij ¼ xi1 xj1 nj2 xi2 xj2 nj1 p p ðat=rÞ2 1
3r2
ðA3Þ qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
X2ij ¼ xi1 xj1 nj1 þ xi2 xj2 nj2 ; 2x22 2 2 1 r
þ 2 p ðat=rÞ 1 þ sgnðx1 ÞH t
r p b
"
where (xi1, xi2) is the location of the ith node and (ni1, ni2) (
is the normal vector to the corresponding ith element. 2jx1 j 2 3x22 x21 h 2
i3=2 2x2
ðbt=r Þ 1 þ 22
[62] In analogy to equation (1), the stress component slk r 3r2 r
at the ith spatial node and nth time step, that is due to the #
dynamic slip velocity history D jm and static slip Sj on the jth qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi)
jx1 j
element alone, can be written, in the above mentioned local ðbt=rÞ2 1 Arc cos qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ; ðA8Þ
coordinate system centered at the jth node, in the form of a ðbtÞ2 x22
convolution:
qffiffiffiffiffiffiffiffiffiffiffiffiffiffi
m X jm i; j; n; m m
r¼ x21 þ x22 ; ðA9Þ
slk X1i j ; X2i j ; tn ¼ i;j
D Kdyn;slk þ 1 p2 S j Kstat;s lk
:
2b mn p
ðA4Þ where et is a parameter of time collocation such that the nth
time step tn represents a time interval starting at tn etDt
If we assume a piecewise constant slip velocity within the and ending at tn + (1 et)Dt; we take parameters aDs/Dt =
jmth spatiotemporal discrete element that has a size of Ds in 0.5 and et = 1 in the present study.
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B05303 ANDO ET AL.: DYNAMIC EVOLUTION OF A FAULT SYSTEM B05303
i;j
Kstat;spq
¼ Kstat;spq X1i j ; X2i j Istat;spq X1i j þ Ds=2; X2i j
Istat;spq X1i j Ds=2; X2i j ; ðA10Þ
s12 r L2 r 0 1
¼ cosðy YÞ 1 3 sin y sin 3Y; ðB3Þ
Ds R R
1 B 1 C
s31 =Ds ¼ Im@ qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiA; ðB11Þ
PIII ðvr Þ 2
vr vr qb 2
Z qb
1 1 2 1=2 2 3=2
1 s32 =Ds ¼ Im b q2 vr q2 dq ;
s32 =Ds ¼ rR cosðy YÞ 1; ðB5Þ PIII ðvr Þ vr 0
ðB12Þ
pffiffiffiffiffiffiffiffi
R¼ r1 r2 ; ðB6Þ
8 qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
< ðt=rÞ cos f þ i ðt=rÞ2 c2 sin f ðr < ct Þ
qc ¼ qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ðc ¼ a; bÞ;
y þ y2 : ðt=rÞ cos f c2 ðt=rÞ2 sin f ðr ct Þ
Y¼ 1 ðB7Þ
2 ðB13Þ
(see Figure B1 for the definition of r, r1, r2, Y, Y1 and Y2).
[65] The analytic solution for the dynamic stress pertur- x1 ¼ r cos f
bation due to a self-similar fault with a homogeneous shear ðB14Þ
stress drop Ds that is nucleated at the origin of coordinates x2 ¼ r sin f;
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B05303 ANDO ET AL.: DYNAMIC EVOLUTION OF A FAULT SYSTEM B05303
with
Figure D1. Final fault geometry for model D, with the
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi spatiotemporal grid intervals twice refined with respect to
Kc K ðp=2; kc Þ; Ec E ðp=2; kc Þ; kc 1 ðvr =cÞ2 ðB17Þ the characteristic length of the fault system.
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B05303 ANDO ET AL.: DYNAMIC EVOLUTION OF A FAULT SYSTEM B05303
a significant improvement on our original manuscript. We are also Lockner, D. A., J. D. Byerlee, V. Kuksenko, A. Ponomarev, and A. Sidorin
grateful to Nobuki Kame for a number of constructive discussions. (1992), Observations of quasistatic fault growth from acoustic emissions,
This work was partially supported by the DaiDaiToku Project, MEXT, in Fault Mechanics and Transport Properties of Rocks, Int. Geophys.
Japan. Ser., vol. 51, edited by B. Evans and T. F. Wong, pp. 3 – 31, Academic,
San Diego, Calif.
Moore, D. E., and D. A. Lockner (1995), The role of microcracking in
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