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By Authority Of

THE UNITED STATES OF AMERICA


Legally Binding Document
By the Authority Vested By Part 5 of the United States Code § 552(a) and
Part 1 of the Code of Regulations § 51 the attached document has been duly
INCORPORATED BY REFERENCE and shall be considered legally
binding upon all citizens and residents of the United States of America.
HEED THIS NOTICE: Criminal penalties may apply for noncompliance.

e
Document Name: AIMM TR34: Sampling Procedures for Inspection by
Attributes of Images in Electronic Image Management
and Micrographic Systems
CFR Section(s):
36 CFR 1237.28(d)(2)

Standards Body: Association for Information and Image Management

Official Incorporator:
THE EXECUTIVE DIRECTOR
OFFICE OF THE FEDERAL REGISTER
WASHINGTON, D.C.
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1100 Wayne Avenue ASSOCIAnON

Suite 1100
Silver Spring,
[m FOR INFORMA110N
AND IMAGE

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ANSIIAIIM TR34-1996
CD by the AssociatiOD for Information and Image Management International
1100 Wayne Avenue, Suite 1100
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ANSIIAIIM TR34-1996

Technical Report for Information


and Image Management -

Sampling Procedures for Inspection by


Attributes of Images in Electronic
Image Management (ElM)
and Micrographics Systems

An ANSI Technical Report prepared


by the Association for Information and Image Management International

Abstract:
This technical report contains procedures that may be used to sample images converted to electronic
or micrographic images. Its purpose is to provide guidance in selecting a sampling procedure. This
report provides background information and simple examples.

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ANSIIAllM 1R34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

Contents Table 14 Tables for sample size code letter B


(individual plans) ....................................... 26
Foreword .................................................................... ii Table 15 Tables for sample size code letter C
1 Purpose and scope .................................................. 1 (individual plans) ....................................... 27
2 References .............................................................. 1 Table 16 Tables for sample size code letter D
3 Definitions .............................................................. 2 (individual plans) ....................................... 28
4 Acronyms and abbreviations ................................... 4 Table 17 Tables for sample size code letter E
5 Expression of nonconformity .................................. 4 (individual plans) ....................................... 29
6 Use and application of Acceptable Quality Table 18 Tables for sample size code letter F
: Level (AQL) ........................................................... 4 (individual plans) ....................................... 30
7 Types of sampling plans ......................................... 4 Table 19 Tables for sample size code letter G
8 Considerations when choosing an attribute (individual plans) ....................................... 31
sampling procedure................................................. 5 Table 20 Tables for sample size code letter H
9 Image attributes ...................................................... 5 (individual plans) ....................................... 32
10 Sampling risks and costs ......................................... 7 Table 21 Tables for sample size code letter J
11 Sampling plans for single lots ................................. 7 (individual plans) ....................................... 33
12 Sampling plans for a continuing series of lots ....... 18 Table 22 Tables for sample size code letter K
13 Examples .............................................................. 55 (individual plans) ....................................... 34
Annexes Table 23 Tables for sample size code letter L
(individual plans) ....................................... 35
Annex A Sampling costs ............................................ S9 Table 24 Tables for sample size code letter M
Annex B Flowcharting inspection procedures using (individual plans) ....................................... 36
applicable ANSI standards and specifications Table 25 Tables for sample size code letter N
and a sampling system ................................ 60 (individual plans) ....................................... 37
Table 26 Tables for sample size code letter P
Figures
(individual plans) ....................................... 38
Figure 1 Nomograph .................................................. 10 Table 27 Tables for sample size code letter Q
Figure 2 Curves for determining probability of (individual plans) ....................................... 39
acceptance ................................................... 11 Table 28 Tabl.es for sample size code letter R
Figure 3 Graph for example sequential plan ............... 17 (individual plans) ....................................... 40
Figure 4 Example graph for sequential sampling Table 29 Tables for sample size code letter S
using ISO 8422 ............................................ 50 (individual plans) ....................................... 41
Figure Bl Technical inspection and sampling plans Table 30 Sequential sampling plans for normal
(sample of micrographic plan) .................. 61 inspection for percent nonconforming (Master
table) .......................................................... 43
Tables Table 31 Sequential sampling pians for tightened
Table 1 Some ElM attributes ....................................... 5 inspection for percent nonconforming (Master
Table 2 Some film attributes ........................................ 6 table) .......................................................... 45
Table 3 Values for single sampling plans ..................... 8 Table 32 Curtailment values for sequential sampling
Table 4 Sequential sampling decision process ............ 12 plans for normal inspection for percent
Table 5 Sequential sampling plans for inspection nonconforming ........................................... 47
for percent nonconforming for producer's risk Table 33 Curtailment values for sequential sampling
= =
0.05 an4 consumer's risk 0.10 ............... 14 plans for tightened inspection for percent
Table 6 Example chart for sequential sampling plan .. 16 nonconforming ........................................... 48
Table 7 Sample size code letters ................................ 19 Table 34 Example sequential plan ............................. 49
Table 8 Single sampling plans for normal Table 35 Average sample size for sequential sampling
inspection (Master table) .............................. 20 plans for normal inspection for percent
Table 9 Single sampling plans for tightened nonconforming ........................................... 51
inspection (Master table) .............................. 21 Table 36 Average sample size for sequential sampling
Table 10 Single sampling plans for reduced plans for tightened inspection for percent
inspection (Master table) .............................. 22 nonconforming ........................................... S3
Table 11 SWitching rules ........................................... 23 Table 37 Example one: risk qualities ......................... 55
Table 12 Inspection types and determinations ............ 23 Table 38 Parameters for sequential plans ................... 55
Table 13 Tables for sample size code letter A Table 39 Class A sequential plan ............................... S6
(individual plans) ......................................... 25 Table 40 Class B sequential plan ............................... S6
Table 41 Single sampling plans for each class ........... S7

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AN~I1AIIM 1R34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

Table 43 Parameters for sequential plans ...................... 57 Image quality can be considered qualitative. The product
Table 44 Class A sequential plans (example two) •..•••.. 58 is satisfactory or unsatisfactory for its intended purpose.
Table 45 Class B sequential plans (example two) ......... 58 There are a number of imaging standards and technical
Table 46 Inspection guidelines for sequential guidelines that detail measurable product attributes,
sampling ........................................................ 58 including what is to be considered an acceptable image.
Table Al Equivalent plans ............................................ 59 Data from these standards and related technical guidelines
Table A2 Cost comparison 1 ......................................... 59 should be used to establish measurable attributes. Most
Table A3 Cost comparison 2 ......................................... 59 attributes of an acceptable micrographic image product
ForeWOrd lbis technical report contains procedures that are based on duplicating the quality of the original
may be used to sample electronic or micrographic images. document, not improving it. Electronic image capture
Its purpose is to provide guidance in selecting a sampling systems also have measurable attributes. The recorded
procedure. image may be ucleaned up" to remove superfluous noise
and reduce the amount of storage required, but normally
The procedures are based on ISO 2859-1 and ISO 8422. not to change the original document's data content
ISO 2859-1 in tum is based on MIL SID 105 which has
been replaced by ANSIIASQC Z1.4. Following the A producer of source or electronic documents may
procedures in this technical report will take on added guarantee 100% or other levels of quality. How and when
significance for those organizations requiring the ISO the established product is accepted can be a problem.
9000 Quality Management and Quality Assurance Except when there are specific contractual agreements, it
Standards series of guidelines. may be rare that IOO% of the product, in this case images,
is individually inspected against the original document In
Figure I of this report is taken with pennission from some instances it may be necessary to perform 100%
Modem Methods for Quality Control and Improvement. inspection of the film or electronic images. This report
page 457, written by Dr. Harrison Wadsworth and does not apply to that situation. Rather, the first time the
published by Wlley and Sons, Inc., ~1986. Figure 2 is product is produced. the producer and the client might
used with permission from the American Society for need to establish a level of workmanship. They establish
Quality Control. Table 3 is used with permission from this level, each for his or her own reasons, even when the
F.E. Grubbs, ·'On Designing single sampling inspection producer is willing to correct all identified errors. Fmther
plans," Annuals of mathematical statistics, Vol. XX discussion on the role of sampling versus 100% inspection
(1949) in the process of making decisions regarding the
p.256. unacceptability of images is found in annex B.
Tables 5, and 13 through 29 are taken with pennission A converter might want to establish Acceptable Quality
from ISO 8422:1991. Tables 7 through 9,30 through 33, Levels (AQL) based on a system of causes. This system is
35, and 36 are taken with permission from a method to statistically monitor the processes to assure
ISO 2859-1:1989. Table 10 is taken with permission from that they are operating to established production
ISO CD 2859-1: 1994. This material is reprinted from standards. Users might want to have an AQL that meets
ISO 8422 and ISO 2859 with permission of the American their unormal course of business" to reduce costs
National Standards Institute (ANSI) under an exclusive associated with fe-work or for legal requirements when it
licensing agreement with the International Organization is possible that documents are to be used as (hearsay)
for Standardization. Not for resale. No part of ISO 8422 evidence or in place of the originals. Often specific codes
or ISO 2859 may be reproduced in any fonn, electronic and regulations permit destruction of the original if the
retrieval system or otherwise without the prior written copy can be validated.
consent of the American National Standards Institute,
11 West 42nd Street, New York. NY 10036. In any case, a statistical sampling method based on a valid
procedure is very beneficial because converted images
The users of this technical report must be familiar with might Dot be used in business or for reference until some
sampling schemes and knowledgeable in .developing time after conversion. It may be impossible or very
procedures to implement quality control techniques. This expensive to collect the source material for rework if
report provides bacIcground information, simple problems are not addressed within a reasonable time.
examples, and methods of incorporating ElM and
micrographic attributes. The attributes provided in this Suggestions for improving this technical report are
technical report are not all inclusive. Users should welcome. They should be sent to the Chair, ADM
incorporate their own attributes to satisfy their quality Standards Board, Association for Information and Image
requirements. Management International, 1100 Wayne Avenue, Suite
1100, Silver Spring, Maryland, 20910-5603.

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ANSI/ADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

At the time it approved this recommended practice, the Richard M. Harrington Virginia State Library
AIIM Standards Board had the following members: . Jack W. Hostettler Bell & HoweU
Name of Representative Organization Represented
Clara F. Jehle Department of Archives &
Judy Kilpatrick, Chair Association for Information History
and Image Management Dr. Donald Klosterboer
International
SusanM. Law Jacobs Engineering Group
Jewel M. Drass Bell & Howell
Davis Lee US Airforce
lohnC. Gale Infonnation Workstation
Group Theresa Maultsby DATAban.k.Inc.
Bruce A. Holroyd Eastman Kodak Company Bill McCallum 3M Company
James Meyer Saros Corporation Whimey S. Minkler
Roy Pierce Xerox Corporation Paul G. Montgomery A & P International

Fernando L. Podio National Institute of Robert P. Mottice University Microfilms


Standards and Technology International
Shahzad S. Qazi Eastman Kodak. Company Eduardo J. Navarro Applied Image, Inc.
Michael L. Thomas MSTC.Inc. Walter A. Otlof Department of the Anny
Stephen Urban Delta Information Systems Eugene Pawlowski Spaulding Company, Inc.
Greg Pelican Fuji Photo Film U.S.A., Inc.
Committee ClO. Document Quality and Control, had the
Roben Phelan Agfa Division of Bayer
following members when it approved this report:
Brent M. Reber Genealogical Society of
Name of Representative Organipltion Represented Utah
William Neale, Chair First Image Management Adele Rehder Hart Infonnation Services
Company
Mark Robinson Northeastern Document
Michael J. Badal Badal Associates Conservation Center
Jan Bastien Agfa Gevaert Robert M. Saholslcy U.S. GovenunentPrinting
John B. Breeden Virginia Retirement Systems Office
Roben Breslawski Eastman Kodak Company Cliff Schilling AT&T Customer
Myron Chace Library of Congress Information Center
Richard R. Conger Conger Consultants James A. Somervell Somervell & Associates
James Cullifer National Commercial Robert W. Starbird Mobil Corporation
Envelope Steve M. Stucki Genealogical Society of
Suzanne Dodson University of British Utah
Columbia - Main Library Ernest Taubes
Nancy E. Elldngton Research Libraries Group, Dave Westcott Orkland Corporation
Inc. Hetbert J. White Genealogical Society of
Eric Erickson Genealogical Society of Utah
Utah This technical report was developed by the AIIM Sub
James Fruscione Massachusetts Institute of committee on Sampling, CIO.7. The Committee expresses
Technology its thanks to Bill McCallum, who early in the project
Richard Gershbock Information International provided guidance to the committee on sampling, and to Dr.
Keith Glavash MIT Document Service Harrison Wadsworth of the School of Industrial and
Systems Engineering of the Georgia Institute of
Susan Hall National Archives of Technology, who wrote the report.
Canada

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ANSIIAllM TR34-1996 Sampling Proceaures for Inspection by Attributes of Images in EIM and Micrographic Systems

The ADM Subcommittee on Sampling, CIO.?, had the


following members at the time this recommended practice
was approved:
Name of Representative Organization Represented
JohnBreeden.C~r Virginia Retirement Systems
Kevin Beverly PSI International
Beny S. Burton Department of the Anuy
James Cullifer National Commercial
Envelope Company
Basil Manns Library of Congress
Bill McCallum 3M Company
Bob Mottice University Microfilms
International
William Neale First Image Management
Company
Mollie Ann OIds United States Government
Printing Office
Brent Reber Genealogical Society of
Utah
Bob Saholsky United States Government
Printing Office
Robert W. Starbird Mobil Corporation
Herbert 1. White Genealogical Society of
Utah

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ANSI/ADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

independence. If it is known that one nonconfonnity in an


Technical Report for image could be caused by a condition also likely to cause
Information and Image other non conformities, the images shall be considered just
as conforming or not and multiple nonconformities shall
Management - be ignored.

Technical Report - Sampling Plans are included that may be used for single, isolated
Procedures for Inspection by Attributes lots; or for a small number of lots (or rolls) of images.
of Images in Electronic Image Other procedures are included for a continuing series of
lots or rolls of images (for example, 100 rolls) that are
Management (ETh1) and Micrographics sufficient to allow switching rules to be applied. These
Systems ANSI!AIIM TR34-1996 procedures provide the following:
an automatic protection to the consumer if a
deterioration in quality is detected (by switching to
1 Purpose and scope tightened inspection or discontinuing inspection)
an incentive to reduce inspection costs by switching
1.lPurpose to reduced inspections if consistently good quality is
This technical report contains procedures that may be achieved
used to select and apply sampling inspection plans to
Clause 11 contains procedures for developing sampling
determine if a lot or batch of electronic or micrographic
plans that may be used for isolated or a small number of
images meets specified quality requirements. Its purpose
lots or rolls of images. For a large number of lots or roUs,
is to do the following:
clause 12 contains a discussion of
the sampling procedures used for a continuing series
provide guidance to the user when selecting a
of lots
sampling procedure that will meet risk requirements
single plans used in ISO 2859-1 (ANSIIASQC Z1.4.)
enable the user to develop a sampling plan for
individual. images in a scientific manner item-by-item sequential plans using ISO 8422

1.1 Scope 2 References


The sampling plans in this technical report apply to
document management programs for microform and paper The following standards contain provisions that, through
scanning as well as to microfilm of paper and coded data reference in this text, constibUe parts of this technical
and electronic images of coded data. The sampling report. At the time of publication. the editions indicated
procedures will apply to most types of document were valid. All standards are subject torevision, and
management programs, including in-house and parties to agreements based on this technical repon are
subcontracted conversion programs. encouraged to investigate the possibility of applying the
most recent editions of the standards listed in this clause.
Only attributes sampling will be addressed and only as it Members of lEC and ISO maintain registers of currently
is appropriate for the inspection of images. Furthermore, valid international standards.
only single sampling plans and item-by-item sequential
2.1 Referenced international standards
plans will be presented. Single sampling plans are the
easiest to use and will probably be used most often. If ISO 2859-1:1996, Sampling procedures/or inspection by
average sample size is a critical consideration, sequential attributes - Part 1: Sampling plmu indexed by
sampling will result in the most savings and is thus acceptable quality level (AQL)for lot-by-lot inspection.
recommended. This report does not address multiple and
double sample plans. ISO 2859-2:1985. Sampling procedures for inspection by
attributes - Part 2: Sampling plans indexed by Limiting
The sampling plans may be used when the extent of Quality (LQ) for isolated lot inspection.
nonconformity is expressed in terms of either proportion
(or percent) of nonconfonning images or the number of ISO 8422:1991. Sequential sampling plmu for inspection
nonconfonnities per image (per 100 images) when an by attributes.
image may have more than one nonconformity.
ISO 3534-1:1993. Statistics - Vocabulary anti symbols
The sampling plans are based on the assumption that - Part 1: Probability and general statistical terms.
nonconformities occur randomly and with statistical

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ANSI!ADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

is the limit of a satisfactory process average. (See clause 6


ISO 3534-2:1993, Statistics - Vocabulary and symbob
for further explanation.)
- Pan 2: Statistical quality control.
3.1.2 defect: Nonfulfillment of an intended usage
ISO 8402:1994, Quality management and quality
requirement (e.g., blurred. cut off, etc.). Clause 9 includes
assurance - Vocabulary.
a partial list of defects.
Notes:
2.2 Referenced American national standards The term "defect" is appropriate for use when a quality
ANSJlASQC Zl.4:1993, Sampling procedures and tables characteristic of an image is evaluated in terms of usage (as
contrasted to conformance to specifications).
jor inspection by attributes.
Since the term "defect" has a definite meaning within the law, it
ANSVAIIM MSl-1988, Recommended practice jor should not be used as a general term.
alphanumeric Computer Output Microfonns (COM) - This report does not describe detects; however, clause 9 contains
Operational practice jor inspection and quality control. a paTtiallist of attributes that may be nonconforming enough to be
dassed as defects. Refer to ANSVAlIM standards and technical
ANSVAlIM MS23-1991, Practicejoroperationa1 reports for complete listings of SUCh image attributes.
proceduresl"mspection and quality control offirst-
3.1.3 image: Unit of inspection. An image is inspected to
generation silver-gelatin microfilm of documents.
detennine its classification as conforming or not, or to
ANSVAIIM MS32-1996, Microrecording of engineering count the number of nonconformities. An image will have
source documents on 35mm microfilm. a number of components or attributes that may be
nonconforming. Refer to clause 9 for a list of attributes.
ANSVAIIM MS43-1988, RecommeruJed practice for
operational procedures/InSpection and quality control of
duplicated microforms of documents and from COM.
3.1.4 inspection by attributes: Inspection whereby either
the image is classified simply as conforming or
nonconfonning. or the number of nonconformities in the
2.3 Referenced publications images inspected is counted, with respect to a given list of
ANSUAllM TR2-J992, Technical repon for the attributes.
Association for Information and Image Management
InternationiJl- Glossary of imaging technology. 3.1.5 Jot: Definite quantity of images, each having
uniform characteristics, collected together and submitted
Grubbs, F. a, "On designing single sampling inspection for examination. A lot may also be a single roll or set of
plans," Annuals of mathematical statistics, Vol. XX rolls of images received at one time, an optical disk, a
(1949). magnetic tape, or a single box of microfiche, etc.

3.1.6 lot size: Number of images in a lot. disk. or roll.


3 Definitions
3.1.7 nonconforming image: Image with one or more
3.1 Definitions of terms nonconformities.
For the purpose of this technical report. the definitions Note: Nonconfoming images generally win be classified by their
given in ISO 3534-1, ISO 3534-2, ISO 2859-1, and degree of seriousness, such as:
ISO 8422, together with the following definitions. apply. class A. An image that contains one or more nonc:onfollTllties
Some of the definitions are slight modifications of those of class A and may also contain nonconformities of dass B
found in the ISO standards. They are modified for the and/or class C.
purposes of this report, but their meaning is not changed. dass B. An image that contains one or more noncontormities
of class B and may also contain nonconformities of class C,
Other tcrnlS may be defined in ANSUAIIM TR2, Technical but contains no nonconformity of dass A
repon for the Association of Information and Image 3.1.8 nODcomonuities per 100 images: One hundred
Management International - Glossary of imaging times the number of nonconformities CODtained in the
technology. sample (one or more nonconformities being possible in
any image) divided by the total number of images.
3.1.1 Ac::a:ptable Quality Level (AQL): When a
continuing series of lots is considered, the AQL is the
quality level that, for the purposes of sampling inspection.

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ANSUAllM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

3.2.2 Acceptance number for sequential sampling (.4):


3.1.9 nonconfonnity: Nonfulfillment of a specified
Value calculated from the specified parameters of the
requirement
sampling plan and the cumulative sample size. The
Notes:
cumulative count is compared to the acceptance number
In some situatIOns. specified requirements coincide with customer
usage requiremen1s (see defect). In other situations, they might after each image is inspected to determine if the lot may
not coincide, being either more or less stringent, or the exact be accepted.
relationship between the two might not be fully known or
understood. 3.2.3 A,: Acceptance number corresponding to the
Nonconformities generally will be classified according to their curtailed value of the cumulative sample size.
degree of seriousness such as:
class A. The most serious nonconformities (e.g., loss of 3.2.4 cumulative count (c): When sampling inspection
information). Such nonconformities will be assigned a very
from a lot is performed sequentially, c is the total number
small AOL value.
of nonconfonning images found dming inspection,
class B. Less serious nonconfonnities (e.g., slightly skewed
image). These can be assigned a higher AQL value than counting from the start of inspection and including the last
those in Class A and a smaller AOL value than those in class image inspected.
C, if a third class exists. etc.
The user is cautioned that adding characteristics and classes of 3.2..5 cumulative sample size ("_): When sampling
nonconformities generally will affect the overall probability of inspection of images is performed sequentially, " ... is the
acceptance of a lot
total number of images inspected, counting from the start
3.1.10 percent nonconforming: One hundred times the of inspection and including the last image inspected.
number of nonconforming images divided by the total
number of images inspected. 3.2.6 h A: Constant that is used to determine the acceptance
3.1.11 sample: One or more images taken from a lot, number, hA is the intercept of the acceptance line.
disk, or roll and intended to provide information on the lot
or roll. 3.2..7 h.: Constant that is used to determine the rejection
number; h.is the intercept of the rejection line.
3.1.U sample size: Number of images in the sample.
3.1.13 sampliDg plan: Specific plan that states the sample 3.2.8 multiplier of the cumulative sample size (go):
size to be used and the associated criteria for accepting the Multiplier of the cumulative sample size that is used to
lot. determine the acceptance and rejection numbers; g is the
slope of the acceptance and rejection lines.
Notes:
An example of a criterion is the number of nonconforming images
in a sample is less than or equal to the acceptance number. 3.29 ft.: Average sample size.
A sampling plan does not contain the rules on how to take a
sample. 3.2.10 ", : Sample size for a single sampling plan that has
A distinction should be made between the terms sampling plan. essentially the same operating characteristic as the
sampling scheme, and sampling system. sampling plan under consideration.
3.1.14 sampling scheme: Combination of sampling plans
3.2.11 ",: Curtailment value of the cumulative sample
with rules for changing from one plan to another.
size.
Sampling schemes are used when there is a continuing
series of lots to be submitted for acceptance inspeCtion
purposes. 3.2.12 p: Lot quality level in proportion nonconforming.

3.1.15 sampliDg system: Collection of sampling schemes, 3.2.13 Rejection number for sequential sampling (R):
each with its own rules for changing plans, together with Value calculated from the specified parameters of the
criteria by which appropriate schemes may be chosen. sampling plan and the cumulative sample size. The
ISO 2859-1 is such a sampling system. cumulative count is compared to the rejection number
after each image is inspected to determine if the lot should
3.2 Parameters and variables used in sequential
be rejected.
sampling schemes

3.2..1 Acceptance number for a corresponding single 3.2.14 R; Rejection number corresponding to the
sampling pIan (Ac): TIris is the acceptance number for a curtailed value of the cumulative sample size.
single sampling plan that has essentially the same
operating characteristic as the sampling plan under
consideration.

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4 Acronyms and abbreviations 6.2AQL and process average


The AQL is a parameter of the sampling scheme and
AQL Acceptable Quality Level
should not be confused with the process average, which
CRQ Consumer's Risk Quality describes the operating level of an imaging process. The
EIM Electronic Image Management process average is expected to be less than or equal to the
EIMS Electronic Image Management System AQL to avoid excessive rejections.
PRQ Producer's Risk Quality
The designation of an AQL does not imply that the
5 Expression of nonconformity supplier has the right to knowingly supply any
nonconforming images. The term AQL does not apply to
The extent of nonconformity may be expressed in terms
isolated lot sampling plans. For such plans, the producer's
of either percent nonconforming or Donconformities per
risk and producer's risk quality along with the consumer's
100 images. The procedures assume that nonconformities
risk and consumer's risk quality are used. These concepts
occur randomly and with statistical independence. If it is
are discussed in 10.1 and 10.2.
known that a nonconforming component may be caused
by a condition also likely to cause others, the image shall
be considered as either confomring or nonconforming and 7 Types of sampling plans
multiple nonconformities shall be ignored.
7.1 Attributes and variables sampling plans
A component may be nonconforming for a number of Sampling plans may be classified as attributes or variables
reasons depending on the system and the needs of the plans. The sampling plans discussed in this technical
user. A partial list of attributes that may be repon are all of the attributes type. Each component
nonconforming is provided in clause 9. Depending on the inspected is classified as confonning or not conforming to
user requirements, these nonconformities may be specifications.
classified as class A. class B, class C, etc.
Variables plans require the calculation of one or more
statistics and are not practical for the type of inspections
6 Use and application of Acceptable with which this technical repon is concerned.
Quality Level (AQL)
Attributes inspections are usually easier to make because
The AQL, together with the sample size code letter, is
they may be of the "Go, No-Go" variety or they may be
used for indexing the sampling plans and schemes
visual inspections.
provided by ISO 2859-1 (ANSI/ASQC Z1.4) and ISO
8422 which are discussed in clause 12 of this techniC<;ll 7.2 Single attribute sampling plans
report. The AQL has no meaning for isolated lot
inspection. (See clause 11 of this technical report for The simplest type of sampling plans are those involving a
single sample. That is, in the attributes case, a sample of
information about isolated, or single, lot inspection.)
size n is selected from the lot, and the lot is accepted if no
more than c nonconfonning images are found in the
6.1AQL designation sample. Otherwise, the lot is rejected.
To use the sampling schemes (i.e., sets of plans with rules
for switching between plans), an AQL must be designated Procedures for selecting single sampling plans for isolated
for each class of nonconfomrities. The effect of this lots are found in clause 11. Procedures for selecting single
designation is that the majority of lots submitted with plans for a continuing series of lots are found in clause 12.
quality levels (percent nonconforming or nonconfonnities
per 100 images) equal to or less than this value will be 7.3 Sequential attributes sampling plaDs
accepted. ltem-by-item sequential sampling requires that one of the
following three decisions be made after each image is
The sampling plans provided by ISO 2859-1 and ISO inspected:
8422 are arranged in such a way that the probability of accept the lot
acceptance at the designated AQL value depends upon the
sample size (and thus the lot size) being higher for large reject the lot
samples than for small ones. inspect another image
This process is continued until the lot is accepted or
rejected.

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8 Considerations when choosing an The person(s) evaluating the image can do so by


comparing the original page to the image on a monitor or
attribute sampling procedure
on a printed output. The attributes listed in tables 1 and 2
The use of sequential sampling results in an average should be measured in. an output mode similar to their
sample size savings over single plans. However, intended application. A quantified measure of each
sequential sampling is harder to administer, so that the attribute must be made to determine the Producer's Risk
administrative costs must be balanced against cost savings Quality (PRQ) and the Consumer's Risk Quality (CRQ)
due to decreased sample size. A simple cost model to for each sample. (PRQ and CRQ are explained in 10.1 and
assist in the choice of one of these sampling procedures is 10.2.)
presented as annex A.
For each batch, lot. or document, the producer's and
consumer's risk factors must be specified for each
9 Image attributes attribute to be factored with the PRQ and the CRQ. This is
The attributes listed in table 1, Some EIM attributes, and necessary to determine the acceptance and rejection
table 2, Some film attributes, can be identified visually to criteria for each lot. Each attribute listed in table 1 and
determine the quality of images during captUre. table 2 must have these measurable parameters so that
presentation, and distribution in an Electronic Image statistically valid acceptance and rejection decisions can
Management System in accordance with a prescribed be made on a lot basis. This process is described in clause
sampling scheme. 10.

ElM Attribute Class A ClassB


Size of image relative to the original (measured in both horizontal and vertical direction) X

Adequate contrast
- For text there should be a high contrast ratio between the text and the background
X
- For gray scale images the contrast should represent the original image X

Adequate brightness (more of a monitor problem) X


Color dropout (dropout of specific colors from a test target) X ~
Poor thresholding (dropped low contrast features, dark background obscuring foreground) X
Image skew on the page X
Incorrect image orientation on the page X
Speckle or noise in the background of the image X
Character dropout (a missing character) X
Legibility of small characters or features (poor focus) X
Separation of black from white features (bar chart may be required) X
Scan line drop out (missing scan lines, single or multiple, across the image, either white or black) X
Repeated scan lines on successive images X
Repeated pixel on successive images (consistent noise or spot on each image at the same location) X
Borders not cropped X
Missing portion of edge of image X
Table 1 - Some ElM attributes

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FUm Attribute Class A ClassB


~or) (Minor)
Blank film X
Blurry images X
Chemical residue X
Double eXpOsure X
Dust· X
Edge fog (not affecting coding or ima2e) X
Edge fog (affecting codingor image) X
Fingerprints '"
Fog (all types, not affecting coding or image)*
Fog (all types, affecting coding or im~e) X
Frilling X
IDegible X
Milky film *
Mottle X
Newton rings X
Off tracking*
Out of focus*
Pressure marks*
Excessive residual thiosulfate
Resolution loss (more than one pattern)*
Reticulation*
Scratch (base)*
Scratch (emulsion not affecting image)*
Scratch (emulsion affecting legibility) X
Static mark*
S~,lightordark*
Density too hiJdl (dark. ~es)*
Density too low (light images)*
Uneven densitY*
Washboard* X
Waterspots*
Im~e contraction
l!!J.age overlap X
Table 2 - Some film attributes

• All defects not identified as major, minor, or cosmetic must be determined by the application and by referring to 12.2.2. of
ANSIIAfiM MS23.

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ANSUAllM 1R34-1996 Sampling Procedures for Inspection by Atttibutes of Images in EIM and Micrographic Systems

10 Sampling risks and costs pay for additional discrimination in our sampling
procedure.
Whenever sampling inspection is used (as opposed to
100% inspection) certain risks of making errors are The fact that the PRQ (our definition of acceptable
always incurred. In situations where 100% inspections are quality) must be greater than zero does not mean that a
not used, we cannot know everything about the lot We certain fraction of a lot may be nonconforming to
only know about the images in the sample. Thus, we incur specifications. It means that we are recognizing that since
risks of making two types of errors in our decision to we have not completely inspected a lot. it is possible for a
accept or not accept. small number of nonconforming images to be present If a
We can reject (not accept) a lot that should have been series of lots are submitted with a quality level equal to or
accepted. The risk of doing this is called the producer's better than the PRQ, the sampling procedure will reject
risk. The second error is that we can accept a lot that we only a small fraction (PR) or less of them.
should not have accepted. The risk of doing this is called
the consumer's risk. Although sampling always incurs If the images being inspected are of a critical nature and
both of these risks, the risks can be measured and inspection is not destructive, complete inspection may be
controlled if proper statistical procedures are used. necessary. Even complete inspection may not be enough,
however, to assure us that only conforming images are
10.1 Producer's risk and Producer's Risk Quality present This is because of errors in inspection. If a large
number of images must be inspected, the chance of such
(PRQ)
inspection errors increases rapidly. For this reason,
Often, the producer's risk is stated in tenus of a complete inspection may actually result in more
probability or risk level denoted by the Greek letter alpha nonconfonning images being passed than under sampling,
(a). The producer's risk is the probability that a lot with a when more care may be made during the inspection of
quality level (e.g., the fraction nonconfonning) at a each image and the risks are known.
certain acceptable level or better is not accepted by the
sampling procedure. (Stated another way, a good lot is not
accepted.) For the purposes of this guide, the symbol PR 11 Sampling plans for single lots
will be used for this risk. The producer's risk quality is the
The sampling procedures described in 11.1 and 11.2 are
quality level for which the probability of non-acceptance
for use in situations in which all of the lots (images) are
is just equal to the producer's risk. The producer's risk
received at one time. In cases where there is a continuing
quality is denoted by the symbol PRQ.
series of lots of technically equivalent images from the
same supplier, sampling systems such as those described
10.2 Consumer's risk and Consumer's Risk Quality in clause 12 are preferred. The procedures in clause 12
(CRQ) provide a means to
The consumer's risk is sometimes denoted by the Greek reduce the sampling intensity when a supplier
'letter beta (Ii). However, in this guide it will be denoted regularly submits superior quality images
by the symbol CR. The consumer's risk is the probability increase the sampling intensity when a supplier has a
that a bad lot is accepted. The quality level associated history of submitting product that does not meet
with the consumer's risk is called the consumer's risk specifications
quality (CRQ).
When the number of lots to be submitted is not sufficient
to permit the use of switching rules to change the
10.3 ADowable nonconformities and risks associated
sampling intensity, the procedures described in 11.1 and
with complete inspec:tion
11.2 should be used in preference to merely selecting a
Both the consumer's risk and the producer's risk should plan from one of the tables provided in clause 12.
be small, but they can only be zero when 100% inspection
is used. Both the PRQ and the CRQ should be small also. Single sampling plans are described in 11.1. ltem-by-
The PRQ cannot be zero wilhout the use of 100% item sequential plans are described in 11.2.. In both cases,
inspection. and the CRQ must be larger than the PRQ. In it is necessary for the user to have chosen a definition of
general, the smaller the values of these risks and quality good and bad quality (i.e., PRQ and eRQ), along with
levels and the closer the two quality levels are to each producer's and consumer's risks.
other. the larger the sample size must be. That is, we must

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11.1 Single sampling plans The following steps illustrate the use of table 3.
The sampling procedures described here are the simplest
plans that can be used when an isolated lot is submitted A. First, we choose a PRQ and CRQ. Suppose we
for inspection. A single sampling plan is described by a choose a PRQ of 4% and a CRQ of 12.5% (i.e., PRQ
sample size, n, and an acceptance number, Ac. A sample is 0.04; CRQ is 0.125). That is, we wish to find a
of n images is selected from the lot submitted for sampling plan that will accept lots that are 4% or less
inspection. If no more than Ac of the images inspected are nonconforming 95% of the time (because PR is 5%)
nonconforming, the lot is accepted. and accept lots that are 12.5% nonconforming only
10% of the time (because CR is 10%).
11.1.1 Sampling risks
To choose a sampling plan, the user must decide the risks B. We determine ratio of CRQ to PRQ.
he/she is willing to take that a roll or platter is accepted
when it should be rejected. or is rejected when it should CRQlPRQ = 0.125/0.04 = 3.125
be accepted.
C. Next, we look in the CRQlPRQ column of table 3,
To simplify the process of selecting sampling plans and Values for single sampling plans, and locate the value
for the purpose of this guide, a Producer's Risk (PH) of nearest to our calculated value. From the CRQjPRQ
5% and a Consumer's Risk (CR) of 10% have been used. column, we find that 3.21 is the number nearest to
The user must choose the producer's risk quality, PRQ, 3.125.
and the consumer's risk quality, eRQ. In other words, the
user must decide what percent nonconforming levels D. We locate the acceptance number in table 3 by
should be accepted 95% of the time, and what percent looking at the AC value that corresponds to 3.21. Our
nonconforming levels should be accepted 10% of the acceptance number is 6.
time. These two quality levels define the sampling plan to
be used. E. Next, we determine the sample size by dividing
n X CRQ by the CRQ and n x PRQ by the PRQ
11.1.2 Tabular method for selecting a plan (rounding up).
A single sampling plan may be derived using table 3,
Values for single sampling plans. n =n x CRQ/CRQ =10.53210.125 = 85
AC nxCRQ nxPRQ CRQlPRQ n =n X PRQlPRQ = 3.286/0.04 =83
0 2.303 0.0513 44.84
1 3.890 0.355 10.96 F. Finally, we choose the sampling plan. We use the
2 5.322 0.818 6.51 highest result of the two calculations for our sampling
3 6.681 1.366 4.89 plan. In this case, we would choose the following
sampling plan:
4 7.994 1.970 4.06
5 9.274 2.613 3.SS n=85
6 10.532 3.286 3.21 Ac=6
7 11.771 3.981 2.96
12.995 4.695 2.TI We would sample 85 images. If no more !han 6 of the
8
images inspected are nonconfonning, the lot would be
9 14.207 5.426 2.62
accepted.
10 15.407 6.169 2.50
11 16.598 6.924 2.40 11.1.3 Nomograph method for selediDg a plan
12 17.782 7.690 2.31 Another way to select a sampling plan is to use the
13 18.958 8.464 2.24 nomograph method. Figure 1, Nomograph, can be used to
14 20.128 9.246 2.18 select a sampling plan. The following steps describe how
15 21.292 10.035 2.12 to use the nomograph.
Table 3 - Values tor single sampling plans*
A. First, we choose a PRQ and CRQ. We will choose the
* Used with permission from F. E. Grubbs, ''On designing same PRQ and CRQ used in 11.1.2 - a PRQ of 4%
single sampling inspection plans. " Annuals of . and a CRQ of 12.5% (Le., PRQ is 0.04; CRQ is
mathematical statistics, Vol. XX (1949), p. 256. 0.125). We wish to find a sampling plan that will
accept lots that are 4% nonconforming 95% of the
time and accept lots that are 12.5% nonconforming
only 10% of the time.

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B. Draw a straight line between the following: (In figure I, the left-hand scale is labeled ''fraction
- eRQ (0.125) on the left-hand scale defective" and the right-hand scale is labeled ''probability
- consumer's risk (0.10) on the right-hand scale of acceptance.")
(In figure I, the left-hand scale is labeled "fraction
D. Detennine the point at which the two lines cross.
defective" and the right-hand scale is labeled "probability
of acceptance.")
E. Read the sample size and the acceptance number
from the two scales in the middle of the graph.
C. Draw another line between the follOwing:
PRQ (.04) on the left-hand scale
For this example, the nomograph results in the same plan
the one-minus-the-producer's-risk
as the tabular method described in 11.1.2. The sampling
(1 - .05 = 0.95) on the right-hand scale
plan is one in which n is 8S and Ac is 6. We would sample
85 images. If no more than 6 of the images inspected are
nonconforming, the lot would be accepted.

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ANSIIAIIM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

TECHNIQUE OF THE MONTH 110


ATTRIBUTE SAMPLING PLANS

On die aamD!PpR, tha left tIIInt sclde is in waits of lin


fracdan dlllfllcUve, the right hand selle is the probIIbiJity of
~ P a • The grid is labeled in _lues of n and c:.

c
p • ~ _"_,_ Xlt In-x
,.U
I L.. xUn-xt! p~ -9
x-a

..
".. ~.
~ .-
-...
.po
~
~ ~
.,0 ~
Q.

IJi
~
...u
,.0
.,0
~

-.
.0•

.10
Q..

ui
u
III
II. ... ... ...« Z

.-
III
IoU
Q U
.: tJ

-
4(
0
~ .M II.
U ••0 0
'"
cz;
II.
.ro ...>
~
III

CI
... '" III
0
a::
." L

•• ,"
.s

... -Reprinted .nIh modifications from "A NOIhOCjilapt. of the eumut.tive


Binomial Oistribulion", Hiny R. lanDn, IndusuiiJ ClualityConU'OI, Dec. 19&6.

In this ~e, Produca"'s Risk Quality (PRQ) was


1akco as 0.02 fraction defective with a producer's risk
orO.OS. The Coasumc:r's Risk Quality, (CRQ) was
cIwse:D at 0.08 fta1::tion defective wi1h a COIlSODler's
CLIO rist or 0,10. The required sample size n and
III
acc:epl8DCe DUmber .de were found as shown on the
DDmOglcqA:I to be 98 aud 4 respectively. 1lms, to limit
tbcproduct.r's and consmner'srisks to 0.05 aod .10
respectively, tile lot is rejected ifa sample of 98 UDi18
11-..
&lIS selected randomly from the 101 comaiDs more than
four defectives. The lot is acc:epted iftbe sample
CODlaiDs four or fewer defectives.

Figure 1 - Nomograph

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Each curve on the chart is an acceptance number. Ac. The


1l.IA Operating Characteristic (OC)
ordinate (vertical axis) of the chart is the probability of
The operating characteristic is the probability of acceptance expressed in percent. For the example used in
acceptance as a function of the fraction of the lot that is both 11.1.2 and 11.1.3
nonconfonning. When this function is plotted it is called
an operating charaCteristic curve. or OC curve. This
n X (PRQ) =85(0.04) = 3.4
function can be used to determine the likelihood that a lot n x (CRQ) = 85(0.125) = 10.625.
of any stated quality will be accepted
=
It may then be observed that the curve for Ac 6 does
The chart in figure 2. Curves for determining probability indeed go through the two points 3.4.95 and 10.625,10.
of acceptance. can be used to determine the probability of
acceptance for any lot quality. The abscissa (horizontal We also could determine from the chart in figure 2 that.
axis) of the chart is the product np (the product of the with the plan n = 85, Ac = 6, an np of 6.7 gives a p of
sample size. n. and the fraction nonconforming. pl. This 6.7185 = 7.9% nonconforming and has a 50% chance of
product is the average number of nonconforming images acceptance.
in submitted lots.

100
i:
G>
~
GI 90
a.
-'G>=
...c;; 80
'"
-"6.
G> 70
u
u
'II
'0 60
.~
1l
... SO
.D
E 40
~
....
'"
!!!
...
0
30
<>
'0 ?O
~
~ 10
'"E
.D

11.
4 6 8 10 12 14
Average number of nonconforming items in submitted lots (np)

Figure 2 - Curves for determining probability of acceptance

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ANSIIAllM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

11.2 ltem-by-item sequential sampling plans operating characteristic. For very good lots, this savings
The procedure and tables in 11.2.1, 11.2.2, and 11.2.3 are may reach or exceed 50%.
based on ISO 8422. To obtain complete sequential
sampling procedures, refer to that standard. On the other hand, the actual number of images 0:
attributes of images inspected for a particular lot ma~
11.2.1 Principles of sequential sampling exceed that required by a single sampling plan with the
same operating characteristic. In fact, a sequential
When using a sequential sampling plan by attributes,
sampling plan may not reach a decision until the entire lot
images are selected at random and subjected to inspection
has been inspected. To preclude such events, a curtailment
one at a time. A cumulative count is kept of the number of
rule has been established and is discussed in 11.2.4.
nonconforming images (or number of nonconformities)
and the number of images inspected. After Cach image is
Because the ultimate sample size for a particular Jot when
inspected, this count is used to assess whether sufficient
using sequential sampling is not known in advance,
information exists to either aCcept or reject the lot Table
selecting images for inspection can present operational
4 outlines the sequential sampling decision process.
difficulties. The user must decide if a smaller average
H the cumulative Then... And then-. sample size outweighs a sample size that is not known in
count... advance. This becomes a matter of evaluating inspection
is such that the risk the lot is the inspection is costs versus the cost of selecting images for inspection. A
of accepting a lot considered terminated. simple cost model to assist this evaluation is found in
with unsatisfactory acceptable annex A, Sampling costs.
quality (the
consumer's risk) is It should be pointed out that the type of sampling plan
sufficiently low must be selected before sampling begins. If a switch is
is such that the risk the lot is the inspection is made during inspection of a lot, the operating
of not accepting a considered terminaWi characteristic of the resulting pIan may be changed
lot with satisfactory not drastically because the inspection results would influence
quality (the acceptable the choice of acceptance criteria
producer's risk) is
11.2.3 Selecting sequential sampling plan parameters
sufficiently low
does not allow you an additional this process is The general procedure described here is to be used when
to decide if the lot is image is continued until both the producer's risk quality and the consumer's risk
considered selected and you have quality have been designated. Thus, the sampling plan
acceptable or not inspected accumulated will have approximately the same operating characteristic
acceptable sufficient as the single sampling plan, which was developed in 1I.l,
information to =
using the same two points (PR 5% and CR =10%).
make a decision
as to the A. The first step is to choose the two values - CRQ and
acceptability of PRQ.
the lot
Table 4 - Sequential sampling decision process B. The next step is to use table 5, Sequential sampling
plans for inspection for percent nonconforming for
11.2.2 Choosing PR and CR = =
producer's risk 0.05 and consumer's risk 0.10, to
As with single sampling, to evaluate the consumer's risk determine the values of the plan parameters hAl h.
and the producer's risk, the producer's and consumer's andg.
risk qualities must be chosen. As with single sampling, we
will use, for the purpose of this guide, a producer's and 1. Locate the CRQ value (column).
consumer's risk of 5% and 10%, respectively. 1bis leaves
only the PRQ and CRQ to be selected by the user. 2. Locate the PRQ value (row).

The average sample size is the average number of images 3. Identify the plan parameter values listed in the
for a series of lots that will be inspected, all at a stated columnlrow interSection.
quality level, before a decision is made to accept or reject
the lot. Using a sequential plan leads to a smaller average
sample size than a single sampling plan with the same

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An example of the steps follows: The acceptance number corresponding to the curtailed
sample size. A" is determined by rounding the Quantity.
A. Detennine the producer's and consumer's risk gnt • down to the nearest integer.
qUality. In this example, a sequential sampling plan is
desired for a producer's risk quality (PRQ) of 4% and The corresponding rejection number is A, + 1.
a consumer's risk quality (CRQ) of 12.5%. (These
criteria mean that a lot with 4% nonconforming If the acceptance number, A. is negative, the cumulative
images has a probability of acceptance of 95% and a sample size is too small to allow acceptance of the Jot
lot with 12.5% nonconforming images has a Conversely, if the rejection number, R. is larger than the
probability of acceptance of 10%.) cumulative sample size, the cumulative sample size is too
small to reject the lot.
B. Use table 5 to locate the parameters of the sequential
plan that satisfy the criteria. The values are as The smallest cumulative sample size permitting lot
follows: acceptance can be obtained by rounding h It/g up to the
hA = 1.827 nearest integer. The smallest cumulative sample size
- hll =2.346 permitting rejection of the lot is obtained by rounding
- g=0.0752 h,/( I-g) up to the nearest integer.
The example started in 11.2.3, bas the following
llolA Determining the c:urtailment value of the sample
parameters:
size
hA =1.827
A cUrtailment rule ensures that a sequential sampling plan
decision is made before an entire lot has to be inspected. hll = 2.346
If the sample size of the single sampling plan that matches
g =0.0752
the sequential plan is known. the cunailment number is
1.5 times the single sample size rounded up to the nearest The curtailment sample size is 128.
integer. (It was determined in 11.1 that a single sampling
plan with a sample size of 85 images and an acceptance The curtailment acceptance number. A, is found by
number of6 would meet the criteria.) rounding gn, = 9.63 down to the nearest integer. The
cunailment acceptance number, At is 9.

For the example in 11.2.3, the curtailment value (0,) is The curtailment rejection number, R, is A, + 1. wbich
would be 10.
n, = (l.S)n
The formula for the acceptance number, A, is
0.075211_ - 1.827
n, = (1.5)(85) = 128.
rounded down to the nearest integer. See table 6. Example
If the sample size of the equivalent single sampling plan is chart for sequential sampling plan.
unknown. the curtailment value is calculated as The formula for the rejection number, R. is
0.075211.... + 2.346
n = 2hAhR/
I /g (I-g) rounded up to the nearest integer. See table 6. Example
chart for sequential sampling plan.
roWlded up to the nearest integer.
The acceptance and rejection numbers COITeSpOnding to
the cumulative sample sizes n... = 1.2....• 127 are
In this case, TI, is
determined by successively inserting the values of n_ in
[2(1.827)(2.346)]1[0.0752(1-0.0752») = 124. these formulas and rounding appropriately. The
acceptance number cannot be more than 9. and the
11.2..5 Operation of the plan
For each value. n_.
that is less than the curtailment value,
rejection number cannot be more than 10. The results are
shown in table 6.
the acceptance number A is found by rounding the
quantity gn_ - hA down to the ~earest integer.

The rejection number, R, is found by rounding the


quantity gn ... + hJtup to the nearest integer.

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A.
"-I" .o .... rnn" .... ti"n nClllMlvkinn n.::.rrn,ttQrl with..-",! lif'Qn",.::. frnrn I~<:::' ?()1 ?!J1/i Po ??.1.j R {:;~~T
ANSI/ADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

I
R
:. ......
;;~i
000
,;-It"
.. 1
do~o
--'"
~;;I
O~d
~~i
oOd
eat;
oo·~
il;!
00:
;;~
00·=
51: =... i!;
..iii:
odd 00":. oo~
I:;"
::-1
c:
~ ....... !i=: s.: ..... : .. - .....
....
°c:
8 HZ" s·"
:: o~! ..dOd
:;;i ~:~
OOd .... :~!
:;!I~=
:~! :-i'"
..! EI ....
w-
c:io~
... 0

oo~
-" ::::~
~~a
000"
:
o:~
I!
: !:$" ......,....... fa; !1Il:... .. -" Jll
=!~ ; ;1 11 .. :I
o
!i!; .... 0

00·: 55=
eO":' ~~I
.:!!:l
.. -.
o~! : .. !
..
.5 oO'~ 00' 00: 00:' 0'0":- 00:. 0°0

1
!!
0
~
!!~:! ..
1:-0 : -......! ....
.......... "'s·
~! ~ -,,"..!~
=.;
2"-
~:I.g
0° 0 .
!:~
o~! ~~-~
o°ci
..... .......
;:!I
GOOd ad!
......
--'"
:I.e
~~!
=1-
~o!
..... .... ......-.. i!!i
II<

11= .. -. -.... ..... ..... .. ,," ;=1:


U
!
• 51 R·" ..... 0 ...
... !I~ 0
~~I .. !I; ...~-.
1.10
0
...
II<
::1 O'd~ d~! o~5 00": 00": oo~ 00": 0 .
0 0--: ~ 0-

.. .;= ......
8 :!!.,- 113"
!f oc;i:
-... ..... =£~ ......
"' i2~
.... : "a=-
cio: cio:' oo~
1;;=
cio:
I!-"
~:ii.§
0°0
.. ....
~~s
000"
=1:
;..:!
_C'lt;:
~~s
0-';
.i!"
:..:!
... - ..... .:::.... ......
.5
!
~ IIi ..... -....
II! S:I!! i~'"
.....
... 2 ....... .......
:z.~ .. -" lim ;::!!
0 ....
: : -..,;
~~s
c: .; cio.. ~ oo~
~"':.s
0"0:' d~S ;~5 0"::-

..... .....
0"0: 000' - - o·
8
0
c:

i
0
1:.-
ei I g
.;
s....
1I~
00":'
..... 0
=::~
Go:
i~; :I.~
oo~
·SlO
oo"~
if:
.,-
dlli:
.....
~~!
=:!:
"-:.~~ ~~a
0- 0 0- 0
...... ...... .","
ft ....

ci.:~
~~§
--0
~=I:
.:-.~
~
000'

Ii
.e-
..
j
-.
.0 I!;; ".,.
SI:;t! iIi iii!
It_ O
1If:;:
.. e S!; 111-. 1:= 0-;; i-<>
c:\
01
"1:u
8
'" 0'0' Go: cio~ 00: ~~~ ~~-~ o-~
• Sl-
o-~: .~=
--0
:O;~S
--.:; ..:Ss. ..
Ii
I•
e ........ -..... !a; n; ......... IE; --
.... : !a;
i ....
_u
~l
:
"
~
8
~
r:!i!
0'0"':
~;=
o"o~
:I~
00:' 0-:: :::~ 0-":
cici~
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;;~
..:_.. ---:
::1;
fOt .... o
--0
!!!~
..: .. :
~
:! . . 0.
--~ !!i
::l ::l ~II~ ao" ..... i·" .....
.;--: .....
-:_-:-
.,.
... w'" :::!::
.......
--co;:-
... _e
.!.
!!
Pi
.... 8!!
0-":
o"o"~ ::-: =~~
o-·~
~~; ~~
~::

.... ..-
--0'

.....
0
A. . .
.r-!
ii- Sl
.,;
.. _&I
~1;8
.. ....."' SSt
....... :3l
"':.~8
eft_
~~I
...
~:;~
-'" .0- ;i;
;$=
..:_.: iii:!::
~~o
::; ::~

fa oOd 0°0 0-0" --0 --0 -..;~ -'ft~ ft.; :.

...:o:-!..... 2::.. ......


<> 0

.. -6
=! II
......
ft:§ I~~
·~i
;; . .,-.. .........
~~. ..;.::. ~:;~
....... ....
3~~
.. - ..- -~;.~
0.. "
. . . CD
....

- ..
I: a. l!;1:.§
.,;
0°0 0-
0 :~! --0 ~~: ~ri~ ,

i~
......... ~~l.. :::! .. .. ... -.... al;
0

III
co
: Io..:! .....
hV ~ ... I
8'" --8 ~=I
e_" l-~
--..:~ :::! ~~i =~ft
:t ...
..... .... --_..
. --:: ;::: .tft':
2$::

. :::.. -.-. ::!!§.. .......--- .- ..


o':r; 0":0 - .... 0
.. __ .....
0 0 0

:!on
;-;;
__ ::iI ... 11
-
::-1. :.:! . S3i .. .. -." .... .... ::s ~

.... _00

.. ~~l..
... _ 0
"';1;" ~l ~~;
..::8 ~~! ~:~

... ""'-0 ~

.. .-.....
0 0 ei=O'

: ..... ..... ...

..
..... 1 ..,; _ .. 1lI
!
::0" s:s ..... .. !o IS=
... .. 12
12 ....
5... '.. ... ..:1
~"'!I ~Jti
~5l 551 S~_ " ....
~:~ ..:~~
-co
0- -:":0
- .. 0~

.....-- ."t8 ... -• ....• ..aiRo iSi.. -


0
..
co 0 0 0 <>

;;1 :: "Wlot; =o~ ..... "~


a0 ~~I =:~§
::;. =t!i
0 ....
"!~8
--,; --d ":":d ~ ..:
<>
:~!
--0 "'''0 o.

.-e
,.!
... ! ~L-" ~.# .. ~I" .1.#" ..IL-" ~ .... - "':.1'- ..1.#" ~I- <cc~.., .1L- ..

•"... I
;.
l!l.
~
;1
0 . !.
! ...
;;
.,;
e
.,;
&I
0 : .. ..
a ~

Table 5 - Sequential sampling plans for inspection for pen:eut nonconforming tor producer's risk = 0.05 and
consumer's risk: 0.10

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ANSIIAnM TR34-1996 Sampling Procedures for Inspection by Attributes oflmages in EIM and Micrographic Systems

...c: ::'i~
....... ......
".0
..... - g-" ~ij;;; .. sa;
.......
~ DO
;::~= ........ ;:, ........
.... "
~
",

E ~ .2 ~~g -.8.E ::.!:!. ~


0 oOr:; 0°0 o ci;. 0-
0
, - •. !::
10 - o· 0-';;, "';-'d -.--~
--0 --0
'",0.
-"'0
!!
c:
~0
c: ~
..... ; .......
.~I
...... -.~a
.....
in",
...... ......
.,.!.: . . c-.a
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"2'"
~~~
0.-
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1 ... 0
.,S.!!
... _ 0
~~:?
.._0
.. n'"
~--~
(!i
~-'~
...,
010 0 00 0- 0 --0
c - - o· -"'0 "''''0'
~
Q, 8 ......
~=::
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2 0 ::: II-
S:~~
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3 .....
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:::~!
S:~~
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= °0 --0 -"'0 ..... 0 ""0
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!!!
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e;
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.. - .0" :::
U

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1:1
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;;:i ;;~: ...


.......'" ~i:: ...
~~I
::- :=I::! .--
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~~!! "'Ii:"
:=-;.
II.

8
2 I~i
--0'
..-.....
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11:-"
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--0 - - o·
-- ...... ..... ..0::
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N~! ..... ~.
":r;"
~..... I
- trto'
"=i
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.. --0'
s =1::
- .. S
::~:;
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"\~3
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..........
CD.~Z
-"0
~
IU;!:
"'!".g
Nflto
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0"'"
ft,,' :.
.---......
::~!
:;;I!~
~=~
1 g
.,;
.- .. :-'"
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....
:·:5
I~:
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=I~
....
"'''OW
82:: .. s ... ::i;
~~~ ~o.1
~ -"0 ~ "-D' ~=':
-_. ... -
- - o·
;

.
.0
••
"l:u ! ..=1=: ;:1 ......
...: ~ .. o
ft~;
-:".9 ~~I ~;!
:i~! "-0 "-d
~ :;r::

.. : .... " ....


11
..
E
:; 8.,; I!i r:;;§ '!!31 EU =t:=
~
..: . n..-:-
.. Pi o·
-=: ~"\9
.... 0

...
~ .. ..;:. ....... ..:-
:ii2 .. .... ...."'-
~~S :n:::l ~~~
...
""0 -0

~
... ....... ·0·- .....
.... 0
-:,0.;
-·0 ....
~~§
:;r1Z;:;
..,.;~

-0

... = .... .. -..-


!_.
.... 0
8
.; :::;r~
~~

ai:
! :=:
..
",

...
I

r
.:.JI
:1 ~.I-" ~.tItt.rt .. ~ ...c .. ~~ .. .. ..~~ ~~ .s." .. ~I- ~.I. ~~ ..
..
0
c 3 ! 8
III 3
...
~
8.,;
...8 .. ..
II 0
~

Table 5 - Sequential sampling plans for inspection for percent nonconforming for producer's risk = 0.05 and
consumer's risk = 0.10 (concluded)

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ANSIIAllM TR34-1996 Sampling Procedures tor Jnspection by Attributes of Images in ElM and Micrographic Systems

Cumulative Acceptance Number Iloonded Ac:c:eptanc:e Rejection Iloonded Rejection


Sample Size Number Number Number
gn_ ·11 R
"-1 -1.752
A
*
gn_ +11.
2.421 .*
2 -1.677 * 2.496 .*
3 -1.912 • 2.572 3
4 -1.526 * 2.647 3
·. .... . ·. .... ·.
8 -1.225 • 2.948 3
9 -1.150 * 3.023 4
·. ....... ·. ..... .. ·.
20 -.323 * 3.850 4
21 -.248 * 4.925 4
22 -<l.t73 * 4.000 4
23 -<l.097 • 4.076 5
24 -0.022 * 4.151 5
25 0.053 0 4.226 5
·. ...... ·. .. ..... ·.
31 0.050 0 4.677 5
·. ...... .. .. ...... .. ·.
35 0.805 0 4.978 5
36 0.880 0 5.053 6
37 0.955 0 5.128 6
38 1.031 1 5.204- 6
·. ........ ·. .. .... ·.
48 1.783 1 5.956 6
49 1.858 1 6.031 7
50 1.933 1 6.106 7
51 2.008 2 6.181 7
·. ........ ·. .. .... ·.
61 2.760 2 6.933 7
62 2.835 2 7.008 8
63 2.911 2 7.084 8
64 2.986 2 7.159 8
65 3.061 3 7.234 8
·. ...... .. .. ...... ·.
75 3.813 3 7.986 8
76 3.888 3 8.061 9
n 3.963 3 8.136 9
78 4.039 4 8.212 9
.. ........ ·. . ...
88 4.791 4 8.964 9
89 4.866 4 9.039 10
90 4.941 4 9.114 10
91 5.016 5 9.189 10
·. ..... .. .. .... ·.
104 5.994 - 5 10.167 10
105 6.069 6 - 10
.. ...... .. ·. .. ... ·.
117 6.971 6 - 10
118 7.047 7 -- 10
·. ...... ·. . ... ·.
127 7.723 7 -- 10
128 - 9 -- 10
Table 6 - Example chart for sequential sampling plan
* Cumulative sample size is too small to permit acceptance. ** Cumulative sample size is too small to permit rejection.

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ANSIIAIIM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

Two examples of the operation of sequential sampling 11.2.6 Graphical method of operating the plan
plans follow. The examples above also can be presented graphically, if
A. Assume that the first 20 images inspected were desired. Figure 3, Graph for example sequential plan,
confonning to specifications. The 21st image was illustrates the same information shown in table 6. To use
nonconfonning. If no other nonconforming images the graph, do the following:
were found, the lot may be accepted after 38 images
are inspected. (This can be seen by looking at A in A. Start inspection at the origin.
table 6. At image 38, a lot can be accepted if only 1
image has been rejected. Until the 38th image has been B. For each image inspected, move one unit to the right.
checked, a lot with one image rejected cannot be
accepted.) C. If an image is nonconfonning, move up one unit.

B. On the other hand, suppose the 5th, 10th 18th, 24th, D. Check if the lower or upper line is crossed.
and 31st images were found to be nonconfonning. The
lot would then be rejected after inspection of the 31st If the lower decision line is crossed, accept the
image. (This can be seen by lOOking at R in table 6. At lot.
the 31 st image, the lot can be rejected if 5 images are
rejc:ctcd. In this example,S images have been rejected, If the upper line is crossed, reject the lot.
the 5th, 10th, 18th, 24th and 31st.)
E. Continue sampling as long as the location is between
the two lines.
The earliest that a lot may be accepted is after the
inspection of 2S images, if all are found to be conforming.

11
10
9
RejedLot
8
7
C 6
5
4
3
br
2
1
0
-1
-b.
-2
0 10 20 30 40 SO 60 70 80 90 100 110 120 130

Figure 3 - Graph for example sequential plan

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ANSIIAIIM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

12 Sampling plans for a continuing series of At each inspection level, the switching rules shall operate
lots to require normal, tightened, and reduced inspection as
specified in 12.1.3. The choice of inspection level is quite
separate from these three forms of inspection intensity.
12.1 Single sampling using ISO 2859-1 Thus, the inspection level that has been specified shall be
ISO 2859-1 is an international standard that was updated kept unchanged when switching between normal,
and improved in 1989 and again in 1996 to use modem tightened, and reduced inspection.
concepts of quality assurance. The 1996 edition is used in
this technical report Early versions were similar to MIL- The amount of information about the quality of a lot
SID 105, which has now been discontinued and replaced gained from examining samples drawn from the lot
by ANSIIASQC Z1.4 depends on the absolute size of the sample, Dot on the
,fraction of the lot sampled. providing the lot is large
ISO 2859-1 uses the concept of sampling, each designated relative to the sample size. In spite of this, three reasons
by AQL and sample size code letter, which is addressed exist for varying the sample size with the lot size.
in 12.1.1. Each sampling scheme consists of three When the risk is high, it is more important to make
sampling plans - nonnal, tightened, and reduced plans the correct decision.
- together with rules for switching between the plans.
With a large lot. a sample size can be afforded that
ISO 2859-1 contains single, double, and multiple would not be economical for a small lot
sampling plans that are matched as closely as possible; A truly random selection is relatively more time
that is, they give approximately the same protection to consuming if the sample is too small a proportion of
both the producer and the consumer. Double plans have a the lot (e.g., a sample of 5 images from a lot of
smaller average sample size than single plans. Multiple 35,000 images).
plans have a smaller average sample size than double
plans. However, single plans are the easieSt to use because 12.1.2 Obtaining a sampling pIan
they always require the same sample size.
The AQL and the sample size code letter should be used to
obtain the sampling plan from tables 8, 9, and 10, which
Details on the use of double and multiple plans are found
are respectively the normal, tightened, and reduced plans.
in the standard; however, they will not be discussed in this
technical report. Sequential plans with approximately the
Wben no sampling plan is available for a given
same proteetion as the schemes in ISO 2859·1 can be
combination of AQL and sample size code letter, the
found in ISO 8422. Sequential 'sampling using ISO 8422
tables direct the user to a new letter by means of arrows.
is discussed in 12.2.
The sample size to be used is given by the new sample
12.1.1 Sample size code letters and inspection levels size code letter, not the original letter. If this procedure
leads to different sample sizes for different classes of
The sample size code letter depends on the lot size and the nonconformities, the sample size code letter
inspection level. The sample size code letters are found in corresponding to the largest sample size can be used for
table 7. The inspection level is designated by the user. TIle aU classes of nonconformities.
purpose of inspection levels is to allow the user to
maintain greater discrimination for some suppliers of
conversion services and lesser discrimination for others.
Inspection level II is usually used.

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ANSlJADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

Lot or batch size Inspection levels


I n m
2 to 8 A A B
9 to 15 A B C
16 to 25 B C D

26 to 50 C D E
51 to 90 C E F
91 to 150 0 F G

151 to 280 E G H
281 to 500 F H J
501 to 1200 G J K

1,201 to 3,200 H K L
3,201 to 10,000 J L M
10,001 to 35,000 K M N

35,001 to 150,000 L N P
150,001 to 500,000 M P Q
500,001 and over N Q R
Table 7 - Sample size code letters

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ANSI!ADM TR34-1996 Sampling Procedures for Inspection by Anributes of Images in ElM and Micrographic Systems

:.
-§ ~i ~
51
""
~
I.
~ N~;
....
:::1-'"
~
tJ. ~~c;;'~4
~ ~ ::;;;~d3:
~ :[ · --
IE -":::IT-"'~
I"'''
2:!:Ni~~

~
:. .=~'~r;<
:t ~2: N~

~I~
..... :1!!!::l4
.......
"'''''2 I:!;;

:t .......
I. :!!!l:1
:II ~
I. .... '"
2:!r;

,
~
:t .......
......
m:!£!
,...~= ~~
:;· - .....
II'il CIt "''''::)!!!1:l4
ca .... g ~N

!!!
~ .....
~ . . . . CD
.., ...
::!!!I:l
~
. oil
C0
.......
~
:[ -N 2~;;

1:
It -,:I ~: .... .,
.......
CIO=~~::=~
r--S:!rN
..
!;

;} I~ :~¢ -..... c)4D:I


... s·=i':
¥!J::q
..... .......
E ~

21 'It' \1 ~ -"''''\
I :t ~;¢' - - '" I ~
0
... "',.
:;

-N
....... g!!!:::,
JI: :;I.
?: =*: ~~: ....... fO::~\::~
.... 0 ..
--
1 -
N

-.. ..-
';i _~~' e.,..,..,
tJ. ~~~
~
I CDCII::
& ~ o .a .... 5!
.l! -Nt-)

!It o',z
.:
:t ~:~
~ .....
_N
........ ;:!!!i':!~
t"t~""'lo- -..N-'
J ~
I.
~: ~~: ~"·ICD=~ l::

~
ci
.l!
I
:t ~
......
:¢>~ - ......
c-..f")D· .... 2:!.
"''''';:
.,. .... g I
::
;:;
!!!

I'J · )-4-'~"'"
........
......... 2=
... i - ..
CIt

..
0 :t
I.
~: ~~:
......
........ ...,.
~

°d :t
:t
l
~l :40~
...... ...
.....
_NO. II>

II!! It ~-¢>'~""
I - .. \
..
0

&
0
.l!
&
:t
: 0

~-I~~"II
: 0: -
...
s'"0 :.:t ...
~!:~~ -
..
!e
0,

<>
I.
.l! ~:4==
;; l
~:I4=

---- .......
0 :t
.. !!~
!§~
RSIil §i~ §
-
-- ...
N

.IIIU 0 ...... 0 : ... ..... ~ z ... c II:

Table 8 - Single sampling plans for nonna) inspection (Master table)

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Z-UO

~o~'§.
~~
~~~
5' I ~
0(1)_

Q § ~
~

HI
~
E
~
.10
~

:::.:l:.
l[~
~

~
I
C'Il
S'
re.
I
~
~

~
a3 ~
~
'C
I
(I>
g:
go
Single .. mpll"o ple"1 fa, tlgh,ened 1"lpectlon 1M••", tlblel
en

r.,
'C

HI j.. 0.010 0.015 0.02& 0.0«1 0.065 0.10 0.15 0.25 0.40
Ac ••ptabll quant .. IIVllo hlghlln,d InoplCtlonl
0.&5 1.0 1.5 2.5
_..--
•• 0 11.5
_ . .. -- -
10 15
. _ .. - - - . ' - r - -
25 40 85 100 150 250 400 650 , 000 a
'8:
,.
C; Ac R. Ac Aa At A,
I-- -- -- --- ._-- I - i-- --_. ---- ... -- . ...
Ac R. Ac R, A.e R. AcRe At R.
~
A. R. Ac Ae Ac A~
Ac A. Ac lit Ac lit At R. Ac A, At R, Ac A. Ac R. At R, Ac R. At R. At R. AeR. At Rt Ae ~e
S'
~. ~
J!, ~ I 2 2 3 3 4 e 8 8 9 1213 18 " 2728

1 !. ~ !
!
1 !
2

I
A
1\1
g. 8 3 I 2 2 3 3 4 5 II 8 9 1213 1819 2128 4142
CI tJ' _ C .. ---
Ii o I I 2 2 3 3 4 & 8 8 9 12 13 18 19 2728 4142 ."1"-
f--
~ i 0 o
,,
3 4 Ii 8 8 9 12 13 1819 2128 4142 I" >.
J!,. J!..
8 I I 2 2 3
a. E 13
o ,
o I I 2 2 3 3 4 5 e 12 13 1819 2728 4142 I"" l>-
8 9 1213 IS 19
Ii>

!
F 20 I 2 2 3 3 4 6 II I~ ~ ".
6'
fc:.
1g
G
H
32
50
o
... ,.. o
:... o I
!.
I
JJ,.. I 2
I 2 2 3
-- - ' - ' ~-i---.

3 4 Ii 8 8 9 1213 1819
II e 8 9 1213 1819
-"
2 3 3 4 8 II 8 9 1213 1819
-.
"'r-
{
if

!
0 J 80 1 1 2 2 3 3 4 ~
CI
~ ~ o I 2 2 3 3 4 Ii II a 9 1213 18 19 .. I>-
~
K 126 1 ,.
I ~.
Q,t-J L ...
J!,. I 2 2 3 3 4 5 a 8 8 1213 1819 g

I
200
s-
1
1I1
M 31& I... ., o I I 2 2 3 3 4 5 8 8 9 1213 1819
... ., ~

*
o I 2 2 3 3 4 8 a 8 9 1213 1819
N
p
500
... ,.. o t
I
J1. I 2 2 3 3 4 II II 8 9 12 13 1819 >
11
800
~ ..1J., ~.
I'" ... o I

ra
S' 0 1250 I 2 2 3 3 4 8 II 8 8 1213 \8 19
~
c5
~
e:
e. R
S
2000
3150
o I ""\l'- ! --
I 2
I 2 I 3 3 4 5 II 8 9 1213 18 19
I---
-9-
!a
a
9
1\1
C:.
0
...n.. ~ Us. 11•• 1 IImpllng plan below a"ow. II sempll II.. lquato. o. IXcellda. lot o. balch 01••• cerry OUI 100 ,., ","peellon.
11" ~
Ac c
UII IINI amp/in; plan above a"ow.
Accepta.... number
f
Si'
~
Re • Rejeclion numbel

~
[
I-
ie:
n
en
'<

I
ANSIJAIIM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

.
I~i;
;; ;;
~
..
.., ~
I

I§j; ::: ::! ::: <l I 1

gl~
;:; ;:: ;;;
:: ~ :::: ...
~I~ : :: :: ;::; ~
N . I
t

jill::
IJ!
= ==
!:! !: co
...
;;;
~
~
.. <: I
J

J"
:g.-
-IJ:! .... .. ... -... :::
co = ""
r- co !ill
!!l
4
I

'" ... ..,


sf· =4
-~

.... ..
~,~ .. ..
... on !:
=
... ...
a t:>
m
t
I I

. I".. .. .. .... .. .. ..... = , !! ~


~ CD
... -- ...'" ... t

-
.. .. .. ... ...
:o!
QT~ - - .. .. ...'" = <I
N
!:

,,
<J
. I

... .. ..
CO
N
~

- .. =l> - ... .. - ... ... = <


ea
"'I~
oft t-

<
... .. .. '" ... .. !: I I
."
- ... .. .. .. ::: I

"'1- _ u
~
... .. .. ... . ...
<J
.. ....
. I" -
<
CO !! I

~
0:
_ '" u CO
- ¢ ~..... .... ..... ...'" ...... .e :: ('

::' .. !~ .. q - ... .. ... .. e= 4


I

-
~ ~
... .. ... .. ..
!.~ ~ CO

~I~f& -.,.
- .... .... ..... -... ... =..
oft

. . :O! ~ ~ ~ ¢:===:=
~ !!

11~1;
-
0 ... .. .. .. .. = ~
~
-... - ¢ ~
... .... .. .... .... .. = ¢ !!
1
~·t
-
'Or

~ ¢ c=¢
-.~
&

>-
.. ..... ..... ..... ... .... =e CO CD !!

-i
to
... .,"
=I~
!al::
.; ~
:> - ...
- ... .. .. ... ..
eo ¢~

- .... .... ...... ...... ......


¢ ~
ft -
=:j.l!
.; ~
:> -
- - .... ..... ....... ....
CO
¢ ~
...
!!!I=
..... :> 0
- - ...... .... ....
¢c=¢ ::
. . 1= :> • - ..... ....
¢~
"I~ -;;I~

'"
~
°l~
~
-
I
:> 0

-
~ ~
- ......
:> '" c:::::t> -
¢
.. ,"-
.;
;S -~

:> -
... ~
-"',.r
~ ~
I I
- <l=
-0, -
.,
:; J! It> CO

:> - ¢
I

.. !; - I
I

.. ~! ~ ... ..
.. ....
;r
I
.. .. ... CD
:: 2 .. ... CO
B ~ ~
CO
liI
~
a ~
.... :: .. c ~ D .. .. =- .. - ... -= .. _ -
~ :II:

Table 10 - Single sampling plans for reduc:ed inspection (Master table)

22
AsSoclation for Information and Image Management International
Copyright AllM International S,ld to:PUBLlC.RESOURCE.ORG, W1271258
Provided by IHS under license with AIlM 2012/4/1822:4:16 GMT
No reproduction or networking permitted without ticense from IHS
ANSI!ADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

12.1.3 Nonnal. tightened. and reduced inspection by the supplier to improve the quality of the submitted
product Tightened inspection shall then be used as if the
Normal inspection shall be carried out at the start of switching from normal to tightened inspection procedure
inspection. Nannal, tightened or reduced inspection shall had been invoked.
continue unchanged on successive lots of images until the
switching procedures require a change. The switching 12.1.4 Determination of acceptability
rules should be applied to each class of nonconformities
The number of sample images inspected shall be equal to
independently. Table 11 provides the switching rules.
the sample size given by the plan. Table 12, Inspection
types and determinations, provides infonnalion about
If the cumulative number of lots not accepted in a
percent nonconforming inspection and nonconfonnities
sequence of consecutive lots on original tightened
per 100 images inspected.
inspection reaches five, this acceptance sampling
procedure shall not be resumed until action has been taken

Switching Procedure Rules


From normal to tightened When normal inspection is being carried out, tightened inspection shall be
put into operation when 2 out of 5, or fewer, consecutive lots have been
rejected on original inspection (that is, ignoring resubmitted lots).
From tightened to normal When tightened inspection is being carried out, normal inspection shall be
reverted to when 5 consecutive lots have been considered acceptable on
original inspection.
From normal to reduced Reduced inspection is an optional procedure which should be approved by
all parties prior to its use. If approved, when normal inspection is being
carried out, reduced inspection may be put into operation provided that all of
the following conditions are satisfied:
- when the acceptance number is 0 or 1, the preceding IS lots have been
submitted to normal inspection and all have been accepted on original
inspection, or
- when the acceptance number is 2 or more, the preceding 10 lots have
been submitted to nomal inspection and all would have been accepted
on original inspection if the AQL were one step tighter.
From reduced to normal When reduced inspection is being carried out, normal inspection shall be
reverted to if a lot on original inspection is not accepted.
Table 11 - Switching rules

Inspection Type Sample Result Determination


Percent Number of nonconforming images found is The lot is considered acceptable.
nonconforming equal to or less than the acceptance number
inspection
Number of nonconforming images is equal to The lot shall be considered not
or greater than the rejection number acceptable.
Nonconformities per Number of nonconformities found is equal to The lot is considered acceptable.
100 images or less than the acceptance number
inspection
Number of nonconfonnities is equal to or The lot is considered not acceptable.
grealer than the rejection number
Table 12 - Inspection types and determinations

23
Association for Information and Image Management International
Copyright AIIM International
Provided by lHS under license with AIIM Sold to:PUBLlC.RESQURCE.ORG, W1277258
No reproduction or nelworkina permitted wilhoullicense from IHS 2012/4/1822:4:16 GMT
ANSI!ADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in EIM and Micrographic SystemS

12.1.5 Operating Characteristic (OC) curves The OC curves for AQLs greater than 10 are based on the
Poisson distribution and are applicable for
The operating characteristic curves for normal and Donconformities per 100 images inspection
tightened inspection, shown in tables 13 through 29
indicate the percentage of lots that may be expected to be The OC curves for AQLs of 10 or less are based on the
accepted under the various sampling plans for a given binomial distribution for percent nonconforming
percent nonconforming. (The tables are organized by inspection and on the Poisson distribution for number of
sample size code letter.)
nonconfomrities per 100 images inspection

24
Association for Information and Image Management International
Copyright AIIM International
Provided by IHS under license with AIJM Sold to:PUBUC.RESOURCE.ORG, W1277258
No reproduction or networking permitted without license from IHS 2(12/4/1822:4:16 GMT
~:p~

HI
g"~~
;~~
ro ro 0
~:. ~"
~ R"ro ~ ~
!it
~
~

-g ~
3
=: ~
~
....fM"
~~

~"
[ ~
I
» I
-~~
~
ii i Percentage of loti
expected 10 be
Ch.rt A - Op.'allng cl1.'I.t.,llIl. cu"' •• '0' .Ingl•• ampllng plene
I
w
3

..
;t .ccopled I p.' (Cu,V" lor double and muUtple IImpling 8'. malchad IS closllV 8S p,actlcablel

j
~
80
;" f,
"g,.
~ ~. 60

'" (JQ

~.
-J
40
g. ...
\J1
l
f...
r:t

~ "
~
10

fg'
II>
~
i
&.
o tOO 200 300 400 500
Oueillyol.ubmln.dproduci Ip, .. po'ClnI n.......,lc,mng
600 700 eoo 900 1OIX) t 100 1 200 1300
'0' ACla <10:" nan_ImmlU.. per 100 unlll 'or AQla ~ 101
1400 1 500 1600 1 700 1 800 1 900 2000 (j'
S'

"'"
SQ. ~
Q.~
;S.

i
NOTE - Vllu.. on curveo .'0 Accoplabla QuaHly l ..... IAQla' lor no,rnalln.pecllon,

1.g
"a
~o
ro~
~f2
~~
r
~ I Po
6.6 e.6 1
Tabula'.d " ...... 'or ope'etlng challot.,lallo

2S I 40 I 85 ~L!!;o
OIlN.I

" ••• plebla quality II.ollln .. mal "'ap•• llonl


1><1 260
for Iingl •• Impllng plana

c><r 400' I>$']' 650 .J~I 1000


~
>
",m
-;g
"'w
3:
~
'-' plln~.anl
nonc.nfo,mlngl
p Un nonconfOtmltle. p.t 100 unlls) ff.
g
:n
& 89.0 0.601 0.603 7••3 21.8 41.2 89.3 146 175 219 306 314 617 m 859 917
~
0
:n a _,95.~ 2.53 2.66 17.8
M.e
40.9 . 68,3 131 199 235 308 384
..
4S2 822 145 '995
'1073-'
1122 ~
S-
.GO
& ~.~ .. 11,13 6.27 65,1 81.2 168 233 272 351 432 615 684 812 1206

~
15.0 13,. I •.• 48.1 118•• 127 211 2tI 342 431 621 612 785 934 1214 1354
..---- a
iii
f
~.
50.0
26.0
10.0
29.3
50.0
89.4
-
34.7
89.3
116
83.9
135
11M
134
I"
.. 2IiIJ
184
2S5
334
264
371
484
383
48'
Y9
433
640
660
633
651
770
633
781
889
733
810
l00e
1087
933

-i238'-
1083
1248
1409
1383-

"748- 1918
15J3
1568- "I 728-' ~
....~
g 6.0 77.8 160 237 316 388 626 elI7 '-722" 848 972 1094 1335 1512 1862 2035
::s
e!. 1.0 80.0 230

><
m
40
420
65
&02
100
e5&
150 _~,
eoo 870
260 ><
1007 1141
400
1272
::><
1619
850
'718
.::::><
2068
1000
2270

>< 2
- --- -
Acc.pI.bl. qu..IY I..... fllghlan.d "'ap.OIlonl
NOTE - 8lnomJal distribution used ro. peres". nonconformng COrnP\ll.t&onl; Poisson 'or noncanformlll•• per 100 unll •.
,J 8.
l-
i.
(')
{n

I
E~fi
~ ~~
O"-~

~.~ ~
§5~~

HI t;j
e:
~~. ~
<0

15
0
~
"... ~
~
~
~. ~
~~ 1
•~ ~
m Tabl" '0' .ampl. II•• code I.tter 8 «Individual plan.'

~
"-

~ f
;t
P.,.... ,ag.
01 1011
expecred 10 b.
Chart B - Operating charaotarlstlc curvet for .Ingl •• ampllng plana
ICUrll81 'or double and multiple aampUng are malchld as closely 8S pracHcable)
a3 ... l=rodll'.1

iii ~
!
li' 80
a
til

fIl 'g
[ I' 60 o=g

I ~~. "t;,

I
II> 40 .~ ..~
o.
g
...0' J... H t:ft:'c.
....

= o 1ceo ~
I. & 100 200 3011 400 500 600 7m 800 900 1tOO
Quafltr 01 submitted p'oduct fp. In por~.nt nonconforming lor AQl • .; 10; In nonconlOlmlll.. POI 100 unlta lor AQl. > 101
1 200 1300 1400 1500 1 600 1700 1 800 1 900 2000
Ii'
i: 1.s
0
::s NOTE - Valu•• on curv...re Acceplable QuolllV l ..... ,. IAQL.,IDI nor....llntpectlon.

g>
8.
i~
l Tabul,,,od valua. lor ope,atlng oharlotorlelle euryea lor .Inglo ••mpllng plano
0:
0"
iJ
c ~ I
~ 4,0 4,0 I 16 25 40 65
A••aptablt qUln,y IIV.I. 'normllln.p •• Uonl
lCO L~_.~~ 1><1 ~ 1><r6s0·,~ lOCO
~
>
i'!
0 i: Po
,,1"'_. P lin noncon'Ofmltleo POI ICO unll., ~.
iiiif> S ncnconfolmlrv' ~

1 Ii
0 99.0 0,334 O.:J38 ".65 14.6 27.4 69.& 18.9 117 lli9 203 249 346 419 672 651 947 1029
C ..
JJ
0
m
98,0 1,70 1,71 11,8 27,3 45.& 17,1 .33 167 2011 2fiII 308 416 4116 1183 748 1065 1i62 g,
b 90.0 3.46 3,al 17.7 38.7 88,2 105 1115 181 214 288 343 466 641 718 804 1131 1222 i

9'
JJ ~
P l;' 76,0 9.14 1,1i9 32.0 &7.8 94,6 141 199 228 291 347 4011 630 823 809 903 1249 1344 I

~.
~ 50.0 20.& 23.1 1iS,8 89.1 122 198 268 2B9 358.•. oC89
- 822 ·722 922 Ion 1389 10C89 Il:
~
Ii: I.
0
CI
26.0
10,0
-"6.0
37,0
&3.11
48.2
18.8
98,8
130
~.
131 170
223
247
309
323
3!12
390
433
434
614
507
683
680
871
124
826
... &:12
839
1045
I 185
1152
1277
1 fi39
1683
~
IJm
~
e' ,
e
~
9U 158 2!i8 350 438 481 648 730 890
63,2
-. 210 685 1008 1241 1358 ln3 1886
I,D 18,6 164 221 2110 335 431 633 680 871 781 848 1019 1145 1392 1613 1961 ~
8.6 8,6 25 40 65 lOll
>< 150 .::>< 2!iO
Accepteblt quaMty ...... ,t'ahl.ntd In.peotlon)
>< 400
>< 650 >< ..!..OOO_~
i.
-- -

NOlE - 8lnomlll dlo'rlbutlon uHd 'or POIeent nonconlollnlne _ ..." ..... : Poisson for nonconlormille. per 100 unlto. ~
~
i(')
til

1
z"Uo
o a0
~ ~~
~; ~
gI~
O(fl_
o c 2-
" 0 m

HI
I!
~
I-' ~
~
Ul
~~
~ I
~ ~
i
~
f
0'
n Percentage of lots
upecled 10 be
Tabl.1 for I.mple III. code I.tter C !Individual plenll

Chert C - Ope.etlng cheracte.lsllc cu.ve. for Ilngla IImpling planl


(Curvsa '0' doubls and mull/pie Iampllng ale matched IS closely 88 pr8clluble)
;d
f!
i
I "1
(fl eccepled I/~I
III

i f.I.J

>
;"
~.
ao 80
t
~'
~ 60 60

~
o. f6
e. 40
;'(i>
40
S ;t
...S-
Ei'
I
("'}
20 20 f
S- ~
a
~.
i-
S:
o 50 100 150 200 250 300 o 100 200 300 1000 5GO 600 71» eoo 900 1 000 1 100 1 200
=-
~en
00
;;:;0:
g
fA
Po N i
OuenlV ollubmhlod prolfucl/P In pe,cenl nonconforming for AOLI

NOTE -- Va'ues on curve. Ire Acceptable Quafitllsv81t IADlal 'Of normallnspec:tJon.


< 10: In nonconlo,mld.. pe' 100 unII. 10, AOl. > 101

1.
8
l~
Tabulatad valu.. 'or operetlng charactarlatlc cu,vel lor .'ng'e eempllng plana

I---
~o
:::':..0

~~
~
Ac ••pl.bla ""a"Iv 1.,,01. 'not mal "'.p ••,Ionl
GO' -25-' r' 4ii--~,~_~-=-~~q~:",~~]:~~:[=!~.. s.>
~,-
t9
f-o
m~ ~ I~ ~2~5~~L~D__ f-':~~-Lu 10
Glen " Un percent uni.s)

Jg,
p Ifn noncon'ormhl. per 100
"'0
ogm
-<c nonconforming)
"~ _!!'~_ ~~I :t.E- 0,201. 2.97 8,72 18.6 37,& 68,1 ~ _...!5~ ~ __..!!'____ ~I_~I 343 .. ~ _._~ 818
o g 95.0 1,02 ~-54 1-- 1,03 7.1\ 18,. 21,3 62,3 79.8 93.9 123 154 185 249 299 398 449 639 691
"
_Gl
!a t-- 90.0- - 2.09 11,2 -34.,'- ·-Bio-I--9il.. r-109-- -i«j- ----m-.... 208' -273- -325" "429--- . 482 '-879 - 133'
2,11 10.&-~:O
~ 76,0 - -;:&9 -19.4 5.76 -19.2 34.5:I~~r:-~r~_~~.172 __ .~_._~:2~~:~~3i8-:-~ -374 .. '48s-~. _~~~~-=-~_. 8'
~ f
!:;t.
8
&0,0
2&.0
~_jci.o
_~~'_I-~I"~I-!~:! ___ ~:!..~~
24,2 4$.'
-- -i8.9-'. --58.4 -.1--
21,7 &3.9
77,8
lB.'
108
._73.4_
\02
134
..2!!_
148
185
1&3
194
235
_.~~_~~~_. _~
215 260
280 -- '-308
300 :t48 435
__ 355._ ~ 403 '-~f~
4!l9
6&3
627
813_~_ ~~
811
-5&4699' '-766-- "i~~~
923 988
I O~_
Ie:
!l

~
e. 6.0 45.1 85_7 59,9 54.9 128 155__ 210.. 293 289 339 __ ~f-4l8 ~ . . ~ _~ ~. __ ~.~ ~
1.0 60.2 17.8 92,1 133 1l1li 201 t--m 320 348 403 4lie !09 812 1587 835 908 1171 124'
1><1 1><1 C><J 160 [2-$]. _~~~_~ ___ 600 1>$
t--
4.0 .,0 15 25.J 40 65 tOO
A•••pt.bl. qu.U'r '1 ••la \tlgh,anod lnlp •• tlon) &
NOTE - BmomIaI dI,l/lbullon utod tOf percent nonconfo,mlng compul.tions: Poisson for nonconfo,mllle. per 100 Un/I •. ~

i
e:o
f.I.J

J
~~~
~ ~~

i~~
g" ~~
~ c 2-
o 0 ro
~
!H ..f ~

~
<0 ro
a: ~
~
3
~~
:Y
I
~ ~ C Tab'" 'or nmp'a ., .. code litter 0 Ilndlvldua. p',n,1

ae: ~
'Y
s Pe,cenlagt 01 lots
e.poe.ed.o be
Chart 0 - Oplr'tln" ch,racte"atte eU.ve, 'D. "ng'e nmpllng plan,
ICurves for double and multiple sampling 8.a matched el ckJaely al p.actlcablel
~ .,0-
.reapled IP,I

a3
I
en
j
100

80
100

80
i
til
li' ~
~ i· 60
!i1
60

~
~ ~
~
i ~
i:8
I
40 40
.n
'" ~
li' iO oj!
iO
...0' ~
Ig' 0
i
~
0
20 40 60 80 100 120 140 160
Quelllv 01 IUbmllted producl"', In pereenl ncmconlofmlng lOt AQb .. 10: In noncanlormillH pe, HID unlll 10, AOla > 10'
0
100 200 300 400 500 600 700
0'
...
S'

!Q. t
I!.
NOTE - Valuu on CU""'" ..e Aecoplable Qu.Oty lev. tAQLsJ lor na,m.llnapoellan,

Tabulated values for operatIng characterl.tlc cu.ves for .Ingl. sampling plan I
lg
[~ ~
98:
",a.
~~ ~
I Po
1,6 8,5 Jlo- 1.5 I 8,6 I 1O I 16
Acceptable quo"', Itvel. (rIO.mlllntpe.tlon'
I_ -L40-- C8Tii5-~:J~_I~~::[:I~~_:~~:·~#.-:
26 >

i
roc

fa
f$~
pUn pe1eenl fJ lin noneonlcnmillea pet 100 vnlt.)
::0 n""""nlonnlngl
",JJ
om
Sg
99.D
85,D
0.128 1,97 8.08
4,84 11,1
0,126
0,841
1,88
4,44
6.46
10,2
lD.3
17,1
22.3
32,7
38.3
49.8
43.8
68,1
69,8
77,1
78.2
88,1
83,6
118
128
158
167
t88
215
''249- 281 -_.
244 355 388

203- 288- 301 -~


0,839 432
JJ - - 87,9 ~
~ 90.0 1.31 14.7 1.:12 S,ea 13,8 21,8 39,4 58,2 81,8 101 129 171 424 458
()
rn '.88
-
7&.0
I
0 3,53 12,1 22,1 12.0 21,8 31.7 62.7 74.6 85.6 108 130 153 199 234 303 339 468 504
I;' 3.60
JJ
Gl
8,30 20.1 32,1 8.80 21,D 33,4 45,9 70.9 95.9 -j08 133 158 183 233 271 348 383
--- 521 658

Ig'
:;: 50.0
~ 2B,O 15.8 30,3 43.3 17.3 33.7 49.0 83,9 92.8 121 135 163 190 217 272 31Z 392 432 &n 817
- 10.0 '-'Bi, 1""--'
~ 26,0 40.8 $3,8 28.8 48,8 68,6 83.6 118 147 182 193 222 2S2 309 352 437 478 672 j:;'
'707"
~
6.0 31.2 47,1 80.0 37,4 68,3 78.7 98,9 131 184 190 212 243 274 334 378 465 609 666
I!!. 128 .
I,D 43.8 68,D 10,7 67,8 83.0 106 184 200 218 252 285 318 382 429 522 588 732 178
2.6 10 >< 2.5 10 16 26 40
>< 66 ..>< 100
Acclptable qUlllt, levat. IlIghtened lnopI.tlonl
>< 150
>< 250
>< .~~-l>-$.
l

I
NOTE - Binomial dlllrillutlon UHd 10. ~.,.enl nonconforming cQmllUI8.lona: Poluon lot _ntormillea pe1 100 unl",

~
til

1
Z"tlO

i ~~0"-,,
§~ ~
gI~
O(f>_

~ § ~

til e:~
I!
It
.......a ~
~
[~
~
I
~
~
~
III
e: m Tablea fo, tample .'ze code laUe, E (IndIvIdual plans'

a
3
I
(f>
Il
cr...
Pereonlaga or loti
expected
.«epled 1".1
'0 be
Cha,t E - ope,etlnv chllac,e,la"c cu, ••• 10. lIngle .ampllng plan.
ICurves lor doubl. and multiple sampfil1ll ate malched as clo ..ly.a practicable.
~-
~
j 80 eo
>
~.
~.
;"


~
60

4°l:t:&m~
'tT
60

40 ~.
~ J~
0
1:2
~ f 20 20
a
Ii' tl!j
~
~
fg
a.
B-
e:
0
10 20 30 40
Ouell,., 0' lubmhted product fp In percent noncon'OImfng
50 60 50 100 150
'fH AOb < 10; In noneonfofmrtla. per tOO units for AQla ,. 10.
100 250 300 350 1.100 450 5"00
S'

NW
~@:
~~
§

i~
i .. OTE - V.luas 01' CUf\HI1 "e Acceptable OUalltv leval:llAOllJ for norma' Inspection,
Tabulated value. fo, ope,atlng cherac,arlillo Our"•• lor .Inal•••mpllnll plan. 1
roc
~f!1
f7()
0;:0
~~
n
~
~
I--- p.
I' Un percant
nonconforming I
Accoptabl, qualltv 1,••1. Inormal Inlpactlonl
_~~Ti.ii ~[6.5T,jj ~I'1:o~L~ Iio=:J_~_L?5~12.'Q «I_._C82~ ~~:_.c:=?<J: ,i~: [><L~,
JI Un nonconfoflnilJes pur 100 unllsJ
~

~
--;c
JJ
~
J: ~~. !-_O.01~. __ !:.!!.
._!~_ ....!~~. _,~~ ~_ -.2~ ~:33 --'~-t-c~:". "'.~~ 38.1 ~!, ._~!:~ 79.6 96.7 132 __ 15C] 219 238
i'"
0
JJ ~ ~.~,.~.~ _ 2.~ ~ .~ _,,~395 2.73 8,29 10.5 _~, t-:-'.8. 38.1 .!.~:! ~~ _~L 95.7 115 153 113 .. 246 266
g,
-
;a 90.0 _ UI7 4.!' B.9O 14.2 .2:!.'.~ 4.09 8.48 13.4 24.2 35.!. _ 4U 64.~, 611.6 ~~, 10f> ~~ .. _ .~~_, 185 - ..282
,Gl
.. _261
~ 1:2
I- 75.0 2.19 7.41 13.4
'''6:;;- '1'2.'6
19.9 2.21 7.39 13.3
-21.S-
19.5 32,&
28.2 -~:B
45.8 5U 68.3
'E8,7' 82.1
80.2 84.1 122
97.4 1i3- 144
144
---ss:o
181 209 288
..... _.
310
a
~
236

~
-50.0'- 20.0 5.33- Itt 20.8 187 213 321 344
~
a.
~ -.0:1-"1'9.4 ' 28.0
- 10.0
-- 18.2
38.1
28.8
10.1
-- - - -
38.0
-_
20.7 31).2
.....4
39.3 - 57.1
.. , ~~
17.7
14:5
--:-
29.9
100 -- -W-- 134
--
«1.9 51.4
16'-- 192
--'---:-:-:- ---_., ,-".
71.3
241
90.5
--'B3.i--
- 268
100
--
119
,---
'37
.---. .... _--
190 155
'
217
-- ._- -, - - '
269 295
355
388
379
414 '"s·
i I--~'"
1.0
20.8
29.8
3,;5-41.'0'
41.3 50.8
49.5
58.8
23.0'
35.4
38.5
61.1
48.4
84.1
59.6, BO.9
11.3 101
tO~~
123
11'
134
130
155
150:~= ~_
178 198 235
233--2iiI
264 321
:>3-~
349
409
450
435
1 477
~
...!:~:~~__ ,~ 1.5' I '~U~~__L~~-L~ClZL 40 1><1 65 ~_~~_.:J:g .
.~:o _~
Acc.ptabl. 'I"' Illy lev." IIlgh ..nod Inopeallonl ~
Q.
NOTE - BhlOntl.d distribution used for perc::enl nonconfomung computations: Potllon 'or nonconformities per tOO umts.
~

j"
::r

en

j
~2?g
~ ~~
~;~
~.~~
~

HI
~


ro
~
~
e:
...
~

QO ~
~
3 :Y
~;;;
0-;::
~
I
~
:;:
~
§'
i.,
S'
."
Parcentagt or 10.1
..peeted to be
<cclllted CP,'
Tebl. . for lampla .'.a coere 'ettar F /Individual p'an.'

Chert F - Operetlng ahllrecterl.llo curvea for slnglll lampllng p'an.


CCurves for double end multlpl. sampling ete matched IS closely 8S practlceble'
~
j
3
~ 100

I
100
en
80
~
80
S
> i' cr. 'g:
!. ~
60

r 'oJ!
i:>
60
~

i
tt. 40 40
g (;I

~ J 20
'cr.
20

I
~

i 0
10 20 30 40 50
0
2 8 11,0 160 ~

~~
g
g
g.

r~
3:
i-
I!.
Ouallty of .ubmlUed prod.. t Ip In porcant nonconlennlng lor AOL.

NOTE - Vllue. on cu ....... Aceepllble Duality levels IAOLaI 'or .o.mall"specll"".


< 10: In noneon'tum/tle. per 100 unl" tOt Aal. > 101

Tabulatad valu . . '0' ape .. llng characl.,I.lIo curve. '0' .'ngC. eampllnll plen'
i
o~
",0-

~~
"'c
R?~
~fi
~
3:
I
..., Po r-o:tl6 T2~-[=-4,O--·lu-e.ii· T-~-_-=~~~~-:~[ U
p tin PilAnt
Aceepl.blll qUIlUty teve'l fnorm .. Inlpectlonl
__ [1o_'_1_.15
p Un noncanformiliel
I;~~;;::~:l~~~~~~~~:~-.~:~~=:
tOO unll,.
~
>
EJ,
",JJ t: nancenformlngl
pOt

I
m
Gl
;::Ul cI'i: 99.0 0,060 2 0,759 2,27 .,38 9,78 0,0503 0,70 2,18 4,t2 8.11:1 14,5 17,8 2:1,9 :10,5 37.4 61,7 62,9
..;i!
JJ ~ 86,0 0,268 1,81 ",22 7,14 14,0
- 0.256 1,78 4,09 8,1:1 13,1 19.9 23.5 :10,8 38,4 46,2 62.~.., 74,6
hi
0
[D
i:t 90,0 O,D2B 2,M e,&I e.o3 16,' O.W 2,611 6,61 6,72 r-;u' 23,J 27,2 35,1 43,2 61.6 611,4 t-e1~2' ~
JJ
--ru'
f
1,43 4,81 8,70 12,8 21,' 1--1, .. 4,81 8,64 12,1 21,1 29,8 34,2 0,1 62,1 81,2 79,S 93,4

f
G)
8,39 • ~-
'" 50,0 3,.' 8,25 13,1 18,1 27,8 3,47 18,4 --28,4 30,3 43.3 63,3 63,3 73.3 93.3 108 --

~ g' 25.0 8,70 12.9 18,7 24.2 34,' 8,93 '3,11 19,8 25,6 37,1 48,. &1,0 65-:1 76,1 ----a7.O- --iOO- .25
'" '£.it
10,0 10,9 18,1 2••8 311.4 41,8 11,6 19,4 26,8 33,4 46,4 66.0 77.0 111.9 101 124 14.
s'
eo 6,0 13,' 21,8 ~3__ 34,4 45,. UI,O ___ 23,7 31,6 38,8 &2,8 E,1 72,2 84,8 97,2 109 133 151
1.0 20,8
I~
2a.e
4,~_L.._U
35,8 '4i:I- ~
10
><
2:1,0
1,0
33,2
4,0
'42.0
6.&
50,2
10
85.6
16
ao.o
><
87.0
26
tOl

><
114-
40 __ ~~_.
127 153 172

I>-S:
~
Aoclptable quenl, level. 'lIghlened Inlp.cllon! [
~
NOTE - Binomial distribution used '.r percenl nonccnlOtmlng compUleUo... : Pols.on ,... nom:onformltl.. par 100 unR •.

a
~
~
~
B
z"Oo
o aa
~ ~]
~~;
g·i~
oCf>_
a c ;:!.
~ 0 0

Iii i" ~
I! :c
~
H
~
I
~
~
~
~
t:1' Tlbl .. for .Impl••1•• cod. lalllr a (lndlvldual pl.nll
a3 if c;) PeIO"''''lIe ot 101. Chart 0 - OpI,allng ch.,act.,lallc curv.. '01 Ilngl ••• mpllng planl
I
...S- I.petled 10 be ICurvel lor double IIfld multlpla sampling .r. malched " clolelV 8. practlcablel

~
Cf> accepted IP.)

; 100
til
'2.
I'D 110 80 a=:
~ e·
" 60
'tl

:1I~IRlP
§,
~
crJ'

.'.- Ia
'ff.
g' ;-
.. ~
:-
0-
H t?
[ 1l
~

e
ct,
i
&.
o 'III 40 Ib 4b fk) 8 Ida
S'
g
1.g
Quality 01 aubmlUod productlp, In p...onl nonconforming lor AOLI < 10; In nonconlormill.. per 100 units '01 AOl. > 10)

~
-~
[
~ ""~ f
'2.
NOTE -. Values on f;lJrV" sr. Acceptable Ou.tily Lev_IAOle' 'Ot norm.llnlpetllon.
Tabulated value. '01 ope,atlng characterlatlo CUIVes '0' .Inili. umpllng plan.
~
~ ci
o
iii
gS
It
is:: ! Po :.o.~ I!~T·2.ii L~.o-T
" lin parcln'
e.s=r.. 'O
Acoeptlb'. QuaUty Ilvtl. '"otmlllnlpictloni
~Ji-:J._~~~J·--4.0 '::[ii~~ r iU-.··[5<J·'5 _. :~~i5~ :.r><I~~._ ~
I' (In nonconfOfmiUO. pe, 100 UrUl"
>
fj.
I
-,foomlng!
f5m ~
It 99.0 0,0314 0,471 1,40 2,87 &.118 9,73 0,031' 0,484 1,38 2,61 6,158 9,08 11.0 1',8 19,1 23.' 32.3 39.3
§l 9 iiii.o ----z:eo !~~ _I.IifI_~:21- ~~~ _I2_.4_.~._ ~~i!;~' ·i~~~. :}8:S.-.. :~i.. ~.~ ...
-Gl It
CI
_....:-:-- _.
0.180 1,11' 4.38 UO 13,1 O,IGO
-SOcC-.'=-O-J-:OC=.328=-lI--:-'I,=81+-:3:-:.49::-t--=6.~IifI~-I::-O,-=-2-t-=I6-:-.I-t-~0.328=-t-I.1ifI 3." 6.46 8.85
---,-
14.6 17.0 21.9 27.0 32.2
.... __ . "---".-
42.1
.._6O.B
...... - _ o
......

If
7&.0
60.0

f-~~~--- 14.24
- - -..
0,895
2.1.
3.01
6.19
8.19
.~.~-
&,42
8.27
7.98
1'."
16.4
13.4 ._~ ~ .~ _ _ ~. _~ .. ~.~ ~.~ _ ..~:~ __ .~.~... _~~._ ._~:~_ .. ~.~ .. ....:!~.
".e
22.3
23.7
28.0
2.17
4,33
U' I-:~'~_.~ _!7.7
e.41
24.0 ... ...!~.I. . _!!.~. _.~.~._ .~~
12.~ _ le.o .. +~~ ~_. _.~B ... ~~.~.. 47.8 . ~~..
~'!.. __
6'.9 .. 2.8.~ .
...
.....
.!':!._
,
fs'
'"
[ I-- e,o
10,0 8.94
B.84
11.6
14.0
15.11
IB.4
19,7
22,&
27,1
30,1 ~ ...
I ....u 7.20 __ ~~ _~~:B_. ~!_. ~~
U8 14.8 19.7 24.2 32.9
~~_ ~._ "-~.~. &S,II
....
41.1 __ ~ ..53.0 _~:!_
B2:~I.'~·~
~~ 8~_1 84.~. .. ..
iIIl. _._
.0 13.4
O.es
\8.0
U
23.1
.n
.. I
28.1
••
3&.0 43.2
10
•••
I><J
".4
0.85
20.7 2'.3 31,4 41,0 60.0
.L~J..!.:!...J..2_0_C:::::~:;::L'.5
I 2.5 .
61.' 83,0 11.3
___
~_c::><:J.~
79.! 85.6 1107
... C?<1 ~
Acc.pl.ltle ""oIllf '-"eta ItI;hf.n.d IMp.cllonl [
N07E - 8 _ cfiSlIlIMIon u .... lor po'Clnl nonconlormlng <_'.IIom: PoIIIon lor nonc:onfollnilin per 100 unlit.
&::

je:
o
en
~

H
z-uo

iii
~~~
§.~~

~
o c 2-
" " ro

IH
t6 ~
~

~ ~
!!
~~
~

~
I
~
CD
T,blll for temp" "II coda 'atter H flndlvldua' p'anll
~
~
~
fl
;'
...
J: Chlrt H - Oper.tfnl! cherscte,""" CUrv.. 'or IImpllng pl.na .'ne"
(CuNn f01 doubt. and multiple .Impllng ere malched s. dosaty as practlcablel ~
a3
i
* t
~
P,rcent.glollolt
expected
I.CO",ed
10 be
IPtl
lDO

80
til

iS-

:_'
i!
~
I' OIl
o.
i
I
a.
0

I...
1:1

-
...0'

f
t::.
g
==
i-
&.
o~~
5 10 15 20 25 30 --35 40 --45 50 5S 60 65
~

fa,
t
Oualhy oloubmillad product 'p, 'n pltcent nonecm'CHmlng lOt AOI.o < 10, In nonc:onl.rmltl.. per 100 WIltalor AQlI > (0)
g NOTE - Vtlu •• on CUft'Ol "" Acceplable QualItV lev.rs 'AQLII'OI normalllllpe.llon.
o.l,U g
iN .tna'•• empllng plane
I
Tdarlatad velt.... fer operetlng char.cterl.,lo
~
CUN •• 'Of
g>
a:
0 ~ Acclptable Quality I.vllllno,mllln,poctloni
>
'6
c
i!!
a:: '-'
Pt 0,25 JI.O 1 t.B I 2.5 I 4.0 I U"L><J 10 0,26 J,I,O I 1,& I 2.6 I_~~:~~I~~':::'~ §.
i'i
~
en
0
C
I~ 99.0
911,0
0.1120 1
0,103
0,300
0.718
p lin _

0• •
1,66
1.a1
2.78
noncon'",mlngl
3,89
&,38
e.o7
8,22
7,38
8.12
10,1
'2.1
0.1120 1
0,103
O,2lI7
0.711 ~
0,8/2 1,65
p lin _ I..mI.1et pit 100 unlt,l
3.117
2.13- -'6,23
B,81 7,01 8,&4
1.98 re,39 "12:3 Ji4'
12.2 IB,O
18.S
20,7 25,1
24,9 29.8
g-
Jl
1'2.20 '----- 17.3- 27.3'- 32.B S-
Jl
hi a 80,0 0,210 1.07 2,22 3.63 8,43 9,&4 11.2 14.5 ii:iil 1.0& 3.49 8.3D 8,3' 10.9 14.0'- 20.8
0 7s.o 00- 1,92 3,48 6,10 8,~1 12,0 13.8 17,6 0.616 1.92 3,45 6.07 8.44
r-ru-
11,9 13,7 17.2 20.8 24.6 31.8
~~, a
fg' ..
Jl ~

26.3
'~" 60.0
25,D
1,38
2,73
3.33
6,29
5.31
7,89
7,29
10,0
11,3
14,6
18.2
i8,'
17.2
21,0
21,2
211.2
1.39
2.77
3,38
6,39
&,35
7,14
7,34
lD,2 14,B
16,3
19,4
17,3
21.&
21,3
2&,0 30.4
29.3
34.8
37.3
13.6
43,3
49.9 is·
17,9 22,4 24.7 29,1 7.78 13,4 \8,5 ~
~
4,SO
10.0 7.68 lD.3 12.9 4.11 10,' 23.5 28.0 30,8 35,8 49,5 68.4
- - &.82
~.O 9.14 12,1 14.8 19,9 24,7 27,0 31,8 11.99 9.49 1-i2.8 IB.6 21:0' . 26,3 29,9 33,9 38.9 43,8 63,4 SO,8

~
e!. 1;0- 8,00 12.' 16,' 18.1 24,2 29,2 31,7 38.3 9,21 13.3 18.8 20,1 28.2 32.0 34.8 40,3 46.8 so.a 81,2 68,1
0,40 1.6 2,5 4,0 ~,:2S '0 .>< 0,10 ',5 2.6 4,0 8,5
>< 10
>< 15 .>< 26 ~,
AccePllbla qualltv 11.111 Itlghll".d InlPlc.lon'
&.
NOTE - Binomial dlSlllbullon .Mld I", ....cen. noncanfOlmlng co""UII_: PoIsscn 10, nonconf",mI.le. per 100 unit•.

l-
in
til
~

I
Z"110
0 0 0

~l~
~~ s::~
o·I
~§~

ilf ~
e:
'"
i~
~~
It
....w ~
I
~
~
~
'" ~
ra (.. Tabl•• for IImpl•• Iz. codl 1.1t •• J (IndivIdual plan.,

~
2:

,
!% Pe1cenlftgll of fots
.. peetedto be
ChIn J - Op.rallng chlracllrl.Ue CUr." 10. Ilngla ••mpllng plan.

...cr
3 CCurvea 'or double end mull/pie aampling Ire mllcilld II cIoatly 18 practicable'
I .ccopted 11'.1

~en
U>

80
9
1-
rIl
~ ~. 60
__ 'I,
~.
OQ

i :f.
Ia
"0
!d.-K~Lt..W:
~. 40 '!rs
g
'"
0'
....
i 20

f
1:...0
o Sf
i 2 6 8 10 12 t4 t6 18 20 22 24 26 28 30 32 31, 36 38 40
e:
"''''
00
NO:
~o
0
~.
CI
~
Cot.> 1
Oullily 01 .ubmlllod pmcIuct Ii>. In peteanl nonconlOlml.g lor AOta < 10; In nonconlormltles por 100 unll' 10f AOLs > 101
Non .• VoIu•• on CU"'" ole Acceptable QualltV level, IAClIII", _malln.pocIlDn.

Tabul.l,d lIalu•• for operating cha.acII •••tlc cur ••• for .'nll" IImpllng plan.
fg'
I
~"ll
at.>
"'c
"'ro
"'r '" Acc.pt.bl. Qualily I_I. ,.orm." ...... t"'", ~
~() ~
;;':0
I~ ~~~~J~.. J..~.~J--i:&=Lu ~ u IXllo~~lO.,5=-Jo.I!S~=ri:s-L~:.5~J~~:~r><r.ii!::~~·:C><J~;~·- >
sg :::~
G)m [,4.0
pUn perc.nt oonconformlngJ p Un nDl'ConlarmUfes per 100 uRlisl
:0
hi
0
:0
1
" a
1-99,0 __ ~:0128 0.187
911.0
90.0
0.0111 0.448
0.132 0.887
0.65
1.03
1,04
1.73 ~~. U7
2.28

':39 ~r-~,99 .._S.91


3.13 •• ~~
8.00
6.90
8,\1
7.8t
8,95
7.83
8,89
\1.0
11..
.~~ _5.96 -!.-~-~ . ...!~r-!-~~
9,78 0.01~~~~1~.~:~ .. ..!,03~. _.~.!l
..
13.2_ ~ ~~~f-~ _~!~ ~ ..~~~! ~:?8__ 10.8. ~~r-~:~'
__
~:~ ~~.~ y!~~27 ._.~~ ..~.87..• ..2:~!.. _.~,~I... ,!:!....'~. __!~.! __ fa.
8 Ei'
75.0
SO.O
0.359
0,1163
1.20
2.09
3.33 4.57
2.16
7.08
3.'8 6.30 7.SO
9,&5
8.81
'O.B
'0.9 13.2
_'3.3._~:!_~ O.~_ 2.10
16.B 0.3eO '.20 2.18 3, '7 5.27 7.45
3.34
8.65 10.8
'.69
13.0
7.09
15,3
9.59
19.9 23.4
.--:-:::- -- -- -.- ---
~~~_ ~.~_ ~ _2~:!. ~~:~. 8'
~ ft
10.8
~~!~ 3.33 e.» _~.14 ~~8 .•!~ _~:!l_ ~ __!:..~ .!!:!... ...1~.5 !~. ~~
~
~.
'.84 11.9 13.3 18,0 21.3 1.73 18.3 19.0 21,7
10.0 2.84 4.78 8.62 8.18 11.3 14.3 15.1 18.8 21,4 21.2 2,111 4.88 8.911 8,35 II.e 14.7 18.2 19,3 22.2 25.2 30.9 35,2 U>
0 - - - ..-- I--o'=---I--:-':-:----:-:-=-- -- - - - . - - .--:-:-:-:---- "7~~-- , - , : : - : - - - - - - - . ----

I-~'O 3,88 5.79 7.88 9,11 12.7 15,8 17.3 20.3 23,2 211.0 3.7' 6.93 7.rn 9.69 13,1 II.' 18,0 21,2 24.3 21.4 33.4 31,8
CI
e:. L 1-:0- &:69" ra:OI 10.1 12.0 15.8 i.7iI-ii:iO 21.8- -'25.228.& 3I:B I-Ja:2 --..2.9"
~
18.9 20,5 23.8 2II,e 29.5 10.5 12.B 18.4 20.11
0,26 1.0 1.5.~ ~~ ~~ tel >< 0.25 1.0 _~~ • . _4:0... "x, .!I~_~ .!~__ ~-'-~l2S:
Au.opt.bl. QUIIlt, ....... ,tlghten.d In'pactlon,

NOTE - Blnaml.' distribution uaed tot' parcenc I"DnconfO'lmfng tompur.tl:onl: Poisson 'Of noncontormhhts pat 100 units.
[

{
n'
VI
'<

I
§=~g
~ g]
~~;
g.~~
;~~
ro ro

IH
0
,
~

~
~
~
~ ro
-g ~.
33- I
~~ ~ Tabl" for lample .,•• c:ode letl8r K IIndlvlduel pllln,'
~

~
i
if

*
3
cr
i
..
0'

!
;-
" P.rc..... 01 lot.
"pe""'d to be
.e_ad 1,.,1

80
CIIert K - Opere"", chlrl.'.rIIUo curvel for lingle lamp lin, plan.
ICuMI1I fo, double end mullipJa _ _ 'Ing life malchad .. I closely 81 PlBCllc.Bbfel

80
~
~
tn
a
g' i-
( ~
60
.Q
60
OQ

I
f7'

-t 40 .6. r--t-f-"
40
g -.cO -..y:;.
:/j .'"
...0' 10 20

f
~
o o ~
i 1,0 2,0 3,0 4,0 5,0 6,0 7,0 10 15 20 25 Ei'

I
QuIll\' 01 lubrnllted product In percent noru:clllormlng Of In nOllconfo,mlIles POI 100 onht
g'
i
NOTE - V..,. on curves If. Acoep1able QU8il~ ~It IAQul lor normellnopoeliGn. 1-g
,~ Tabulat,d valua. 'or ope,atlng chareat.rletla aurvee for .'"gl. 8ampllng plano
~
s~
",0.

~~
me
~jE
n

f
I ", -:-:-:--roAO
0,10 ~ I 0,16
I 1,0
Accepllbla quality lovo'. Inormellnlpacrlonl
=r=!:CC2.6~~~=.~~=~o-=
p fin pertent Mrteonformlng Of nonconfOlrfttlo, pet 100 lInitl.
>
g.
go
~o dll 99.0 0,00804 0,119 0.348 0,858 1,43 2,32 2,81 3,82 4,88 6,98 8,28
-'--- -----10,1
i
",ll
Gl
,<'"
-<g
m ; 86,0 0.0410 0,284 0,854 1.09 2,09 3,18 3,78 4,94
-~---
7,40 9,95 11,9
g,
~ 90.0 0.184 3 O,42B 0.&82 1.40 2,62 3,72 4,35 6.82 8.92 8,24 10,9 13,0
II

_._- f
0 78.0 0,230 0,789 1,38 2,00 3,38 4,78 6,47 8,90 8.34 9,79 12,7 14,9
m --_.-

I
0 1,34 8,63
II 60.0 O.66S 2.1. 2,94 4,64 8,1. 8.94 10,1 11,7 14.9 17,3
_Gl 1--- 25.0 1.11 -i~ 3,14 4,09 6,94 7,78 8.84
-""10,4- 12.2 13,9 17,4
f----
20,0
§ 10,0 1.&1 3,11 4,26 6.34 7,42 8,42 10,4 12,3 14,2 18,1 19,8 22,6 s'
~ ~ S.O
1,0
2.40
3.118
3,..,
6.31
8.04
8,72
8.20
8,04
8,41
.~-.-

10.6
10,6
12.8
11,6
13.9
13,8
18.1
16,6
18,3
17,6
t-~
21,4
24,6
24,2
27,6 ~
0,16 0,65 1,0 1,6 2.5 2< 4,0 • ~ 8,6
~ 10
~ ~
Acceptable quality laVlla Itl,htoned 'nlplctlon) Q,

I
NOTE - All the valu•• Given In lhe tobl. ab......... ba.ed on Palaoon dilt,ibution 8. an approdrnollon 10 Ihi! binomial dll',ibullon,

e:n
tn
~

~
z"oo

iii
~;~
g-I~
OUl_
Q § ~

Hi i
II>
~
I! ~

~
~~
~ I
~
~ i r- Table. fOt .ample .1 •• code letter L (IndIvIdual plen.'

~
~
a3 Il P81cen1eg. of 101' Chart L - Operating characterl.llc curve. for ,'nille 8ampllnll plan.
elP1Cfed to bo ICurvH lOf doubl. and multiple """,pIIng ... matchBl! .s cIoC61v ,a precllcablel
I
...0' 8cccl}tcd f P.I

~
Ul

c:
I
(II

i"
80

60 ;s- ~f7
.~ i
V)


't.,r.: OQ

~
B. s 'tJ
;,
-('.
r::.
g If' 40 j:)Lkcr.

~ J 20 H-t-i\il
~

f
f
a.
s
r"'
i
e:
o
1,0 2,0 3,0 4,0 5.0 6.0 7.0 8,0 9fJ 10:0 11.0 12.0 0.0 11.,0 15,0 16.0
0-
'"I
!;'

~
t Quality 01 ...bmlued product," PI",""t nonooniOlmlng or In nOManlo"n"1n pm 100 unlll

'Ot natmef inspection. 1.g


Ii~
NOTE - Values on cu.vos are Acceptabte Qu4fllv Lovel. tAOhJ

~ ~
~ 3:
i
~
Tabulated valun for operating charact.rlilic curve. fOl .Ingl•• ampllnll pt.n.

Accoptlb'. quellty lavol, Ino,mol In.po.tlonl


~
>
iil ~ 1', ~-I-o.a5ro.co:-r UI Li~.=C~~~&~=~- 4.0 ~I;2:S:[--8.5- . g.
~
~
!fi
i
II>
99.0 0.00503
~' ____ I- 0,0256
0,0743 0.21B 0.412
p "" poreent nonconlonnlng or noncOI\I",mlli•• par 100 unit.'
0,893 1,45 1,7~ _ _ 2.39 ._,_.~ _ _ ,~~7~ . . . . -~ .. ..I~-i
3.08 ._. _~~_ .. __ ~~~__ .!-~}~ __
i'"o
Gl
n
t:I
95,0 0,178 0,409 0,883
un
1.31 1.89 ,_ 2,35
....
~:::j Iis-
80.0- 0.052 7 0.2811 0,651 US 2.33 2.72 3,61 4.32 6.15 6.84 B.I2
f----- 75 •0 0.144 0.481 0.864 1.27 itt 2.98 3.42 -. 4.31 5,21 6.12 1.95 -9:34--
~ ea. __... _~.~ _ _ _
25,0
~~~. ____ ~,~_ _ _ _
0.893
I'~. _ _ 2
_1.35 1,98 2.55
_ _~84
3.71
$.Ill
~~~_.~_~!
~,33--==_ &.:13___ ~~:~~~_~~=l.ii--
____ ~6~. _ _ ~_ _ _ !~
- .!:..~~. 10"--1
___ _
_...!~:~
4:S·
II..
i 0.0
5.0
1.0
1.16
1.60
2.30
1.94
U7
3,32
2.68
3.15
4.20
3.34
3.IIB
. 6.02
4,114
6.21
U!I
_ 8.67
11.00
.
UO
1.22
8.70
7,70
8,48_ _ _9_,~
10,1
B.89

II..
_ L - __
10,1

.----12.7
12.4
IO_.9___ .. _._13_,3_ _ --~
'&.3
1•. 1

+--17-.2--1 ~
~:~_. 0.40 0.55 1.0 _~~I>-·~:;::L_4,!!_ ~._._e~~ .. 8-
A•• IPtlbll qUlllly '''','" (tlghtenld 'nlpectlon'
.O'U'. gi••n in Ih. t.blo _ . ot. ba..d on Polaaon dlstribu'ion I. on ."",ollmetion to tho b"om/aI dIst,lbutlon. g;
a
NOTE - Alliho

I
n
en

1
~~~
~ ~~
~~~>-
n ~

HI ~
e:
~~. ~ ft
~
<0

1§=
m

,
~

~
:;:::t>
ro
0.';
~
0' ~
~ e:
~
~

~
Q
.,
~ s: T.bl.. for .Implo III •• aDd. la"ar M IIndlvldual planol

Chart M - Opor.llne ahlrlalerlotl. CUIY.O for olnala .ampllng plln. ~


lCu",", fOl double Ind multiple •• mpllne Irl matched as cloeetv •• prectlcablel
j

I
ft
CIl
a
"5!.
~ B' i
~'
g' l- i
~
Ii'
0'
ts::
.-..
I
Sf
e e::i,e'
g' i
~
c:l-
i
OualllV 01 .ubmilled ",oduelln pltcon! nonconforming or In nonconfosmltlu PIt 100 unlis

NOTE - \lolu•••n CUM. ore Accoptabl. Ou.l" lOYl11 IAOld for no,mlt Inspeedo.,
a.
g
~~ r~
~q
o;~
OQ
no
I Tlbulatld v.I .... 'or op..allne cheracterlstla aUNes '0' Iingla lamptlng plana
Acceptable QUIlity levlll tnorma. Implcllonl
~
>
S.
~~
coJJ
G)m
,;Ul
-.g
JJ
fi Po I O.O«I-r~O:l5-I~~:~ .T--'o.;o' r-O:~5 -T ,. ':0' '~-=~,::~~'~]:~::$:l~,_- T.5?:<::r-'4:O~.',~,:
p lin petcanl nonconlormlng 0' nonconlonnille. PO' 100 unh.1 g
Ii

i
~ !!
0
JJ

"~
~
f
g' 0.440
O~_I__ ~
I O.
Ef
~
~
U51 I'
I •.a 2,87
0-0111 "
1-==_..L_":':::':_-'--2-'-'--_.L.---=O:.;:..III~..L--.:::I.O=--_C><:JI..::::::'-:=..L-
... 1.& ~I
Acceplobl. quailly 1....llllIghton.d In.paollonl
:I.S c;::::><::;J4jl C:::>< g,
HOTE _ AU the waIuet gtv.n In ttl, ... hle.bove .we bINd on 'CIII,son dW,lbtJllol\ II .n appre»clmilion to th. binomllil dittrlbullon. ~
a
~
[-
en

1
z-uo

i~"
i~;~
g. I ~
ow_
o, c0 2-
ro

HI ~ ~
I.1[~! ~
~
~
" i
I
z Tabl•• for ..mpla .'.a coda 1.II.r N IIndlvldull ph,n.' ~
~
if
~ ~ Chart N - Op.ratlng characterlatlc curve. 'or .'ng'a •• mp"n; plan.
a3 ICUlve, lor double and multiple .smpllnll are malched .. eJotely aa practicBbh,1
S'
...
~
0'b.Inl. i
l!.
Pfucenuille
••pee,ed '0 100
.ceeD,ad II~t C"Il
80

t 1.
~
2· J
a.
g
0'
... Iz I
I
'"
S'
i 0,5 1.0 1.5 U 2,5 3.0 3.5 4,0 4,5 5,0 5,5 6.0 6,5 '"t

S'
e: QUlUty of IUbrnltled produet In pucln! nonconforming or in nonc:onformitill pet 100 \lNlt
j
!;g
g
~
i~ t
'2.
NOTE . Va" ...s on CUl'VRt Bfa Actl!J)lahfe QlAIlity levelt fAOllt' 'Of lIormai iMCIlcUon.

Tabulated valu •• 'A' op.r.tlng choreaterletlc curv.. for .Ingl.. sampling pl.na
o
a.
t:S

~
OJ

ii ~
00
~
! .
to:~ ~] ci~io.: ·~.r :o,Ie '::r 0.26
AGoeClt.bl. quality levell 'nolma' lnlpeellon'
. L~·4~ : T 0.65 c.::>.<::J' 1.0 C><:::J I ~
[:><::]. 2.5 >
f
p.

m~ " Un Pllclnt nonconforming Of nancnnformhlftl PilI 100 units'


0.~57 . . -'. ...~. 701
g:n ~ 99.0 0,00201 0.0297 0.0117 Z 0.185 0,581 0.954 I.n 1511 2.07 2.51
~
95.0 -0.0103 . 0.071 I ."ci:i'M'''- 0.273 0.~3 0.7911 r 0.939 1.23 1.54 1.115 2.<19 2.911
~ cs~ '0:349' '"
'-'~3':'1': ~:~ ... g,
80.0 0,0211 0.830 0.931 1.09 1.40 Ul 2.111 2.7.1 3.25
:n
Gl .. 76.0
.-_L"'O;-057S- 0.607 0.1144 1.19 1.37 1.72 2.011 2.45 3.18 3.14
~ 5'
~ a.~
60.0

:=-i!:-:=¥~~-·:~~ -l·~~-
0,139 "o.iii·
0.639
0.635
0.784
1,08
0.734
1.02
1.34
1.13
1.48
1.86
2.10
1.53
1.94
2.35
1.13
2.16
2.80
...2.13
2.80
3.08
2.53
.1.r14
.1.58
2.93
3.018
4.03
•. 38
3.73
•. 35
•• 95
4.33
4.99
5.84
8.05
I
s'
i
1.65 3.89 5.34
.... ~-.-. --- ...

~
2.01 2.82 4.58 5.09 8.12

f-.?~o:*I. 0.18 0.25 0.40 O.&!! 1.5 , :::::>-<:::..., 2.6


Aceepl.bt. q~~ltl. I.~I. (tI,ht • •d In'~llon.
NOTE - AI It.. ••lues Qivon In Ihe ,.bIa aha•• are baled on PnlsIon dIoIrlbulion II .n •• ",mdtruliion In II", hInomIaI dltfllhullon. 8-
~

fe:
n
C"Il

I
en
z"oo

iii
~~~
g. I s:
ow_
Q§ ~
~
HI f
~
~
I!
[~
I
~I
Tebl.. 'or eemple al18 code letter P !Individual planel ~
"
~

-~
S!: Chert P - Oparatlng ch./ectarl."c aU/V" for .Ingl. . .mpllnll pl.na
il II ICur""s for dcuble and multiple sampling are malched as closely IS practlcablel
~
a3 .,s-
*~
P"cemlg. of loll 100
I e"Peeled 10 be
w
R ...,opledIP.t
aD
'a
It
'g
s'
i
60 Ei'

~-
oq
" "
i
I
1:'
6•
.:I .:I
8
~
~
I.,
."

i
:if 0,5 1.0 1,5 2;0 2,5 3,0 3,5 It,D if
I·g
Cl.
w t
OuIIllyof lubmll1ad produclln percenl nonconforming .. In noncenformille. par lOll until

NO TE - V.,.... on CU/WI .re Accep,able OuaWly t ..... IAOlll for nOllnlllnopa.lIon.

Tabulated value. fa, operetlng aharacterlltla curvel for .'nale lampllng plana
I0
'"
w
:l: ..8
CW
00

I Ac••plabl. qU.llly ,.,,1. Incrmalln.pacUon' ~


T T 1 T §.
0
'iJ
c
:: ...... Po
0.016 0,06lI 0.10 0,16 0.25 I 0,40 l><::J 0.65
~.~ 1.5 I
i" p fin _cent noncon'ormfng Of' nOftConformhl•• pt'r 100 untf.1
0
iiiw
!!III 89,0 0,00128 O,OIBe 0,0545 0.103 o.m 0,363 0.438
-
0.598 0.762 0.935 1.28 1,87 g-
Ii0
0
C
JJ
hi 1e &&.0
90,0
0,00II41
0,0132
0,044 4
0,0&111
0,102
0.138
0,171
0.211
0,3:17
0,394
- 0.489
0,682
0,687
un
0,771
0.878
0.961
1.08
1.16
1,29
~
1.71
1,88
2.03

r''1'"!"'
76.0 0.0310 0.120 0,218 0.317 0.621 0,741 0.855 1,08 1.30 1,53 1.99 2.34
0
JJ
p Ii' 10,0 0.I11III6 0,210 0.334 0.469 O,7lI9 0,959 1.08 1.33 1.18 1.83 2.33 2.11

~ I.~
25,0 0,173 0.3» 0• • 0.839 0.928 1.21 1.35 1.83 1.90 2.17 2.72 3.12
10.0 0,28S 0._ o.eee 0.836 I.IS 1.47 I.~ 1.93 2.22
- 2.52 3,09 3.52
8,0 U74 0.183 0.187 0._ 1.31 1.64 1.90 2,12 2.43 2.74 3,34 3.78

1.0 U7e 0._ 1.06
0.18
1.26 1.64
.::><.:...
2.00
~
2.18 2.52 2.ee 3,18 3.62 4.29
~:
0.026 0.10 0.21 0,40 0.05 1.0 ~ 1.6
Aa.IPtablt quan" la...t. 111,hl.nad InIP,,"onl
NOTE - All Ihl Valuel oMan In Iho tabIo lbove 118 b...d on Pol..... dlllributien •• In _",'mel'on I. Ihol>lnamlol dlsllibulion.
8-
~

ie:
0

~
.....

I
z-uo

i !~
~; ~
g-I~
ow_
o c 2.
" 0 ro

~
HI f ~
H ti
0.5:
~
I
~
~
~
a3
i.,sa o Tab'.. for lample ,1111 code lall" Q IIndlvldual plenel

Chert Q - Oper."", characlll.letlc curvee for Iingia ••mpllng plana


(Cu'ves lor doubl.. and muflipl" eampllng 8re malched lIS clolalv 88 p.actlcablel
~
I
w PIa,eent8ge 0' 101. 100 j
tIt
._peeled 10 be
accepled 11'.1
8
i
VJ

>
en !. 60 ~'
B.
'"8a. !Ii' 40 ~
.,
0-
S- ~
,0
20
I
CI>

~
f
a.
i-
S:
0,2 0,4 0,6 0,8 1,0 1.2 1,4
DUtil, 01 IUbml110d ptodUCl1n perctnl nonconf",mlngol In noncanlormW," per 100 unlt.
1,6 1,8 2,0 2,2 2,4 2,6
Ii'

1
0
::s :j.

i
NOTE - VIIlu .. 0. eu ....... ,. AcCOpl_ Qu.lil, lovel. IAOL,I 10...,mallnspactlon.
~
NW ~~
~§.
8''0 Tabuleted VI'U.. for operating ch,,"ela.letlc curve. 'or lIngle nmpJlng plane

I ~
~o

~
"-u
roc A••• ptlhll qUI Illy 1•••1, Inormallnlplctlonl
Nro

-O,OiO-"co:§"~-----0:0&5"'-r o.Q-0,i6~-·O:26-~·-o.40:~~:'::i~=~~ _..':~._~=. >


e:::
f'?c

~,
f70 '-' P,
a;JJ ,. lin o"conl III,nconIorming Of nonconformities POI 100 unilal
~§:n aQ !II.O 0,0001104 0.011 9 O,O)I~_f-' O,~~ __ 0,143___ . o.m 0.2111 0.382 __ .0,488..__ ~~_ ~ __ 1,01 [
hi B
()
05.0 O.IIM 10 0,028 4 O.IIeS 4 0.109' 0.209 0.318 0.378 0.494 0.815 0.740
"''O:69i . 0,824 ..
0.09!l '.19 Iio
0 R 90.0 0.008 43 0.0426' '--0,0882 0,140 0,262 "0,372 - . 0,435 - 0,582 - 1,09
'.30 .....
- ... .!~~~ ~_.o,m~·~ _~. 1.27_____I.~_
:n
o.l:sI-=-r--o.~->-· O,33II'-f--'~~ ~~~o.~~
CI
.G' " 1=---'76,0 ___ .0,0230 0,0789- -
:E 13
~ i'a."
SO.O 0.055 & O,I:M 0,214 0.294 0.454 0.814 0.694 0.853 1.01 1.17 1.49 1.73
25.0 .- 0.111 0.216 -~ 0._ 0.!i!M --O~715 0.8114 1.04 . 'i:n-- -'-i:iI'- ".14-' --i.-oo- ~
10.0 0.184 D.311 0,428 U:M 0,742 0.142 -1:04- I.n ---':42--- --;:&1-- 1,98 2,26--- ~
a.o 0.841 ....__ ~~~ __ r--._,._,a_. . _...!~38 ..i~?~ __ __ ,..-_2.:...'_4_ --2.42 -- Ei'
~
0,240 0,3110. 0,604 0,820 _1_.58
__ _

~
I,D 0,_ 0.&31 0,872 0.804 1.05 1.28 1.39 1.81 1.83 2.04 2.46 2,75
0.015 0,055 0.10 0.15 ~~40_~_~._I~~_1><
Acclptabll ".Inl, •..,.,. ftl,hloned In spoello"' [
NOTE - AD !he . _ . ul_1n tho lable obo.. are based on PoIlIOn distribulion III In .pplOldmalion iO !he binomial diIUib.,fon.
:::
g'
~:::r

VJ

I
Z"(JO
a a 0

~ ~~
~~~
§"" ~~
Q § ~
~~~ ~
Hf !it
ID
~ ~
~!

~
2.
~~
l>
I
~

~ i5'1 :rJ
Tabl" for .amp'e "18 COde leUer R IIndlvldull plansl
rJ
~
Chert R - Operating character'tllc curve. for .'ng" aamp"ng plenl

~
;-
...
Ptrcenl8l1'1 0' loll
••pected lobe
accepted IP,I
ICurv'. lOt dDubie and mulliple esmpllng ere matched a8 closely 81 practicable)

......... -
~
~
t
iJj 100
lIoJ
..... - ;;;o,n:rrn- - ~ CIl
II
80
.b
JQtt l=~ 9
I' ,~S "S!.

i i
60 ;J.- ~.

g
...0' I...
40

10 I- t~
"
"4:

-I I
I
g
er"
.-.
e: o 0,1
-++
0,2 O,! 0,4 0;5
~..l.

0~6 0,7 0,8 0,9 I,D


~

1.2 1.2 1,3 1,4 1,5


'"
ij'
5'
§
Q,~ l QualIty 01 Iublnillod produclin per"""t noncon"'rmlng at In nonconiormilies PSI 100 unlit

NOTE - Vsluu on .urwo .r. Acceptable Outllty Levels IAOl.,lol nDlmellnspe.llon. 1-g
I I
Ul
a:
0
Tabu'ated va'u" fer op.ratlng charaelarl.tlc curva. for e'"g'e .ampl/ng plana ~
'iJ
c ...- Acceptable qUIUly laval, 'normallnlpe.llon)
-- -.- >
f
. .
><
i
IE ~-

0
Po
0,0211 I 0,040 I 0,066 I 0.10 I 0.15 I I 0.26 1 ><1 0.40 1><::-' 0.65
f:i
Ul
p (In pa..,an. nonconforming or nonconlormllllll per 100 un/II'
0 0.00743 0.0218 0.04' 2 0.0119 2 0,145 0.175 0.239 0._ 0.374 0.617 0.629
99.0
~
C
OJ
hi 5!
85.0 0.0179
o,ozee
0.0409 0.0883 O,13! 0,199 0,235 0,309 0,304 0,462 0.622 0.745 e,
0 90,0 0,055 , D,087 2 0,168 0.233 0,212 0,351
---_. 0,612 ----.
0,432
0,431 0,621 ------
_--- 0,615 0,684 0.812

I
OJ
Gl Fi' ..
76,0 0,0481 0,0884 0,127 0.211 0,288 0,342 0,795 0,934

~ i. 60,0 o.oan 0,134 0,181 0,284 0,383 0,433 0.633 0,833


------ 0.733
._--- 0.933
------- - - - -
1.08 - -
2s.o 0,1311 0,198 0,255 0,371 0.484 0,540 0,851 0,781 0,870 1.09 1.26

[ 10,0 0,194 0.268 0,334 0,484 0,_ 0.860 -_ ... 0,770 0,_ 1.01 1,24 1.41 er
~
5,0 0,237 0,3111 0,_ 0,5:16 0.851 0,722 0.848 0.972 1,09 1,33 1,61
0,420 0,602
--
I,D 0,332 0,. 0,800 0,870 1,02 1,14 1.27 1,63 1,72
0,040 0,085 0,10 0,16 ..::><... 0.26 ,..:::-::::..
Acce"t,bli quoUty 'ev", .tlghl.nld In,pectlonl
0,40 >< 0.65 __ """'.?<-=- !
NOT! - AU I'" yslun glyen In IhI ,able .bOye are btled on POIUDn dlltribullon II en I""roxlmellon 10 Ihe blnatnlel dlllrlbudon. ~

i
[.

i
ANSlIAlIM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

T.... for ample size code Jetter S (individual III_I

_..-..
--
_(Po)
Chart S - Operating characteristic curve for single sampling plaM
cc-Iot_and .......... _ _ .. ~ .. "'-1

100
I

eo
70 1
I
I I

50 I
I
I
" I I
I
1
-I
20
;
l I I
I
I
!
: I
-"'LoJ!:' i I
; 'k I
,
I I 1
, I
I
I
1 :
_, i
10 I I : j I ; i 1 N.- i\ LLl' I IJ :

, : I ;~!:i
ol
~ I
I 1 I
, , : 1
! I l
o:fr b.tll-'::i=il.20
u.w u.... V.W U.IIII V.'V V.ll '.10
Quality. &ubmIDed IIfOdUCI 1ft '*'*" ,===IfDI".", CIt tIII14IIQiiloA'iIics", 100 riS
NDIli· V_OIIIc..f\Je . . . . . . . . . . . a..r ...... IAQJ .................

Tabulated values 'or operMing


Cbatac:teri$tle curve for .mg'. sampling ptan

---,-
X
'--I
Il

••0
Po

-
P Cin perea.

Ionnngi

O.1IOfn
-
"'I"'~

.,.,100_1

O.1IIMT2
85.0 0.0113 0.On3
110.0 0.0169 0.01159
'IS.O D.03D5 0.D3QS
50.0 0.C11533 0.0533
25.0 0._ O.oess
10.0 0.12:1 0.123
S.O 0.151 0.151
1.0 0.211 0.21'
0.D25 0.=

~QuBity-
"-""_.
"_I

Table 29 - Tables for sample size code letter S (individual plans)

41
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ANSUADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

12.2 Sequential sampling using ISO 8422 An example follows.


The purpose of 122 is to provide sequential sampling
For the sequential sampling plan with AQL = 25% and
procedures that COIreSpond to the single sampling plans
sample size code letter 1, table 30 gives the following values
discussed in 121. The sequential plans discussed here
for normal inspection:
mau:h, as closely as possible. the plans described in 12.1.
hA= 1.910
The sampling schemes again are indexed by AQL and
sample· size code letter. The procedure for selecting these - h,,=L650
indexes is the same as that described in 12.1. - g=O.0706
The corresponding single sampling plan from table 32 is 80.
The sampling plans described here are for use in situations
The curtailment value from table 32 is 120 with an
where
acceptance number of 8 and a rejection number of 9
there is a continuing series of lots, and (8 +1), for the curtailment sample size.
inspection is by attributes for either percent The value of the acceptance number, A, is
nonconfonning or number of nonconformities per 100
images. A =gn_-hA
The sampling plans are based on the asswnption that A = 0.0706n_ - 1.910
nonconformities occur randomly and with statistical rounded down to the nearest integer (see table 34).
independence.
The value of the rejection number, R, is
In the case of inspection of isolated lots, the procedures in
11.2, ltem-by-item single sampling procedures, should be R=gn_+hll
used. Those procedures require selecting the following risks: R = 0.0706n_ + 1.650
- rejecting lots with an acceptable level
- accepting lots with an unacceptable quality level rounded up to the nearest integer (see table 34).
The principles of sequential sampling by attributes were The rejection number cannot exceed the curtailment
discussed in 11.2.1. The definitions and symbols used here rejection number, R, and the acceptance number cannot be
are the same as those used in 11.2.1. Presented here are the less than zero.
values of the sequential sampling parameters that result in The acceptance and rejection numbers corresponding to the
operating characteristic cmves approximately the same as cmnulative sample sizes 1,2,..., 120 are calculated from these
those of the single sampling plans desaibed in 12.1 for the expressions by successively inserting the values of n_ in the
same AQL and sample size code letters. expressions and rounding appropriately. The results are
indicated in table 34.
12.2.1 Operation of the procedure
For each value, n_, of the cumulative sample size that is less The example also can be presented graphically, if desired.
than the cunailment number n" the acceptance number, A, is Figure 4, Example graph for sequential sampling using
found by rounding the quantity gn_ - hA down to the nearest ISO 8422. illustrate graphically the same informaIion that is
integer (see the example that follows). in table 34.

The rejection number, R, is found by rounding the quantity To use the graph, do the following:
gn_ + hIt up to the nearest integer (see the example that
A Start inspection at the origin.
follows).
B. For each image inspected, move one unit to the right
Values of hA , hIP and g for normal inspection are given in
table 30, indexed by AQL and sample size code letter. C. If an image is nonconfozming, also move up one unit.
Values of the same parameters for tightened inspection are D. 0Jeck if the lower or upper decision line is crossed.
given in table 31.
If the plot crosses the lower decision line, the lot
Curtailment values for the normal and tightened inspection can be accepted.
plans of tables 30 and 31 are provided in tables 32 and 33, If the plot crosses the upper line, the lot is rejected.
along with the acceptance number, A" for the curtailment E. Continue sampling one image at a time as long as the
sample size. plot is between the two lines.
The rejection number for the curtailment value of the
cumulative sample size, R" is one more than the acceptance
number, A,.

42
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ANSIJADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

.n .... -::l0
I"·
~r;; ~::.~ ~ .... ~ ~.i
5: .... ::lSi::
~~;
- - 0 :l~:
~
-'ct~ --0 --0 ~:;;.
""0

.... i~i ~i8 !is :-- ~~.~ ~ ... :.;.~


oOd -'ood _0_";; ~:.~ N-fi :.-.~
..-.... ft'Nd

:, ~ -~ ...
""!,-.!! I ... · 5;;
0 .... 11: "~
-=o~ -°0 -.~=
,,== ~~i
.- - d -,_0; ~~! "01""'0'

li
11
... .. 4= I=¢ Uoo-! t
~ii ;s:
~f'I!~ ~ .; I:::
01'" -.~8
!• --0 --0 --0 ~-o

! .. :A t.. ~i; Ua ~~: ;.~i


-_ ..
r ~
~D:' ~ci: ~~!. - - 0
! i
.....
0
i:
0 I
.5
~
I~ ~ I~
IU::
~~!
u;
----: ~~5
--0
:i0
Ii:
-.;
I..
~ ! u~ "a"
¢= ~ .:.;! ~:rs

I! 12
..l
.2 ! ! ~
:.-
~ ~ ~:!
c:
0
:
'G
•a..

.5
i
.!:
~
.; ~ 4= ~
;; I ..:i ¢::==
!0 ~ >
.. ..
c:
S
i
~ 0
II
c:
!! I .;
>
a.. ~ ci
II
c:
:aE
io· ~i
i
.
••
'i
~
ci ~~It
0

:I
:e
!!?
f
III : >!r
.. i.
~
~ ~
t
~I
0

~
t ..
~

..
c

..••!
.:,-
..
.c-CI_ ~.I" ~.: ~~ ':'.1- ~.I" ~~.
1:
i:
u.!!
a .. % .. S
:>

Table 30 - Sequential sampling plans for normal inspection for percent nonconforming (Master table)

43
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2012/4/1822:4:16 GMT
ANSI/ADM TR34-1996 Sampling Procedures for Inspection by Atttibutes of Images in ElM and Micrographic SystemS

g
4
., § .. ~
.,; .~!
""ci 4
2 ....
~ UE G;S
NN:' .... n o 4

.. ~="
~"!ii
I~: : .... 4
oi
""t;i ~:~ ri~!

:$iS ~:~
~!i "No
",= ..
- rl-' 0 .. ~~~ 4
j
i ~
:2-"'
~:&§
-- ..
1: ....
C'!~.i
.. -c! 5!i ~ ..
~i; ii~
~ .tft:' 4==
!

i ..· ~~i !HI:? ., =-=~ ii!


::.; I·II!!•• 0
~ ~~~ ::;:l! .....
. ..
r --f:i --0
""":.
l .. ....... il= n= ........ -:"' .. t! ... ~
~
~I~
........ : r;··8 a" ";O§
""0" "<<'is
I ':o~

.. -.,. ..
..:.:~ ft ...
o ci

.. is:.. ..3;_
ie .. ..! ...... ,,:g .. .. tI!
l
.!
.. ~~i
-- ...
..: ~
0
~~8
n -
o
~O8
"No ~~!

I .. ~ ..::8 !"'~ .. .. ·ss lila:


ifi~
;·~i
iii":
! ~ .:;! --0 ~~!. ~~8
N.,.O
!.
d

:. ; ~ ~ .... ~U !~i ... :


0
... .. ~
s;::§
J
.. ~;;i
-0 .
0
...; o· <N~o

i.. 4=== ==* :o·! ::-::!


..........- u: ;i;;
~~8
'•"
~
d
i
..
~ ~ 4=~ ~!~..
....... ~~!! ~
~:.! fi
.. .. -II>
~
.5
~
:l
~ ::
~
*= ~:§
.;
Cl.
r
......
..
~ 4 ,
f:I

~ ~ ~~
e
..
~
~
~~

:1 ~<II:II!- ~ ...... .1.1" .1.6'- ~2 .. ......1 ..


I
i
:i
~.:
... :E z 0 .. 5

Table 30 - Sequential sampling plans for normal iDspection for percent DODCOnfOrming (Master table) (coDcluded)

44-
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ANSI!AIIM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

!
0°0
"if" :21 !~~
~~i ~o! ---"; ':-:d
~.:
:~;
0:;l"
5:;~
.....
~~~
MNO

..
.,; ~ ~S~
-,:
3~;
1i5;
-. ..:~
~~=
~~=
- -0'
~ii
NNei
a~~
~·.2
~"'e'

.. ....
..
li
>~~i
00 0
lII'"O
"!~E
--0
i=~
...:..:~
21:
~~~ ~~i
~

f'IrIIfto"

..
.!
.... ~ .,.," 0 - ..
1:; ... ., -..
..-;"'
..
n .. ;;;
~~~ ~=:a
S -0 0 ":.0:- ."!C;
--0 ~--!
!.. .. ......
&: ~ )l~e
-Dr:;
~I:
'""-.8
- 0
~~§
- - o·
~ c:
D

~
I:
0
u
I:
0
!i ~.
>
1: .. 0
~S! !i=~
"':0":
I:
c ~ ~ ~ W)~=
•e : :!- !:~.
" I
~
0..

~ ~
0
~
co
~ >
.!! ~
¥..ra.
.s
,
iI! :.1

> =*
1c j .. 0:

... i. ..
oS
4:

=
~ ~

~ :ii

"•
c ~
~
;;i
>
.
Q.
c
'i
:i
::
d )~
<>

!5

•..
E
.. i

ii ~ ~i
~
0
!!!
" r;
~i
::0
C'
.,"
"
11\

....

~
0;
e
~: .
~
9 !"
~ ~
i
-.
~~
I!
.:.!!
.$.-~ ... ..r:<'#" -e<L-" ":oIIf:."" ..f.lM ~..I .. ..<CI_
~

t!
8
i.e
u~
a C ., =:
'" ::>

Table 31 - Sequential sampling plans for tightened inspection for percent nonconforming (Master table)

45
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ANSIIAIIM TR34-1996 Sampling Procedures for Inspection by Atbibutes of Images in ElM and Micrographic Systems

g
4
t!g:;
:J ~ft! 4
: ~~i ;~ ..
ti~!
~~t:i 4
~",'"
ui iU~
.; "'g:"
~~! . "~d toi~'5 ~

~~§
.... iii ..... mm"

"": ~
~~6 ;1!1:;]
'"
--0 "" .... 0 ..~~~
ri;
c
a

i
.!l
., 81::
~'"'!o
--0
..
..... 0

--0
~~
t::; ~
~;i5
:5;
ftN~
:ift~
..;"~ ~
: ......
...;'I~...
! .111= ...n: !~! s:!
$.~
~
:?
ci ':o~ .:!
~-~ ..;..-~ '~8
=-r ft"'e;

~ .. -'".. ..... " .... ""g ~-: .....


.... 11
~
~
~
ci I~i
-0 .
...
~·8
-II:~ -III'"
-0.0 ~..:! ~.:! .....
5t~11
~ ~~!
. '"t8!i
0 0

CO
;: '"
g .... ·8~
...
0 .....

.,':.: ~
"ft" IllfiB
i ~~8
-0
0
-0
0
~..:l
0
!::-l., :5l 0
!;

..; _..... .,- ..... .0eD...


! >.:!l.. ..zl!:§ "'I:" 101-'" s- ..

i.
-eo ~o! ..:~8
.. ... ~! .
.,
>gi:i§ ... ...- . -8
~~8 ~
~:
!§ d "':°0 - 0 cl --a
.;
<I

! ~ ~ 2lj: ... ~~
5!;~8
..:o! -°ci ~
c
i
0
3
ci ~ ~ ~~I
-°0 ig
..
~ 8::::;:
.:
! ~ ::~I i
..
<i

r!
;;
ci ~ ¢= .t
...
., i
;;
~
ci
I...
..
~~
l!
ca.! ':.1''' ~.,. .. .. ~~ .,q--.I- ~~ .. ~~- ~2 ..
t ~
8
H
u.!
s z 0 c I
::>

Table 31- Sequential sampliDg plaDS for tigbteDed inspection for percent nonconforming (Master table) (concluded)

46
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ANSI/ADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

!!'
= ~ ;:; :::

.... = !! :: ....
!' : = ! :: :::
!~ .. .. .. .....
c = !!! :::
0
Co>
'"
.. ..
C
0
c
i:IP =! ::: :::
~
i.!
~
..
IP
II.
... ~
0
c
~ = ~ ::: ::;

!
1li
II
!
~
i
.!
~
0
=! ;:; :::
~ g
.5
i 1 ..w = !! :::
'i
!0 ~
i.
..
c
i
3 = !

.!
•'"
c
Ii
c .... =
A
D
C
=a ..d
E

]" i.;
1:
'""V' 0
,
.;

..
II

.!
;J
.;
~
s
"
II

,.'"
! i
iii
i
-..
c E
:1
.. a 5
0
!!!

! ....
~ .s
~ =.
1"
i-
~ !! 1\ $I ~ :! ! ! § E a
c.''" u J
;
.
f
:I

i
:~ .r !: 1\ ;:; ~ Ii: E ! ... It ! ~ ! ~
.0;

..
:
"~

!
... ... .. "
f~
'" ...
w
i " "
% ~
lI! z
:
u ::>

Table 32 - Curtailment values for sequential sampling plans for normal inspection for percent nonconfonniDg

47
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ANSVAIIM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

!! ~ ~
=
.... ~ ! ::

.5
CII ...., !:! ~ ::
!
.!!
c
0
..
.,; !:! !! !II
u
c

'i
0
c:
r
.. !:! ! ::;

~01 1 ::;
I ~
A- !:! !!
.! ~
c
e
=i
..
D-
.:
.I
~c I.. .. :01 !:! ~ III

;
I 1
.5 !l !:! ~
.,;
1c ~

:&
~
01

..
:;.
.
!
~
:::.,; !:!

i
.!!
c
., II
c
~
.. .. ..
S
D-
C.
c 0
~
'i
..
E
II
i.,;
i!
,
ci
I.,; •
...!!.,f :l
., :::

:::I
~
~
,.
'ii I!:
0
E !!!
'i

1;
=:
I"
=-
". ~ 2 ~ ~ ::! @
.. ~ S ! ! :e!! !5 .
.sc
a.
! :::I
~Q.
... r
u I
2
t..
I:•• c· !:! iii ;; 51 a !! ! .. ! ! f! ! ..!
I
;;
~
)r

I
iu
0
-.. " '"
.. .. ... ~ z .. 0 ••
I
8
!II
::>

Table 33 - Curtailment values for sequential sampling plans for tightened inspection for perant nonconforming

48
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ANSI/ADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in E1M and Micrographic Systems

Cumulative Sample Acceptance Rounded. Acceptance Ilejedion Rounded Rejection


Size Number Number Number Number
R... gn... -hA A gn_+h. R
1 -1.839 * 1.721 **
2 -1.769 * 1.791 2
3 -1.698 * 1.862 2
4 -1.628 * 1.932 2
5 -1.557 * 2.003 3
...... ·. .. ........ ·.
20 -0.498* * 3.062 4
·. .. ..... ·. .. ........ ·.
28 0.067 0 3.627 4
·. ........ ·. .. ........ ·.
34 0.490 0 4.050 5
·. ........ ·. .. ........ ·.
42 1.055 1 4.615 5
·. .. ..... ·. .. ........ ·.
48 1.479 1 5.039 6
·. ........ ·. .. ........ ·.
56 2.044 2 5.604 6
·. .. ...... ·. .. ........ ·.
63 2.538 2 6.098 7
·. ......
.. ·. .. ........ ·.
70 3.032 3 6.592 7
·. .. ...... ·. .. ........ ·.
76 3.456 3 7.016 8
·. .. ...... ·. .. ........ ·.
84 4.020 4 7.580 8
·. .... .. ·. .. ........ ·.
90 4.444 4 8.004 9
·. .. ...... ·. .. .. It ....
·.
98 5.009 5 9
·. .. ...... ·. ·.
113 6.068 6 9
·. ·. ·.
119 6 ·.
120 8 9
Table 34 - Example sequential plan

49
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ANSI/AIIM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

11
10
9
Reject Lot
8
7

C 6
5
4
3
hr 2
1
0
-1
-b.
-2
0 10 20 30 40 50 60 70 80 90 100 110120130

Figure 4 - Example graph for sequential sampling using ISO 8422

l2.2.2 Switching rules and operating characteristic In the tables, 0.00 means no nonconforming images exist
in the lot being inspected. The symbol PA refers to the
With the exception that reduced inspection is Dot possible quality level, in terms of percent nonconforming, or
with the sequential plans given in this technical report, the nonconformities per 100 images, that would lead to 90%
switching rules provided in 12.1.2 apply. The operating of the lots beiJig accepted by the sampling plan. The
characteristic curves provided in 12.1.5 also apply to the symbol PII. refers to the quality level that would lead to
sequential sampling plans provided. 10% of the lots being accepted by the sequential sampling
plan. The symbol g refers to the parameter g of the
12.2.3 Average sample size sampling plan. When the qUality is equal to lOOg (in
terms of percent nonconforming or number of
The average sample size is the average of the various
nonconformities per 100 images), the average sample size
sample sizes that can occur before a decision to accept or
is at its highest level. Values of the average sample size
reject a lot is made. The average sample size for four
for quality levels not given in the tables can be found by
values of the process average are given in table 35 for
interpolation.
normal inspection and in table 36 for tightened inspection.

SO
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ANSIIAIIM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

Average sample size for sequential samplIng plans for normal Inspection for percent
noneonformlng

Quality Acap\aIIM quaJity 1 - ' In percent ""';;OU'OI millY (normal inspKUan)


~ ....... 1eweI, p
(proportion
noncon.
-";1 0,025 O,OdO 0,06$ 0,10 0,15 0,25 O,~O 0,65 1.0 1.S 2.5 4,0 6,5 '0
0.00 4
5
D
p" 6,0 5,9

,..r 6.5
4,1
6.6
~,6

0.00
8 6 5
E
,
p" U 8.6 8,3

,.. 10,3
6."
II,.
6,4
9,9
6,7

0.00 13 10 8 6
F
,
P" 1S.5 13,8 13,3 12.5
,.. 15,6
9,2
14,7
9,'
15.'
10.0
IS."
10,6

0.00 21 16 14 II 9
G p" 24.1 22.2 21.5 20.4 19.1

,..
II 24,7
I.,'
23,6
1~,8
24,0
15,3
24,2
16.0
23,5
16,0

0.00 32 26 22 17 14 12
H
,
p.. 37,8 35,8 33.7 31,6 30,8 29,8

,. 37.7
21.9
37.2
22,9
37,2
23,0
37/)
23,9
37,2
2••7
37,2
25,.
0.00 52
J
,
P.. 81,2 "
56.~
35
53..9
28
51,'
2~

50,0
20
Ae,3
16
46,7
eo,7 58,7 59.1 59.1 59,3 SII.2 58.9
PR 301,11 35.9 36.6 37.8 38,8 39,8 40,2

0,00 80 601 ~ ..3 36 30 25 19


Ie
,
PI, 93,8
92.7
117,2
110,2
81.11
1IS,1
76,6
87,8
73,2
86,'
89,8
84.4
65,4
81,0
60.'
76,3
PR 52.8 ~,7 54,6 55,. 55,6 SS.s 54,3 52,3

Table 3S - Average sample size for sequential sampling plans for normal inspection for percent nonconforming

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QualIty Acceptable qualIty leW! In percenI'lOi==,ho, II• .., (nonnallnspeclion)


lweI.p
Co*IeU.... (propor1ion
noncon·
fOrmIngl 0.025 0.040 0,065 0.'0 0.15 0,25 0,40 0,65 1.0 1,5 2.5 4,0 6,5 10

0.00 129 103 81 69 59 50 41 33


,., 116 109
L
,
PI'. 152
,50 145
133
145
125
lC3
120
141 139 '34
'03
130
PR 84.9 87.8 88,1 89,9 90,3 91.1 89,2 8a,1

0.00 20S 162 138 ", 95 80 67 54

M
,
Po. 241
237
221
227
21'
229
200
229
'112
225
186
224
179
221
171
215
PR 135 '37 '39 143 '44 146 146 145

0.00 326 260 220 ,n '52 '28 108 88


Po. 383 ~ 33S 317 311 298 289 280

" g
PR
371
213
365
220
363
220
362
226
364
232
351
233
355
235
351
236

0,00 522 415 354 265 245 206 175 1C3


PI'. 613 566 5'0 513 499 481 470 458
P
g 60S S83 586 584 584 577 577 574
PR 342 351 3S5 365 372 375 380 385

0.00 820 648 556 446 313 326 276 227


Po. 965 886 850 804 779 765 742 726
Q
g m 912 1124 816 910 919 809 812
PR 539 549 559 573 580 596 5119 611

0,00 1303 1 GIO 889 716 615 521 440 383


1531 1357 1293 ,,7a
R
,
p"
lSOB
14'8
'461 1473 1475
1252
1 C84
1221
1465 '441
1159
1_
Pot 653 879 892 921 932 949 949 970

NOTES
1 Values Of Po. (1'." 0.90) and PR (1'. '" 0,10) are S1IOWn In table X 01150 2858-1:1889.
2 Ave,age sample si%e for P ~ 1.0 ('00 % nonconIormIng) Is an Imeger Immediately a _ ".1(' - X)

Table 35 - Average sample size for sequential sampling plans for normal inspection for percent nonconforming
(concluded)

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ANSIIAllM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in EIM and Micrographic Systems

Average sample size f~r sequential sampling plans for tightened Inspection for percent
nonconforming

Quality Ac:ceplabl.. cpoIily level In ~t nor.c:oc40i "~"9 "Ight~ lns!Iection)


1eftI, p
<:Me letler (proportIon
noncon-
forming) 0-0'25 o,oeo 0,065 0,10 0.15 0,25 0,40 0.65 1,0 1,5 2,5 ••0 6,5 10

0.00 5
p" 8,0
D
g 6,5
PA .,1

0.00 8 6
E
p" 9_8 8.6
II
Pro . '0.3
6,4
9,4
8,4

0,00 13 8
'0
p... 15,5 13,8 '3,3
F
II 15.8 1.,7 15••
h 9.2 9.4 10.0

0.00 21 16 1. 11
0
P... 24" 22,2 21,5 20,'
II 24,7 23,6 24,0 24,2
h 1',. 14,8 15,3 16,0

0,00 32 26 22 17 13
II
,
1'... 37,8
37,7
35,6
37,2
33.7
37,2
31,6
37,0
30,4
37,2
Pre 21-9 22-i 23.0 23,9 24,9

0,00
52 ., 35 28 22 18
J
,
p" 81.2
60,7
56,4
58,7
53,9
59.1
51,1
59,1
49,3
59,6
.7,0
58,.
h 34,8 35,9 38,6 37.8 39,3 39,4

0,00 80 64 54 .3 34 27 '21
Ie P" 93,8 87,2 81,8 76.6 71.11 67,5 61,2
g 92.7 90,2 89,1 87,8 es,3 82,7 711,1
PA 52,8 54,7 54,6 55.4 55,5 55,0 52.3

Table 36 - Average sample size for sequential sampling plans for tightened inspection for percent nonconforming

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ANSI/AlIM TR.34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

QuaIl., ~ quality a.wt In pm:ftIt no.. ,='*" ..dug (lightened Intpedlon)


lewI,p
Code letter (prOportion
noncon-
form,"g) 0,025 0.040 0,065 0.10 0,15 0.25 0.40 0.65 1.0 1.5 2.5 4.0 6.5 10
~

119
.... -~--

103
- 87 69 56 45 36

L
0.00
p", 152 ,., 133 125 119 112 105
141 137 131
11 150 145 1«5 "~
PI! 84.9 87.8 ea.l 89.9 110.8 90.6 88.5

0,00 20S 162 1~


", 88 73
182
59
174
p", 241 221 21' 20!1 188
II
11 237 117 m m 223 m 217

PR 135 137
.
1')9
-- t--
14~
," 146 146

0.00 326 260 220 177 1«3 117 9S


P. 383 354 33S 317 307 294 283
Ie
11 3n 365 3~ 3tl2 36'3 357 352
I'p, 213 220 220 2?6 233 234 23S
.,.- r---
0,00 522 415 354 185 7.11 111('1 155
P. 613 566 540 513 496 418 465
P
11 6!15 583 5a6 584 S86 5110 578
I'p, 342 351 355 365 378 380 386

0,00 1120 649 5S6 .us 361 299 243


p", 965 886 1150 1104 n. 754 723
Q
g 952 912 924 916 916 916 897

PR S39 549 5S9 513 5117 600 597


~-
0.00 1303 1~ 889 716 579 478 392
p", 1531 1 419 1 357 1293 1 242 1200 1168
A
11 1 50S 1461 1473 1475 , 46'/ 1460 1449
PIt 853 879 1192 921 940 IIS4 9R4
--. -_. r-.-
0.00 2059
P", 2419
S
R 2384
PH 1341

NOTES

1 Valle Of p", (P. = 0.90) and PIt (1'... 0,10) ~ Shown in table X 01150 2859-1:1989.
2 Averege sample SIte for p ... 1.0 (100 % nonconforming) IS an Inteqef ImmeclJately atlOVe "R/ll -11)

Table 36 - Average sample size for sequential sampling plans for tightened inspection for percent nonconforming
(concluded)

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ANSYAIlM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrograpbic Systems

13 Examples CRQlPRQ = 0.10/0.04 =2.5 Ac= 10

This clause provides specific examples of how to use this


report. The examples mayor may not be similar to actual
n X CRQ =15.407
user situations. n = 15.40710.10 = 154

n x PRQ =6.169
13.1 Example one: FUm cODversionJisolated lots
(clause 11) or n = 6.169/0.04 = 154

Film is supplied by the vendor in rolls of 2000 images. A


total of 10 rolls is supplied in separate shipments. Each
=
The sampling plan is n 154, Ac 10. Again, the =
nomograph in figure 1 gives us the same plan.
roll is to be sampled. Since 10 rolls are not enough to be
considered a continuing series of lots, we treat each roll
E. We review the sampling plans for each class and
separately using the procedures of clause 11. First in
determine the following:
13.1.1, we will use the single sampling procedures from
11.1. Then in 13.1.2, we will use the sequential class A is n =200. Ac = 4.
procedures of 11.2.
classBisn= 154,Ac= 10.
13.1.1 Single sampling
Because the largest sample size found was 200, we should
The film attributes to be inspected are found in table 2. select 200 images from the roll. For class B
Some film attributes, of clause 9. These attributes are nonconformities, 154 of these would be inspected; for
classified as class A or B according to their seriousness. class A, all 200 would be inspected. We would accept a
roll if we find
A. We must first choose producer's and consumer's risk
no more than 4 of the 200 images contain class A
qualities for each class of nonconformity. This is
nonconformities,and
done in the following table. Recall that we are using
5% for producer's risk and 10% for consumer's risk. no more than 10 of the 154 images contain Class B
nonconformities
Class PRQ CRQ
A 1% 4% Otherwise, we would reject the roll.
B 4% 10%
13.1.2 Sequential sampling
Table 37 - Example ODe: risk qualities
For the same situation as in 13.1, we have decided to use
B. Next, we use table 3, Values for single sample plans, the sequential sampling procedure of 11.2, ltem-by-item
to find the sampling plan for class A attributes. sequential sampling plans. We again have rolls of 2000
images and the same producer's and consumer's risk
CRQlPRQ = 0.04/0.01 = 4.0 Ac=4 qualities shown in table 37 - 5% producer's risk and
10% consumer's risk - for the two classes of
n X CRQ = 7.994 nonconforming images.

n = 7.994/0.04 200 = A. After we decide to use the sequential sampling


procedure, we use table 5 to find the parameters for
nxPRQ= 1.970
the three plans. These are found in table 38.
or n =1.970/0.01 =197
Class h.. h. g n, A, R,
C. We choose the higher n possibility. Therefore, we
=
might use the plan n 200, Ac = 4. Alternatively, we
A 1.589 2.040 0.0217 300 6 7
could have used the nomograph in figure 1. This B 2.295 2.947 0.0658 231 15 ]6
would result in the same plan. Table 38 - Parameters for sequential plaos

D. Next, we use table 3 to find the sampling plan for B. Then, we constrUct tables similar to tables 39 and 40.
class B attributes.

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ANSIIAIIM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

n_ A R ft.- A R 13~lS~egunpllng
1 • "'' ' 137 I 6 Because we have a continuing series of disks or lots we
2 • .'" 166 2 6 use the sampling methods of clause 12.
3 3 183 2 7
'"
4 7
45
'" 3
4
212
258
3
4 7
A. The first thing we must do is choose the acceptable

74
'"
0 4 299 4 7
quality level (AQL) for each class of nonconfonnities.
We use the classifications in table 1. Some ElM
91 0 5 300 6 7 attributes, in clause 9.
120 1 5
Table 39 - Class A sequential plan The class A nonconformities are given an AQL of 1%
and those in class B an AQL of 4%.
n... A R n_ A R
•• B. We can choose either
1 III 5 11
2 •'" •• 123 5 12 - the single sampling methods in 12.1, or
3 • .* 127 6 12 - the sequential methods of 12.2.
4
'" 4 138 6 13
The single sampling approach will be used here and
17
'" 5 142 7 13 the sequential method will be used in 13.2.2
32 • 6 153 7 14
35 0 6 157 8 14 C. Next, we consult table 7, Sample size code letters.
47 0 7 168 8 15 The lot size is 2000 and table 7 indicates that for
51 1 7 172 9 15 inspection level IT we must use sample size code
62 1 8 184 9 16 letter K.
66 2 8 187 10 16
77 2 9 203 11 16 D. Then from tables 8, 9, and 10, we find the sampling
81 3 9 218 12 16 plans for normal, tightened, and reduced inspection,
92 3 10 230 12 16 respectively, for each selected AQL These results are
96 4 10 231 15 16 shown in table 41, Single sampling plans for each
108 4 11 class.
Table 40 - Class B sequential plan
E. For the first disk submitted, we would select a sample
of 125 images to be inspected on normal inspection.
C. Because there are no fixed sample sizes in this case,
we would start inspecting both classes of
F. We would accept the disk if there are no more than
nonconformities.
the following number of nonconforming images in
tbe sample:
D. Finally. we would
stop inspecting if either of the classes reached its 3 class A nonconforming images. (A c.lass A
rejection value, R nonconforming image has one or more class A
nonconformities. )
stop inspecting for either class when its
cumulative count, c, reaches its acceptance 10 class B nonconforming images. (A class B
number,A nonconforming image has one or more class B
nonconformities and no class A
accept a roll only after both classes have reached
Donconformities.)
their respective values of A (i.e., we cannot
accept a roll until both classes have reached their G. Next, we would follow the inspection guidelines
respective values of A) outlined in table 42.

13.2 Example two: EIMlseries of lots


Electronic images are submitted on magnetic or optical
disks with 2000 images per disk. FIfty disks are to be
submitted in separate shipments. That is, we have 50 lots
(disks) of 2000 images each.

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Normal Tightened Reduced
Class AQL n Ac n Ac n Ac.
A 1% 125 3 125 2 50 2
B 4% 125 10 125 8 50 6
Table 41 - Single sampling plans for each class

If we... Then we...


rej ect 2 disks out of any 5 inspected switch to tightened inspection, and
remain On tightened inspection until we have accepted 5
disks in succession
accept 10 consecutive disks under nonna! inspection can switch to reduced inspection with its corresponding
using an acceptance number of 2 for class A and 7 for smaller sample size for each class
class B
reject a lot while on reduced inspection switch back to normal inspection for the next disk
reject as many as 5 disks while on tightened inspection should discontinue inspection of the entire shipment of SO
disks
Table 42 - Inspection guidelines (from table 11)

13.2.2 Sequential sampling C. We might again develop tables, such as tables 44


As an alternative to the single sampling procedure in and 45, using these parameters to assist in the use of
13.2.1, we could use the sequential procedure of 12.2. To these plans.
illustrate this procedure, we would do the following:
D. As before, we start inspection with the two normal
A. Again, we will assume theAQL values used in 13.2.1 plans. The Switching roles are earned out as in 13.21,
for each class - 1% for class A and 4% for class B. except there are no reduced inspection plans with
sequential sampling. Table 46 outlines the inspection
B. Using tables 30, 31, and 32, we find the plan guidelines for sequential sampling.
parameters indicated in table 43. Recall that we are
using code letter K from table 7.

AcxeptabJe Acceptable Rejection Slope of Decision


Quality Level Parameter Parameter Lines Curtailment Numbers
(AQL) (h A ) (hit) (g)
n I A I R
on Nonnal
Class A 1.575
1% 1.262 0.0296 188 I 5 I 6
ClassB 4%
2.514 2.259 0.0857 188 I 16 I 17
T"2htened Insvedion
Class A 1% 1.359 0.980 0.0215 188 I 4 I 5
Class B 4% 2.303 2.025 0.0697 188 I 131 14
Table 43 - Parameters for sequential plans

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ANSI!ADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

Normal Inspe mon Tightened Inspection Normallnspedion Tightened ·on


"...1 A
...
R R_ A R
"... A R R... A R
.* 1 • *•
2 • 2 2 ... 2 1 • 1 * **
**
25 * 3 48 • 3 2 • ** 2 * **
54 0 3 64- 0 3 3 ... 3 3 * 3
59 0 4 94 0 4 9 • 4 14 ... 4
87 110 4 21 29 ... 5
] 4 1 * 5
93 1 5 141 1 5 30 0 5 34 0 5
121 2 5 157 2 5 32 0 6 43 0 6
127 2 2 6 187 5 42 1 6 48 1 6
155 3 4 6 188 5 44 ] 7 58 1 7
187 3 6 53 2 7 62 2 7
188 5 6 56 2 8 72 2 8
Table 44 - Class A sequential plans (example two) 65 3 8 77 3 8
67 3 9 86 3 9
77 4 9 91 4 9
79 4 ]0 101 4 10
88 5 10 105 5 10
91 5 11 115 5 11
100 6 11 120 6 11
102 6 12 129 6 12
112 7 12 134 7 12
114 7 13 ]44 7 13
123 8 13 148 8 13
126 8 14 158 8 14
135 9 14 163 9 14
138 9 15 177 10 14
147 10 15 187 10 14
]49 10 16 188 13 14
158 11 16
161 11 17
170 12 17
182 13 17
187 13 17
188 16 17
Table 45 - Qass B sequential plam (example two)

Hwe- Then we...


reject 2 out of 5 or fewer consecutive lots for class A or class B switch to tightened inspection for both classes
nonconforming images
accept 5 consecutive disks while on tightened inspection switch back to normal inspection plans
reject a total of 5 disks while on tidltened . on discontinue sampling inspection under this procedure
Table 46 - Inspection guidelines for sequential sampling (from table 11)

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ANSVAlIM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in EIM and Micrographic Systems

AnnexA
Sampling Costs
Type Plan Plan Parameters
To illustrate the type of decisions that must be made Single n=410,Ae= 10
regarding the two types of attributes plans - single and Sequential R = 2.4075 + O.0292n
sequential plans - consider the cost model provided in
A = -3.6720 + 0.0292n
the following equation.
Table Al - Equivalent plans
C= a+bn*+ en.,
where: For these plans, table A2 illustrates the values of n* and n.
for PRQ :::: 0.015. The resulting total costs are shown in
C is the total cost;
the last column of the table.
n * is the maximum sample size;
n" is the average sample size when the quality level is Type Plan n* n. Cost
at the producer's risk quality (PRQ); Single 410 410 $9.22
a is the overhead cost; Sequential 725 137 $6.69
b is the cost of selecting the sample (per image); Table A2 - Cost comparison I
c is the cost of inspection (per image).
In this case, the most economical plan is the sequential
To illustrate the use of this equation, assume the overhead plan. Remember that both plans satisfy our requirements
cost. a, to be as follows: regarding risks. If, on the other hand, the unit cost of
single $0.20 selecting a sample is increased to SO. 10 and the inspection
- sequential $0.50 cost per image is reduced to $0.01, the model would give
the results displayed in table A3, Cost comparison 2.
Now assume the following:
Type Plan Cost
The cost of selecting the sample is $0.002 per image.
Single 545.30
The cost of inspection is $0.02 per image.
We are dealing with batches of 10,000 images. Sequential $75.37
The PRQ is 0.015 (i.e., 1.5% nonconfonning). Table A3 - Cost comparison 2

If the consumer's risk quality (CRQ) is 0.05 (i.e., 5% For this illustration, we see that the single sampling plan
nonconforming), the producer's risk is set at 5%, and the is the lowest cost plan. These two extreme examples serve
consumer's risk is 10%, the plans in table Al would be to illustrate the fact that high costs of selecting sample
equivalent in their protection. units and low inspection costs lead to the decision to use
single sampling plans. An additional advantage of such
plans is their simplicity.

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ANSI/ADM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

AnnexB
Flowcharting inspection procedures using applicable examination of the source documents. A sampling plan
ANSI standards and specifications and a sampling probably will indicate conditions where MS23 image
system (based on the example provided in clause 7 of capture inspection methods may be unsatisfactory. '
this technical report)
Three major micrographic technology quality criteria are
This publication provides a more statistically valid resolution. which is the ability of the system to
method for selecting the number of images that should be capture or film the smallest necessary character at the
inspected. It replaces the random image inspection first generation at significant quality at the user level.
scheme described in MS23. That publication recommends This is done by using a quality index chart (MS 1.
a detailed visual image examination criteria for roll films MS23, MS43. and implied in MS32). Readings are
where approximately 0.5% or 10 images would be viewed made of filmed resolution target arrays.
with a magnifier. MS23 does not establish an acceptance- background density, which represents an arbitrary
rejection criteria but does describe what the attributes are relationship between the data on the page and its
and how to inspect. Employing a statistical plan may background. Background density is determined by
establish a sample that will accurately determine the comparing the documents to be filmed to applicable
product quality based on the needs of the user. However. Background Density Groups (MS32, MS43. and
thereisan~tounderstand MS32). Specific targets, usually in the form of
the inspection criteria listed in various ANSI reading the density using a calibrated densitometer.
standards and guidelines are used.
the inspection tools to use to be qualified to inspect
the film inspection for lost data. This class A attribute is
evaluated by passing the film over a light box and
Also. a sampling plan is not a replacement for specific noting any unusual condition.
inspection procedures developed by film technologists.
Unlike the sampling plan. the technology inspections are
Micrographic methodology can use 100% inspection of 100%.
specific criteria target images. Often. this level of
inspection is a "Go, No-Go," or a cirCuit breaker that The flow chart, illustrated in figure BI. Technical
would increase inspection if certain quality conditions inspection and sampling plans, is based on the use of
were not meL Unfortunately. quality criteria in the form micrographic standards to establish fundamental film
of specific resolution and density readings are usually attributes based on the selected microform, technical
based on the assumption that all of the material in a film inspection. and a sampling technique described in clause 7
batch is of equal quality or that the necessary ''Go. No- of this technical report.
Go," acceptance criteria have been established through an

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ANSIJAIIM TR34-1996 Sampling Procedures for Inspection by Attributes of Images in ElM and Micrographic Systems

Establish necessary
delivetylpickup
document preparation
criteria, and other
logistics.

Have resolution target arm


and blank c:opy
paper filmed at
beginning and end of roll.

Establish other criteria


(Number of splices.
certificates. etc.).

Establish indexing and


other identifier and
information requirements.

Figure Bl- Technical inspection and sampling plans (sample of micrographic plan)

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ANSIIAIIM 1R34-1996 Sampling Procedures for Inspection by AUributes of Images in ElM and Micrographic Systems

4 Nonconformilies per 10 Nonconformities per


200 inspected images 154 inspected images

Tcdmica1 inspcaion

Inspect rcsollllioD target


array at beginning of rol1

Detnmine if ron
should be rejected or
if other iaspcction is
required!

Read deDSity
measllJ'CDlClltS

Figure Bl - Tedmical inspection and sampling plans (sample of micrographic plan) (continued)

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No reproduction or networking permitted without license from IHS 2012/4/1822:4:16 GMT
ANSYAllM TR34-1996 Sampling Procedures for Inspection by Attributes oflmages in ElM and Micrographic Systems

Pass roll over light box.

be rejected or if
other inspection is
..' -
rcqW,IC;U. .. ,

Inspect resolution target


array at end of roll.

Inspect first of random


images for Class A (200
images), B (lS4 images),
nonconfonnities over
light box using loupe.

RecordQass
nonconformity.

Proceed to next
random image

Figure 81 - Technical inspection and sampling plans (sample of micrographic plan) (continued)

63
Association for Information and Image Management International
Copyright AI 1M International
Provided by IHS under license with AIIM Sold to:PUBLlC.RESQURCE.ORG, W1277258
No reproduction or networking permitted without license from IHS 2012/4/1822:4:16 GMT
ANSI/ADM TR34-1996 Sampling Procedures for Inspection by Attributes oflmages in EIM and Micrographic Systems

Inspect next mndom


image for Oass
nODconfonnities.

ReamiClass
nonconformity.

No

Count number of
nanconfmmitics.

Reject Roll!

A<:cept roll.

Reject Roll!

Figure B1- Tedmic:aJ inspection and sampling plans (sample ofmic:rographic plan) (concluded)

64
Association for Information and Image Management International
Copyright AIIM International
Provided by IHS under license with AIIM Sold to:PUBlIC.RESQURCE.ORG, W1277258
No reproduction or networking permitted without license from IHS 2012/4/1 B 22:4:16 GMT

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